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CC SR 20210720 E - MSW Consultants PSA for Solid Waste ComplianceCITY COUNCIL MEETING DATE: 07/20/2021 AGENDA REPORT AGENDA HEADING: Consent Calendar AGENDA TITLE: Consideration and possible action to enter into a Professional Services Agreement with MSW Consultants to provide solid waste regulatory compliance services for adherence to state laws. RECOMMENDED COUNCIL ACTION: (1)Award a Professional Services Agreement to MSW Consultants, in the amount of $105,800, to provide solid waste regulatory compliance professional services for adherence to state laws including Senate Bill No. 1383 and authorize the Mayor and City Clerk to execute the professional services agreement subject to approval as to form by the City Attorney; (2)Authorize and additional appropriate $45,800 from the Waste Reduction Fund; and (3)Authorize the issuance of a five-year notice of non-extension to the City’s commercial haulers. FISCAL IMPACT: The recommendations will result in a total authorized expenditure of $105,800. An additional appropriation of $45,800 from the Waste Reduction Fund is needed to complete this work. Amount Budgeted: Additional Appropriation: Account Number(s): $60,000 $45,800 213-400-0000-5101 [Waste Reduction Fund- Tech/Professional Services] ORIGINATED BY: Ramzi Awwad, Director of Public Works REVIEWED BY: Karina Banales, Deputy City Manager APPROVED BY: Ara Mihranian, AICP, City Manager ATTACHED SUPPORTING DOCUMENTS: A.Professional Services Agreement with MSW Consultants (page A-1) B.MSW Consultants Proposal (Page B-1) C.April 20, 2021 staff report BACKGROUND: The City has had an exclusive residential solid waste and recycling contract with EDCO Disposal Corporation (EDCO) for the past 11 years. The contract includes single -family 1 households and multi-family complexes. The contract has a base expiration date of June 30, 2020, and seven one-year automatic extension options based on mutual consent (FY 2020-21 to FY 2026-27). Every year, there is a 60-day window, six to eight months prior to contract expiration, to give EDCO a notice of termination. The current contract is valid until June 30, 2022. If a notice of termination is not issued between November and December 2021, EDCO’s contract will automatically extend by another year to June 30, 2023. For businesses, the City has non-exclusive commercial solid waste and recycling contracts with seven waste haulers. They provide roll-off services and bin services to businesses in the City. The City does not set rates for any of the services, and businesses directly contract with any of the seven city-approved waste haulers of their choosing. Termination of these contracts requires the issuance of a five-year notice of non- extension to the haulers. A new state mandate, Senate Bill No. 1383 (Short -Lived Climate Pollutants: Organic Waste Methane Emissions Reductions), enacted in 2017, aims to reduce methane production and encourage organic waste recycling by requiring local jurisdictions to provide mandatory organic waste (food waste) collection services, affecting all residences (single and multi-family dwellings) and businesses throughout the state. This new law will be enforced starting January 1, 2022, and will have significant impacts on requirements for residential and commercial haulers in the City. The City will need to amend existing contracts or develop new contracts to implement and maintain programs to comply with SB 1383’s comprehensive and complex regulatory requirements related to collection, processing, contamination monitoring, education, reporting, and other issues. During the April 20, 2021 City Council meeting, Staff sought direction from the City Council on whether to negotiate a contract revision with EDCO incorporating the SB 1383 requirements or to conduct a new procurement. Additionally, Staff recommended procuring a solid waste consultant to assist the City with contract negotiations and identifying metrics for successful negotiation outcomes. At this meeting, the City Council directed Staff to negotiate a contract revision with EDCO (not to proceed with a new procurement), and approved procuring a consultant to assist the City with meeting the new state regulations through negotiations with EDCO. This evening, the City Council is being asked to approved a Professional Services Agreement with a consulating firm. DISCUSSION: Need for Specialized Consultant Staff recommends obtaining the services of a consultant specializing in the solid waste industry for a variety of reasons. Primarily, as a contract city, staff capacity is very limited, and there is insufficient bandwidth to take on this significant effort. Additionally, updating the residential and commercial contracts requires specialized knowledge of, among other state laws, SB 1383 legislation so that all the details to meet the new regulation s are included. Furthermore, consultants specializing in the field have the technical training to know the appropriate rates for various services. A specialized consultant will guide the 2 City through the process of determining needs, developing metrics for a successful negotiation outcome, and targeting goals for negotiations. The City and residents can then be assured that the negotiated rates are fair and reasonable for the level of services provided. Finally, the consultant will optimize the final agreements and package of services and related rates for the residential and commercial solid waste contracts. RFP Process On May 13, 2021, Staff issued a request for proposals (RFP) (using the new RFP template), to firms known to specialize in the solid waste field for consulting services to incorporate SB 1383 into the residential and commercial contracts. The RFP specified negotiating with EDCO for the residential contract. On June 3, 2021, Public Works received two proposals, both of which met minimum requirements. The proposals were evaluated according to the scoring criteria specified in the RFP. Table 1 summarizes the evaluation scoring sheet from the proposals. Table 1. SB 1383 Compliance Proposals Scoring Sheet R3 Consulting Group, Inc. (R3) received the higher score of the two proposals. Accordingly, Staff requested a fee proposal from R3. The submitted fee proposal totaled $132,915. Staff reviewed the fee proposal and concluded that the level of effort for accomplishing the needed tasks was higher than necessary. Staff refined the scope and negotiated the fee with R3. The revised fee was then reduced to $124,765, which Staff concluded was still a higher cost than necessary. Staff then began negotiations with the second proposer, MSW Consultants. Staff reviewed its proposed fee of $113,00 and determined that it was within the expected range for the services. Staff further refined the scope and negotiated the fee down to $105,800, as reflected in the attached Professional Approach to Scope of Services 25%10 2.5 8 2 Proposal Schedule 20%8 1.6 9 1.8 Staff Qualifications & Experience 30%7 2.1 8.5 2.6 Organization & Staffing 15%8 1.2 9 1.4 Quality Control 10%8.5 0.9 9 0.9 Totals 100% RFP [SB 1383 Compliance] Scoring Sheet MSW Consult R3 Consult Criteria Value Raw Score (0-10) 8.25 8.6 Final Score Raw Score (0-10) Final Score 3 Services Agreement (Attachment B). The Agreement is for a not-to-exceed amount, and the City will not be charged for any services which may become unnecessary. The MSW proposal addresses both the City’s residential and commercial sectors and includes: various meetings; review of existing agreements to identify regulatory deficiencies; benchmarking comparable jurisdictions contracts, programs rates, and services; outlining negotiations strategies; reviewing vendor proposals; performing cost analyses; addressing vendor proposal deficiencies, preparing residential and commercial contracts, amending the City’s current solid waste ordinance; and preparing and presenting information to the Solid Waste Subcommittee and City Council. The proposal also includes: • Incorporating medical waste into the new residential contract; • Setting up a residential contract that allows other Palos Verdes Peninsula cities to join the contract in the future; • Setting up a contract that includes both residential and commercial services, subject to the termination timelines of the existing commercial contracts; • Investigating the feasibility of using the Palos Verdes Landfill property for organics waste processing; and • Investigating the feasibility of using recycled food waste for mulch on City trails and medians. Staff held a Solid Waste Subcommittee (Subcommittee) meeting with Mayor Pro Tem Bradley and Councilwoman Ferraro on July 9, 2021. Input was received on the scope of services. The Subcommittee was assured that the new residential solid waste contract would be set up to allow other Palos Verdes Peninsula cities to join the contract and allow for consolidation of residential and commercial hauling services upon expiration of existing agreements. Questions were answered about the need for a consultant . As noted earlier in this report, staff emphasized that as a contract City, the approximately 600 hours of work within a four-to-five-month period is beyond staff capacity and that the level of technical expertise and experience of a specialized consultant is necessary for a successful outcome. Five-Year Notice of Non-Renewal for Commercial Solid Waste Hauling Contracts Pursuant to California Public Resources Code Section 49520, the City is required to issue a five-year notice of non-extension to its existing seven commercial haulers prior to terminating their contracts and consolidating residential and commercial services. Issuing this notice does not preclude the City from continuing to use several haulers in the future, but it does allow the City the option of reducing the number of commercial haulers or consolidating the residential and commercial contracts after that five-year notice period is completed. This item was brought before the City Council on April 20, 2021 at the request of Mayor Pro Tem Bradley. Staff inadvertently did not request specific direction from the City Council to issue the five-year notice of non-extension. Therefore, this item is being 4 presented to the City Council again and Staff recommends the City Council authorize issuance of the five-year notice of non-extension. CONCLUSION: Staff recommends the City Council award a contract with MSW consultants in the amount of $105,800 to provide solid waste regulatory compliance professional services for adherence to, state laws, including Senate Bill No. 1383; and authorize the issuance of a five-year notice of non-extension to the existing seven commercial solid waste haulers. ALTERNATIVE: In addition to the Staff recommendations, the following alternative actions are available for the City Council’s consideration: 1. Direct Staff not to use a consultant. 2. Reject all proposals and re-solicit the services. 3. Do not issue a five-year notice of non-renewal. 4. Take other action. 5 01203.0006/727797.1 EQG 1 CONTRACT SERVICES AGREEMENT By and Between CITY OF RANCHO PALOS VERDES and MSW CONSULTANTS A-1 01203.0006/727797.1 EQG AGREEMENT FOR PROFESSIONAL SERVICES BETWEEN THE CITY OF RANCHO PALOS VERDES AND MSW CONSULTANTS THIS AGREEMENT FOR PROFESSIONAL SERVICES (herein “Agreement”) is made and entered into on July 20, 2021, by and between the CITY OF RANCHO PALOS VERDES, a California municipal corporation (“City”) and MSW CONSULTANTS, a California corporation (“Consultant”). City and Consultant may be referred to, individually or collectively, as “Party” or “Parties.” RECITALS A. City has sought, by issuance of a Request for Proposals, the performance of the services defined and described particularly in Article 1 of this Agreement. B. Consultant, following submission of a proposal for the performance of the services defined and described particularly in Article 1 of this Agreement, was selected by the City to perform those services. C. Pursuant to the City of Rancho Palos Verdes Municipal Code, City has authority to enter into and execute this Agreement. D. The Parties desire to formalize the selection of Consultant for performance of those services defined and described particularly in Article 1 of this Agreement and desire that the terms of that performance be as particularly defined and described herein. OPERATIVE PROVISIONS NOW, THEREFORE, in consideration of the mutual promises and covenants made by the Parties and contained herein and other consideration, the value and adequacy of which are hereby acknowledged, the parties agree as follows: ARTICLE 1. SERVICES OF CONSULTANT 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Consultant shall provide those services specified in the “Scope of Services”, as stated in the Proposal, attached hereto as Exhibit “A” and incorporated herein by this reference, which may be referred to herein as the “services” or “work” hereunder. As a material inducement to the City entering into this Agreement, Consultant represents and warrants that it has the qualifications, experience, and facilities necessary to properly perform the services required under this Agreement in a thorough, competent, and professional manner, and is experienced in performing the work and services contemplated herein. Consultant shall at all times faithfully, competently and to the best of its ability, experience and talent, perform all services described herein. Consultant covenants that it shall follow the highest professional standards in performing the work and services required hereunder and that all materials will be both of good quality as well as fit for the purpose A-2 01203.0006/727797.1 EQG 2 intended. For purposes of this Agreement, the phrase “highest professional standards” shall mean those standards of practice recognized by one or more first-class firms performing similar work under similar circumstances. 1.2 Consultant’s Proposal. The Scope of Service shall include the Consultant’s Proposal which shall be incorporated herein by this reference as though fully set forth herein. In the event of any inconsistency between the terms of such Proposal and this Agreement, the terms of this Agreement shall govern. 1.3 Compliance with Law. Consultant shall keep itself informed concerning, and shall render all services hereunder in accordance with, all ordinances, resolutions, statutes, rules, and regulations of the City and any Federal, State or local governmental entity having jurisdiction in effect at the time service is rendered. 1.4 California Labor Law. If the Scope of Services includes any “public work” or “maintenance work,” as those terms are defined in California Labor Code section 1720 et seq. and California Code of Regulations, Title 8, Section 16000 et seq., and if the total compensation is $1,000 or more, Consultant shall pay prevailing wages for such work and comply with the requirements in California Labor Code section 1770 et seq. and 1810 et seq., and all other applicable laws, including the following requirements: (a) Public Work. The Parties acknowledge that some or all of the work to be performed under this Agreement is a “public work” as defined in Labor Code Section 1720 and that this Agreement is therefore subject to the requirements of Division 2, Part 7, Chapter 1 (commencing with Section 1720) of the California Labor Code relating to public works contracts and the rules and regulations established by the Department of Industrial Relations (“DIR”) implementing such statutes. The work performed under this Agreement is subject to compliance monitoring and enforcement by the DIR. Consultant shall post job site notices, as prescribed by regulation. (b) Prevailing Wages. Consultant shall pay prevailing wages to the extent required by Labor Code Section 1771. Pursuant to Labor Code Section 1773.2, copies of the prevailing rate of per diem wages are on file at City Hall and will be made available to any interested party on request. By initiating any work under this Agreement, Consultant acknowledges receipt of a copy of the Department of Industrial Relations (DIR) determinatio n of the prevailing rate of per diem wages, and Consultant shall post a copy of the same at each job site where work is performed under this Agreement. (c) Penalty for Failure to Pay Prevailing Wages. Consultant shall comply with and be bound by the provisions of Labor Code Sections 1774 and 1775 concerning the payment of prevailing rates of wages to workers and the penalties for failure to pay prevailing wages. The A-3 01203.0006/727797.1 EQG 3 Consultant shall, as a penalty to the City, forfeit $200 (two hundred dollars) for each calendar day, or portion thereof, for each worker paid less than the prevailing rates as determined by the DIR for the work or craft in which the worker is employed for any public work done pursuant to this Agreement by Consultant or by any subcontractor. (d) Payroll Records. Consultant shall comply with and be bound by the provisions of Labor Code Section 1776, which requires Consultant and each subconsultant to: keep accurate payroll records and verify such records in writing under penalty of perjury, as specified in Section 1776; certify and make such payroll records available for inspection as provided by Section 1776; and inform the City of the location of the records. (e) Apprentices. Consultant shall comply with and be bound by the provisions of Labor Code Sections 1777.5, 1777.6, and 1777.7 and California Code of Regulations Title 8, Section 200 et seq. concerning the employment of apprentices on public works projects. Consultant shall be responsible for compliance with these aforementioned Sections for all apprenticeable occupations. Prior to commencing work under this Agreement, Consultant shall provide City with a copy of the information submitted to any applicable apprenticeship program. Within 60 (sixty) days after concluding work pursuant to this Agreement, Consultant and each of its subconsultants shall submit to the City a verified statement of the journeyman and apprentice hours performed under this Agreement. (f) Eight-Hour Work Day. Consultant acknowledges that 8 (eight) hours labor constitutes a legal day's work. Consultant shall comply with and be bound by Labor Code Section 1810. (g) Penalties for Excess Hours. Consultant shall comply with and be bound by the provisions of Labor Code Section 1813 concerning penalties for workers who work excess hours. The Consultant shall, as a penalty to the City, forfeit $25 (twenty five dollars) for each worker employed in the performance of this Agreement by the Consultant or by any subcontractor for each calendar day during which such worker is required or permitted to work more than 8 (eight) hours in any one calendar day and 40 (forty) hours in any one calendar week in violation of the provisions of Division 2, Part 7, Chapter 1, Article 3 of the Labor Code. Pursuant to Labor Code section 1815, work performed by employees of Consultant in excess of 8 (eight) hours per day, and 40 (forty) hours during any one week shall be permitted upon public work upon compensation for all hours worked in excess of 8 hours per day at not less than 1½ (one and one half) times the basic rate of pay. (h) Workers’ Compensation. California Labor Code Sections 1860 and 3700 provide that every employer will be required to secure the payment of compensation to its employees if it has employees. In accordance with the provisions of California Labor Code Section 1861, Consultant certifies as follows: “I am aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and I will comply with such provisions before commencing the performance of the work of this contract.” A-4 01203.0006/727797.1 EQG 4 Consultant’s Authorized Initials ________ (i) Consultant’s Responsibility for Subcontractors. For every subcontractor who will perform work under this Agreement, Consultant shall be responsible for such subcontractor's compliance with Division 2, Part 7, Chapter 1 (commencing with Section 1720) of the California Labor Code, and shall make such compliance a requirement in any contract with any subcontractor for work under this Agreement. Consultant shall be required to take all actions necessary to enforce such contractual provisions and ensure subcontractor's compliance, including without limitation, conducting a review of the certified payroll records of the subcontractor on a periodic basis or upon becoming aware of the failure of the subcontractor to pay his or her workers the specified prevailing rate of wages. Consultant shall diligently take corrective action to halt or rectify any such failure by any subcontractor. 1.5 Licenses, Permits, Fees and Assessments. Consultant shall obtain at its sole cost and expense such licenses, permits and approvals as may be required by law for the performance of the services required by this Agreement. Consultant shall have the sole obligation to pay for any fees, assessments and taxes, plus applicable penalties and interest, which may be imposed by law and arise from or are necessary for the Consultant’s performance of the services required by this Agreement, and shall indemnify, defend and hold harmless City, its officers, employees or agents of City, against any such fees, assessments, taxes, penalties or interest levied, assessed or imposed against City hereunder. 1.6 Familiarity with Work. By executing this Agreement, Consultant warrants that Consultant (i) has thoroughly investigated and considered the scope of services to be performed, (ii) has carefully considered how the services should be performed, and (iii) fully understands the facilities, difficulties and restrictions attending performance of the services under this Agreement. If the services involve work upon any site, Consultant warrants that Consultant has or will investigate the site and is or will be fully acquainted with the conditions there existing, prior to commencement of services hereunder. Should the Consultant discover any latent or unknown conditions, which will materially affect the performance of the services hereunder, Consultant shall immediately inform the City of such fact and shall not proceed except at Consultant’s risk until written instructions are received from the Contract Officer in the form of a Change Order. 1.7 Care of Work. The Consultant shall adopt reasonable methods during the life of the Agreement to furnish continuous protection to the work, and the equipment, materials, papers, documents, plans, studies and/or other components thereof to prevent losses or damages, and shall be responsible for all such damages, to persons or property, until acceptance of the work by City , except such losses or damages as may be caused by City’s own negligence. A-5 01203.0006/727797.1 EQG 5 1.8 Further Responsibilities of Parties. Both parties agree to use reasonable care and diligence to perform their respective obligations under this Agreement. Both parties agree to act in good faith to execute all instruments, prepare all documents and take all actions as may be reasonably necessary to carry out the purposes of this Agreement. Unless hereafter specified, neither party shall be responsible for the service of the other. 1.9 Additional Services. City shall have the right at any time during the performance of the services, without invalidating this Agreement, to order extra work beyond that specified in the Scope of Services or make changes by altering, adding to or deducting from said work. No such extra work may be undertaken unless a written Change Order is first given by the Contract Officer to the Consultant, incorporating therein any adjustment in (i) the Contract Sum for the actual costs of the extra work, and/or (ii) the time to perform this Agreement, which said adjustments are subject to the written approval of the Consultant. Any increase in compensation of up to 15% of the Contract Sum; or, in the time to perform of up to 90 (ninety) days, may be approved by the Contract Officer through a written Change Order. Any greater increases, taken either separately or cumulatively, must be approved by the City Council. It is expressly understood by Consultant that the provisions of this Section shall not apply to services specifically set forth in the Scope of Services. Consultant hereby acknowledges that it accepts the risk that the services to be provided pursuant to the Scope of Services may be more costly or time consuming than Consultant anticipates and that Consultant shall not be entitled to additional compensation therefor. City may in its sole and absolute discretion have similar work done by other Consultants. No claims for an increase in the Contract Sum or time for performance shall be valid unless the procedures established in this Section are followed. If in the performance of the contract scope, the Consultant becomes aware of material defects in the scope, duration or span of the contract or the Consultant becomes aware of extenuating circumstance that will or could prevent the completion of the contract, on time or on budget, the Consultant shall inform the Contracting Officer of an anticipated Change Order. This proposed change order will stipulate, the facts surrounding the issue, proposed solutions, proposed costs and proposed schedule impacts. 1.10 Special Requirements. Additional terms and conditions of this Agreement, if any, which are made a part hereof are set forth in the “Special Requirements” attached hereto as Exhibit “B” and incorporated herein by this reference. In the event of a conflict between the provisions of Exhibit “B” and any other provisions of this Agreement, the provisions of Exhibit “B” shall govern. A-6 01203.0006/727797.1 EQG 6 ARTICLE 2. COMPENSATION AND METHOD OF PAYMENT. 2.1 Contract Sum. Subject to any limitations set forth in this Agreement, City agrees to pay Consultant the amounts specified in the “Schedule of Compensation” attached hereto as Exhibit “C” and incorporated herein by this reference. The total compensation, including reimbursement for actual expenses, shall not exceed $105,800 (One Hundred Five Thousand Eight Hundred_ Dollars) (the “Contract Sum”), unless additional compensation is approved pursuant to Section 1.9. 2.2 Method of Compensation. The method of compensation may include: (i) a lump sum payment upon completion; (ii) payment in accordance with specified tasks or the percentage of completion of the services; (iii) payment for time and materials based upon the Consultant’s rates as specified in the Schedule of Compensation, provided that (a) time estimates are provided for the performance of sub tasks, and (b) the Contract Sum is not exceeded; or (iv) such other methods as may be specified in the Schedule of Compensation. 2.3 Reimbursable Expenses. Compensation may include reimbursement for actual and necessary expenditures for reproduction costs, telephone expenses, and travel expenses approved by the Contract Officer in advance, or actual subcontractor expenses of an approved subcontractor pursuant to Section 4.5, and only if specified in the Schedule of Compensation. The Contract Sum shall include the attendance of Consultant at all project meetings reasonably deemed necessary by the City. Coordination of the performance of the work with City is a critical component of the services. If Consultant is required to attend additional meetings to facilitate such coordination, Consultant shall not be entitled to any additional compensation for attending said meetings. 2.4 Invoices. Each month Consultant shall furnish to City an original invoice, using the City template, or in a format acceptable to the City, for all work performed and expenses incurred during the preceding month in a form approved by City’s Director of Finance. By submitting an invoice for payment under this Agreement, Consultant is certifying compliance with all provisions of the Agreement. The invoice shall detail charges for all necessary and actual expenses by the following categories: labor (by sub-category), travel, materials, equipment, supplies, and sub- contractor contracts. Sub-contractor charges shall also be detailed by such categories. Consultant shall not invoice City for any duplicate services performed by more than one person. City shall independently review each invoice submitted by the Consultant to determine whether the work performed and expenses incurred are in compliance with the provisions of this Agreement. Except as to any charges for work performed or expenses incurred by Consultant which are disputed by City, or as provided in Section 7.3, City will use its best efforts to cause Consultant to be paid within 45 (forty-five) days of receipt of Consultant’s correct and A-7 01203.0006/727797.1 EQG 7 undisputed invoice; however, Consultant acknowledges and agrees that due to City warrant run procedures, the City cannot guarantee that payment will occur within this time period. In the event any charges or expenses are disputed by City, the original invoice shall be returned by City to Consultant for correction and resubmission. Review and payment by City for any invoice provided by the Consultant shall not constitute a waiver of any rights or remedies provided herein or any applicable law. 2.5 Waiver. Payment to Consultant for work performed pursuant to this Agreement shall not be deemed to waive any defects in work performed by Consultant. ARTICLE 3. PERFORMANCE SCHEDULE 3.1 Time of Essence. Time is of the essence in the performance of this Agreement. 3.2 Schedule of Performance. Consultant shall commence the services pursuant to this Agreement upon receipt of a written notice to proceed and shall perform all services within the time period(s) established in the “Schedule of Performance” attached hereto as Exhibit “D” and incorporated herein by this reference. When requested by the Consultant, extensions to the time period(s) specified in the Schedule of Performance may be approved in writing by the Contract Officer through a Change Order, but not exceeding 90 (ninety) days cumulatively. 3.3 Force Majeure. The time period(s) specified in the Schedule of Performance for performance of the services rendered pursuant to this Agreement shall be extended because of any delays due to unforeseeable causes beyond the control and without the fault or negligence of the Consultant, including, but not restricted to, acts of God or of the public enemy, unusually severe weather, fires, earthquakes, floods, epidemics, quarantine restrictions, riots, strikes, freight embargoes, wars, litigation, and/or acts of any governmental agency, including the City, if the Consultant shall within 10 (ten) days of the commencement of such delay notify the Contract Officer in writing of the causes of the delay. The Contract Officer shall ascertain the facts and the extent of delay, and extend the time for performing the services for the period of the enforced delay when and if in the judgment of the Contract Officer such delay is justified. The Contract Officer’s determination shall be final and conclusive upon the parties to this Agreement. In no event shall Consultant be entitled to recover damages against the City for any delay in the performance of this Agreement, however caused, Consultant’s sole remedy being extension of the Agreement pursuant to this Section. A-8 01203.0006/727797.1 EQG 8 3.4 Term. Unless earlier terminated in accordance with Article 7 of this Agreement, this Agreement shall continue in full force and effect until completion of the services but not exceeding one year from the date hereof, except as otherwise provided in the Schedule of Performance (Exhibit “D”). ARTICLE 4. COORDINATION OF WORK 4.1 Representatives and Personnel of Consultant. The following principals of Consultant (“Principals”) are hereby designated as being the principals and representatives of Consultant authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: David Davis CMA President, Project Manager (Name) (Title) Craig Stroud Senior Consultant (Name) (Title) It is expressly understood that the experience, knowledge, capability and reputation of the foregoing principals were a substantial inducement for City to enter into this Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Consultant and devoting sufficient time to personally supervise the services hereunder. All personnel of Consultant, and any authorized agents, shall at all times be under the exclusive direction and control of the Principals. For purposes of this Agreement, the foregoing Principals may not be replaced nor may their responsibilities be substantially reduced by Consultant without the express written approval of City. Additionally, Consultant shall utilize only the personnel included in the Proposal to perform services pursuant to this Agreement. Consultant shall make every reasonable effort to maintain the stability and continuity of Consultant’s staff and subcontractors, if any, assigned to perform the services required under this Agreement. Consultant shall notify City of any changes in Consultant’s staff and subcontractors, if any, assigned to perform the services required under this Agreement, prior to and during any such performance. City shall have the right to approve or reject any proposed replacement personnel, which approval shall not be unreasonably withheld. 4.2 Status of Consultant. Consultant shall have no authority to bind City in any manner, or to incur any obligation, debt or liability of any kind on behalf of or against City, whether by contract or otherwise, unless such authority is expressly conferred under this Agreement or is otherwise expressly conferred in writing by City. Consultant shall not at any time or in any manner represent that Consultant or any of Consultant’s officers, employees, or agents are in any manner officials, officers, employees or agents of City. Neither Consultant, nor any of Consultant’s officers, employees or A-9 01203.0006/727797.1 EQG 9 agents, shall obtain any rights to retirement, health care or any other benefits which may otherwise accrue to City’s employees. Consultant expressly waives any claim Consultant may have to any such rights. 4.3 Contract Officer. The Contract Officer shall be Lauren Ramezani, Public Works Senior Administrative Analyst; or such person as may be designated by the Director of Public Works. It shall be the Consultant’s responsibility to assure that the Contract Officer is kept informed of the progress of the performance of the services and the Consultant shall refer any decisions which must be made by City to the Contract Officer. Unless otherwise specified herein, any approval of City required hereunder shall mean the approval of the Contract Officer. The Contract Officer shall have authority, if specified in writing by the City Manager, to sign all documents on behalf of the City required hereunder to carry out the terms of this Agreement. 4.4 Independent Consultant. Neither the City nor any of its employees shall have any control over the manner, mode or means by which Consultant, its agents or employees, perform the services required herein, except as otherwise set forth herein. City shall have no voice in the selection, discharge, supervision or control of Consultant’s employees, servants, representatives or agents, or in fixing their number, compensation or hours of service. Consultant shall perform all services required herein as an independent contractor of City and shall remain at all times as to City a wholly independent contractor with only such obligations as are consistent with that role. Consultant shall not at any time or in any manner represent that it or any of its agents or employees are agents or employees of City. City shall not in any way or for any purpose become or be deemed to be a partner of Consultant in its business or otherwise or a joint venturer or a member of any joint enterprise with Consultant. 4.5 Prohibition Against Subcontracting or Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Therefore, Consultant shall not contract with any other entity to perform in whole or in part the services required hereunder without the express written approval of the City; all subcontractors included in the Proposal are deemed approved. In addition, neither this Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or encumbered voluntarily or by operation of law, whether for the benefit of creditors or otherwise, without the prior written approval of City. Transfers restricted hereunder shall include the transfer to any person or group of persons acting in concert of more than 25% (twenty five percent) of the present ownership and/or control of Consultant, taking all transfers into account on a cumulative basis. In the event of any such unapproved transfer, including any bankruptcy proceeding, this Agreement shall be void. No approved transfer shall release the Consultant or any surety of Consultant of any liability hereunder without the express consent of City. A-10 01203.0006/727797.1 EQG 10 ARTICLE 5. INSURANCE AND INDEMNIFICATION 5.1 Insurance Coverages. Without limiting Consultant’s indemnification of City, and prior to com mencement of any services under this Agreement, Consultant shall obtain, provide and maintain at its own expense during the term of this Agreement, policies of insurance of the type and amounts described below and in a form satisfactory to City. (a) General liability insurance. Consultant shall maintain commercial general liability insurance with coverage at least as broad as Insurance Services Office form CG 00 01, in an amount not less than $1,000,000 per occurrence, $2,000,000 general aggregate, for bodily injury, personal injury, and property damage. The policy must include contractual liability that has not been amended. Any endorsement restricting standard ISO “insured contract” language will not be accepted. (b) Automobile liability insurance. Consultant shall maintain automobile insurance at least as broad as Insurance Services Office form CA 00 01 covering bodily injury and property damage for all activities of the Consultant arising out of or in connection with Services to be performed under this Agreement, including coverage for any owned, hired, non- owned or rented vehicles, in an amount not less than $1,000,000 combined single limit for each accident. (c) Professional liability (errors & omissions) insurance. Consultant shall maintain professional liability insurance that covers the Services to be performed in connection with this Agreement, in the minimum amount of $1,000,000 per claim and in the aggregate. Any policy inception date, continuity date, or retroactive date must be before the effective date of this Agreement and Consultant agrees to maintain continuous coverage through a period no less than three (3) years after completion of the services required by this Agreement. (d) Workers’ compensation insurance. Consultant shall maintain Workers’ Compensation Insurance (Statutory Limits) and Employer’s Liability Insurance (with limits of at least $1,000,000). (e) Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall include all of the requirements stated herein. (f) Additional Insurance. Policies of such other insurance, as may be required in the Special Requirements in Exhibit “B”. 5.2 General Insurance Requirements. (a) Proof of insurance. Consultant shall provide certificates of insurance to City as evidence of the insurance coverage required herein, along with a waiver of subrogation endorsement for workers’ compensation. Insurance certificates and endorsements must be A-11 01203.0006/727797.1 EQG 11 approved by City’s Risk Manager prior to commencement of performance. Current certification of insurance shall be kept on file with City at all times during the term of this Agreement. City reserves the right to require complete, certified copies of all required insurance policies, at any time. (b) Duration of coverage. Consultant shall procure and maintain for the duration of this Agreement insurance against claims for injuries to persons or damages to property, which may arise from or in connection with the performance of the Services hereunder by Consultant, its agents, representatives, employees or subconsultants. (c) Primary/noncontributing. Coverage provided by Consultant shall be primary and any insurance or self-insurance procured or maintained by City shall not be required to contribute with it. The limits of insurance required herein may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non- contributory basis for the benefit of City before the City’s own insurance or self-insurance shall be called upon to protect it as a named insured. (d) City’s rights of enforcement. In the event any policy of insurance required under this Agreement does not comply with these specifications or is canceled and not replaced, City has the right but not the duty to obtain and continuously maintain the insurance it deems necessary and any premium paid by City will be promptly reimbursed by Consultant or City will withhold amounts sufficient to pay premium from Consultant payments. In the alternative, City may cancel this Agreement. (e) Acceptable insurers. All insurance policies shall be issued by an insurance company currently authorized by the Insurance Commissioner to transact business of insurance or that is on the List of Approved Surplus Line Insurers in the State of California, with an assigned policyholders’ Rating of A- (or higher) and Financial Size Category Class VI (or larger) in accordance with the latest edition of Best’s Key Rating Guide, unless otherwise approved by the City’s Risk Manager. (f) Waiver of subrogation. All insurance coverage maintained or procured pursuant to this agreement shall be endorsed to waive subrogation against City, its elected or appointed officers, agents, officials, employees and volunteers or shall specifically allow Consultant or others providing insurance evidence in compliance with these specifications to waive their right of recovery prior to a loss. Consultant hereby waives its own right of recovery against City, and shall require similar written express waivers and insurance clauses from each of its subconsultants. (g) Enforcement of contract provisions (non-estoppel). Consultant acknowledges and agrees that any actual or alleged failure on the part of the City to inform Consultant of non-compliance with any requirement imposes no additional obligations on the City nor does it waive any rights hereunder. (h) Requirements not limiting. Requirements of specific coverage features or limits contained in this section are not intended as a limitation on coverage, limits or other A-12 01203.0006/727797.1 EQG 12 requirements, or a waiver of any coverage normally provided by any insurance. Specific reference to a given coverage feature is for purposes of clarification only as it pertains to a given issue and is not intended by any party or insured to be all inclusive, or to the exclusion of other coverage, or a waiver of any type. If the Consultant maintains higher limits than the minimums shown above, the City requires and shall be entitled to coverage for the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. (i) Notice of cancellation. Consultant agrees to oblige its insurance agent or broker and insurers to provide to City with a 30 (thirty) day notice of cancellation (except for nonpayment for which a 10 (ten) day notice is required) or nonrenewal of coverage for each required coverage. (j) Additional insured status. General liability policies shall provide or be endorsed to provide that City and its officers, officials, employees, and agents, and volunteers shall be additional insureds under such policies. This provision shall also apply to any excess/umbrella liability policies. (k) Prohibition of undisclosed coverage limitations. None of the coverages required herein will be in compliance with these requirements if they include any limiting endorsement of any kind that has not been first submitted to City and approved of in writing. (l) Separation of insureds. A severability of interests provision must apply for all additional insureds ensuring that Consultant’s insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the insurer’s limits of liability. The policy(ies) shall not contain any cross-liability exclusions. (m) Pass through clause. Consultant agrees to ensure that its subconsultants, subcontractors, and any other party involved with the project who is brought onto or involved in the project by Consultant, provide the same minimum insurance coverage and endorsements required of Consultant. Consultant agrees to monitor and review all such coverage and assumes all responsibility for ensuring that such coverage is provided in conformity with the requirements of this section. Consultant agrees that upon request, all agreements with consultants, subcontractors, and others engaged in the project will be submitted to City for review. (n) Agency’s right to revise specifications. The City reserves the right at any time during the term of the contract to change the amounts and types of insurance required by giving the Consultant 90 (ninety) days advance written notice of such change. If such change results in substantial additional cost to the Consultant, the City and Consultant may renegotiate Consultant’s compensation. (o) Self-insured retentions. Any self-insured retentions must be declared to and approved by City. City reserves the right to require that self-insured retentions be eliminated, lowered, or replaced by a deductible. Self-insurance will not be considered to comply with these specifications unless approved by City. A-13 01203.0006/727797.1 EQG 13 (p) Timely notice of claims. Consultant shall give City prompt and timely notice of claims made or suits instituted that arise out of or result from Consultant’s performance under this Agreement, and that involve or may involve coverage under any of the required liability policies. (q) Additional insurance. Consultant shall also procure and maintain, at its own cost and expense, any additional kinds of insurance, which in its own judgment may be necessary for its proper protection and prosecution of the work. 5.3 Indemnification. To the full extent permitted by law, Consultant agrees to indemnify, defend and hold harmless the City, its officers, employees and agents (“Indemnified Parties”) against, and will hold and save them and each of them harmless from, any and all actions, either judicial, administrative, arbitration or regulatory claims, damages to persons or property, losses, costs, penalties, obligations, errors, omissions or liabilities whether actual or threatened (herein “claims or liabilities”) that may be asserted or claimed by any person, firm or entity arising out of or in connection with the negligent performance of the work, operations or activities provided herein of Consultant, its officers, employees, agents, subcontractors, or invitees, or any individual or entity for which Consultant is legally liable (“indemnitors”), or arising from Consultant’s or indemnitors’ reckless or willful misconduct, or arising from Consultant’s or indemnitors’ negligent performance of or failure to perform any term, provision, covenant or condition of this Agreement, and in connection therewith: (a) Consultant will defend any action or actions filed in connection with any of said claims or liabilities and will pay all costs and expenses, including legal costs and attorneys’ fees incurred in connection therewith; (b) Consultant will promptly pay any judgment rendered against the City, its officers, agents or employees for any such claims or liabilities arising out of or in connection with the negligent performance of or failure to perform such work, operations or activities of Consultant hereunder; and Consultant agrees to save and hold the City, its officers, agents, and employees harmless therefrom; (c) In the event the City, its officers, agents or employees is made a party to any action or proceeding filed or prosecuted against Consultant for such damages or other claims arising out of or in connection with the negligent performance of or failure to perform the work, operation or activities of Consultant hereunder, Consultant agrees to pay to the City, its officers, agents or employees, any and all costs and expenses incurred by the City, its officers, agents or employees in such action or proceeding, including but not limited to, legal costs and attorneys’ fees. Consultant shall incorporate similar indemnity agreements with its subcontractors and if it fails to do so Consultant shall be fully responsible to indemnify City hereunder therefore, and failure of City to monitor compliance with these provisions shall not be a waiver hereof. This indemnification includes claims or liabilities arising from any negligent or wrongful act, error or omission, or reckless or willful misconduct of Consultant in the performance of professional services hereunder. The provisions of this Section do not apply to claims or liabilities occurring A-14 01203.0006/727797.1 EQG 14 as a result of City’s sole negligence or willful acts or omissions, but, to the fullest extent permitted by law, shall apply to claims and liabilities resulting in part from City’s negligence, except that design professionals’ indemnity hereunder shall be limited to claims and liabilities arising out of the negligence, recklessness or willful misconduct of the design professional. The indemnity obligation shall be binding on successors and assigns of Consultant and shall survive termination of this Agreement. ARTICLE 6. RECORDS, REPORTS, AND RELEASE OF INFORMATION 6.1 Records. Consultant shall keep, and require subcontractors to keep, such ledgers, books of accounts, invoices, vouchers, canceled checks, reports, studies or other documents relating to the disbursements charged to City and services performed hereunder (the “books and records”), as shall be necessary to perform the services required by this Agreement and enable the Contract Officer to evaluate the performance of such services. Any and all such documents shall be maintained in accordance with generally accepted accounting principles and shall be complete and detailed. The Contract Officer shall have full and free access to such books and records at all times during normal business hours of City, including the right to inspect, copy, audit and make records and transcripts from such records. Such records shall be maintained for a period of three (3) years following completion of the services hereunder, and the City shall have access to such records in the event any audit is required. In the event of dissolution of Consultant’s business, custody of the books and records may be given to City, and access shall be provided by Consultant’s successor in interest. Notwithstanding the above, the Consultant shall fully cooperate with the City in providing access to the books and records if a public records request is made and disclosure is required by law including but not limited to the California Public Records Act. 6.2 Reports. Consultant shall periodically prepare and submit to the Contract Officer such reports concerning the performance of the services required by this Agreement as the Contract Officer shall require. Consultant hereby acknowledges that the City is greatly concerned about the cost of work and services to be performed pursuant to this Agreement. For this reason, Consultant agrees that if Consultant becomes aware of any facts, circumstances, techniques, or events that may or will materially increase or decrease the cost of the work or services contemplated herein or, if Consultant is providing design services, the cost of the project being designed, Consultant shall promptly notify the Contract Officer of said fact, circumstance, technique or event and the estimated increased or decreased cost related thereto and, if Consultant is providing design services, the estimated increased or decreased cost estimate for the project being designed. 6.3 Ownership of Documents. All drawings, specifications, maps, designs, photographs, studies, surveys, data, notes, computer files, reports, records, documents and other materials (the “documents and materials”) prepared by Consultant, its employees, subcontractors and agents in the performance of this Agreement shall be the property of City and shall be delivered to City upon request of the A-15 01203.0006/727797.1 EQG 15 Contract Officer or upon the termination of this Agreement, and Consultant shall have no claim for further employment or additional compensation as a result of the exercise by City of its full rights of ownership use, reuse, or assignment of the documents and materials hereunder. Any use, reuse or assignment of such completed documents for other projects and/or use of uncompleted documents without specific written authorization by the Consultant will be at the City’s sole risk and without liability to Consultant, and Consultant’s guarantee and warranties shall not extend to such use, reuse or assignment. Consultant may retain copies of such documents for its own use. Consultant shall have the right to use the concepts embodied therein. All subcontractors shall provide for assignment to City of any documents or materials prepared by them, and in the event Consultant fails to secure such assignment, Consultant shall indemnify City for all damages resulting therefrom. Moreover, Consultant with respect to any documents and materials that may qualify as “works made for hire” as defined in 17 U.S.C. § 101, such documents and materials are hereby deemed “works made for hire” for the City. 6.4 Confidentiality and Release of Information. (a) All information gained or work product produced by Consultant in performance of this Agreement shall be considered confidential, unless such information is in the public domain or already known to Consultant. Consultant shall not release or disclose any such information or work product to persons or entities other than City without prior written authorization from the Contract Officer. (b) Consultant, its officers, employees, agents or subcontractors, shall not, without prior written authorization from the Contract Officer or unless requested by the City Attorney, voluntarily provide documents, declarations, letters of support, testimony at depositions, response to interrogatories or other information concerning the work performed under this Agreement. Response to a subpoena or court order shall not be considered “voluntary” provided Consultant gives City notice of such court order or subpoena. (c) If Consultant, or any officer, employee, agent or subcontractor of Consultant, provides any information or work product in violation of this Agreement, then City shall have the right to reimbursement and indemnity from Consultant for any damages, costs and fees, including attorney’s fees, caused by or incurred as a result of Consultant’s conduct. (d) Consultant shall promptly notify City should Consultant, its officers, employees, agents or subcontractors be served with any summons, complaint, subpoena, notice of deposition, request for documents, interrogatories, request for admissions or other discovery request, court order or subpoena from any party regarding this Agreement and the work performed there under. City retains the right, but has no obligation, to represent Consultant or be present at any deposition, hearing or similar proceeding. Consultant agrees to cooperate fully with City and to provide City with the opportunity to review any response to discovery requests provided by Consultant. However, this right to review any such response does not imply or mean the right by City to control, direct, or rewrite said response. A-16 01203.0006/727797.1 EQG 16 ARTICLE 7. ENFORCEMENT OF AGREEMENT AND TERMINATION 7.1 California Law. This Agreement shall be interpreted, construed and governed both as to validity and to performance of the parties in accordance with the laws of the State of California. Legal actions concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be instituted in the Superior Court of the County of Los Angeles, State of California, or any other appropriate court in such county, and Consultant covenants and agrees to submit to the personal jurisdiction of such court in the event of such action. In the event of litigation in a U.S. District Court, venue shall lie exclusively in the Central District of California, in the County of Los Angeles, State of California. 7.2 Disputes; Default. In the event that Consultant is in default under the terms of this Agreement, the City shall not have any obligation or duty to continue compensating Consultant for any work performed after the date of default. Instead, the City may give notice to Consultant of the default and the reasons for the default. The notice shall include the timeframe in which Consultant may cure the default. This timeframe is 15 (fifteen) days, but may be extended, though not reduced, if circumstances warrant. During the period of time that Consultant is in default, the City shall hold all invoices and shall, when the default is cured, proceed with payment on the invoices. In the alternative, the City may, in its sole discretion, elect to pay some or all of the outstanding invoices during the period of default. If Consultant does not cure the default, the City may take necessary steps to terminate this Agreement under this Article. Any failure on the part of the City to give notice of the Consultant’s default shall not be deemed to result in a waiver of the City’s legal rights or any rights arising out of any provision of this Agreement. 7.3 Retention of Funds. Consultant hereby authorizes City to deduct from any amount payable to Consultant (whether or not arising out of this Agreement) (i) any amounts the payment of which may be in dispute hereunder or which are necessary to compensate City for any losses, costs, liabilities, or damages suffered by City, and (ii) all amounts for which City may be liable to third parties, by reason of Consultant’s acts or omissions in performing or failing to perform Consultant’s obligation under this Agreement. In the event that any claim is made by a third party, the amount or validity of which is disputed by Consultant, or any indebtedness shall exist which shall appear to be the basis for a claim of lien, City may withhold from any payment due, without liability for interest because of such withholding, an amount sufficient to cover such claim. The failure of City to exercise such right to deduct or to withhold shall not, however, affect the obligations of the Consultant to insure, indemnify, and protect City as elsewhere provided herein. 7.4 Waiver. Waiver by any party to this Agreement of any term, condition, or covenant of this Agreement shall not constitute a waiver of any other term, condition, or covenant. Waiver by any party of any breach of the provisions of this Agreement shall not constitute a waiver of any other A-17 01203.0006/727797.1 EQG 17 provision or a waiver of any subsequent breach or violation of any provision of this Agreement. Acceptance by City of any work or services by Consultant shall not constitute a waiver of any of the provisions of this Agreement. No delay or omission in the exercise of any right or remedy by a non-defaulting party on any default shall impair such right or remedy or be construed as a waiver. Any waiver by either party of any default must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. 7.5 Rights and Remedies are Cumulative. Except with respect to rights and remedies expressly declared to be exclusive in this Agreement, the rights and remedies of the parties are cumulative and the exercise by either party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the same default or any other default by the other party. 7.6 Legal Action. In addition to any other rights or remedies, either party may take legal action, in law or in equity, to cure, correct or remedy any default, to recover damages for any default, to compel specific performance of this Agreement, to obtain declaratory or injunctive relief, or to obtain any other remedy consistent with the purposes of this Agreement. Notwithstanding any contrary provision herein, Consultant shall file a statutory claim pursuant to Government Code Sections 905 et seq. and 910 et seq., in order to pursue a legal action under this Agreement. 7.7 Termination Prior to Expiration of Term. This Section shall govern any termination of this Contract except as specifically provided in the following Section for termination for cause. The City reserves the right to terminate this Contract at any time, with or without cause, upon 30 (thirty) days’ written notice to Consultant, except that where termination is due to the fault of the Consultant, the period of notice may be such shorter time as may be determined by the Contract Officer. Upon receipt of any notice of termination, Consultant shall immediately cease all services hereunder except such as may be specifically approved by the Contract Officer. Consultant shall be entitled to compensation for all services rendered prior to the effective date of the notice of termination and for any services authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation or such as may be approved by the Contract Officer, except as provided in Section 7.3. In the event of termination without cause pursuant to this Section, the City need not provide the Consultant with the opportunity to cure pursuant to Section 7.2. 7.8 Termination for Default of Party. If termination is due to the failure of the other Party to fulfill its obligations under this Agreement: (a) City may, after compliance with the provisions of Section 7.2, take over the work and prosecute the same to completion by contract or otherwise, and the Consultant shall be liable to the extent that the total cost for completion of the services required hereunder exceeds the A-18 01203.0006/727797.1 EQG 18 compensation herein stipulated (provided that the City shall use reasonable efforts to mitigate such damages), and City may withhold any payments to the Consultant for the purpose of set-off or partial payment of the amounts owed the City as previously stated. (b) Consultant may, after compliance with the provisions of Section 7.2, terminate the Agreement upon written notice to the City‘s Contract Officer. Consultant shall be entitled to payment for all work performed up to the date of termination. 7.9 Attorneys’ Fees. If either party to this Agreement is required to initiate or defend or made a party to any action or proceeding in any way connected with this Agreement, the prevailing party in such action or proceeding, in addition to any other relief which may be granted, whether legal or equitable, shall be entitled to reasonable attorney’s fees. Attorney’s fees shall include attorney’s fees on any appeal, and in addition a party entitled to attorney’s fees shall be entitled to all other reasonable costs for investigating such action, taking depositions and discovery and all other necessary costs the court allows which are incurred in such litigation. All such fees shall be deemed to have accrued on commencement of such action and shall be enforceable whether or not such action is prosecuted to judgment. ARTICLE 8. CITY OFFICERS AND EMPLOYEES: NON-DISCRIMINATION 8.1 Non-liability of City Officers and Employees. No officer or employee of the City shall be personally liable to the Consultant, or any successor in interest, in the event of any default or breach by the City or for any amount which may become due to the Consultant or to its successor, or for breach of any obligation of the terms of this Agreement. 8.2 Conflict of Interest. Consultant covenants that neither it, nor any officer or principal of its firm, has or shall acquire any interest, directly or indirectly, which would conflict in any manner with the interests of City or which would in any way hinder Consultant’s performance of services under this Agreement. Consultant further covenants that in the performance of this Agreement, no person having any such interest shall be employed by it as an officer, employee, agent or subcontractor without the express written consent of the Contract Officer. Consultant agrees to at all times avoid conflicts of interest or the appearance of any conflicts of interest with the interests of City in the performance of this Agreement. No officer or employee of the City shall have any financial interest, direct or indirect, in this Agreement nor shall any such officer or employee participate in any decision relating to the Agreement which affects her/his financial interest or the financial interest of any corporation, partnership or association in which (s)he is, directly or indirectly, interested, in violation of any State statute or regulation. The Consultant warrants that it has not paid or given and will not pay or give any third party any money or other consideration for obtaining this Agreement. A-19 01203.0006/727797.1 EQG 19 8.3 Covenant Against Discrimination. Consultant covenants that, by and for itself, its heirs, executors, assigns, and all persons claiming under or through them, that there shall be no discrimination against or segregation of, any person or group of persons on account of race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class in the performance of this Agreement. Consultant shall take affirmative action to insure that applicants are employed and that employees are treated during employment without regard to their race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class. 8.4 Unauthorized Aliens. Consultant hereby promises and agrees to comply with all of the provisions of the Federal Immigration and Nationality Act, 8 U.S.C. § 1101 et seq., as amended, and in connection therewith, shall not employ unauthorized aliens as defined therein. Should Consultant so employ such unauthorized aliens for the performance of work and/or services covered by this Agreement, and should any liability or sanctions be imposed against City for such use of unauthorized aliens, Consultant hereby agrees to and shall reimburse City for the cost of all such liabilities or sanctions imposed, together with any and all costs, including attorneys’ fees, incurred by City. ARTICLE 9. MISCELLANEOUS PROVISIONS 9.1 Notices. Any notice, demand, request, document, consent, approval, or communication either party desires or is required to give to the other party or any other person shall be in writing and either served personally or sent by prepaid, first-class mail, in the case of the City, to the City Manager and to the attention of the Contract Officer (with her/his name and City title), City of Rancho Palos Verdes, 30940 Hawthorne Blvd., Rancho Palos Verdes, California 90275 and in the case of the Consultant, to the person(s) at the address designated on the execution page of this Agreement. Either party may change its address by notifying the other party of the change of address in writing. Notice shall be deemed communicated at the time personally delivered or in seventy-two (72) hours from the time of mailing if mailed as provided in this Section. 9.2 Interpretation. The terms of this Agreement shall be construed in accordance with the meaning of the language used and shall not be construed for or against either party by reason of the authorship of this Agreement or any other rule of construction which might otherwise apply. 9.3 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed to be an original, and such counterparts shall constitute one and the same instrument. A-20 01203.0006/727797.1 EQG 20 9.4 Integration; Amendment. This Agreement including the attachments hereto is the entire, complete and exclusive expression of the understanding of the parties. It is understood that there are no oral agreements between the parties hereto affecting this Agreement and this Agreement supersedes and cancels any and all previous negotiations, arrangements, agreements and understandings, if any, between the parties, and none shall be used to interpret this Agreement. No amendment to or modification of this Agreement shall be valid unless made in writing and approved by the Consultant and by the City Council. The parties agree that this requirement for written modifications cannot be waived and that any attempted waiver shall be void. 9.5 Severability. In the event that any one or more of the phrases, sentences, clauses, paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not affect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this Agreement which are hereby declared as severable and shall be interpreted to carry out the intent of the parties hereunder unless the invalid provision is so material that its invalidity deprives either party of the basic benefit of their bargain or renders this Agreement meaningless. 9.6 Warranty & Representation of Non-Collusion. No official, officer, or employee of City has any financial interest, direct or indirect, in this Agreement, nor shall any official, officer, or employee of City participate in any decision relating to this Agreement which may affect his/her financial interest or the financial interest of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any State or municipal statute or regulation. The determination of “financial interest” shall be consistent with State law and shall not include interests found to be “remote” or “noninterests” pursuant to Government Code Sections 1091 or 1091.5. Consultant warrants and represents that it has not paid or given, and will not pay or give, to any third party including, but not limited to, any City official, officer, or employee, any money, consideration, or other thing of value as a result or consequence of obtaining or being awarded any agreement. Consultant further warrants and represents that (s)he/it has not engaged in any act(s), omission(s), or other conduct or collusion that would result in the payment of any money, consideration, or other thing of value to any third party including, but not limited to, any City official, officer, or employee, as a result of consequence of obtaining or being awarded any agreement. Consultant is aware of and understands that any such act(s), omission(s) or other conduct resulting in such payment of money, consideration, or other thing of value will render this Agreement void and of no force or effect. Consultant’s Authorized Initials _______ A-21 01203.0006/727797.1 EQG 21 9.7 Corporate Authority. The persons executing this Agreement on behalf of the parties hereto warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Agreement on behalf of said party, (iii) by so executing this Agreement, such party is formally bound to the provisions of this Agreement, and (iv) that entering into this Agreement does not violate any provision of any other Agreement to which said party is bound. This Agreement shall be binding upon the heirs, executors, administrators, successors and assigns of the parties. [SIGNATURES ON FOLLOWING PAGE] A-22 01203.0006/727797.1 EQG 22 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date and year first-above written. CITY: CITY OF RANCHO PALOS VERDES, a municipal corporation Eric Alegria, Mayor ATTEST: Teresa Takaoka, City Clerk APPROVED AS TO FORM: ALESHIRE & WYNDER, LLP William W. Wynder, City Attorney CONSULTANT: MSW CONSULTANTS, INC., a California corporation By: Name: David Davis, CMA Title: President By: Name: Title: Address: Two corporate officer signatures required when Consultant is a corporation, with one signature required from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2) Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT’S SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT’S BUSINESS ENTITY. A-23 01203.0006/727797.1 EQG CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT STATE OF CALIFORNIA COUNTY OF LOS ANGELES On __________, 2021 before me, ________________, personally appeared ________________, proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: _____________________________________ OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT INDIVIDUAL CORPORATE OFFICER _______________________________ TITLE(S) PARTNER(S) LIMITED GENERAL ATTORNEY-IN-FACT TRUSTEE(S) GUARDIAN/CONSERVATOR OTHER_______________________________ ______________________________________ SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) _____________________________________________ _____________________________________________ ___________________________________ TITLE OR TYPE OF DOCUMENT ___________________________________ NUMBER OF PAGES ___________________________________ DATE OF DOCUMENT ___________________________________ SIGNER(S) OTHER THAN NAMED ABOVE A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. A-24 01203.0006/727797.1 EQG CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT STATE OF CALIFORNIA COUNTY OF LOS ANGELES On __________, 2021 before me, ________________, personally appeared ________________, proved to me o n the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: _____________________________________ OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT INDIVIDUAL CORPORATE OFFICER _______________________________ TITLE(S) PARTNER(S) LIMITED GENERAL ATTORNEY-IN-FACT TRUSTEE(S) GUARDIAN/CONSERVATOR OTHER_______________________________ ______________________________________ SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) _____________________________________________ _____________________________________________ ___________________________________ TITLE OR TYPE OF DOCUMENT ___________________________________ NUMBER OF PAGES ___________________________________ DATE OF DOCUMENT ___________________________________ SIGNER(S) OTHER THAN NAMED ABOVE A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. A-25 01203.0006/727797.1 EQG A-1 EXHIBIT “A” SCOPE OF SERVICES I. Consultant will provide the following services to assist the City to update its waste hauling contracts in conformance with the requirements of SB 1383 relating to organic and food waste recycling (the “Services”). Task 1 - Residential Contract Conduct Kickoff Meetings - Consultant will conduct a kickoff meeting with City staff. Consultant will also conduct a subsequent meeting with City staff and representatives from EDCO. The purpose of the meeting with City staff will be to confirm the project scope, schedule, key issues, deliverables, and the City’s negotiating strategy. The purpose of the meeting with EDCO will be to discuss the project schedule, review the information EDCO will need to provide, and discuss potential modifications to the key terms and services in the franchise agreement. Identify Deficiencies in Current Agreement - Consultant will review the City’s franchise agreement and prepare a contract profile to include incorporating provisions such as a medical waste roundup be included during the bi-annual shredding, e-waste and mulch events. The contract profile will consist of a summary of relevant key terms and services. Based on Consultant’s discussions with the City and EDCO, Consultant will identify the key contract terms and services needed to fulfill the requirements of AB 341, AB 1826, and SB 1383. Consultant will prepare contract language to update the franchise agreement to contain the services and terms to enable customers to comply with organics recycling requirements. Benchmark Comparable Jurisdictions - Consultant will gather and analyze information on the solid waste contracts, programs, and rates, by other similar jurisdictions. In addition to simply collecting the amount charged to customers by those jurisdictions, Consultant will also collect other information that will enable Consultant to determine and quantify any ‘distinguishing characteristics’ in comparing those rates to the City of Rancho Palos Verdes. Consultant will prepare tables comparing the rates in these jurisdictions to those in the City of Rancho Palos Verdes. These tables will also address the various distinguishing characteristics among the jurisdictions. Outline Negotiation Strategy - Based on the information Consultant gathers, and Consultant’s previous discussions with City staff, Consultant will develop a negotiation strategy, and prepare meeting materials for use in its discussions with EDCO. These materials will also include an updated version of the franchise agreement with the City’s proposed changes ‘redlined.’ The purpose of the meeting materials will be to ensure that both parties have a common understanding of the issues, and to promote an organized and systematic approach to reaching an agreement that is best for the City. Review EDCO’s Proposal - Consultant will perform a detailed review to ensure that EDCO’s proposal is complete and has met the requirements for AB 341, AB 1826, and SB 1383. It is the City’s goal to approve a proposal that presents the greatest value to ratepayers. A-26 01203.0006/727797.1 EQG A-2 Perform Cost Analysis - Consultant will gather from EDCO billing information about its customers in the City. This information will likely include the number of customers, number of dwelling units, and each residential customer’s size, type and number of carts. Consultant will analyze the information it gathers and evaluate it for reasonableness. The purpose for gathering this information is to calculate the company’s total revenue, disposal and fuel expense. Review the Potential to Share in the Use of Former PV Landfill Property - The City is considering the potential shared use of the site of the former Palos Verdes Landfill for a green waste/organics processing facility. The City of Rolling Hills Estates has discussed the possibility of siting a pilot anaerobic digester at the site. Consultant will review the cost-benefit analysis prepared by the City of Rolling Hills Estates, and analyze the feasibility of the City sharing in this venture. Create Base Contract and Rate Structure for Peninsula-wide Solid Waste Agreement - The City is interested in possibly joining in a consolidated franchise agreement with the cities of Palos Verdes Estates, Rolling Hills, and Rolling Hills Estates (Peninsula Cities). Consultant will create language in the City’s franchise agreement, along with a rate structure, that will accommodate the types of services provided in other Peninsula Cities. This base language and rate structure would enable the City’s franchise agreement to be more readily linked with the agreements in other Peninsula Cities. Advise City Staff on Negotiation Sessions – Consultant will meet with City staff and EDCO and provide input, seek clarification, and obtain any needed cost documentation. Consultant will perform any additional needed cost analysis. Prepare a Revised/New Agreement - Utilizing the CalRecycle Model Agreement, Consultant will incorporate into the draft agreement any revised contract language that is acceptable to the City. Consultant will prepare ‘redline’ versions of the agreement as well as versions of the agreement with the changes accepted. Once Consultant has completed the draft agreement, Consultant will submit these to the hauler, City staff, and the City Attorney for their review and approval. Consultant will make additional changes as needed. Present Recommendations to Solid Waste Subcommittee and City Council - Consultant will prepare a slide presentation that summarizes the key attributes of the new residential agreement. Consultant will review its presentation with City staff and make any needed changes. Consultant will then present its evaluation results and recommendations to the City Council Solid Waste Subcommittee. Consultant will also attend and present its recommendations to the City Council meeting and answer any questions. Task 2 – Commercial Contracts Meet with Commercial Haulers – In addition to Consultant’s initial meeting with City staff, Consultant will meet via online video with representatives from each of the seven (7) authorized commercial haulers. The purpose of these meetings will be to discuss needed changes to the non-exclusive franchise agreements, and to gain an understanding of each hauler’s approach and capabilities related to SB 1383. Consultant will also discuss the information they A-27 01203.0006/727797.1 EQG A-3 will need to provide, and potential modifications to the key terms and services in the franchise agreement. Identify Deficiencies in Non-exclusive Franchise Agreement - Consultant will review the City’s commercial franchise agreement and prepare a contract profile. The contract profile will consist of a summary of relevant key terms and services. Based on Consultant’s discussions with the City and the seven (7) authorized commercial haulers, Consultant will identify the key contract terms and services needed to fulfill the requirements of SB 1383. Based on the key terms and services Consultant identifies; Consultant will prepare contract language to amend the franchise agreement such that it will contain the needed services and terms to enable customers to comply with their organics recycling requirements. Prepare Updated City Solid Waste Ordinance - Consultant will review the City’s code related to solid waste, recycling, and organics to identify deficiencies that need to be updated to comply with State laws. Using the CalRecycle Model Ordinance, Consultant will prepare recommended revisions that comply with SB 1383 regulations, and align with the City’s solid waste program. This will include a provision to address the issue of single-use plastic containers. Consultant will prepare these revisions in MS Word with track changes showing additions and deletions. Consultant will work with City staff and the City Attorney to review the drafts and ensure the ordinance will lead to desired SB 1383 compliance outcomes. Combine Residential and Commercial Franchise Agreements - The City may be interested in combining its non-exclusive commercial agreements with its exclusive residential agreement to form a single city-wide solid waste franchise agreement. Consultant will assist the City by analyzing the advantages and disadvantages of this approach. If the City is interested in moving ahead with this approach, Consultant will: • Prepare the 5-year notice to the commercial haulers pursuant to PRC 49520 • Prepare an action plan to guide the City in transitioning to a single hauler with a single city- wide agreement • Update the City’s current residential agreement such that it will include commercial services, and serve as a citywide exclusive franchise agreement Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch - SB 1383 requires the City to procure a certain amount of products that include recycled organic material. The City is interested in procuring mulch for use on trails and medians. Consultant will gather information about the costs; and draft contract terms from an off-site facility that would allow the City to pursue this option. Present Recommendations to Solid Waste Subcommittee and City Council - Consultant will prepare a slide presentation that summarizes the key attributes of the new commercial agreements. Consultant will review its presentation with City staff and make any needed changes. Consultant will then present its evaluation results and recommendation to the City Council Solid Waste Subcommittee. Consultant will also attend and present its recommendations to the City Council meeting and answer any questions. A-28 01203.0006/727797.1 EQG A-4 II. Consultant will use the following personnel to perform the Services. David Davis, Project Manager Craig Stroud, Senior Consultant Chen Newman, Project Analyst Girard Mobley, Project Analyst A-29 01203.0006/727797.1 EQG B-1 EXHIBIT “B” SPECIAL REQUIREMENTS (Superseding Contract Boilerplate) Added text indicated in bold italics, deleted text indicated in strikethrough. [INTENTIONALLY LEFT BLANK] A-30 01203.0006/727797.1 EQG C-1 EXHIBIT “C” SCHEDULE OF COMPENSATION Task 1 Residential Agreement Sub Task Description Project Manager Senior Analyst Project Analyst Total Hours Total Cost Residential Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings) 8 4 6 18 3,210 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies Benchmark Comparable Jurisdictions' Contracts, Programs, Rates, and 2b Services 2c Outline Negotiations Strategies 4 4 6 2 2 2 12 12 10 18 18 18 3,090 3,090 3,140 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 3b Perform Cost Analysis 3c Review the Potential to Share in the Use of Former PV Landfill Property Create Base Contract and Rate Structure for Peninsula-wide Solid Waste 3d Agreement 3e Make Recommendation to Staff (includes up to two in person meetings) 4 6 4 4 12 2 2 2 2 2 10 12 8 8 8 16 20 14 14 22 2,760 3,470 2,430 2,430 3,950 4 Advise City Staff on negotiation session(s) 4a Provide Input, Seek Clarification and/or Cost Documentation 4b Perform Additional Cost Analysis 2 8 4 4 8 16 14 28 2,400 4,860 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 5b Prepare and revise draft for review by Hauler, City Staff, and City Attorney 6 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint) 7 Present Recommendation to City Council (in person) 8 10 10 8 2 2 0 0 8 8 4 4 18 20 14 12 3,190 3,570 2,560 2,180 Total Hours 98 32 134 264 Hourly Rate Subtotal Fees Subtotal- Estimated Expenses $190 $18,620 $175 $5,600 $165 $22,110 46,330 $570 Total Fees and Expenses $46,900 A-31 01203.0006/727797.1 EQG C-2 Estimated personnel hours Sub Task Description Project Manager Senior Analyst Project Analyst Total Hours Residential Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings) 8 4 6 18 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies 4 2 12 18 2b Benchmark Comparable Jurisdictions' Contracts, Programs, Rates, and Services 4 2 12 18 2c Outline Negotiations Strategies 6 2 10 18 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 4 2 10 16 3b Perform Cost Analysis 6 2 12 20 3c Review the Potential to Share in the Use of Former PV Landfill Property 4 2 8 14 3d Create Base Contract and Rate Structure for Peninsula-wide Solid Waste Agreement 4 2 8 14 3e Make Recommendation to Staff (includes up to two in person meetings) 12 2 8 22 4 Advise City Staff on negotiation session(s) 4a Provide Input, Seek Clarification and/or Cost Documentation 2 4 8 14 4b Perform Additional Cost Analysis 8 4 16 28 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 8 2 8 18 5b Prepare and revise draft for review by Hauler, City Staff, and City Attorney 10 2 8 20 6 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint) 10 0 4 14 7 Present Recommendation to City Council (in person) 8 0 4 12 Total Hours 98 32 134 264 A-32 01203.0006/727797.1 EQG C-3 Task 2 Commercial agreements Sub Task Description Project Manager Senior Analyst Analyst Total Hours Total Cost Commercial Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings) 16 2 6 24 4,380 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 8 8 16 32 5,560 3 Meet with Individual Haulers 3a Meet with Hauler's Representatives (hybrid) 16 2 14 32 5,700 3b Obtain Information to Meet Compliance with AB 827 and SB 1383 4 4 16 24 4,100 3c Review Plans 12 8 24 44 7,640 3d Address Deficiencies 4 6 4 14 2,470 4 Prepare a Revised / New Agreement 4a Utilize CalRecyle Model Agreement 8 4 28 40 6,840 4b Incorporate Program Implementation Details to Specific Hauler 8 4 28 40 6,840 4c Prepare and revise draft for review by Hauler, City Staff, and City Attorney 8 4 8 20 3,540 5 Update City's Solid Waste Ordinance 5a Identify Deficiencies 4 0 8 12 2,080 5b Utilize CalRecyle Model Ordinance 2 2 12 16 2,710 6 Combine Residential and Commercial Franchise Agreements 4 2 4 10 1,770 7 Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch 4 0 4 8 1,420 8 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint) 8 0 4 12 2,180 9 Present Recommendation to City Council (in person) 6 0 2 8 1,470 Total Hours 112 46 178 336 Hourly Rate Subtotal Fees Subtotal- Estimated Expenses $190 $21,280 $175 $8,050 $165 $29,370 58,700 $200 Total Fees and Expenses $58,900 A-33 01203.0006/727797.1 EQG C-4 Estimated personnel hours Sub Task Description Project Manager Senior Analyst Analyst Total Hours Commercial Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings) 16 2 6 24 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 8 8 16 32 3 Meet with Individual Haulers 3a Meet with Hauler's Representatives (hybrid) 16 2 14 32 3b Obtain Information to Meet Compliance with AB 827 and SB 1383 4 4 16 24 3c Review Plans 12 8 24 44 3d Address Deficiencies 4 6 4 14 4 Prepare a Revised / New Agreement 4a 4b 4c Utilize CalRecyle Model Agreement Incorporate Program Implementation Details to Specific Hauler Prepare and revise draft for review by Hauler, City Staff, and City Attorney 8 8 8 4 4 4 28 28 8 40 40 20 5 Update City's Solid Waste Ordinance 5a Identify Deficiencies 4 0 8 12 5b Utilize CalRecyle Model Ordinance 2 2 12 16 6 Combine Residential and Commercial Franchise Agreements 4 2 4 10 7 Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch 4 0 4 8 8 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint) 8 0 4 12 9 Present Recommendation to City Council (in person) 6 0 2 8 Total Hours 112 46 178 336 A-34 01203.0006/727797.1 EQG D-1 EXHIBIT “D” SCHEDULE OF PERFORMANCE Task 1 Residential Agreement Sub Task Description July August September October 3 10 17 24 31 7 14 21 28 4 11 18 25 2 9 16 23 30 1 Conduct Kickoff Meetings CS MR MR MR 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies 2b Benchmark Other Jurisdictions Solid Waste Programs 2c Outline Negotiations Strategies 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 3b Perform Cost Analysis 3c Review Potential Share Use Former PV Landfill Property 3d Create Contract Rate Structure for Peninsula-wide Agreement 3e Make Recommendation to Staff 4 Advise City Staff on negotiation session(s) 4a Provide Input and Seek Clarification 4b Perform Additional Cost Analysis DR 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 5b Send Draft For Review 6 Present to Solid Waste Subcommittee 7 Present to City Council DA SC CC Deliverables: CS City Staff Meeting MR Monthly Report to City DR Draft Report on Negotiated items DA Draft Agreement SC Solid Waste Subcommittee Meeting CC City Council Meeting A-35 01203.0006/727797.1 EQG D-2 Task 2 Commercial Agreements Sub Task Description August September October November 7 14 21 28 4 11 18 25 2 9 16 23 30 6 13 20 27 1 Conduct Kickoff Meetings CS MR MR MR 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 3 Meet with Individual Haulers 3a Meet Hauler's Representatives 3b Obtain Haulers Programs 3c Review Plan 3d Address Deficiencies 4 Prepare a Revised / New Agreement 4a Utilize CalRecycle Model Agreement 4b Incorporate Haulers Compliance Programs 4c Send Draft For Review DR 5 Update City's Solid Waste Ordinance 5a 5b 6 7 Identify Deficiencies Utilize CalRecycle Model Ordinance Combine Residential and Commercial Franchise Agreements Analyze Cost & Feasibility for Recycled Food Waste for Mulch DA DO AP 8 Present to Solid Waste Subcommittee SC 9 Present Recommendation to City Council CC Deliverables: CS City Staff Meeting MR Monthly Report to City DR Draft Report on Negotiated items DA Draft Agreement DO Draft Ordinance AP Action Plan and Updated Combined Services Agreement SC Solid Waste Subcommittee Meeting CC City Council Meeting A-36 Proposal to the City of Rancho Palos Verdes to Assist with SB 1383 Compliance Submitted by Solid Waste Consultants to Local Government July 1, 2021 B-1 Page intentionally left blank B-2 Proposal to Assist with SB 1383 Compliance Table of Contents COVER LETTER .............................................................................................................................. 1 APPROACH AND SCOPE OF SERVICES ................................................................................................ 3 2.1 APPROACH .................................................................................................................................................. 3 2.2 SCOPE OF SERVICES ...................................................................................................................................... 3 2.3 ORGANIZATION ........................................................................................................................................... 6 2.4 PROJECT STAFF ............................................................................................................................................ 7 2.5 STAFF CONTRIBUTION IN HOURS ................................................................................................................... 7 STAFF QUALIFICATIONS AND EXPERIENCE ....................................................................................... 10 3.1 EXPERIENCE .............................................................................................................................................. 10 3.2 STAFF QUALIFICATIONS .............................................................................................................................. 12 3.3 REFERENCE PROJECTS ................................................................................................................................. 16 PROJECT SCHEDULE ..................................................................................................................... 17 CODE OF CONDUCT - QUALITY CONTROL ....................................................................................... 19 ACCEPTANCE OF CONDITIONS ....................................................................................................... 20 PROPOSED FEES .......................................................................................................................... 21 Attachment- Certificate of Good Standing B-3 1 of 23 Cover Letter July 1, 2021 Ms. Lauren Ramezani Senior Administrative Analyst City of Rancho Palos Verdes 30940 Hawthorne Blvd Rancho Palos Verdes, CA 90275 Proposal to Assist with SB 1383 Compliance Dear Ms. Ramezani: MSW Consultants is pleased to submit this proposal for SB 1383 compliance assistance to the City of Rancho Palos Verdes (City). We provide solid waste consulting services exclusively to local governments in the areas of finance, economics, and public policy. Our mission is to work with municipal managers to maximize the value of the solid waste services that are delivered to their ratepayers. In our 20-year history, we have provided a broad range of solid waste consulting services to over 60 cities, counties and special districts in the areas of auditing, contract negotiation, rate setting, competitive service procurement, contract compliance, waste diversion, and regulatory compliance. We believe the following characteristics of our firm uniquely qualify us to perform the requested services for the City. • Our staff have extensive experience in negotiating and drafting solid waste collection agreements. • Our staff have extensive experience in non-exclusive solid waste collection arrangements. Several of our clients have had non-exclusive systems including the cities of Glendale, La Cañada Flintridge, Monrovia, Vernon, and the City of Rancho Palos Verdes. • Our staff have extensive experience in assisting cities become ready for SB 1383. We are currently providing SB 1383 assistance to the cities Corona, Del Mar, Orange, La Habra, and Indio as well as to the Western Riverside Council of Governments. • Our staff have extensive expertise and experience with solid waste contract negotiations, ordinance revision, program planning and cost accounting. • Our staff have extensive experience with solid waste rate analysis, rate adjustments and approval, including compliance with Prop 218. B-4 2 of 23 • We take a constructive approach to working with private waste haulers. We only work for local governments to avoid any conflicts of interest. However, we also mindfully consider the private hauler perspective when crafting fair and straightforward contract provisions. We find that this contributes to a constructive relationship between cities and waste haulers. • We have worked successfully with the staff from EDCO in several jurisdictions including La Habra Heights, La Palma, Rancho Palos Verdes, and Signal Hill. • We have also worked successfully in other jurisdictions with the staff from several of the commercial haulers including CalMet, Republic, Universal Waste Systems, and Waste Management. * * * MSW Consultants does not have any conflict of interest in performing the proposed work. We currently have a staff of four professionals. MSW Consultants, Inc. is a California corporation. Officers of the corporation are: David Davis, President, and Chrisinda Davis, Vice-president. We have attached a copy of our Certificate of Status from the California Secretary of State. Our contact information is: David Davis President MSW Consultants 41760 Ivy St., Suite 203 Office: (951) 694-4001 Murrieta, California 92562 Mobile: (951) 704-9776 www.msw-consultants.com Email: dave@msw-consultants.com We appreciate the opportunity to submit this proposal. If the City desires, we would be pleased to participate in an interview. If you have any questions, please feel free to e -mail me at dave@msw-consultants.com or call me at (951) 704-9776. Sincerely yours, David Davis, CMA MSW Consultants, Inc. B-5 3 of 23 Approach and Scope of Services 2.1 Approach Our approach to this project will be to focus on the City’s objectives, and apply our varied and extensive solid waste consulting experience to the City’s specific circumstances. We will use our direct knowledge of the City, our experience with EDCO, and our experience with the City’s commercial haulers to craft clear and effective workproducts (e.g., franchise agreements and ordinance). 2.2 Scope of Services To accomplish the City’s objectives, we will perform the following tasks: Task 1 - Residential Contract Conduct Kickoff Meetings - We will conduct a kickoff meeting with City staff. We will also conduct a subsequent meeting with City staff and representatives from EDCO. The purpose of the meeting with City staff will be to confirm the project scope, schedule, key issues, deliverables, and the City’s negotiating strategy. The purpose of the meeting with EDCO will be to discuss the project schedule, review the information EDCO will need to provide, and discuss potential modifications to the key terms and services in the franchise agreement. Identify Deficiencies in Current Agreement - We will review the City’s franchise agreement and prepare a contract profile to include incorporating provisions such as a medical waste roundup be included during the bi-annual shredding, e-waste and mulch events. The contract profile will consist of a summary of relevant key terms and services. Based on our discussions with the City and EDCO, we will identify the key contract terms and services needed to fulfill the requirements of AB 341, AB 1826, and SB 1383. We will prepare contract language to update the franchise agreement to contain the services and terms to enable customers to comply with organics recycling requirements. Benchmark Comparable Jurisdictions - We will gather and analyze information on the solid waste contracts, programs, and rates, by other similar jurisdictions. In addition to simply collecting the amount charged to customers by those jurisdictions, we will also collect other information that will enable us to determine and quantify any ‘distinguishing characteristics’ in comparing those rates to the City of Rancho Palos Verdes. We will prepare tables comparing the rates in these jurisdictions to those in the City of Rancho Palos Verdes. These tables will also address the various distinguishing characteristics among the jurisdictions. Outline Negotiation Strategy - Based on the information we gather, and our previous discussions with City staff, we will develop a negotiation strategy, and prepare meeting materials for use in our discussions with EDCO. These materials will also include an updated version of the franchise agreement with the City’s proposed changes ‘redlined.’ The purpose of the meeting materials will be B-6 4 of 23 to ensure that both parties have a common understanding of the issues, and to promote an organized and systematic approach to reaching an agreement that is best for the City. Review EDCO’s Proposal - We will perform a detailed review to ensure that EDCO’s proposal is complete and has met the requirements for AB 341, AB 1826, and SB 1383. It is the City’s goal to approve a proposal that presents the greatest value to ratepayers. Perform Cost Analysis - We will gather from EDCO billing information about its customers in the City. This information will likely include the number of customers, number of dwelling units, and each residential customer’s size, type and number of carts. We will analyze the information we gather and evaluate it for reasonableness. The purpose for gathering this information is to calculate the company’s total revenue, disposal and fuel expense. Review the Potential to Share in the Use of Former PV Landfill Property - The City is considering the potential shared use of the site of the former Palos Verdes Landfill for a green waste/organics processing facility. The City of Rolling Hills Estates has discussed the possibility of siting a pilot anaerobic digester at the site. We will review the cost-benefit analysis prepared by the City of Rolling Hills Estates, and analyze the feasibility of the City sharing in this venture. Create Base Contract and Rate Structure for Peninsula-wide Solid Waste Agreement - The City is interested in possibly joining in a consolidated franchise agreement with the cities of Palos Verdes Estates, Rolling Hills, and Rolling Hills Estates (Peninsula Cities). We will create language in the City’s franchise agreement, along with a rate structure, that will accommodate the types of services provided in other Peninsula Cities. This base language and rate structure would enable the City’s franchise agreement to be more readily linked with the agreements in other Peninsula Cities. Advise City Staff on Negotiation Sessions – We will meet with City staff and EDCO and provide input, seek clarification, and obtain any needed cost documentation. We will perform any additional needed cost analysis. Prepare a Revised/New Agreement - Utilizing the CalRecycle Model Agreement, we will incorporate into the draft agreement any revised contract language that is acceptable to the City. We will prepare ‘redline’ versions of the agreement as well as versions of the agreement with the changes accepted. Once we have completed the draft agreement, we will submit these to the hauler, City staff, and the City Attorney for their review and approval. We will make additional changes as needed. Present Recommendations to Solid Waste Subcommittee and City Council - We will prepare a slide presentation that summarizes the key attributes of the new residential agreement. We will review our presentation with City staff and make any needed changes. We will then present our evaluation results and recommendations to the City Council Solid Waste Subcommittee. We will also attend and present our recommendations to the City Council meeting and answer any questions. B-7 5 of 23 Task 2 – Commercial Contracts Meet with Commercial Haulers – In addition to our initial meeting with City staff, we will meet via online video with representatives from each of the seven (7) authorized commercial haulers. The purpose of these meetings will be to discuss needed changes to the non-exclusive franchise agreements, and to gain an understanding of each hauler’s approach and capabilities related to SB 1383. We will also discuss the information they will need to provide, and potential modifications to the key terms and services in the franchise agreement. Identify Deficiencies in Non-exclusive Franchise Agreement - We will review the City’s commercial franchise agreement and prepare a contract profile. The contract profile will consist of a summary of relevant key terms and services. Based on our discussions with the City and the seven (7) authorized commercial haulers, we will identify the key contract terms and services needed to fulfill the requirements of SB 1383. Based on the key terms and services we identify; we will prepare contract language to amend the franchise agreement such that it will contain the needed services and terms to enable customers to comply with their organics recycling requirements. Prepare Updated City Solid Waste Ordinance - We will review the City’s code related to solid waste, recycling, and organics to identify deficiencies that need to be updated to comply with State laws. Using the CalRecycle Model Ordinance, we will prepare recommended revisions that comply with SB 1383 regulations, and align with the City’s solid waste program. This will include a provision to address the issue of single-use plastic containers. We will prepare these revisions in MS Word with track changes showing additions and deletions. We will work with City staff and the City Attorney to review the drafts and ensure the ordinance will lead to desired SB 1383 compliance outcomes. Combine Residential and Commercial Franchise Agreements - The City may be interested in combining its non-exclusive commercial agreements with its exclusive residential agreement to form a single city-wide solid waste franchise agreement. We will assist the City by analyzing the advantages and disadvantages of this approach. If the City is interested in moving ahead with this approach, we will: • Prepare the 5-year notice to the commercial haulers pursuant to PRC 49520 • Prepare an action plan to guide the City in transitioning to a single hauler with a single city- wide agreement • Update the City’s current residential agreement such that it will include commercial services, and serve as a citywide exclusive franchise agreement B-8 6 of 23 Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch - SB 1383 requires the City to procure a certain amount of products that include recycled organic material. The City is interested in procuring mulch for use on trails and medians. We will gather information about the costs; and draft contract terms from an off-site facility that would allow the City to pursue this option. Present Recommendations to Solid Waste Subcommittee and City Council - We will prepare a slide presentation that summarizes the key attributes of the new commercial agreements. We will review our presentation with City staff and make any needed changes. We will then present our evaluation results and recommendation to the City Council Solid Waste Subcommittee. We will also attend and present our recommendations to the City Council meeting and answer any questions. Organization and Staffing 2.3 Organization MSW Consultants Organization Chart David Davis Project Manager Craig Stroud Senior Consultant Chen Newman Project Analyst Girard Mobley Project Analyst B-9 7 of 23 2.4 Project Staff The staff for this project will be comprised of the following individuals: David L. Davis, CMA, Craig D. Stroud, CPA, Chen Newman, and Girard Mobley. The project manager and key staff will remain assigned to this project through completion of the scope of services. David Davis, CMA – President - Mr. Davis will serve as the Project Manager for this project and the primary contact person responsible for the overall delivery of the project. He is a Certified Management Accountant (CMA) and an expert in solid waste macro- and micro-economics. Mr. Davis will use his experience and expertise by directing the planning of the project, conducting all meetings, and advising the City on opportunities to comply with State regulations. Craig D. Stroud, CPA – Senior Consultant – Mr. Stroud will serve as Senior Consultant. He is a Certified Public Accountant (CPA) and operational analyst with over 20 years of experience revamping the operations of companies. Mr. Stroud will oversee the day-to-day operation to ensure all milestones and deadlines are met and review all reports and assist in other tasks as needed Chen Newman – Consultant – Ms. Newman will serve as the Project Analyst. She is a skilled accountant and financial analyst with several years of experience in retail, banking, and local government. She will oversee the review and update of the residential and commercial solid waste agreements. She will also perform cost analysis. Girard Mobley – Consultant – Mr. Mobley will also serve as Project Analyst. He is a skilled financial analyst and project manager. He has extensive experience in conducting audits on waste haulers for municipalities, and in providing recycling outreach and education to commercial waste generators. He will oversee the review and update of the residential and commercial solid waste agreements, and the update of the City’s solid waste ordinance. 2.5 Staff Contribution in Hours Table 1 and Table 2 on the following pages each show the expected contribution in hours for each of our staff members to perform the subtasks for Task 1 (Exclusive Residential Agreement) and Task 2 (Non-exclusive Commercial Agreements), respectively. B-10 8 of 23 Table 1 – Planned Staff Contributions - Exclusive Residential Agreement Residential Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings)8 4 6 18 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies 4 2 12 18 2b Benchmark Comparable Jurisdictions' Contracts, Programs, Rates, and Services 4 2 12 18 2c Outline Negotiations Strategies 6 2 10 18 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 4 2 10 16 3b Perform Cost Analysis 6 2 12 20 3c Review the Potential to Share in the Use of Former PV Landfill Property 4 2 8 14 3d Create Base Contract and Rate Structure for Peninsula-wide Solid Waste Agreement 4 2 8 14 3e Make Recommendation to Staff (includes up to two in person meetings)12 2 8 22 4 Advise City Staff on negotiation session(s) 4a Provide Input, Seek Clarification and/or Cost Documentation 2 4 8 14 4b Perform Additional Cost Analysis 8 4 16 28 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 8 2 8 18 5b Prepare and revise draft for review by Hauler, City Staff, and City Attorney 10 2 8 20 6 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint)10 0 4 14 7 Present Recommendation to City Council (in person)8 0 4 12 98 32 134 264 Total Hours Total Hours Sub Task Description Project Manager Senior Analyst Project Analyst B-11 9 of 23 Table 2 – Planned Staff Contributions – Non-exclusive Commercial Agreements Commercial Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings)16 2 6 24 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 8 8 16 32 3 Meet with Individual Haulers 3a Meet with Hauler's Representatives (hybrid)16 2 14 32 3b Obtain Information to Meet Compliance with AB 827 and SB 1383 4 4 16 24 3c Review Plans 12 8 24 44 3d Address Deficiencies 4 6 4 14 4 Prepare a Revised / New Agreement 4a Utilize CalRecyle Model Agreement 8 4 28 40 4b Incorporate Program Implementation Details to Specific Hauler 8 4 28 40 4c Prepare and revise draft for review by Hauler, City Staff, and City Attorney 8 4 8 20 5 Update City's Solid Waste Ordinance 5a Identify Deficiencies 4 0 8 12 5b Utilize CalRecyle Model Ordinance 2 2 12 16 6 Combine Residential and Commercial Franchise Agreements 4 2 4 10 7 Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch 4 0 4 8 8 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint)8 0 4 12 9 Present Recommendation to City Council (in person)6 0 2 8 112 46 178 336 Total Hours Total Hours Sub Task Description Project Manager Senior Analyst Analyst B-12 10 of 23 Staff Qualifications and Experience 3.1 Experience MSW Consultants has extensive experience with solid waste collection and disposal contracts. In his over 30 years in the solid waste industry, Mr. David Davis has drafted and negotiated several solid waste collection and disposal agreements. These have included exclusive and non-exclusive agreements, and agreements for single-family, multi-family, commercial, and rolloff collection service. Mr. Davis has personally prepared, revised, negotiated or procured solid waste agreements for the agencies shown below in Table 3 . Table 3 - Waste Agreements Prepared, Revised, Negotiated or Procured Here are summaries of some similar projects we have conducted for other cities. City of Del Mar – We are currently assisting the City of Del Mar in preparing an SB 1383 Plan, updating its ordinance to comply with SB 1383, and updating its franchise agreement to comply with SB 1383. Contact: Clem Brown – Environmental Sustainability Manager (818) 375-9524 cbrown@delmar.ca.us City of La Cañada Flintridge: We assisted the City in evaluating the advantages and disadvantages of exclusive vs. non-exclusive service. Our work included policy presentations to the City Council and the City Council solid waste subcommittee. We have also assisted the city with AB 939 compliance. Work included correcting the City’s waste diversion rate and implementing waste reduction programs in accordance with a Compliance Order from CalRecycle. In 2006, we assisted the City with negotiations with its two incumbent haulers for semi-exclusive refuse collection agreements. We conducted policy workshops for the City’s Public Works and Traffic Commission, prepared contract and RFP documents, and assisted with contract negotiations. Contact: Mr. Mark Alexander - City Manager - (818) 790-8880 malexander@lcf.ca.gov City of Orange, CA – We are currently assisting the City in managing its solid waste franchise agreement with CR&R Incorporated. Our work includes assisting the City with CalRecycle compliance, and preparing for compliance with SB 1383 including updating the City’s solid waste ordinance. MSW Consultants uses a proprietary web-based application Minerva® to assist the city in monitoring the AB City of Burbank City of Imperial Beach Orange Co. City Managers Committee Cal State Long Beach City La Canada Flintridge City of Pomona City of Calabasas City of La Habra City of Rolling Hills City of Glendale City of La Habra Heights City of San Fernando City of Goleta City of Lomita City of Santa Barbara City of Hawthorne County of Monterey City of Rancho Santa Margarita City of Hermosa Beach City of Orange City of Vernon B-13 11 of 23 341 and AB 1826 compliance of its commercial and multi-family waste generators. Contact: Mr. Josh Soliz, Solid Waste Program Manager, 300 E. Chapman Ave., Orange, CA 92866, (714) 744-5588, jsoliz@cityoforange.org City of Rancho Santa Margarita – We are currently assisting the City in renegotiating its exclusive franchise agreement with CR&R. Our work includes revising the City’s solid waste ordinance to comply with SB 1383, and updating the City’s solid waste franchise agreement to provide SB 1383-compliant organics collection services. Contact: Ms. Jennifer Cervantez, City Manager (949) 635-1800 jcervantez@cityofrsm.org Western Riverside Council of Governments – We were recently selected to provide on-call solid waste consulting services to WRCOG. The proposed scope of work includes conducting a solid waste rate survey, preparing AB 939 annual reports, and assisting with SB 1383 compliance. Contact: Kyle Rodriguez – Solid Waste Coordinator (951) 405-6721 Krodriguez@wrcog.us B-14 12 of 23 3.2 Staff Qualifications David Davis – Project Manager - Mr. David Davis is a Certified Management Accountant (CMA) with over 30 years of experience in the field of solid waste management. Mr. Davis’ expertise lies in working with municipal managers to maximize the value of the solid waste services provided to their ratepayers. He has held executive management positions in both the private and public sectors, and has extensive experience in providing business advisory services to local government in the field of solid waste management. As a chief financial executive for local hauling and landfill divisions of a national solid waste management company, Mr. Davis was responsible for financial reporting, budgeting, cost analysis, billing and collections. He also managed the accounting and rate analysis sections of the City of Riverside’s Department of Public Utilities. Mr. Davis has specific experience in: 1) analysis and design of customer rates for refuse collection, transfer, processing and disposal operations; 2) development and evaluation of competitive proposals for waste collection, recycling, and transfer service; 3) feasibility studies for waste processing, waste transfer, and landfill gas projects; 4) verification of the proper payment of solid waste fees; 5) management reviews of solid waste operations; 6) evaluation of alternative waste diversion programs; 7) solid waste program planning and funding; and, 8) evaluating internal management controls. CREDENTIALS EXPERIENCE 30 Years EDUCATION BA, Finance, Cal State Fullerton, 1983 LICENSES & CERTIFICATIONS Certified Management Accountant (CMA) PROFESSIONAL AFFILIATIONS Solid Waste Association of North America, Southern California Waste Management Forum (Chair); Zero Waste Practitioner B-15 13 of 23 Craig Stroud Senior Consultant - Mr. Stroud is a Certified Public Accountant (CPA) and operational analyst with over 28 years of experience revamping the operations of companies. He is very familiar with corporate internal controls and accounting systems. He has served in managerial, operational, analysis and marketing roles within the professional services, Department of Defense, healthcare, and e- commerce industries. Mr. Stroud has been with MSW Consultants since February 2017. In that time, he has conducted solid waste consulting engagements for the cities of Auburn, Alabama, Copperas Cove, Texas, and Prescott, Arizona. Additionally, he has conducted hauler compliance audits for the California cities of Chula Vista, Orange, Placentia, Rancho Palos Verdes, and Vernon. He has audited the accounting records of over 15 waste haulers including the local divisions of CalMet, EDCO, Republic Services, Universal Waste Services, and Waste Management. As a revenue analyst with Science Application International Corporation (SAIC) Mr. Stroud was responsible for executing extensive data queries and financial models to maximize program staffing revenue. He has built multiple departments within companies, from conception to operational profitability. Mr. Stroud is a veteran of the U.S. Air Force. He graduated from California Polytechnical State University, San Luis Obispo with a BS in Business management, with a focus on Accounting. He earned his CPA while employed as an auditor with the national CPA firm Ernest & Young. CREDENTIALS EXPERIENCE 28 Years EDUCATION BS, Business Administration- Accounting, CalPoly San Luis Obispo, CA LICENSES & CERTIFICATIONS Certified Public Accountant (CPA) PROFESSIONAL AFFILIATIONS Solid Waste Association of North America (Member) B-16 14 of 23 Chen Newman – Project Analyst - Ms. Newman is a skilled accountant and financial analyst with several years of experience in retail, banking, and local government. She has been responsible for analyzing the budgets of special municipal districts to ensure that they meet their debt service coverage ratios, and comply with their reserve requirements. She has been responsible for budgeting, accounts receivable, accounts payable, monthly close, and management reporting. She is highly skilled in MS Excel. Ms. Newman has been with MSW Consultants since January 2019. In that time, she has worked on solid waste consulting engagements for the counties of Monterey and Santa Barbara, and the cities of Chula Vista, Glendale, Lompoc, Orange, Rancho Santa Margarita, Roseville, Santa Maria, Vernon, and Whittier. As staff auditor on a municipal compliance audit of a major waste hauler, she was instrumental in identifying over $60,000 in unpaid franchise fees. She has also assisted in the preparation of CalRecycle AB 939 Annual Reports (EAR) for the cities of Orange and Vernon. Ms. Newman earned a BA in Business Administration and Management; Finance from Shijiazhuang University of Economics in Hebei, China, an MPAcc in Accounting and Related Services from China University of Geosciences in Wuhan, China, and a MS in Accounting and Taxation from the University of San Diego CREDENTIAL EXPERIENCE 5 Years EDUCATION BA, Business Admin. Shijiazhuang University of Economics, Hebei, China and an MPAcc in Accounting from China University of Geosciences in Wuhan, China and a MS in Accounting and Taxation from the University of San Diego. LICENSES & CERTIFICATIONS PROFESSIONAL AFFILIATIONS Government Finance Officers Association (Member) B-17 15 of 23 Girard Mobley – Project Analyst - Mr. Mobley is a skilled financial analyst and project manager. He has extensive experience in conducting audits on waste haulers for municipalities, and in providing recycling outreach and education to commercial waste generators. He graduated from San Diego State University with a BS in Business Administration with a focus on Finance and a minor in Economics. He is also a certified practitioner in the zero waste principles and practices. Mr. Mobley has been with MSW Consultants since March 2019. In that time, he has worked on solid waste consulting engagements for the County of Santa Barbara, and the cities of Chula Vista, La Habra, La Palma, Lomita, Norco, Orange, Rolling Hills, Signal Hill, Vernon, Whittier and Rancho Palos Verdes. Mr. Mobley has audited the accounting records of over 20 waste haulers. He also oversaw the recycling survey program in the City of Vernon that provided outreach and educational resources to over 400 commercial waste generators. He regularly educates commercial waste generators about the requirements of AB 341 and AB 1826. Prior to joining MSW Consultants, he served for 20 years in the United States Marine Corps. CREDENTIALS EXPERIENCE 25 Years EDUCATION BS, Finance, San Diego State University, 2014 LICENSES & CERTIFICATIONS Zero Waste Practitioner PROFESSIONAL AFFILIATIONS California Resource Recovery Association (Member) B-18 16 of 23 3.3 Reference Projects City of Calabasas - Solid Waste Franchise Agreement Procurement Assistance - We assisted the City in conducting a competitive procurement of an exclusive solid waste franchise agreement. Our work included assisting with the preparation of the RFP package and franchise agreement, evaluating proposals, interviewing finalists, and presenting the results to the City Council. Contact: Robert Yalda - Public Works Director (805) 224-1671 ryalda@cityofcalabasas.com City of Chula Vista – In 2019, we conducted a performance audit of Republic Services. Our work included confirming the accurate billing of customers, confirming the accurate payment of fees to the City, and confirming the accurate reporting of tons to the City. Contact: Mr. Manuel Medrano – Environmental Services Manager (619) 585-5766 mmedrano@chulavistaca.gov City of Glendale - Analysis and Procurement of Waste Collection Franchise Zones; Solid Waste Rate Study – As subconsultant to SCS Engineers, we assisted the City of Glendale in transitioning from a non-exclusive commercial solid waste collection system to an exclusive-zone system. Our work included obtaining billing and service data from the City, and several of its largest non-exclusive haulers, analyzing the market rates of the private haulers, and estimating the cost savings resulting from moving from non-exclusive to exclusive service. We organized all the commercial solid waste customers in the City into four zones, and assisted the City in preparing exclusive contracts for each zone, and prepared an RFP to solicit proposals from private companies to collect refuse, recyclables, and organics in each zone. Contact: Dan Hardgrove - Deputy Director of Public Works - (818) 548-3950 dhardgrove@glendaleca.gov City of La Habra – In 2018, we conducted solid waste contract negotiation assistance to the City of La Habra. We negotiated with the waste hauler CR&R to renew the solid waste franchise agreement for the city. Contact: Jim Sadro – City Manager (562) 383-4000 JSadro@lahabraca.gov City of Santa Barbara – In 2017, we assisted the City in evaluating the method for setting tipping fees for the Tajiguas Resource Recovery Project, and for allocating project costs among several participating jurisdictions in Santa Barbara County. In 2013, we assisted the City in a financial review of its exclusive waste hauler, MarBorg Industries, Inc. We analyzed the impact of various negotiating deal points on MarBorg’s revenue and profitability in the City of Santa Barbara. Contact: Matt Fore - Senior Assistant to the City Manager (805) 564-5302 mfore@santabarbaraca.gov City of Santa Maria – We conducted a solid waste rate study and landfill pricing strategy analysis for the City. Our work included preparing a rate model that mirrors the financial performance of the City’s solid waste enterprise fund, projecting revenues and expenses over a 20-year planning horizon. Contact: Herb Cantu, Solid Waste Manager 805.925.0951 x7212 hcantu@cityofsantamaria.org B-19 17 of 23 Project Schedule We will perform the exclusive residential agreement negotiation according to the timeline shown below in Table 4 . We will renegotiate the non-exclusive commercial agreements, and update the City’s solid waste ordinance according to the timeline shown on the following page in Table 5. Table 4 – Project Schedule – Renegotiate Residential Agreement 3 10 17 24 31 7 14 21 28 4 11 18 25 2 9 16 23 30 1 Conduct Kickoff Meetings CS MR MR MR 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies 2b Benchmark Other Jurisdictions Solid Waste Programs 2c Outline Negotiations Strategies 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 3b Perform Cost Analysis 3c Review Potential Share Use Former PV Landfill Property 3d Create Contract Rate Structure for Peninsula-wide Agreement 3e Make Recommendation to Staff 4 Advise City Staff on negotiation session(s) 4a Provide Input and Seek Clarification 4b Perform Additional Cost Analysis DR 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 5b Send Draft For Review DA 6 Present to Solid Waste Subcommittee SC 7 Present to City Council CC CS City Staff Meeting MR Monthly Report to City DR Draft Report on Negotiated items DA Draft Agreement SC Solid Waste Subcommittee Meeting CC City Council Meeting Deliverables: July August September OctoberSub Task Description B-20 18 of 23 Table 5 – Project Schedule – Negotiate Non-exclusive Commercial Contracts 7 14 21 28 4 11 18 25 2 9 16 23 30 6 13 20 27 1 Conduct Kickoff Meetings CS MR MR MR 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 3 Meet with Individual Haulers 3a Meet Hauler's Representatives 3b Obtain Haulers Programs 3c Review Plan 3d Address Deficiencies 4 Prepare a Revised / New Agreement 4a Utilize CalRecycle Model Agreement 4b Incorporate Haulers Compliance Programs 4c Send Draft For Review DR 5 Update City's Solid Waste Ordinance 5a Identify Deficiencies DA 5b Utilize CalRecycle Model Ordinance DO 6 Combine Residential and Commercial Franchise Agreements AP 7 Analyze Cost & Feasibility for Recycled Food Waste for Mulch 8 Present to Solid Waste Subcommittee SC 9 Present Recommendation to City Council CC CS City Staff Meeting MR Monthly Report to City DR Draft Report on Negotiated items DA Draft Agreement DO Draft Ordinance AP Action Plan and Updated Combined Services Agreement SC Solid Waste Subcommittee Meeting CC City Council Meeting Deliverables: Sub Task Description NovemberAugustSeptemberOctober B-21 19 of 23 Code of Conduct - Quality Control Our Quality Control Plan is incorporated into the MSW Consultants Code of Conduct. • We totally enjoy what we do. As a result, we conduct ourselves with enthusiasm, diligence and good cheer. We are continually grateful to our clients for the opportunity to serve them. • We serve our clients with integrity, competence, objectivity, and professionalism. • We work hard for the interests of our clients. At the same time, we strive to understand the perspective of all project stakeholders (waste haulers, etc.) to foster constructive and fruitful business relationships. • We avoid any real or apparent conflicts of interest. Much of our work entails negotiating, procuring or administering municipal solid waste contracts. Therefore, we only work on projects to serve local government clients. We do not work for private sector solid waste companies. • We never disclose confidential information. We respect all information relating to clients and solid waste firms as confidential. We do not communicate that information to any one else unless the client or waste firm has given permission for that information to be disclosed to a third party. • We stay abreast of current trends in the solid waste industry and provide our clients with advice and analysis that is well-informed. • We strive to ‘think outside the box.’ We offer our clients creative and innovative (yet feasible) ideas about solving problems and pursuing opportunities. • We promote a culture of quality in our presentations, reports, and work products. We do this by recruiting and retaining highly-skilled and competent staff. We work as a team, and peer review our work products. We allocate enough resources to each project to ensure quality outcomes. • We accept only those assignments that have the potential to provide a genuine benefit to the client. We offer proposals only on projects for which we are qualified. • We establish with our clients realistic expectations of the benefits and results of our services. We immediately communicate any problems or errors to a client. • We do not accept commissions or other benefits from any third party in connection with our recommendations or advice to a client. • We complete all contracts in a professional manner. B-22 20 of 23 Acceptance of Conditions MSW Consultants accepts all conditions listed in the request for proposal (RFP) document and the sample Professional Services Agreement (PSA). B-23 21 of 23 Proposed Fees We propose to perform the above tasks for the not-to-exceed fees shown below. Table 6 shows our proposed costs to negotiate a new agreement with EDCO. Table 7 on the next page shows our proposed costs to assist with the non-exclusive commercial agreements. If the City requests that we perform any additional tasks outside the scope of work, we will do so at the same hourly rates upon written approval by the City. We will invoice the City monthly, and our invoices will be due in 30 days. Table 6 – Proposed Cost to Negotiate New Agreement with EDCO Residential Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings)8 4 6 18 3,210 2 Review current EDCO Agreement and Amendments 2a Identify Regulatory Deficiencies 4 2 12 18 3,090 2b Benchmark Comparable Jurisdictions' Contracts, Programs, Rates, and Services 4 2 12 18 3,090 2c Outline Negotiations Strategies 6 2 10 18 3,140 3 Review Edco's Initial Proposal and Provide Feedback 3a Review Proposal Including Areas Of Interest 4 2 10 16 2,760 3b Perform Cost Analysis 6 2 12 20 3,470 3c Review the Potential to Share in the Use of Former PV Landfill Property 4 2 8 14 2,430 3d Create Base Contract and Rate Structure for Peninsula-wide Solid Waste Agreement 4 2 8 14 2,430 3e Make Recommendation to Staff (includes up to two in person meetings)12 2 8 22 3,950 4 Advise City Staff on negotiation session(s) 4a Provide Input, Seek Clarification and/or Cost Documentation 2 4 8 14 2,400 4b Perform Additional Cost Analysis 8 4 16 28 4,860 5 Prepare a Revised / New Agreement 5a Utilize CalRecycle Model Agreement 8 2 8 18 3,190 5b Prepare and revise draft for review by Hauler, City Staff, and City Attorney 10 2 8 20 3,570 6 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint)10 0 4 14 2,560 7 Present Recommendation to City Council (in person)8 0 4 12 2,180 98 32 134 264 $190 $175 $165 $18,620 $5,600 $22,110 46,330 $570 $46,900Total Fees and Expenses Total Hours Total Cost Total Hours Hourly Rate Subtotal Fees Subtotal- Estimated Expenses Sub Task Description Project Manager Senior Analyst Project Analyst B-24 22 of 23 Table 7 – Proposed Cost to Assist with Non-exclusive Commercial Agreements Commercial Contracts 1 Project Initiation (includes info request, review of documents; kickoff meetings)16 2 6 24 4,380 2 Review Current Agreement and Amendment 2a Identify Regulatory Deficiencies 8 8 16 32 5,560 3 Meet with Individual Haulers 3a Meet with Hauler's Representatives (hybrid)16 2 14 32 5,700 3b Obtain Information to Meet Compliance with AB 827 and SB 1383 4 4 16 24 4,100 3c Review Plans 12 8 24 44 7,640 3d Address Deficiencies 4 6 4 14 2,470 4 Prepare a Revised / New Agreement 4a Utilize CalRecyle Model Agreement 8 4 28 40 6,840 4b Incorporate Program Implementation Details to Specific Hauler 8 4 28 40 6,840 4c Prepare and revise draft for review by Hauler, City Staff, and City Attorney 8 4 8 20 3,540 5 Update City's Solid Waste Ordinance 5a Identify Deficiencies 4 0 8 12 2,080 5b Utilize CalRecyle Model Ordinance 2 2 12 16 2,710 6 Combine Residential and Commercial Franchise Agreements 4 2 4 10 1,770 7 Analyze the Cost and Feasibility of Using Recycled Food Waste for Mulch 4 0 4 8 1,420 8 Present Recommendation to Solid Waste Subcommittee (hybrid meetings; prepare staff report, and powerpoint)8 0 4 12 2,180 9 Present Recommendation to City Council (in person)6 0 2 8 1,470 112 46 178 336 $190 $175 $165 $21,280 $8,050 $29,370 58,700 $200 $58,900Total Fees and Expenses Total Hours Total Cost Total Hours Hourly Rate Subtotal Fees Subtotal- Estimated Expenses Sub Task Description Project Manager Senior Analyst Analyst B-25 23 of 23 Attachment B-26