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CC SR 20200218 06 - FY2018-19 CAFR CITY COUNCIL MEETING DATE: 02/18/2020 AGENDA REPORT AGENDA HEADING: Regular Business AGENDA DESCRIPTION: Consideration and possible action to receive and file the FY18-19 Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes RECOMMENDED COUNCIL ACTION: (1) Receive and file the FY18-19 Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes; Statements on Auditing Standards (SAS) 114 Letter from Independent Auditors to Those Charged with Governance; and Independent Auditors’ Report on Internal Control over Financial Reporting, Compliance and other Matters (GAS Letter). FISCAL IMPACT: None Amount Budgeted: N/A Additional Appropriation: N/A Account Number(s): N/A ORIGINATED BY: Vina Ramos, Accounting Supervisor REVIEWED BY: Angelina Garcia, Interim Director of Finance APPROVED BY: Ara Mihranian, AICP, Interim City Manager ATTACHED SUPPORTING DOCUMENTS: A. FY18-19 Comprehensive Annual Financial Report (CAFR) (page A-1) B. SAS 114 Letter from Independent Auditors to Those Charged with Governance (page B-1) C. Government Auditing Standards (GAS) Letter from Independent Auditors on Internal Control and Compliance (page C-1) EXECUTIVE SUMMARY: The Comprehensive Annual Financial Report (CAFR) provides a narrative overview and analysis of the City’s financial activities for the fiscal year ended June 30, 2019. The CAFR is prepared in conformity with Generally Accepted Accounting Principles (GAAP) and Governmental Accounting Board (GASB) requirements. Before its iss uance, the CAFR is audited by White Nelson Diehl Evans, LLP (WNDE), a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable 1 assurance that the City’s financial statements for the fiscal year ended June 30, 2019 are free of material misstatement. On December 27, 2019, WNDE issued an unmodified (clean) opinion and that the City’s financial statements are fairly presented in conformity with GAAP. BACKGROUND AND DISCUSSION: Overview of the CAFR The City’s CAFR includes the following major sections and information:  Introductory Section: Letter of Transmittal prepared by the City’s management  Financial Section: Independent Auditors’ Report  Management’s Discussion & Analysis (MD&A): analytical overview of the City’s financial prepared by the Finance Department  Basic Financial Statements: information on City’s finances from July 1, 2018 through June 30, 2019  Required Supplementary and Supplementary Information: information on pension and breakout of the individual funds  Statistical Section: historical financial trends Financial Highlights The City’s government-wide financial statements are designed to provide readers with a broad overview of the City’s finances. The financial statements combine the Governmental and Business-type activities for the purpose of presenting an overall picture of the financial position and results of operations of the government. The Governmental Activities are the City’s General Fund, Capital Improvement Fund, and Special Revenue Funds. The Business-type Activities are in the City’s Enterprise Fund. The results for both activities are reflected in the Statement of Net Position, which is calculated by the total assets and deferred outflows minus liabilities and deferred inflows. As of June 30, 2019, the City’s Net Position is $223.5 million, which increased by $1.7 million from the prior year. Of the increased amount, $2.3 million was an increase from the Governmental Activities, primarily from the continued revenue growth in property taxes and a capital grant from Proposition A (Los Angeles County Regional Parks and Open Space) for the Lower Hesse Park Improvement Project. The increase of $2.3 million from the Governmental Activities was partially offset by the decreased amount of $0.6 million from the Business-type activities. As of June 30, 2019, the final phase of the storm drain project funded by the remaining balance in the Water Quality Flood Protection Enterprise Fund has been completed. As such, the assets in the amount of $34.2 million from the Business-type activities were transferred to the Governmental activities. All subsequent activities will be recorded in the Capital Improvement Fund and General Fund. Additional details on the capital assets transfer 2 are included in the Notes to Basic Financial Statements on page 48-49 of the CAFR (Attachment A). The summary of the City’s Net Position is illustrated below: Summary of Net Position The Statement of Net Position also presents the City’s investments in capital assets, restricted funds, and unrestricted funds. Of the $223.5 million of Net Position, $159.6 million is net invested in capital assets, $14.2 million is restricted for approved carryover projects in the Capital Improvement Fund and Special Revenue Funds, $1.9 million is restricted for the Improvement Authority, Subregion One, and Natural Communities Conservation Plan. The remaining $47 million is unrestricted, which may be used to meet the City’s ongoing obligations to its citizens and creditors. Additional details on the City’s Statement of Net Position are on pages 19 -21 and pages 52-53 of the CAFR (Attachment A). General Fund Balance Results The General Fund is the City’s chief operating fund that accounts for taxes, licenses and permits, charges for services, fines and forfeitures, and use of money and property. The General Fund also accounts for the expenditures related to the core administrative and operational services of the City. As a measure of the General Fund’s liquidity, it may be useful to compare both Unassigned Fund Balance and Total Fund Balance to total fund uses (expenditures and transfers out). Additionally, in accordance with the City Council’s Reserve Policy, the Unassigned Fund Balance has historically been maintained at or above the policy threshold level of 50% of the annually-budgeted General Fund expenditures. At June 30, 2019, the Unassigned Fund balance of the General Fund was $19.4 million, while total Fund Balance reached $20.8 million. The Unassigned Fund Balance represents 3 67% of total General Fund uses, while total Fund Balance represents 71% of the same amount. Furthermore, the General Fund reported an increase in fund balance in the amount of $2.7 million. The increase is primarily from higher than expected inflow from licenses, permits, franchise tax, and savings from expenditures. The following table is a General Fund summary of the Statement of Revenues, Exp enditures, and Changes in Fund Balance from page 24 of the CAFR. The financial year-end details were previously presented to the City Council on December 17, 2019. General Fund Results FY 2018-19 Additional detailed information on City’s General Fund can be found on pages 26-27 and page 52 of the CAFR (Attachment A). Other Relevant Detail GASB 68 (Pension) In June 2015, the GASB approved Statement No.68 with the objective to improve accounting and financial reporting by the state and local governments with respect to pensions. State and local agencies are required to recognize applicable pension amounts as a liability in their financial statements (Balance Sheet), and also provide extensive footnote disclosures and additional supplementary s chedules related to their pension plan. The City’s net pension liability for the Miscellaneous Plan is measured as the proportionate share of the net pension liability of the collective cost-sharing plan. The City’s net pension liability of the Plan is measured as of June 30, 2018, and the total pension liability for the Miscellaneous Plan used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2017, rolled forward to June 30, 2018, using standard update procedures. The City’s proportion of the net pension liability was based on a projection of the City’s long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. General Fund Revenues 31,618,664$ Less: Operating Expenditures (24,854,609)$ Excess of Revenues Over Expenditures 6,764,055$ Transfers (4,054,468)$ Net Change in Fund Balance 2,709,587$ Fund Balance - Beginning of Year 18,078,960$ General Fund Balance 6/30/18 20,788,547$ 4 As of June 30, 2019, the City reported a liability of $10.9 million for its proportionate share of the net pension liability, a decrease of $0.2 million from the previous year. The decrease is mainly due to a lower percentage of plan’s proportionate share of the ne t pension liability as a percentage of covered payroll and an increase amount of the plan’s proportionate share of aggregate employer contributions. Additional detailed information on City’s Pension Liability is on pages 54-59 and pages 67-68 of the CAFR (Attachment A). Independent’s Audit Report On December 27, 2019, WNDE issued an unmodified (clean) opinion of the City’s FY18-19 financial statements (Attachment A, pages 1-3 and Attachment B). A clean opinion certifies that the City’s FY18-19 CAFR meets the standards and requirements established by GASB for presentation of financial data, note disclosure, and statistical information. Additionally, the auditors are required to issue a report on internal controls over financial reporting and on compliance and other matters base on an audit of the financial statements in accordance with Government Auditing Standards. This is typically called the “GAS Letter” (Attachment C). This is the letter that would report any material weaknesses or significant deficiencies identified during the course of the audit. As is stated in their report, WNDE did not identify any deficiencies in internal control that they considered to be material weaknesses during their audit. If other matters are identified that warrant a recommendation, a separate letter is typically issued which we typically refer to as a “Management Recommendation Letter”. For the FY18-19 audit, no Management Recommendation Letter was issued. Staff submitted the CAFR to the Government Finance Officers Association (GFOA) for the Certificate of Achievement for Excellence in Finance Reporting. In order to be awarded a Certificate of Achievement, a government must publish an easily-readable and efficiently-organized CAFR. This report must satisfy both generally accepted accounting principles and applicable legal requirements. If awarded, it will be the City’s 26th consecutive year to receive the award. Ad-Hoc Audit Subcommittee Pursuant to City Council policy, an Ad-Hoc Audit Subcommittee is established as a Subcommittee of the City Council, comprised of two members of the City Council appointed annually by the Mayor. The purpose of Subcommittee is review and overs ee the independent audit of the City’s financial statements. The Subcommittee shall report all findings to the City Council. On February 10, 2020, City Staff, including Interim Director of Finance Angelina Garcia and audit partner Robert Callanan , met and conducted an exit interview with the current Subcommittee, comprised of Mayor Cruikshank and Mayor Pro Tem Alegria. The CAFR book is available at City Hall and online on the City’s Transparency webpage at http://www.rpvca.gov/286/Comprehensive-Annual-Financial-Report-CA. 5 CITY OF RANCHO PALOS VERDES ANNUAL FINANCIAL REPORT COMPREHENSIVE C A L I F O R N I A FISCAL YEAR ENDED JUNE 30TH, 2019 Background Photo and Design by Karen Okstad Pictured: Ocean Trails Reserve at sunset A-1   A-2 CITY OF RANCHO PALOS VERDES, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED JUNE 30, 2019 Prepared by: Finance Department A-3   A-4 INTRODUCTORY SECTION A-5   A-6 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2019 Table of Contents i PAGE NUMBER INTRODUCTORY SECTION Table of Contents Letter of Transmittal v Directory of Officials xiii Organizational Chart xiv GFOA Certificate of Achievement for Excellence in Financial Reporting xv FINANCIAL SECTION Independent Auditors’ Report 1 Management’s Discussion and Analysis 5 Government-Wide Financial Statements Statement of Net Position 19 Statement of Activities 20 Fund Financial Statements Government Funds Balance Sheet 22 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 23 Statement of Revenues, Expenditures and Changes in Fund Balances 24 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 25 General Fund Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 26 State Grants Special Revenue Fund Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual 28 Proprietary Funds Statement of Net Position 29 Statement of Revenues, Expenses and Changes in Net Position 30 Statement of Cash Flows 31 Fiduciary Funds Statement of Fiduciary Net Position 32 Statement of Changes in Fiduciary Net Position 33 Notes to the Financial Statements 35 Required Supplementary Information Schedule of Proportionate Share of the Net Pension Liability 67 Schedule of Pension Contributions 68 A-7 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2019 Table of Contents ii PAGE NUMBER FINANCIAL SECTION (CONTINUED) Supplementary Information Non-Major Governmental Funds Description of Special Revenue Funds 69 Combining Balance Sheet 72 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 78 Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual: Special Revenue Funds Gas Tax Fund 84 1972 Act Fund 85 El Prado Fund 86 1911 Act Fund 87 Beautification Fund 88 Waste Reduction Fund 89 Air Quality Management Fund 90 Proposition C Fund 91 Proposition A Fund 92 Public Safety Grants Fund 93 Measure R Fund 94 Measure A Fund 95 Measure M Fund 96 Abalone Cove Sewer Assessment Fund 97 Dr. Allen and Charlotte Ginsburg Cultural Arts Building Fund 98 Donor Restricted Contributions Fund 99 Joint Powers Improvement Authority - Portuguese Bend Fund 100 Community Development Block Grant Fund 101 Federal Grants 102 Quimby Fund 103 Environmental Excise Tax Fund 104 Capital Projects Fund Low-Moderate Income Capital Projects Fund 105 Affordable Housing In-Lieu Capital Projects Fund 106 Permanent Funds Habitat Restoration Fund 107 Subregion One Permanent Fund 108 Joint Powers Improvement Authority - Abalone Cove Fund 109 Capital Improvement Major Capital Projects Fund Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual 110 A-8 CITY OF RANCHO PALOS VERDES, CALIFORNIA Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2019 Table of Contents iii PAGE NUMBER STATISTICAL SECTION (Unaudited) Description of Statistical Section Contents 111 Financial Trends Net Position by Component 112 Changes in Net Position 114 Governmental Activities Tax Revenue by Source 117 Fund Balances of Governmental Funds - Before GASB 54 118 Fund Balances of Governmental Funds - After GASB 54 119 Changes in Fund Balances of Governmental Funds 120 General Governmental Tax Revenues by Source 122 Revenue Capacity Assessed Value of Taxable Property 123 Assessed Value and Estimated Actual Value of Taxable Property 125 Property Tax Rates - Direct and Overlapping Governments 126 Principal Property Tax Payers 128 Property Tax Levies and Collections 129 Debt Capacity Direct and Overlapping Governmental Activities Debt 131 Legal Debt Margin Information 132 Demographic and Economic Information Demographic and Economic Statistics 134 Principal Sales Tax Producers 136 Principal Employers 137 Operating Information Full-time Equivalent City Government Employees by Function 139 Operating Indicators by Function 140 Capital Asset Statistics by Function 142 A-9 iv (THIS PAGE INTENTIONALLY LEFT BLANK) A-10 v December 27, 2019 Honorable Mayor and City Council City of Rancho Palos Verdes Rancho Palos Verdes, California The Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes for the fiscal year ended June 30, 2019, is hereby submitted as mandated by both local ordinances and state statutes. These ordinances and statutes require that the City of Rancho Palos Verdes issue annually a report on its financial position and activity, and that an independent firm of certified public accountants audit this report. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner that presents fairly the financial position and results of operations of the various funds and component unit of the City of Rancho Palos Verdes. In addition, to the best of our knowledge, there are no untrue statements of material fact within the financial statements or omissions of material fact to cause the financial statements to be misleading. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. White Nelson Diehl Evans, LLP, a firm of licensed certified public accountants, has audited the City's financial statements. The goal of the independent audit was to provide reasonable assurance the City's financial statements for the fiscal year ended June 30, 2019 are free of material misstatement. The independent auditor concluded it was reasonable to render an unmodified opinion and that the City's financial statements for the fiscal year ended June 30, 2019, are fairly presented in conformity with GAAP. Their report is presented in the beginning of the financial section of this report. Management's Discussion and Analysis (MD&A) immediately follows the independent auditors' report and provides a narrative overview and analysis of the basic financial statements. This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. City of Rancho Palos Verdes Profile The City of Rancho Palos Verdes is located on a coastal peninsula overlooking the Pacific Ocean in Los Angeles County, 20 miles south of the City of Los Angeles. The City was A-11 vi incorporated September 7, 1973, and currently has land area of 13.6 square miles and a population of about 42,000. The City is primarily a "bedroom" community with relatively little commercial activity. The City has operated under the council-manager form of government since incorporation. Policy-making and legislative authority are vested in the governing City Council, which consists of five Council Members, including the Mayor and Mayor Pro- Tem. The City Council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the City Manager and the City Attorney. The City Manager is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City, and for appointing the heads of the City’s departments. The City Council is elected on a non-partisan, at- large basis. Council Members are elected to four-year staggered terms with two or three Council Members elected every two years. The City Council designates the Mayor and Mayor Pro-Tem for a one-year term. The financial reporting entity (the government) includes all the funds of the primary government (i.e., the City of Rancho Palos Verdes as legally defined), as well as its component unit, the Rancho Palos Verdes Joint Powers Improvement Authority. A component unit is a legally separate entity for which the primary government is financially accountable. The City provides a broad range of services, including police protection, solid waste collection, construction and maintenance of streets and other infrastructure, planning and zoning activities, recreational activities, cultural events, and general administrative services. The City of Rancho Palos Verdes is a contract city, meaning that some of these services are provided by contract with other agencies (both public and private) and some services are delivered by the City's own employees. Special districts of the County of Los Angeles provide library services, fire protection services, and sewer services. The City has excluded the County of Los Angeles, as well as the State of California and various school districts, from the financial reporting entity because they do not meet the established criteria for inclusion. FINANCIAL INFORMATION Budgetary Controls The City of Rancho Palos Verdes maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions contained in the annual appropriated budgets approved by the City Council and the Improvement Authority Commission. Activities of the General fund, Special Revenue funds, Capital Projects funds and Permanent funds are included in the annual appropriated budgets of the government units. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the department/function level within each fund. Formal budgetary integration is employed as a management control device. The City also maintains an encumbrance accounting system as one method of maintaining budgetary control. These encumbrances lapse at year-end, and A-12 vii any unexpended balance is eligible to be carried over to the following year's budget appropriations with City Council approval. Adopted Budget to Actual Comparison The City experienced an overall $3.5 million favorable budget variance in the General fund for the fiscal year ended June 30, 2019. The City also experienced a favorable revenue variance of $700,000 greater than budgeted and $2.8 million in expenditures below budget. Consequently, this resulted in a net change to fund balance in the amount $3.5 million. Much of the positive expenditure variances were permanent savings resulting from conservative budget practices, savings from vacant positions, and the continued careful management of resources during FY 2018-19. Financial Policies The City Council has established Reserve policies for the General Fund of 50 percent of the annual operating expenditures in the General Fund. Reserve levels are reviewed annually during the budget process. This reserve may be used at the discretion of the City Council to provide for economic uncertainties, local disasters, contingencies for unseen operating or capital needs, cash flow requirements and/or other financial hardships or downturns in the local or national economy. At June 30, 2019, the reserve balance is $12.8 million or 50 percent of fiscal year 2018-19 General Fund operating budget. The City also maintains a $3 million reserve in the Capital Improvement Projects (CIP) fund as a reserve for major improvement projects related to roadways, storm drains, parks, buildings, rights-of-way, and the sewer system. Internal Control The Finance Department of the City is responsible for establishing and maintaining an appropriate internal control structure. The internal control system is designed to ensure that the assets of the City are protected from loss, theft, or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with Generally Accepted Accounting Principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. Significant Financial Events There were no changes to financial policies that resulted in a significant impact on the June 30, 2019 financial statements. A-13 viii Long-term Financial Planning The City utilizes two long-term planning tools that serve as a guide to best allocate resources to meet the City’s needs over time. The first of which is the Five-Year Capital Improvement Program (CIP). The CIP provides efficient and effective delivery of resources for improvement and maintaining public infrastructure and facilities. The Five- Year Capital Improvement Plan is updated annually during the budget process. The second long-term planning tool is the City’s Five-Year Financial Model (Model). The Model establishes the foundation for guiding policy and making financial decisions, taking into account any forecasted challenges and opportunities before they arise. This Model allows for creation of baseline and alternative revenue and spending forecasts, including historic and projected annual periods for the next five years. The Model also allows for testing the impact of assumptions and proposed initiatives on projected budget gaps and fund balances. MAJOR INITIATIVES The City's staff, following specific directives of the City Council and the City Manager, has been involved in a variety of projects throughout the year. These projects reflect the City’s commitment to ensuring that its citizens are able to live and work in a thriving environment.  The City received formal approval from the federal government to transfer oversight of the Civic Center property on Hawthorne Boulevard from the National Park Service (NPS) to the U.S. General Services Administration (GSA) on behalf of the Department of Justice (DOJ) and the Federal Emergency Management Agency (FEMA). The transfer culminates a 25-year effort to lift longstanding restrictions that limit uses of the property, a former Nike missile post that has been home to Rancho Palos Verdes City Hall since the 1970s. This change will enable the City to add public safety uses to the Civic Center site, such as a fire station, Sheriff’s Department substation, an upgraded helipad and a state-of-the-art emergency operations center. City Administration is working with the Civic Center Advisory Committee to develop proposed program for the new Civic Center property.  Adopted the Rancho Palos Verdes Natural Communities Conservation Plan/Habitat Conservation Plan (NCCP/HCP), which sets aside the 1,400 acres Palos Verdes Nature Preserve in perpetuity for species and habitat preservation. This plan provides for streamlined project approvals and differs from project-by- project permitting, and establishes a regional conservation approach for comprehensive reserve planning for both the core and linkage habitats for covered species.  A new Ranger Program has been created and approved for Preserve management and enforcement. This program doubles the staffing for additional presence and provides for seven day a week coverage. A-14 ix  Adopted the Ladera Linda Park and Community Center Masterplan and continued the plan to proceed with Phase 2 of the project, the creation of detailed construction drawings. This phase will include the generation of detailed cost estimates and project financing alternatives.  Revised the City’s General Plan, which underlies all land use decisions in a city. This plan provides a basis for local government decision-making, including decisions on development approvals and exactions, provide residents with opportunities to participate in the planning and decision-making processes of their communities and provide the ground rules that guide development within a particular community.  Updated the City’s Coyote Masterplan, which emphasizes public outreach to raise awareness of coyote attractants and deterrents. The goal of the Plan is to encourage and support coexistence with urban coyotes using education, behavior modification and development of a tiered response to aggressive coyote behavior.  Installed new lighting at the Palos Verdes Interpretive Center Parking Lot and installed new exhibits showcasing historical pieces of the City.  Completed the Pavement Management plan, which is updated every three years to evaluate the condition of the City’s roadway system and to help plan for future road and street improvements. This year, the City resurfaced 1.3 million square feet of residential roadway, in order to keep up with the goal of maintaining 95% of our roads in very good condition.  Continued our commitment to ensuring public safety; this year, we saw a decrease of 36% in vehicle burglaries and 16% in residential burglaries. Rancho Palos Verdes continues to be one of the safest cities in the state, recognized as #7 Safest City in California by Safewise.  In recent years, Southern California Edison (SCE) altered its long-standing corporate policy and established a mechanism that allowed local governments the opportunity to purchase SCE-owned street lights within their jurisdictions. Obtaining ownership of these street lights allows the City to convert the lamps to energy-efficient light-emitting diodes (LEDs). City ownership also yields greater responsiveness and timely maintenance, and allows for the use of technological advancements including placement of automated license plate recognition (ALPR) cameras and/or control of the placement of any wireless telecommunications devices or the poles. This year, the City purchased about 1,800 of these lights and plans to convert the lamps to LEDs.  To enhance neighborhood safety, the City purchased Automated License Plate Reader (ALPR) Cameras to be installed in the Eastview area. The City also implemented a security camera loaner program for residents to use while away on vacation, during home renovation, or if a residential burglary occurred in surrounding neighborhood area. Additionally, our public safety group educated residents about Ring’s “Neighbors” app to enhance neighborhood safety. Over 200 residents participated in the education program. A-15 x OTHER INFORMATION Independent Audit The City requires an annual audit by independent certified public accountants. The accounting firm of White Nelson Diehl Evans LLP conducted this year's audit. The auditors' report on the government-wide financial statements and combining and individual fund statements and schedules is included in the financial section of this report. Single Audit As a recipient of federal, state, and county financial assistance, the City is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. In years when over $750,000 is expended on Federal financial assistance programs, the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1984 and U.S. Office of Management and the Uniform Guidance. For the year ended June 30, 2019, the City did not expend over $750,000 on Federal financial assistance programs; and therefore a Single Audit is not required. GFOA Certificate of Achievement Award The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Finance Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30, 2018. This was the 25th consecutive year that the City has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized CAFR. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. A-16 xi A-17 xii (THIS PAGE INTENTIONALLY LEFT BLANK) A-18 xiii C ity of Rancho Palos Verdes Comprehensive Annual Financial Report FY2018-2019 CITY OFFICIALS FY2018-2019 CITY STAFF Interim City Manager Ara Mihranian Interim Deputy City Manager………………………………….………….Kit Fox Interim Director of Finance…………………………………................Angelina Garcia Director of Recreation and Parks…........................................Cory Linder Interim Director of Community Development………………….…Terry Rodrigue Director of Public Works……………………………………………………..Elias Sassoon A-19 RESIDENTS OF RANCHO PALOS VERDES CITY COUNCIL PLANNING COMMISSION FINANCE ADVISORY COMMITTEE INFRASTRUCTURE MANAGEMENT ADVISORY COMMITTEE TRAFFIC SAFETY COMMITTEE EMERGENCY PREPAREDNESS COMMITTEE STORM DRAIN OVERSIGHT COMMITTEE (WQFPP) CITY MANAGER CITY ATTORNEY DEPUTY CITY MANAGER FINANCE PUBLIC WORKSCOMMUNITY DEVELOPMENT RECREATION & PARKS INFORMATION TECHNOLOGY HUMAN RESOURCESCITY CLERK PUBLIC SAFETY xivA-20 xv A-21 xvi (THIS PAGE INTENTIONALLY LEFT BLANK) A-22 FINANCIAL SECTION A-23   A-24 2875 Michelle Drive, Suite 300 | Irvine, California 92606 | WNDECPA.com | 714.978.1300 1 INDEPENDENT AUDITORS’ REPORT City Council Members City of Rancho Palos Verdes Rancho Palos Verdes, California Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes (the City), as of and for the year ended June 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the basic financial statements. The procedures selected depend on the auditors’ judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditors consider internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. A-25 2 Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, as of June 30, 2019, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund and state grants special revenue fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, the schedule of proportionate share of the net pension liability, and the schedule of pension contributions, identified as Required Supplementary Information (RSI) in the accompanying table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the RSI in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during the audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The introductory section, combining statements and individual fund schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining statements and individual fund schedules, as listed in the table of contents, are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining statements and individual fund schedules are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. A-26 3 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated December 27, 2019, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering City’s internal control over financial reporting and compliance. Irvine, California December 27, 2019 A-27 4 (THIS PAGE INTENTIONALLY LEFT BLANK) A-28 MANAGEMENT’S DISCUSSION & ANALYSIS A-29   A-30   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 5 The Management of the City of Rancho Palos Verdes offers readers of the City of Rancho Palos Verdes’ Financial Statements this narrative overview and analysis of the City’s financial activities for the Fiscal Year ended June 30, 2019. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our Letter of Transmittal, which can be found on pages v-xi of this report. FINANCIAL HIGHLIGHTS  The assets and deferred outflows of resources of the City of Rancho Palos Verdes exceeded its liabilities and deferred inflows of resources at the close of the Fiscal Year ended June 30, 2019, by $223.5 million (Net Position). Of this amount, $47.7 million (Unrestricted Net Position) may be used to meet the City’s ongoing obligations to its citizens and creditors. The remaining amount is invested in capital assets or is otherwise restricted, and therefore not available to meet the City’s obligations.  The City’s total Net Position increased by $1.7 million from the prior year, primarily from the Governmental activities increase in the amount of $2.3 million and a decrease of $0.6 million from Business-type activities. As explained further in this report, Governmental activities received transfers of $34.3 million from the Business-type activities due to the closing of the Water Quality Flood Protection from the Enterprise Fund.  As of June 30, 2019, the City’s Governmental Funds reported combined ending Fund Balances of $61.5 million, an increase of $2.2 million in comparison with the prior year. A significant portion of this increase is due to the City’s continued revenue growth and other grants and contributions. Additionally, the net increase is attributable to the timing of capital outlays and overall expenses being less than the previous year.  At the end of the current fiscal year, the General Fund reported an increase in fund balance in the amount of $2.7 million. The increase is due primarily to higher than expected inflow from licenses, permits, franchise tax, and savings from expenditures.  As of June 30, 2019, unassigned fund balance for the General Fund was $19.4 million or 78% of the General Fund expenditures. Of this amount, $19.1 million constitutes the City Council’s General Fund Reserve (rainy day fund).  Due to the City Council’s reserve policy, the unassigned fund balance has historically been maintained at or above the policy threshold level of 50% of annually budgeted General Fund expenditures. At the end of the current fiscal year, the General Fund expenditures including transfers was $28.9 million, which is 67% of the unassigned fund balance. A-31   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 6 OVERVIEW OF THE BASIC FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements, which are comprised of three components: 1) Government-Wide Financial Statements; 2) Fund Financial Statements; and 3) Notes to the Financial Statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The Government-Wide Financial Statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the City’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the two reported as Net Position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City of Rancho Palos Verdes is improving or deteriorating. The Statement of Activities presents information showing how the government’s net position changed during the most recent Fiscal Year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both the Government-Wide Financial Statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, community development and parks and recreation. The City’s business-type activities include only the Water Quality and Flood Protection program for renewal and maintenance of the City’s storm drain facilities. The Government-Wide Financial Statements include not only the City of Rancho Palos Verdes itself (known as the Primary Government), but also a legally separate Improvement Authority for which the City of Rancho Palos Verdes is financially accountable. Financial information for this Component Unit has been included as an integral part of the primary government. A-32   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 7 OVERVIEW OF THE BASIC FINANCIAL STATEMENTS (CONTINUED) The Government-Wide Financial Statements can be found on pages 19-21 of this report. Fund Financial Statements A Fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Rancho Palos Verdes, like other State and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the Funds of the City can be divided into three categories: Governmental Funds, Proprietary Funds, and Fiduciary Funds. Governmental Funds Governmental Funds are used to account for essentially the same functions reported as governmental activities in the Government-Wide Financial Statements. However, unlike the Government-Wide Financial Statements, Governmental Fund Financial Statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the Fiscal Year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of Governmental Funds is narrower than that of the Government-Wide Financial Statements, it is useful to compare the information presented for Governmental Funds with similar information presented for governmental activities in the Government- Wide Financial Statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. The Governmental Balance Sheet and Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances provide a reconciliation to facilitate this comparison between Governmental Funds and governmental activities. The City of Rancho Palos Verdes maintained 30 individual Governmental Funds during the Fiscal Year ended June 30, 2019. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General Fund, State Grants Special Revenue Fund and the Capital Improvements Fund, all of which are considered to be major funds. Data from the other 30 Governmental Funds are combined into a single, aggregated presentation. Individual fund data for each of these Other Governmental Funds is provided in the form of combining statements elsewhere in this report. A-33   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 8 OVERVIEW OF THE BASIC FINANCIAL STATEMENTS (CONTINUED) The City of Rancho Palos Verdes adopts an annual appropriated budget for each of its Governmental Funds. A budgetary comparison statement has been provided for each Governmental Fund to demonstrate compliance with this budget. Proprietary Funds The City of Rancho Palos Verdes maintains two types of Proprietary Funds. Enterprise Funds are used to report the same functions presented as business-type activities in the Government-Wide Financial Statements. The City uses an Enterprise Fund to account for its Water Quality and Flood Protection Program. Internal Service Funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses Internal Service Funds to account for its fleet of vehicles, computer systems, furniture and equipment, and Civic Center building replacement/improvements. Because these services predominantly benefit the governmental function, they have been included within governmental activities in the Government-Wide Financial Statements. Proprietary Fund Financial Statements provide the same type of information as the Government-Wide Financial Statements, only in more detail. These statements can be found on pages 29-31 of this report. The Proprietary Fund Financial Statements provide separate information for the Enterprise Fund and the Internal Service Funds. The Enterprise Fund is presented as a single major fund of the City, while the Internal Service Funds are combined and presented as a single, aggregated presentation in the Statement. Individual fund data for the Internal Service Funds is provided in the form of combining statements elsewhere in this report. Fiduciary Fund The City is a fiduciary for the Successor Agency to the Rancho Palos Verdes Redevelopment Agency (the “Successor Agency”). The City is responsible for ensuring that the assets reported in the Successor Agency’s private-purpose trust fund are only: 1) used to extinguish the obligations of the former RDA; or 2) transferred to another agency pursuant to state redevelopment dissolution law. All of the fiduciary activities are reported in a separate Statement of Fiduciary Net Position and Statement of Changes in Fiduciary Net Position. We exclude these activities from the City’s Government-Wide Financial Statement because the City cannot use these assets to finance its operations. Individual Fiduciary Fund statements can be found on pages 32-33 of this report. A-34   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 9 OVERVIEW OF THE BASIC FINANCIAL STATEMENTS (CONTINUED) Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the Government-Wide and Fund Financial Statements. The notes to the financial statements can be found on pages 35-68 of this report. Other information The combining statements referred to earlier in connection with Other Governmental Funds and Internal Service Funds are presented immediately following the Notes to the Financial Statements. Combining and individual fund statements and schedules can be found on pages 69-110 of this report. GOVERNMENT-WIDE FINANCIAL ANALYSIS As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City of Rancho Palos Verdes, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $223.5 million at June 30, 2019. By far, the largest portion of the City’s Net Position of $159.6 million or 71% reflects its net investment in Capital Assets (e.g. Land, Infrastructure, Buildings, and Equipment). The City uses these Capital Assets to provide services to its citizens; consequently, these assets are not available for future spending. Summary of Net Position 2019 2018 2019 2018 2019 2018 Current and other assets 77,547,330$ 74,878,019$ -$ 1,031,929$ 77,547,330$ 75,909,948$ Capital assets 159,556,834 125,420,414 - 34,996,398 159,556,834 160,416,812 Total assets 237,104,164 200,298,433 - 36,028,327 237,104,164 234,598,204 Deferred outflows of resources 2,871,414 3,243,597 - - 2,871,414 2,804,770 Long-term liabilities outstanding 10,995,129 11,202,942 - - 10,995,129 11,202,942 Other liabilities 4,780,662 5,111,936 - 1,159,540 4,780,662 6,271,476 Total liabilities 15,775,791 16,314,878 - 1,159,540 15,775,791 14,769,289 Deferred inflows of resources 734,107 338,809 - - 734,107 338,809 Net Investment in capital assets 159,556,834 125,420,414 - 34,996,398 159,556,834 160,416,812 Restricted 16,170,342 17,300,320 - - 16,170,342 17,300,320 Unrestricted 47,738,504 44,167,609 - (127,611) 47,738,504 44,039,998 Total net position 223,465,680$ 186,888,343$ -$ 34,868,787$ 223,465,680$ 221,757,130$ Gov ernmental Business-type Activities Activities Total A-35   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 10 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) A portion of the City’s Net Position of $16.2 million or 7%, represents resources subject to external restrictions. The remaining balance of Unrestricted Net Position of $47.7 million or 21 % may be used to meet the government’s ongoing obligations to its citizens and creditors. Total current and other assets increased by $1.6 million in comparison to the previous year. The majority of the increase is due to the continued revenue growth, other grants and contributions, and overall expenses being less than the previous year. Total capital assets decreased by $0.9 mainly from less construction in progress from prior year. Additionally, $34.3 million of capital assets in the Water Quality Flood Protection Enterprise Fund (Business-type activities) were transferred to the General Fund (Governmental activities), upon the closing of the Water Quality Flood Protection Program. The City Council eliminated the collection of storm drain user fees, with a sunset date occurring in FY 2015-2016. These fees were previously collected to fund the maintenance and improvements of the City-owned storm drain facilities. As of June 30 2019, the final phase of the storm drain project funded by the remaining balance in the Water Quality Flood Protection Enterprise Fund has been completed. All subsequent activities will be recorded in the General Fund and Capital Improvement Fund. As such, the assets from the Business-type activities were transferred to the Governmental activities. A-36   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 11 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) Statement of Activities 2019 2018 2019 2018 2019 2018 Program revenues: Charges for services 4,292,011$ 4,626,968$ -$ -$ 4,292,011$ 4,626,968$ Operating contributions and grants 4,608,132 4,481,324 - - 4,608,132 4,481,324 Capital contributions and grants 1,136,762 769,248 - - 1,136,762 769,248 General revenues: Property taxes 14,349,681 13,761,647 - - 14,349,681 13,761,647 Other taxes 12,802,577 12,504,276 - 12,802,577 12,504,276 Other 2,222,040 1,600,966 200,000 28,934 2,422,040 1,629,900 Total revenues 39,411,203 37,744,429 200,000 28,934 39,611,203 37,773,363 Administration 6,562,703$ 7,258,049$ -$ 6,562,703$ 7,258,049$ Public safety 7,214,441 7,338,918 - 7,214,441 7,338,918 Public works 16,064,163 16,072,939 - 16,064,163 16,072,939 Community development 3,051,881 2,735,948 - 3,051,881 2,735,948 Parks and recreation 3,064,444 2,726,331 - 3,064,444 2,726,331 Non-departmental 1,133,906 1,166,154 - 1,133,906 1,166,154 Water Quality Flood Protection - - 811,115 1,070,747 811,115 1,070,747 Total expenses 37,091,538 37,298,339 811,115 1,070,747 37,902,653 38,369,086 Transfers 34,257,672 - (34,257,672) - - - (Decrease) / Increase in net position 36,577,337 446,090 (34,868,787) (1,041,813) 1,708,550 (595,723) Net position - beginning of fiscal year 186,888,343 186,442,253 34,868,787 35,910,600 221,757,130 222,352,853 Net position - end of fiscal year 223,465,680$ 186,888,343$ -$ 34,868,787$ 223,465,680$ 221,757,130$ Governmental Business-type Activities Activities Total As illustrated in the chart above, the City’s net position increased by $1.7 million when compared to the prior year. Of the increased amount, $2.3 was an increased from the Governmental activities and a decrease of $0.6 million from the Business-type activities. Governmental Activities Overall, government-wide revenues for the fiscal year ended June 30, 2019, increased by $1.8 million. The increased amount was primarily from the continued revenue growth in property taxes and a capital grant from Proposition A Los Angeles County Regional Parks and Open Space for the Lower Hesse Park Improvement Project. A-37   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 12 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) The percentages of each category for the sources of revenues are illustrated in the following chart. Sources of Revenue - Governmental Activities The government-wide expenses for the fiscal year ended June 30, 2019, decreased by $0.5 million from the prior year. The majority of the decreased amount was from the ongoing capital and maintenance projects that were not completed by year-end. Additionally, the City also realized some savings from salaries and benefits due to the employee vacancies that were not filled by the end of the fiscal year. The percentages of each function for the expenses are illustrated in the following chart. A-38   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 13 GOVERNMENT-WIDE FINANCIAL ANALYSIS (CONTINUED) Expenses by Function – Governmental Activities Business-Type Activities As of June 30, 2019, the final phase of the storm drain project funded by the remaining balance in the Water Quality Flood Protection Enterprise Fund has been completed. As such, the assets in the amount of $34.3 million from the Business-type activities were transferred to the Governmental activities. All subsequent activities will be recorded in the General Fund and Capital Improvement Fund. FINANCIAL ANALYSIS OF THE GOVERNMENTAL FUNDS As of the end of the current fiscal year, the City’s Governmental Funds reported combined ending Fund Balances of $61.5 million, a decrease of $2.2 million in comparison to the prior year. Approximately $58.6 million or 95% of the combined ending Fund Balances constitutes spendable fund balance. The remainder of the combined ending Fund Balances are either non-spendable due to legal restrictions or non-spendable in the form of prepaid items and inventory. Additional information on the non-spendable items can be found in Note 7 on pages 51-53 of this report. The General Fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the current fiscal year, the unassigned fund balance of the General Fund is $19.4 million, while total Fund Balance reached to $20.8 million. As a measure of the General Fund’s liquidity, it may be useful to compare both Unassigned Fund Balance and Total Fund Balance to total fund uses (expenditures and transfers out). Unassigned Fund Balance represents 67% of total General Fund uses, while total Fund Balance represents 71% of the same amount. A-39   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 14 FINANCIAL ANALYSIS OF THE GOVERNMENTAL FUNDS (CONTINUED) The fund balance of the City’s General Fund increased by $2.7 million from the prior year. The increase is due to the higher than expected inflow of revenues including property taxes, franchise taxes, licenses, permits, and savings from maintenance and capital outlay expenses that were not completed by year-end. Additional details on General Fund are provided in the General Fund Highlights. The State Grant Special Revenue Fund has a deficit fund balance of $0.6 million at the end of the current fiscal year. The deficit will be eliminated by recognition of revenue not available as of year-end and through transfers from other funds. The grant monies are estimated to be reimbursed in the next fiscal year. The Capital Improvements Fund Balance ended the year with an increase of $2.6 million from the prior year. The majority of the decrease is largely from the budgeted capital outlay projects that were not completed by year-end. These projects are primarily from the street rehabilitation program and the City’s Streetlight Acquisition that will continue in the next fiscal year. Financial Analysis of Proprietary Funds The City’s Proprietary Funds provide the same type of information found in the Government-Wide Financial Statements, but in more detail. The Net Position of the Enterprise Fund at the end of the fiscal year is $0, a decrease of $34.9 million from the prior year. At the end of the current fiscal year, the Water Quality Flood Protection Enterprise Fund was closed as the fund no longer collects user fees. Additionally, the final phase of the storm drain project using the remaining balance has been completed. As such, the assets in the amount of $34.3 million from the Business-type activities were transferred to the Governmental activities. All subsequent activities will be recorded in the General Fund and Capital Improvement Fund. The Net Position of the Internal Service Funds at the end of the fiscal year amounted to $3.1 million, a decrease to the Net Position by $0.1 million. The decreased amount is due to the payments made for the City’s new permitting system and financial software. A-40   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 15 FINANCIAL ANALYSIS OF THE GOVERNMENTAL FUNDS (CONTINUED) General Fund Budgetary Highlights The City of Rancho Palos Verdes’ budget is prepared over the course of several months, beginning with a thorough review and analysis of the prior fiscal year between September and December. The General Fund actual year-end results show operations ending the year with total revenues of almost $31.6 million and just under $24.9 million of expenditures. When including net transfers of $4.1 million there is a positive variance of $2.7 million (revenues to expenditures). The increase in revenues is due primarily to higher than expected inflow from property tax, franchise tax, user utility tax, interest earnings, and other miscellaneous revenues. Savings from expenditures are due to underruns in salaries and benefits, professional and technical services, repairs and maintenance, and supplies. Revenue Highlights Taxes  Make up City’s largest revenue sources. Taxes include property tax, transient occupancy tax, and sales tax. Tax revenues came in slightly higher than final budget by $255,000 or just under 1%. This increase was due primarily to secured property tax, franchise tax, and gas user utility tax actual revenues ending the year higher than expected. Use of Money and Property  Consists of interest earnings and rental & lease revenue. These revenue sources combined came in at approximately $260,000 or 44% higher than the final budget. The majority of this increase, $211,000, is the result of continued growth in interest earnings as returns have increased over the past 12 months. Expenditure Highlights Salaries & Benefits  Combined ended the year almost $974,000 or 9% under final budget. This is due to several unanticipated employee separations in the fourth quarter. Professional & Technical Services  This category came in approximately $1 million under final budget. This underrun is due to delayed services and planned services that were not utilized during the fiscal year. A-41   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 16 CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets. The City’s investment in Capital Assets for its Governmental activities and Business-type activities as of June 30, 2019, amounts to $159.6 million (net of accumulated depreciation). This investment in capital assets includes land, buildings, park improvements, roadways, sewer, storm drains, vehicles, computer equipment, furniture, other equipment, and construction in progress. During the current fiscal year, the City’s investment in governmental capital assets increased by $34.1 million or 21% primarily from the transfer of the capital assets from the Business-type activities. Major capital asset events during the current fiscal year included the following:  Depreciation of $5.6 million was recorded for the City’s Capital Assets.  A total of $5.4 million of construction in progress was added primarily from the residential and street improvements, beautification projects, and improvement of the Palos Verdes Interpretive Center Exhibit. The Capital Assets (net of accumulated depreciation) for Business-type activities as of June 30, 2019 is $0. City of Rancho Palos Verdes Capital Assets (Net of Depreciation) 2019 2018 2019 2018 2019 2018 Capital assets not being depreciated Land 43,515,818$ 42,087,575$ -$ 1,428,243$ 43,515,818$ 43,515,818$ Construction in progress 3,130,630 1,646,826 - 4,432,416 3,130,630 6,079,242 Total capital assets not being depreciated 46,646,448 43,734,401 - 5,860,659 46,646,448 49,595,060 Capital assets being depreciated, net Buildings 7,193,177 6,743,360 - - 7,193,177 6,743,360 Vehicles 104,423 145,398 104,423 145,398 Computer equipment 91,141 182,326 91,141 182,326 Equipment - water quality - - - - Furniture, fixtures and equipment 188,377 298,841 188,377 298,841 Infrastructure - Roadway system 56,131,059 55,395,146 56,131,059 55,395,146 Sewer system 4,937,865 5,391,539 4,937,865 5,391,539 Storm drain system 8,671,515 8,939,039 - 29,135,739 8,671,515 38,074,778 Storm drain system - water quality 30,422,761 - - - 30,422,761 - Park system 5,170,068 4,590,364 5,170,068 4,590,364 Total capital assets being depreciated, net 112,910,386 81,686,013 - 29,135,739 112,910,386 110,821,752 Capital Assets, net 159,556,834$ 125,420,414$ -$ 34,996,398$ 159,556,834$ 160,416,812$ Governmental Business-type Activities Activities Total A-42 C ity of Rancho Palos Verdes MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 17 CAPITAL ASSET AND DEBT ADMINISTRATION (CONTINUED) Additional information on the City’s Capital Assets can be found in Note #4 on pages 48- 49 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $400,504 for Employee Compensated Absences. City of Rancho Palos Verdes Outstanding Debt 2019 2018 Employee compensated absences 400,504 424,249 Total 400,504$ 424,249$ Governmental Activities At the fiscal year ended June 30, 2019, the City’s total debt decreased by $0.02 million or 6%. State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $1,935,260,000. ECONOMIC FACTORS AND NEXT YEAR BUDGETS AND RATES The City historically follows a very fiscally conservative forecasting model and continued that practice with the FY 2018-19 budget. Based on this practice, the City maintains a healthy financial outlook and supports the General Fund operations with only recurring tax revenue. Roughly 43% of the City’s revenue comes from Property Tax, a stable revenue source with steady predictable growth year over year. During FY 2018-19 total property values within the city grew by 5.576%. There has been an increase in the demand for housing especially in the coastal areas. Home values are expected to rise through 2020 to an average state value of over $593,000 by the end of 2020. The median sales price of a detached single family residence in Rancho Palos Verdes reached $1,340,000, 11.7% higher than the peak median price before the 2008 recession. A-43   City of Rancho Palos Verdes  MANAGEMENT’S DISCUSSION AND ANALYSIS FISCAL YEAR ENDED JUNE 30, 2019 18 ECONOMIC FACTORS AND NEXT YEAR BUDGETS AND RATES Transient Occupancy Tax (TOT) receipts from a major hotel resort support a strong capital program and while the current long-term forecast for TOT is moderate growth over the next five years there are adequate revenues and reserves to meet the needs of the community. The City-wide annual budget continues to showcase the City’s commitment to fiscal prudence, predicated on maintaining a structurally sound operating budget, lean staffing, healthy cash reserves and absence of debt. The Los Angeles County Economic Development Corporation (LAEDC), expects, all else being relatively equal, the trend of aggregate Californian economic confidence should continue. The forecast concluded the following state statistics:  A 3.0 percent gross state product growth in both 2019 and 2020, exceeding the national forecast of 2.2 percent in 2019 and 2.4 percent in 2020.  An unemployment rate of 3.7 percent in 2019 and 3.4 percent in 2020. REQUESTS FOR INFORMATION This Financial Report is designed to provide a general overview of the financial position of the City of Rancho Palos Verdes for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report, or requests for additional financial information, should be addressed to the Finance Department at 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275 or finance@rpvca.gov. A-44 BASIC FINANCIAL STATEMENTS A-45   A-46 Governmental Business-type Activities Activity Total ASSETS CURRENT ASSETS: Cash and investments 65,188,261$ -$ 65,188,261$ Receivables: Taxes 1,864,679 - 1,864,679 Interest 200,679 - 200,679 Notes 8,313,954 - 8,313,954 Other 963,298 - 963,298 Inventory 19,454 - 19,454 Prepaid costs 997,005 - 997,005 TOTAL CURRENT ASSETS 77,547,330 - 77,547,330 NONCURRENT ASSETS: Receivable from Successor Agency 10,620,275 - 10,620,275 Allowance for Successor Agency receivable (10,620,275) - (10,620,275) Capital assets, not being depreciated: Land 43,515,818 - 43,515,818 Construction in progress 3,130,630 - 3,130,630 Capital assets, being depreciated, net: Property and equipment 383,941 - 383,941 Buildings and improvements 7,193,177 - 7,193,177 Infrastructure 105,333,268 - 105,333,268 TOTAL NONCURRENT ASSETS 159,556,834 - 159,556,834 TOTAL ASSETS 237,104,164 - 237,104,164 DEFERRED OUTFLOWS OF RESOURCES Deferred outflows related to pensions 2,871,414 - 2,871,414 LIABILITIES CURRENT LIABILITIES: Accounts payable and accrued liabilities 3,532,666 - 3,532,666 Retentions payable 233,468 - 233,468 Unearned revenue 9,835 - 9,835 Deposits payable 677,478 - 677,478 Current portion of noncurrent liabilities 327,215 - 327,215 TOTAL CURRENT LIABILITIES 4,780,662 - 4,780,662 NONCURRENT LIABILITIES: Due beyond one year 73,289 - 73,289 Net pension liability 10,921,840 - 10,921,840 TOTAL NONCURRENT LIABILITIES 10,995,129 - 10,995,129 TOTAL LIABILITIES 15,775,791 - 15,775,791 DEFERRED INFLOWS OF RESOURCES Deferred inflows related to pensions 734,107 - 734,107 NET POSITION Net invested in capital assets 159,556,834 - 159,556,834 Restricted for: Expendable 14,268,162 - 14,268,162 Nonexpendable 1,902,180 - 1,902,180 Unrestricted 47,738,504 - 47,738,504 TOTAL NET POSITION 223,465,680$ -$ 223,465,680$ CITY OF RANCHO PALOS VERDES STATEMENT OF NET POSITION June 30, 2019 See accompanying notes to basic financial statements. 19 A-47 Operating Capital Charges for Grants and Grants and Functions/programs Expenses Services Contributions Contributions Governmental Activities: Administration 6,562,703$ 1,064,583$ 1,359$ -$ Public safety 7,214,441 104,134 150,863 - Public works 16,064,163 227,162 4,455,910 1,136,762 Parks and recreation 3,064,444 765,787 - - Community development 3,051,881 2,130,345 - - Non-departmental 1,133,906 - - - Total governmental activities 37,091,538 4,292,011 4,608,132 1,136,762 Business-type Activity: Water Protection Flood Control 811,115 - - - Total primary government 37,902,653$ -$ 4,608,132$ 1,136,762$ General revenues: Taxes: Property taxes Transient occupancy tax Franchise tax Utility user tax Other taxes Unrestricted intergovernmental revenue - shared sales tax Investment income Unrestricted grants, contributions and other revenues Total general revenues Transfers Change in net position Net position - beginning of year Net position - end of year Program Revenues CITY OF RANCHO PALOS VERDES STATEMENT OF ACTIVITIES For the year ended June 30, 2019 See accompanying notes to basic financial statements. 20 A-48 Net Revenue (Expense) and Changes in Net Position Governmental Business-type Activities Activity Total (5,496,761)$ -$ (5,496,761)$ (6,959,444) - (6,959,444) (10,244,329) - (10,244,329) (2,298,657) - (2,298,657) (921,536) - (921,536) (1,133,906) - (1,133,906) (27,054,633) - (27,054,633) - (811,115) (811,115) (27,054,633) (811,115) (27,865,748) 14,349,681 - 14,349,681 5,645,497 - 5,645,497 2,149,743 - 2,149,743 1,917,107 - 1,917,107 429,049 - 429,049 2,661,181 - 2,661,181 1,313,004 - 1,313,004 909,036 200,000 1,109,036 29,374,298 200,000 29,574,298 34,257,672 (34,257,672) - 36,577,337 (34,868,787) 1,708,550 186,888,343 34,868,787 221,757,130 223,465,680$ -$ 223,465,680$ 21 A-49 Special Capital Revenue Projects Other Total State Capital Governmental Governmental General Grants Improvements Funds Funds Cash and investments 20,473,726$ -$ 27,331,551$ 14,691,570$ 62,496,847$ Receivables: Taxes 1,847,906 - - 16,773 1,864,679 Interest 63,949 - 80,628 48,177 192,754 Other 83,005 444,320 - 435,973 963,298 Due from other funds 667,359 - - - 667,359 Inventory 19,454 - - - 19,454 Prepaid items 997,005 - - - 997,005 Receivable from Successor Agency 10,620,275 - - - 10,620,275 Allowance for Successor Agency Receivable (10,620,275) - - - (10,620,275) TOTAL ASSETS 24,152,404$ 444,320$ 27,412,179$ 15,192,493$ 67,201,396$ LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities 2,324,224$ 158,604$ 313,694$ 724,126$ 3,520,648$ Due to other funds - 541,410 - 125,949 667,359 Retentions payable 127,872 8,047 81,294 16,255 233,468 Unearned revenue - - - 9,835 9,835 Deposits payable 677,478 - - - 677,478 TOTAL LIABILITIES 3,129,574 708,061 394,988 876,165 5,108,788 DEFERRED INFLOWS OF RESOURCES Unavailable revenue 234,283 300,000 - 63,086 597,369 FUND BALANCES (DEFICITS): Non-Spendable Endowment principal - - - 750,000 750,000 Reimbursement settlement agreement - - - 1,000,000 1,000,000 Prepaid items 997,005 - - - 997,005 Inventory 19,454 - - - 19,454 Habitat restoration - - - 152,180 152,180 Restricted - - 1,917,100 12,351,062 14,268,162 Committed 341,432 - - - 341,432 Assigned - - 25,100,091 - 25,100,091 Unassigned 19,430,656 (563,741) - - 18,866,915 TOTAL FUND BALANCES (DEFICITS) 20,788,547 (563,741) 27,017,191 14,253,242 61,495,239 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES 24,152,404$ 444,320$ 27,412,179$ 15,192,493$ 67,201,396$ ASSETS CITY OF RANCHO PALOS VERDES BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2019 See accompanying notes to basic financial statements. 22 A-50 Fund balances - total governmental funds 61,495,239$ Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets used in governmental activities are not current financial resources and, therefore, are not reported in the governmental funds balance sheet.159,172,893 Receivables not available to pay for current period expenditures are reported as unavailable 597,369 revenue in the financial statements. Long-term notes receivable are not current available resources and, therefore, do not affect the governmental fund balance.8,313,954 Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the governmental funds.(400,504) The pension liability and related amounts are not due and payable in the current period and, therefore, are not reported in the governmental funds. Deferred outflows of resources and deferred inflows of resources related pensions are only reported in the Statement of Net Position as the changes in these amounts affect only the government-wide statements for governmental activities: Net pension liability (10,921,840) Deferred outflows of resources related to pensions 2,871,414 Deferred inflows of resources related to pensions (734,107) Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement to individual funds. The assets and liabilities of the internal service funds are included in the Statement of Net Position. 3,071,262 Net position of governmental activities 223,465,680$ BALANCE SHEET TO THE STATEMENT OF NET POSITION June 30, 2019 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE GOVERNMENTAL FUNDS See accompanying notes to basic financial statements. 23 A-51 Special Capital Revenue Projects Other Total State Capital Governmental Governmental General Grants Improvements Funds Funds REVENUES: Taxes 27,315,505$ -$ -$ 782,545$ 28,098,050$ Licenses and permits 2,204,606 - - - 2,204,606 Revenue from other agencies 1,359 144,320 5,007 5,007,422 5,158,108 Charges for services 26,881 - - 188,142 215,023 Fines and forfeitures 331,226 - - - 331,226 Use of money and property 845,137 - 508,963 302,022 1,656,122 Other revenues 893,950 - - 131,722 1,025,672 TOTAL REVENUES 31,618,664 144,320 513,970 6,411,853 38,688,807 EXPENDITURES: Current: Administration 5,580,819 - - - 5,580,819 Public safety 7,214,441 - - - 7,214,441 Public works 5,191,136 408,061 - 7,947,144 13,546,341 Parks and recreation 2,682,426 - - 86,344 2,768,770 Community development 3,051,881 - - - 3,051,881 Non-departmental 1,133,906 - - - 1,133,906 Capital outlay - - 3,291,424 - 3,291,424 TOTAL EXPENDITURES 24,854,609 408,061 3,291,424 8,033,488 36,587,582 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 6,764,055 (263,741) (2,777,454) (1,621,635) 2,101,225 OTHER FINANCING SOURCES (USES): Transfers in 292,384 - 5,389,170 345,000 6,026,554 Transfers out (4,346,852) (300,000) - (1,307,318) (5,954,170) TOTAL OTHER FINANCING SOURCES (USES) (4,054,468) (300,000) 5,389,170 (962,318) 72,384 NET CHANGE IN FUND BALANCES 2,709,587 (563,741) 2,611,716 (2,583,953) 2,173,609 FUND BALANCES - BEGINNING OF YEAR 18,078,960 - 24,405,475 16,837,195 59,321,630 FUND BALANCES - END OF YEAR (DEFICITS) 20,788,547$ (563,741)$ 27,017,191$ 14,253,242$ 61,495,239$ CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For the year ended June 30, 2019 See accompanying notes to basic financial statements. 24 A-52 Net change in fund balances - total governmental funds 2,173,609$ Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense, or are allocated to the appropriate functional expense when the cost is below the capitalization threshold. Asset disposals are also not recognized in the governmental funds. This activity is reconciled as follows: Cost of assets capitalized 5,496,456 Contribution of net capital assets from the closing of the Water Quality Flood Protection Enterprise Fund 34,185,288 Depreciation expense (5,308,050) Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds.484,020 Increases in long-term notes receivable use current financial resources and are included in the expenditures of governmental funds. Repayments of long-term notes receivable provide current financial resources and are included in the revenues of governmental funds. These changes in notes receivable are not reflected in the revenues or expenses of the Statement of Activities. This amount represents the net change in the long-term notes receivable.188,117 Compensated absences expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.23,745 Governmental funds report pension contributions as expenditures. However, in the Statement of Activities, pension expense is measured as the change in net pension liability and the amortization of deferred outflows and inflows relate to pensions. This amount represents the net change in pension related amounts.(564,632) Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The net revenues/ (expenses) of the internal service funds are reported with governmental activities.(101,216) Change in net position of governmental activities 36,577,337$ CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the year ended June 30, 2019 See accompanying notes to basic financial statements. 25 A-53 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Taxes 27,060,300$ 27,060,300$ 27,315,505$ 255,205$ Licenses and permits 2,290,300 2,290,300 2,204,606 (85,694) Revenue from other agencies - - 1,359 1,359 Charges for services 15,200 15,200 26,881 11,681 Fines and forfeitures 327,000 327,000 331,226 4,226 Use of money and property 585,400 585,400 845,137 259,737 Other revenues 644,900 644,900 893,950 249,050 TOTAL REVENUES 30,923,100 30,923,100 31,618,664 695,564 EXPENDITURES: Administration City council 154,600 150,300 96,253 54,047 City manager 856,500 848,182 791,758 56,424 Legal services 925,000 925,000 1,171,414 (246,414) Community outreach 75,100 65,300 62,247 3,053 City clerk 621,200 524,176 449,727 74,449 RPV TV 289,400 238,400 179,550 58,850 Personnel 365,600 405,774 302,545 103,229 Finance 1,606,100 1,604,538 1,502,164 102,374 Information technology - Data 1,119,400 1,055,950 928,885 127,065 Information technology - Voice 113,000 105,000 96,276 8,724 Total Administration 6,125,900 5,922,620 5,580,819 341,801 Public safety Sheriff 6,318,500 6,318,500 6,335,382 (16,882) Special programs 868,600 972,211 783,421 188,790 Animal control - - (7,781) 7,781 Emergency preparedness 196,100 191,000 103,419 87,581 Total Public Safety 7,383,200 7,481,711 7,214,441 267,270 Public Works Public works administration 2,767,300 2,530,713 2,155,313 375,400 Traffic management 563,000 586,020 460,402 125,618 Storm water quality 606,000 533,200 535,920 (2,720) Building maintenance 679,900 569,875 453,630 116,245 Park/Trail/Open Space maintenance 1,316,000 1,422,014 989,471 432,543 Street landscape Maintenance - 453,709 573,850 (120,141) Sewer maintenance 69,000 35,000 22,550 12,450 Total Public Works 6,001,200 6,130,531 5,191,136 939,395 (Continued) Budgeted Amounts CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND For the year ended June 30, 2019 See accompanying notes to basic financial statements. 26 A-54 Variance with Final Budget Positive Original Final Actual (Negative) EXPENDITURES (CONTINUED): Parks and Recreation Recreation administration 1,041,400 1,028,958 1,022,002 6,956 Recreation facilities 902,900 1,000,082 851,183 148,899 Special events 246,900 227,417 197,409 30,008 PVIC 546,200 544,674 513,420 31,254 REACH 95,300 91,600 69,328 22,272 Support services 22,400 22,400 29,084 (6,684) Total Parks and Recreation 2,855,100 2,915,131 2,682,426 232,705 Community Development Planning services 1,726,300 1,816,038 1,505,918 310,120 Building & safety 995,100 970,600 826,227 144,373 Code enforcement 307,800 307,800 189,361 118,439 View restoration/preservation 371,100 371,100 321,835 49,265 NCCP 50,000 50,000 11,445 38,555 Geology 150,000 150,000 107,253 42,747 Animal Control 136,000 136,000 89,842 46,158 Total Community Development 3,736,300 3,801,538 3,051,881 749,657 Non-departmental 1,323,200 1,110,646 1,133,906 (23,260) TOTAL EXPENDITURES 27,424,900 27,362,177 24,854,609 2,507,568 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,498,200 3,560,923 6,764,055 (1,812,004) OTHER FINANCING SOURCES (USES): Transfers in 220,000 220,000 292,384 72,384 Transfers out (4,564,700) (4,564,700) (4,346,852) 217,848 TOTAL OTHER FINANCING SOURCES (USES) (4,344,700) (4,344,700) (4,054,468) 290,232 NET CHANGE IN FUND BALANCE (846,500) (783,777) 2,709,587 (1,521,772) FUND BALANCE - BEGINNING OF YEAR 18,078,960 18,078,960 18,078,960 - FUND BALANCE - END OF YEAR 17,232,460$ 17,295,183$ 20,788,547$ (1,521,772)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (CONTINUED) GENERAL FUND For the year ended June 30, 2019 See accompanying notes to basic financial statements. 27 A-55 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 600,000$ 744,320$ 144,320$ (600,000)$ EXPENDITURES: Public works - 965,645 408,061 557,584 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 600,000 (221,325) (263,741) (42,416) OTHER FINANCING SOURCES (USES): Transfers out - (300,000) (300,000) - NET CHANGE IN FUND BALANCE 600,000 (521,325) (563,741) (42,416) FUND BALANCE - BEGINNING OF YEAR - - - - FUND BALANCE - END OF YEAR 600,000$ (521,325)$ (563,741)$ (42,416)$ CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL STATE GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2019 Budgeted Amounts See accompanying notes to basic financial statements. 28 A-56 Business-type Equipment Activity- Replacement Water Quality Internal Flood Protection Service Enterprise Fund Funds CURRENT ASSETS: Cash and investments -$ 2,691,414$ Receivables: Interest - 7,925 TOTAL CURRENT ASSETS - 2,699,339 NONCURRENT ASSETS: Capital assets, not being depreciated: Land - - Construction in progress - - Capital assets, being depreciated: Property and equipment - 2,414,346 Infrastructure - - Accumulated depreciation - (2,030,405) TOTAL NONCURRENT ASSETS - 383,941 TOTAL ASSETS - 3,083,280 LIABILITIES: Accounts payable and accrued liabilities - 12,018 Retentions payable - - TOTAL LIABILITIES - 12,018 Invested in capital assets - 383,941 Unrestricted - 2,687,321 TOTAL NET POSITION -$ 3,071,262$ ASSETS LIABILITIES NET POSITION CITY OF RANCHO PALOS VERDES STATEMENT OF NET POSITION PROPRIETARY FUNDS June 30, 2019 See accompanying notes to basic financial statements. 29 A-57 Business-type Equipment Activity Replacement Water Quality Internal Flood Protection Service Enterprise Fund Funds OPERATING REVENUES: Charges for services -$ 300,900$ OPERATING EXPENSES: Materials and supplies - 210,066 Maintenance 80,390 - Depreciation 730,725 242,309 TOTAL OPERATING EXPENSES 811,115 452,375 OPERATING LOSS (811,115) (151,475) NONOPERATING REVENUES: Grant revenues 200,000 - Investment income - 50,259 TOTAL NONOPERATING REVENUES 200,000 50,259 INCOME (LOSS) BEFORE TRANSFERS (611,115) (101,216) TRANSFER OUT (34,257,672) - CHANGE IN NET POSITION (34,868,787) (101,216) TOTAL NET POSITION - BEGINNING OF YEAR 34,868,787 3,172,478 TOTAL NET POSITION - END OF YEAR -$ 3,071,262$ CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION - PROPRIETARY FUNDS For the year ended June 30, 2019 See accompanying notes to basic financial statements. 30 A-58 Business-type Equipment Activity Replacement Water Quality Internal Flood Protection Service Enterprise Fund Fund CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from interfund services provided -$ 300,900$ Payments to suppliers (97,917) (201,162) NET CASH PROVIDED BY (USED FOR) OPERATING ACTIVITIES (97,917) 99,738 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets (944,660) (5,035) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Receipts from other revenues 200,000 - Transfer to other funds (189,352) - NET CASH PROVIDED FROM NON-CAPITAL FINANCING ACTIVITIES 10,648 - CASH FLOWS FROM INVESTING ACTIVITIES: Interest received on investments 2,520 47,402 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (1,029,409) 142,105 CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR 1,029,409 2,549,309 CASH AND CASH EQUIVALENTS - END OF YEAR -$ 2,691,414$ RECONCILIATION OF OPERATING LOSS TO NET CASH USED BY OPERATING ACTIVITIES: Operating loss (811,115)$ (151,475)$ Adjustments to reconcile operating loss to net cash used by operating activities: Depreciation 730,725 242,309 Changes in operating assets and liabilities: Decrease in accounts payable and accrued liabilities - 8,904 Decrease in retentions payable (17,527) - NET PROVIDED BY (USED FOR) OPERATING ACTIVITIES (97,917)$ 99,738$ SCHEDULE OF NON-CASH CAPITAL AND RELATED FINANCING ACTIVITIES: Contribution of capital assets to City's governmental activities 34,185,288$ -$ CITY OF RANCHO PALOS VERDES STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the year ended June 30, 2019 See accompanying notes to basic financial statements. 31 A-59 Successor Agency Private-Purpose Trust Fund Cash and investments 192,509$ Interest receivable 570 Prepaid costs 356,125 TOTAL ASSETS 549,204 LIABILITIES CURRENT LIABILITIES: Current portion of noncurrent liabilities 454,922 TOTAL CURRENT LIABILITIES 454,922 NONCURRENT LIABILITIES: Due beyond one year 13,955,353 TOTAL NONCURRENT LIABILITIES 13,955,353 TOTAL LIABILITIES 14,410,275 NET POSITION (DEFICIT) HELD IN TRUST (13,861,071)$ ASSETS STATEMENT OF FIDUCIARY NET POSITION CITY OF RANCHO PALOS VERDES FIDUCIARY FUND June 30, 2019 See accompanying notes to basic financial statements. 32 A-60 Successor Agency Private-Purpose Trust Fund ADDITIONS: Taxes 625,797$ Use of money and property 6,296 TOTAL ADDITIONS 632,093 DEDUCTIONS: Administration 226,839 Debt interest and fiscal charges 378,214 TOTAL DEDUCTIONS 605,053 CHANGE IN NET POSITION 27,040 NET POSITION (DEFICIT) - BEGINNING OF YEAR (13,888,111) NET POSITION (DEFICIT) - END OF YEAR (13,861,071)$ CITY OF RANCHO PALOS VERDES STATEMENT OF CHANGES IN FIDUCIARY NET POSITION FIDUCIARY FUNDS For the year ended June 30, 2019 See accompanying notes to basic financial statements. 33 A-61 34 (THIS PAGE INTENTIONALLY LEFT BLANK) A-62 NOTES TO FINANCIAL STATEMENTS A-63   A-64 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 35 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies of the City of Rancho Palos Verdes (the “City”) conform to accounting principles generally accepted in the United States of America as applicable to governments. The Governmental Accounting Standards Board (“GASB”) is the accepted standard setting body for governmental accounting and financial reporting principles. The following is a summary of the significant policies. A. Reporting Entity The reporting entity, “City of Rancho Palos Verdes”, includes the accounts of the City and the Joint Powers Improvement Authority (the Authority). The City was incorporated on September 7, 1973, as a General Law City and operates under a Council/Manager form of government. The City sponsored the formation of a Redevelopment Agency in 1984 pursuant to the State of California Health and Safety Code Section 33000 entitled “Community Redevelopment Law” with a purpose to finance long-term capital improvements designed to eliminate physical and economic blight in a project area through stabilization of hazardous landslides. Effective February 1, 2012, pursuant to state law, the Redevelopment Agency was dissolved and its assets were transferred to a Successor Agency for the purpose of winding down the business of the former Redevelopment Agency (see Note 14). The Successor Agency is a separate legal entity that is a related organization to the City; but is not a component unit, as described more fully below. The Authority was formed on September 4, 1990, in accordance with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987, entered into by the City, the former Redevelopment Agency, and the County of Los Angeles (County) in connection with the Horan Lawsuit. The Agreement requires funds to be set aside and expended by the Authority to maintain landslide abatement improvements installed and constructed by the former Redevelopment Agency. The City of Rancho Palos Verdes is the primary government unit. Component units are legally separate organizations for which the elected officials of the primary government are financially accountable. In addition, component units can be other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statements to be misleading. The City has accounted for the Authority as a “blended” component unit. The balances and transactions of the Authority are reported in separate Permanent and Special Revenue Funds; and are included in the government-wide statements. The following specific criteria were used in determining that the Authority is a “blended” component unit. The members of the City Council also act as members of the Authority Board. The Authority is fiscally dependent on the City, and there is potential for the Authority to impose specific financial burdens on the City; as the City subsidizes maintenance operations performed by the Authority and the City is legally liable for facilities maintained by the Authority. Separately issued financial statements for the Authority may be obtained at the City’s administrative offices. The Successor Agency does not meet the criteria for reporting as a component unit, as it is not fiscally dependent on the City. In addition, the business of the Successor Agency must be approved by an independently appointed Oversight Board and the California Department of Finance. Therefore, the balances and transactions of the Successor Agency are reported as a separate Fiduciary Fund (private purpose trust fund), and are not included in the government-wide statements. A-65 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 36 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) A. Reporting Entity (Continued) Participation in Public Entity Jointly Controlled Government The City is a member of the Palos Verdes Peninsula Transit Joint Powers Authority (the Transit Authority). The Transit Authority is comprised of three member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the Authority is to study, implement, and provide a public transit system within and around the Palos Verdes Peninsula. These transit services include Palos Verdes Transit, Dial-A-Ride, and a fixed route shuttle service. Periodic deposits are paid by member Cities and are adjusted retrospectively to cover costs. Costs are prorated among all participating Cities based on population. The City does not have an equity interest in the Transit Authority; therefore, no amount has been reported in the Statement of Net Position. However, the City does have an ongoing financial interest, because the City is able to influence the operations of the Authority so that the Authority uses its resources on behalf of the City. Also, an ongoing financial responsibility exists because the Authority is dependent on continued funding from the City. The condensed financial information of the Authority has not been reproduced in this report, but is available upon request from the Authority by emailing pvtransit@palosverdes.com or mailing a request to P.O. Box 2656, Palos Verdes Peninsula, CA 90274. B. Description of Funds The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, deferred outflows/inflows, fund equity, revenues, and expenditures. The following are types of funds used. Governmental Fund Types General Fund - Used to account for all financial resources except those that are required to be accounted for in another fund. The financial resources accounted for in the General Fund may be used to fund any City program. Special Revenue Funds - Used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specified purposes. Capital Projects Funds - Used to account for financial resources used for the construction of specific capital projects. Permanent Funds - Used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government’s programs. Proprietary Fund Types Enterprise Fund - Used to finance and account for the acquisition, operation, and maintenance of the City’s facilities and services; which are supported primarily by user charges. Internal Service Funds - Used to centralize the accounting for purchases of equipment, furniture and vehicles on behalf of all City departments, and the accumulation of funds for replacement of certain buildings on behalf of the City. A-66 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 37 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. Description of Funds (Continued) Fiduciary Fund Type Private-Purpose Trust Fund - Used to account for property tax revenue allocated to the Successor Agency and payments of the obligations of the former Redevelopment Agency. C. Basis of Accounting/Measurement Focus Government-Wide Financial Statements The City’s Government-Wide Financial Statements include a “Statement of Net Position” and a “Statement of Activities.” These two statements present summaries of Governmental and Business-type Activities for the City; and do not include fiduciary activities. These statements are presented on an “economic resources” measurement focus and the accrual basis of accounting. Accordingly, all of the City’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources; including capital assets, infrastructure, and long-term debt, are included in the accompanying Statement of Net Position. The Statement of Activities presents changes in net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned, while expenses are recognized in the period in which the liability is incurred. The Statement of Activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenue transactions for the City are reported in three categories: 1) Charges for Services, 2) Operating Grants and Contributions, and 3) Capital Grants and Contributions. Charges for Services include revenues from customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function. Operating Grants and Contributions include revenues restricted to meeting the requirements of a particular operating function and may include state shared revenues and grants. Capital Grants and Contributions include revenues restricted to meeting the requirements of a particular capital function and may include grants and developer fees. Taxes and other items not properly included among program revenues are reported instead as general revenues. As a general rule, the effect of inter-fund activity has been eliminated from the Government-Wide Financial Statements. Governmental Fund Financial Statements Governmental fund financial statements include a “Balance She et - Governmental Funds” and “Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds” for all major and other governmental funds. An accompanying schedule is presented to reconcile and explain the differences in fund balances as presented in these statements to the Net Position presented in the Government-Wide Financial Statements. The City reports the following major governmental funds: The General Fund is the City’s primary operating fund. It accounts for all financial resources of the City, except those that are required to be accounted for in another fund. The State Grants Special Revenue Fund is used to account for state financial assistance programs. A-67 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 38 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Basis of Accounting/Measurement Focus (Continued) Governmental Fund Financial Statements (Continued) The Capital Improvement Capital Projects Fund is used to account for funds used for the City’s capital improvement projects. All governmental funds are accounted for on a spending or “current financial resources” measurement focus and the modified accrual basis of accounting. Under the “current financial resources” measurement focus, generally only current assets, current liabilities and deferred inflows are reported on the balance sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in fund balances. Revenues are recognized in the accounting period in which they become susceptible to accrual, that is, when they become both measurable and available to finance expenditures of the current period. “Measurable” means that the amount of the transaction can be determined, and “available” means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Accrued revenues include property taxes received within 60 days after year-end, taxpayer-assessed taxes such as sales taxes, and earnings on investments. Grant funds earned but not received are recorded as a receivable, and grant funds received before the revenue recognition criteria have been met are reported as unearned revenues. Expenditures are recorded when the fund liability is incurred, if measurable, except for interest on general long-term debt that has not yet matured, which is recognized when due. Proprietary Fund Financial Statements Proprietary fund types are accounted for using the “economic resources” measurement focus and accrual basis of accounting. This means that all assets and liabilities (whether current or noncurrent) associated with the activity are included on the balance sheet. Fund equity is presented as total net position. The operating statement of proprietary funds presents increases (revenues) and decreases (expenses) in total net position. Revenues are recognized when they are earned and expenses are recognized when the liability is incurred. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s enterprise and internal service funds are charges for services. Operating expenses for the enterprise and internal service funds include the costs of services, employee benefits, maintenance of capital assets, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City uses an internal service fund to finance and account for goods and services provided by one City department to other City departments, including the purchase and maintenance of equipment. The City’s internal service fund is presented in the proprietary funds financial statements. Because the principal users of the internal services are the City’s governmental activities, the financial statements of the internal service fund is consolidated into the governmental activities column when presented in the government- wide financial statements. To the extent possible, the cost of these services is reported in the appropriate functional activity (administration, public safety, public works, etc.). A-68 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 39 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Basis of Accounting/Measurement Focus (Continued) Proprietary Fund Financial Statements (Continued) The City reports the following major enterprise fund. The Water Quality Flood Protection Fund is used to account for the voter approved storm drain user fees used to repair and replace the City’s storm drain facilities. The remaining assets of this fund were contributed the General Fund. Fiduciary Fund Financial Statements The fiduciary private-purpose trust fund type is accounted for using the economic resources measurement focus and accrual basis of accounting similar to the proprietary funds. The City reports the following fiduciary fund. The assets and liabilities of the former Redevelopment Agency were transferred to the Successor Agency as part of the business of redevelopment dissolution. The Successor Agency private-purpose trust fund accounts for the changes in the former Redevelopment Agency’s assets and liabilities until they are disposed of through dissolution. This fund also accounts for the administrative costs associated with dissolution. D. Budgetary Accounting Annual budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for all governmental funds. All annual appropriations lapse at fiscal year-end. Budget control is maintained over all accounts, and expenditures are not allowed to exceed appropriations at the department level. Throughout the year, the City Council made several budgetary adjustments to the General fund, Special Revenue funds, Capital Projects funds, and Permanent funds. Under Article XIIIB of the California Constitution (the Gann Spending Limitation Initiative), the City is restricted as to the amount of annual appropriations from the proceeds of taxes, and if proceeds of taxes exceed allowed appropriations, the excess must either be refunded to the State Controller, returned to the taxpayers through revised tax rates or revised fee schedules, or an excess in one year may be offset against a deficit in the following year. For the fiscal year ended June 30, 2019, based on calculations by City Management, the proceeds of taxes in the amount of $27.1 million did not exceed appropriation limit of $30.1 million. E. Capital Assets Capital assets include land, construction in progress, building and improvements, vehicles, computer equipment, furniture, fixtures and equipment, and infrastructure assets (street systems, storm drains, sewer systems, etc.). Capital assets are defined by the City as all land and buildings, vehicles, computers and equipment with an initial individual cost of more than $5,000; and improvements and infrastructure assets with costs of more than $100,000. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated or annexed capital assets are recorded at acquisition value at the date of donation or annexation. A-69 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 40 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Capital Assets (Continued) The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Depreciation is recorded in the Government-Wide Financial Statements on a straight-line basis over the useful life of the assets as follows: Buildings and Improvements 25 to 50 years Vehicles, Computers, and Equipment 3 to 10 years Infrastructure Assets Roadway Network 10 to 100 years Sewer Network 25 to 50 years Storm Drain Network 30 to 100 years Parks and Recreation Network 25 years F. Employee Compensated Absences City employees may receive from 10 to 20 days of vacation time each year, depending upon length of service. An employee may accumulate earned vacation time up to a maximum of two years’ worth of accrued vacation leave. Upon termination, employees are paid the full value of their unused vacation time at their existing salary. City employees accrue 96 hours of sick leave each year with a maximum accrual of 720 hours. However, unused sick leave is never paid out to the employee upon separation; and therefore, the City does not accrue a liability. The General Fund will primarily be used to liquidate the liability for compensated absences in future years. Any liability for compensated absences is only carried in the General Fund if there is unused/unpaid leave outstanding following an employee’s separation. G. Investments Investments are reported at fair value which is the amount at which financial instruments could be exchanged in a current transaction between willing parties. All fair values are determined by external consultants. Investments are measured at fair value on a recurring basis. Recurring fair value measurements are those that Governmental Accounting Standards Board (GASB) Statements require or permit in the statement of net position at the end of each reporting period. H. Cash and Investments The Water Quality Flood Protection Enterprise Fund and the Internal Service Funds participate in the pooling of City-wide cash and investments. Amounts from the pool are available to these funds on demand. Therefore the cash and investments reported in these funds are considered to be cash and cash equivalents for purpose of the statement of cash flows. A-70 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 41 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) I. Claims and Judgments When it is probable that a claim liability has been incurred, and the amount of the loss can be reasonably estimated, the City records the estimated loss, net of any insurance coverage under its self-insurance program. Small claims and judgments are recorded as expenditures when paid. The City’s self-insurance program is administered through the California Joint Powers Authority (the CJPIA), which is described at Note 9. The CJPIA is a public entity risk pool. The City records amounts deposited with CJPIA as insurance expenditures in the General Fund. J. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items using the consumption method. In governmental funds, the prepaid assets recorded do not reflect current appropriable resources and thus, an equivalent portion of fund balance is reported as non-spendable. The City had a total of $997,005 of prepaid items as of June 30, 2019. K. Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. L. Use of Restricted Resources When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first. When unrestricted resources (committed, assigned or unassigned) are available for use, it is the City’s policy to use committed resources first, assigned resources second and finally unassigned resources. M. Deferred Inflows and Outflows In addition to assets, the statement of net position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period and will not be recognized as an outflow of resources (expense/expenditure) until that time. The City has the following items that qualify for reporting in this category:  Deferred outflows related to pensions equal to employer contributions made after the measurement date of the net pension liability.  Deferred outflows related to pensions for the changes in proportion and differences between employer contributions and the employer’s proportionate share of contributions. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans. A-71 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 42 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) M. Deferred Inflows and Outflows (Continued)  Deferred outflows related to pensions resulting from the net difference between projected and actual earnings on investments of the pension plans fiduciary net position. These amounts are amortized over five years.  Deferred outflows related to pensions for differences between actual and expected experiences. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans.  Deferred outflows from pensions resulting from changes in assumptions. These amounts are amortized over a closed period equal to the average expected remaining service lives of all employees that are provided with pensions through the plans. In addition to liabilities, the statement of net position and the governmental funds balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period and will not be recognized as an inflow of resources (revenue) until that time. The City has the following items that qualify for reporting in this category:  Deferred inflows from unavailable revenues, which are reported only in the governmental funds balance sheet. The governmental funds report unavailable revenues from one source: grants. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available.  Deferred inflows related to pensions for the changes in proportion and differences between employer contributions and the employer’s proportionate share of contributions. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans.  Deferred inflows related to pensions for differences between actual and expected experiences. These amounts are amortized over a closed period equal to the average of the expected remaining service lives of all employees that are provided with pensions through the plans.  Deferred inflows from pensions resulting from changes in assumptions. These amounts are amortized over a closed period equal to the average expected remaining service lives of all employees that are provided with pensions through the plans. A-72 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 43 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) N. Current Accounting Pronouncements GASB 83 - Certain Asset Retirement Obligations, effective for periods beginning after June 15, 2018. This accounting pronouncement did not impact the City. GASB 88 - Certain Disclosures Related to Debt, Including Direct Borrowings and Direct Placements, effective for periods beginning after June 15, 2018. This accounting pronouncement did not impact the City. O. Future Accounting Pronouncements GASB has issued the following statements, which may impact the City’s financial reporting requirements in the future: GASB 84 - Fiduciary Activities, effective for periods beginning after December 15, 2018. GASB 87 - Leases, effective for periods beginning after December 15, 2019. GASB 89 - Accounting for Interest Cost Incurred before the End of a Construction Period, effective for periods beginning after December 15, 2019. GASB 90 - Majority Equity Interests - an amendment of GASB Statements No. 14 and No. 61, effective for periods beginning after December 15, 2018. GASB 91 - Conduit Debt Obligations, effective for periods beginning after December 15, 2020. P. Pensions For purposes of measuring the net pension liability and deferred outflows/inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City’s California Public Employees’ Retirement System (CalPERS) plans (Plans) and additions to/deductions from the Plans’ fiduciary net position have been determined on the same basis as they are reported by CalPERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. A-73 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 44 2. CASH AND INVESTMENTS Cash and investments as of June 30, 2019, are classified in the accompanying financial statements as follows: Government-Wide Fiduciary Fund Statement of Statement of Fiduciary Net Position Net Position Total Total cash and investments 65,188,261$ 192,509$ 65,380,770$ Cash and investments as of June 30, 2019 consist of the following: Petty Cash 5,000$ Deposits with Financial Institutions 5,139,975 Certificates of Deposit 17,450,000 Money Market Funds 1,227 U.S. Treasury Obligations 6,000,000 Negotiable Certificates of Deposit 4,165,130 Local Agency Investment Fund (LAIF) 32,619,438 65,380,770$ Investments Authorized by the California Government Code and the City of Rancho Palos Verdes’ Investment Policy. The table below identifies the investment types that are authorized for the City of Rancho Palos Verdes by the California Government Code (or the City’s investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City’s investment policy, where more restrictive) that address interest rate risk, and concentration of credit risk. Maximum Amount or Maximum Percent of Maximum Authorized Investment Type Maturity Portfolio in One Issuer U.S. Treasury Obligations 3 years None None Certificates of Deposit 5 years None None Negotiable Certificates of Deposit 5 years 30% None Repurchase Agreements 7 days 15% None Money Market Mutual Funds N/A 15% None Local Agency Investment Fund (LAIF) N/A None $65 million per acct. Money Market Savings/Demand Deposits N/A 15% $5 million A-74 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 45 2. CASH AND INVESTMENTS (CONTINUED) Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City’s investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Remaining Maturity Investment Type 0-6 months 6-12 months 12-36 months 36-60 months Total Certificates of Deposit 4,500,000$ 1,450,000$ 9,000,000$ 2,500,000$ 17,450,000$ Money Market Funds 1,227 - - - 1,227 U.S. Treasury Obligations 3,000,000 - 3,000,000 - 6,000,000 Negotiable Certificates of Deposit - 4,165,130 - - 4,165,130 Local Agency Investment Fund (LAIF) 32,619,438 - - - 32,619,438 Total 40,120,665$ 5,615,130$ 12,000,000$ 2,500,000$ 60,235,795$ Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The certificates of deposit, negotiable certificates of deposit, and LAIF are not rated. The money market funds are rated AAA. Concentration of Credit Risk The investment policy of the City of Rancho Palos Verdes contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City of Rancho Palos Verdes’ investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The market value of the pledged securities in the collateral pool must equal at least 110 percent of the total amount deposited by the public agencies. California law also allows financial institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150 percent of the secured public deposits. A-75 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 46 2. CASH AND INVESTMENTS (CONTINUED) Custodial Credit Risk (Continued) The City’s deposits with financial institutions in excess of federal depository insurance limits were held in collateralized accounts, but not in the name of the City. The financial institutions that held the uninsured deposits are legally required by the California Government Code to collateralize the City’s deposits as noted above. Investment in Local Agency Investment Fund (LAIF) The City of Rancho Palos Verdes is a voluntary participant in LAIF that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. The fair value of the City of Rancho Palos Verdes’ investment in this pool is based upon the City of Rancho Palos Verdes’ pro-rata share of the fair value provided by LAIF for the entire pool portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. LAIF is a governmental investment pool managed and directed by the Treasurer of the State of California and is not registered with the Securities and Exchange Commission. An oversight committee comprised of California State officials and various other participants provides oversight to the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer’s office. Fair Value Classifications The City categorized its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are quoted prices for similar assets in active markets, Level 3 inputs are significant unobservable inputs. The fair value of the City’s investments in negotiable certificates of deposits is based on Level 2 inputs. The City’s investments in FDIC insured certificates of deposits, money market funds and LAIF are not subject to the fair value hierarchy. A-76 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 47 3. INTERFUND TRANSACTIONS Interfund Receivable/Payable lnterfund transfers for the year ended June 30, 2019, consisted of the following: State Grants Other Water General Special Governmental Quality Flood Fund Revenue Fund Funds Protection Totals General Fund -$ -$ 220,000$ 72,384$ 292,384$ Capital Improvement Projects 4,301,852 - 1,087,318 - 5,389,170 Other Governmental Funds 45,000 300,000 - - 345,000 Subtotal 4,346,852 300,000 1,307,318 72,384 6,026,554 Close of Water Quality Flood Protection Enterprise Fund - - - 34,185,288 34,185,288 Total 4,346,852$ 300,000$ 1,307,318$ 34,257,672$ 40,211,842$ Transfer From Transfer To Transfers are used to: (1) move revenues from the fund that statute or budget requires for collection to the fund that statute or budget requires for expenditure; (2) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations or grant matching requirements; (3) return money that was originally transferred from the General Fund to another fund, yet not used; and (4) close out of the Water Quality Flood Protection Fund and transfer remaining assets to the Governmental Funds. The General Fund transferred a total of $4,346,852. Of this amount, $4,301,852 was transferred to the Capital Improvement Projects (CIP) Fund as a CIP Reserve for future infrastructure projects, as required by the City Council’s Reserve Policy. The amount of $25,000 was transferred to the Improvement Authority Abalone Cove and $20,000 to the Improvement Authority Portuguese Bend. The State Grants Special Revenue Fund transferred $300,000 to Other Governmental Funds (Proposition A Special Revenue Fund) for costs related to the Lower Hesse Park Grant. The General Fund received $220,000 during the year from Other Governmental Funds. Of this amount, $130,000 was transferred from the Public Safety Grants Fund to supplement the special community resource policing team for the deputy cost within the Sherriff program of the public safety section of the budget and $90,000 was transferred from the Measure A Maintenance Fund to fund Parks, Trails, and Open Space Maintenance within the General Fund for fuel modification in the Open Space areas. The General Fund received $72,384 during the year from the Water Quality Flood Projection Enterprise fund as the voter approved user fees sunset in FY 15-16 and the remaining balance of the fund were spent by FY 18-19. The Capital Improvement Projects (CIP) Fund received $1,087,318 during the year from the Other Governmental Funds (Federal Grants Fund) to reimburse for project costs. A-77 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 48 4. CAPITAL ASSETS AND DEPRECIATION The City has reported all capital assets including infrastructure in the Government-Wide Statement of Net Position. The City elected to use the basic reporting approach as defined by GASB Statement No. 34 for all infrastructures, whereby depreciation expense and accumulated depreciation has been recorded. The following tables present the capital assets activity for the year ended June 30, 2019. Contribution from Beginning Business-Type Ending Balance Increases Decreases Activities Balance Governmental Activities Capital assets not being depreciated: Land 42,087,575$ -$ -$ 1,428,243$ 43,515,818$ Construction in progress 1,646,826 5,449,496 (6,299,976) 2,334,284 3,130,630 Total capital assets not being depreciated 43,734,401 5,449,496 (6,299,976) 3,762,527 46,646,448 Capital assets being depreciated: Building and improvements 13,547,209 733,989 - - 14,281,198 Vehicles 511,560 - - - 511,560 Computer equipment 989,151 - - - 989,151 Equipment - water quality - - - 11,813 11,813 Furniture, fixtures and equipment 908,600 5,035 - - 913,635 Infrastructure Roadway system 116,904,719 4,737,569 - - 121,642,288 Sewer system 25,965,995 - - - 25,965,995 Storm drain system 13,660,322 - - - 13,660,322 Storm drain system - water quality - - - 34,512,356 34,512,356 Parks system 6,734,479 875,378 - - 7,609,857 Total capital assets being depreciated 179,222,035 6,351,971 - 34,524,169 220,098,175 Less accumulated depreciation for: Buildings and improvements (6,803,849) (284,172) - - (7,088,021) Vehicles (366,162) (40,975) - - (407,137) Computer equipment (806,825) (91,185) - - (898,010) Equipment - water quality - - - (11,813) (11,813) Furniture, fixtures and equipment (609,759) (115,499) - - (725,258) Infrastructure Roadway system (61,509,573) (4,001,656) - - (65,511,229) Sewer system (20,574,456) (453,674) - - (21,028,130) Storm drain system (4,721,283) (267,524) - - (4,988,807) Storm drain system - water quality - - - (4,089,595) (4,089,595) Parks system (2,144,115) (295,674) - - (2,439,789) Total accumulated depreciation (97,536,022) (5,550,359) - (4,101,408) (107,187,789) Total capital assets being depreciated, net 81,686,013 801,612 - 30,422,761 112,910,386 Governmental activities capital assets, net 125,420,414$ 6,251,108$ (6,299,976)$ 34,185,288$ 159,556,834$ A-78 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 49 4. CAPITAL ASSETS AND DEPRECIATION (CONTINUED) Depreciation expense was charged to functions/programs of the primary government as follows: Administration (depreciation of buildings and some furniture)289,522$ Public Works (depreciation of roadways, sewers, and storm drains)4,722,854 Parks and recreation (depreciation of parks system)295,674 Capital assets held by the City's internal service funds are charged to various functions based on their usage of the assets 242,309 Total Depreciation Expense - Governmental Activities 5,550,359$ Transfer to Beginning Governmental Ending Balance Increases Decreases Activities Balance Business-type Activities Capital assets not being depreciated: Land 1,428,243$ -$ -$ (1,428,243)$ -$ Construction in progress 4,432,416 - (2,098,132) (2,334,284) - Total capital assets not being depreciated 5,860,659 - (2,098,132) (3,762,527) - Capital assets being depreciated: Equipment 11,813 - - (11,813) - Storm drain system 32,494,609 2,017,747 - (34,512,356) - Total capital assets being depreciated 32,506,422 2,017,747 - (34,524,169) - Less accumulated depreciation for: Equipment (11,813) - - 11,813 - Storm drain system (3,358,870) (730,725) - 4,089,595 - Total accumulated depreciation (3,370,683) (730,725) - 4,101,408 - Total capital assets being depreciated, net 29,135,739 1,287,022 - (30,422,761) - Business-type activities capital assets, net 34,996,398$ 1,287,022$ (2,098,132)$ (34,185,288)$ -$ Depreciation expense of $730,725 is included in the Water Quality Flood Protection enterprise fund. A-79 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 50 5. NOTES RECEIVABLE Notes Receivable Affordable Housing 7,967,488$ Community Development Block Grant 346,466 Subtotal 8,313,954 Receivable from Successor Agency 10,620,275 Allowance from Successor Agency receivable (10,620,275) Total Notes Receivable 8,313,954$ The receivable from the Successor Agency is discussed further in Note 14. Affordable Housing In March 2009, the former Redevelopment Agency (RDA) entered into a Disposition and Development Agreement (DDA) with AMCAL Mirandela Fund LP (AMCAL). Under the DDA, the former RDA provided financial assistance to AMCAL in an amount up to $6,790,000 to develop a thirty-four unit senior housing project. The loan accrues simple interest at a rate of 3% per annum on the amounts disbursed. The note is due December 22, 2065. The balance of note receivable from AMCAL including accrued unpaid interest of $1,696,944 at June 30, 2019 was $7,967,488. In March 2011, the former RDA sold an affordable housing condominium to an individual for $350,000. In connection with the sale, the buyer issued a secured promissory note in the amount of $126,320. The note bears no interest and principal is payable upon default by the owner (or any successors’ owner) under a regulatory agreement that requires the condominium to be occupied by person or families of moderate income. If no such default has occurred by February 22, 2056, the principal will be forgiven. Due to the nature of this loan, the outstanding balance has been offset in full by an allowance for uncollectability. As part of redevelopment dissolution, these two long-term notes receivable were transferred to the housing successor (the City), which elected to retain the housing assets and function of the former Redevelopment Agency. Community Development Block Grant (CDBG) As part of the City’s CDBG program, the City extends loans to property owners meeting low and moderate income requirements to make repairs and improvements to their homes. These notes receivable bear no interest, and repayment is required when the title to the property is transferred or the property is re-financed. The maximum loan amount per property is $13,000. Amounts repaid are returned to the CDBG program. The total of these loans outstanding at June 30, 2019 is $346,466. A-80 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 51 6. LONG-TERM LIABILITIES Balance Balance Amount Due July 1, 2018 Additions Deletions June 30, 2019 in One Year Employee Compensated Absences 424,249$ 322,869$ (346,614)$ 400,504$ 327,215$ Employee Compensated Absences There is no fixed payment schedule for employee compensated absences. Based on historical trends, $327,215 is estimated to be the amount that will be used and/or paid out during the fiscal year ended June 30, 2019. 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE Government-Wide Financial Statements In the Government-Wide financial statements net position is classified in the following categories: Net Investment in Capital Assets This category groups all capital assets, including infrastructure, into one component of net position. Accumulated depreciation on these assets reduces this category as does any outstanding balance on debt incurred in acquiring or constructing the capital assets. Restricted Net Position This category presents external restrictions imposed by creditors, grantors, contributions or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. Unrestricted Net Position This category represents the difference between total net position and the two categories noted above: Net Investment in Capital Assets and Restricted Net Position. Fund Financial Statements The fund balances reported on the fund statements consist of the following categories: Non-spendable - Amounts that are not in a spendable form (such as inventory and prepaid expenditures) or are legally required to be maintained intact (such as the corpus of an endowment fund). Restricted - Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. Committed - Amounts constrained to specific purposes by the City Council via a City Council resolution or ordinance, which are considered to be equally binding. To be reported as committed, amounts cannot be used for any other purpose unless the City Council adopts another resolution to remove or change the constraint. Assigned - Amounts the City Council intends to use for a specific purpose, which is expressed by the City Council via minute order. A-81 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 52 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE (CONTINUED) Fund Financial Statements (Continued) Unassigned - Amounts that are available for any purpose; these amounts are reported only in the General Fund. However, if there is a deficit fund balance to be reported in any fund, it is classified as unassigned. The City’s governmental fund balances were classified as follows at June 30, 2019: State Grants Capital Other General Special Revenue Improvement Governmental Fund Fund Fund Funds Nonspendable: In Form (inventory and prepaid) 1,016,459$ -$ -$ -$ Legally - - - 1,750,000 Habitat Restoration - - - 152,180 Restricted: Public Works - - 1,917,100 12,351,064 Committed: Public Works 179,041 - - - City Administration 39,600 - - - Community Development 103,623 - - - Recreation and Parks 19,168 - - - Assigned: Public Works - - 23,720,033 - Continued Appropriations - - 1,380,058 - Unassigned: Unrestricted Fund Balance 19,130,656 (563,741) - - Continued Appropriations 300,000 - - - Governmental Fund Balance Totals 20,788,547$ (563,741)$ 27,017,191$ 14,253,244$ Non-Spendable Fund Balance General Fund assets include $19,454 of inventory held for resale at the Point Vicente Interpretive Center gift shop, and $997,005 of prepayments for expenditures related to the fiscal year ended June 30, 2020. The fund balance of the Improvement Authority’s Abalone Cove Fund includes a $1,000,000 non-spendable fund balance, as required by a Reimbursement and Settlement Agreement dated October 27, 1987 in connection with the Horan Lawsuit (discussed further in Note 14). The fund balance of the Subregion One Maintenance Fund includes a $750,000 non-spendable endowment, as required by the developer agreement for the Subregion One tract. Beginning with the fiscal year ended June 30, 2006, the City’s Natural Communities Conservation Plan requires an endowment in the Habitat Restoration Fund to be funded at the rate of $10,000 annually (plus interest) for fifty (50) years, to provide for maintenance of habitat in the future. The balance of $152,180 represents 12 years of annual $10,000 contributions plus interest earnings. A-82 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 53 7. CLASSIFICATIONS OF NET POSITION AND FUND BALANCE (CONTINUED) Restricted Fund Balance The balances of the City’s Special Revenue Funds, including California Highway User Tax apportionments in the Gas Tax Fund, are constrained to use for specific purposes by other governmental agencies. The $1,917,100 balance of the Capital Improvement Fund is restricted for ongoing improvements for streets, building, parks, trails and open space, and Portuguese Bend’s dewatering wells project. Balances totaling $1,029,197 within the Low-Moderate Income Housing Fund and the Affordable Housing In-Lieu Fund have been assigned for the provision of affordable housing within the City. Committed Fund Balance The $341,432 balance of the General Fund is committed for ongoing projects approved by the City Council. These projects can only be redesignated to other projects by City Council. Assigned Fund Balance The $25,100,091 balance of the Capital Improvement Projects Fund has been assigned for the planning, design and construction of infrastructure projects. Unassigned Fund Balance City Council Policy No. 41 - Reserve Policies, adopted via resolution, requires the City to maintain a minimum General Fund balance of at least fifty percent of annual operating expenditures. This reserve serves as a Rainy Day Fund with a balance of $19,130,656 at June 30, 2019. City Council approved to carry forward $300,000 of FY 2018-19 General Fund appropriations to FY 2019-20. Statement of Net Position The Net Position of the City’s governmental activities at June 30, 2019 includes restricted amounts totaling $16,170,344. The restrictions are itemized in the following table, and are noted above, in the discussion of governmental fund balances. Improvement Authority non-spendable balance 1,000,000$ Subregion One maintenance non-spendable endowment 750,000 Natural Communities Conservation Plan non-spendable endowment 15 2,180 Capital Improvement Fund 1,917,100 Other Governmental Funds restricted balances 12,351,064 Total Restricted portion of Net Position 16,170,344$ A-83 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 54 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS Pension Plan Description All qualified permanent and probationary employees are eligible to participate in the City of Rancho Palos Verdes Employee Pension Plan, a cost-sharing multiple-employer defined benefit pension plan administered by the California Public Employees Retirement System (CalPERS). The CalPERS Plan consists of a miscellaneous pool and a safety pool (referred to as “risk pools”), which are comprised of individual employer miscellaneous and safety rate plans, respectively. The risk pools are included within the Public Employees’ Retirement Fund C (PERF C). Benefit provisions under the Plan are established by State statute and may be amended by City resolution. CalPERS issues publicly available reports that include a full description of the pension plans regarding benefit provision, assumption and membership information that can be found on the CALPERS website. Benefits Provided CalPERS provides service retirement and disability benefits, annual cost of living adjustments and death benefits to plan members, who must be public employees and beneficiaries. Benefits are based on years of credited service, equal to one year of full time employment. Members with five years of total service are eligible to retire at age 50 with statutorily reduced benefits. All members are eligible for non-duty disability benefits after 10 years of service. The death benefit is one of the following: The Basic Death Benefit, the 1957 Survivor Benefit, or the Optional Settlement 2W Death Benefit. The cost of living adjustments for each plan are applied as specified by the Public Employees’ Retirement Law. The Public Employees’ Pension Reform Act of 2013 (PEPRA) requires new benefits and member contributions for new members as defined by PEPRA, that are hired after January 1, 2013. These PEPRA members in pooled plans are reflected in the new Miscellaneous and Safety risk pools created by the CalPERS Board in response to the passage of PEPRA, beginning with the June 30, 2013, risk-pool valuations. The Plan’s provisions and benefits in effect at the June 30, 2018 measurement date, are summarized in the following table. Classic Tier 1 Classic Tier 2 New Members Prior to Prior to On or after Hire Date January 1, 2013 October 2, 2012 January 1, 2013 Formula 2.5% at 55 2.0% at 60 2.0% at 62 Benefit vesting schedule 5 years of service 5 years of service 5 years of service Benefit payments monthly for life monthly for life monthly for life Retirement age 55 60 62 Monthly benefits, as a % of annual salary 2.50%2.00%2.00% Required employee contribution rates 8%7%6.25% Required employer contributions rates: Normal cost rate 10.110%7.200%6.533% Payment of unfunded liability 495,784$ 198$ 526$ Miscellaneous A-84 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 55 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Contribution Description Section 20814(c) of the California Public Employees’ Retirement Law (PERL) requires that the employer contribution rates for all public employers be determined on an annual basis by the actuary and shall be effective on the July 1 following notice of a change in the rate. The total plan contributions are determined through CALPERS’ annual actuarial valuation process. The actuarially determined rate is the estimated amount necessary to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. The City is required to contribute the difference between the actuarially determined rate and the contribution rate of employees. City contribution rates may change if plan contracts are amended. Payments made by the employer to satisfy contribution requirements that are identified by the pension plan terms as plan member contributions requirements are classified as plan member contributions. Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions The City reported a net pension liability for its proportionate share of the net pension liability of the Miscellaneous Plan as of June 30, 2019, in the amount of $10,921,840. The City’s net pension liability for the Miscellaneous Plan is measured as the proportionate share of the net pension liability of the CALPERS cost sharing pool. The City’s net pension liability of the Plan is measured as of June 30, 2018, and the total pension liability for the Miscellaneous Plan used to calculate the net pension liability was determined by an actuarial valuation as of June 30, 2017, rolled forward to June 30, 2018, using standard update procedures. The City’s proportion of the net pension liability was based on a projection of the City’s long-term share of contributions to the pension plans relative to the projected contributions of all participating employers, actuarially determined. The City’s proportionate share of the net pension liability for the Miscellaneous Plan as of the June 30, 2017 and 2018 measurement dates was as follows: Proportion - June 30, 2017 0.11218% Proportion - June 30, 2018 0.11334% Change - Increase ( Decrease)-0.00116% A-85 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 56 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions (Continued) For the year ended June 30, 2019, the City recognized pension expense of $564,632. At June 30, 2019, the City reported deferred outflows of resources and deferred inflows of resources related to pension from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources City contributions subsequent to the measurement date 1,153,245$ -$ Changes in proportion and differences between employer contributions and employer's proportionate share of contributions - (286,352) Net difference between projected and actual earnings on pension plan investments 53,995 - Differences between expected and actual experience 419,052 (142,600) Change of assumptions 1,245,122 (305,155) Total 2,871,414$ (734,107)$ The amount of $1,153,245 reported as deferred outflows of resources related to contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended June 30, 2020. Other amounts reported as deferred outflows of resources and deferred inflows or resources related to pensions will be recognized as pension expense as follows: Year Ended June 30, 2020 966,586$ 2021 520,927 2022 (405,214) 2023 (98,237) 984,062$ A-86 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 57 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions (Continued) Actuarial Assumptions The total pension liability for the June 30, 2018 measurement period was determined by an actuarial valuation as of June 30, 2017, with update procedures used to roll forward the total pension liability to June 30, 2018. The total pension liability was based on the following assumptions: Valuation Date June 30, 2017 Measurement Date June 30, 2018 Actuarial Cost Method Entry-Age Normal Cost Method Actuarial Assumptions: Discount Rate 7.15% Inflation 2.50% Salary Increases (1) Mortality Rate Table (2) Post Retirement Benefit Increase (3) (1) Varies by entry age and service (2) (3) The mortality table used was developed based on CalPERS-specific data. The table includes 15 years of mortality improvements using Society of Actuaries Scale 90% of scale MP 2016. For more details on this table, please refer to the December 2017 experience study report (based on CalPERS demographic data from 1997 to 2015) available on the CalPERS website. Contract COLA up to 2.00% until Purchasing Power Protection Allowance Floor on Purchasing Power applies, 2.50% thereafter. Long-term Expected Rate of Return The long-term expected rate of return on pension plan investments was determined using a building-block method in which expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. In determining the long-term expected rate of return, CalPERS took into account both short-term and long-term market return expectations as well as the expected pension fund cash flows. Using historical returns of all the funds’ asset classes expected compound (geometric) returns were calculated over the short-term (first 10 years) and the long-term (11+ years) using a building-block approach. Using the expected nominal returns for both short-term and long-term, the present value of benefits was calculated for each fund. The expected rate of return was set by calculating the rounded single equivalent expected return that arrived at the same present value of benefits for cash flows as the one calculated using both short-term and long-term returns. The expected rate of return was then set equal to the single equivalent rate calculated above and adjusted to account for assumed administrative expenses. A-87 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 58 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Liabilities, Pension Expenses and Deferred Outflows/Inflows of Resources Related to Pensions (Continued) The expected real rates of return by asset class are as follows: (a) Real (b) Rate Target Return Return Allocation Years 1-10 Years 11+ Global Equity 50.00% 4.80% 5.98% Fixed Income 28.00% 1.00% 262.00% Inflation Sensitive 0.00% 77.00% 1.81% Private Equity 8.00% 6.30% 7.23% Real Assets 13.00% 3.75% 4.93% Liquidity 1.00% 0.00% -0.92% Total 100.00% (b) An expected inflation of 2.0% used for this period. (c) An expected inflation of 2.92% used for this period. Asset Class (a) In the CalPERS CAFR, Fixed Income is included in Global Debt Securities; Liquidity is included in Short-term Investments; Inflation Assets are included in both Global Equity Securities and Global Debt Securities. Discount Rate The discount rate used to measure the total pension liability was 7.15%. The projection of cash flows used to determine the discount rate assumed that contributions from plan members will be made at the current members will be made at the current member contribution rates and that contributions from employers will be made at statutorily required rates, actuarially determined. Based on those assumptions, the Plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the Proportionate Share of the Net Pension Liability to Changes in the Discount Rate The following presents the City’s proportionate share of the net pension liability for each Plan, calculated using the discount rate for each Plan, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage point lower or 1-percentage point higher than the current rate: Discount Rate -1%Current Discount Rate Discount Rate +1% (6.15%)(7.15%)(8.15%) 16,785,315$ 10,921,840$ 6,081,638$ A-88 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 59 8. PENSION AND RETIREMENT HEALTH SAVINGS PLANS (CONTINUED) Pension Plan Fiduciary Net Position Detailed information about the Plan’s fiduciary net position is available in a separately issued CalPERS financial report. Payable to the Pension Plan At June 30, 2019, the City had no outstanding amount of contributions to the pension plan required for the year ended June 30, 2019. Retirement Health Savings Plan On November 17, 2009, the City approved the establishment of a defined contribution Retirement Health Savings Plan (the “Plan”) for its full-time employees. The Plan is a Health Reimbursement Arrangement (“HRA”) within Sections 105 and 106 of the Internal Revenue Code. The Plan assets are managed in a non-taxable trust as described in Section 501 (c)(9) of the Internal Revenue Code. The City is the Plan Administrator, and utilizes the services of a contracted financial services provider for day-to-day administration of contributions and disbursements. The City has the authority to amend the Plan’s provisions and contribution requirements. The City has no obligation to make contributions to the Plan, but as part of the annual budget process the City may elect to make contributions to the Plan. Employees are required to contribute 1% of their gross wages to their account, which is owned by the employee. During the fiscal year ended June 30, 2019, the City contributed a total of $77,759 to employee accounts. The Plan assets are not an asset of the City. Therefore, only the City’s expense to make contributions to the Plan has been recorded in the General Fund in the City’s financial statements. 9. LIABILITY, WORKERS’ COMPENSATION, AND PURCHASED INSURANCE Description of Self-Insurance Pool Pursuant to Joint Powers Agreement The City of Rancho Palos Verdes is a member of the CALIFORNIA JOINT POWERS INSURANCE AUTHORITY (Authority). The Authority is composed of 116 California public entities and is organized under a joint powers agreement pursuant to California Government Code §6500 et seq. The purpose of the Authority is to arrange and administer programs for the pooling of self-insured losses, to purchase excess insurance or reinsurance, and to arrange for group purchased insurance for property and other lines of coverage. The California JPIA began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a nine-member Executive Committee. A-89 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 60 9. LIABILITY, WORKERS’ COMPENSATION, AND PURCHASED INSURANCE (CONTINUED) Self-Insurance Programs of the CJPIA Each member pays an annual contribution at the beginning of the coverage period. A retrospective adjustment is then conducted annually thereafter, for coverage years 2012-13 and prior. Coverage years 2013-14 and forward are not subject to routine annual retrospective adjustment. The total funding requirement for primary self-insurance programs is based on an actuarial analysis. Costs are allocated to individual agencies based on payroll and claims history, relative to other members of the risk-sharing pool. Additional information regarding the cost allocation methodology is provided below. General Liability In the liability program claims are pooled separately between police and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer of losses includes incurred costs up to $30,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the first layer. (3) The second layer of losses includes incurred costs from $30,000 to $750,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the second layer. (4) Incurred costs from $750,000 to $50 million, are distributed based on the outcome of cost allocation within the first and second loss layers. For 2018-19 the Authority’s pooled retention is $2 million per occurrence, with reinsurance to $20 million, and excess insurance to $50 million. The Authority’s reinsurance contracts are subject to the following additional pooled retentions: (a) $2.5 million annual aggregate deductible in the $3 million excess of $2 million layer, (b) $3 million excess of $2 million layer, and (c) $2.5 million annual aggregate deductible in the $5 million excess of $5 million layer. The overall coverage limit for each member, including all layers of coverage, is $50 million per occurrence. Costs of covered claims for subsidence losses have a sub-limit of $40 million per occurrence. Workers’ Compensation In the workers’ compensation program claims are pooled separately between public safety (police and fire) and general government exposures. (1) The payroll of each member is evaluated relative to the payroll of other members. A variable credibility factor is determined for each member, which establishes the weight applied to payroll and the weight applied to losses within the formula. (2) The first layer of losses includes incurred costs up to $50,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the first layer. (3) The second layer of losses includes incurred costs from $50,000 to $100,000 for each occurrence and is evaluated as a percentage of the pool’s total incurred costs within the second layer. (4) Incurred costs from $100,000 to statutory limits are distributed based on the outcome of cost allocation within the first and second loss layers. For 2018-19, the Authority’s pooled retention is $2 million per occurrence, with reinsurance to statutory limits under California Workers’ Compensation Law. Employer’s Liability losses are pooled among members to $2 million. Coverage from $2 million to $5 million is purchased as part of a reinsurance policy, and Employer’s Liability losses from $5 million to $10 million are pooled among members. A-90 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 61 9. LIABILITY, WORKERS’ COMPENSATION, AND PURCHASED INSURANCE (CONTINUED) Purchased Insurance Pollution Legal Liability Insurance The City of Rancho Palos Verdes participates in the pollution legal liability insurance program which is available through the Authority. The policy covers sudden and gradual pollution of scheduled property, streets, and storm drains owned by the City of Rancho Palos Verdes. Coverage is on a claims-made basis. There is a $50,000 deductible. The Authority has a limit of $50 million for the 3-year period from July 1, 2017 through July 1, 2020. Each member of the Authority has a $10 million sub-limit during the 3-year term of the policy. Property Insurance The City of Rancho Palos Verdes participates in the all-risk property protection program of the Authority. This insurance protection is underwritten by several insurance companies. City of Rancho Palos Verdes property is currently insured according to a schedule of covered property submitted by the City of Rancho Palos Verdes to the Authority. City of Rancho Palos Verdes property currently has all-risk property insurance protection in the amount of $16,436,542. There is a $10,000 deductible per occurrence except for non-emergency vehicle insurance which has a $2,500 deductible. Premiums for the coverage are paid annually and are not subject to retrospective adjustments. Earthquake and Flood Insurance The City of Rancho Palos Verdes purchases earthquake and flood insurance on a portion of its property. The earthquake insurance is part of the property protection insurance program of the Authority. City of Rancho Palos Verdes property currently has earthquake protection in the amount of $16,148,596. There is a deductible of 5% per unit of value with a minimum deductible of $100,000. Premiums for the coverage are paid annually and are not subject to retrospective adjustments. Crime Insurance The City of Rancho Palos Verdes purchases crime insurance coverage in the amount of $1,000,000 with a $2,500 deductible. The fidelity coverage is provided through the Authority. Premiums are paid annually and are not subject to retrospective adjustments. Adequacy of Protection During the past three fiscal years, none of the above programs of protection experienced settlements or judgments that exceeded pooled or insured coverage. There were also no significant reductions in pooled or insured liability coverage in 2018-19. A-91 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 62 10. CONTINGENCIES AND COMMITMENTS Litigation In the normal course of operations, the City has been named as a defendant in various claims and legal actions. Generally, unfavorable results of these claims and legal actions are funded through the City’s participation in California Joint Powers Insurance Authority (CJPIA, see Note 9) and, as such, the City believes that the ultimate liability for these legal actions and claims will not have a material adverse effect on the City’s financial statements. The City is also a defendant in legal actions for which the potential losses would not be covered through participation in CJPIA. 11. PROPERTY TAXES Under California law, property taxes are assessed and collected by the counties up to one percent of assessed value, plus other increases approved by the voters. The property taxes go into a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City accrues only those taxes, which are received from the county within sixty days after year-end. Lien date January 1 Levy date June 30 Due date November 1 and February 1 Collection dates December 10 and April 10 12. UNAVAILABLE REVENUES The unavailable revenues in the fund financial statements of the City of Rancho Palos Verdes as of June 30, 2019 are presented in the following table. Revenue Measurable but Not Available (beyond 60 days): General Fund 234,283$ State Grants Special Revenue Fund 300,000 Other Governmental Funds 63,086 Total Unavailable Revenues 597,369$ A-92 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 63 13. OTHER REQUIRED FUND DISCLOSURES The following department’s budget had expenditures in excess of the budget for the year ended June 30, 2019, as follows: Program Budget Expenditures Excess General Fund: Non-departmental 1,110,646$ 1,133,906$ 23,260 Measure M Special Revenue Fund: Public works 536,000 565,971 29,971 Dr. Allen and Charlotte Ginsburg Cultural Arts Building Special Revenue Fund: Non-departmental - 86,344 86,344 The State Grants Special Revenue Fund has a deficit fund balance of $563,741 at June 30, 2019. This deficit will be eliminated by recognition of revenue not available as of year-end and through transfers from other funds. The Successor Agency Private-Purpose Trust Fund has a deficit fiduciary net position at June 30, 2019 of $13,912,703 which will be reduced by collection of future tax revenues. 14. SUCCESSOR AGENCY Under the Dissolution Act, each California redevelopment agency (each a “Dissolved RDA”) was dissolved as of February 1, 2012. A Successor Agency was created for each Dissolved RDA which is the sponsoring community of the Dissolved RDA unless it elected not to serve as the Successor Agency. On September 6, 2011, the City elected to serve as the Successor Agency of the Rancho Palos Verdes Redevelopment Agency. Non-Liquid Assets Prior to redevelopment dissolution, the County of Los Angeles pursuant to a Memorandum of Understanding dated November 1, 1997 (discussed below) impounded property tax increment allocated to the former redevelopment agency for payment of debt owed to the County. The balance of the impounded tax increment not yet applied to debt at June 30, 2019 is $356,125. Debt Summary Balance Balance Amounts Due July 1, 2018 Additions Deletions June 30, 2019 in One Year Due to City: Portuguese Bend 7,139,869$ 116,700$ (111,950)$ 7,144,619$ 117,648$ Abalone Cove 3,472,988 65,640 (62,972) 3,475,656 57,274 Due to County: Tax Increment Bond 4,045,000 - (255,000) 3,790,000 280,000 Totals 14,657,857$ 182,340$ (429,922)$ 14,410,275$ 454,922$ A-93 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 64 14. SUCCESSOR AGENCY (CONTINUED) Consolidated Loan from City The City entered into an agreement to provide the former Redevelopment Agency (RDA) operating funds and staff assistance, supplies, technical and other services and facilities of the City as the RDA required in carrying out its function under the community redevelopment law. The former RDA was to repay the resulting indebtedness, plus interest, from incremental property tax revenues arising from the project area, as such revenue became available. Pursuant to redevelopment dissolution law, loans from cities to redevelopment agencies made more than two years after formation of the redevelopment agency are not recognized obligations. Therefore, the Consolidated Loan from the City has been previously disallowed on the Successor Agency’s Recognized Obligation Payment Schedule (ROPS). However, AB1484 provides a method to secure recognition of the City’s Consolidated Loan as an obligation of the Successor Agency. Upon completion of various independent reviews and transfers of funds to Los Angeles County, the Successor Agency received a “Finding of Completion” on April 26, 2013. On December 11, 2013, the Oversight Board made a finding that the Consolidated Loan from the City was made for legitimate redevelopment purposes. As required by dissolution law, twenty percent of the amount available will be deposited into the City’s Low-Moderate Income Housing Fund. On September 22, 2015, Governor Brown signed legislation that became effective immediately. The legislation requires accrued interest on city loans to be recalculated using a simple interest rate of 3%. Previously, accrued interest on the City’s loan was calculated using historical Local Agency Investment Fund (LAIF) rates. At June 30, 2019, using the simple interest rate of 3%, the loan balance is $10,620,275. Principal Interest Balance Portuguese Bend 3,921,822$ 3,255,840$ 7,177,662$ Abalone Cove 2,205,897 1,288,348 3,494,245 Allowance from Successor Agency Receivable (6,127,719) (4,544,188) (10,671,907) Totals -$ -$ -$ Due to the uncertainty of Redevelopment Property Tax Trust Fund revenue available for future loan repayments, the City’s loan receivable of $10,671,907 has been completely offset with an allowance for uncollectable amounts on the City’s financial statements. Tax Increment Bond and Deferred Interest Payable In July 1991, the former Redevelopment Agency received $10,000,000 in loan proceeds (the Loan) from the County of Los Angeles (the County) upon the County’s issue of Abalone Cove Improvement Bonds 2651-M pursuant to a Reimbursement and Settlement Agreement (the Agreement), dated October 27, 1987 in connection with the Horan Lawsuit. The Loan was made for the purpose of abating the Abalone Cove landslide. The settlement Loan was secured by property assessment liens in the Abalone Cove project area. As stipulated by the parties to the Agreement, a portion of the Loan proceeds was used to repay a tax allocation and revenue anticipation promissory note issued to the County in the principal amount of $1,450,000, plus accrued interest equal to $179,244. A second portion of the proceeds was used to repay expenses advanced by the County in the amount of $135,614. A third portion was used to repay certain loans from the City to the former Redevelopment Agency in the amount of $787,340. A-94 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 65 14. SUCCESSOR AGENCY (CONTINUED) Per the terms of the Agreement, $1,000,000 of the proceeds was deposited in the Abalone Cove Permanent Fund of the Joint Powers Improvement Authority. The remainder of the proceeds was accounted for in the former Redevelopment Agency’s Abalone Cove Fund. Concurrent with the execution of the Agreement, the County deeded its title in the Abalone Cove Beach Park to the former Redevelopment Agency. As part of the Agreement, the former Redevelopment Agency was required to transfer 17 percent of tax increment revenue to the Consolidated Fire Protection District of the County and 50.9 percent of tax increment revenue for debt repayment to the County. In accordance with the Agreement, the former Redevelopment Agency was to pay the Loan principal plus interest at 7.7654 percent over a 30-year period that began in 1992. However, these debt payments were to be deferred 10 years until the fiscal year ended June 30, 2002. As part of the deferral arrangement, the accrued interest from the inception of the Loan through June 30, 2002, in the amount of $7,314,944, was scheduled for payment over a 20-year period beginning in the fiscal year ended June 30, 2002 with no additional interest. The remaining balance of $10,274,119 was scheduled for payment to the County over a 20-year period beginning in the fiscal year ended June 30, 2002, with interest at 7.7654 percent. On November 1, 1997, the City, the former Redevelopment Agency and the County of Los Angeles entered into a Memorandum of Understanding (MOU) agreeing to restructure the repayment schedule of the debt owed to the County by the former Redevelopment Agency. In accordance with the terms of the MOU, the $10,000,000 loan principal owed to the County was cancelled. As consideration for the loan cancellation, the former Redevelopment Agency made a lump sum payment to the County in the amount of $4,545,000 and issued a $5,455,000 tax increment bond to the County (the bond). Of the $4,545,000 lump sum payment, $2,000,000 was paid from tax increment revenue and interest earnings accumulated in the Debt Service Fund. The remaining $2,545,000 was funded by a combination of a loan from the General Fund of the City to the Agency for $1,545,000 and a net operating transfer from the Agency’s Abalone Cove Capital Projects Fund to the Debt Service Fund of $1,000,000. The private property liens resulting from the formation of the bond assessment district in connection with the Reimbursement and Settlement Agreement in 1987 were discharged in accordance with the terms of the MOU. The bond was issued as a conduit through the Improvement Authority to the County. No issuance costs were incurred. Future allocations of property tax to the Successor Agency will fund the payment of the bond debt and the deferred interest from the original Loan until paid in full. The principal of the bond began maturing in installments each December 2nd, commencing December 2, 2004. Interest accrues at a rate of 5 percent per annum and is payable in arrears each June 2nd and December 2nd. Additionally, both the accrued interest and deferred interest on the $10,000,000 Loan previously owed the County was retroactively recalculated from the Loan origination date at a rate of approximately 5 percent compared to 7.7654 percent per the original Agreement. The recalculated deferred interest was $3,111,400. In accordance with the MOU, the recalculated deferred interest does not accrue additional interest. As of June 30, 2014, the balance of the deferred interest debt has been completely repaid. The California Department of Finance has approved the Tax Increment Bond and Deferred Interest Payable as obligations of the Successor Agency. A-95 CITY OF RANCHO PALOS VERDES, CALIFORNIA Notes to Basic Financial Statements June 30, 2019 66 14. SUCCESSOR AGENCY (CONTINUED) Tax Increment Bond and Deferred Interest Payable (Continued) The debt service schedule below summarizes all fixed principal and interest payments for the term of the bond. Because the payback period for the deferred interest amount will fluctuate depending on the availability of excess property tax revenue, no amounts have been included in the following schedule for repayment of the deferred interest. Year Ending June 30,Principal Interest Total 2020 280,000$ 182,500$ 462,500$ 2021 310,000 167,750 477,750 2022 345,000 151,375 496,375 2023 380,000 133,250 513,250 2024 415,000 113,375 528,375 2025 - 2028 2,060,000 216,750 2,276,750 Totals 3,790,000$ 965,000$ 4,755,000$ 15. SUBSEQUENT EVENTS Events occurring after June 30, 2019, have been evaluated for possible adjustments to the financial statements or disclosure as of December 27, 2019, which is the date these financial statements were available to be issued. A-96 REQUIRED SUPPLEMENTARY INFORMATION A-97   A-98 CITY OF RANCHO PALOS VERDES, CALIFORNIA Schedule of Proportionate Share of the Net Pension Liability Last Ten Years* As of the Fiscal Year Ended June 30, 2019 67 Fiscal year ended June 30, 2019 June 30, 2018 June 30, 2017 June 30, 2016 June 30, 2015 Measurement period June 30, 2018 June 30, 2017 June 30, 2016 June 30, 2015 June 30, 2014 Plan's proportion of the net pension liability 0.28980% 0.21800% 0.11120% 0.11130% 0.09183% Plan's proportionate share of the net pension liability 10,921,840$ 11,124,689$ 9,625,397$ 7,637,567$ 5,714,320$ Plan's covered - payroll 6,697,322$ 6,360,881$ 6,124,374$ 5,673,471$ 5,609,006$ Plan's proportionate share of the net pension liability as a percentage of covered - payroll 163.08% 174.89% 157.17% 134.62% 101.88% Plan's proportionate share of the fiduciary net position as 75.26% 73.31% 74.06% 78.40% 76.48% a percentage of the Plan's total pension liability Plan's proportionate share of aggregate employer contributions 1,235,073$ 1,096,042$ 998,812$ 919,858$ n/a Notes to Schedule: Benefit Changes: There were no changes in benefits. Changes in Assumptions: From fiscal year June 30, 2015 to June 30, 2016: From fiscal year June 30, 2016 to June 30, 2017: There were no changes in assumptions. From fiscal year June 30, 2017 to June 30, 2018: The discount rate was reduced from 7.65% to 7.15%. From fiscal year June 30, 2018 to June 30, 2019: There were no changes in assumptions. *Fiscal year 2015 was the 1st year of implementation, therefore only five years are shown. GASB 68, paragraph 68 states that the long-term expected rate of return should be determined net of pension plan investment expense but without reduction for pension plan administrative expense. The discount rate of 7.50% used for the June 30, 2014 measurement date was net of administrative expenses. The discount rate of 7.65% used for the June 30, 2015 measurement date is without reduction of pension plan administrative expense. Miscellaneous A-99 CITY OF RANCHO PALOS VERDES, CALIFORNIA Schedule of Pension Contributions Last Ten Years* As of the Fiscal Year Ended June 30, 2019 68 Fiscal year ended June 30, 2019 June 30, 2018 June 30, 2017 June 30, 2016 June 30, 2015 Contractually required contribution (actuarially determined)1,153,245$ 990,670$ 910,177$ 830,645$ 725,496$ Contributions in relation to the actuarially determined contributions (1,153,245) (990,670) (910,177) (830,645) (725,496) Contribution deficiency (excess)-$ -$ -$ -$ -$ Covered - payroll 6,697,322$ 6,360,881$ 6,124,374$ 5,997,450$ 5,673,471$ Contributions as a percentage of covered - payroll 17.22% 15.57% 14.86% 13.85% 12.79% Notes to Schedule: Valuation Date 6/30/2017 6/30/2016 6/30/2015 6/30/2014 6/30/2013 Methods and Assumptions Used to Determine Contribution Rates: Actuarial cost method Entry age Entry age Entry age Entry age Entry age Amortization method (1) (1) (1) (1) (1) Asset valuation method Market Value Market Value Market Value Market Value 15 Year Smoothed Market Method Inflation Salary increases (2) (2) (2) (2) (2) Investment rate of return 7.375% (3) 7.50% (3) 7.50% (3) 7.50% (3) 7.50% (3) Retirement age (4) (4) (4) (4) (4) Mortality (5) (5) (5) (5) (5) (1) Level percentage of payroll, closed (2) Depending on age, service, and type of employment (3) Net of pension plan investment expense, including inflation (4) 55 for Tier 1, 60 for Classic Tier 2, and 62 for PEPRA members (5) Mortality assumptions are based on mortality rates resulting from the most recent CalPERS Experience Study adopted by the CalPERS Board. * Fiscal year 2015 was the 1st year of implementation, therefore only five years are shown. A-100 SUPPLEMENTARY INFORMATION A-101   A-102 69 Special Revenue Fund Descriptions Special Revenue Funds are used to account for taxes and other revenues set aside in accordance with law or administrative regulation for a specific purpose. Gas Tax Fund - to account for state-shared highway users’ tax that is restricted to use for street maintenance, right-of-way acquisition and street construction. 1972 Act Landscaping and Lighting District (1972 Act) - to account for revenues and costs associated with the City’s landscaping and lighting district. El Prado - to account for taxes collected to maintain and service existing and proposed improvements to the common area of the El Prado neighborhood. 1911 Act Lighting District (1911 Act) - to account for revenue and costs associated with a lighting district transferred to the “city-side” landscape and lighting district from the County in 1995. Beautification - to account for monies received for the City’s recycling program used for community improvement, grants and promotion of recycling. Waste Reduction - to account for AB939 fees received for state mandated waste reduction and recycling plans and program. Air Quality Management - to account for AB2766 fees received to fund programs to reduce air pollution from motor vehicles. Proposition C - to account for sales taxes received from the County and used to support public transit and related services. Proposition A - to account for the City share of an additional one-half percent sales tax designated to fund certain public transportation oriented projects. Public Safety Grants - to account for federal grant funds for local law enforcement supplemental services, AB3229 funds used for additional law enforcement services and public safety technology equipment. Measure R - to account for the half-cent sales tax approved by the Los Angeles County voters in November 2008 to meet transportation needs, including maintenance and improvement of arterial streets, traffic control, bikeway and pedestrian improvements, and public transit. Measure A - to account of the voter approved 1992 and 1996 Measure A funds and other state and county grants used for the acquisition of open space and park improvements. Measure M - to account for the half-cent sales tax and continued half-cent relief tax partially distributed to cities approved by the Los Angeles County voters in November 2016 to fund transportation needs. Abalone Cove Sewer Assessment - to account for property assessments used to partially pay for operation and maintenance of the Abalone Cove sewer system. Dr. Allen and Charlotte Ginsburg Cultural Arts Building - to account for a private donation to be used for either construction of a building at the Upper Point Vicente Civic Center to be used for dancing and other cultural activities, or for the purchase of open space within the City for habitat conservation and passive recreational purposes. A-103 70 (THIS PAGE INTENTIONALLY LEFT BLANK) A-104 71 Special Revenue Fund Descriptions (Continued) Donor Restricted Contributions - to account for donations received to construct or acquire recreational facilities within the City. Joint Powers Improvement Authority - Portuguese Bend - to account for maintenance and repairs of landslide abatement improvements in the Portuguese Bend Project area. Community Development Block Grant - to account for federal grants received from the Department of Housing and Urban Development. Federal Grants - to account for federal financial assistance programs. Quimby - to account for developer paid fees or the dedication of land for park and recreation purposes. Environmental Excise Tax - to account for taxes received in connection with new construction within the City. Capital Projects Fund Descriptions Capital Projects Funds are used to account for financial resources used for the acquisition or construction of major capital facilities. Low-Moderate Income Housing - to account for low and moderate income housing assets that were transferred to the City after electing to retain the housing assets and function of the former redevelopment agency, which was dissolved on January 31, 2012. Affordable Housing In-Lieu - to account for developer fees paid in-lieu of providing affordable housing in conjunction with new development as required by the Affordable Housing Chapter of the City’s Municipal Code (Chapter 17.11). Permanent Fund Descriptions Permanent Funds are used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the City’s programs. Habitat Restoration - to account for fees paid by developers for conservation easements to be used exclusively for habitat restoration efforts on City owned property. The Habitat Restoration Fund to be funded at the rate of $10,000 annually (plus interest) for fifty (50) years, to provide for maintenance of habitat in the future. Sub-region One Maintenance - to account for monies used to maintain public improvements and habitat areas dedicated to the City upon completion of the Sub-region One residential development project also known as Oceanfront Estates. As part of the development agreement, the City received a $750,000 non-expendable deposit. The interest earnings contribute to the maintenance of the public open space. Joint Powers Improvement Authority - Abalone Cove - to account for monies received as part of a July 1991 Reimbursement and Settlement Agreement with the County of Los Angeles. As part of this Agreement, the Authority received a $1,000,000 non-expendable deposit. The interest earnings are used to pay for maintenance and repair of Abalone Cove landslide abatement improvements. A-105 Gas Tax 1972 Act El Prado 1911 Act Cash and investments 874,293$ 28,300$ 32,647$ 1,509,203$ Receivables: Taxes - - 67 16,706 Interest 2,320 84 97 5,199 Other 140,201 - - - TOTAL ASSETS 1,016,814$ 28,384$ 32,811$ 1,531,108$ Accounts payable and accrued liabilities 130,781$ -$ 36$ 64,602$ Due to other funds - - - - Retentions payable 1,299 - - 6,894 Unearned revenue - - - - TOTAL LIABILITIES 132,080 - 36 71,496 Unavailable revenue - - - Non-Spendable: Endowment principal - - - - Reimbursement settlement agreement - - - - Habitat restoration - - - - Restricted 884,734 28,384 32,775 1,459,612 TOTAL FUND BALANCES 884,734 28,384 32,775 1,459,612 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES 1,016,814$ 28,384$ 32,811$ 1,531,108$ Special Revenue Funds CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS June 30, 2019 DEFERRED INFLOWS OF RESOURCES FUND BALANCES ASSETS LIABILITIES 72 A-106 Air Public Waste Quality Safety Beautification Reduction Management Proposition C Proposition A Grants Measure R -$ 460,219$ 82,415$ 931,339$ 2,378,958$ 93,000$ 839,664$ - - - - - - - - 1,340 231 2,819 6,075 341 2,438 - 16,027 14,366 - - - - -$ 477,586$ 97,012$ 934,158$ 2,385,033$ 93,341$ 842,102$ -$ 13,676$ -$ 355,530$ 5,709$ -$ 38,953$ - - - - - - - - - - 1,528 - - - - 9,835 - - - - - - 23,511 - 357,058 5,709 - 38,953 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 454,075 97,012 577,100 2,379,324 93,341 803,149 - 454,075 97,012 577,100 2,379,324 93,341 803,149 -$ 477,586$ 97,012$ 934,158$ 2,385,033$ 93,341$ 842,102$ (Continued) Special Revenue Funds (Continued) 73 A-107 Dr. Allen and Charlotte Ginsburg Abalone Cove Cultural Measure A Measure M Sewer Arts Building Cash and investments 66,575$ 87,662$ 335,419$ 1,045$ Receivables: Taxes - - - - Interest 243 190 993 - Other 52,632 - 1,499 - TOTAL ASSETS 119,450$ 87,852$ 337,911$ 1,045$ Accounts payable and accrued liabilities -$ 44,145$ 957$ -$ Due to other funds - - - - Retentions payable - - - - Unearned revenue - - - - TOTAL LIABILITIES - 44,145 957 - Unavailable revenue 52,632 - - - Non-Spendable: Endowment principal - - - - Reimbursement settlement agreement - - - - Habitat restoration - - - - Restricted 66,818 43,707 336,954 1,045 TOTAL FUND BALANCES 66,818 43,707 336,954 1,045 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES 119,450$ 87,852$ 337,911$ 1,045$ Special Revenue Funds (Continued) CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2019 LIABILITIES ASSETS DEFERRED INFLOWS OF RESOURCES FUND BALANCES 74 A-108 Joint Powers Improvement Community Total Donor Authority Development Special Restricted Portuguese Block Grant Federal Environmental Revenue Contributions Bend (CDBG) Grants Quimby Excise Tax Funds 775,078$ 109,315$ -$ 47,310$ 1,723,561$ 510,061$ 10,886,064$ - - - - - - 16,773 2,302 808 - - 5,260 1,502 32,242 - - 160,243 51,005 - - 435,973 777,380$ 110,123$ 160,243$ 98,315$ 1,728,821$ 511,563$ 11,371,052$ 2,217$ 29,148$ 5,848$ -$ 27,729$ -$ 719,331$ - - 125,949 - - - 125,949 - - 6,534 - - - 16,255 - - - - - - 9,835 2,217 29,148 138,331 - 27,729 - 871,370 - - 10,454 - - - 63,086 - - - - - - - - - - - - - - - - - - - - - 775,163 80,975 11,458 98,315 1,701,092 511,563 10,436,596 775,163 80,975 11,458 98,315 1,701,092 511,563 10,436,596 777,380$ 110,123$ 160,243$ 98,315$ 1,728,821$ 511,563$ 11,371,052$ (Continued) Special Revenue Funds (Continued) 75 A-109 Total Low-Moderate Affordable Capital Income Housing Projects Housing In-Lieu Funds Cash and investments 189,899$ 836,349$ 1,026,248$ Receivables: Taxes - - - Interest 461 2,488 2,949 Other - - - TOTAL ASSETS 190,360$ 838,837$ 1,029,197$ Accounts payable and accrued liabilities -$ -$ -$ Due to other funds - - - Retentions payable - - - Unearned revenue - - - TOTAL LIABILITIES - - - Unavailable revenue - - - Non-Spendable: Endowment principal - - - Reimbursement settlement agreement - - - Habitat restoration - - - Restricted 190,360 838,837 1,029,197 TOTAL FUND BALANCES 190,360 838,837 1,029,197 TOTAL LIABILITIES, DEFERRED INFLOWS, AND FUND BALANCES 190,360$ 838,837$ 1,029,197$ June 30, 2019 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) Capital Projects Funds ASSETS LIABILITIES DEFERRED INFLOWS OF RESOURCES FUND BALANCES 76 A-110 Joint Powers Total Subregion Improvement Total Other Habitat One Authority Permanent Governmental Restoration Maintenance Abalone Cove Funds Funds 946,703$ 766,489$ 1,066,066$ 2,779,258$ 14,691,570$ - - - - 16,773 2,815 2,288 7,883 12,986 48,177 - - - - 435,973 949,518$ 768,777$ 1,073,949$ 2,792,244$ 15,192,493$ -$ 3,457$ 1,338$ 4,795$ 724,126$ - - - - 125,949 - - - - 16,255 - - - - 9,835 - 3,457 1,338 4,795 876,165 - - - - 63,086 - 750,000 - 750,000 750,000 - - 1,000,000 1,000,000 1,000,000 152,180 - - 152,180 152,180 797,338 15,320 72,611 885,269 12,351,062 949,518 765,320 1,072,611 2,787,449 14,253,242 949,518$ 768,777$ 1,073,949$ 2,792,244$ 15,192,493$ Permanent Funds 77 A-111 Gas Tax 1972 Act El Prado 1911 Act REVENUES: Taxes -$ -$ 2,782$ 694,107$ Revenue from other agencies 1,659,572 - - - Charges for services - - - - Use of money and property 7,466 541 600 37,878 Other revenues 48,179 - - - TOTAL REVENUES 1,715,217 541 3,382 731,985 EXPENDITURES: Current: Public works 830,552 - 594 1,393,546 Parks and recreation - - - - TOTAL EXPENDITURES 830,552 - 594 1,393,546 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 884,665 541 2,788 (661,561) OTHER FINANCING SOURCES (USES): Transfers in - - - - Transfers out - - - - TOTAL OTHER FINANCING SOURCES (USES)- - - - NET CHANGE IN FUND BALANCES 884,665 541 2,788 (661,561) FUND BALANCES - BEGINNING OF YEAR 69 27,843 29,987 2,121,173 FUND BALANCES - END OF YEAR 884,734$ 28,384$ 32,775$ 1,459,612$ Special Revenue Funds CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS For the year ended June 30, 2019 78 A-112 Air Public Waste Quality Safety Beautification Reduction Management Proposition C Proposition A Grants Measure R -$ -$ -$ -$ -$ -$ -$ - 22,644 55,413 714,128 860,943 148,747 535,750 - 188,142 - - - - - - 8,680 1,413 15,733 38,887 2,115 34,139 - - - - - - - - 219,466 56,826 729,861 899,830 150,862 569,889 378,754 212,990 50,000 639,010 749,752 - 2,254,151 - - - - - - - 378,754 212,990 50,000 639,010 749,752 - 2,254,151 (378,754) 6,476 6,826 90,851 150,078 150,862 (1,684,262) - - - - 300,000 - - - - - - - (130,000) - - - - - 300,000 (130,000) - (378,754) 6,476 6,826 90,851 450,078 20,862 (1,684,262) 378,754 447,599 90,186 486,249 1,929,246 72,479 2,487,411 -$ 454,075$ 97,012$ 577,100$ 2,379,324$ 93,341$ 803,149$ (Continued) Special Revenue Funds (Continued) 79 A-113 Dr. Allen and Charlotte Ginsburg Abalone Cove Cultural Measure A Measure M Sewer Arts Building REVENUES: Taxes -$ -$ 50,672$ -$ Revenue from other agencies 86,634 603,557 - - Charges for services - - - - Use of money and property 1,647 1,365 6,407 - Other revenues - - - - TOTAL REVENUES 88,281 604,922 57,079 - EXPENDITURES: Current: Public works - 565,971 49,924 - Parks and recreation - - - 86,344 TOTAL EXPENDITURES - 565,971 49,924 86,344 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 88,281 38,951 7,155 (86,344) OTHER FINANCING SOURCES (USES): Transfers in - - - - Transfers out (90,000) - - - TOTAL OTHER FINANCING SOURCES (USES)(90,000) - - - NET CHANGE IN FUND BALANCES (1,719) 38,951 7,155 (86,344) FUND BALANCE - BEGINNING OF YEAR 68,537 4,756 329,799 87,389 FUND BALANCES - END OF YEAR 66,818$ 43,707$ 336,954$ 1,045$ (CONTINUED) For the year ended June 30, 2019 Special Revenue Funds (Continued) CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS 80 A-114 Joint Powers Improvement Community Total Donor Authority Development Special Restricted Portuguese Block Grant Federal Environmental Revenue Contributions Bend (CDBG) Grants Quimby Excise Tax Funds -$ -$ -$ -$ -$ -$ 747,561$ - - 178,591 141,443 - - 5,007,422 - - - - - - 188,142 16,090 3,451 - - 33,272 9,399 219,083 44,523 - - - - 39,020 131,722 60,613 3,451 178,591 141,443 33,272 48,419 6,293,930 168,942 78,333 196,190 - 145,474 - 7,714,183 - - - - - - 86,344 168,942 78,333 196,190 - 145,474 - 7,800,527 (108,329) (74,882) (17,599) 141,443 (112,202) 48,419 (1,506,597) - 20,000 - - - - 320,000 - - - (1,087,318) - - (1,307,318) - 20,000 - (1,087,318) - - (987,318) (108,329) (54,882) (17,599) (945,875) (112,202) 48,419 (2,493,915) 883,492 135,857 29,057 1,044,190 1,813,294 463,144 12,930,511 775,163$ 80,975$ 11,458$ 98,315$ 1,701,092$ 511,563$ 10,436,596$ (Continued) Special Revenue Funds (Continued) 81 A-115 Total Low-Moderate Affordable Capital Income Housing Projects Housing In-Lieu Funds REVENUES: Taxes 34,984$ -$ 34,984$ Revenue from other agencies - - - Charges for services - - - Use of money and property 2,956 15,961 18,917 Other revenues - - - TOTAL REVENUES 37,940 15,961 53,901 EXPENDITURES: Current: Public works - - - Parks and recreation - - - TOTAL EXPENDITURES - - - EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 37,940 15,961 53,901 OTHER FINANCING SOURCES (USES): Transfers in - - - Transfers out - - - TOTAL OTHER FINANCING SOURCES (USES)- - - NET CHANGE IN FUND BALANCES 37,940 15,961 53,901 FUND BALANCES - BEGINNING OF YEAR 152,420 822,876 975,296 FUND BALANCES - END OF YEAR 190,360$ 838,837$ 1,029,197$ CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2019 Capital Projects Funds 82 A-116 Joint Powers Total Subregion Improvement Total Other Habitat One Authority Permanent Governmental Restoration Maintenance Abalone Cove Funds Funds -$ -$ -$ -$ 782,545$ - - - - 5,007,422 - - - - 188,142 19,953 14,969 29,100 64,022 302,022 - - - - 131,722 19,953 14,969 29,100 64,022 6,411,853 149,499 43,831 39,631 232,961 7,947,144 - - - - 86,344 149,499 43,831 39,631 232,961 8,033,488 (129,546) (28,862) (10,531) (168,939) (1,621,635) - - 25,000 25,000 345,000 - - - - (1,307,318) - - 25,000 25,000 (962,318) (129,546) (28,862) 14,469 (143,939) (2,583,953) 1,079,064 794,182 1,058,142 2,931,388 16,837,195 949,518$ 765,320$ 1,072,611$ 2,787,449$ 14,253,242$ Permanent Funds 83 A-117 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 1,748,000$ 1,748,000$ 1,659,572$ (88,428)$ Use of money and property 1,800 1,800 7,466 5,666 Other revenues 48,800 48,800 48,179 (621) TOTAL REVENUES 1,798,600 1,798,600 1,715,217 (83,383) EXPENDITURES: Public works: Street landscape maintenance 26,000 26,000 16,770 9,230 Traffic signal maintenance 813,782 1,592,800 813,782 779,018 TOTAL EXPENDITURES 839,782 1,618,800 830,552 788,248 NET CHANGE IN FUND BALANCE 958,818 179,800 884,665 704,865 FUND BALANCE - BEGINNING OF YEAR 69 69 69 - FUND BALANCE - END OF YEAR 958,887$ 179,869$ 884,734$ 704,865$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GAS TAX SPECIAL REVENUE FUND For the year ended June 30, 2019 84 A-118 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 300$ 300$ 541$ 241$ NET CHANGE IN FUND BALANCE 300 300 541 241 FUND BALANCE - BEGINNING OF YEAR 27,843 27,843 27,843 - FUND BALANCE - END OF YEAR 28,143$ 28,143$ 28,384$ 241$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1972 ACT SPECIAL REVENUE FUND For the year ended June 30, 2019 85 A-119 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Taxes 2,300$ 2,300 2,782$ 482$ Use of money and property 200 200 600 400 TOTAL REVENUES 2,500 2,500 3,382 882 EXPENDITURES: Public works 800 800 594 206 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,700 1,700 2,788 1,088 FUND BALANCE - BEGINNING OF YEAR 29,987 29,987 29,987 - FUND BALANCE - END OF YEAR 31,687$ 31,687$ 32,775$ 1,088$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL EL PRADO SPECIAL REVENUE FUND For the year ended June 30, 2019 86 A-120 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Taxes 606,800$ 606,800$ 694,107$ 87,307$ Use of money and property 21,200 21,200 37,878 16,678 TOTAL REVENUES 628,000 628,000 731,985 103,985 EXPENDITURES: Public works 617,000 2,140,276 1,393,546 746,730 NET CHANGE IN FUND BALANCE 11,000 (1,512,276) (661,561) 850,715 FUND BALANCE - BEGINNING OF YEAR 2,121,173 2,121,173 2,121,173 - FUND BALANCE - END OF YEAR 2,132,173$ 608,897$ 1,459,612$ 850,715$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1911 ACT SPECIAL REVENUE FUND For the year ended June 30, 2019 87 A-121 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 5,000$ 5,000$ -$ (5,000)$ EXPENDITURES: Public works - 405,585 378,754 26,831 NET CHANGE IN FUND BALANCE 5,000 (400,585) (378,754) 21,831 FUND BALANCE - BEGINNING OF YEAR 378,754 378,754 378,754 - FUND BALANCE - END OF YEAR 383,754$ (21,831)$ -$ 21,831$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BEAUTIFICATION SPECIAL REVENUE FUND For the year ended June 30, 2019 88 A-122 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 22,100$ 22,100$ 22,644$ 544$ Charges for services 185,000 185,000 188,142 3,142 Use of money and property 4,600 4,600 8,680 4,080 TOTAL REVENUES 211,700 211,700 219,466 7,766 EXPENDITURES: Public works 317,100 317,100 212,990 104,110 NET CHANGE IN FUND BALANCE (105,400) (105,400) 6,476 111,876 FUND BALANCE - BEGINNING OF YEAR 447,599 447,599 447,599 - FUND BALANCE - END OF YEAR 342,199$ 342,199$ 454,075$ 111,876$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL WASTE REDUCTION SPECIAL REVENUE FUND For the year ended June 30, 2019 89 A-123 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 50,000$ 50,000$ 55,413$ 5,413$ Use of money and property 900 900 1,413 513 TOTAL REVENUES 50,900 50,900 56,826 5,926 EXPENDITURES: Public works 50,000 50,000 50,000 - NET CHANGE IN FUND BALANCE 900 900 6,826 5,926 FUND BALANCE - BEGINNING OF YEAR 90,186 90,186 90,186 - FUND BALANCE - END OF YEAR 91,086$ 91,086$ 97,012$ 5,926$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AIR QUALITY MANAGEMENT SPECIAL REVENUE FUND For the year ended June 30, 2019 90 A-124 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 696,200$ 696,200$ 714,128$ 17,928$ Use of money and property 6,200 6,200 15,733 9,533 TOTAL REVENUES 702,400 702,400 729,861 27,461 EXPENDITURES: Public works 600,000 700,000 639,010 60,990 NET CHANGE IN FUND BALANCE 102,400 2,400 90,851 88,451 FUND BALANCE - BEGINNING OF YEAR 486,249 486,249 486,249 - FUND BALANCE - END OF YEAR 588,649$ 488,649$ 577,100$ 88,451$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION C SPECIAL REVENUE FUND For the year ended June 30, 2019 91 A-125 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 839,400$ 839,400$ 860,943$ 21,543$ Use of money and property 10,000 10,000 38,887 28,887 TOTAL REVENUES 849,400 849,400 899,830 50,430 EXPENDITURES: Public works 648,300 798,282 749,752 48,530 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 201,100 51,118 150,078 98,960 OTHER FINANCING USES: Transfers in - 300,000 300,000 - NET CHANGE IN FUND BALANCE 201,100 351,118 450,078 98,960 FUND BALANCE - BEGINNING OF YEAR 1,929,246 1,929,246 1,929,246 - FUND BALANCE - END OF YEAR 2,130,346$ 2,280,364$ 2,379,324$ 98,960$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION A SPECIAL REVENUE FUND For the year ended June 30, 2019 92 A-126 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 130,000$ 130,000$ 148,747$ 18,747$ Use of money and property 1,000 1,000 2,115 1,115 TOTAL REVENUES 131,000 131,000 150,862 19,862 OTHER FINANCING USES: Transfers out (130,000) (130,000) (130,000) - NET CHANGE IN FUND BALANCE 1,000 1,000 20,862 19,862 FUND BALANCE - BEGINNING OF YEAR 72,479 72,479 72,479 - FUND BALANCE - END OF YEAR 73,479$ 73,479$ 93,341$ 19,862$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PUBLIC SAFETY GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2019 93 A-127 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 522,200$ 522,200$ 535,750$ 13,550$ Use of money and property 23,200 23,200 34,139 10,939 TOTAL REVENUES 545,400 545,400 569,889 24,489 EXPENDITURES: Public works 100,000 2,400,000 2,254,151 145,849 NET CHANGE IN FUND BALANCE 445,400 (1,854,600) (1,684,262) (121,360) FUND BALANCE - BEGINNING OF YEAR 2,487,411 2,487,411 2,487,411 - FUND BALANCE - END OF YEAR 2,932,811$ 632,811$ 803,149$ (121,360)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE R SPECIAL REVENUE FUND For the year ended June 30, 2019 94 A-128 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 90,000$ 90,000$ 86,634$ (3,366)$ Use of money and property 1,100 1,100 1,647 547 TOTAL REVENUES 91,100 91,100 88,281 (2,819) OTHER FINANCING USES: Transfers out (90,000) (90,000) (90,000) - NET CHANGE IN FUND BALANCE 1,100 1,100 (1,719) (2,819) FUND BALANCE - BEGINNING OF YEAR 68,537 68,537 68,537 - FUND BALANCE - END OF YEAR 69,637$ 69,637$ 66,818$ (2,819)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE A SPECIAL REVENUE FUND For the year ended June 30, 2019 95 A-129 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 591,800$ 591,800$ 603,557$ 11,757$ Use of money and property 300 1,100 1,365 265 TOTAL REVENUES 592,100 592,900 604,922 12,022 EXPENDITURES: Public works 536,000 536,000 565,971 (29,971) NET CHANGE IN FUND BALANCE 56,100 56,900 38,951 (17,949) FUND BALANCE - BEGINNING OF YEAR 4,756 4,756 4,756 - FUND BALANCE - END OF YEAR 60,856$ 61,656$ 43,707$ (17,949)$ CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE M SPECIAL REVENUE FUND For the year ended June 30, 2019 Budgeted Amounts 96 A-130 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Taxes 55,100$ 55,100$ 50,672$ (4,428)$ Use of money and property 1,900 1,900 6,407 4,507 TOTAL REVENUES 57,000 57,000 57,079 79 EXPENDITURES: Public works 429,600 431,906 49,924 381,982 NET CHANGE IN FUND BALANCE (372,600) (374,906) 7,155 382,061 FUND BALANCE - BEGINNING OF YEAR 329,799 329,799 329,799 - FUND BALANCE - END OF YEAR (42,801)$ (45,107)$ 336,954$ 382,061$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ABALONE COVE SEWER ASSESSMENT SPECIAL REVENUE FUND For the year ended June 30, 2019 97 A-131 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 900$ 900$ -$ (900)$ EXPENDITURES: Parks and recreation - - 86,344 (86,344) NET CHANGE IN FUND BALANCE 900 900 (86,344) 85,444 FUND BALANCE - BEGINNING OF YEAR 87,389 87,389 87,389 - FUND BALANCE - END OF YEAR 88,289$ 88,289$ 1,045$ 85,444$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DR. ALLEN AND CHARLOTTE GINSBURG CULTURAL ARTS BUILDING For the year ended June 30, 2019 SPECIAL REVENUE FUND 98 A-132 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 9,500$ 9,500$ 16,090$ 6,590$ Other revenue 7,500 7,500 44,523 37,023 TOTAL REVENUES 17,000 17,000 60,613 43,613 EXPENDITURES: Public works 25,000 267,409 168,942 98,467 NET CHANGE IN FUND BALANCE (8,000) (250,409) (108,329) (54,854) FUND BALANCE - BEGINNING OF YEAR 883,492 883,492 883,492 - FUND BALANCE - END OF YEAR 875,492$ 633,083$ 775,163$ (54,854)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DONOR RESTRICTED CONTRIBUTIONS SPECIAL REVENUE FUND For the year ended June 30, 2019 99 A-133 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 1,100$ 1,100$ 3,451$ 2,351$ EXPENDITURES: Public works 122,000 122,000 78,333 43,667 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (120,900) (120,900) (74,882) 46,018$ OTHER FINANCING SOURCES: Transfers in 20,000 20,000 20,000 - NET CHANGE IN FUND BALANCE (100,900) (100,900) (54,882) 46,018 FUND BALANCE - BEGINNING OF YEAR 135,857 135,857 135,857 - FUND BALANCE - END OF YEAR 34,957$ 34,957$ 80,975$ 46,018$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY PORTUGUESE BEND For the year ended June 30, 2019 SPECIAL REVENUE FUND 100 A-134 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 139,300$ 139,300$ 178,591$ 39,291$ EXPENDITURES: Public works - 260,217 196,190 64,027 NET CHANGE IN FUND BALANCE 139,300 (120,917) (17,599) 103,318 FUND BALANCE - BEGINNING OF YEAR 29,057 29,057 29,057 - FUND BALANCE - END OF YEAR 168,357$ (91,860)$ 11,458$ 103,318$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT SPECIAL REVENUE FUND For the year ended June 30, 2019 101 A-135 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies 452,800$ 452,800$ 141,443$ (311,357)$ Use of money and property 1,000 1,000 - (1,000) TOTAL REVENUES 453,800 453,800 141,443 (312,357) OTHER FINANCING SOURCES: Transfers out (316,000) (1,087,318) (1,087,318) - NET CHANGE IN FUND BALANCE 137,800 (633,518) (945,875) (312,357) FUND BALANCE - BEGINNING OF YEAR 1,044,190 1,044,190 1,044,190 - FUND BALANCE - END OF YEAR 1,181,990$ 410,672$ 98,315$ (312,357)$ CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FEDERAL GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2019 Budgeted Amounts 102 A-136 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 22,000$ 22,000$ 33,272$ 11,272$ Other revenues 51,000 51,000 - (51,000) TOTAL REVENUES 73,000 73,000 33,272 (39,728) EXPENDITURES: Public works 300,000 988,630 145,474 843,156 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (227,000) (915,630) (112,202) 803,428 FUND BALANCE - BEGINNING OF YEAR 1,813,294 1,813,294 1,813,294 - FUND BALANCE - END OF YEAR 1,586,294$ 897,664$ 1,701,092$ 803,428$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL QUIMBY SPECIAL REVENUE FUND For the year ended June 30, 2019 103 A-137 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 3,800$ 3,800$ 9,399$ 5,599$ Other revenues 113,000 113,000 39,020 (73,980) TOTAL REVENUES 116,800 116,800 48,419 (68,381) NET CHANGE IN FUND BALANCE 116,800 116,800 48,419 (68,381) FUND BALANCE - BEGINNING OF YEAR 463,144 463,144 463,144 - FUND BALANCE - END OF YEAR 579,944$ 579,944$ 511,563$ (68,381)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ENVIRONMENTAL EXCISE TAX SPECIAL REVENUE FUND For the year ended June 30, 2019 104 A-138 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Taxes 43,200$ 43,200$ 34,984$ (8,216)$ Use of money and property 1,500 1,500 2,956 - NET CHANGE IN FUND BALANCE 44,700 44,700 37,940 (8,216) FUND BALANCE - BEGINNING OF YEAR 152,420 152,420 152,420 - FUND BALANCE - END OF YEAR 197,120$ 197,120$ 190,360$ (8,216)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL LOW-MODERATE INCOME CAPITAL PROJECTS FUND For the year ended June 30, 2019 105 A-139 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 6,200$ 6,200$ 15,961$ 9,761$ NET CHANGE IN FUND BALANCE 6,200 6,200 15,961 9,761 FUND BALANCE - BEGINNING OF YEAR 822,876 822,876 822,876 - FUND BALANCE - END OF YEAR 829,076$ 829,076$ 838,837$ 9,761$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AFFORDABLE HOUSING IN-LIEU CAPITAL PROJECTS FUND For the year ended June 30, 2019 106 A-140 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 12,400$ 12,400$ 19,953$ 7,553$ EXPENDITURES: Public works 179,500 179,500 149,499 30,001 NET CHANGE IN FUND BALANCE (167,100) (167,100) (129,546) 37,554 FUND BALANCE - BEGINNING OF YEAR 1,079,064 1,079,064 1,079,064 - FUND BALANCE - END OF YEAR 911,964$ 911,964$ 949,518$ 37,554$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL HABITAT RESTORATION PERMANENT FUND For the year ended June 30, 2019 107 A-141 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 8,100$ 8,100$ 14,969$ 6,869$ EXPENDITURES: Public works 46,800 46,800 43,831 2,969 NET CHANGE IN FUND BALANCE (38,700) (38,700) (28,862) 3,900 FUND BALANCE - BEGINNING OF YEAR 794,182 794,182 794,182 - FUND BALANCE - END OF YEAR 755,482$ 755,482$ 765,320$ 3,900$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SUBREGION ONE PERMANENT FUND For the year ended June 30, 2019 108 A-142 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Use of money and property 3,400$ 3,400$ 29,100$ 25,700$ EXPENDITURES: Public works 75,700 75,700 39,631 36,069 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (72,300) (72,300) (10,531) (10,369) OTHER FINANCING SOURCES: Transfers in 25,000 25,000 25,000 - NET CHANGE IN FUND BALANCE (47,300) (47,300) 14,469 (10,369) FUND BALANCE - BEGINNING OF YEAR 1,058,142 1,058,142 1,058,142 - FUND BALANCE - END OF YEAR 1,010,842$ 1,010,842$ 1,072,611$ (10,369)$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY ABALONE COVE PERMANENT FUND For the year ended June 30, 2019 109 A-143 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies -$ -$ 5,007$ 5,007$ Use of money and property 285,500 285,500 508,963 223,463 TOTAL REVENUES 285,500 285,500 513,970 228,470 EXPENDITURES: Capital Outlay Infrastructure administration - 805,324 160,098 645,226 Street improvements 3,845,000 3,584,619 2,097,774 1,486,845 Parks/Trails/Open Space improvements 524,000 769,437 414,845 354,592 Sewer improvements 250,000 201,995 - 201,995 Landslide improvements 161,100 868,506 414,404 454,102 Building improvements 150,000 681,819 204,303 477,516 TOTAL EXPENDITURES 4,930,100 6,911,700 3,291,424 3,620,276 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (4,644,600) (6,626,200) (2,777,454) 3,848,746 OTHER FINANCING SOURCES: Transfers in 4,519,700 4,519,700 5,389,170 869,470 NET CHANGE IN FUND BALANCE (124,900) (2,106,500) 2,611,716 4,718,216 FUND BALANCE - BEGINNING OF YEAR 24,405,475 24,405,475 24,405,475 - FUND BALANCE - END OF YEAR 24,280,575$ 22,298,975$ 27,017,191$ 4,718,216$ Budgeted Amounts CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL CAPITAL IMPROVEMENTS CAPITAL PROJECTS FUND For the year ended June 30, 2019 110 A-144 STATISTICAL SECTION A-145   A-146 111 STATISTICAL SECTION This part of the City of Rancho Palos Verdes’ comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city’s overall financial health. Contents Page Financial Trends 112 These schedules contain trend information to help the reader understand how the City’s financial performance and well-being have changed over time. Revenue Capacity 123 These schedules contain information to help the reader assess the City’s most significant local revenue source, property tax. Debt Capacity 131 These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the city’s ability to issue additional debt in the future. The City does not have general bond indebtedness or debt issued with pledged revenue. Demographic and Economic Information 134 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place. Operating Information 139 These schedules contain services and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. A-147 2010 2011 2012 2013 2014 Governmental activities Net investment in capital assets 115,331$ 115,145$ 114,488$ 113,284$ 114,427$ Restricted 1,000 1,750 1,750 1,835 11,792 Unrestricted 31,855 39,066 67,112 46,687 46,679 Total governmental activities net position 148,186$ 155,961$ 183,351$ 161,806$ 172,898$ Business-type activities Net investment in capital assets 12,458$ 12,753$ 13,356$ 18,319$ 29,557$ Restricted - - - - - Unrestricted 2,825 3,365 3,532 9,727 5,317 Total business-type activities net position 15,283$ 16,118$ 16,888$ 28,046$ 34,874$ Primary government Net investment in capital assets 127,789$ 127,898$ 127,845$ 131,603$ 143,984$ Restricted 1,000 1,750 1,750 1,835 11,792 Unrestricted 34,680 42,431 70,644 56,414 51,996 Total primary government net position 163,469$ 172,079$ 200,238$ 189,852$ 207,772$ City of Rancho Palos Verdes Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 112 A-148 2015 2016 2017 2018 2019 Governmental activities Net investment in capital assets 119,450$ 118,399$ 123,437$ 125,420$ 159,557$ Restricted 11,647 21,120 19,387 17,300 16,170 Unrestricted 42,208 42,210 43,618 44,168 47,739 Total governmental activities net position 173,305$ 181,729$ 186,442$ 186,888$ 223,466$ Business-type activities Net investment in capital assets 31,168$ 31,663$ 31,311$ 34,996$ -$ Restricted - - - - - Unrestricted 5,334 5,598 4,600 (128) - Total business-type activities net position 36,502$ 37,261$ 35,911$ 34,868$ -$ Primary government Net investment in capital assets 150,618$ 150,062$ 154,748$ 160,416$ 159,557$ Restricted 11,647 21,120 19,387 17,300 16,170 Unrestricted 47,542 47,808 48,218 44,040 47,739 Total primary government net position 209,807$ 218,990$ 222,353$ 221,756$ 223,466$ City of Rancho Palos Verdes Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 113 A-149 2010 2011 2012 2013 2014 Expenses Governmental activities: Administration 7,824$ 5,997$ 5,906$ 5,534$ 7,530$ Public safety 4,242 4,335 4,178 4,348 4,429 Public works 13,633 10,389 11,202 10,874 9,377 Community development 2,550 2,622 2,432 2,526 1,927 Parks and recreation 1,826 1,391 1,490 1,696 1,369 Non-departmental 320 - - - 35 Interest on long-term debt 265 260 109 - - Total governmental activities expenses 30,660 24,994 25,318 24,978 24,667 Business-type activities: Water Quality Flood Protection 580 489 560 594 659 Total primary government expenses 31,240$ 25,483$ 25,878$ 25,572$ 25,326$ Program Revenues Governmental activities: Charges for services: Administration 681$ 654$ 747$ 779$ 120$ Public safety 229 261 194 150 42 Public works 1,356 622 684 543 169 Community development 1,764 1,714 1,644 1,854 1,772 Parks and recreation 896 457 503 476 18 Non-departmental - - - - - Operating grants and contributions 6,633 3,689 3,628 4,133 2,506 Capital grants and contributions 7,179 5 139 139 2,912 Total governmental activities program revenues 18,738 7,402 7,538 8,074 7,539 Business-type activities: Charges for services: Water Quality Flood Protection 1,264 1,312 1,319 1,313 1,361 Operating grants and contributions - - - 2,137 - Capital grants and contributions - - - - 6,115 Total business-type activities program revenues 1,264 1,312 1,319 3,450 7,476 Total primary government program revenues 20,002$ 8,714$ 8,857$ 11,524$ 15,015$ Net (expense)/revenue Governmental activities (11,922)$ (17,592)$ (17,780)$ (16,904)$ (17,128)$ Business-type activities 684 823 759 2,856 6,817 Total primary government net expense (11,238)$ (16,769)$ (17,022)$ (14,048)$ (10,311)$ General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes 11,431$ 11,854$ 11,480$ 11,284$ 11,991$ Transient occupancy tax 1,955 2,640 3,349 3,790 4,250 Sales taxes 1,246 1,548 1,449 1,588 1,642 Franchise taxes 1,711 1,825 1,881 1,907 1,998 Utility user taxes 2,395 2,407 2,333 2,481 2,510 Other taxes 712 814 674 778 1,589 Investment income 207 318 604 184 94 Other 307 271 52 929 4,146 Transfers - - - (8,293) - Extraordinary item - - 23,348 (19,289) - Total governmental activities 19,964 21,677 45,170 (4,641) 28,220 Business-type activities: Investment income 14 13 11 10 11 User Fees - - - - - Other - - - - - Transfers - - - 8,293 - Total business-type activities 14 13 11 8,303 11 Total primary government 19,978$ 21,690$ 45,181$ 3,662$ 28,231$ Change in Net Position Governmental activities 8,042$ 4,085$ 27,390$ (21,545)$ 11,092$ Business-type activities 698 836 770 11,159 6,828 Total primary government net expense 8,740$ 4,921$ 28,159$ (10,386)$ 17,920$ City of Rancho Palos Verdes Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 114 A-150 2015 2016 2017 2018 2019 Expenses Governmental activities: Administration 7,127$ 8,062$ 6,746$ 7,258$ 6,563$ Public safety 4,670 5,215 6,534 7,339 7,214 Public works 10,692 9,610 10,638 16,073 16,064 Community development 2,072 1,971 2,664 2,726 3,052 Parks and recreation 1,669 2,052 2,434 2,736 3,064 Non-departmental 191 134 2,400 1,166 1,134 Interest on long-term debt - - - - - Total governmental activities expenses 26,421 27,044 31,416 37,298 37,091 Business-type activities: Water Quality Flood Protection 1,423 646 1,400 1,071 811 Total primary government expenses 27,844$ 27,690$ 32,816$ 38,369$ 37,902$ Program Revenues Governmental activities: Charges for services: Administration 108$ 318$ 1,081$ 1,032$ 1,065$ Public safety 43 179 140 124 104 Public works 432 159 274 659 227 Community development 2,058 958 2,066 729 2,130 Parks and recreation 144 781 708 2,083 766 Non-departmental - 96 - - - Operating grants and contributions 2,274 2,332 4,196 4,481 4,608 Capital grants and contributions 1,230 1,111 818 769 1,137 Total governmental activities program revenues 6,289 5,934 9,283 9,877 10,037 Business-type activities: Charges for services: Water Quality Flood Protection 1,369 1,385 11 - - Operating grants and contributions - - - - - Capital grants and contributions 1,213 - - - - Total business-type activities program revenues 2,582 1,385 11 - - Total primary government program revenues 8,871$ 7,319$ 9,294$ 9,877$ 10,037$ Net (expense)/revenue Governmental activities (20,132)$ (21,110)$ (22,133)$ (27,421)$ (27,054)$ Business-type activities 1,159 738 (1,389) (1,071) (811) Total primary government net expense (18,973)$ (20,372)$ (23,522)$ (28,492)$ (27,865)$ General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes 12,452$ 13,764$ 13,302$ 13,762$ 14,350$ Transient occupancy tax 4,812 5,197 5,601 5,615 5,645 Sales taxes 1,758 2,104 2,463 2,520 2,661 Franchise taxes 2,045 2,045 1,985 2,129 2,150 Utility user taxes 1,973 1,866 1,775 1,838 1,917 Other taxes 1,564 1,179 365 402 429 Investment income 122 214 434 839 1,313 Other 3,231 2,608 920 763 909 Transfers (458) - - - 34,258 Extraordinary item - - - - - Total governmental activities 27,499 28,977 26,845 27,868 63,632 Business-type activities: Investment income 10 21 35 29 - User Fees - - - - - Other - - - - 200 Transfers 458 - 3 - (34,258) Total business-type activities 468 21 38 29 (34,058) Total primary government 27,967$ 28,998$ 26,883$ 27,897$ 29,574$ Change in Net Position Governmental activities 7,367$ 7,868$ 4,713$ 447$ 36,578$ Business-type activities 1,627 759 (1,351) (1,042) (34,869) Total primary government net expense 8,994$ 8,627$ 3,362$ (595)$ 1,709$ City of Rancho Palos Verdes (amounts expressed in thousands) (accrual basis of accounting) Last Ten Fiscal Years Changes in Net Position 115 A-151 116 (THIS PAGE INTENTIONALLY LEFT BLANK) A-152 Transient Utility Fiscal Property Occupancy Sales Franchise Users Other Year Tax Tax Tax Tax Tax Taxes Total,,,,, 2010 11,431 1,955 1,246 1,711 2,395 712 19,450 2011 11,854 2,640 1,548 1,825 2,407 814 21,088 2012 11,480 3,349 1,449 1,881 2,333 674 21,166 2013 11,284 3,790 1,588 1,907 2,481 778 21,828 2014 11,991 4,250 1,642 1,998 2,510 1,589 23,980 2015 12,452 4,812 1,758 2,044 1,973 1,564 24,603 2016 13,764 5,197 2,104 2,045 1,866 1,179 26,155 2017 13,302 5,601 2,463 1,985 1,775 365 25,491 2018 13,762 5,615 2,520 2,129 1,838 402 26,266 2019 14,350 5,645 2,661 2,150 1,917 429 27,152 Source City General Ledger City of Rancho Palos Verdes Governmental Activities Tax Revenues By Source Last Ten Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 117 A-153 2010 General Fund Reserved 7,166$ Designated 1,462 Unreserved, Undesignated 10,745 Total General Fund 19,373$ All other Governmental Funds Reserved 6,361$ Designated Special Revenue Funds 85 Capital Projects Funds 7,494 Permanent Fund - Debt Service Fund - Unreserved, Undesignated, reported in: Special Revenue Funds 6,058 Capital Projects Funds 1,240 Permanent Fund 333 Debt Service Fund (17,797) Total all other Governmental Funds 3,774$ City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Three Fiscal Years - Before GASB 54 (modified accrual basis of accounting) (amounts expressed in thousands) 118 A-154 2011 2012 2013 2014 2015 2016 2017 2018 2019 General Fund Non-Spendable 7,515$ 7,493$ 138$ 144$ 598$ 564$ 190$ 913$ 1,016$ Restricted - - - - - - - - - Committed - - - - - 802 964 715 341 Assigned - - - - - - - - - Unassigned 11,385 12,464 14,370 15,474 16,055 13,702 15,671 16,450 19,431 Total General Fund 18,900$ 19,957$ 14,508$ 15,618$ 16,653$ 15,068$ 16,825$ 18,078$ 20,788$ All other Governmental Funds Non-Spendable Special Revenue Funds 4,818$ 3,066$ -$ -$ -$ -$ -$ -$ -$ Debt Service Fund 573 - - - - - - - Capital Projects Funds - - - - - - - Permanent Fund 1,750 1,750 1,835 1,845 1,855 1,866 1,877 1,889 1,902 Restricted Special Revenue Funds 7,952 8,187 7,849 8,445 8,362 9,757 11,702 12,825 10,437 Capital Projects Funds 313 - - - 3,000 4,660 1,438 2,946 Permanent Fund 319 226 280 1,502 1,492 1,312 1,148 1,148 885 Committed Special Revenue Funds 36 58 55 353 - - - Capital Projects Funds - - - 3,467 - - - Permanent Fund - - - - - - - Assigned Special Revenue Funds - 794 572 476 479 - - Capital Projects Funds 11,650 15,407 13,084 18,535 21,078 23,902 23,149 23,942 25,100 Permanent Fund - - - - - - - Unassigned Special Revenue Funds (126) (108) (198) (116) (59) - - - (564) Debt Service Fund (19,687) - - - - - - - Capital Projects Funds - - - - - - - Permanent Fund - - - - - - - Total all other Governmental Funds 7,562$ 28,528$ 22,885$ 31,063$ 33,355$ 44,133$ 43,015$ 41,242$ 40,706$ City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Seven Fiscal Years - After GASB 54 (modified accrual basis of accounting) (amounts expressed in thousands) 119 A-155 2010 2011 2012 2013 2014 Revenues Taxes 19,844$ 21,419$ 21,867$ 22,543$ 23,981$ Licenses and permits 1,954 1,933 1,806 2,027 1,951 Fines and forfeitures 179 210 159 117 128 Use of money and property 1,601 1,560 1,350 1,383 846 Charges for services 81 73 149 141 323 Donation - - - 445 - Revenues from other agencies 10,180 3,162 3,421 3,395 5,301 Other Revenues 4,806 229 259 741 3,068 Total Revenues 38,645 28,586 29,011 30,791 35,598 Expenditures Administration 5,720 5,503 5,726 5,401 5,792 Public Safety 4,242 4,335 4,178 4,348 4,492 Public Works 6,896 7,875 7,616 7,240 7,611 Parks and Recreation 1,702 1,257 1,479 1,557 1,573 Community Development 2,604 2,784 2,484 2,591 2,640 Non-Departmental 320 - - - 35 Pass Through to other agencies - - - - - Capital Outlay 14,567 2,557 3,155 2,721 4,113 Debt Service Principal 419 423 464 - - Interest 886 887 498 - - Total Expenditures 37,356 25,621 25,599 23,857 26,256 Excess of Revenues over (under) Expenditures 1,289 2,965 3,412 6,934 9,342 Other Financing Sources (uses) Sales of capital assets - 350 - - - Transfers in 4,616 8,944 8,226 7,954 10,424 Transfers out (6,192) (8,944) (7,856) (16,247) (10,479) Bond Proceeds - - - - - Advances to the Redevelopment Agency - - - - - Total Other Financing Sources (uses)(1,576) 350 371 (8,293) (55) Extraordinary Gain (Loss)- - 18,240 (6,743) - Net change in Fund Balances (287)$ 3,315$ 22,023$ (8,102)$ 9,287$ Cost of Assets Capitalized 10,866 3,180 2,865 2,022 4,820 Debt Services as a percentage of Non-Capital Expenditures 4.9% 5.8% 4.2% 0.0% 0.0% City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 120 A-156 2015 2016 2017 2018 2019 Revenues Taxes 24,603$ 25,725$ 25,491$ 26,266$ 28,098$ Licenses and permits 2,515 2,383 3,044 3,095 2,205 Fines and forfeitures 135 180 153 144 331 Use of money and property 653 750 415 714 1,656 Charges for services 427 558 1,072 1,113 215 Donation - - - - - Revenues from other agencies 3,794 3,443 5,117 5,345 5,158 Other Revenues 2,377 1,668 732 1,038 1,026 Total Revenues 34,504 34,707 36,024 37,715 38,689 Expenditures Administration 5,135 6,183 5,445 5,867 5,581 Public Safety 4,761 5,215 6,534 7,399 7,214 Public Works 8,042 7,961 9,084 11,068 13,546 Parks and Recreation 1,819 2,042 2,175 2,493 2,769 Community Development 2,870 2,619 2,664 2,736 3,052 Non-Departmental 190 238 2,400 1,167 1,134 Pass Through to other agencies - - - - - Capital Outlay 8,697 1,344 7,106 7,504 3,291 Debt Service Principal - - - - - Interest - - - - - Total Expenditures 31,514 25,602 35,408 38,234 36,587 Excess of Revenues over (under) Expenditures 2,990 9,105 616 (519) 2,102 Other Financing Sources (uses) Sales of capital assets - - - - - Transfers in 13,525 11,784 4,577 5,044 6,027 Transfers out (13,188) (11,784) (4,577) (5,044) (5,954) Bond Proceeds - - - - - Advances to the Redevelopment Agency - - - - - Total Other Financing Sources (uses)337 - - - 73 Extraordinary Gain (Loss)- - - - - Net change in Fund Balances 3,327$ 9,105$ 616$ (519)$ 2,175$ Cost of Assets Capitalized 8,490 2,398 8,228 8,228 5,496 Debt Services as a percentage of Non-Capital Expenditures 0.0% 0.0% 0.0% 0.0% 0.0% City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 121 A-157 Transient Utility Fiscal Property Occupancy Sales Franchise Users Other Year Tax Tax Tax Tax Tax Taxes Total 2010 11,431 1,955 1,158 1,711 2,395 1,194 19,844 2011 11,854 2,640 1,518 1,825 2,407 1,175 21,419 2012 11,480 3,349 1,452 1,881 2,333 1,372 21,867 2013 11,284 3,790 1,589 1,907 2,481 1,492 22,543 2014 11,991 4,250 1,642 1,998 2,510 1,590 23,981 2015 12,452 4,812 1,758 2,044 1,973 1,564 24,603 2016 13,764 5,197 2,104 2,045 1,866 1,179 26,155 2017 13,302 5,601 2,463 1,985 1,775 365 25,491 2018 13,028 5,615 2,520 2,129 1,838 1,290 26,420 2019 13,567 5,645 2,661 2,150 1,917 1,376 27,316 Source City General Ledger City of Rancho Palos Verdes General Governmental Tax Revenues By Source Last Ten Fiscal Years (Modified Accrual Basis of Accounting) (Amounts expressed in thousands) 122 A-158 Fiscal Year Residential Commercial Industrial Other Unsecured End Property Property Property Property Property 2010 8,333,042 263,157 3,341 598,539 49,628 2011 8,362,052 396,195 3,333 570,551 45,258 2012 8,596,777 390,497 3,358 564,763 70,284 2013 8,843,139 402,533 3,425 581,160 48,147 2014 9,190,789 475,510 3,493 660,569 46,962 2015 9,492,704 486,378 3,509 679,241 45,906 2016 10,094,704 501,636 3,580 695,738 44,300 2017 10,770,321 531,536 3,634 506,899 24,986 2018 11,302,341 541,829 3,707 521,883 26,829 2019 11,924,464 580,286 3,781 551,820 25,824 2010-2013 & 2006-07 County Assessor data, Avenu Insights & Analytics 2008-2009 data is provided from previously published CAFR's Unitary value of $840,000 is excluded. City of Rancho Palos Verdes Assessed Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) Source 123 A-159 124 (THIS PAGE INTENTIONALLY LEFT BLANK) A-160 City Estimated Assessed Fiscal Less Taxable Direct Actual Factor of Value as a Year Tax-Exempt Assessed Tax Taxable Taxable Percentage of End Property Value Rate (1)Value (2)Assessed Value (3) Actual Value 2010 236,925 9,010,782 0.063728 9,515,593$ 1.05602 94.69% 2011 158,388 9,219,001 0.063728 9,067,313$ 0.98355 101.67% 2012 157,307 9,468,372 0.063728 10,683,820$ 1.12837 88.62% 2013 174,167 9,704,237 0.063728 11,390,239$ 1.17374 85.20% 2014 153,434 10,223,889 0.063728 13,967,877$ 1.36620 73.20% 2015 151,709 10,556,029 0.063728 13,571,675$ 1.28568 77.78% 2016 155,138 11,184,820 0.063728 15,366,477$ 1.37387 72.79% 2017 174,779 11,662,598 0.063728 17,011,415$ 1.45863 68.56% 2018 180,953 12,215,635 0.063728 15,669,728$ 1.28276 77.96% 2019 184,447 12,901,730 0.063728 17,984,167$ 1.39393 71.74% City of Rancho Palos Verdes Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) Source (1) City Direct Tax Rate is represented by TRA 001-224. (2) Estimated Actual Value is derived from a series of calculations comparing median assessed values from 1940 to current median sale prices. Based on these calculations a factor was extrapolated and applied to current assessed values. 2010-2013 & 2006-07 County Assessor data, Avenu Insights & Analytics 2008-2009 data is provided from previously published CAFR's Unitary value of $840,000 is excluded. 125 A-161 2009-10 2010-11 2011-12 2011-12 2013-14 CITY DIRECT RATE 0.063728 0.063728 0.063728 0.063728 0.063728 All other direct rates: LA COUNTY GENERAL 0.441223 0.441223 0.441223 0.441223 0.441223 LA COUNTY ACCUM CAP OUTLAY 0.000110 0.000110 0.000110 0.000110 0.000110 CONSOL. FIRE PRO.DIST OF LA CO. 0.169715 0.169715 0.169715 0.169715 0.169715 LA CO. FIRE-FFW 0.006910 0.006910 0.006910 0.006910 0.006910 LA CO.FL.CON.DR.IMP.DIST.MAINT. 0.002597 0.002597 0.002597 0.002597 0.002597 LA CO FLOOD CONTROL MAINT 0.014699 0.014699 0.014699 0.014699 0.014699 PALOS VERDES LIBRARY DIST MAINT 0.043470 0.043470 0.043470 0.043470 0.043470 LA CO WEST VECTOR CONTROL DIST.0.000319 0.000319 0.000319 0.000319 0.000319 CO SANITATION DIST NO 5 OPERAT 0.017499 0.017499 0.017499 0.017499 0.017499 WTR REPLENISHMENT DIST OF SO CAL 0.000181 0.000181 0.000181 0.000181 0.000181 ERAF 0.000000 0.000000 0.000000 0.000000 0.000000 EDUCATIONAL AUG FD IMPOUND 0.000000 0.000000 0.000000 0.000000 0.000000 COUNTY SCHOOL SERVICES 0.001369 0.001369 0.001369 0.001369 0.001369 CHILDREN'S INSTIL TUITION FUND 0.002717 0.002717 0.002717 0.002717 0.002717 LA CITY COMM COLLEGE DIST 0.029214 0.029214 0.029214 0.029214 0.029214 LA COMM COLL CHILDREN'S CTR FD 0.000302 0.000302 0.000302 0.000302 0.000302 PALOS VERDES PENINSULA USD 0.196986 0.196986 0.196986 0.196986 0.196986 CO.SCH.SERV.FD-LOS ANGELES 0.008085 0.008085 0.008085 0.008085 0.008085 DEV.CTR.HDCPD MINOR-LA UNIF. 0.000876 0.000876 0.000876 0.000876 0.000876 TOTAL 1.000000 1.000000 1.000000 1.000000 1.000000 Debt Service Rates COUNTY 0.000000 0.000000 0.000000 0.000000 0.000000 PALOS VERDES PEN USD 0.021642 0.022493 0.022511 0.022511 0.023109 COMMNTY COLLEGE 0.023112 0.040310 0.035296 0.035296 0.044541 PALOS VERDES LIB 0.006618 0.006719 0.006359 0.006359 0.006118 FLOOD CONTROL 0.000000 0.000000 0.000000 0.000000 0.000000 METRO WATER DIST 0.004300 0.003700 0.003700 0.003700 0.003500 TOTAL 0.055672 0.073222 0.067866 0.067866 0.077268 TOTAL TAX RATE 1.055672 1.073222 1.067866 1.067866 1.077268 Source 2010-2015 County Assessor data, Avenu Insights & Analytics 2007-2009 data is provided from previously published CAFR's City has no separate debt service rate, direct rate is 100% operating. TRA 149 is represented for this report. City of Rancho Palos Verdes Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years 126 A-162 2014-15 2015-16 2016-17 2017-18 2018-19 CITY DIRECT RATE 0.063728 0.063728 0.063728 0.063728 0.063728 All other direct rates: LA COUNTY GENERAL 0.441223 0.441223 0.441223 0.441223 0.441223 LA COUNTY ACCUM CAP OUTLAY 0.000110 0.000110 0.000110 0.000110 0.000110 CONSOL. FIRE PRO.DIST OF LA CO. 0.169715 0.169715 0.169715 0.169715 0.169715 LA CO. FIRE-FFW 0.006910 0.006910 0.006910 0.006910 0.006910 LA CO.FL.CON.DR.IMP.DIST.MAINT. 0.002597 0.002597 0.002597 0.002597 0.002597 LA CO FLOOD CONTROL MAINT 0.014699 0.014699 0.014699 0.014699 0.014699 PALOS VERDES LIBRARY DIST MAINT 0.043470 0.043470 0.043470 0.043470 0.043470 LA CO WEST VECTOR CONTROL DIST. 0.000319 0.000319 0.000319 0.000319 0.000319 CO SANITATION DIST NO 5 OPERAT 0.017499 0.017499 0.017499 0.017499 0.017499 WTR REPLENISHMENT DIST OF SO CAL 0.000181 0.000181 0.000181 0.000181 0.000181 ERAF 0.000000 0.000000 0.000000 0.000000 0.000000 EDUCATIONAL AUG FD IMPOUND 0.000000 0.000000 0.000000 0.000000 0.000000 COUNTY SCHOOL SERVICES 0.001369 0.001369 0.001369 0.001369 0.001369 CHILDREN'S INSTIL TUITION FUND 0.002717 0.002717 0.002717 0.002717 0.002717 LA CITY COMM COLLEGE DIST 0.029214 0.029214 0.029214 0.029214 0.029214 LA COMM COLL CHILDREN'S CTR FD 0.000302 0.000302 0.000302 0.000302 0.000302 PALOS VERDES PENINSULA USD 0.196986 0.196986 0.196986 0.196986 0.196986 CO.SCH.SERV.FD-LOS ANGELES 0.008085 0.008085 0.008085 0.008085 0.008085 DEV.CTR.HDCPD MINOR-LA UNIF. 0.000876 0.000876 0.000876 0.000876 0.000876 TOTAL 1.000000 1.000000 1.000000 1.000000 1.000000 Debt Service Rates COUNTY 0.000000 0.000000 0.000000 0.000000 0.000000 PALOS VERDES PEN USD 0.023289 0.023433 0.023197 0.023093 0.023709 COMMNTY COLLEGE 0.040174 0.035755 0.035956 0.045990 0.046213 PALOS VERDES LIB 0.005854 0.005630 0.000000 0.000000 0.000000 FLOOD CONTROL 0.000000 0.000000 0.000000 0.000000 0.000000 METRO WATER DIST 0.003500 0.003500 0.003500 0.003500 0.003500 TOTAL 0.072817 0.068318 0.062653 0.072583 0.073422 TOTAL TAX RATE 1.072817 1.068318 1.062653 1.072583 1.073422 Source 2010-2015 County Assessor data, Avenu Insights & Analytics 2007-2009 data is provided from previously published CAFR's City has no separate debt service rate, direct rate is 100% operating. TRA 149 is represented for this report. City of Rancho Palos Verdes Property Tax Rates - Direct and Overlapping Governments Last Ten Fiscal Years 127 A-163 Percentage of Percentage of Taxable Total City Taxable Taxable Total City Taxable Taxpayer Value ($) Rank Value (%)Value ($) Rank Value (%) Long Point Dev Llc 467,773,033 1 3.63%143,871,679 1 1.60% Gs Palos Verdes Llc 110,385,605 2 0.86% Roic California Llc 67,768,800 3 0.53% P V Victoria Apts Llc 53,106,736 4 0.41%46,814,659 4 0.52% 6507 6510 Vista Catalina Apts 41,766,804 5 0.32% Western Riviera Investors 32,933,894 6 0.26%28,496,134 6 0.32% Golden Cove Llc 30,788,239 7 0.24%26,009,990 7 0.29% Vh Property Corp 28,798,747 8 0.22%62,442,705 3 0.69% Ocean View Drive Inc.27,516,360 9 0.21% Belmont Village Rpv Lp 25,974,272 10 0.20%22,285,368 9 0.25% California Water Service Co 19,130,622 11 0.15%8,042,490 14 0.09% Johnson Eric C 17,948,735 12 0.14%20,101,293 10 0.22% Wlp Westmont Plaza Llc 15,945,078 13 0.12% American Golf Inc.13,265,274 14 0.10% Green Hills Menorial Park 11,966,719 15 0.09% Chang Jacqueline 9,584,001 16 0.07% Maleenont Voravat 9,431,501 17 0.07% Victoria Apts 8,804,865 18 0.07%7,781,871 15 Thornecrest Llc 8,793,371 19 0.07% Palos Verdes Terrace Ltd.8,626,355 20 0.07%7,623,193 16 Li Xin 8,459,000 21 0.07% Xcx Bear Llc 8,223,029 22 0.06% Bruning Fred W 8,196,504 23 0.06% Amdan Investment Llc Lessee 8,080,864 24 0.06% Aa Homes Llc 8,000,722 25 0.06% Ppc Villas Rpv LLC 89,896,276 2 1.00% Terraces Rancho Palos Verdes L 35,232,103 5 0.39% Cox Com Inc. Orange 25,800,250 8 0.29% Tridiamond LLC 13,343,138 11 0.15% Ruffin Phillip G 11,964,600 12 0.13% Gradney Stephen P 8,405,164 13 0.09% Amdan Investment LLC Lessee 7,140,000 17 0.08% Gerts Igor & Anna 7,059,800 18 0.08% Raleigh Group One Llc 6,650,000 19 0.07% Saitta Christopher L 6,570,900 20 0.07% 500 Silver Spur Road LLC 6,402,560 21 0.07% 3200 Pv Drive West LLC 6,309,582 22 0.07% Desi Family Limited Partnershi 6,137,800 23 0.07% Labarba James G Co Tr 6,101,725 24 0.07% Imbach Scott A & Diane Y Trs 5,992,142 25 0.07% Total Top 25 Taxpayers 1,051,269,130$ 8.15%616,475,422$ 6.67% Total Taxable Value 12,901,729,602$ 100.00%9,010,781,799$ 100.00% Source Los Angeles County Assessor data, MuniServices, LLC / an Avenu Insights & Analytics Company City of Rancho Palos Verdes Principal Property Tax Payers Last Fiscal Year and Nine Years Ago 2018-19 2009-10 128 A-164 Total Tax Fiscal Levy for Percentage Collections in Percentage Year Fiscal Year Amount of Levy Subsequent Years Amount of Levy 2010*5,447 4,917 90.27%8 4,925 90.42% 2011*5,597 5,462 97.59%0 5,462 97.59% 2012 5,777 5,656 97.91%0 5,656 97.91% 2013 5,951 5,844 98.20%0 5,844 98.20% 2014 6,287 6,193 98.50%0 6,193 98.50% 2015 6,487 6,396 98.60%0 6,396 98.60% 2016 6,813 6,716 98.58%0 6,716 98.58% 2017 7,093 7,009 98.82%0 7,009 98.82% 2018 7,481 7,389 98.77%0 7,389 98.77% 2019 7,888 7,782 98.66%0 7,782 98.66% Source County Assessor General Ledger, Avenu Insights & Analytics * Includes 1% secured apportionment only Fiscal Year of the Levy Total Collections to Date City of Rancho Palos Verdes Property Tax Levies and Collections Last Ten Fiscal Years (amounts expressed in thousands) Collected within the 129 A-165 130 (THIS PAGE INTENTIONALLY LEFT BLANK) A-166 2018-19 Assessed Valuation: $12,971,266,058 Total Debt City’s Share of DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT:6/30/2019 % Applicable (1)Debt 6/30/19 Metropolitan Water District $48,050,000 0.445%$213,823 Los Angeles Community College District 3,930,390,000 1.525%59,938,448 Los Angeles Unified School District 10,106,450,000 0.182%18,393,739 Palos Verdes Unified School District 58,573,511 47.087%27,580,509 City of Rancho Palos Verdes 0 100%0 Los Angeles County Regional Park and Open Space Assessment District 13,620,000 0.854%116,315 TOTAL DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT $106,242,833 OVERLAPPING GENERAL FUND DEBT: Los Angeles County General Fund Obligations $2,153,701,630 0.854%$18,392,612 Los Angeles County Superintendent of Schools Certificates of Participation 5,827,868 0.854%49,770 Los Angeles County Sanitation District No. 5 Authority 14,130,958 10.423%1,472,870 Los Angeles County South Bay Cities Sanitation District Authority 2,408,615 4.103%98,825 Los Angeles Unified School District Certificates of Participation 180,545,000 0.182%328,592 TOTAL GROSS OVERLAPPING GENERAL FUND DEBT $20,342,669 Less: Los Angeles Unified School District QZABs supported by investment fund 13,468 TOTAL NET OVERLAPPING GENERAL FUND DEBT $20,329,201 TOTAL DIRECT DEBT $0 TOTAL GROSS OVERLAPPING DEBT $126,585,502 TOTAL NET OVERLAPPING DEBT $126,572,034 GROSS COMBINED TOTAL DEBT $126,585,502 NET COMBINED TOTAL DEBT $126,572,034 (2) Excludes tax and revenue anticipation notes, revenue, mortgage revenue and non-bonded capital lease obligations. Ratios to 2018-19 Assessed Valuation: Direct Debt 0.00% Total Direct and Overlapping Tax and Assessment Debt 0.82% Gross Combined Total Debt 0.98% Net Combined Total Debt 0.98% Source 2018-19 Avenu Insights & Analytics City of Rancho Palos Verdes Direct and Overlapping Governmental Activities Debt Current Year (1) The percentage of overlapping debt applicable to the city is estimated using taxable assessed property value. Applicable percentages were estimated by determining the portion of the overlapping district's assessed value that is within the boundaries of the city divided by the district's total taxable assessed value. CITY OF RANCHO PALOS VERDES 131 A-167 2010 2011 2012 2011 2014 Debt Limit 1,351,617$ 1,382,850$ 1,420,256$ 1,382,850$ 1,533,583$ Total Net Debt applicable to limit - - - - - Legal Debt Margin 1,351,617$ 1,382,850$ 1,420,256$ 1,382,850$ 1,533,583$ ble to the limit as a percentage of Debt Limi 0%0%0%0%0% City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year 132 A-168 133 2015 2016 2017 2018 2019 Debt Limit 1,583,404$ 1,677,723$ 1,749,390$ 1,832,345$ 1,935,260$ Total Net Debt applicable to limit - - - - - Legal Debt Margin 1,583,404$ 1,677,723$ 1,749,390$ 1,832,345$ 1,935,260$ Total Net Debt applicable to the limit as a percentage of Debt Limit 0%0%0%0%0% Total Taxable Value 12,901,730$ Debt Limit (15% of total taxable value)1,935,260 Debt applicable to limit - Legal Debt Margin 1,935,260$ Cities have a maximum G.O. debt limit of 15% of the assessed valuation of all property within their boundaries. City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year A-169 Per Capita **Public Fiscal Personal Personal Median School Year Population (1)Income (2)Income (2)Age Enrollment 2009-10 42,642 2,250,346,266 52,773 44.9 11,900 2010-11 41,766 2,425,936,344 58,084 44.3 11,928 2011-12 41,897 2,561,016,971 61,127 47.6 11,840 2012-13 42,114 2,618,143,152 62,168 47.8 11,873 2013-14 42,358 2,564,205,491 60,537 47.6 11,700 2014-15 42,564 2,593,892,724 60,941 48.9 11,632 2015-16 43,041 2,461,988,241 57,201 49.6 11,499 2016-17 42,884 2,569,293,654 59,913 49.5 11,428 2017-18 42,723 2,722,513,349 63,725 49.3 11,346 2018-19 42,560 2,860,710,832 67,216 49.4 11,217 Source Avenu Insights & Analytics (1) Population Projections are provided by the California Department of Finance Projections. **Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Other school districts within the City are not included. City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years The California Department of Finance demographics estimates now incorporate 2010 Census counts as the benchmark. (2) Income Data is provided by the U.S. Census Bureau, 2010 American Community Survey. 134 A-170 County City City Fiscal Unemployment Unemployment County Population Year Rate (%) (3)Rate (%) (3)Population (1)(% of County) 2009-10 11.6%4.0%10,355,053 0.41% 2010-11 11.9%4.1%9,858,989 0.42% 2011-12 11.1%3.8%9,884,632 0.42% 2012-13 11.0%3.7%9,958,091 0.42% 2013-14 7.6%2.5%10,041,797 0.42% 2014-15 7.1%3.4%10,136,559 0.42% 2015-16 6.7%3.2%10,241,335 0.42% 2016-17 5.2%2.5%10,241,278 0.42% 2017-18 4.1%3.4%10,283,729 0.42% 2018-19 3.9%3.3%10,253,716 0.42% Source (1) Population Projections are provided by the California Department of Finance Projections. (3) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years Avenu Insights & Analytics The California Department of Finance demographics estimates now incorporate 2010 Census counts as the benchmark. * The City Unemployment Rate during FY 2017-18 was corrected from 0.9% to 3.4% 135 A-171 Taxpayer Business Type Taxpayer Business Type 7-Eleven Food Store & Service Stations Service Stations 7-Eleven Food Store & Service Stations Service Stations Alat Non-Store Retailers Los Verdes Golf Course Personal Services Audio Visual Services Group Rental/Other Repair Asaka Japanese Cuisine Restaurants W/Onsale Avenue Italy Restaurants W/Beer Carl's Jr. Restaurants Fast Food Restaurant Blue Crab Steak & Seafood Restaurant Restaurants W/Onsale Centinela Feed & Pet Supplies Nursery Centinela Feed & Pet Supplies Nursery Chevron Service Stations Service Stations Chevron Service Stations Service Stations Coco's Bakery Restaurant Restaurants W/Onsale El Pollo Loco Fast Food Restaurant CSK Auto Auto Supply Stores Granvia Tomatillo Service Center Service Stations Daniel J.Jeldum Hardware Stores Green Hills Memorial Park Mortuary Sales El Pollo Loco Fast Food Restaurant Highridge Car Wash Service Stations G.S. Peeke Hardware Stores IHOP Restaurants Fast Food Restaurant Good Night Mattress & Bedroom Home Furnishings Jack In The Box Restaurants Fast Food Restaurant Granvia Tomatillo Service Center Service Stations Los Verdes Golf Course Personal Services Green Hills Memorial Park Mortuary Sales Marshall's Stores Family Apparel Highridge Car Wash Service Stations O'Reilly Auto Parts Auto Supply Stores IHOP Restaurants Fast Food Restaurant Ralph's Grocery Company Supermarkets Jack In The Box Restaurants Fast Food Restaurant Smart & Final Grocery W/Beer/Wine Marshall's Stores Family Apparel Southern California Discount Tire Auto Supply Stores Ralph's Grocery Company Supermarkets Terranea Resort Hotel Food/Bar Sales Rolling Hills Plastics Light Industry The Admiral Risty Restaurants W/Onsale Smart & Final Grocery W/Beer/Wine Trader Joe's Supermarkets Southern California Discount Tire Auto Supply Stores Trump National Golf Club Personal Services The Admiral Risty Restaurants W/Onsale Western Tobacco Cigar Stores Trader Joe's Supermarkets Whose Investment Restaurants W/Onsale Trump National Golf Club Personal Services Source Avenu Insights & Analytics City of Rancho Palos Verdes Principal Sales Tax Producers Last Fiscal Year and Nine Years Ago 2018-19 2009-10 136 A-172 2018-19 2015-16 Percentage Percentage of Total City of Total City Employer Employees Rank Employment Employees Rank Employment Palos Verdes Peninsula Unified School District 1,440 1 7.31%1,432 1 7.50% Terranea Resort Hotel*1,273 2 6.46%1036 2 5.42% Belmont Corp Ltd ( Belmont Village of Rancho)175 3 0.89%140 6 0.73% Canterbury 150 4 0.76%143 5 0.75% Trump National Golf Club*143 5 0.73%190 4 0.99% Marymount College 133 6 0.68%262 3 1.37% City of Rancho Palos Verdes*116 7 0.59% Ralphs Store #720 105 8 0.53%106 8 0.55% Green Hills Memorial Park 81 9 0.41%75 9 0.39% American Golf Corp ( Los Verdes Golf Course)71 10 0.36%70 10 0.37% Trader Joe's 110 7 0.58% Subtotal of Principal Employers 3,687 18.72%3,564 18.66% Total City Employment (1)19,700 19,100 Source MuniServices, LLC / an Avenu Insights & Analytics Company *Count includes both full and part time employees Trader Joe's Store's (#57 & #233) choose to no longer participate (1) Total City Labor Force is provided by EDD Labor Force Data City of Rancho Palos Verdes Principal Employers Current Year and Three Years Ago 137 A-173 138 (THIS PAGE INTENTIONALLY LEFT BLANK) A-174 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Function General Government 53 54 52 53 54 60 62 62 64 60 Recreation Part-Time 16.5 18 16.5 16 22 25 29 29 30 29 Total 69.5 72 68.5 69 76 85 91 91 94 89 Source City Budget documents and Payroll records City of Rancho Palos Verdes Full-time Equivalent City Government Employees by Function Last Ten Fiscal Years 139 A-175 2010 2011 2012 2013 2014 Function Administration Employee Resignations 9 5 8 7 14 Workers Compensation Claims 5 3 3 3 1 Liability Claims 13 14 11 14 9 Budget Adjustments 21 17 11 24 15 Business Licenses Issued 1,629 1,891 1,294 1,868 1,997 Web Site Page Views (1)2.9 mil 2.8mil 3.0mil 3.1mil 3.3mil Public Safety Part I Crime Rates (per 10,000 population)110 143 131 149 107 Public Works Solid Waste Diversion Rates (2)4.2lbs/person/day 4.2lbs/person/day 4.2lbs/person/day 2.87lbs/person/day 2.84lbs/person/day Pavement Rating 85 85 85 84 82 Parks and Recreation Park Events 690 580 582 765 631 Class Meetings at Parks 2,398 2,313 1,587 1,202 1,233 Docent Led Nature Hikes 103 105 104 121 109 Community Development Building Permits Processed 1,243 1,432 1,221 1,403 1,492 Plan Checks 154 161 161 268 264 Municipal Code Violations Closed 138 371 321 312 392 Source City Departments DNA: Data Not Available (1): The City launched a new website and with it, the methodology used to count total page views was modified. (2): A new system of measuring AB939 compliance was implemented in 2008 with the passage of SB1016. This changed the previous diversion calculation method to the new disposal-based indicator - the per capita disposal rate. The per capita disposal target is based on the average of 50 percent of generation in 2003 through 2006, expressed in terms of per capital disposal. City of Rancho Palos Verdes Operating Indicators by Function Last Ten Fiscal Years 140 A-176 2015 2016 2017 2018 2019 Function Administration Employee Resignations 10 6 6 27 23 Workers Compensation Claims 32821 Liability Claims 11 28 6 3 Budget Adjustments 15 18 48 80 Business Licenses Issued 2,134 2,012 1,939 1,902 1,971 Web Site Page Views (1)426,772 *403,704 536,568 445,633 450,206 Public Safety Part I Crime Rates (per 10,000 population)134 106 Not available at this time 113 99 Public Works Solid Waste Diversion Rates (2)3.15lbs/person/day 3.08lbs/person/day 2.46lbs/person/day 2.46lbs/person/day 5.6lbs/person/day Pavement Rating 82 84 84 84 89 Parks and Recreation Park Events 639 810 829 1,281 1,122 Class Meetings at Parks 1,400 1,025 1,030 922 852 Docent Led Nature Hikes 103 94 108 113 104 Volunteer Events (3)35 61 46 Volunteers (3)764 1,806 1,095 Volunteer Hours (3)2,486 5,919 3,569 Open Space Mgmt. Public Contacts (3)23,101 33,306 29,973 Open Space Mgmt. Rules Enforced (3)1,367 1,925 1,262 Open Space Mgmt. Maintenance / Projects (3)782 1,219 546 Community Development Building Permits Processed 1,558 1,758 1,665 1,985 2,186 Plan Checks 255 289 289 292 288 Municipal Code Violations Closed 358 505 432 457 338 Source City Departments DNA: Data Not Available (1): The City launched a new website and with it, the methodology used to count total page views was modified. (3) Began tracking this indicator in 2017. (2): A new system of measuring AB939 compliance was implemented in 2008 with the passage of SB1016. This changed the previous diversion calculation method to the new disposal-based indicator - the per capita disposal rate. The per capita disposal target is based on the average of 50 percent of generation in 2003 through 2006, expressed in terms of per capital disposal. City of Rancho Palos Verdes Operating Indicators by Function Last Ten Fiscal Years 141 A-177 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Function Administration Computer Workstations 101 92 88 93 98 114 138 140 144 144 Public Works Street Miles 143 143 144 141 141 149 149 149 149 150.1 Traffic Signals 16 16 18 15 15 15 15 15 15 15 Parks and Recreation Parks 15 15 15 15 16 16 16 16 17 17 Community Development Vehicles Used for Inspections 5 5 5 5 4 4 4 2 2 4 Source City Capital Asset Records Public safety services are contracted with other agencies. The City does not own any public safety capital assets. Last Ten Fiscal Years Capital Asset Statistics by Function City of Rancho Palos Verdes 142 A-178 2875 Michelle Drive, Suite 300 | Irvine, California 92606 | WNDECPA.com | 714.978.1300 1 To the Honorable Mayor and Members of City Council of the City of Rancho Palos Verdes Rancho Palos Verdes, California We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California (the City), as of and for the year ended June 30, 2019. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards and Government Auditing Standards, as well as certain information related to the planned scope and timing of our audit. We have communicated such information to you in our engagement letter dated May 2, 2019, and our letter on planning matters dated June 5, 2019. Professional standards also require that we communicate to you the following information related to our audit. Significant Audit Findings Qualitative Aspects of Accounting Practices Management is responsible for the selection and use of appropriate accounting policies. The significant accounting policies used by the City are described in Note 1 to the financial statements. No new accounting policies were adopted and the application of other existing policies was not changed during the year ended June 30, 2019. We noted no transactions entered into by the City during the year for which there is a lack of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting estimates are an integral part of the financial statements prepared by management and are based on management’s knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. The most sensitive estimates affecting the financial statements were: a. Management’s estimate of the fair value of investments is based on quoted prices in active markets. When quoted prices in active markets are not available, fair values are based on evaluated prices received by the City’s broker or custodian. b.The estimated useful lives of capital assets for depreciation purposes which are based on industry standards. B-1 2 Significant Audit Findings (Continued) Qualitative Aspects of Accounting Practices (Continued) c.The annual required contributions, pension expense, net pension liability, and corresponding deferred outflows of resources and deferred inflows of resources for the City’s public defined benefit plans with CalPERS are based on actuarial valuations provided by CalPERS. We evaluated the key factors and assumptions used to develop these estimates in determining that they were reasonable in relation to the financial statements taken as a whole. Certain financial statement disclosures are particularly sensitive because of their significance to financial statement users. The most sensitive disclosure affecting the financial statements was reported in Note 8 regarding the City’s defined benefit pension plans. The financial statement disclosures are neutral, consistent, and clear. Difficulties Encountered in Performing the Audit We encountered no significant difficulties in dealing with management in performing and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that are trivial, and communicate them to the appropriate level of management. Management has corrected all such misstatements. In addition, none of the misstatements detected as a result of audit procedures and corrected by management were material, either individually or in the aggregate, to each opinion unit’s financial statements taken as a whole. Disagreements with Management For purposes of this letter, a disagreement with management is a financial accounting, reporting, or auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial statements or the auditor’s report. We are pleased to report that no such disagreements arose during the course of our audit. Management Representations We have requested certain representations from management that are included in the management representation letter dated December 27, 2019. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a “second opinion” on certain situations. If a consultation involves application of an accounting principle to the City’s financial statements or a determination of the type of auditor’s opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. B-2 3 Significant Audit Findings (Continued) Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the City’s auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Other Matters We applied certain limited procedures to management’s discussion and analysis, the schedule of proportionate share of the net pension liability, and the schedule of pension contributions, identified as Required Supplementary Information (RSI) that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. We were engaged to report on the combining statements and individual fund schedules (supplementary information), which accompany the financial statements but are not RSI. With respect to this supplementary information, we made certain inquiries of management and evaluated the form, content, and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the basic financial statements or to the basic financial statements themselves. We were not engaged to report on the introductory section and statistical section which accompany the financial statements but are not RSI. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Restriction on Use This information is intended solely for the use of management, the City Council, and others within the City and is not intended to be and should not be used by anyone other than these specified parties. Irvine, California December 27, 2019 B-3 2875 Michelle Drive, Suite 300 | Irvine, California 92606 | WNDECPA.com | 714.978.1300 1 INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of City Council of the City of Rancho Palos Verdes Rancho Palos Verdes, California We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to the financial audits contained in Government Audit Standards, issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes (the City) as of and for the year ended June 30, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements, and have issued our report thereon dated December 27, 2019. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. C-1 2 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of This Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Irvine, California December 27, 2019 C-2