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CC SR 20210216 D - CAFR FY 2019-2020 CITY COUNCIL MEETING DATE: 02/16/2021 AGENDA REPORT AGENDA HEADING: Consent Calendar AGENDA TITLE: Consideration and possible action to receive and file the FY 2019-2020 Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes and the City’s financial audit letters. RECOMMENDED COUNCIL ACTION: (1) Receive and file the FY 2019-2020 CAFR of the City of Rancho Palos Verdes. (2) Receive and file the FY 2019-2020 Statements on Auditing Standards (SAS) 114 Letter from Independent Auditors to Those Charged with Governance. (3) Independent Auditors’ Report on Internal Control over Financial Reporting, Compliance and other Matters (GAS Letter). FISCAL IMPACT: N/A Amount Budgeted: N/A Additional Appropriation: N/A Account Number(s): N/A ORIGINATED BY: Vina Ramos, Deputy Director of Finance REVIEWED BY: Trang Nguyen, Director of Finance APPROVED BY: Ara Mihranian, AICP, City Manager ATTACHED SUPPORTING DOCUMENTS: A. FY 2019-2020 CAFR (page A-1) B. SAS 114 Letter from Independent Auditors to Those Charged with Governance (page B-1) C. Government Auditing Standards (GAS) Letter from Independent Auditors on Internal Control and Compliance (page C-1) BACKGROUND: The CAFR provides a narrative overview and analysis of the City’s financial activities for the fiscal year ending on June 30, 2020. The CAFR is prepared in conformity with Generally Accepted Accounting Principles (GAAP) and Governmental Accounting Board (GASB) requirements. In accordance with GASB’s standards, at the end of August (60 1 days after year-end), invoices for the fiscal year must be paid and revenues (taxes) for the fiscal year must be received. Subsequently, the financials are completed by the end of September. Before the issuance of FY 2019-2020 CAFR, in October 2020, the CAFR was audited by CliftonLarsonAllen LLP (CLA), a firm of licensed certified public accountants (formerly known as WNDE - White Nelson Diehl Evans LLP). The goal of the independent audit was to provide reasonable assurance that the City’s financial statements for the fiscal year ended June 30, 20 20 are free of material misstatement. On January 15, 2021, CLA issued an unmodified (clean) opinion stating that the City’s financial statements are fairly presented in conformity with GAAP. Pursuant to the City Council Policy No.44, Audit Committee is established as a subcommittee of the City Council, comprised of two members of the City Council appointed annually by the Mayor. The purpose of the Subcommittee is to review and oversee the independent audit of the City’s financial statements. On February 5, 2021, City Staff, including Director of Finance Trang Nguyen and audit partner Robert Callanan, met and briefed the current subcommittee, comprised of Mayor Alegria and Mayor Pro Tem Bradley. DISCUSSION Overview of the CAFR The City’s CAFR includes the following major sections and information: ➢ Introductory Section: Letter of Transmittal prepared by the City’s management ➢ Financial Section: Independent Auditors’ Report ➢ Management’s Discussion & Analysis (MD&A): analytical overview of the City’s financial prepared by the Finance Department ➢ Basic Financial Statements: information on City’s finances from July 1, 2019 through June 30, 2020 ➢ Required Supplementary and Supplementary Information: information on pension and the breakout of the individual funds ➢ Statistical Section: historical financial trends Financial Highlights The City’s government-wide financial statements are designed to provide readers with a broad overview of the City’s finances. The financial statements combine the Governmental activities for the purpose of presenting an overall picture of the financial position and results of operations of the government. The Governmental activities are the City’s General Fund, Capital Improvement Fund, and Special Revenue Funds. The following are financial highlights of FY 2019-2020: ➢ The assets and deferred outflows of resources of the City exceeded its liabilities and deferred inflows of resources by $219.5 million (Net Position). 2 ➢ The City’s total Net Position decreased by $4.0 million from the prior year primarily due to the increase of capital assets being depreciate d and the decrease of the unrestricted fund balance from the completed projects. ➢ The General Fund reported an increase in fund balance in the amount of $1 million. The increase is primarily due to higher inflow of revenues over expenditures. ➢ The unassigned fund balance for the General Fund was $21.3 million or 82% of the General Fund expenditures. Of this amount, $20.8 million constitutes the City Council’s General Fund Reserve (rainy day fund). ➢ As a result of the City Council’s reserve policy, the unassigned fund balance has historically been maintained at or above the policy threshold level of 50% of annually budgeted General Fund expenditures. At the end of the current fiscal year, the unassigned fund balance of $21.3 million is 75% of the General Fund expenditures including transfers of $28.5 million. Furthermore, the Statement of Net Position presents the City’s investments in capital assets, restricted funds, and unrestricted funds. Of the $2 19.5 million of Net Position, $156.8 million is net invested in capital assets, $22.2 million is restricted for approved carryover projects in the Capital Improvement Fund and Special Revenue Funds, $1.9 million is restricted for the Improvement Authority, Subregion One, and Natural Communities Conservation Plan (NCCP). The remaining $38.6 million is unrestricted, which may be used to meet the City’s ongoing obligations to its citizens and creditors. The summary of the City’s Net Position is illustrated below: Additional details on the City’s Statement of Net Position is on page 19 and pages 50- 52 of the CAFR (Attachment A). 3 General Fund Balance Results The General Fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the fiscal year, the unassigned fund balance of the General Fund is $21.3 million, while total Fund Balance reached $21.7 million. As a measure of the General Fund’s liquidity, it may be useful to compare both Unassigned Fund Balance and Total Fund Balance to total fund uses (expenditures and transfers out). Unassigned Fund Balance represents 75% of total General Fund uses, while to tal Fund Balance represents 76% of the same amount. The fund balance of the City’s General Fund increased by $1 million from the prior year. The increase is due to the higher inflow of revenues and the department wide personnel and non-personnel savings. The financial year-end details were previously presented to the City Council on December 15, 2020. The following table is a General Fund summary of the Statement of Revenues, Expenditures, and Changes in Fund Balance from page s 25-26 of the CAFR. General Fund Results FY 2019-2020 Other Information GASB 68 (Pension) In June 2015, the GASB approved Statement No.68 with the objective to improve accounting and financial reporting by the state and local governments with respect to pensions. State and local agencies are required to recognize applicable pension amounts as a liability in their financial statements (Balance Sheet), and also provide extensive footnote disclosures and additional supplementary schedules related to their pension plan. General Fund Revenues 29,224,005$ Less: Operating Expenditures (25,988,091)$ Excess of Revenues Over Expenditures 3,235,914$ Transfers (2,275,752)$ Net Change in Fund Balance 960,162$ Fund Balance - Beginning of Year 20,788,547$ General Fund Balance 6/30/20 21,748,709$ 4 The City’s net pension liability for the Miscellaneous Plan is measured as the proportionate share of the net pension liability of the collective cost-sharing plan. The City’s net pension liability of the Plan is measured as of June 30, 201 9, and the total pension liability for the Miscellaneous Plan used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2018, rolled forward to June 30, 2019, using standard update procedures. The City’s proportion of the net pension liability was based on a projection of the City’s long -term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. As of June 30, 2020, the City reported a liability of $11.9 million for its proportionate share of the net pension liability, an increase of $1 million from the previous year. The increase is based on actuarial methods and assumptions including discount rate, investment results, amortization, inflation, proportionate share of aggregate employer contributions, mortality rate, and post-retirement benefits. Additional detailed information on City’s Pension Liability is on pages 52-56 and pages 65-66 of the CAFR (Attachment A). ADDITIONAL INFORMATION: Independent’s Audit Report On January 15, 2021, CLA issued an unmodified (clean) opinion of the City’s FY 2019- 2020 financial statements (Attachment A, pages 1-3). A clean opinion certifies that the City’s FY 2019-2020 CAFR meets the standards and requirements established by GASB for presentation of financial data, note disclosure, and statistical information. Additionally, the auditors are required to issue a report on internal controls over financial reporting and on compliance and other matters base on an audit of the financial statements in accordance with Government Auditing Standards (GAS). This is called the “GAS Letter” (Attachment B). This is the letter that would report any material weaknesses or significant deficiencies identified during the course of the audit. As stated in the report, CLA did not identify any deficiencies in internal control that they considered to be material weaknesses during their audit. If other matters are identified that warrant a recommendation, a separate letter is issued referred to as a “Management Recommendation Letter”. For the FY 2019-2020 audit, no Management Recommendation Letter was issued. Staff submitted the CAFR to the Government Finance Officers Association (GFOA) for the Certificate of Achievement for Excellence in Finance Reporting. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized CAFR. This report must satisfy both generally accepted accounting principles and applicable legal requirements. If awarded, it will be the City’s 27th consecutive year to receive the award. 5 The CAFR book will be available at City Hall and online on the City’s Transparency webpage at http://www.rpvca.gov/286/Comprehensive-Annual-Financial-Report-CA. ALTERNATIVES: In addition to the Staff recommendation, the following alternative actions are available for the City Council’s consideration: 1. Take other action, as deemed appropriate. 6 A-1 CALIFORNIA CITY OF RANCHO PALOS A-2 A-3 CITY OF RANCHO PALOS VERDES, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED JUNE 30, 2020 Prepared by: Finance Department A-4 INTRODUCTORY SECTION A-5 A-6 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2020 Table of Contents INTRODUCTORY SECTION Table of Contents Letter ofTransmittal Directory of Officials Organizational Chart GFOA Certificate of Achievement for Excellence in Financial Reporting FINANCIAL SECTION Independent Auditors' Report Management's Discussion and Analysis Government-Wide Financial Statements Statement ofNet Position Statement of Activities Fund Financial Statements Government Funds Balance Sheet Reconciliation of the Governmental Funds Balance Sheet to the Statement ofNet Position Statement of Revenues, Expenditures and Changes in Fund Balances Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities General Fund Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Proprietary Fund s Statement of Net Position Statement of Revenues, Expenses and Changes in Net Position Statement of Cash Flows Fiduciary Funds Statement of Fiduciary Net Position Statement of Changes in Fiduciary Net Position Notes to the Financial Statements Required Supplementary Information Schedule of Proportionate Share of the Net Pension Liability Schedule of Pension Contributions PAGE NUMBER v xiii xiv XV 5 19 20 21 22 23 24 25 27 28 29 30 31 33 65 66 A-7 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2020 Table of Contents FINANCIAL SECTION (CONTINUED) Supplementary Information Non-Major Governmental Funds Description of Special Revenue Funds Combining Balance Sheet Combining Statement of Revenues, Expenditures and Changes in Fund Balances Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual: Special Revenue Funds Gas Tax Fund 1972 Act Fund El Prado Fund 1911 Act Fund Waste Reduction Fund Air Quality Management Fund Proposition C Fund Proposition A Fund Public Safety Grants Fund Measure R Fund Measure A Fund Measure M Fund Abalone Cove Sewer Assessment Fund Dr. Allen and Charlotte Ginsburg Cultural Arts Building Fund Donor Restricted Contributions Fund Joint Powers Improvement Authority -Portuguese Bend Fund Community Development Block Grant Fund Federal Grants State Grants Quimby Fund Environmental Excise Tax Fund Capital Projects Fund Low-Moderate Income Capital Projects Fund Affordable Housing In-Lieu Capital Projects Fund Permanent Funds Habitat Restoration Fund Subregion One Permanent Fund Joint Powers Improvement Authority -Abalone Cove Fund Capital Improvement Major Capital Projects Fund Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual II PAGE NUMBER 67 70 76 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 A-8 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2020 Table of Contents STATISTICAL SECTION (Unaudited) Description of Statistical Section Contents Financial Trends Net Position by Component Changes in Net Position Governmental Activities Tax Revenue by Source Fund Balances of Governmental Funds Changes in Fund Balances of Governmental Funds Revenue Capacity Assessed Value ofTaxable Property Assessed Value and Estimated Actual Value of Taxable Property Property Tax Rates -Direct and Overlapping Governments Principal Property Tax Payers Property Tax Levies and Collections Debt Capacity Direct and Overlapping Governmental Activities Debt Legal Debt Margin Information Demographic and Economic Information Demographic and Economic Statistics Principal Sales Tax Producers Principal Employers Operating Information Full-time Equivalent City Government Employees by Function Operating Indicators by Function Capital Asset Statistics by Function iii PAGE NUMBER 109 110 112 115 116 118 120 121 122 124 125 127 128 130 132 133 135 136 138 A-9 (THIS PAGE INTENTIONALLY LEFT BLANK) iv A-10 CITY OF January 15, 2021 Honorable Mayor and City Council City of Rancho Palos Verdes Rancho Palos Verdes, California RANCHO PALOS VERDES The Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes for the fiscal year ended June 30, 2020, is hereby submitted as mandated by both local ordinances and state statutes. These ordinances and statutes require that the City of Rancho Palos Verdes issue annually a report on its financial position and activity, and that an independent firm of certified public accountants audit this report. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner that presents fairly the financial position and results of operations of the various funds and component unit of the City of Rancho Palos Verdes. In addition, to the best of our knowledge, there are no untrue statements of material fact within the financial statements or omissions of material fact to cause the financial statements to be misleading. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. White Nelson Diehl Evans, LLP, a firm of licensed certified public accountants, has audited the City's financial statements. The goal of the independent audit was to provide reasonable assurance the City's financial statements for the fiscal year ended June 30, 2020 are free of material misstatement. The independent auditor concluded it was reasonable to render an unmodified opinion and that the City's financial statements for the fiscal year ended June 30, 2020, are fairly presented in conformity with GAAP. Their report is presented in the beginning of the financial section of this report. Management's Discussion and Analysis (MD&A) immediately follows the independent auditors' report and provides a narrative overview and analysis of the basic financial statements. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. City of Rancho Palos Verdes Profile The City of Rancho Palos Verdes is located on a coastal peninsula overlooking the Pacific Ocean in Los Angeles County, 20 miles south of the City of Los Angeles. The City was v A-11 incorporated September 7, 1973, and currently has land area of 13.6 square miles and a population of about 42,000. The City is primarily a "bedroom" community with relatively little commercial activity. The City has operated under the council-manager form of government since incorporation. Policy-making and legislative authority are vested in the governing City Council, which consists of five Council Members, including the Mayor and Mayor Pro- Tem. The City Council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the City Manager and the City Attorney. The City Manager is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City, and for appointing the heads of the City's departments. The City Council is elected on a non-partisan, at- large basis. Council Members are elected to four-year staggered terms with two or three Council Members elected every two years. The City Council designates the Mayor and Mayor Pro-Tem for a one-year term. The financial reporting entity (the government) includes all the funds of the primary government (i.e., the City of Rancho Palos Verdes as legally defined), as well as its component unit, the Rancho Palos Verdes Joint Powers Improvement Authority. A component unit is a legally separate entity for which the primary government is financially accountable. The City provides a broad range of services, including police protection, solid waste collection, construction, and maintenance of streets and other infrastructure, planning and zoning activities, recreational activities, cultural events, and general administrative services. The City of Rancho Palos Verdes is a contract city, meaning that some of these services are provided by contract with other agencies (both public and private) and some services are delivered by the City's own employees. Special districts of the County of Los Angeles provide library services, fire protection services, and sewer services. The City has excluded the County of Los Angeles, as well as the State of California and various school districts, from the financial reporting entity because they do not meet the established criteria for inclusion. FINANCIAL INFORMATION Budgetary Controls The City of Rancho Palos Verdes maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions contained in the annual appropriated budgets approved by the City Council and the Improvement Authority Commission. Activities of the General fund, Special Revenue funds, Capital Projects funds and Permanent funds are included in the annual appropriated budgets of the government units. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the department/function level within each fund. Formal budgetary integration is employed as a management control device. The City also maintains an encumbrance accounting system as one method of maintaining budgetary control. These encumbrances lapse at year-end, and any vi A-12 unexpended balance is eligible to be carried over to the following year's budget appropriations with City Council approval. Adopted Budget to Actual Comparison The City experienced an overall $2 million favorable budget variance in the General fund for the fiscal year ended June 30, 2020. Due to the economic slowdown caused by the COVID-19 pandemic, the City experienced an unfavorable revenue variance of $2.2 lower than budgeted, mainly from the revenue loss of Transient Occupancy Taxes. However, in response to the sudden loss of revenues and to mitigate the financial impact of the pandemic, the City identified savings in various categories and ended the year $4.2 million in expenditures below budget. Much of the positive expenditure variances were permanent savings resulting from conservative budget practices, savings from vacant positions, and the continued careful management of resources. Financial Policies The City Council has established Reserve policies for the General Fund of 50 percent of the annual operating expenditures in the General Fund. Reserve levels are reviewed annually during the budget process. This reserve may be used at the discretion of the City Council to provide for economic uncertainties, local disasters, contingencies for unseen operating or capital needs, cash flow requirements and/or other financial hardships or downturns in the local or national economy. At June 30, 2020, the reserve balance is approximately $13 million or 50 percent of Fiscal Year 2019-2020 General Fund operating budget. The City also maintains a $3 million reserve in the Capital Improvement Projects (CIP) fund as a reserve for major improvement projects related to roadways, storm drains, parks, buildings, rights-of-way, and the sewer system. Internal Control The Finance Department of the City is responsible for establishing and maintaining an appropriate internal control structure. The internal control system is designed to ensure that the assets of the City are protected from loss, theft, or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with Generally Accepted Accounting Principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. Significant Financial Events The economic slowdown caused by the COVID-19 pandemic had a broad impact across Los Angeles County and the State of California as a whole. On March 19, 2020 the Governor Newsom, issued a stay at home order across the state. This marked the start of measures that were put in place in an effort to mitigate the spread of the virus. On that vii A-13 same day, Terranea (the city's largest source of TOT revenue) announced the temporary closure of their resort and all amenities. Terranea would not resume operations until June 12, 2020, although at reduced capacity. The Transient Occupancy Tax (TOT) revenue generated by Terranea fell to just over $141,000 for March through June compared to $1.7 million for the same period the prior fiscal year. Total TOT revenue ended the year at $3.9 million, $1.6 million under the $5.5 million planned for at budget adoption. As the pandemic persisted through the end of the fiscal year and consumer demand remained depressed, sales tax revenue also experienced a sizeable decline ending the year at $2.16 million, $365,000 under the $2.53 million budgeted. As mentioned previously, the COVID-19 health crisis caused the temporary closure of Terranea Resort, along with a decrease in demand to retail and restaurants throughout the City. Terranea and local restaurants comprised nearly half of all sales tax revenue prior to the start of the pandemic and subsequently fell to just under 15%. At the end of FY 2019-2020, the results validate the significant impact on the City's revenues due to the pandemic and the sudden economic downturn. In response to the financial impacts since the pandemic, the City continued to be fiscally prudent, monitored spending, and identified savings when possible. As a result, after applying the City's obligations and commitments, the City's funds ended the year with a surplus. For instance the City's general operating account, the general fund, increased by $80,700, ending the fiscal year with an unrestricted excess reserve of over $8 million. Long-term Financial Planning The City utilizes two long-term planning tools that serve as a guide to best allocate resources to meet the City's needs over time. The first of which is the Five-Year Capital Improvement Program (CIP). The CIP provides efficient and effective delivery of resources for improvement and maintaining public infrastructure and facilities. The Five- Year Capital Improvement Plan is updated annually during the budget process. The second long-term planning tool is the City's Five-Year Financial Model (Model). The Model establishes the foundation for guiding policy and making financial decisions, taking into account any forecasted challenges and opportunities before they arise. This Model allows for creation of baseline and alternative revenue and spending forecasts, including historic and projected annual periods for the next five years. The Model also allows for testing the impact of assumptions and proposed initiatives on projected budget gaps and fund balances. In response of the financial impacts of the pandemic, the City continues to closely monitor the assumptions that were previously used in the long-term planning tools. In order to have a more accurate forecast, the Finance Department will actively update the planning tools with the most current information available. Accordingly, any substantial changes of the assumptions will be presented to the City Council. viii A-14 MAJOR INITIATIVES The City's staff, following specific directives of the City Council and the City Manager, has been involved in a variety of projects throughout the year. Here are some projects to highlight the City's commitment to ensuring that its citizens are able to live and work in a thriving environment. • Advocated for the League of California Cities and California Public Utilities Commission to revise the Rule 20 program to make it possible for more communities to put power lines underground for wildfire prevention. • Launched the Alert SouthBay emergency notification system with other South Bay cities. • Implemented a COVID-19 public information campaign, including a daily community newsletter, social media updates, and a comprehensive webpage. • Launched the Ready RPV wildfire preparedness social media challenge. • Implemented the Everbridge Emergency Notification System, Alert SouthBay. • Created a School Resource Officer program with the other three Peninsula cities for PVPUSD. • Created a Seniors Resource Guide and other Community resources information during COVID-19. • The City of Rancho Palos Verdes named the 7th Safest City in California by California Safewise. • The City of Rancho Palos Verdes and City of Rolling Hills Estates joint Hazard Mitigation Plan was submitted to the California Governor's Office of Emergency Services (Cal OES) on June 18, 2020. • The Palos Verdes Peninsula cities and other community partners compiled a Senior Resource Guide a list of local resources supporting seniors and individuals with disabilities during the COVID-19 crisis. • The Emergency Preparedness Committee presented a Wildfire Mitigation presentation to the City Council on May 5, 2020. • The Information Technology (IT) Department proactively planned and prepared the City IT infrastructure for the increased remote access demand during the "Safer at Home" shutdown, which allowed the City to continue its core business operations uninterrupted. • Successfully implemented technical solutions enabling remote online meetings (including City Council, Planning Commission, and various advisory board). Provided training to staff and board members on how to run and participate in online virtual meetings. • Completed the ADA Access Improvements in Area 9. • Completed Landslide GPS Survey. • Constructed the Residential Street Rehabilitation Program Area 3 and 4. • Completed the biennial update to the City's Pavement Management Program. • Completed Phase 1 of the Traffic Sign Replacement program. IX A-15 • Completed the certification of the Zone 2 Environmental Impact Report for the development of 32 vacant lots in the City's Landslide Moratorium Area. • Adopted the City's Natural Communities Conservation Plan/ Habitat Conservation Plan. • Adopted Code Amendments related to the City's Accessory Dwelling Unit Ordinance. • Awarded a $165,000 Senate Bill (SB) 2 for the development of a mixed-use overlay zone along Western Avenue. • Adopted the City 2019 California Building Code. • Implemented the City's Emissions Reduction Action Plan. • Completed the City Specific Vulnerability Assessment as part of the South Bay Cities Climate Adaptation Plan. • Implemented Short-Term Rental platform, Host Compliance, for third party monitoring service for non-complaint properties City wide. • Adopted the Natural Communities Conservation Plan/Habitat Conservation Plan (NCCP/HCP). • Launched the City-operated Park Ranger Program. • Approved the Conceptual Master Plan for Ladera Linda. OTHER INFORMATION Independent Audit The City requires an annual audit by independent certified public accountants. The accounting firm of White Nelson Diehl Evans LLP conducted this year's audit. The auditors' report on the government-wide financial statements and combining and individual fund statements and schedules is included in the financial section of this report. Single Audit As a recipient of federal, state, and county financial assistance, the City is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. In years when over $750,000 is expended on Federal financial assistance programs, the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1984 and U.S. Office of Management and the Uniform Guidance. For the year ended June 30, 2019, the City did not expend over $750,000 on Federal financial assistance programs; and therefore a Single Audit is not required. GFOA Certificate of Achievement Award The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Finance Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30, 2019. This was the X A-16 261h consecutive year that the City has achieved this prestigious award . In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized CAFR. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments The preparation of this report would have not been possible without the dedication of the entire staff of the Finance Department. I would also like to acknowledge the assistance of the City's auditors, CliftonlarsonAIIen LLP, and the contributions of all the departments by providing data necessary to prepare the City's FY 2019-2020 CAFR. In closing, I want to thank the City Council for their continued leadership directing the City to achieve a sound fiscal position over the last several years . We look forward to maintaining this success in the future under the leadership of the City Council. Respectfully submitted, ~Wj$\--- Trang Nguyen Director of Finance XI A-17 (THIS PAGE INTENTIONALLY LEFT BLANK) Xll A-18 CITY OF RANCHO PALOS VERDES Comprehensive Annual Financial Report FY 2019 -2020 FY 2019 -2020 CITY OFFICIALS Da,id Bradle'l· c ouncilrn<mber John Cruiksh.,nk l\1ayor Eric . .Uegtin Mayor Pro Tern K•nDvda Counc ilmember CITY STAFF City Manager Ara Mihranian, AICP B arbara FeiTiU'O C ouncilrn<mber Deputy City Manager ............................................................. Karina Banales Director of Finance ................................................................... Trang Nguyen Director of Recreation and Parks .................................................. Cory Linder Director of Community Development.. ................................. Ken Rukavina Director of Public Works ........................................................ Vacant X 111 A-19I RESIDENTS OF RANCHO PALOS VERDES I I CITY COUNCIL I I I I I I PLANNING STORM DRAIN TRAFFIC SAFETY EMERGENCY FINANCE ADVISORY INFRASTRUCTURE COMMISSION OVERSIGHT COMMITIEE PREPAREDNESS COMMITIEE MANAGEMENT COMMITIEE (WQFPP) COMMITIEE ADVISORY COMMITIEE I CITY ATIORNEY I I CITY MANAGER I I DEPUTY CITY I I MANAGER I l I COMMUNITY I FINANCE II PUBLIC WORKS II CITY CLERK II RECREATION & I I INFORMATION I I HUMAN I I PUBLIC SAFETY I DEVELOPMENT PARKS TECHNOLOGY RESOURCES XIV A-20 ® Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Rancho Palos Verdes California For its Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2019 Executive Director/CEO XV A-21 (THIS PAGE INTENTIONALLY LEFT BLANK) XVl A-22 FINANCIAL SECTION A-23 A-24 City Council Members City of Rancho Palos Verdes Rancho Palos Verdes, California INDEPENDENT AUDITORS' REPORT Report on the Financial Statements Clift onlarso nAIIe n LLP CLAcon nect.com We have audited the accompanying financial statements ofthe governmental activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes (the City), as of and for the year ended June 30, 2020, and the related notes to the financial statements, which collectively comprise the City's financial statements as listed in the table of contents . Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors' Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards , issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditors ' judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditors consider internal control relevant to the City 's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City 's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. A-25 Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position ofthe governmental activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, as of June 30, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis, the schedule of proportionate share of the net pension liability, and the schedule of pension contributions, identified as Required Supplementary Information (RSI) in the accompanying table of contents, be presented to supplement the financial statements. Such information, although not a part of the financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the RSI in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the financial statements, and other knowledge we obtained during our audit of the financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose offorming opinions on the financial statements that collectively comprise the City's financial statements. The introductory section, combining statements and individual fund schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the financial statements. The combining statements and individual fund schedules, as listed in the table of contents, are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the financial statements. Such information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining statements and individual fund schedules are fairly stated in all material respects in relation to the financial statements as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 2 A-26 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated January 15, 2021, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City's internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City's internal control over financial reporting and compliance. CliftonLarsonAllen LLP Irvine, California January 15, 2021 3 A-27 (THIS PAGE INTENTIONALLY LEFT BLANK) 4 A-28 MANAGEMENT'S DISCUSSION & ANALYSIS A-29 A-30 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 The Management of the City of Rancho Palos Verdes offers readers of the City of Rancho Palos Verdes' Financial Statements this narrative overview and analysis of the City's financial activities for the Fiscal Year ended June 30, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our Letter of Transmittal, which can be found on pages v-xi of this report. FINANCIAL HIGHLIGHTS • The assets and deferred outflows of resources of the City of Rancho Palos Verdes exceeded its liabilities and deferred inflows of resources at the close of the Fiscal Year ended June 30, 2020, by $219.5 million (Net Position). Of this amount, $38.6million (Unrestricted Net Position) may be used to meet the City's ongoing obligations to its citizens and creditors. The remaining amount is invested in capital assets or is otherwise restricted, and therefore not available to meet the City's obligations. • The City's total Net Position decreased by $4.0 million from the prior year from the Governmental activities primarily due to the increase of capital assets being depreciated and the decrease of the unrestricted fund balance from completed projects. • As of June 30, 2020, the City's Governmental Funds reported combined ending Fund Balances of $61.1 million, a decrease of $0.4 million in comparison with the prior year due to lower amount of prepaid items. • At the end of the current fiscal year, the General Fund reported an increase in fund balance in the amount of $1 million. The increase is due primarily to higher inflow of revenues over expenditures. • As of June 30, 2020 , unassigned fund balance for the General Fund was $21.3 million or 82% of the General Fund expenditures. Of this amount, $20.8 million constitutes the City Council's General Fund Reserve (rainy day fund). • As a result of the City Council's reserve policy, the unassigned fund balance has historically been maintained at or above the policy threshold level of 50% of annually budgeted General Fund expenditures. At the end of the current fiscal year, the General Fund expenditures including transfers was $28.5 million . General Fund unassigned fund balance represents 75% of this amount. 5 A-31 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 OVERVIEW OF THE BASIC FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City's basic financial statements, which are comprised of three components: 1) Government-Wide Financial Statements; 2) Fund Financial Statements; and 3) Notes to the Financial Statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The Government-Wide Financial Statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the City's assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the two reported as Net Position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City of Rancho Palos Verdes is improving or deteriorating. The Statement of Activities presents information showing how the government's net position changed during the most recent Fiscal Year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both the Government-Wide Financial Statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, community development and parks and recreation. The City no longer has business-type activities. The Government-Wide Financial Statements include not only the City of Rancho Palos Verdes itself (known as the Primary Government), but also a legally separate Improvement Authority for which the City of Rancho Palos Verdes is financially accountable. Financial information for this Component Unit has been included as an integral part of the primary government. 6 A-32 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 The Government-Wide Financial Statements can be found on pages 19-20 of this report. Fund Financial Statements A Fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Rancho Palos Verdes, like other State and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the Funds of the City can be divided into three categories: Governmental Funds, Proprietary Funds, and Fiduciary Funds. Governmental Funds Governmental Funds are used to account for essentially the same functions reported as governmental activities in the Government-Wide Financial Statements. However, unlike the Government-Wide Financial Statements, Governmental Fund Financial Statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the Fiscal Year. Such information may be useful in evaluating a government's near-term financing requirements. The Governmental Fund Financial Statements can be found on pages 21-24. Because the focus of Governmental Funds is narrower than that of the Government-Wide Financial Statements, it is useful to compare the information presented for Governmental Funds with similar information presented for governmental activities in the Government- Wide Financial Statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. The Governmental Balance Sheet and Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances provide a reconciliation to facilitate this comparison between Governmental Funds and governmental activities. The City of Rancho Palos Verdes maintained 28 individual Governmental Funds during the Fiscal Year ended June 30, 2020. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General Fund and the Capital Improvements Fund are considered to be major funds. Data from the other 26 Governmental Funds are combined into a single, aggregated presentation. Individual fund data for each of these Other Governmental Funds is provided in the form of combining statements elsewhere in this report. 7 A-33 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 The City of Rancho Palos Verdes adopts an annual appropriated budget for each of its Governmental Funds. A budgetary comparison statement has been provided for each Governmental Fund to demonstrate compliance with this budget. Proprietary Funds The City of Rancho Palos Verdes maintains one type of Proprietary Fund. Internal Service Funds are an accounting device used to accumulate and allocate costs internally among the City's various functions . The City uses an Internal Service Fund to account for its fleet of vehicles, computer systems, furniture and equipment , and Civic Center building replacement/improvements . Because these services predominantly benefit the governmental function, they have been included within governmental activities in the Government-Wide Financial Statements. The Proprietary Fund Financial Statements can be found on pages 27-29 of this report. The Proprietary Fund Financial Statements provide separate information for the City's Internal Service Fund. The Internal Service Fund is combined and presented with the City's governmental activities in the government-wide financial statements. Fiduciary Fund The City is a fiduciary for the Successor Agency to the Rancho Palos Verdes Redevelopment Agency (the "Successor Agency"). The City is responsible for ensuring that the assets reported in the Successor Agency's private-purpose trust fund are only: 1) used to extinguish the obligations of the former RDA; or 2) transferred to another agency pursuant to state redevelopment dissolution law. All of the fiduciary activities are reported in a separate Statement of Fiduciary Net Position and Statement of Changes in Fiduciary Net Position. We exclude these activities from the City's Government-Wide Financial Statement because the City cannot use these assets to finance its operations. Individual Fiduciary Fund statements can be found on pages 30-31 of this report. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the Government-Wide and Fund Financial Statements. The notes to the financial statements can be found on pages 33-64 of this report. 8 A-34 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 Other Information The combining statements referred to earlier in connection with Other Governmental Funds and Internal Service Funds are presented immediately following the Notes to the Financial Statements. Combining and individual fund statements and schedules can be found on pages 70-108 of this report. GOVERNMENT -WIDE FINANCIAL ANALYSIS As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City of Rancho Palos Verdes, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $219.5 million at June 30, 2020. By far, the largest portion of the City's Net Position of $156.8 million or 71% reflects its net investment in Capital Assets (e.g. Land, Infrastructure, Buildings, and Equipment). The City uses these Capital Assets to provide services to its citizens; consequently, these assets are not available for future spending. Summary of Net Position Current and other assets Capital assets Total assets Deferred outflows of resources Long-term liabilities outstanding Other liabilities Total liabilities Deferred inflows of resources Net Investment in capital assets Restricted Unrestricted Total net position 9 Governmental Activities 2020 2019 $ 77,628,528 $ 77,547,330 157,569,827 159,556,834 235,198,355 237,104,164 2,661,430 2,871,414 12,008,364 10,995,129 5,714,365 4,780,662 17,722,729 15,775,791 676,537 734,107 156,763,391 159,556,834 24,115,702 16,170,342 38,581,426 47,738,504 $ 219,460,519 $ 223,465,680 A-35 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 A portion of the City's Net Position of $24.1 million or 11 %, represents resources subject to external restrictions. The remaining balance of Unrestricted Net Position of $38.6 million or 18 % may be used to meet the government's ongoing obligations to its citizens and creditors. Compared to the prior year, the total current and other assets increased by $0.08 million mainly due to the lower amount paid in prepaid items. Moreover, the total capital assets decreased by $2.5 million over the prior year. As a result of the net pension liability increase, the long-term liabilities outstanding increased by $1 million over the prior year. Additionally, other liabilities increased by $0.9 million over prior year. Statement of Activities Governmental Activities 2020 2019 Program revenues: Charges for services $ 3,855,702 $ 4,292,011 Operating contributions and grants 4,604,829 4,608,132 Capital contributions and grants 625,618 1,136,762 General revenues: Property taxes 14,993,467 14,349,681 Other taxes 10,526,313 12,802,577 Other 1,850,900 2,222,040 Total revenues 36,456,829 39,411,203 Administration 8,013,351 6,562,703 Public safety 7 ,360,045 7,214,441 Public works 18,182,315 16,064,163 Parks and recreation 2,857,317 3,064,444 Community development 2,857,235 3,051,881 Non-departmental 1,191 ,727 1,133,906 Total expenses 40,461,990 37,091,538 Transfers 34,257,672 (Decrease) /Increase in net position (4,005, 161) 36,577,337 Net position -beginning of fiscal year 223,465,680 186,888,343 Net position -end of fiscal year $ 219,460,519 $ 223,465,680 10 A-36 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 Governmental Activities As illustrated in the chart above, the City's Net Position in Governmental Activities decreased by $4 million when compared to the prior year mainly due to the economic impact of the COVID-19 pandemic. Overall, government-wide revenues for the fiscal year ended June 30, 2020, decreased by $3 million. Of the decreased amount, $1 million was from the program revenues and $2 million was from general revenues . The decrease in revenues was due to the economic impact of the COVID-19 pandemic; mainly impacting the City's transient occupancy tax and sales tax. The percentages of each category for the sources of revenues are illustrated in the following chart. Sources of Revenue -Governmental Activities Property Taxes 41% 11 Charges for Services 10% A-37 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 The government-wide expenses for the fiscal year ended June 30, 2020 increased by $3.4 million from the prior year. The majority of the increased amount was from the completion of the ongoing capital and maintenance projects, and unforeseen emergency operations center expenses. The percentages of each function for the expenses are illustrated in the following chart. Expenses by Function -Governmental Activities • Public Works 45% 12 A-38 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 FINANCIAL ANALYSIS OF THE GOVERNMENTAL FUNDS As of the end of the current fiscal year, the City's Governmental Funds reported combined ending Fund Balances of $61.1 million, a decrease of $0.4 million in comparison to the prior year. Approximately $58.9 million or 96% of the combined ending Fund Balances constitutes spendable fund balance . The remainder of the combined ending Fund Balances are non -spendable either due to legal restrictions or non-spendable in the form of prepaid items and inventory. Additional information on the non-spendable items can be found in Note# 7 on pages 49-51 of this report. The General Fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the current fiscal year, the unassigned fund balance of the General Fund is $21 .3 million, while total Fund Balance reached to $21.7 million. As a measure of the General Fund's liquidity, it may be useful to compare both Unassigned Fund Balance and Total Fund Balance to total fund uses (expenditures and transfers out). Unassigned Fund Balance represents 75% of total General Fund uses, while total Fund Balance represents 76% of the same amount. The fund balance of the City's General Fund increased by $1 million from the prior year. The increase is due to the higher inflow of revenues and the department wide personnel and non-personnel savings. Additional details on General Fund are provided in the General Fund Highlights. The Capital Improvements Fund Balance ended the year with a decrease of $1.7 million from the prior year. The majority of the decrease is largely from the budgeted capital outlay projects that were completed by year-end. These projects are primarily from the residential street rehabilitation program and the City's Portuguese Bend Landslide project. Financial Analysis of Proprietary Funds The City's Proprietary Funds provide the same type of information found in the Government-Wide Financial Statements, but in more detail. The Net Position of the Internal Service Funds at the end of the fiscal year amounted to $2.8 million, a decrease to the Net Position by $0.2 million. The decreased amount is due the replacement of computers and hardware, and the purchase of a vehicle for the new park ranger program. 13 A-39 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 General Fund Budgetary Highlights The City of Rancho Palos Verdes' budget is prepared over the course of several months, beginning with a thorough review and analysis of the prior fiscal year between September and December. The General Fund actual year-end results show operations ending the year with total revenues of almost $29 .2 million and $26 million of expenditures. When including net transfers of $2.3 million, there is a positive variance of just over $1 million (revenues to expenditures). The decrease in revenues during FY 2019-2020 was due to the economic slowdown caused by the COVID-19 pandemic. Revenue from transient occupancy tax and sales tax experienced the largest impact. To mitigate the revenue loss, staff across all departments worked together to identify savings and reduce costs. As a result, the General Fund ended the year with a positive variance. Revenue Highlights Taxes • The City's tax revenue is its largest revenue sources. Taxes include property tax, transient occupancy tax (TOT), and sales tax. Tax revenues came in at $25.6 million, $1.7 million, or 6% under final budget of $27 .3 million. This underperformance of revenue was due primarily to the impact the COVID-19 pandemic had on travel, leisure activities, and dining which lead to drops in TOT and sales tax revenue. Use of Money and Property • Consists of interest earnings and rental & lease revenue, these revenue sources ended the year at $706,236, which is $132,264 or 16% under than the final budget of $838,500. The majority of this decrease of $112,000, is the result of lost rental & lease revenue as facilities were closed due to the pandemic. Licenses and Permits • This category ended the year lower than estimated by $250,977 or 12% due to the expected decrease in demand from the stay home orders. 14 A-40 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 Expenditure Highlights Salaries & Benefits • This category ended the year just over $1 million or 9 .6% under the final budget of $10.6 million. This is due to several delayed and unfilled positions and the reduction in staffing needs due to the closure of parks and facilities. Professional & Technical Services • This category came in approximately $955,000 or 24.6% under the final budget of $3.9 million. This underrun is due to delayed services and planned services that were not utilized during the fiscal year and reduced activities in the fourth quarter from augmenting services. CAPITAL ASSET AND DEBT ADMINISTRATION The City's investment in Capital Assets for its Governmental activities as of June 30, 2020, amounts to $156.8 million (net of accumulated depreciation). This investment in capital assets includes land, buildings, park improvements, roadways, sewer, storm drains, vehicles, computer equipment, furniture, other equipment, and construction in progress. Major capital asset events during the current fiscal year included the following: • Depreciation of $6.6 million was recorded for the City's Capital Assets. • A total of $4.7 million of construction in progress was added primarily from the residential and street improvements and beautification projects. 15 A-41 CITY OF RANCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 City of Rancho Palos Verdes Capital Assets (Net of Depreciation) Capital assets not being depreciated Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated, net Buildings Vehicles Computer equipment Equipment -water quality Furniture, fixtures and equipment lnfras tructure Roadway system Sewer system Storm drain system Storm drain system -water quality Park system Total capital assets being depreciated, net Capital Assets, net Governmental Activities 2020 $ 43,528,625 4,635,208 48,163,833 6,927,004 103,678 24,580 151,276 52,132,630 4,484,110 8,425,905 31,953,125 5,203,686 109,405,994 $157,569,827 2019 $ 42,087,575 3,130,630 45,218,205 7,193,177 104,423 91 '141 188,377 56,131,059 4,937,865 8,671,515 30,422,761 5,170,068 112,910,386 $ 158,128,591 Additional information on the City's Capital Assets can be found in Note #4 on pages 4 7- 48 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $403,201 for Employee Compensated Absences. 16 A-42 CITY OF RL\NCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 City of Rancho Palos Verdes Outstanding Debt Governmental Activities 2020 2019 Employee compensated absences 403,201 400,505 Total $ 403,201 $ 400,505 At the fiscal year ended June 30, 2020, the City's total debt decreased by $0.003 million or 1%. State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $2,021,758,000. ECONOMIC FACTORS AND NEXT YEAR BUDGETS AND RATES The City historically follows a very fiscally conservative budgeting and forecasting model and the impacts of this practice were seen this fiscal year as the pandemic caused and economic slowdown that touched nearly all areas of the economy across the country. Despite decreases to revenue from transient occupancy tax and sales tax, the City maintains a healthy financial outlook and supports the General Fund operations with only recurring tax revenue. Roughly 41% of the City's revenue came from property tax during FY 2019-2020. Property tax is expected to make up 46% of general fund revenue during FY 2020-2021. This stable revenue base provides the City with a steady and predictable revenue inflow year over year. During 2019, total property values within the city grew by 4.4%, or $596 million, bringing the total net taxable property value for the City to $14.14 billion. This increase is slightly less than the 6.1% increase seen across Los Angeles County as a whole. Of the $596 million increase, $566 million was from growth in residential properties which makes up 92% of the total property value, followed by an $18 million increase in commercial property (5.5% of total property value). Despite the lasting impacts the pandemic has had on the economy, the demand for real estate has remain high. 17 A-43 CITY OF Rt\NCHO PALOS VERDES MANAGEMENT'S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2020 The median sale price of a detached single family residential home in Rancho Palos Verdes from January through August 2020 was $1,350,000. This represents a $25,000 (1.9%) increase in median sale price from 2019. The economic slowdown and stay at home orders across the state had the largest impact to Transient Occupancy Tax (TOT). The City's prudent practice of limiting the majority of TOT revenue to supporting the City's capital program and not operating expenses greatly reduced the impact of the lost revenue to the City's operations. Despite the impact to revenue, the City-wide annual budget continues to showcase the City's commitment to fiscal prudence, predicated on maintaining a structurally sound operating budget, lean staffing, healthy cash reserves and absence of debt. REQUESTS FOR INFORMATION This Financial Report is designed to provide a general overview of the financial position of the City of Rancho Palos Verdes for all those with an interest in the government's finances. Questions concerning any of the information provided in this report, or requests for additional financial information, should be addressed to the Finance Department at 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275 or finance@rpvca .gov. 18 A-44 BASIC FINANCIAL STATEMENTS A-45 A-46 ASSETS CURRENT ASSETS: Cash and investments Receivables: Taxes Interest Other Inventory Prepaid costs TOTAL CURRENT ASSETS NONCURRENT ASSETS: Notes receivable Receivable from Successor Agency Allowance for Successor Agency receivable Capital assets: Non-depreciable Depreciable, net TOTAL NONCURRENT ASSETS TOTAL ASSETS DEFERRED OUTFLOWS OF RESOURCES Deferred outflows related to pensions LIABILITIES CURRENT LIABILITIES: Accounts payable and accrued liabilities Retentions payable Unearned revenue Deposits payable Current portion of noncurrent liabilities TOTAL CURRENT LIABILITIES NONCURRENT LIABILITIES: Due beyond one year Net pension liability TOTAL NONCURRENT LIABILITIES TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Deferred inflows related to pensions NET POSITION Net invested in capital assets Restricted for: Housing and community development Transportation Public works Parks and recreation Public safety Nonexpendable endowment principal Unrestricted TOTAL NET POSITION CITY OF RANCHO PALOS VERDES STATEMENT OF NET POSITION June 30, 2020 See accompanying notes to financial statements. 19 Governmental Activities $ 66,869,944 1,328,201 123,328 588,153 36,113 212,648 69,158,387 8,470,141 10,656,709 (1 0,656, 709) 48,163,833 109,405,994 166,039,968 235,198,355 2,661,430 4,082,525 240,511 208,667 869,752 312,910 5,714,365 90,291 11,918,073 12,008,364 17,722,729 676,537 156,763,391 9,574,507 5,486,428 5,001,927 2,074,240 76,420 1,915,317 38,568,289 $ 219,460,519 A-47 Functions/programs Governmental Activities: Administration Public safety Public works Parks and recreation Community development Non-departmental Total primary government $ $ CITY OF RANCHO PALOS VERDES STATEMENT OF ACTIVITIES For the year ended June 30, 2020 ExEenses 8,013,351 7,360,045 18,182,315 2,857,317 2,857,235 1,191,727 40,461,990 Program Revenues Operating Charges for Grants and Services Contributions $ 1,063,790 $ 110,639 158,079 309,326 4,446,750 579,382 1,792,565 $ 3,855,702 $ 4,604,829 General revenues: Taxes: Property taxes Transient occupancy tax Franchise tax Utility user tax Other taxes Capital Grants and Contributions $ 625,618 $ 625 618 Unrestricted intergovernmental revenue -shared sales tax Investment income Unrestricted grants, contributions and other revenues Total general revenues Change in net position Net position-beginning of year Net position-end of year See accompanying notes to financial statements. 20 Net Revenue (Expense) and Changes in Net Position Governmental Activities $ (6,949,561) (7 ,091 ,327) (12,800,621) (2,277,935) (1,064,670) (1,191,727) (31,375,841) 14,993,467 3,909,799 2,146,037 1,912,370 394,765 2,163,342 1,225,042 625,858 27,370,680 (4,005,161) 223,465,680 $ 219,460,519 A-48 CITY OF RANCHO PALOS VERDES BALANCESHEET-GOVERNMENTALFUNDS June 30, 2020 Capital Projects Other Total Capital Governmental Governmental General ImErovements Funds Funds ASSETS Cash and investments $ 23,734,081 $ 25,758,040 $ 14,759,140 $ 64,251,261 Receivables: Taxes 1,005,521 322,680 1,328,201 Interest 42,387 46,425 29,806 118,618 Other 120,774 4,426 462,953 588,153 Due from other funds 451,708 451,708 Inventory 36,113 36,113 Prepaid items 212,648 212,648 Receivable from Successor Agency 10,656,709 10,656,709 Allowance for Successor Agency Receivable (10,656,709) (10,656,709} TOTAL ASSETS $ 25,603,232 $ 25,808,891 $ 15,574,579 $ 66,986,702 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ 2,766,942 $ 285,102 $ 1,019,577 $ 4,071,621 Due to other funds 451,708 451,708 Retentions payable 9,162 178,981 52,368 240,511 Unearned revenue 208,667 208,667 Deposits payable 869,752 869,752 TOTAL LIABILITIES 3,854,523 464,083 1,523,653 5,842,259 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 52,632 52,632 FUND BALANCES (DEFICITS): Non-Spendable Endowment principal 1,915,317 1,915,317 Prepaid items 212,648 212,648 Inventory 36,113 36,113 Restricted 1,379,700 12,297,912 13,677,612 Committed 167,174 167,174 Assigned 23,965,108 23,965,108 Unassigned 21,332,774 (214,935) 21,117,839 TOTAL FUND BALANCES (DEFICITS) 21,748,709 25,344,808 13,998,294 61,091,811 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES $ 25,603,232 $ 25,808,891 $ 15,574,579 $ 66,986,702 See accompanying notes to financial statements. 21 A-49 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET POSITION June 30,2020 Fund balances -total governmental funds Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not current financial resources and, therefore, are not reported in the governmental funds balance sheet. Receivables not available to pay for current period expenditures are reported as unavailable revenue in the financial statements. Long-term notes receivable are not current available resources and, therefore, do not affect the governmental fund balance. Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the governmental funds. The pension liability and related amounts are not due and payable in the current period and, therefore, are not reported in the governmental funds. Deferred outflows of resources and deferred inflows of resources related pensions are only reported in the Statement of Net Position as the changes in these amounts affect only the government-wide statements for governmental activities: Net pension liability Deferred outflows of resources related to pensions Deferred inflows of resources related to pensions Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement to individual funds. The assets and liabilities of the internal service funds are included in the Statement of Net Position. Net position of governmental activities See accompanying notes to financial statements. 22 $ 61,091,811 157,339,564 52,632 8,470,141 (403,201) (11,918,073) 2,661,430 (676,537) 2,842,752 $ 219,460,519 A-50 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-GOVERNMENTAL FUNDS For the year ended June 30, 2020 Capital Projects Other Total Capital Governmental Governmental General lmErovements Funds Funds REVENUES: Taxes $ 25,606,371 $ $ 809,575 $ 26,415,946 Licenses and permits 1,916,823 1,916,823 Revenue from other agencies 5,441,869 5,441,869 Charges for services 8,407 194,632 203,039 Fines and forfeitures 365,074 365,074 Use of money and property 706,236 471,473 268,769 1,446,478 Other revenues 621,094 387,920 1,009,014 TOTAL REVENUES 29,224,005 471,473 7,102,765 36,798,243 EXPENDITURES: Current: Administration 6,319,098 6,319,098 Public safety 7,360,045 7,360,045 Public works 5,714,008 6,546,264 12,260,272 Parks and recreation 2,533,171 14,408 2,547,579 Community development 2,857,235 2,857,235 Non-departmental 1,204,534 1,204,534 Capital outlay 4,652,908 4,652,908 TOTAL EXPENDITURES 25,988,091 4,652,908 6,560,672 37,201,671 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,235,914 (4,181,435) 542,093 (403,428) OTHER FINANCING SOURCES (USES): Transfers in 275,000 2,509,052 140,000 2,924,052 Transfers out (2,550, 752) (373,300) (2,924,052) TOTAL OTHER FINANCING SOURCES (USES) (2,275,752) 2,509,052 (233,300) NET CHANGE IN FUND BALANCES 960,162 (1,672,383) 308,793 (403,428) FUND BALANCES -BEGINNING OF YEAR 20,788,547 27,017,191 13,689,501 61,495,239 FUND BALANCES -END OF YEAR $ 21,748,709 $ 25,344,808 $ 13,998,294 $ 61,091,811 See accompanying notes to financial statements. 23 A-51 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the year ended June 30, 2020 Net change in fund balances-total governmental funds Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense, or are allocated to the appropriate functional expense when the cost is below the capitalization threshold. Asset disposals are also not recognized in the governmental funds. This activity is reconciled as follows: Cost of assets capitalized Depreciation expense Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds. Increases in long-term notes receivable use current financial resources and are included in the expenditures of governmental funds. Repayments of long-term notes receivable provide current financial resources and are included in the revenues of governmental funds. These changes in notes receivable are not reflected in the revenues or expenses of the Statement of Activities. This amount represents the net change in the long-term notes receivable. Compensated absences expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. Governmental funds report pension contributions as expenditures. However, in the Statement of Activities, pension expense is measured as the change in net pension liability and the amortization of deferred outflows and inflows relate to pensions. This amount represents the net change in pension related amounts. Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The net revenues/ (expenses) of the internal service funds are reported with governmental activities. Change in net position of governmental activities See accompanying notes to financial statements. 24 $ (403,428) 4,528,913 (6,362,242) (544,737) 156,187 (2,697) (1,148,647) (228,510) $ (4,005,161) A-52 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL REVENUES: Taxes Licenses and permits Charges for services Fines and forfeitures Use of money and property Other revenues TOTAL REVENUES EXPENDITURES: Administration City council City manager Legal services Community outreach City clerk RPVTV Personnel Finance Information technology -Data Information technology-Voice Emergency operations Total Administration Public safety Sheriff Special programs Emergency preparedness Total Public Safety Public Works Public works administration Traffic management Storm water quality Building maintenance Park/Trail/Open Space maintenance Street landscape Maintenance Sewer maintenance Total Public Works GENERAL FUND For the year ended June 30, 2020 Budgeted Amounts Original Final $ 27,331,900 $ 27,331,900 2,167,800 2,167,800 15,100 15,100 327,000 327,000 838,500 838,500 743,100 743,100 31,423,400 31,423,400 123,200 123,200 778,000 639,800 925,000 925,000 75,100 75,100 711,100 656,900 252,500 252,500 391,900 429,926 1,641,300 1,661,551 1,003,900 1,062,979 115,000 109,000 6,017,000 5,935,956 6,540,000 6,690,000 760,200 714,700 165,700 165,700 7,465,900 7,570,400 2,090,400 2,063,224 403,500 1,606,488 489,000 522,369 643,400 466,900 1,403,800 1,192,607 181,000 181,000 46,000 36,000 5,257,100 6,068,588 See accompanying notes to financial statements. 25 $ Variance with Final Budget Positive Actual (Negative) 25,606,371 $ (1 ,725,529) 1,916,823 (250,977) 8,407 (6,693) 365,074 38,074 706,236 (132,264) 621,094 (122,006) 29,224,005 (2,199,395) 89,739 33,461 645,233 (5,433) 1,133,168 (208,168) 63,415 11,685 722,449 (65,549) 182,625 69,875 364,038 65,888 1,634,788 26,763 975,570 87,409 103,792 5,208 404,281 (404,281) 6,319,098 (383,142) 6,683,678 6,322 651,804 62,896 24,563 141,137 7,360,045 210,355 2,092,585 (29,361) 1,355,298 251,190 479,833 42,536 448,644 18,256 1,147,988 44,619 147,382 33,618 42,278 (6,278) 5,714,008 354,580 (Continued) A-53 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL (CONTINUED) GENERAL FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Oris;inal Final Actual (Nes;ative) EXPENDITURES (CONTINUED): Parks and Recreation Recreation administration $ 1,042,600 $ 935,642 $ 964,028 $ (28,386) Recreation facilities 914,200 937,882 900,585 37,297 Special events 262,100 172,383 169,037 3,346 PVIC 540,900 452,626 457,537 (4,911) REACH 78,000 24,000 20,789 3,211 Support services 24,400 24,400 21,195 3,205 Total Parks and Recreation 2,862,200 2,546,933 2,533,171 13,762 Community Development Planning services 1,622,200 1,431,254 1,358,503 72,751 Building & safety 1,074,300 658,800 678,640 (19,840) Code enforcement 267,200 227,000 222,319 4,681 View restoration/preservation 389,200 387,000 384,590 2,410 NCCP 50,000 15,000 15,000 Geology 150,000 118,000 111,100 6,900 Animal Control 140,000 120,000 102,083 17,917 Total Community Development 3,692,900 2,957,054 2,857,235 99,819 Non-departmental 1,297,800 1,387,410 1,204,534 182,876 TOTAL EXPENDITURES 26,592,900 26,466,341 25,988,091 478,250 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 4,830,500 4,957,059 3,235,914 (1,721, 145) OTHER FINANCING SOURCES (USES): Transfers in 275,000 275,000 275,000 Transfers out (4,116,900) (2,757,300) (2,550, 752) 206,548 TOTAL OTHER FINANCING SOURCES (USES) (3,841 ,900) (2,482,300) (2,275,752) 206,548 NET CHANGE IN FUND BALANCE 988,600 2,474,759 960,162 (1 ,514,597) FUND BALANCE -BEGINNING OF YEAR 20,788,547 20,788,547 20,788,547 FUND BALANCE -END OF YEAR $ 21,777,147 $ 23,263,306 $ 21,748,709 $ {1,514,597) See accompanying notes to financial statements. 26 A-54 CITY OF RANCHO PALOS VERDES STATEMENT OF NET POSITION PROPRIETARY FUNDS CURRENT ASSETS: Cash and investments Receivables: Interest ASSETS TOTAL CURRENT ASSETS NONCURRENT ASSETS: Capital assets, being depreciated: Property and equipment Accumulated depreciation TOTAL NONCURRENT ASSETS TOTAL ASSETS LIABILITIES LIABILITIES: Accounts payable and accrued liabilities Invested in capital assets Unrestricted TOTAL NET POSITION NET POSITION See accompanying notes to financial statements. June 30,2020 27 Equipment Replacement Internal Service Fund $ 2,618,683 4,710 2,623,393 2,466,342 (2,236,079) 230,263 2,853,656 10,904 230,263 2,612,489 $ 2,842,752 A-55 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION-PROPRIETARY FUNDS For the year ended June 30, 2020 OPERATING REVENUES: Charges for services Miscellaneous TOTAL OPERATING REVENUES OPERATING EXPENSES: Materials and supplies Depreciation TOTAL OPERATING EXPENSES OPERATING LOSS NONOPERATING REVENUES: Investment income CHANGE IN NET POSITION TOTAL NET POSITION-BEGINNING OF YEAR TOTAL NET POSITION-END OF YEAR See accompanying notes to financial statements. 28 Equipment Replacement Internal Service Fund $ 84,600 450 85,050 154,572 205,674 360,246 (275,196) 46,686 (228,510) 3,071,262 $ 2,842,752 A-56 CITY OF RANCHO PALOS VERDES STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the year ended June 30, 2020 CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from interfund services provided Payments to suppliers NET CASH USED BY OPERATING ACTIVITIES CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets CASH FLOWS FROM INVESTING ACTIVITIES: Interest received on investments NETINCREASE(DECREASE) IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS -BEGINNING OF YEAR CASH AND CASH EQUIVALENTS -END OF YEAR RECONCILIATION OF OPERATING LOSS TO NET CASH USED BY OPERATING ACTIVITIES: Operating loss Adjustments to reconcile operating loss to net cash used by operating activities: Depreciation Changes in operating assets and liabilities: Decrease in accounts payable and accrued liabilities NET CASH USED BY OPERATING ACTIVITIES See accompanying notes to financial statements. 29 $ Equipment Replacement Internal Service Fund 85,050 (155,686) (70,636) (51 ,996) 49,901 (72,731) 2,691,414 $ 2,618,683 $ (275,196) 205,674 (1,114) $ (70,636) A-57 CITY OF RANCHO PALOS VERDES STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUND ASSETS Cash and investments Interest receivable Prepaid costs TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Current portion of noncurrent liabilities TOTAL CURRENT LIABILITIES NONCURRENT LIABILITIES: Due beyond one year TOTAL NONCURRENT LIABILITIES TOTAL LIABILITIES NET POSITION (DEFICIT) HELD IN TRUST See accompanying notes to financial statements. June 30,2020 30 Successor Agency Private-Purpose Trust Fund $ $ 309,666 353 356,125 666,144 489,551 489,551 13,677,158 13,677,158 14,166,709 {1325002565) A-58 CITY OF RANCHO PALOS VERDES STATEMENT OF CHANGES IN FIDUCIARY NET POSITION FIDUCIARY FUNDS For the year ended June 30, 2020 ADDITIONS: Taxes Use of money and property Miscellaneous TOTAL ADDITIONS DEDUCTIONS: Administration Debt interest and fiscal charges TOTAL DEDUCTIONS CHANGE IN NET POSITION NET POSITION (DEFICIT) -BEGINNING OF YEAR NET POSITION (DEFICIT) -END OF YEAR See accompanying notes to financial statements. 31 Successor Agency Private-Purpose Trust Fund $ 769,327 3,408 1,548 774,283 51,727 362,050 413,777 360,506 (13,861,071) $ {13,500,565} A-59 (THIS PAGE INTENTIONALLY LEFT BLANK) 32 A-60 NOTES TO FINANCIAL STATEMENTS A-61 A-62 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies of the City of Rancho Palos Verdes (the "City") conform to accounting principles generally accepted in the United States of America as applicable to governments. The Governmental Accounting Standards Board ("GASB") is the accepted standard setting body for governmental accounting and financial reporting principles. The following is a summary of the significant policies. A. Reporting Entity The reporting entity, "City of Rancho Palos Verdes", includes the accounts of the City and the Joint Powers Improvement Authority (the Authority). The City was incorporated on September 7, 1973, as a General Law City and operates under a Council/Manager form of government. The City sponsored the formation of a Redevelopment Agency in 1984 pursuant to the State of California Health and Safety Code Section 33000 entitled "Community Redevelopment Law" with a purpose to finance long-term capital improvements designed to eliminate physical and economic blight in a project area through stabilization of hazardous landslides. Effective February 1, 2012, pursuant to state law, the Redevelopment Agency was dissolved and its assets were transferred to a Successor Agency for the purpose of winding down the business of the former Redevelopment Agency (see Note 14 ). The Successor Agency is a separate legal entity that is a related organization to the City; but is not a component unit, as described more fully below. The Authority was formed on September 4, 1990, in accordance with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987, entered into by the City, the former Redevelopment Agency, and the County of Los Angeles (County) in connection with the Horan Lawsuit. The Agreement requires funds to be set aside and expended by the Authority to maintain landslide abatement improvements installed and constructed by the former Redevelopment Agency. The City of Rancho Palos Verdes is the primary government unit. Component units are legally separate organizations for which the elected officials of the primary government are financially accountable. In addition, component units can be other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading. The City has accounted for the Authority as a "blended" component unit. The balances and transactions of the Authority are reported in separate Permanent and Special Revenue Funds; and are included in the government-wide statements. The following specific criteria were used in determining that the Authority is a "blended" component unit. • The members of the City Council also act as members ofthe Authority Board. • The Authority is fiscally dependent on the City, and there is potential for the Authority to impose specific financial burdens on the City; as the City subsidizes maintenance operations performed by the Authority and the City is legally liable for facilities maintained by the Authority. Separately issued financial statements for the Authority may be obtained at the City's administrative offices. The Successor Agency does not meet the criteria for reporting as a component unit, as it is not fiscally dependent on the City. In addition, the business of the Successor Agency must be approved by an independently appointed Oversight Board and the California Department of Finance. Therefore, the balances and transactions of the Successor Agency are reported as a separate Fiduciary Fund (private purpose trust fund), and are not included in the government-wide statements. 33 A-63 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) A. Reporting Entity (Continued) Participation in Public Entity Jointly Controlled Government The City is a member of the Palos Verdes Peninsula Transit Joint Powers Authority (the Transit Authority). The Transit Authority is comprised of three member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the Authority is to study, implement, and provide a public transit system within and around the Palos Verdes Peninsula. These transit services include Palos Verdes Transit, Dial-A-Ride, and a fixed route shuttle service. Periodic deposits are paid by member Cities and are adjusted retrospectively to cover costs. Costs are prorated among all participating Cities based on population. The City does not have an equity interest in the Transit Authority; therefore, no amount has been reported in the Statement of Net Position. However, the City does have an ongoing financial interest because the City is able to influence the operations of the Authority so that the Authority uses its resources on behalf of the City. Also, an ongoing financial responsibility exists because the Authority is dependent on continued funding from the City. The condensed financial information of the Authority has not been reproduced in this report, but is available upon request from the Authority by emailing pvtransit@palosverdes.com or mailing a request to P.O. Box 2656, Palos Verdes Peninsula, CA 90274. B. Description of Funds The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, deferred outflows/inflows, fund equity, revenues, and expenditures. The following are types of funds used. Governmental Fund Types General Fund-Used to account for all financial resources except those that are required to be accounted for in another fund. The financial resources accounted for in the General Fund may be used to fund any City program. Special Revenue Funds-Used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specified purposes. Capital Projects Funds -Used to account for financial resources used for the construction of specific capital projects. Permanent Funds -Used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government's programs. Proprietary Fund Types Internal Service Funds -Used to centralize the accounting for purchases of equipment, furniture and vehicles on behalf of all City departments, and the accumulation of funds for replacement of certain buildings on behalf of the City. 34 A-64 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. Description of Funds (Continued) Fiduciary Fund Type Private-Purpose Trust Fund-Used to account for property tax revenue allocated to the Successor Agency and payments of the obligations of the former Redevelopment Agency. C. Basis of Accounting/Measurement Focus Government-Wide Financial Statements The City's Government-Wide Financial Statements include a "Statement of Net Position" and a "Statement of Activities." These two statements present a summary of Governmental Activities for the City; and do not include fiduciary activities. These statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets, deferred outflows of resources, liabilities, and deferred inflows of resources; including capital assets, infrastructure, and long-term debt, are included in the accompanying Statement of Net Position. The Statement of Activities presents changes in net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned, while expenses are recognized in the period in which the liability is incurred. The Statement of Activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenue transactions for the City are reported in three categories: 1) Charges for Services, 2) Operating Grants and Contributions, and 3) Capital Grants and Contributions. Charges for Services include revenues from customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function. Operating Grants and Contributions include revenues restricted to meeting the requirements of a particular operating function and may include state shared revenues and grants. Capital Grants and Contributions include revenues restricted to meeting the requirements of a particular capital function and may include grants and developer fees. Taxes and other items not properly included among program revenues are reported instead as general revenues. As a general rule, the effect of inter-fund activity has been eliminated from the Government-Wide Financial Statements. Governmental Fund Financial Statements Governmental fund financial statements include a "Balance Sheet-Governmental Funds" and "Statement of Revenues, Expenditures, and Changes in Fund Balances-Governmental Funds" for all major and other governmental funds. An accompanying schedule is presented to reconcile and explain the differences in fund balances as presented in these statements to the Net Position presented in the Government-Wide Financial Statements. The City reports the following major governmental funds: The General Fund is the City's primary operating fund. It accounts for all financial resources of the City, except those that are required to be accounted for in another fund. The Capital Improvement Capital Projects Fund is used to account for funds used for the City's capital improvement projects. 35 A-65 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Basis of Accounting/Measurement Focus (Continued) Governmental Fund Financial Statements (Continued) All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Under the "current financial resources" measurement focus, generally only current assets, current liabilities and deferred inflows are reported on the balance sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in fund balances. Revenues are recognized in the accounting period in which they become susceptible to accrual, that is, when they become both measurable and available to finance expenditures of the current period. "Measurable" means that the amount of the transaction can be determined, and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Accrued revenues include property taxes received within 60 days after year-end, taxpayer-assessed taxes such as sales taxes, and earnings on investments. Grant funds earned but not received are recorded as a receivable, and grant funds received before the revenue recognition criteria have been met are reported as unearned revenues. Expenditures are recorded when the fund liability is incurred, if measurable, except for interest on general long-term debt that has not yet matured, which is recognized when due. Proprietary Fund Financial Statements Proprietary fund types are accounted for using the "economic resources" measurement focus and accrual basis of accounting. This means that all assets and liabilities (whether current or noncurrent) associated with the activity are included on the balance sheet. Fund equity is presented as total net position. The operating statement of proprietary funds presents increases (revenues) and decreases (expenses) in total net position. Revenues are recognized when they are earned and expenses are recognized when the liability is incurred. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's internal service fund are charges for services. Operating expenses for the internal service fund include the costs of services, employee benefits, maintenance of capital assets, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City uses an internal service fund to finance and account for goods and services provided by one City department to other City departments, including the purchase and maintenance of equipment. The City's internal service fund is presented in the proprietary funds financial statements. Because the principal users of the internal services are the City's governmental activities, the financial statements of the internal service fund are consolidated into the governmental activities column when presented in the government- wide financial statements. To the extent possible, the cost of these services is reported in the appropriate functional activity (administration, public safety, public works, etc.). 36 A-66 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Basis of Accounting/Measurement Focus (Continued) Fiduciary Fund Financial Statements The fiduciary private-purpose trust fund type is accounted for using the economic resources measurement focus and accrual basis of accounting similar to the proprietary funds. The City reports the following fiduciary fund. The assets and liabilities of the former Redevelopment Agency were transferred to the Successor Agency as part of the business of redevelopment dissolution. The Successor Agency private-purpose trust fund accounts for the changes in the former Redevelopment Agency's assets and liabilities until they are disposed of through dissolution. This fund also accounts for the administrative costs associated with dissolution. D. Budgetary Accounting Annual budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for all governmental funds. All annual appropriations lapse at fiscal year-end. Budget control is maintained over all accounts, and expenditures are not allowed to exceed appropriations at the department level. Throughout the year, the City Council made several budgetary adjustments to the General fund, Special Revenue funds, Capital Projects funds, and Permanent funds. Under Article XIIIB of the California Constitution (the Gann Spending Limitation Initiative), the City is restricted as to the amount of annual appropriations from the proceeds of taxes, and if proceeds of taxes exceed allowed appropriations, the excess must either be refunded to the State Controller, returned to the taxpayers through revised tax rates or revised fee schedules, or an excess in one year may be offset against a deficit in the following year. For the fiscal year ended June 30, 2020, based on calculations by City Management, the proceeds of taxes in the amount of$25.5 million did not exceed appropriation limit of $31.3 million. E. Capital Assets Capital assets include land, construction in progress, building and improvements, vehicles, computer equipment, furniture, fixtures and equipment, and infrastructure assets (street systems, storm drains, sewer systems, etc.). Capital assets are defined by the City as all land and buildings, vehicles, computers and equipment with an initial individual cost of more than $5,000; and improvements and infrastructure assets with construction costs of more than $100,000. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated or annexed capital assets are recorded at acquisition value at the date of donation or annexation. 37 A-67 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Capital Assets (Continued) The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Depreciation is recorded in the Government-Wide Financial Statements on a straight-line basis over the useful life of the assets as follows: Buildings and Improvements Vehicles, Computers, and Equipment Infrastructure Assets Roadway Network Sewer Network Storm Drain Network Parks and Recreation Network F. Employee Compensated Absences 25 to 50 years 3 to 10 years 1 0 to 100 years 25 to 50 years 30 to 100 years 25 years City employees may receive from 10 to 20 days of vacation time each year, depending upon length of service. An employee may accumulate earned vacation time up to a maximum of two years' worth of accrued vacation leave. Upon termination, employees are paid the full value of their unused vacation time at their existing salary. City employees accrue 96 hours of sick leave each year with a maximum accrual of 720 hours. However, unused sick leave is never paid out to the employee upon separation; and therefore, the City does not accrue a liability. The General Fund will primarily be used to liquidate the liability for compensated absences in future years. Any liability for compensated absences is only carried in the General Fund if there is unused/unpaid leave outstanding following an employee's separation. G. Investments Investments are reported at fair value which is the amount at which financial instruments could be exchanged in a current transaction between willing parties. All fair values are determined by external consultants. Investments are measured at fair value on a recurring basis. Recurring fair value measurements are those that Governmental Accounting Standards Board (GASB) Statements require or permit in the statement of net position at the end of each reporting period. H. Cash and Investments The Equipment Replacement Internal Service Fund participates in the pooling of City-wide cash and investments. Amounts from the pool are available to this fund on demand. Therefore, the cash and investments reported in this fund is considered to be cash and cash equivalents for purpose of the statement of cash flows. 38 A-68 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) I. Claims and Judgments When it is probable that a claim liability has been incurred, and the amount of the loss can be reasonably estimated, the City records the estimated loss, net of any insurance coverage under its self-insurance program. Small claims and judgments are recorded as expenditures when paid. The City's self-insurance program is administered through the California Joint Powers Authority (the CJPIA), which is described at Note 9. The CJPIA is a public entity risk pool. The City records amounts deposited with CJPIA as insurance expenditures in the General Fund. J. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items using the consumption method. In governmental funds, the prepaid assets recorded do not reflect current appropriable resources and thus, an equivalent portion of fund balance is reported as non-spendable. The City had a total of$212,648 of prepaid items as of June 30, 2020. K. Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. L. Net Position and Fund Balance Flow Assumptions When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first. When unrestricted resources (committed, assigned or unassigned) are available for use, it is the City's policy to use committed resources first, assigned resources second and finally unassigned resources. M. Deferred Inflows and Outflows In addition to assets, the statement of net position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period and will not be recognized as an outflow of resources (expense/expenditure) until that time. The City has the following items that qualifY for reporting in this category: • Deferred outflows related to pensions equal to employer contributions made after the measurement date of the net pension liability. • Deferred outflows related to pensions for differences between expected and actual experiences, and for changes of assumptions. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans. 39 A-69 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) M. Deferred Inflows and Outflows (Continued) In addition to liabilities, the statement of net position and the governmental funds balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period and will not be recognized as an inflow of resources (revenue) until that time. The City has the following items that qualify for reporting in this category: • Deferred inflows from unavailable revenues, which are reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues from one source: grants. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. • Deferred inflows related to pensions for differences between expected and actual experience, for changes of assumptions, and for changes in employer's proportion and differences between employer's contributions and the employer's proportionate share of contributions. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans. • Deferred inflows related to pensions for the net differences between projected and actual earnings on plan investments. These amounts are amortized over five years. N. New Accounting Pronouncements Current Year Standards In May 2020, GASB issued Statement No. 95, Postponement of the Effective Dates of Certain Authority Guidance, which was effective immediately. This Statement provided temporary relief to governments and other stakeholders in light of the COVID-19 pandemic and postponed the effective dates of certain provisions in Statements and Implementation Guides that first became effective or are scheduled to become effective for periods beginning after June 15, 2018, and later. In June 2020, GASB issued Statement No. 97 -Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans-an amendment of GASB Statements No. 14 and No. 84, and a supersession of GASB Statement No. 32. Paragraph 4 of this Statement requires that for purposes of determining whether a primary government is financially accountable for a potential component unit, except for a potential component unit that is a defined contribution pension plan, a defined contribution OPEB plan, or an other employee benefit plan (for example, certain Section 457 plans), the absence of a governing board should be treated the same as the appointment of a voting majority of a governing board if the primary government performs the duties that a governing board typically would perform. Paragraph 5 of this Statement also requires that the financial burden criterion in paragraph 7 of Statement No. 84, Fiduciary Activities, be applicable to only defined benefit pension plans and defined benefit OPEB plans that are administered through trusts that meet the criteria in paragraph 3 of Statement No. 67, Financial Reporting/or Pension Plans, or paragraph 3 of Statement No. 74, Financial Reporting for Postemployment Benefit Plans Other Than Pension Plans, respectively. The requirements of these statements did not impact the City. 40 A-70 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) N. New Accounting Pronouncements (Continued) Pending Accounting Standards GASB has issued the following statements, which may impact the City's financial reporting requirements in the future: In January 2017, GASB issued Statement No. 84 -Fiduciary Activities. This Statement establishes criteria for identifying fiduciary activities of all state and local governments. The focus of the criteria generally is on (1) whether a government is controlling the assets of the fiduciary activity and (2) the beneficiaries with whom a fiduciary relationship exists. Separate criteria are included to identify fiduciary component units and postemployment benefit arrangements that are fiduciary activities. An activity meeting the criteria should be reported in a fiduciary fund in the financial statements. This Statement also provides for recognition of a liability to the beneficiaries in a fiduciary fund when an event has occurred that compels the government to disburse fiduciary resources. Events that compel a government to disburse fiduciary resources occur when a demand for the resources has been made or when no further action, approval, or condition is required to be taken or met by the beneficiary to release the assets. The requirements of this Statement are effective for reporting periods beginning after December 15, 2019. In June 2017, GASB issued Statement No. 87-Leases. This statement requires recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset for leases with a term of more than 12 months. Under this Statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments' leasing activities. For leases with a term of 12 months or less, lessees and lessors should recognize short-term lease payments as outflows of resources or inflows of resources, respectively, based on the payment provisions of the lease contract. The requirements of this Statement are effective for reporting periods beginning after June 15, 2021, early application is encouraged. In January 2020, GASB issued Statement No. 92-Omnibus 2020. This Statement addresses practice issues that have been identified during implementation and application of certain GASB Statements. This Statement addresses a variety of topics including issues related to leases, fiduciary activities, measurement of liabilities (and assets, if any) related to asset retirement obligations (AROs) in a government acquisition, reporting by public entity risk pools for amounts that are recoverable from reinsurers or excess insurers, reference to nonrecurring fair value measurements of assets or liabilities in authoritative literature and terminology used to refer to derivative instruments. 41 A-71 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) N. New Accounting Pronouncements (Continued) Pending Accounting Standards (Continued) The requirements of Statement No. 92 are effective as follows: • The requirements related to the effective date of Statement 87 and Implementation Guide 2019-3, reinsurance recoveries, and terminology used to refer to derivative instruments are effective upon issuance. • The requirements related to intra-entity transfers of assets and those related to the applicability of Statements 73 and 74 are effective for fiscal years beginning after June 15,2021. • The requirements related to application of Statement 84 to postemployment benefit arrangements and those related to nonrecurring fair value measurements of assets or liabilities are effective for reporting periods beginning after June 15, 2021. • The requirements related to the measurement of liabilities (and assets, if any) associated with AROs in a government acquisition are effective for government acquisitions occurring in reporting periods beginning after June 15, 2021. In June 2020, GASB issued Statement No. 97 -Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans-an amendment ofGASB Statements No. 14 and No. 84, and a supersession ofGASB Statement No. 32. This Statement requires that a Section 457 plan be classified as either a pension plan or an other employee benefit plan depending on whether the plan meets the definition of a pension plan and clarifies that Statement 84, as amended, should be applied to all arrangements organized under IRC Section 457 to determine whether those arrangements should be reported as fiduciary activities. This Statement supersedes the remaining provisions of Statement No. 32, Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans, as amended, regarding investment valuation requirements for Section 457 plans. As a result, investments of all Section 457 plans should be measured as of the end of the plan's reporting period in all circumstances. The requirements of this Statement are effective for fiscal years beginning after June 15, 2021. Earlier application of those requirements is encouraged and permitted. 0. Pensions For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City's California Public Employees' Retirement System (CalPERS) plans (Plans) and additions to/deductions from the Plans' fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. 42 A-72 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 2. CASH AND INVESTMENTS Cash and investments as of June 30, 2020, are classified in the accompanying financial statements as follows: Total cash and investments Government-Wide Statement of Net Position $ 66,869,944 Fiduciary Fund Statement of Fiduciary Net Position $ 309,666 Cash and investments as of June 30, 2020 consist of the following: Petty Cash Deposits with Financial Institutions Certificates of Deposit Money Market Mutual Funds U.S. Treasury Obligations Local Agency Investment Fund (LAIF) Total $ 67,179,610 $ 5,000 3,076,975 21,724,963 1,038,546 4,000,000 37,334,126 $ 67,179,610 Investments Authorized by the California Government Code and the City of Rancho Palos Verdes' Investment Policy. The table below identifies the investment types that are authorized for the City of Rancho Palos Verdes by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City's investment policy, where more restrictive) that address interest rate risk, and concentration of credit risk. Maximum Amount or Maximum Percent of Maximum Authorized Investment T~Ee Maturity Portfolio in One Issuer U.S. Treasury Obligations 3 years None None Certificates of Deposit 5 years None None Negotiable Certificates of Deposit 5 years 30% None Repurchase Agreements 7 days 15% None Money Market Mutual Funds N/A 15% None Local Agency Investment Fund (LAIF) N/A None None Money Market Savings/Demand Deposits N/A 15% $5 million 43 A-73 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 2. CASH AND INVESTMENTS (CONTINUED) Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City's investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Investment TYPe Certificates of Deposit Money Market Mutual Funds U.S. Treasury Obligations Local Agency Investment Fund (LAIF) Total Remaining Maturity 0-6 months $ 1,750,000 1,038,546 2,000,000 37,334,126 $ 42,122,672 Disclosures Relating to Credit Risk 6-12 months $ 1,750,000 $ 1,750,000 12-36 months 36-60 months Total $ 14,974,963 $ 3,250,000 $ 21,724,963 1,038,546 2,000,000 4,000,000 37,334,126 $ 16,974,963 $ 3,250,000 $ 64,097,635 Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The certificates of deposit, negotiable certificates of deposit, and LAIF are not rated. The money market funds are rated AAA. Concentration of Credit Risk The investment policy ofthe City of Rancho Palos Verdes contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City of Rancho Palos Verdes' investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The market value of the pledged securities in the collateral pool must equal at least 110 percent of the total amount deposited by the public agencies. California law also allows financial institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150 percent of the secured public deposits. 44 A-74 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 2. CASH AND INVESTMENTS (CONTINUED) Custodial Credit Risk (Continued) The City's deposits with financial institutions in excess of federal depository insurance limits were held in collateralized accounts, but not in the name of the City. The financial institutions that held the uninsured deposits are legally required by the California Government Code to collateralize the City's deposits as noted above. Investment in Local Agency Investment Fund (LAIF) The City of Rancho Palos Verdes is a voluntary participant in LAIF that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. The fair value of the City of Rancho Palos Verdes' investment in this pool is based upon the City of Rancho Palos Verdes' pro-rata share of the fair value provided by LAIF for the entire pool portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. LAIF is a governmental investment pool managed and directed by the Treasurer of the State of California and is not registered with the Securities and Exchange Commission. An oversight committee comprised of California State officials and various other participants provides oversight to the management of the fund. The daily operations and responsibilities ofLAIF fall under the auspices of the State Treasurer's office. Fair Value Classifications The City categorized its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are quoted prices for similar assets in active markets, Level 3 inputs are significant unobservable inputs. The fair value of the City's investments in U. S. Treasury Obligations is based on Level2 inputs. The City's investments in FDIC insured certificates of deposits, money market funds and LAIF are not subject to the fair value hierarchy. 3. INTERFUND TRANSACTIONS Interfund Receivable/Payable The $451,708 due to the General Fund from Other Governmental Funds ($32,679 from the Measure A Fund and $419,029 from the State Grants Fund) is the result of loans to cover temporary deficit cash balances. 45 A-75 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 3. INTERFUND TRANSACTIONS (CONTINUED) Interfund Transfers lnterfund transfers for the year ended June 30, 2020, consisted of the following: Transfer From Other General Governmental Transfer To Fund Funds Totals General Fund $ $ 275,000 $ 275,000 Capital Improvement Projects 2,410,752 98,300 2,509,052 Other Governmental Funds 140,000 140,000 Total $ 2,550,752 $ 373 300 $ 2,924,052 Transfers are used to: (1) move revenues from the fund that statute or budget requires for collection to the fund that statute or budget requires for expenditure; (2) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations or grant matching requirements; and, (3) return money that was originally transferred from the General Fund to another fund, yet not used. The General Fund transferred a total of $2,550,752 to other funds. Of this amount, $2,410,752 was transferred to the Capital Improvement Projects (CIP) Fund as a CIP Reserve for future infrastructure projects, as required by the City Council's Reserve Policy. The remaining $140,000 was transferred to the following Other Governmental Funds: $50,000 to the Improvement Authority Abalone Cove to subsidize annual maintenance of landslide mitigation facilities; $55,000 to the Improvement Authority Portuguese Bend to subsidize annual maintenance of landslide mitigation facilities; and, $35,000 to the Subregion 1 Fund to subsidize landscape maintenance. The General Fund received $275,000 from the following Other Governmental Funds: $175,000 from the Public Safety Grants Fund to supplement the special community resource policing team for the deputy cost within the Sheriff program of the public safety section of the budget; and, $100,000 from the Measure A Maintenance Fund to fund parks, trails, and open space maintenance within the General Fund for fuel modification in the open space areas. The Capital Improvement Projects (CIP) Fund received $98,300 during the year from Other Governmental Funds (Federal Grants Fund) to reimburse for project costs. 46 A-76 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 4. CAPITAL ASSETS AND DEPRECIATION The City has reported all capital assets including infrastructure in the Government-Wide Statement of Net Position. The City elected to use the basic reporting approach as defined by GASB Statement No. 34 for all infrastructures, whereby depreciation expense and accumulated depreciation has been recorded. The following tables present the capital assets activity for the year ended June 30, 2020. Beginning Ending Balance Increases Decreases Balance Governmental Activities Capital assets not being depreciated: Land $ 43,515,818 $ 12,807 $ $ 43,528,625 Construction in progress 3,130,630 4,656,077 (3,151,4992 4,635,208 Total capital assets not being depreciated 46,646,448 4,668,884 (3,151,4992 48,163,833 Capital assets being depreciated: Building and improvements 14,281,198 14,281,198 Vehicles 511,560 39,768 551,328 Computer equipment 989,151 989,151 Equipment -water quality 11,813 11,813 Furniture, fixtures and equipment 913,635 62,589 976,224 Infrastructure Roadway system 121,642,288 256,027 121,898,315 Sewer system 25,965,995 25,965,995 Storm drain system 13,660,322 22,500 13,682,822 Storm drain system -water quality 34,512,356 2,339,284 36,851,640 Parks system 7,609,857 343,356 7,953d13 Total capital assets being depreciated 220,098,175 3,063,524 223,161,699 Less accumulated depreciation for: Buildings and improvements (7,088,021) (266,173) (7,354,194) Vehicles (407,137) (40,513) (447,650) Computer equipment (898,010) (66,561) (964,571) Equipment -water quality (11,813) (11,813) Furniture, fiXtures and equipment (725,258) (99,690) (824,948) Infrastructure Roadway system (65,511,229) ( 4,254,456) (69,765,685) Sewer system (21,028,130) (453,755) (21,481,885) Storm drain system ( 4,988,807) (268,110) (5,256,917) Storm drain system -water quality ( 4,089,595) (808,920) (4,898,515) Parks system (2,439,7892 (309,7382 (2,749,5272 Total accumulated depreciation (107,187,7892 (6,567,9162 (113,755,7052 Total capital assets being depreciated, net 112 910,386 (3,504,3922 109,405,994 Governmental activities capital assets, net $ 159,556,834 $ 1164492 $ (3,151,4992 $ 1571569,827 47 A-77 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 4. CAPITAL ASSETS AND DEPRECIATION (CONTINUED) 5. Depreciation expense was charged to functions/programs of the primary government as follows: Administration (depreciation of buildings and some furniture) Public Works (depreciation of roadways, sewers, and storm drains) Parks and recreation (depreciation of parks system) Capital assets held by the City's internal service funds are charged to various functions based on their usage of the assets Total Depreciation Expense -Governmental Activities NOTES RECEIVABLE Affordable Housing Community Development Block Grant Subtotal Receivable from Successor Agency Allowance from Successor Agency receivable Total Notes Receivable The receivable from the Successor Agency is discussed further in Note 14. Affordable Housing $ 267,263 5,785,241 309,738 205,674 $ 6,567,916 Notes Receivable $ 8,153,675 316,466 8,470,141 10,656,709 (I 0,656, 709) $ 8,470,141 In March 2009, the former Redevelopment Agency (RDA) entered into a Disposition and Development Agreement (DDA) with AMCAL Mirandela Fund LP (AMCAL). Under the DDA, the former RDA provided financial assistance to AMCAL in an amount up to $6,790,000 to develop a thirty-four unit senior housing project. The loan accrues simple interest at a rate of3% per annum on the amounts disbursed. The note is due December 22, 2065. The balance of note receivable from AMCAL including accrued unpaid interest of $1,883,131 at June 30, 2020 was $8,153,675. In March 2011, the former RDA sold an affordable housing condominium to an individual for $350,000. In connection with the sale, the buyer issued a secured promissory note in the amount of $126,320. The note bears no interest and principal is payable upon default by the owner (or any successors' owner) under a regulatory agreement that requires the condominium to be occupied by person or families of moderate income. If no such default has occurred by February 22, 2056, the principal will be forgiven. Due to the nature of this loan, the outstanding balance has been offset in full by an allowance for uncollectability. As part of redevelopment dissolution, these two long-term notes receivable were transferred to the housing successor (the City), which elected to retain the housing assets and function of the former Redevelopment Agency. 48 A-78 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 5. NOTES RECEIVABLE (CONTINUED) Community Development Block Grant (CDBG) As part ofthe City's CDBG program, the City extends loans to property owners meeting low and moderate income requirements to make repairs and improvements to their homes. These notes receivable bear no interest, and repayment is required when the title to the property is transferred or the property is re-financed. The maximum loan amount per property is $13,000. Amounts repaid are returned to the CDBG program. The total of these loans outstanding at June 30, 2020 is $316,466. 6. LONG-TERM LIABILITIES Employee Compensated Absences Balance July 1, 2019 $ 400,504 Employee Compensated Absences Additions $ 313,514 Balance Amount Due Deletions June 30,2020 in One Year $ (310,817) $ 403,201 $ 312,910 There is no fixed payment schedule for employee compensated absences. Based on historical trends, $312,910 is estimated to be the amount that will be used and/or paid out during the fiscal year ended June 30, 2021. 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE Government-Wide Financial Statements In the Government-Wide financial statements net position is classified in the following categories: Net Investment in Capital Assets This category groups all capital assets, including infrastructure, into one component of net position. Accumulated depreciation on these assets reduces this category as does any outstanding balance on debt incurred in acquiring or constructing the capital assets. Restricted Net Position This category presents external restrictions imposed by creditors, grantors, contributions or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. Unrestricted Net Position This category represents the difference between total net position and the two categories noted above: Net Investment in Capital Assets and Restricted Net Position. 49 A-79 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE (CONTINUED) Fund Financial Statements The fund balances reported on the fund statements consist of the following categories: Non-spendable-Amounts that are not in a spendable form (such as inventory and prepaid expenditures) or are legally required to be maintained intact (such as the corpus of an endowment fund). Restricted-Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. Committed-Amounts constrained to specific purposes by the City Council via a City Council resolution or ordinance, which are considered to be equally binding. To be reported as committed, amounts cannot be used for any other purpose unless the City Council adopts another resolution to remove or change the constraint. Assigned -Amounts the City Council intends to use for a specific purpose, which is expressed by the City Council via minute order. Unassigned -Amounts that are available for any purpose; these amounts are reported only in the General Fund. However, ifthere is a deficit fund balance to be reported in any fund, it is classified as unassigned. The City's governmental fund balances were classified as follows at June 30, 2020: N onspendable: In Form (inventory and prepaid) Legally (endowment principal) Restricted: Public Works Housing and Community Development Transportation Parks and Recreation Public Safety Committed: Public Works City Administration Recreation and Parks Assigned: Public Works Unassigned: Unrestricted Fund Balance Continued Appropriations Governmental Fund Balance Totals Capital General Improvement Fund Fund $ 248,761 $ 1,379,700 75,561 34,828 56,785 23,965,108 20,763,374 569,400 $ 21,748,709 $ 25,344,808 50 Other Governmental Funds $ 1,915,317 3,609,090 1,104,366 5,486,428 2,021,608 76,420 (214,935) $ 13,998,294 A-80 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE (CONTINUED) Non-Spendable Fund Balance General Fund assets include $36,113 of inventory held for resale at the Point Vicente Interpretive Center gift shop, and $212,648 of prepayments for expenditures related to the fiscal year ended June 30, 2021. The fund balance of the Improvement Authority's Abalone Cove Fund includes a $1,000,000 non-spendable endowment, as required by a Reimbursement and Settlement Agreement dated October 27, 1987 in connection with the Horan Lawsuit (discussed further in Note 14). The fund balance of the Subregion One Maintenance Fund includes a $750,000 non-spendable endowment, as required by the developer agreement for the Subregion One tract. Beginning with the fiscal year ended June 30, 2006, the City's Natural Communities Conservation Plan requires a non-spendable endowment in the Habitat Restoration Fund to be funded at the rate of $10,000 annually (plus interest) for fifty (50) years, to provide for maintenance of habitat in the future. The balance of $165,31 7 represents 15 years of annual $1 0,000 contributions plus interest earnings. Restricted Fund Balance The restricted balances of the City's Other Governmental Funds are constrained to use for specific purposes by other governmental agencies, property owners, and grantors. The $1,379,700 balance ofthe Capital Improvement Fund is restricted for ongoing improvements for streets, building, parks, trails and open space, and Portuguese Bend's dewatering wells project. Committed Fund Balance The $167,174 balance ofthe General Fund is committed for ongoing projects approved by the City Council. These projects can only be redesignated to other projects by City Council. Assigned Fund Balance The $23,965,108 balance ofthe Capital Improvement Projects Fund has been assigned for the planning, design and construction of infrastructure projects. Unassigned Fund Balance City Council Policy No. 41 -Reserve Policies, adopted via resolution, requires the City to maintain a minimum General Fund balance of at least fifty percent of annual operating expenditures. This reserve serves as a Rainy Day Fund with a balance of$20,763,374 at June 30, 2020. City Council approved to carry forward $569,400 ofFY 2019-20 General Fund appropriations to FY 2020-21. 51 A-81 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS Pension Plan Description All qualified permanent and probationary employees are eligible to participate in the City of Rancho Palos Verdes Employee Pension Plan, a cost-sharing multiple-employer defined benefit pension plan administered by the California Public Employees Retirement System (CalPERS). The CalPERS Plan consists of a miscellaneous pool and a safety pool (referred to as "risk pools"), which are comprised of individual employer miscellaneous and safety rate plans, respectively. The risk pools are included within the Public Employees' Retirement Fund C (PERF C). Benefit provisions under the Plan are established by State statute and may be amended by City resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provision, assumption and membership information that can be found on the CALPERS website. Benefits Provided CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefit is one ofthe following: The Basic Death Benefit, the 1957 Survivor Benefit, or the Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees' Retirement Law. The Public Employees' Pension Reform Act of 2013 (PEPRA) requires new benefits and member contributions for new members as defined by PEPRA, that are hired after January 1, 2013. These PEPRA members in pooled plans are reflected in the new Miscellaneous and Safety risk pools created by the CalPERS Board in response to the passage ofPEPRA, beginning with the June 30, 2013, risk-pool valuations. The Plan's provisions and benefits in effect at the June 30, 2019 measurement date, are summarized in the following table. Hire Date Formula Benefit vesting schedule Benefit payments Retirement age Monthly benefits, as a % of annual compensation Required employee contribution rates Required employer contributions rates: Normal cost rate Payment of unfunded liability Classic Tier 1 Prior to January 1, 2013 2.5% at 55 5 years of service monthly for life 55 2.50% 8% 10.609% $ 613,118 52 Miscellaneous Classic Tier 2 New Members Prior to On or after October 2, 2012 Janua!): 1, 2013 2.0% at 60 2.0% at 62 5 years of service 5 years of service monthly for life monthly for life 60 62 2.00% 2.00% 7% 6.25% 7.634% 6.842% $ 1,413 $ 1,011 A-82 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Contribution Description Section 20814(c) of the California Public Employees' Retirement Law (PERL) requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. The total plan contributions are determined through CALPERS' annual actuarial valuation process. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The City is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. City contribution rates may change if plan contracts are amended. Payments made by the employer to satisfy contribution requirements that are identified by the pension plan terms as plan member contributions requirements are classified as plan member contributions. Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions The City reported a net pension liability for its proportionate share of the net pension liability of the Miscellaneous Plan as of June 30, 2020, in the amount of$11,918,073. The City's net pension liability for the Miscellaneous Plan is measured as the proportionate share of the net pension liability of the CALPERS cost sharing pool. The City's net pension liability of the Plan is measured as of June 30, 2019, and the total pension liability for the Miscellaneous Plan used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2018, rolled forward to June 30, 2019, using standard update procedures. The City's proportion of the net pension liability was based on a projection of the City's long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. The City's proportionate share of the net pension liability for the Miscellaneous Plan as of the June 30, 2018 and 2019 measurement dates was as follows: Proportion-June 30, 2018 Proportion-June 30, 2019 Change -Increase (Decrease) 53 0.11334% 0.11631% 0.00297% A-83 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions (Continued) For the year ended June 30, 2020, the City recognized pension expense of $2,414,005. At June 30, 2020, the City reported deferred outflows of resources and deferred inflows of resources related to pension from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Pension contributions subsequent to the measurement date $ 1,265,361 $ Differences between expected and actual experience 827,760 (64,135) Change of assumptions 568,309 (201,461) Change in employer's proportion and differences between the employer's contributions and the employer's proportionate share of contributions (202,576) Net differences between projected and actual earnings on plan investments (208,365) Total $ 226612430 $ (6762537} The amount of $1 ,265 ,3 61 reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended June 30,2021. Other amounts reported as deferred outflows of resources and deferred inflows or resources related to pensions will be recognized as pension expense as follows: Year Ended June 30, 2021 $ 768,469 2022 (183,211) 2023 92,169 2024 42,105 2025 Thereafter $ 7192532 54 A-84 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions (Continued) Actuarial Assumptions The total pension liability for the June 30, 2019 measurement period was determined by an actuarial valuation as ofJune 30, 2018, with update procedures used to roll forward the total pension liability to June 30, 2019. The total pension liability was based on the following assumptions: Valuation Date Measurement Date Actuarial Cost Method Actuarial Assumptions: Discount Rate Inflation Salary Increases Mortality Rate Table Post Retirement Beneftt Increase ( 1) Varies by entry age and service June 30, 2018 June 30, 2019 Entry-Age Normal Cost Method 7.15% 2.50% (1) (2) (3) (2) The mortality table used was developed based on CalPERS-specific data. The probabilities of mortality are based on the 2017 CalPERS Experience Study for the period from 1997 to 2015. Pre-retirement and Post-retirement mortality rates includes 15 years of projected mortality improvement using 90% of Scale MP-2016 published by the Society of Actuaries. For more details on this table, please refer to the CalPERS Experience Study and Review of Actuarial Assumptions report from December 2017 that can be found on the CalPERS website. (3) The less of contract COLA or 2.50% until Purchasing Power Protection Allowance Floor on purchasing power applies, 2.50% thereafter. Long-Term Expected Rate of Return The long-term expected rate of return on pension plan investments was determined using a building-block method in which expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds' asset classes expected compound (geometric) returns were calculated over the short-term (ftrst 10 years) and the long-term (11+ years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of beneftts was calculated for each fund. The expected rate of return was set by calculating the rounded single equivalent expected return that arrived at the same present value of beneftts for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equal to the single equivalent rate calculated above and adjusted to account for assumed administrative expenses. 55 A-85 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Long-Term Expected Rate ofReturn (Continued) The expected real rates of return by asset class are as follows: Assumed Real Return Real Return Asset Years Years Asset Class (a) Allocation 1-10{b} 1l+{c} Global Equity 50.00% 4.80% 5.98% Fixed Income 28.00% 1.00% 2.62% Inflation Sensitive 0.00% 0.77% 1.81% Private Equity 8.00% 6.30% 7.23% Real Assets 13.00% 3.75% 4.93% Liquidity 1.00% 0.00% -0.92% Total 100.00% (a) In the CalPERS CAFR, Fixed Income is included in Global Debt Securities; Liquidity is included in Short-term Investments; Inflation Assets are included in both Global Equity Securities and Global Debt Securities. (b) An expected inflation of 2. 0% used for this period (c) An expected inflation of 2. 92% used for this period Discount Rate The discount rate used to measure the total pension liability was 7 .15%. The projection of cash flows used to determine the discount rate assumed that contributions from plan members will be made at the current members will be made at the current member contribution rates and that contributions from employers will be made at statutorily required rates, actuarially determined. Based on those assumptions, the Plan's fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate The following presents the City's proportionate share of the net pension liability for each Plan, calculated using the discount rate for each Plan, as well as what the City's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower or 1-percentage point higher than the current rate: Discount Rate -1% (6.15%) $ 18,197,610 Current Discount Rate (7.15%) $ 11,918,073 56 Discount Rate + 1% (8.15%) $ 6,734,758 A-86 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Plan Fiduciary Net Position Detailed information about the Plan's fiduciary net position is available in a separately issued CalPERS financial report. Payable to the Pension Plan At June 30, 2020, the City had no outstanding amount of contributions to the pension plan required for the year ended June 30, 2020. Retirement Health Savings Plan On November 17, 2009, the City approved the establishment of a defined contribution Retirement Health Savings Plan (the "Plan") for its full-time employees. The Plan is a Health Reimbursement Arrangement ("HRA") within Sections 105 and 1 06 of the Internal Revenue Code. The Plan assets are managed in a non-taxable trust as described in Section 501 (c)(9) of the Internal Revenue Code. The City is the Plan Administrator, and utilizes the services of a contracted financial services provider for day-to-day administration of contributions and disbursements. The City has the authority to amend the Plan's provisions and contribution requirements. The City has no obligation to make contributions to the Plan, but as part of the annual budget process the City may elect to make contributions to the Plan. Employees are required to contribute 1% of their gross wages to their account, which is owned by the employee. During the fiscal year ended June 30, 2020, the City contributed a total of $80,310 to employee accounts. The Plan assets are not an asset of the City. Therefore, only the City's expense to make contributions to the Plan has been recorded in the General Fund in the City's financial statements. 9. LIABILITY, WORKERS' COMPENSATION, AND PURCHASED INSURANCE Description of Self-Insurance Pool Pursuant to Joint Powers Agreement The City of Rancho Palos Verdes is a member of the CALIFORNIA JOINT POWERS INSURANCE AUTHORITY (Authority). The Authority is composed of 118 California public entities and is organized under a joint powers agreement pursuant to California Government Code §6500 et seq. The purpose of the Authority is to arrange and administer programs for the pooling of self-insured losses, to purchase excess insurance or reinsurance, and to arrange for group purchased insurance for property and other lines of coverage. The California JPIA began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a nine-member Executive Committee. 57 A-87 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 9. LIABILITY, WORKERS' COMPENSATION, AND PURCHASED INSURANCE (CONTINUED) Self-Insurance Programs of the CJPIA Each member pays an annual contribution at the beginning of the coverage period. A retrospective adjustment is then conducted annually thereafter, for coverage years 2012-13 and prior. Coverage years 2013-14 and forward are not subject to routine annual retrospective adjustment. The total funding requirement for primary self-insurance programs is based on an actuarial analysis. Costs are allocated to individual agencies based on payroll and claims history, relative to other members of the risk-sharing pool. Primary Liability Program Claims are pooled separately between police and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer oflosses includes incurred costs up to $30,000 for each occurrence and is evaluated as a percentage of the pool's total incurred costs within the first layer. (3) The second layer of losses includes incurred costs from $30,000 to $750,000 for each occurrence and is evaluated as a percentage of the pool's total incurred costs within the second layer. ( 4) Incurred costs from $7 50,000 to $50 million, are distributed based on the outcome of cost allocation within the first and second loss layers. The overall coverage limit for each member, including all layers of coverage, is $50 million per occurrence. Subsidence losses have a sub-limit of $40 million per occurrence. The coverage structure includes retained risk that is pooled among members, reinsurance, and excess insurance. More detailed information about the various layers of coverage is available on the following website: https://cjpia.org/coverage/risk-sharing- pools/. Primary Workers' Compensation Program Claims are pooled separately between public safety (police and fire) and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer of losses includes incurred costs up to $50,000 for each occurrence and is evaluated as a percentage of the pool's total incurred costs within the first layer. (3) The second layer oflosses includes incurred costs from $50,000 to $100,000 for each occurrence and is evaluated as a percentage of the pool's total incurred costs within the second layer. (4) Incurred costs from $100,000 to statutory limits are distributed based on the outcome of cost allocation within the first and second loss layers. For 2019-20, the Authority's pooled retention is $1 million per occurrence, with reinsurance to statutory limits under California Workers' Compensation Law. Employer's Liability losses are pooled among members to $1 million. Coverage from $1 million to $5 million is purchased as part of a reinsurance policy, and Employer's Liability losses from $5 million to $10 million are pooled among members. 58 A-88 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 9. LIABILITY, WORKERS' COMPENSATION, AND PURCHASED INSURANCE (CONTINUED) Purchased Insurance Pollution Legal Liability Insurance The City of Rancho Palos Verdes participates in the pollution legal liability insurance program which is available through the Authority. The policy covers sudden and gradual pollution of scheduled property, streets, and storm drains owned by the City of Rancho Palos Verdes. Coverage is on a claims-made basis. There is a $50,000 deductible. The Authority has a limit of $50 million for the 3-year period from July 1, 2017 through July 1, 2020. Each member of the Authority has a $10 million sub-limit during the 3-year policy term. Property Insurance The City of Rancho Palos Verdes participates in the all-risk property protection program of the Authority. This insurance protection is underwritten by several insurance companies. City of Rancho Palos Verdes property is currently insured according to a schedule of covered property submitted by the City of Rancho Palos Verdes to the Authority. City of Rancho Palos Verdes property currently has all-risk property insurance protection in the amount of $17,672,158. There is a $10,000 deductible per occurrence except for non-emergency vehicle insurance which has a $2,500 deductible. Earthquake and Flood Insurance The City of Rancho Palos Verdes purchases earthquake and flood insurance on a portion of its property. The earthquake insurance is part of the property protection insurance program of the Authority. City of Rancho Palos Verdes property currently has earthquake protection in the amount of $16,856,71 7. There is a deductible of 5% per unit of value with a minimum deductible of$100,000. Crime Insurance The City of Rancho Palos Verdes purchases crime insurance coverage in the amount of $1 ,000,000 with a $2,500 deductible. The fidelity coverage is provided through the Authority. Adequacy of Protection During the past three fiscal years, none of the above programs of protection experienced settlements or judgments that exceeded pooled or insured coverage. There were also no significant reductions in pooled or insured liability coverage in 2019-20. 10. CONTINGENCIES AND COMMITMENTS Litigation In the normal course of operations, the City has been named as a defendant in various claims and legal actions. Generally, unfavorable results of these claims and legal actions are funded through the City's participation in California Joint Powers Insurance Authority (CJPIA, see Note 9) and, as such, the City believes that the ultimate liability for these legal actions and claims will not have a material adverse effect on the City's financial statements. The City is also a defendant in legal actions for which the potential losses would not be covered through participation in CJPIA. 59 A-89 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 11. PROPERTY TAXES Under California law, property taxes are assessed and collected by the counties up to one percent of assessed value, plus other increases approved by the voters. The property taxes go into a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City accrues only those taxes, which are received from the county within sixty days after year-end. Lien date Levy date Due date Collection dates 12. UNAVAILABLE REVENUES January 1 June 30 November 1 and February 1 December 10 and April 10 The unavailable revenues in the fund financial statements of the City of Rancho Palos Verdes as of June 30, 2020 are presented in the following table. Revenue Measurable but Not Available (beyond 60 days): Other Governmental Funds $ 52,632 Total Unavailable Revenues $ 52,632 13. OTHER REQUIRED FUND DISCLOSURES The following department's budget had expenditures in excess of the budget for the year ended June 30, 2020, as follows: Program General Fund: Administration Federal Grants Special Revenue Fund: Public works Dr. Allen and Charlotte Ginsburg Cuhural Arts Building Special Revenue Fund: Parks and recreation Budget $ 5,935,956 Expenditures Excess $ 6,319,098 383,142 15 15 1,045 1,045 The State Grants Special Revenue Fund has a deficit fund balance of$214,935 at June 30, 2020. This deficit will be eliminated by recognition of revenue not available as of year-end and through transfers from other funds. The Successor Agency Private-Purpose Trust Fund has a deficit fiduciary net position at June 30, 2020 of $13,500,565 which will be reduced by collection of future tax revenues. 60 A-90 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 14. SUCCESSORAGENCY Under the Dissolution Act, each California redevelopment agency (each a "Dissolved RDA") was dissolved as of February 1, 2012. A Successor Agency was created for each Dissolved RDA which is the sponsoring community of the Dissolved RDA unless it elected not to serve as the Successor Agency. On September 6, 2011, the City elected to serve as the Successor Agency ofthe Rancho Palos Verdes Redevelopment Agency. Non-Liquid Assets Prior to redevelopment dissolution, the County of Los Angeles pursuant to a Memorandum of Understanding dated November 1, 1997 (discussed below) impounded property tax increment allocated to the former redevelopment agency for payment of debt owed to the County. The balance of the impounded tax increment not yet applied to debt at June 30, 2020 is $356,125. Debt Summary Balance Balance Amounts Due Jul~ 1, 2019 Additions Deletions June 30, 2020 in One Year Due to City: Portuguese Bend $ 7,144,619 $ 114,872 $ (93,026) $ 7,166,465 $ 114,872 Abalone Cove 3,475,656 64,679 (50,091) 3,490,244 64,679 Due to County: Tax Increment Bond 3,790,000 (280,000) 3,510,000 310,000 Totals $ 14,410,275 $ 179,551 $ (423,117) $ 14,166,709 $ 489,551 Consolidated Loan from City The City entered into an agreement to provide the former Redevelopment Agency (RDA) operating funds and staff assistance, supplies, technical and other services and facilities of the City as the RDA required in carrying out its function under the community redevelopment law. The former RDA was to repay the resulting indebtedness, plus interest, from incremental property tax revenues arising from the project area, as such revenue became available. Pursuant to redevelopment dissolution law, loans from cities to redevelopment agencies made more than two years after formation of the redevelopment agency are not recognized obligations. Therefore, the Consolidated Loan from the City has been previously disallowed on the Successor Agency's Recognized Obligation Payment Schedule (ROPS). However, AB1484 provides a method to secure recognition of the City's Consolidated Loan as an obligation of the Successor Agency. Upon completion of various independent reviews and transfers of funds to Los Angeles County, the Successor Agency received a "Finding of Completion" on April26, 2013. On December 11, 2013, the Oversight Board made a finding that the Consolidated Loan from the City was made for legitimate redevelopment purposes. As required by dissolution law, twenty percent of the amount available will be deposited into the City's Low-Moderate Income Housing Fund. 61 A-91 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 14. SUCCESSOR AGENCY (CONTINUED) Consolidated Loan from City (Continued) On September 22, 2015, Governor Brown signed legislation that became effective immediately. The legislation requires accrued interest on city loans to be recalculated using a simple interest rate of 3%. Previously, accrued interest on the City's loan was calculated using historical Local Agency Investment Fund (LAIF) rates. At June 30, 2020, using the simple interest rate of3%, the loan balance is $10,656,709. Portuguese Bend Abalone Cove Allowance from Successor Agency Receivable Totals Principal $ 3,829,077 2,155,967 (5,985,044) $ Interest $ 3,337,388 1,334,277 ( 4,671,665) $ Balance $ 7,166,465 3,490,244 ( 10,656, 709) $ Due to the uncertainty of Redevelopment Property Tax Trust Fund revenue available for future loan repayments, the City's loan receivable of $10,656,709 has been completely offset with an allowance for uncollectable amounts on the City's financial statements. Tax Increment Bond and Deferred Interest Payable In July 1991, the former Redevelopment Agency received $10,000,000 in loan proceeds (the Loan) from the County of Los Angeles (the County) upon the County's issue of Abalone Cove Improvement Bonds 2651-M pursuant to a Reimbursement and Settlement Agreement (the Agreement), dated October 27, 1987 in connection with the Horan Lawsuit. The Loan was made for the purpose of abating the Abalone Cove landslide. The settlement Loan was secured by property assessment liens in the Abalone Cove project area. As stipulated by the parties to the Agreement, a portion of the Loan proceeds was used to repay a tax allocation and revenue anticipation promissory note issued to the County in the principal amount of $1,450,000, plus accrued interest equal to $179,244. A second portion of the proceeds was used to repay expenses advanced by the County in the amount of $135,614. A third portion was used to repay certain loans from the City to the former Redevelopment Agency in the amount of $787,340. Per the terms of the Agreement, $1,000,000 of the proceeds was deposited in the Abalone Cove Permanent Fund of the Joint Powers Improvement Authority. The remainder of the proceeds was accounted for in the former Redevelopment Agency's Abalone Cove Fund. Concurrent with the execution of the Agreement, the County deeded its title in the Abalone Cove Beach Park to the former Redevelopment Agency. As part of the Agreement, the former Redevelopment Agency was required to transfer 17 percent of tax increment revenue to the Consolidated Fire Protection District of the County and 50.9 percent of tax increment revenue for debt repayment to the County. In accordance with the Agreement, the former Redevelopment Agency was to pay the Loan principal plus interest at 7.7654 percent over a 30-year period that began in 1992. However, these debt payments were to be deferred 10 years until the fiscal year ended June 30, 2002. 62 A-92 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30,2020 14. SUCCESSOR AGENCY (CONTINUED) Tax Increment Bond and Deferred Interest Payable (Continued) As part of the deferral arrangement, the accrued interest from the inception of the Loan through June 30,2002, in the amount of $7,314,944, was scheduled for payment over a 20-year period beginning in the fiscal year ended June 30, 2002 with no additional interest. The remaining balance of $10,274,119 was scheduled for payment to the County over a 20-year period beginning in the fiscal year ended June 30, 2002, with interest at 7. 7 654 percent. On November 1, 1997, the City, the former Redevelopment Agency and the County of Los Angeles entered into a Memorandum of Understanding (MOU) agreeing to restructure the repayment schedule of the debt owed to the County by the former Redevelopment Agency. In accordance with the terms of the MOU, the $10,000,000 loan principal owed to the County was cancelled. As consideration for the loan cancellation, the former Redevelopment Agency made a lump sum payment to the County in the amount of $4,545,000 and issued a $5,455,000 tax increment bond to the County (the bond). Of the $4,545,000 lump sum payment, $2,000,000 was paid from tax increment revenue and interest earnings accumulated in the Debt Service Fund. The remaining $2,545,000 was funded by a combination of a loan from the General Fund of the City to the Agency for $1,545,000 and a net operating transfer from the Agency's Abalone Cove Capital Projects Fund to the Debt Service Fund of$1,000,000. The private property liens resulting from the formation ofthe bond assessment district in connection with the Reimbursement and Settlement Agreement in 1987 were discharged in accordance with the terms of the MOU. The bond was issued as a conduit through the Improvement Authority to the County. No issuance costs were incurred. Future allocations of property tax to the Successor Agency will fund the payment of the bond debt and the deferred interest from the original Loan until paid in full. The principal of the bond began maturing in installments each December 2nd, commencing December 2, 2004. Interest accrues at a rate of 5 percent per annum and is payable in arrears each June 2nd and December 2nd. Additionally, both the accrued interest and deferred interest on the $10,000,000 Loan previously owed the County was retroactively recalculated from the Loan origination date at a rate of approximately 5 percent compared to 7.7654 percent per the original Agreement. The recalculated deferred interest was $3,111,400. In accordance with the MOU, the recalculated deferred interest does not accrue additional interest. As of June 30, 2014, the balance of the deferred interest debt has been completely repaid. The California Department of Finance has approved the Tax Increment Bond and Deferred Interest Payable as obligations ofthe Successor Agency. 63 A-93 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Financial Statements June 30, 2020 14. SUCCESSOR AGENCY (CONTINUED) Tax Increment Bond and Deferred Interest Payable (Continued) The debt service schedule below summarizes all fixed principal and interest payments for the term of the bond. Because the payback period for the deferred interest amount will fluctuate depending on the availability of excess property tax revenue, no amounts have been included in the following schedule for repayment of the deferred interest. Year Ending June 30, PrinciEal Interest Total 2021 310,000 167,750 $ 477,750 2022 345,000 151,375 496,375 2023 380,000 133,250 513,250 2024 415,000 113,375 528,375 2025 450,000 91,750 541,750 2026-2028 1,610,000 125,000 1,735,000 Totals $ 3,510,000 $ 782,500 $ 4,292,500 15. ECONOMIC CHALLENGES OF 2020 On January 30, 2020, the World Health Organization (WHO) announced a global health emergency because of an outbreak of a new strain of coronavirus (COVID-19 outbreak) and the risks that is posed to the international community as the virus spread globally beyond its point of origin. In March 2020, the WHO classified the COVID-19 outbreak as a pandemic based on the rapid increase in exposure globally. The COVID-19 outbreak may have a continued material adverse impact on economic and market conditions, triggering a period of global economic slowdown. Much like other local governments across the country, the fiscal year 2020-2021, budget process incorporated the impact of the economic downturn which began during the third quarter ofFY 2019-20. The City's solid financial foundation, financially conservative approach, and stable property tax revenue, has moderated the impact of the economic disruption caused by the pandemic. The sudden and unprecedented drop in TOT (Transient Occupancy Tax) revenue has resulted in reassessment of the Capital Improvement Program (CIP), focusing on projects that were ranked the highest. Despite this, the FY 2020-21 General Fund is estimated to maintain a healthy fund balance, however, the City cannot estimate the length or gravity of the impact at this time. There will be fiscal challenges in the coming years that the City will need to prepare for and it is more crucial now for the City to continue to be fiscally prudent and produce a structurally balanced operating budget. The City will also continue to utilize a 5-Year Model as an additional tool to engage in discussions and provide guidance in decision making. 64 A-94 REQUIRED SUPPLEMENTARY INFORMATION A-95 A-96 CITY OF RANCHO PALOS VERDES, CALIFORNIA Schedule of Proportionate Share of the Net Pension Liability Last Ten Years* As of the Fiscal Year Ended June 30,2020 Fiscal year ended Measurement period Plan's proportion of the net pension liability Plan's proportionate share of the net pension liability Plan's covered payroll Plan's proportionate share of the net pension liability as a percentage of covered payroll Plan's proportionate share of the fiduciary net position as a percentage of the Plan's total pension liability Plan's proportionate share of aggregate employer contributions Notes to Schedule: Benefit Changes: There were no changes in benefits. Changes in Assumptions: From fJScal year June 30, 2015 to June 30, 2016: From fJScal year June 30, 2016 to June 30, 2017: From fiScal year June 30,2017 to June 30,2018: From fJScal year June 30,2018 to June 30,2019: From fJScal year June 30, 2019 to June 30, 2020: Miscellaneous June 30,2020 June 30, 2019 June 30, 2018 June 30, 2017 June 30, 2016 June 30, 2015 June 30, 2019 June 30, 2018 June 30,2017 June 30, 2016 June 30, 2015 June 30, 2014 0.11631% 0.11334% 0.11218% 0.11120% 0.11130% 0.09183% $ 11,918,073 $ 10,921,840 $ 11,124,689 $ 9,625,397 $ 7,637,567 $ 5,714,320 $ 6,697,322 $ 6,360,881 $ 6,124,374 $ 5,997,450 $ 5,673,471 $ 5,609,006 177.95% 171.70% 181.65% 160.49% 134.62% 101.88% 75.26% 75.26% 73.31% 74.06% 78.40% 76.48% $ 1,440,684 $ 1,235,073 $ 1,096,042 $ 998,812 $ 919,858 nla GASB 68, paragraph 68 states that the long-term expected rate of return should be determined net of pension plan investment expense but without reduction for pension plan administrative expense. The discount rate of 7.50% used for the June 30, 2014 measurement date was net of administrative expenses. The discount rate of7.65% used for the June 30,2015 measurement date is without reduction of pension plan administrative expense. There were no changes in assumptions. The discount rate was reduced from 7.65% to 7.15%. There were no changes in assumptions. There were no changes in assumptions. *Fiscal year 2015 was the 1st year of implementation, therefore only six years are shown. 65 A-97 CITY OF RANCHO PALOS VERDES, CALIFORNIA Schedule of Pension Contributions Last Ten Years* As of the Fiscal Year Ended June 30, 2020 Fiscal year ended June 30, 2020 Contractually required contribution (actuarially detennined) $ 1,265,361 Contributions in relation to the actuarially determined contributions (1,265,361) Contribution deficiency (excess) $ Covered payroll $ 6,454,856 Contributions as a percentage of covered payroll 19.60% Notes to Schedule: Valuation Date 6/30/2018 Methods and Assumptions Used to Determine Contribution Rates: Actuarial cost method Entry age Amortization method (I) Asset valuation method Market Value Inflation 2.625% Salary increases (2) Investment rate ofretum 725%(3) Retirement age (4) Mortality (5) (!) Level percentage of payroll, closed (2) Depending on age, service, and type of employment (3) Net of pension plan investment expense, including inflation (4) 55 for Tier 1, 60 for Classic Tier 2, and 62 for PEPRA members June 30, 2019 $ 1,153,245 (1, 153,245) $ $ 6,697,322 17.22% 6/30/2017 Entry age (!) Market Value 2.75% (2) 7.375% (3) (4) (5) June 30, 2018 June 30, 2017 $ 990,670 $ 910,177 (990,670) (910,177) $ $ $ 6,360,881 $ 6,124,374 15.57% 14.86% 6/30/2016 6/30/2015 Entry age Entry age (!) (l) Market Value Market Value 2.75% 2.75% (2) (2) 7.50% (3) 7.50% (3) (4) (4) (5) (5) (5) Mortality assumptions are based on mortality rates resulting from the most recent CalPERS Experience Study adopted by the CarPERS Board. * Fiscal year 2015 was the 1st year of implementation, therefore only six years are shown. 66 June 30, 2016 June 30, 2015 $ 830,645 $ 725,496 (830,645) (725,496) $ $ $ 5,997,450 $ 5,673,471 13.85% 12.79% 6/30/2014 6/30/2013 Entry age Entry age (I) (!) Market Value 15 Year Smoothed Market Method 2.75% 2.75% (2) (2) 7.50% (3) 7.50% (3) (4) (4) (5) (5) A-98 SUPPLEMENTARY INFORMATION A-99 A-100 Special Revenue Fund Descriptions Special Revenue Funds are used to account for taxes and other revenues set aside in accordance with law or administrative regulation for a specific purpose. Gas Tax Fund -to account for state-shared highway users' tax that is restricted to use for street maintenance, right-of-way acquisition and street construction. 1972 Act Landscaping and Lighting District ( 1972 Act) -to account for revenues and costs associated with the City's landscaping and lighting district. El Prado -to account for taxes collected to maintain and service existing and proposed improvements to the common area of the El Prado neighborhood. 1911 Act Lighting District (1911 Act) -to account for revenue and costs associated with a lighting district transferred to the "city-side" landscape and lighting district from the County in 1995. Waste Reduction -to account for AB939 fees received for state mandated waste reduction and recycling plans and program. Air Quality Management-to account for AB2766 fees received to fund programs to reduce air pollution from motor vehicles. Proposition C -to account for sales taxes received from the County and used to support public transit and related services. Proposition A-to account for the City share of an additional one-half percent sales tax designated to fund certain public transportation oriented projects. Public Safety Grants-to account for federal grant funds for local law enforcement supplemental services, AB3229 funds used for additional law enforcement services and public safety technology equipment. MeasureR-to account for the half-cent sales tax approved by the Los Angeles County voters in November 2008 to meet transportation needs, including maintenance and improvement of arterial streets, traffic control, bikeway and pedestrian improvements, and public transit. Measure A-to account of the voter approved 1992 and 1996 Measure A funds and other state and county grants used for the acquisition of open space and park improvements. Measure M -to account for the half-cent sales tax and continued half-cent relief tax partially distributed to cities approved by the Los Angeles County voters in November 2016 to fund transportation needs. Abalone Cove Sewer Assessment -to account for property assessments used to partially pay for operation and maintenance of the Abalone Cove sewer system. Dr. Allen and Charlotte Ginsburg Cultural Arts Building -to account for a private donation to be used for either construction of a building at the Upper Point Vicente Civic Center to be used for dancing and other cultural activities, or for the purchase of open space within the City for habitat conservation and passive recreational purposes. 67 A-101 (THIS PAGE INTENTIONALLY LEFT BLANK) 68 A-102 Special Revenue Fund Descriptions (Continued) Donor Restricted Contributions -to account for donations received to construct or acquire recreational facilities within the City. Joint Powers Improvement Authority -Portuguese Bend -to account for maintenance and repairs of landslide abatement improvements in the Portuguese Bend Project area. Community Development Block Grant -to account for federal grants received from the Department of Housing and Urban Development. Federal Grants-to account for federal financial assistance programs. State Grants -to account for state financial assistance programs. Quimby -to account for developer paid fees or the dedication of land for park and recreation purposes. Environmental Excise Tax -to account for taxes received in connection with new construction within the City. Capital Projects Fund Descriptions Capital Projects Funds are used to account for financial resources used for the acquisition or construction of major capital facilities. Low-Moderate Income Housing-to account for low and moderate income housing assets that were transferred to the City after electing to retain the housing assets and function of the former redevelopment agency, which was dissolved on January 31, 2012. Affordable Housing In-Lieu -to account for developer fees paid in-lieu of providing affordable housing in conjunction with new development as required by the Affordable Housing Chapter of the City's Municipal Code (Chapter 17.11). Permanent Fund Descriptions Permanent Funds are used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the City's programs. Habitat Restoration -to account for fees paid by developers for conservation easements to be used exclusively for habitat restoration efforts on City owned property. The Habitat Restoration Fund to be funded at the rate of$1 0,000 annually (plus interest) for fifty (50) years, to provide for maintenance of habitat in the future. Sub-region One Maintenance -to account for monies used to maintain public improvements and habitat areas dedicated to the City upon completion of the Sub-region One residential development project also known as Oceanfront Estates. As part of the development agreement, the City received a $750,000 non-expendable deposit. The interest earnings contribute to the maintenance of the public open space. Joint Powers Improvement Authority -Abalone Cove -to account for monies received as part of a July 1991 Reimbursement and Settlement Agreement with the County of Los Angeles. As part of this Agreement, the Authority received a $1,000,000 non-expendable deposit. The interest earnings are used to pay for maintenance and repair of Abalone Cove landslide abatement improvements. 69 A-103 ASSETS Cash and investments Receivables: Taxes Interest Notes Other TOTAL ASSETS LIABILITIES Accounts payable and accrued liabilities Due to other funds Retentions payable Unearned revenue TOTAL LIABILITIES CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS June 30, 2020 Special Revenue Funds Gas Tax 1972 Act El Prado $ 1,667,169 $ 28,833 $ 36,122 68 2,956 52 65 119,360 $ 1,789,485 $ 28,885 $ 36,255 $ 251,059 $ $ 12,190 263,249 DEFERRED INFLOWS OF RESOURCES Unavailable revenue FUND BALANCES Non-Spendable: Endowment principal Restricted 1,526,236 28,885 36,255 Unassigned TOTAL FUND BALANCES 1,526,236 28,885 36,255 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES $ 1,789,485 $ 28,885 $ 36,255 70 1911 Act $ 1,263,488 225,149 2,298 $ 1,490,935 $ 44,158 44,158 1,446,777 1,446,777 $ 1,490,935 A-104 Special Revenue Funds (Continued) Air Public Waste Quality Safety Reduction Management Proposition C Proposition A Grants MeasureR Measure A $ 457,580 $ 139,199 $ 923,458 $ 2,275,179 $ 76,230 $ 1,290,998 $ 93,963 796 243 1,591 4,677 190 2,268 14,065 13,320 52,632 $ 472 441 $ 152,762 $ 925 049 $ 2,279,856 $ 76 420 $ 1,293,266 $ 146 595 $ 17,687 $ $ 343,810 $ 241,208 $ $ 29,225 $ 32,679 1,528 21,217 17,687 345,338 262,425 29,225 32,679 52,632 454,754 152,762 579,711 2,017,431 76,420 1,264,041 61,284 454,754 152,762 579,711 2,017,431 76,420 1,264,041 61,284 $ 472 441 $ 152,762 $ 925 049 $ 2,279,856 =$===7=6,;,:4:=20= $ 1,293,266 =$=====14=6,;,:,5;;,;95= (Continued) 71 A-105 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2020 Special Revenue Funds (Continued) Dr. Allen and Charlotte Ginsburg Donor Abalone Cove Cultural Restricted MeasureM Sewer Arts Buildin~ Contributions ASSETS Cash and investments $ 101,542 $ 298,737 $ $ 782,214 Receivables: Taxes Interest 228 546 1,410 Notes Other 1,092 TOTAL ASSETS $ 101 770 $ 300 375 $ $ 783,624 LIABILITIES Accounts payable and accrued liabilities $ 2,761 $ 41,376 $ $ 1,670 Due to other funds Retentions payable Unearned revenue TOTAL LIABILITIES 2,761 41,376 1,670 DEFERRED INFLOWS OF RESOURCES Unavailable revenue FUND BALANCES Non-Spendable: Endowment principal Restricted 99,009 258,999 781,954 Unassigned TOTAL FUND BALANCES 99,009 258,999 781,954 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES $ 101 770 $ 300 375 $ $ 783 624 72 A-106 Special Revenue Funds (Continued) Joint Powers Improvement Community Total Authority Development Special Portuguese Block Grant Federal State Environmental Revenue Bend (CDBG) Grants Grants Quimby Excise Tax Funds $ 83,862 $ 12,677 $ $ $ 1,176,249 $ 362,364 $ 10,975,901 3I9,180 330 2,12I 547 20,318 32,057 230,427 462,953 $ 84 I92 $ 44 734 $ $ 230,427 $ I, I78,370 $ 362 9II $ II,778,352 $ I24 $ I8,717 $ $ 8,900 $ $ I6,096 $ I,OI6,79I 4I9,029 451,708 I7,433 52,368 $ I24 I8,7I7 445,362 I6,096 1,520,867 52,632 84,068 26,017 I, I78,370 346,8I5 I0,4I9,788 (2I4,935) (2I4,935) 84,068 26,0I7 (214,935) I,178,370 346,8I5 10,204,853 $ 84 I92 $ 44 734 $ $ 2302427 $ I2I782370 $ 362 9II $ ll 2778 2352 (Continued) 73 A-107 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2020 Capital Projects Funds Total Low-Moderate Affordable Capital Income Housing Projects HousinB In-Lieu Funds ASSETS Cash and investments $ 221,873 $ 854,587 $ 1,076,460 Receivables: Taxes Interest 348 1,541 1,889 Notes Other TOTAL ASSETS $ 222,221 $ 856,128 $ 1,078,349 LIABILITIES Accounts payable and accrued liabilities $ $ $ Due to other funds Retentions payable Unearned revenue TOTAL LIABILITIES DEFERRED INFLOWS OF RESOURCES Unavailable revenue FUND BALANCES Non-Spendable: Endowment principal Restricted 222,221 856,128 1,078,349 Unassigned TOTAL FUND BALANCES 222,221 856,128 1,078,349 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES $ 222,221 $ 856,128 $ 1,078,349 74 A-108 Permanent Funds Joint Powers Total Subregion Improvement Total Other Habitat One Authority Permanent Governmental Restoration Maintenance Abalone Cove Funds Funds $ 810,537 $ 771,379 $ 1,124,863 $ 2,706,779 $ 14,759,140 3,500 3,500 322,680 1,461 1,388 4,750 7,599 29,806 462,953 $ 815 498 $ 772 767 $ 1,129,613 $ 2,717,878 $ 15,574,579 $ $ 1,535 $ 1,251 $ 2,786 $ 1,019,577 451,708 52,368 1,535 1,251 2,786 1,523,653 52,632 165,317 750,000 1,000,000 1,915,317 1,915,317 650,181 21,232 128,362 799,775 12,297,912 (214,935) 815,498 771,232 1,128,362 2,715,092 13,998,294 $ 815 498 $ 772 767 $ 1,129,613 $ 2,717,878 $ 15,574,579 75 A-109 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -OTHER GOVERNMENTAL FUNDS For the year ended June 30, 2020 Special Revenue Funds Gas Tax 1972 Act El Prado 1911 Act REVENUES: Taxes $ $ $ 2,882 $ 725,690 Revenue from other agencies 1,655,763 Charges for services Use of money and property 21,854 501 598 24,347 Other revenues 49,279 208,102 TOTAL REVENUES 1,726,896 501 3,480 958,139 EXPENDITURES: Current: Public works 1,085,394 970,974 Parks and recreation TOTAL EXPENDITURES 1,085,394 970,974 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 641,502 501 3,480 (12,835) OTHER FINANCING SOURCES (USES): Transfers in Transfers out TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES 641,502 501 3,480 (12,835) FUND BALANCES - BEGINNING OF YEAR 884,734 28,384 32,775 1,459,612 FUND BALANCES - END OF YEAR $ 1,526,236 $ 28 885 $ 36,255 $ 1 446 777 76 A-110 Special Revenue Funds (Continued) Air Public Waste Quality Safety Reduction Management Proposition C Proposition A Grants MeasureR Measure A $ $ $ $ $ $ $ 22,269 53,834 686,691 827,835 155,948 514,282 93,963 194,632 7,563 1,916 14,727 46,964 2,131 18,778 503 224,464 55,750 701,418 874,799 158,079 533,060 94,466 223,785 698,807 1,236,692 72,168 223,785 698,807 1,236,692 72,168 679 55,750 2,611 (361,893) 158,079 460,892 94,466 (175,000) (100,000) (175,000) (100,000) 679 55,750 2,611 (361,893) (16,921) 460,892 (5,534) 454,075 97,012 577,100 2,379,324 93,341 803,149 66,818 $ 454 754 $ 152,762 $ 579 711 $ 2,017,431 $ 76 420 $ 1,264,041 $ 61,284 (Continued) 77 A-111 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2020 Special Revenue Funds (Continued) Dr. Allen and Charlotte Ginsburg Donor Abalone Cove Cultural Restricted MeasureM Sewer Arts Buildin~ Contributions REVENUES: Taxes $ $ 52,379 $ $ Revenue from other agencies 578,741 Charges for services Use of money and property 1,877 7,675 13,660 Other revenues 9,900 TOTAL REVENUES 580,618 60,054 23,560 EXPENDITURES: Current: Public works 525,316 138,009 3,406 Parks and recreation 1,045 13,363 TOTAL EXPENDITURES 525,316 138,009 1,045 16,769 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 55,302 (77,955) (1,045) 6,791 OTHER FINANCING SOURCES (USES): Transfers in Transfers out TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES 55,302 (77,955) (1,045) 6,791 FUND BALANCE - BEGINNING OF YEAR 43,707 336,954 1,045 775,163 FUND BALANCES - END OF YEAR $ 99 009 $ 258,999 $ $ 781 954 78 A-112 Special Revenue Funds (Continued) Joint Powers Improvement Community Authority Development Portuguese Block Grant Federal State Bend (CDBG) Grants Grants Quimby $ $ $ $ $ 226,364 626,179 2,136 23,090 2,136 226,364 626,179 23,090 54,043 211,805 15 277,373 545,812 54,043 211,805 15 277,373 545,812 (51,907) 14,559 (15) 348,806 (522,722) 55,000 (98,300) 55,000 (98,300) 3,093 14,559 (98,315) 348,806 (522,722) 80,975 11,458 98,315 (563,741) 1,701,092 $ 84 068 $ 26 017 $ $ (214,935} $ 1,178,370 79 Environmental Excise Tax $ $ 7,439 114,694 122,133 286,881 286,881 (164,748) (164,748) 511,563 $ 346 815 $ Total Special Revenue Funds 780,951 5,441,869 194,632 195,759 381,975 6,995,186 6,330,480 14,408 6,344,888 650,298 55,000 (373,300) (318,300) 331,998 9,872,855 10,204,853 (Continued) A-113 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES-OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2020 Capital Projects Funds Total Low-Moderate Affordable Capital Income Housing Projects Housing In-Lieu Funds REVENUES: Taxes $ 28,624 $ $ 28,624 Revenue from other agencies Charges for services Use of money and property 3,237 14,846 18,083 Other revenues 2,445 2,445 TOTAL REVENUES 31,861 17,291 49,152 EXPENDITURES: Current: Public works Parks and recreation TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 31,861 17,291 49,152 OTHER FINANCING SOURCES (USES): Transfers in Transfers out TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES 31,861 17,291 49,152 FUND BALANCES - BEGINNING OF YEAR 190,360 838,837 1,029,197 FUND BALANCES - END OF YEAR $ 222,221 $ 856,128 $ 1,078,349 80 A-114 Permanent Funds Joint Powers Subregion Improvement Habitat One Authority Restoration Maintenance Abalone Cove $ $ $ 15,225 13,442 26,260 3,500 18,725 13,442 26,260 152,745 42,530 20,509 152,745 42,530 20,509 (134,020) (29,088) 5,751 35,000 50,000 35,000 50,000 (134,020) 5,912 55,751 949,518 765,320 1,072,611 $ 815,498 $ 771,232 $ 1,128,362 Total Permanent Funds $ 54,927 3,500 58,427 215,784 215,784 (157,357) 85,000 85,000 (72,357) 2,787,449 $ 2,715,092 81 Total Other Governmental $ $ Funds 809,575 5,441,869 194,632 268,769 387,920 7,102,765 6,546,264 14,408 6,560,672 542,093 140,000 (373,300) (233,300) 308,793 13,689,501 13,998,294 A-115 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL GAS TAX SPECIAL REVENUE FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 1,772,400 $ 1,772,400 $ 1,655,763 $ (116,637) Use of money and property 6,800 6,800 21,854 15,054 Other revenues 48,200 48,200 49,279 1,079 TOTAL REVENUES 1,827,400 1,827,400 1,726,896 (100,504) EXPENDITURES: Public works: Street pavement maintenance 150,000 150,000 128,230 21,770 Street landscape maintenance 2,356,800 3,071,966 919,908 2,152,058 Traffic signal maintenance 10,000 10,000 12,506 (2,506) Portuguese Bend road maintenance 70,000 70,000 24,750 45,250 TOTAL EXPENDITURES 2,586,800 3,301,966 1,085,394 2,216,572 NET CHANGE IN FUND BALANCE (759,400) (1,474,566) 641,502 2,116,068 FUND BALANCE -BEGINNING OF YEAR 884,734 884,734 884,734 FUND BALANCE -END OF YEAR $ 125,334 $ (589,832) $ 1,526,236 $ 2,116,068 82 A-116 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL 1972 ACT SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 300 $ 300 $ 501 NET CHANGE 1N FUND BALANCE 300 300 501 FUND BALANCE-BEGINNING OF YEAR 28,384 28,384 28,384 FUND BALANCE -END OF YEAR $ 282684 $ 282684 $ 282885 83 Variance with Final Budget Positive (Negative2 $ 201 201 $ 201 A-117 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL EL PRADO SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Taxes $ 2,300 $ 2,300 $ 2,882 Use of money and property 200 200 598 TOTAL REVENUES 2,500 2,500 3,480 EXPENDITURES: Public works 800 800 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER)EXPENDITURES 1,700 1,700 3,480 FUND BALANCE-BEGINNING OF YEAR 32,775 32,775 32,775 FUND BALANCE-END OF YEAR $ 34 475 $ 34 475 $ 362255 84 Variance with Final Budget Positive (Negative) $ 582 398 980 800 1,780 $ 1 780 A-118 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL 1911 ACT SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Taxes $ 606,800 $ 606,800 $ 725,690 Use of money and property 21,200 21,200 24,347 Other revenues 208,102 TOTAL REVENUES 628,000 628,000 958,139 EXPENDITURES: Public works 348,000 1,011,941 970,974 NET CHANGE IN FUND BALANCE 280,000 (383,941) (12,835) FUND BALANCE -BEGINNING OF YEAR 1,459,612 1,459,612 1,459,612 FUND BALANCE -END OF YEAR $ 127392612 $ 1:0752671 $ 124462777 85 Variance with Final Budget Positive (Negative) $ 118,890 3,147 208,102 330,139 40,967 371,106 $ 3712106 A-119 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL WASTE REDUCTION SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 22,100 $ 22,100 $ 22,269 Charges for services 185,000 185,000 194,632 Use of money and property 4,600 4,600 7,563 TOTAL REVENUES 211,700 211,700 224,464 EXPENDITURES: Public works 304,100 304,100 223,785 NET CHANGE lN FUND BALANCE (92,400) (92,400) 679 FUND BALANCE -BEGINNING OF YEAR 454,075 454,075 454,075 FUND BALANCE -END OF YEAR $ 361:675 $ 361 675 $ 454 754 86 Variance with Final Budget Positive (Negative) $ 169 9,632 2,963 12,764 80,315 93,079 $ 93 079 A-120 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL AIR QUALITY MANAGEMENT SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 50,000 $ 50,000 $ 53,834 Use of money and property 900 900 1,916 TOTAL REVENUES 50,900 50,900 55,750 EXPENDITURES: Public works 50,000 50,000 NET CHANGE IN FUND BALANCE 900 900 55,750 FUND BALANCE-BEGINNING OF YEAR 97,012 97,012 97,012 FUND BALANCE -END OF YEAR $ 97 912 $ 97 912 $ 1522762 87 Variance with Final Budget Positive (Negative) $ 3,834 1,016 4,850 50,000 54,850 $ 542850 A-121 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PROPOSITION C SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 696,200 $ 696,200 $ 686,691 Use of money and property 6,200 6,200 14,727 TOTAL REVENUES 702,400 702,400 701,418 EXPENDITURES: Public works 640,000 1,111,401 698,807 NET CHANGE IN FUND BALANCE 62,400 (409,001) 2,611 FUND BALANCE-BEGINNING OF YEAR 577,100 577,100 577,100 FUND BALANCE -END OF YEAR $ 639 500 $ 168 099 $ 579 711 88 Variance with Final Budget Positive (Negative) $ (9,509) 8,527 (982) 412,594 411,612 $ 411l612 A-122 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PROPOSITION A SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 839,400 $ 839,400 $ 827,835 Use of money and property 10,000 10,000 46,964 TOTAL REVENUES 849,400 849,400 874,799 EXPENDITURES: Public works 1,201,100 1,971,367 1,236,692 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (351,700) (1, 121,967) (361,893) NET CHANGE IN FUND BALANCE (351,700) (1,121,967) (361 ,893) FUND BALANCE-BEGINNING OF YEAR 2,379,324 2,379,324 2,379,324 FUND BALANCE-END OF YEAR $ 2,027,624 $ 1,257,357 $ 2,017,431 89 Variance with Final Budget Positive (Negative) $ (11,565) 36,964 25,399 734,675 760,074 760,074 $ 760,074 A-123 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL PUBLIC SAFETY GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 130,000 $ 130,000 $ 155,948 Use of money and property 1,000 1,000 2,131 TOTAL REVENUES 131,000 131,000 158,079 OTHER FINANCING USES: Transfers out (175,000) (175,000) (175,000) NET CHANGE IN FUND BALANCE (44,000) (44,000) (16,921) FUND BALANCE-BEGINNING OF YEAR 93,341 93,341 93,341 FUND BALANCE -END OF YEAR $ 49 341 $ 49 341 $ 76420 90 Variance with Final Budget Positive (Negative2 $ 25,948 1,131 27,079 27,079 $ 27 079 A-124 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL MEASURER SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 522,200 $ 522,200 $ 514,282 Use of money and property 23,200 23,200 18,778 TOTAL REVENUES 545,400 545,400 533,060 EXPENDITURES: Public works 700,000 1,256,006 72,168 NET CHANGE IN FUND BALANCE (154,600) (710,606) 460,892 FUND BALANCE-BEGINNING OF YEAR 803,149 803,149 803,149 FUND BALANCE -END OF YEAR $ 648 549 $ 92 543 $ 12264,041 91 Variance with Final Budget Positive (Negative~ $ (7,918) (4,422) (12,340) 1,183,838 (1,196,178) $ (12196,178} A-125 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL MEASURE A SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 90,000 $ 90,000 $ 93,963 Use of money and property 1,100 1,100 503 TOTAL REVENUES 91,100 91,100 94,466 OTHER FINANCING USES: Transfers out (100,000) (100,000) (100,000) NET CHANGE IN FUND BALANCE (8,900) (8,900) (5,534) FUND BALANCE-BEGINNING OF YEAR 66,818 66,818 66,818 FUND BALANCE -END OF YEAR $ 57 918 $ 57 918 $ 61284 92 Variance with Final Budget Positive (Negative2 $ 3,963 (5972 3,366 3,366 $ 3 366 A-126 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL MEASURE M SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 591,800 $ 591,800 $ 578,741 Use of money and property 300 300 1,877 TOTAL REVENUES 592,100 592,100 580,618 EXPENDITURES: Public works 536,000 536,000 525,316 NET CHANGE IN FUND BALANCE 56,100 56,100 55,302 FUND BALANCE -BEGINNING OF YEAR 43,707 43,707 43,707 FUND BALANCE -END OF YEAR $ 99 807 $ 99 807 $ 99 009 93 Variance with Final Budget Positive (Negative) $ (13,059) 1,577 (11,482) 10,684 (798) $ (798} A-127 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL ABALONE COVE SEWER ASSESSMENT SPECIAL REVENUE FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Original Final Actual {Negative2 REVENUES: Taxes $ 55,100 $ 55,100 $ 52,379 $ (2,721) Use of money and property 1,900 1,900 7,675 5,775 TOTAL REVENUES 57,000 57,000 60,054 3,054 EXPENDITURES: Public works 648,100 648,100 138,009 510,091 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (591,100) (591,100) (77,955) 513,145 OTHER FINANCING SOURCES: Transfers in 455,000 455,000 (455,000) NET CHANGE IN FUND BALANCE (136,100) (136,100) (77,955) 58,145 FUND BALANCE-BEGINNING OF YEAR 336,954 336,954 336,954 FUND BALANCE -END OF YEAR $ 2002854 $ 2002854 $ 2582999 $ 58 145 94 A-128 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL DR. ALLEN AND CHARLOTTE GINSBURG CULTURAL ARTS BUILDING SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 900 $ 900 $ EXPENDITURES: Parks and recreation 1,045 NET CHANGE IN FUND BALANCE 900 900 (1,045) FUND BALANCE -BEGINNING OF YEAR 1,045 1,045 1,045 FUND BALANCE-END OF YEAR $ 1 945 $ 1 945 $ 95 Variance with Final Budget Positive (Negative2 $ (900) (1,045) 145 $ 145 A-129 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL DONOR RESTRICTED CONTRIBUTIONS SPECIAL REVENUE FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 9,500 $ 9,500 $ 13,660 $ 4,160 Other revenue 9,900 9,900 TOTAL REVENUES 9,500 9,500 23,560 14,060 EXPENDITURES: Public works 25,000 18,000 3,406 14,594 Parks and recreation 25,000 13,363 11,637 TOTAL EXPENDITURES 25,000 43,000 16,769 26,231 NET CHANGE IN FUND BALANCE (15,500) (33,500) 6,791 (12,171) FUND BALANCE-BEGINNING OF YEAR 775,163 775,163 775,163 FUND BALANCE -END OF YEAR $ 759 663 $ 7412663 $ 7812954 $ {1221712 96 A-130 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY PORTUGUESE BEND SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 1,100 $ 1,100 $ 2,136 EXPENDITURES: Public works 90,000 90,000 54,043 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (88,900) (88,900) (51,907) OTHER FINANCING SOURCES: Transfers in 55,000 55,000 55,000 NET CHANGE IN FUND BALANCE (33,900) (33,900) 3,093 FUND BALANCE -BEGINNING OF YEAR 80,975 80,975 80,975 FUND BALANCE-END OF YEAR $ 47 075 $ 47 075 $ 84l068 97 Variance with Final Budget Positive (Negative~ $ 1,036 35,957 36,993 36,993 $ 36:993 A-131 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 139,300 $ 139,300 $ 226,364 EXPENDITURES: Public works 150,600 346,095 211,805 NET CHANGE IN FUND BALANCE (11,300) (206,795) 14,559 FUND BALANCE-BEGINNING OF YEAR 11,458 11,458 11,458 FUND BALANCE -END OF YEAR $ 158 $ {195l3372 $ 26 017 98 Variance with Final Budget Positive (Negative} $ 87,064 134,290 221,354 $ 221l354 A-132 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL FEDERAL GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 452,800 $ 452,800 $ $ (452,800) Use of money and property 1,000 1,000 (1,000) TOTAL REVENUES 453,800 453,800 (453,800) EXPENDITURES: Public works 15 (15) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 453,800 453,800 (15) (453,815) OTHER FINANCING SOURCES: Transfers out (98,300) (98,300) NET CHANGE IN FUND BALANCE 453,800 355,500 (98,315) (453,815) FUND BALANCE -BEGINNING OF YEAR 98,315 98,315 98,315 FUND BALANCE-END OF YEAR $ 552,115 $ 453,815 $ $ (453,815} 99 A-133 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL STATE GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Revenue from other agencies $ 600,000 $ 600,000 $ 626,179 EXPENDITURES: Public works 557,206 277,373 NET CHANGE IN FUND BALANCE 600,000 42,794 348,806 FUND DEFICIT-BEGINNING OF YEAR (563,741) (563,741) (563,741) FUND BALANCE (DEFICIT) - END OF YEAR $ 36:259 $ (520)947) $ (214)9352 100 Variance with Final Budget Positive (Negative) $ 26,179 279,833 306,012 $ 306:012 A-134 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL QUIMBY SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 22,000 $ 22,000 $ 23,090 TOTAL REVENUES 22,000 22,000 23,090 EXPENDITURES: Public works 846,624 545,812 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 22,000 (824,624) (522,722) FUND BALANCE-BEGiNNING OF YEAR 1,701,092 1,701,092 1,701,092 FUND BALANCE -END OF YEAR $ 127232092 $ 876 468 $ 121782370 101 Variance with Final Budget Positive (Negative2 $ 1,090 1,090 300,812 301,902 $ 3012902 A-135 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL ENVIRONMENTAL EXCISE TAX SPECIAL REVENUE FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 3,800 $ 3,800 $ 7,439 Other revenues 114,694 TOTAL REVENUES 3,800 3,800 122,133 EXPENDITURES: Public works 310,000 310,000 286,881 NET CHANGE IN FUND BALANCE (306,200) (306,200) (164,748) FUND BALANCE-BEGINNING OF YEAR 511,563 511,563 511,563 FUND BALANCE-END OF YEAR $ 205,363 $ 205,363 $ 346,815 102 Variance with Final Budget Positive (Negative) $ 3,639 114,694 118,333 23,119 95,214 $ 95 214 A-136 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL LOW-MODERATE INCOME CAPITAL PROJECTS FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Taxes $ 43,200 $ 43,200 $ 28,624 Use of money and property 1,500 1,500 3,237 NET CHANGE IN FUND BALANCE 44,700 44,700 31,861 FUND BALANCE -BEGINNING OF YEAR 190,360 190,360 190,360 FUND BALANCE -END OF YEAR $ 235,060 $ 235,060 $ 222,221 103 Variance with Final Budget Positive (Negative) $ (14,576) (14,576) $ {14,576) A-137 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL AFFORDABLE HOUSING IN-LIEU CAPITAL PROJECTS FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 6,200 $ 6,200 $ 14,846 Other revenues 2,445 NET CHANGE IN FUND BALANCE 6,200 6,200 17,291 FUND BALANCE -BEGINNING OF YEAR 838,837 838,837 838,837 FUND BALANCE -END OF YEAR $ 845l037 $ 845 037 $ 856l128 104 Variance with Final Budget Positive (Ne~ative2 $ 8,646 2,445 11,091 $ 11 091 A-138 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL HABIT AT RESTORATION PERMANENT FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 12,400 $ 12,400 $ 15,225 Other revenues 3,500 TOTAL REVENUES 12,400 12,400 18,725 EXPENDITURES: Public works 179,500 179,500 152,745 NET CHANGE IN FUND BALANCE (167,100) (167,100) (134,020) FUND BALANCE-BEGINNING OF YEAR 949,518 949,518 949,518 FUND BALANCE -END OF YEAR $ 782,418 $ 782,418 $ 815,498 105 Variance with Final Budget Positive (Negative2 $ 2,825 3,500 6,325 26,755 33,080 $ 33,080 A-139 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL SUBREGION ONE PERMANENT FUND For the year ended June 30, 2020 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative~ REVENUES: Use of money and property $ 8,100 $ 8,100 $ 13,442 $ 5,342 EXPENDITURES: Public works 46,800 46,800 42,530 4,270 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (38,700) (38,700) (29,088) 1,072 OTHER FINANCING SOURCES: Transfers in 35,000 35,000 35,000 NET CHANGE IN FUND BALANCE (3,700) (3,700) 5,912 1,072 FUND BALANCE-BEGINNING OF YEAR 765,320 765,320 765,320 FUND BALANCE -END OF YEAR $ 761,620 $ 761,620 $ 771,232 $ I 072 106 A-140 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY ABALONE COVE PERMANENT FUND For the year ended June 30, 2020 Variance with Final Budget Bud~eted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 3,400 $ 3,400 $ 26,260 $ 22,860 EXPENDITURES: Public works 56,000 56,000 20,509 35,491 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (52,600) (52,600) 5,751 (12,631) OTHER FINANCING SOURCES: Transfers in 50,000 50,000 50,000 NET CHANGE IN FUND BALANCE (2,600) (2,600) 55,751 (12,631) FUND BALANCE-BEGINNING OF YEAR 1,072,611 1,072,611 1,072,611 FUND BALANCE -END OF YEAR $ 120702011 $ 120702011 $ 1,128,362 $ (1226312 107 A-141 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE-BUDGET AND ACTUAL CAPITAL IMPROVEMENTS CAPITAL PROJECTS FUND For the year ended June 30, 2020 Budgeted Amounts Original Final Actual REVENUES: Use of money and property $ 285,500 $ 285,500 $ 471,473 EXPENDITURES: Capital outlay: Street improvements 4,060,000 5,469,694 3,664,069 Parks/Trails/Open Space improvements 1,075,000 1,026,309 60,486 Sewer improvements 53,286 34,639 Building improvements 150,000 385,101 36,748 Storm water quality improvements 3,632,000 4,105,429 460,225 Landslide improvements 1,000,000 1,972,949 396,741 TOTAL EXPENDITURES 9,917,000 13,012,768 4,652,908 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (9,631,500) (12,727,268) (4,181,435) OTHER FINANCING SOURCES (USES): Transfers in 3,976,900 2,617,300 2,509,052 Transfers out (455,000) (455,000) TOTAL FINANCING SOURCES (USES) 3,521,900 2,162,300 2,509,052 NET CHANGE IN FUND BALANCE (6,109,600) (10,564,968) (1,672,383) FUND BALANCE-BEGINNING OF YEAR 27,017,191 27,017,191 27,017,191 FUND BALANCE -END OF YEAR $20,907,591 $ 16,452,223 $ 25,344,808 108 Variance with Final Budget Positive (Negative~ $ 185,973 1,805,625 965,823 18,647 348,353 3,645,204 1,576,208 8,359,860 8,545,833 (108,248) 455,000 346,752 8,892,585 $ 8,892,585 A-142 STATISTICAL SECTION A-143 A-144 STATISTICAL SECTION This part of the City of Rancho Palos Verdes' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City's overall financial health. Contents Financial Trends These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. Page 110 Revenue Capacity 120 These schedules contain information to help the reader assess the City's most significant local revenue source, property tax. Debt Capacity 127 These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the city's ability to issue additional debt in the future. The City does not have general bond indebtedness or debt issued with pledged revenue. Demographic and Economic Information 130 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place. Operating Information 13 5 These schedules contain services and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. 109 A-145 City of Rancho Palos Verdes Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 2011 2012 2013 2014 2015 Governmental activities Net investment in capital assets $ 115,145 $ 114,488 $ 113,284 $ 114,427 $ 119,450 Restricted 1,750 1,750 1,835 11,792 11,647 Unrestricted 39,066 67,112 46,687 46,679 42,208 Total governmental activities net position $ 155,961 $ 183,351 $ 161,806 $ 172,898 $ 173,305 Business-type activities Net investment in capital assets $ 12,753 $ 13,356 $ 18,319 $ 29,557 $ 31,168 Restricted Unrestricted 3,365 3,532 9,727 5,317 5,334 Total business-type activities net position $ 16,118 $ 16,888 $ 28,046 $ 34,874 $ 36,502 Primary government Net investment in capital assets $ 127,898 $ 127,845 $ 131,603 $ 143,984 $ 150,618 Restricted 1,750 1,750 1,835 11,792 11,647 Unrestricted 42,431 70,644 56,414 51,996 47,542 Total primary government net position $ 172,079 $ 200,238 $ 189,852 $ 207,772 $ 209,807 110 A-146 City of Rancho Palos Verdes Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 2016 2017 2018 2019 2020 Governmental activities Net investment in capital assets $ 118,399 $ 123,437 $ 125,420 $ 159,557 $ 156,763 Restricted 21,120 19,387 17,300 16,170 24,129 Unrestricted 42,210 43,618 44,168 47,739 38,568 Total governmental activities net position $ 181,729 $ 186,442 $ 186,888 $ 223,466 $ 219,460 Business-type activities Net investment in capital assets $ 31,663 $ 31,311 $ 34,996 $ $ Restricted Unrestricted 5,598 4,600 (1282 Total business-type activities net position $ 37,261 $ 35,911 $ 34,868 $ $ Primary government Net investment in capital assets $ 150,062 $ 154,748 $ 160,416 $ 159,557 $ 156,763 Restricted 21,120 19,387 17,300 16,170 24,129 Unrestricted 47,808 48,218 44,040 47,739 38,568 Total primary government net position $ 218,990 $ 222,353 $ 221,756 $ 223,466 $ 219,460 111 A-147 City of Rancho Palos Verdes Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 2011 2012 2013 2014 2015 Expenses Governmental activities: Administration $ 5,997 $ 5,906 $ 5,534 $ 7,530 $ 7,048 Public safety 4,335 4,178 4,348 4,429 4,670 Public works 10,389 11,202 10,874 9,377 10,771 Community development 2,622 2,432 2,526 1,927 2,072 Parks and recreation 1,391 1,490 1,696 1,369 1,669 Non-departmental 35 191 Interest on long-term debt 260 109 Total governmental activities expenses 24,994 25,318 24,978 24,667 26,421 Business-type activities: Water Quality Flood Protection 489 560 594 659 1,422 Total primary government expenses $ 25,483 $ 25,878 $ 25,572 $ 25,326 $ 27,843 Program Revenues Governmental activities: Charges for services: Administration $ 654 $ 747 $ 779 $ 120 $ 108 Public safety 261 194 150 42 43 Public works 622 684 543 169 432 Community development 1,714 1,644 1,854 1,772 2,058 Parks and recreation 457 503 476 18 144 Non-departmental Operating grants and contributions 3,689 3,628 4,133 2,506 2,274 Capital grants and contributions 5 139 139 2,912 1,230 Total governmental activities program revenues 7,402 7,538 8,074 7,539 6,289 Business-type activities: Charges for services: Water Quality Flood Protection 1,312 1,319 1,313 1,361 1,369 Operating grants and contributions 2,137 Capital grants and contributions 6,115 1,213 Total business-type activities program revenues 1,312 1,319 3,450 7,476 2,582 Total primary government program revenues $ 8,714 $ 8,857 $ 11,524 $ 15,015 $ 8,871 Net (expense)/revenue Governmental activities $ (17,592) $ (17,780) $ (16,904) $ (17,128) $ (20,132) Business-type activities 823 759 2,856 6,817 1,159 Total primary government net expense $ (16,769) $ (17,022) $ (14,048) $ ~10,311) $ (18,973) General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes $ 11,854 $ 11,480 $ 11,284 $ 11,991 $ 12,452 Transient occupancy tax 2,640 3,349 3,790 4,250 4,812 Sales taxes 1,548 1,449 1,588 1,642 1,758 Franchise taxes 1,825 1,881 1,907 1,998 2,045 Utility user taxes 2,407 2,333 2,481 2,510 1,973 Other taxes 814 674 778 1,589 1,564 Investment income 318 604 184 94 122 Other 271 52 929 4,146 3,231 Transfers (8,293) (458) Extraordinary item 23,348 (19,289) Total governmental activities 21,677 45,170 (4,641) 28,220 27,499 Business-type activities: Investment income 13 11 10 11 10 Other Transfers 8,293 458 Total business-type activities 13 11 8,303 11 468 Total primary government $ 21,690 $ 45,181 $ 3,662 $ 28,231 $ 27,967 Change in Net Position Governmental activities $ 4,085 $ 27,390 $ (21,545) $ 11,092 $ 7,367 Business-type activities 836 770 11,159 6,828 1,627 Total primary government net expense $ 4,921 $ 28,159 $ (10,386) $ 17,920 $ 8,994 112 A-148 City of Rancho Palos Verdes Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 2016 2017 2018 2019 2020 Expenses Governmental activities: Administration $ 8,062 $ 6,746 $ 7,258 $ 6,563 $ 8,013 Public safety 5,215 6,534 7,339 7,214 7,360 Public works 9,610 10,638 16,073 16,064 18,182 Community development 1,971 2,664 2,726 3,052 2,857 Parks and recreation 2,052 2,434 2,736 3,064 2,857 Non-departmental 134 2,400 1,166 1,134 1,192 Interest on long-term debt Total governmental activities expenses 27,044 31,416 37,298 37,091 40,461 Business-type activities: Water Quality Flood Protection 646 1,400 1,071 811 Total primary government expenses $ 27,690 $ 32,816 $ 38,369 $ 37,902 $ 40,461 Program Revenues Governmental activities: Charges for services: Administration $ 318 $ 1,081 $ 1,032 $ 1,065 $ 1,064 Public safety 179 140 124 104 111 Public works 159 274 659 227 309 Community development 958 2,066 729 2,130 1,793 Parks and recreation 781 708 2,083 766 579 Non-departmental 96 Operating grants and contributions 2,332 4,196 4,481 4,608 4,605 Capital grants and contributions 1,111 818 769 1,137 625 Total governmental activities program revenues 5,934 9,283 9,877 10,037 9,086 Business-type activities: Charges for services: Water Quality Flood Protection 1,385 11 Operating grants and contributions Capital grants and contributions Total business-type activities program revenues 1,385 11 Total primary government program revenues $ 7,319 $ 9,294 $ 9,877 $ 10,037 $ 9,086 Net (expense )/revenue Governmental activities $ (21,110) $ (22,133) $ (27,421) $ (27,054) $ (31,375) Business-type activities 738 (1,389) (1,071) (811) Total primary government net expense $ (20,372) $ (23,522) $ (28,492) $ (27,865) $ (31,375) General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes $ 13,764 $ 13,302 $ 13,762 $ 14,350 $ 14,994 Transient occupancy tax 5,197 5,601 5,615 5,645 3,910 Sales taxes 2,104 2,463 2,129 2,661 2,163 Franchise taxes 2,045 1,985 1,838 2,150 2,146 Utility user taxes 1,866 1,775 403 1,917 1,912 Other taxes 1,179 365 2,520 429 395 Investment income 214 434 838 1,313 1,225 Other 2,608 920 763 909 626 Transfers 34,258 Extraordinary item Total governmental activities 28,977 26,845 27,868 63,632 27,371 Business-type activities: Investment income 21 35 29 Other 200 Transfers (34,258) Total business-type activities 21 38 29 (34,058) Total primary government $ 28,998 $ 26,883 $ 27,897 $ 29,574 $ 27,371 Change in Net Position Governmental activities $ 7,868 $ 4,713 $ 447 $ 36,578 $ (4,004) Business-type activities 759 (1,351) (1,042) (34,869) Total primary government net expense $ 8,627 $ 3,362 $ (595) $ 1,709 $ (4,004) 113 A-149 (THIS PAGE INTENTIONALLY LEFT BLANK) 114 A-150 Fiscal Property Year Tax 2011 11,854 2012 11,480 2013 11,284 2014 11,991 2015 12,452 2016 13,764 2017 13,302 2018 13,028 2019 13,567 2020 14,184 Source City General Ledger City of Rancho Palos Verdes General Governmental Tax Revenues By Source Last Ten Fiscal Years (Modified Accrual Basis of Accounting) (Amounts expressed in thousands) Transient Utility Occupancy Sales Franchise Users Tax Tax Tax Tax 2,640 1,518 1,825 2,407 3,349 1,452 1,881 2,333 3,790 1,589 1,907 2,481 4,250 1,642 1,998 2,510 4,812 1,758 2,044 1,973 5,197 2,104 2,045 1,866 5,601 2,463 1,985 1,775 5,615 2,520 2,129 1,838 5,645 2,661 2,150 1,917 3,910 2,163 2,146 1,912 115 Other Taxes 1,175 1,372 1,492 1,590 1,564 1,179 365 1,290 1,376 1,291 Total 21,419 21,867 22,543 23,981 24,603 26,155 25,491 26,420 27,316 25,606 A-151 City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) 2011 2012 2013 2014 2015 General Fund Non-Spendable $ 7,515 $ 7,493 $ 138 $ 144 $ 598 Restricted Committed Assigned Unassigned 11,385 12,464 14,370 15,474 16,055 Total General Fund $ 18,900 $ 19,957 $ 14,508 $ 15,618 $ 16,653 All other Govermnental Funds Non-Spendable Special Revenue Funds $ 4,818 $ 3,066 $ $ $ Debt Service Fund 573 Capital Projects Funds Permanent Fund 1,750 1,750 1,835 1,845 1,855 Restricted Special Revenue Funds 7,952 8,187 7,849 8,445 8,362 Capital Projects Funds 313 Permanent Fund 319 226 280 1,502 1,492 Committed Special Revenue Funds 36 58 55 Capital Projects Funds Permanent Fund Assigned Special Revenue Funds 794 572 Capital Projects Funds 11,650 15,407 13,084 18,535 21,078 Permanent Fund Unassigned Special Revenue Funds (126) (108) (198) (116) (59) Debt Service Fund (19,687) Capital Projects Funds Permanent Fund Total all other Govermnental Funds $ 7,562 $ 28,528 $ 22,885 $ 31,063 $ 33,355 116 A-152 City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) 2016 2017 2018 2019 2020 General Fund Non-Spendable $ 564 $ 190 $ 913 $ 1,016 $ 249 Restricted Committed 802 964 715 341 167 Assigned Unassigned 13,702 15,671 16,450 19,431 21,333 Total General Fund $ 15,068 $ 16,825 $ 18,078 $ 20,788 $ 21,749 All other Governmental Funds Non-Spendable Special Revenue Funds $ $ $ $ $ Debt Service Fund Capital Projects Funds Permanent Fund 1,866 1,877 1,889 1,902 1,915 Restricted Special Revenue Funds 9,757 11,702 12,825 10,437 10,420 Capital Projects Funds 3,000 4,660 1,438 2,946 2,458 Permanent Fund 1,312 1,148 1,148 885 800 Committed Special Revenue Funds 353 Capital Projects Funds 3,467 Permanent Fund Assigned Special Revenue Funds 476 479 Capital Projects Funds 23,902 23,149 23,942 25,100 23,965 Permanent Fund Unassigned Special Revenue Funds (564) (215) Debt Service Fund Capital Projects Funds Permanent Fund Total all other Governmental Funds $ 44,133 $ 43,015 $ 41,242 $ 40,706 $ 39,343 117 A-153 City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 2011 2012 2013 2014 2015 Revenues Taxes $ 21,419 $ 21,867 $ 22,543 $ 23,981 $ 24,603 Licenses and permits 1,933 1,806 2,027 1,951 2,515 Fines and forfeitures 210 159 117 128 135 Use of money and property 1,560 1,350 1,383 846 653 Charges for services 73 149 141 323 427 Donation 445 Revenues from other agencies 3,162 3,421 3,395 5,301 3,794 Other Revenues 229 259 741 3,068 2,377 Total Revenues 28,586 29,011 30,791 35,598 34,504 Expenditures Administration 5,503 5,726 5,401 5,792 5,135 Public Safety 4,335 4,178 4,348 4,492 4,761 Public Works 7,875 7,616 7,240 7,611 8,042 Parks and Recreation 1,257 1,479 1,557 1,573 1,819 Community Development 2,784 2,484 2,591 2,640 2,870 Non-Departmental 35 190 Pass Through to other agencies Capital Outlay 2,557 3,155 2,721 4,113 8,697 Debt Service Principal 423 464 Interest 887 498 Total Expenditures 25,621 25,599 23,857 26,256 31,514 Excess of Revenues over (under) Expenditures 2,965 3,412 6,934 9,342 2,990 Other Financing Sources (uses) Sales of capital assets 350 Transfers in 8,944 8,226 7,954 10,424 13,525 Transfers out (8,944) (7,856) (16,247) (10,479) (13,188) Bond Proceeds Advances to the Redevelopment Agency Total Other Financing Sources (uses) 350 371 (8,293) (55) 337 Extraordinary Gain (Loss) 18,240 (6,743) Net change in Fund Balances $ 3,315 $ 22,023 $ (8,102) $ 9,287 $ 3,327 Cost of Assets Capitalized 3,180 2,865 2,022 4,820 8,490 Debt Services as a percentage of Non-Capital Expenditures 5.8% 4.2% 0.0% 0.0% 0.0% 118 A-154 City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 2016 2017 2018 2019 2020 Revenues Taxes $ 25,725 $ 25,491 $ 26,266 $ 28,098 $ 26,416 Licenses and permits 2,383 3,044 3,095 2,205 1,917 Fines and forfeitures 180 153 144 331 365 Use of money and property 750 415 714 1,656 1,446 Charges for services 558 1,072 1,113 215 203 Revenues from other agencies 3,443 5,117 5,345 5,158 5,442 Other revenues 1,668 732 1,038 1,026 1,009 Total Revenues 34,707 36,024 37,715 38,689 36,798 Expenditures Administration 6,183 5,445 5,867 5,581 6,319 Public Safety 5,215 6,534 7,399 7,214 7,360 Public Works 7,961 9,084 11,068 13,546 12,260 Parks and Recreation 2,042 2,175 2,493 2,769 2,548 Community Development 2,619 2,664 2,736 3,052 2,857 Non-Departmental 238 2,400 1,167 1,134 1,204 Pass Through to other agencies Capital Outlay 1,344 7,106 7,504 3,291 4,653 Debt Service Principal Interest Total Expenditures 25,602 35,408 38,234 36,587 37,201 Excess of Revenues over (under) Expenditures 9,105 616 (519) 2,102 (403) Other Financing Sources (uses) Sales of capital assets Transfers in 11,784 4,577 5,044 6,027 2,924 Transfers out (11,784) (4,577) (5,044) (5,954) (2,924) Bond Proceeds Advances to the Redevelopment Agency Total Other Financing Sources (uses) 73 Extraordinary Gain (Loss) Net change in Fund Balances $ 9,105 $ 616 $ (5192 $ 2,175 $ ~403) Cost of Assets Capitalized 2,398 8,228 8,228 5,496 4,058 Debt Services as a percentage of Non-Capital Expenditur 0.0% 0.0% 0.0% 0.0% 0.0% 119 A-155 Fiscal Year Residential End Property 2011 8,362,052 2012 8,596,777 2013 8,843,139 2014 9,190,789 2015 9,492,704 2016 10,094,704 2017 10,770,321 2018 11,302,341 2019 11,924,464 2020 12,466,277 Source City of Rancho Palos Verdes Assessed Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) Commercial Industrial Property Property 396,195 3,333 390,497 3,358 402,533 3,425 475,510 3,493 486,378 3,509 501,636 3,580 531,536 3,634 541,829 3,707 580,286 3,781 597,016 3,857 2010-2013 & 2006-07 County Assessor data, Avenu Insights & Analytics 2008-2009 data is provided from previously published CAFR's Unitary value of $840,000 is excluded. 120 Other Unsecured Property Property 570,551 45,258 564,763 70,284 581,160 48,147 660,569 46,962 679,241 45,906 695,738 44,300 506,899 24,986 521,883 26,829 551,820 25,824 556,186 26,416 A-156 City of Rancho Palos Verdes Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) City Fiscal Less Taxable Direct Year Tax-Exempt Assessed Tax End Pro2er~ Value Rate (1) 2011 158,388 9,219,001 0.063728 2012 157,307 9,468,372 0.063728 2013 174,167 9,704,237 0.063728 2014 153,434 10,223,889 0.063728 2015 151,709 10,556,029 0.063728 2016 155,138 11,184,820 0.063728 2017 174,779 11,662,598 0.063728 2018 180,953 12,215,635 0.063728 2019 184,447 12,901,730 0.063728 2020 171,367 13,478,385 0.063728 Source 2010-2013 & 2006-07 County Assessor data, Avenu Insights & Analytics 2008-2009 data is provided from previously published CAFR's Unitary value of$840,000 is excluded. (I) City Direct Tax Rate is represented by TRA 001-224. Estimated Actual Taxable Value (2) $ 9,067,313 $ 10,683,820 $ 11,390,239 $ 13,967,877 $ 13,571,675 $ 15,366,477 $ 17,011,415 $ 15,669,728 $ 17,984,167 $ 17,927,678 Factor of Taxable Assessed Value (3) 0.98355 1.12837 1.17374 1.36620 1.28568 1.37387 1.45863 1.28276 1.39393 1.33011 Assessed Value as a Percentage of Actual Value 101.67% 88.62% 85.20% 73.20% 77.78% 72.79% 68.56% 77.96% 71.74% 75.18% (2) Estimated Actual Value is derived from a series of calculations comparing median assessed values from 1940 to current median sale prices. Based on these calculations a factor was extrapolated and applied to current assessed values. 121 A-157 City of Rancho Palos Verdes Property Tax Rates -Direct and Overlapping Governments Last Ten Fiscal Years 2010-11 2011-12 2012-13 CITY DIRECT RATE 0.063728 0.063728 0.063728 All other direct rates: LA COUNTY GENERAL 0.441223 0.441223 0.441223 LA COUNTY ACCUM CAP OUTLAY 0.000110 0.000110 0.000110 CON SOL. FIRE PRO.DIST OF LA CO. 0.169715 0.169715 0.169715 LA CO. FIRE-FFW 0.006910 0.006910 0.006910 LA CO.FL.CON.DR.IMP.DIST.MAINT. 0.002597 0.002597 0.002597 LA CO FLOOD CONTROL MAINT 0.014699 0.014699 0.014699 PALOS VERDES LIBRARY DIST MAINT 0.043470 0.043470 0.043470 LA CO WEST VECTOR CONTROL DIST. 0.000319 0.000319 0.000319 CO SANITATION DISTNO 5 OPERAT 0.017499 0.017499 0.017499 WTR REPLENISHMENT DIST OF SO CAL 0.000181 0.000181 0.000181 ERAF 0.000000 0.000000 0.000000 EDUCATIONAL AUG FD IMPOUND 0.000000 0.000000 0.000000 COUNTY SCHOOL SERVICES 0.001369 0.001369 0.001369 CHILDREN'S INSTIL TUITION FUND 0.002717 0.002717 0.002717 LA CITY COMM COLLEGE DIST 0.029214 0.029214 0.029214 LA COMM COLL CHILDREN'S CTR FD 0.000302 0.000302 0.000302 PALOS VERDES PENINSULA USD 0.196986 0.196986 0.196986 CO.SCH.SERV.FD-LOS ANGELES 0.008085 0.008085 0.008085 DEV.CTR.HDCPD MINOR-LA UNIF. 0.000876 0.000876 0.000876 TOTAL 1.000000 1.000000 1.000000 Debt Service Rates COUNTY 0.000000 0.000000 0.000000 PALOS VERDES PEN USD 0.022493 0.022511 0.024102 COMMNTY COLLEGE 0.040310 0.035296 0.048750 PALOS VERDES LIB 0.006719 0.006359 0.006441 FLOOD CONTROL 0.000000 0.000000 0.000000 METRO WATER DIST 0.003700 0.003700 0.003500 TOTAL 0.073222 0.067866 0.082793 TOTAL TAX RATE 1.073222 1.067866 1.082793 Source 2010-2015 County Assessor data, Avenu Insights & Analytics 2007-2009 data is provided from previously published CAFR's City has no separate debt service rate, direct rate is 100% operating. TRA 149 is represented for this report. 122 2013-14 2014-15 0.063728 0.063728 0.441223 0.441223 0.000110 0.000110 0.169715 0.169715 0.006910 0.006910 0.002597 0.002597 0.014699 0.014699 0.043470 0.043470 0.000319 0.000319 0.017499 0.017499 0.000181 0.000181 0.000000 0.000000 0.000000 0.000000 0.001369 0.001369 0.002717 0.002717 0.029214 0.029214 0.000302 0.000302 0.196986 0.196986 0.008085 0.008085 0.000876 0.000876 1.000000 1.000000 0.000000 0.000000 0.023109 0.023289 0.044541 0.040174 0.006118 0.005854 0.000000 0.000000 0.003500 0.003500 0.077268 0.072817 1.077268 1.072817 A-158 City of Rancho Palos Verdes Property Tax Rates-Direct and Overlapping Governments Last Ten Fiscal Years 2015-16 2016-17 2017-18 CITY DIRECT RATE 0.063728 0.063728 0.063728 All other direct rates: LA COUNTY GENERAL 0.441223 0.441223 0.441223 LA COUNTY ACCUM CAP OUTLAY 0.000110 0.000110 0.000110 CONSOL. FIRE PRO.DIST OF LA CO. 0.169715 0.169715 0.169715 LA CO. FIRE-FFW 0.006910 0.006910 0.006910 LA CO.FL.CON.DR.IMP.DIST.MAINT. 0.002597 0.002597 0.002597 LA CO FLOOD CONTROL MAINT 0.014699 0.014699 0.014699 PALOS VERDES LIBRARY DIST MAINT 0.043470 0.043470 0.043470 LA CO WEST VECTOR CONTROL DIST. 0.000319 0.000319 0.000319 CO SANITATION DIST NO 5 OPERA T 0.017499 0.017499 0.017499 WTR REPLENISHMENT DIST OF SO CAL 0.000181 0.000181 0.000181 ERAF 0.000000 0.000000 0.000000 EDUCATIONAL AUG FD IMPOUND 0.000000 0.000000 0.000000 COUNTY SCHOOL SERVICES 0.001369 0.001369 0.001369 CHILDREN'S INSTIL TUITION FUND 0.002717 0.002717 0.002717 LA CITY COMM COLLEGE DIST 0.029214 0.029214 0.029214 LA COMM COLL CHILDREN'S CTR FD 0.000302 0.000302 0.000302 PALOS VERDES PENINSULA USD 0.196986 0.196986 0.196986 CO.SCH.SERV.FD-LOS ANGELES 0.008085 0.008085 0.008085 DEV.CTR.HDCPD MINOR-LA UNIF. 0.000876 0.000876 0.000876 TOTAL 1.000000 1.000000 1.000000 Debt Service Rates COUNTY 0.000000 0.000000 0.000000 PALOS VERDES PEN USD 0.023433 0.023197 0.023093 COMMNTY COLLEGE 0.035755 0.035956 0.045990 PALOS VERDES LIB 0.005630 0.000000 0.000000 FLOOD CONTROL 0.000000 0.000000 0.000000 METRO WATER DIST 0.003500 0.003500 0.003500 TOTAL 0.068318 0.062653 0.072583 TOTAL TAX RATE 1.068318 1.062653 1.072583 Source 2010-2015 County Assessor data, Avenu Insights & Analytics 2007-2009 data is provided from previously published CAFR's City has no separate debt service rate, direct rate is I 00% operating. TRA 149 is represented for this report. 123 2018-19 2019-20 0.063728 0.063728 0.441223 0.441223 0.000110 0.000110 0.169715 0.169715 0.006910 0.006910 0.002597 0.002597 0.014699 0.014699 0.043470 0.043470 0.000319 0.000319 0.017499 0.017499 0.000181 0.000181 0.000000 0.000000 0.000000 0.000000 0.001369 0.001369 0.002717 0.002717 0.029214 0.029214 0.000302 0.000302 0.196986 0.196986 0.008085 0.008085 0.000876 0.000876 1.000000 1.000000 0.000000 0.000000 0.023709 0.023589 0.046213 0.027175 0.000000 0.000000 0.000000 0.000000 0.003500 0.003500 0.073422 0.054264 1.073422 1.054264 A-159 City of Rancho Palos Verdes Principal Property Tax Payers Last Fiscal Year and Nine Years Ago 2019-20 2010-11 Percentage of Percentage of Taxable Total City Taxable Taxable Total City Taxable Taxpayer Value($) Rank Value(%) Value($) Rank Value(%) Long Point Development Lie 473,436,375 I 3.51% 329,854,761 3.58% Gs Palos Verdes Lie 112,578,123 2 0.84% Roic California Lie 69,124,176 3 0.51% P V Victoria Apartments Lie 54,179,298 4 0.40% 46,703,821 0.51% 6507 6510 Vista Catalina Apts 42,601,443 5 0.32% Western Riviera Investors Et AI 33,507,168 6 0.25% 28,468,344 6 0.31% Golden Cove Center Lie 31,404,002 7 0.23% 25,948,345 0.28% Ocean View Drive Inc 28,066,682 8 0.21% California Water Service Co 26,679,365 9 0.20% 8,116,888 16 0.09% Belmont Village Rpv Lp 26,493,757 10 0.20% 22,232,551 10 0.24% Johnson Eric C Co Tr 18,307,846 II 0.14% 18,233,759 12 0.20% Wlp Westmont Plaza Lie 16,263,979 12 0.12% Vh Property Corp 14,621,777 13 0.11% 45,259,624 4 0.49% American Golf, Inc 13,530,578 14 0.10% Vhps Lie 12,306,527 15 0.09% 21,036,463 II 0.23% Chang Jacqueline 9,775,681 16 0.07% Victoria Apartments 8,980,589 17 0.07% 7,763,471 17 0.08% Thornecrest Lie 8,969,237 18 0.07% Palos Verdes Terrace Ltd 8,798,777 19 0.07% 7,605,139 18 0.08% Wei Lai Development Lie 8,628,320 20 0.06% Xcx Bear Lie 8,387,488 21 0.06% Bruning Fred W Co Tr 8,360,433 22 0.06% AaHomes Lie 8,113,636 23 0.06% Maleenont Voravat 8,090,130 24 0.06% Wang Lisa 8,050,785 25 0.06% Ppc Villas Rpv Lie 63,710,973 2 0.69% Terraces Rancho Palos Verdes L 35,148,602 0.38% Ppc Palos Verdes Lie 25,972,775 7 0.28% Cox Com Inc. Orange 23,912,452 9 0.26% Tridiamond Lie 13,311,514 13 0.14% York Point View Properties Lie 9,577,246 14 0.10% Kariger Brian P 8,330,210 15 0.09% RuffinPhillipG 7,575,000 19 0.08% Saitta Christopher L 6,557,865 20 0.07% Amdan Investment Lie Lessee 6,550,000 21 0.07% Gerts Igor Aona 6,458,000 22 0.07% Labarba James G 6,087,262 23 0.07% Imbach Scott A Diane Y 5,977,923 24 0.06% Clow Leland E Ilene F 5,836,697 25 0.06% Total Top 2 5 Taxpayers $ 1,059,256,172 7.86% $ 786,229,685 8.53% Total Taxable Value $ 13,478,384,971 100.00% $ 9,219,000,927 100.00% Source Los Angeles County Assessor data, MuniServices, LLC I an Avenu Insights & Analytics Company 124 A-160 City of Rancho Palos Verdes Property Tax Levies and Collections Last Ten Fiscal Years (amounts expressed in thousands) Collected within the Total Tax Fiscal Year of the Lev~ Total Collections to Date Fiscal Levy for Percentage Collections in Percentage Year Fiscal Year Amount of Levy Subseguent Years Amount of Levy 2011* 5,597 5,462 97.59% 0 5,462 97.59% 2012 5,777 5,656 97.91% 0 5,656 97.91% 2013 5,951 5,844 98.20% 0 5,844 98.20% 2014 6,287 6,193 98.50% 0 6,193 98.50% 2015 6,487 6,396 98.60% 0 6,396 98.60% 2016 6,813 6,716 98.58% 0 6,716 98.58% 2017 7,093 7,009 98.82% 0 7,009 98.82% 2018 7,481 7,389 98.77% 0 7,389 98.77% 2019 7,888 7,782 98.66% 0 7,782 98.66% 2020 8,290 8,017 96.71% 0 8,017 96.71% Source County Assessor General Ledger, MuniServices, LLC I Avenu Insights & Analytics * Includes 1% secured apportionment only 125 A-161 (THIS PAGE INTENTIONALLY LEFT BLANK) 126 A-162 City of Rancho Palos Verdes Direct and Overlapping Governmental Activities Debt Current Year CITY OF RANCHO PALOS VERDES 2018-19 Assessed Valuation: $13,547,204,627 DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT: Metropolitan Water District Los Angeles Community College District Los Angeles Unified School District Palos Verdes Unified School District City of Rancho Palos Verdes TOTAL DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT Less: Los Angeles Unified School District General Obligation Bonds, Election of2005, Series J (2010) Qualified School Construction Bonds: Amount accumulated in Interest and Sinking Fund and Set Asides for Repayment TOTAL NET OVERLAPPING TAN AND ASSESSMENT DEBT OVERLAPPING GENERAL FUND DEBT: Los Angeles County General Fund Obligations Los Angeles County Superintendent of Schools Certificates of Participation Los Angeles County Sanitation District No. 5 Authority Los Angeles County South Bay Cities Sanitation District Authority Los Angeles Unified School District Certificates of Participation TOTAL GROSS OVERLAPPING GENERAL FUND DEBT Less: Los Angeles Unified School District QZABs supported by investment fund TOTAL NET OVERLAPPING GENERAL FUND DEBT TOTAL DIRECT DEBT TOTAL GROSS OVERLAPPING DEBT TOTAL NET OVERLAPPING DEBT GROSS COMBINED TOTAL DEBT NET COMBINED TOTAL DEBT Total Debt 6/30/2020 $37,300,000 4,234,460,000 10,624,010,000 54,613,827 0 $2,317,550,679 5,182,434 9,233,499 1,573,880 164,430,000 % Applicable (1) 0.438% 1.495% 0.177% 47.105% 100% 0.840% 0.840% 10.101% 4.068% 0.177% City's Share of Debt 6/30/20 $163,374 63,305,177 18,804,498 25,725,843 0 $107,998,892 48,374 $107,950,518 $19,467,426 43,532 932,676 64,025 291,041 $20,798,700 17,033 $20,781,667 $0 $128,797,592 $128,732,185 $128,797,592 $128,732,185 (I) The percentage of overlapping debt applicable to the city is estimated using taxable assessed property value. Applicable percentages were estimated by determining the portion of the overlapping district's assessed value that is within the boundaries of the city divided by the district's total taxable assessed value. (2) Excludes tax and revenue anticipation notes, revenue, mortgage revenue and non-bonded capital lease obligations. Ratios to 2019-20 Assessed Valuation: Direct Debt Total Gross Direct and Overlapping Tax and Assessment Debt Total Net Direct and Overlapping Tax and Assessment Debt Gross Combined Total Debt Net Combined Total Debt Source 2019-20 Avenu Insights & Analytics 127 0.00% 0.80% 0.80% 0.95% 0.95% (2) A-163 Debt Limit Total Net Debt applicable to limit Legal Debt Margin Total Net Debt applicable to the limit as a percentage of Debt Limit $ $ 2011 City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year 2012 2013 1,382,850 $ 1,420,256 $ 1,382,850 1,382,850 $ 1,420,256 $ 1,382,850 0% 0% 0% 128 2014 2015 $ 1,533,583 $ 1,583,404 $ 1,533,583 $ 1,583,404 0% 0% A-164 Debt Limit Total Net Debt applicable to limit Legal Debt Margin Total Net Debt applicable to the limit as a percentage of Debt Limit $ $ 2016 City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year 2017 2018 1,677,723 $ 1,749,390 $ 1,832,345 1,677,723 $ 1,749,390 $ 1,832,345 0% 0% 0% 2019 $ 1,935,260 $ 1,935,260 0% Total Taxable Value Debt Limit (15% of total taxable value) Debt applicable to limit Legal Debt Margin Cities have a maximum G.O. debt limit of 15% of the assessed valuation of all property within their boundaries. 129 2020 $ 2,021,758 $ 2,021,758 0% $ 13,478,385 2,021,758 $ 2,021,758 A-165 Fiscal Year Poeulation (1) 2010-11 41,766 2011-12 41,897 2012-13 42,114 2013-14 42,358 2014-15 42,564 2015-16 43,041 2016-17 42,884 2017-18 42,723 2018-19 42,560 2019-20 41,731 Source MuniServices, LLC I Avenu Insights & Ana1ytics City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years Per Capita Personal Personal Income (2l Income {2) 2,425,936,344 58,084 2,561,016,971 61,127 2,618,143,152 62,168 2,564,205,491 60,537 2,593,892,724 60,941 2,461,988,241 57,201 2,569,293,654 59,913 2, 722,513,349 63,725 2,860,710,832 67,216 2,917,361,629 69,909 Median Age 44.3 47.6 47.8 47.6 48.9 49.6 49.5 49.3 49.4 49.7 The California Department of Finance demographics estimates now incorporate 2010 Census counts as the benchmark. (1) Population Projections are provided by the California Department of Finance Projections. (2) Income Data is provided by the U.S. Census Bureau, 2010 American Community Survey. **Public School Enrollment 11,928 11,840 11,873 11,700 11,632 11,499 11,428 11,346 11,217 11,009 **Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Other school districts within the City are not included. 130 A-166 Fiscal Year 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 2016-17 2017-18 2018-19 2019-20 Source Avenu Insights & Analytics City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years County City Unemployment Unemployment Rate(%) (3) Rate(%) (3) 11.9% 4.1% 11.1% 3.8% 11.0% 3.7% 7.6% 2.5% 7.1% 3.4% 6.7% 3.2% 5.2% 2.5% 4.1% 3.4% 3.9% 3.3% 20.6% 13.2% County Poj!ulation (1} 9,858,989 9,884,632 9,958,091 10,041,797 10,136,559 10,241,335 10,241,278 10,283,729 10,253,716 10,172,951 The California Department of Finance demographics estimates now incorporate 2010 Census counts as the benchmark. (1) Population Projections are provided by the California Department of Finance Projections. (3) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. 131 City Population (% of County) 0.42% 0.42% 0.42% 0.42% 0.42% 0.42% 0.42% 0.42% 0.42% 0.41% A-167 Taxpayer 7-Eleven Food Stores Amsler Testing Audio Visual Services Group Avenue Italy 2019-20 Blue Crab Steak & Seafood Restaurant California Chemical Centinela Feed & Pet Supplies El Polio Loco G & M Service Stations Granvia Tomatillo Service Center Green Hills Memorial Park Highridge Car Wash Los Verdes Country Club Marshall's Stores O'Reilly Auto Parts PGA Tournament Corporation Ralph's Grocery Company Smart & Final Southern California Discount Tire Terranea Resort The Admiral Risty Trader Joe's Trump National Golf Club Western Tobacco Whose Investment Source MuniServices, LLC I Avenu Insights & Analytics City of Rancho Palos Verdes Principal Sales Tax Producers Last Fiscal Year and Nine Years Ago Business Type Food Markets Office Equipment Office Equipment Restaurants Restaurants Chemical Products Florist/Nursery Restaurants Service Stations Service Stations Miscellaneous Other Service Stations Miscellaneous Retail Apparel Stores Auto Parts/Repair Restaurants Food Markets Food Markets Auto Parts/Repair Restaurants Restaurants Food Markets Miscellaneous Retail Miscellaneous Retail Restaurants 132 Taxpayer 7-Eleven Food Stores Admiral Risty Restaurant America's Tire Asaka Japanese Cuisine Audio Visual Services Group Carl's Jr. Restaurants Centinela Feed & Pet Supplies Chevron Service Stations Coco's Restaurants Daniel J Jeldum Denny's Restaurant El Polio Loco Good Night Mattress Green Hills Memorial Park Hughes Markets !HOP Restaurants Kragen Auto Parts Los Verdes Country Club Marshall's Stores Mobil Service Stations Rolling Hills Plastics Smart & Final Terranea Resort Trader Joe's VH Property 2010-11 Business Type Food Markets Restaurants Auto Parts/Repair Restaurants Office Equipment Restaurants Miscellaneous Retail Service Stations Restaurants Miscellaneous Retail Restaurants Restaurants Furniture/Appliance Miscellaneous Other Food Markets Restaurants Auto Parts/Repair Restaurants Apparel Stores Service Stations Light Industry Food Markets Restaurants Food Markets Miscellaneous Retail A-168 City of Rancho Palos Verdes Principal Employers Current Year and Three Years Ago Employer Palos Verdes Peninsula Unified School District Terranea Resort Hotel* Belmont Corp Ltd (Belmont Village of Rancho) Canterbury Marymount College Trump National Golf Club* City of Rancho Palos Verdes* Ralphs Store #720 Green Hills Memorial Park American Golf Corp (Los Verdes Golf Course) Subtotal of Principal Employers Total City Employment (I) Source Emelo;!:ees 1,071 534 168 169 139 138 122 117 72 56 2,586 16,700 MuniServices, LLC I an Avenu Insights & Analytics Company Results based on direct correspondence with city's local businesses. (I) Total City Labor Force is provided by EDD Labor Force Data *Count includes both full and part time employees Trader Joe's Store's (#57 & #233) choose to no longer participate 2019-20 Percentage of Total City Rank Emelo~ment I 6.41% 2 3.20% 3 1.01% 4 1.01% 5 0.83% 6 0.83% 7 0.73% 8 0.70% 9 0.43% 10 034% 15.49% 133 2016-17 Percentage of Total City Emelo;!:ees Rank Emelo~ment 1,444 I 748% 1,226 2 635% 165 5 0.85% 141 6 0.73% 203 3 1.05% 186 4 0.96% 116 7 0.60% 104 8 0.54% 71 10 0.37% 72 9 0.37% 3,728 19.32% 19,300 A-169 (THIS PAGE INTENTIONALLY LEFT BLANK) 134 A-170 2011 Function General Government 54 Part-Time Staff (I) 18 Total 72 Source City of Rancho Palos Verdes Full-time Equivalent City Government Employees by Function Last Ten Fiscal Years 2012 2013 2014 2015 2016 2017 52 53 54 60 62 62 16.5 16 22 25 29 29 68.5 69 76 85 91 91 City Budget documents and Payroll records (!)Full-Time Equivalent 135 2018 2019 2020 64 60 61 30 29 26 94 89 87 A-171 Function Administration Employee Resignations Workers Compensation Claims Liability Claims Budget Adjustments Business Licenses Issued Web Site Page Views (I) Public Safety Part I Crime Rates (per 10,000 population) Public Works City of Rancho Palos Verdes Operating Indicators by Function Last Ten Fiscal Years 2011 14 17 1,891 2.8mil I43 2012 8 3 II II 1,294 3.0mil 131 2013 7 3 14 24 1,868 3.lmil 149 Solid Waste Diversion Rates (2) Pavement Rating 4.2\bs/person/day 4. 2lbs/person/ day 2.87\bs/person/day Parks and Recreation Park Events Class Meetings at Parks Docent Led Nature Hikes Community Development Building Permits Processed Plan Checks Municipal Code Violations Closed Source City Departments DNA: Data Not Available 85 85 580 582 2,313 1,587 105 104 1,432 1,221 161 161 371 321 (I): The City launched a new website and with it, the methodology used to count total page views was modified. 84 765 1,202 121 1,403 268 312 (2): A new system of measuring AB939 compliance was implemented in 2008 with the passage of SB\016. This changed the previous diversion calculation method to the new disposal-based indicator-the per capita disposal rate. The per capita disposal target is based on the average of 50 percent of generation in 2003 through 2006, expressed in terms of per capital disposal. 136 2014 2015 14 10 9 II 15 15 1,997 2,134 3.3mil 426,772 * 107 134 2.84\bs/person/day 3.15lbs/person/day 82 82 631 639 1,233 1,400 109 103 1,492 1,558 264 255 392 358 A-172 Function Administration Employee Resignations Workers Compensation Claims Liability Claims Budget Adjustments Business Licenses Issued Web Site Page Views (I) Public Safety Part I Crime Rates (per I 0,000 population) Public Works Solid Waste Diversion Rates (2) (4) Pavement Rating Parks and Recreation Park Events Class Meetings at Parks Docent Led Nature Hikes Volunteer Events (3) Volunteers (3) Volunteer Hours (3) Open Space Mgmt. Public Contacts (3) Open Space Mgmt. Rules Enforced (3) Open Space Mgmt. Maintenance I Projects (3) Community Development Building Permits Processed Plan Checks Municipal Code Violations Closed Source City Departments DNA: Data Not Available City of Rancho Palos Verdes Operating Indicators by Function Last Ten Fiscal Years 2016 2017 6 6 2 8 28 6 18 48 2,012 1,939 403,704 536,568 106 Not available at this time 2018 27 2 80 1,902 445,633 113 3 .08lbs/person/day 2.46lbs/person/day 2.46lbs/personlday 84 84 84 810 829 1,281 1,025 1,030 922 94 108 113 35 61 764 1,806 2,486 5,919 23,1 OJ 33,306 1,367 1,925 782 1,219 1,758 1,665 1,985 289 289 292 505 432 457 (I): The City launched a new website and with it, the methodology used to count total page views was modified. (2): A new system of measuring AB939 compliance was implemented in 2008 with the passage of SB I 016. This changed the previous diversion calculation method to the new disposal-based indicator-the per capita disposal rate. The per capita disposal target is based on the average of 50 percent of generation in 2003 through 2006, expressed in terms of per capital disposal. (3) Began tracking this indicator in 2017. 137 2019 2020 23 30 I 98 1,971 1,776 450,206 657,040 99 109 5.6lbs/personlday 5. 7lbs/personlday 89 89 1,122 807 852 520 104 37 46 37 1,095 974 3,569 2,724 29,973 29,786 1,262 1,876 546 2,186 1,933 288 256 338 275 A-173 2011 2012 Function Administration Computer Workstations 92 88 Public Works Street Miles 143 144 Traffic Signals 16 18 Parks and Recreation Parks 15 15 Community Development Vehicles Used for Inspections 5 5 Source City Capital Asset Records Public safety services are contracted with other agencies. City of Rancho Palos Verdes Capital Asset Statistics by Function Last Ten Fiscal Years 2013 2014 2015 93 98 114 141 141 149 15 15 15 15 16 16 5 4 4 2016 138 149 15 16 4 The City does not own any public safety capital assets. 138 2017 2018 2019 2020 140 144 144 !55 149 149 150.1 150.1 15 15 15 15 16 17 17 17 2 2 4 4 B-1 To the Honorable Mayor and Members of City Council of the City of Rancho Palos Verdes Rancho Palos Verdes, California Clift on l arso nAII en LL P CLAco nn ect.com We have audited the financial statements of the governmental activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California (the City), as of and for the year ended June 30, 2020. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards and Government Auditing Standards, as well as certain information related to the planned scope and timing of our audit. We have communicated such information to you in our engagement letter dated May 4, 2020, and our letter on planning matters dated May 15, 2020. Professional standards also require that we communicate to you the following information related to our audit. Significant Audit Findings Qualitative Aspects of Accounting Practices Management is responsible for the selection and use of appropriate accounting policies. The significant accounting policies used by the City are described in Note 1 to the financial statements. No new accounting policies were adopted and the application of other existing policies was not changed during the year ended June 30, 2020. We noted no transactions entered into by the City during the year for which there is a lack of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting estimates are an integral part of the financial statements prepared by management and are based on management's knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. The most sensitive estimate affecting the financial statements was: The annual required contributions, pension expense , net pension liability, and corresponding deferred outflows of resources and deferred inflows of resources for the City's public defined benefit plans with CalPERS are based on actuarial valuations provided by CalPERS. We evaluated the key factors and assumptions used to develop these estimates in determining that they were reasonable in relation to the financial statements taken as a whole. ~Ne;i~ ~ International 1 B-2 Significant Audit Findings (Continued) Qualitative Aspects of Accounting Practices (Continued) Certain financial statement disclosures are particularly sensitive because of their significance to financial statement users. The most sensitive disclosure affecting the financial statements was reported in Note 8 regarding the City's defined benefit pension plans. The financial statement disclosures are neutral, consistent, and clear. Difficulties Encountered in Performing the Audit We encountered no significant difficulties in dealing with management in performing and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that are trivial, and communicate them to the appropriate level of management. The attached schedule summarizes uncorrected misstatements of the financial statements. Management has determined that their effects are immaterial, both individually and in the aggregate, to the financial statements taken as a whole. In addition, none of the misstatements detected as a result of audit procedures and corrected by management were material, either individually or in the aggregate, to each opinion unit's financial statements taken as a whole. Disagreements with Management For purposes of this letter, a disagreement with management is a financial accounting, reporting, or auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial statements or the auditor's report. We are pleased to report that no such disagreements arose during the course of our audit. Management Representations We have requested certain representations from management that are included in the management representation letter dated January 15, 2021. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a "second opinion" on certain situations. If a consultation involves application of an accounting principle to the City's financial statements or a determination of the type of auditor's opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. 2 B-3 Significant Audit Findings (Continued) Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the City's auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Other Matters We applied certain limited procedures to management's discussion and analysis, the schedule of proportionate share of the net pension liability, and the schedule of pension contributions, identified as Required Supplementary Information (RSI) that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. We were engaged to report on the combining statements and individual fund schedules (supplementary information), which accompany the financial statements but are not RSI. With respect to this supplementary information, we made certain inquiries of management and evaluated the form, content, and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the basic financial statements or to the basic financial statements themselves. We were not engaged to report on the introductory section and statistical section which accompany the financial statements but are not RSI. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Restriction on Use This information is intended solely for the use of management, the City Council, and others within the City and is not intended to be and should not be used by anyone other than these specified parties. CliftonLarsonAllen LLP Irvine, California January 15, 2021 3 B-4 .Client: Engagement: Period En d in g : Tri a l Balance : Workpape r: 237-70346800 ·Rancho Palos Verdes City 2020 • Rancho Palos Verdes City 6130/2020 2999.01-Trial Balance Database 3230.01 ·Proposed Journal Entries Report Account Description W/P Ref Debit Credit Proposed Journal Entries Proposed Journal Entnes JE # 301 Kn own· Fair value adjustments to investments in LAIF and US T-notes 101-100-0000-0103 LAI F CASH 101 -100-0000-0105 VINING SPARKS INVESTMENTS 101-281-0000-1000 FUND BALANCE UNRESERVED WNDE-101-0000-0001 UNREALIZED GAIN/LOSS ON INVESTMENT Total Proposed Journal Entries JE # 302 To adjust gas tax reve nues to an accrual basis 202-110-0000-0114 ACCO UNTS RECE IVAB LE MISC 202-240-0000-0702 RESTR ICTED · PUB LI C WORKS 202-300-0000-3304 STATE GRANTS · SECTION 2103 Total Total Proposed Journal Entries Total All Journal Entries 4100.02 183 ,41 5.00 47,501 .00 33 ,573 .00 197,343.00 23 0,916.00 230 ,916 .00 7200.05 83,586 .00 68,466.00 15 ,120.00 83,586.00 83,586 .0 0 314,502.00 314,502.00 314,502 .00 314 ,502.00 C-1 Cli fto nlarso nAII en LL P CLAco nnect.co m INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of City Council of the City of Rancho Palos Verdes Rancho Palos Verdes , California We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to the financial audits contained in Government Audit Standards , issued by the Comptroller General of the United States , the financial statements of the governmental activities , each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes (the City) as of and for the year ended June 30, 2020, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated January 15, 2021. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements , but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness ofthe City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions , to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency , or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement ofthe entity's financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency , or a combination of deficiencies , in internal control that is less severe than a material weakness , yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. ~Ne;i~ ~ International 1 C-2 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of This Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. CliftonLarsonAllen LLP Irvine, California January 15, 2021 2