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CC SR 20181218 01 - Landslide RemediationRANCHO PALOS VERDES CITY COUNCIL MEETING DATE: 12/18/2018 AGENDA REPORT AGENDA HEADING: Regular Business AGENDA DESCRIPTION: Consideration and possible action to award a Professional Services Agreement to Daniel B. Stephens & Associates, Inc. for design services associated with the Portuguese Bend Landslide mediation work. RECOMMENDED COUNCIL ACTION: (1) Award a Professional Services Agreement to Daniel B. Stephens & Associates, Inc. in the not-to-exceed amount of $479,918; (2) Authorize the City Manager or Director of Finance to execute changes to this agreement, and a not to exceed contingency of $40,000 to accommodate unforeseen requirements; and, (3) Authorize the Mayor and City Clerk to execute the Professional Services Agreement, contingent on the City Attorney’s approval of the Agreement as to form. FISCAL IMPACT: The recommended action will result in a total authorized expenditure of up to $519,918. This is a new project and funding for this Capital Improvement design is not included in the approved FY18-19 budget. An additional appropriation of $519,918 is requested. Amount Budgeted: $0 Additional Appropriation: $519,918 Account Number(s): 330-400-xxxx-xxxx ORIGINATED BY: Ron Dragoo, PE, Principal/City Engineer REVIEWED BY: Elias Sassoon, PE, Director of Public Works APPROVED BY: Doug Willmore, City Manager ATTACHED SUPPORTING DOCUMENTS: A. B. C. Agreement for Professional Services (page A-1) Request for Proposals (page B-1) Proposal – Daniel B. Stephens (page C-1) BACKGROUND AND DISCUSSION: The City Council approved the update to the Portuguese Bend Feasibility Study at its August 7, 2018, meeting. The City Council Subcommittee for the Landslide Feasibility Study Update reviewed and edited the Request for Proposals (RFP) document for Engineering Analysis, Evaluation, and Design for improvements in the Portuguese Bend 1 Landslide to include Drainage and Dewatering (hydro-augers). The RFP document (Attachment B) was released October 11, 2018. Several consultants were directly contacted by Staff and the RFP was published on the City’s website in an extended effort to solicit qualified consultants to submit proposals for the proposed project. The RFP document asked consultants to provide proposals to the City for their services including: • Perform a hydrology study of the watershed including specific hydrologic and engineering analysis of the watershed to identify as to where, what quantity, how, and to what extent the stormwater runs off and/or infiltrates into the landslide and becomes part of the groundwater in the Portuguese Bend Landslide Complex; • Perform engineering analysis, evaluation, and designs for the lower portion of the Portuguese Bend Landslide that would convey the drainage runoff to the ocean directly; • Design groundwater extraction horizontal drains (hydro-augers) for the lower area of the landslide, including a cost benefit analysis for the hydro-augers and any alternatives; and, • Analyze and design repair plans if sealing fractures in the landslide area between Palos Verdes Drive South and Burma Road is determined to be needed. Two proposals were received by the November 12, 2018, submittal deadline. Both proposals were reviewed and Daniel B. Stephens (Attachment C) was determined to be the most qualified for the project and required process, including public input and reviews. Following this determination, Staff entered into negotiations for the fee and to further refine and narrow the final scope of work for the project. If this Professional Services Agreement (Attachment A) is approved, the work will only include: (1) the design of the drainage system at the bottom portion of the landslide located to the south of Burma Road; (2) the design of any necessary fracture infill in this area; (3) the design of the underground hydro-augers at the bottom of the slide; and, (4) the hydrology/hydraulic analysis in the canyons. Any design work to potentially line any or all of the canyons north of Burma Road is not included in this proposal. Environmental review work associated with any part of the designs that will be developed will be undertaken following City Council approval of the designs. As the Consultant develops engineering designs, they will meet with Staff and applicable State/Federal agencies as well as the Palos Verdes Peninsula Land Conservancy (PVPLC) and the City Council Subcommittee to review those designs. A community outreach meeting will follow to solicit comments on the initial conceptual design of mitigation efforts, and a 30-day public comment period will be provided to review proposed design concepts and siting of proposed designed improvements. Modifications to the design and locations, if needed, will be completed prior to proceeding with the ensuing design of the Portuguese Bend Landslide Mitigation Project. A final public outreach meeting will be conducted and the review and plan update process repeated prior to bringing the final design plans to the City Council for review and approval. 2 Based on their clear understanding of project constraints, local geology, movement and general characteristics of the landslide, along with the results of the negotiations associated with project scope and cost, Staff is recommending approval of the Professional Services Agreement with Daniel B. Stephens & Associates, Inc. to perform design services for this project. ALTERNATIVES: In addition to the Staff recommendations, the following alternative action is available for the City Council’s consideration: 1. Discuss and provide recommendations on other options that may be appropriate. 3 01203.0006/524815.6 1 CONTRACT SERVICES AGREEMENT By and Between CITY OF RANCHO PALOS VERDES and DANIEL B. STEPHENS & ASSOCIATES, INC. A-1 01203.0006/524815.6 AGREEMENT FOR CONTRACT SERVICES BETWEEN THE CITY OF RANCHO PALOS VERDES AND DANIEL B. STEPHENS & ASSOCIATES, INC. THIS AGREEMENT FOR CONTRACT SERVICES (herein “Agreement”) is made and entered into this 18th day of December, 2018 by and between the City of Rancho Palos Verdes, a California municipal corporation (“City”) and Daniel B. Stephens & Associates, Inc., a California corporation (“Consultant”). City and Consultant may be referred to, individually or collectively, as “Party” or “Parties.” RECITALS A. City has sought, by issuance of a Request for Proposals or Invitation for Bids, the performance of the services defined and described particularly in Article 1 of this Agreement. B. Consultant, following submission of a proposal or bid for the performance of the services defined and described particularly in Article 1 of this Agreement, was selected by the City to perform those services. C. Pursuant to the City of Rancho Palos Verdes’ Municipal Code, City has authority to enter into and execute this Agreement. D. The Parties desire to formalize the selection of Consultant for performance of those services defined and described particularly in Article 1 of this Agreement and desire that the terms of that performance be as particularly defined and described herein. OPERATIVE PROVISIONS NOW, THEREFORE, in consideration of the mutual promises and covenants made by the Parties and contained herein and other consideration, the value and adequacy of which are hereby acknowledged, the parties agree as follows: ARTICLE 1. SERVICES OF CONSULTANT 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Consultant shall provide those services specified in the “Scope of Services” attached hereto as Exhibit “A” and incorporated herein by this reference, which may be referred to herein as the “services” or “work” hereunder. As a material inducement to the City entering into this Agreement, Consultant represents and warrants that it has the qualifications, experience, and facilities necessary to properly perform the services required under this Agreement in a thorough, competent, and professional manner, and is experienced in performing the work and services contemplated herein. Consultant shall at all times faithfully, competently and to the best of its ability, experience and talent, perform all services described herein. Consultant covenants that it shall follow the highest professional standards in performing the work and services required hereunder and that all materials will be both of good quality as well as fit for the purpose intended. For purposes of this Agreement, the phrase “highest professional standards” shall mean those A-2 01203.0006/524815.6 2 standards of practice recognized by one or more first-class firms performing similar work under similar circumstances. 1.2 Consultant’s Proposal. The Scope of Service shall include the Consultant’s scope of work or bid which shall be incorporated herein by this reference as though fully set forth herein. In the event of any inconsistency between the terms of such proposal and this Agreement, the terms of this Agreement shall govern. 1.3 Compliance with Law. Consultant shall keep itself informed concerning, and shall render all services hereunder in accordance with, all ordinances, resolutions, statutes, rules, and regulations of the City and any Federal, State or local governmental entity having jurisdiction in effect at the time service is rendered. 1.4 California Labor Law. If the Scope of Services includes any “public work” or “maintenance work,” as those terms are defined in California Labor Code section 1720 et seq. and California Code of Regulations, Title 8, Section 16000 et seq., and if the total compensation is $1,000 or more, Consultant shall pay prevailing wages for such work and comply with the requirements in California Labor Code section 1770 et seq. and 1810 et seq., and all other applicable laws, including the following requirements: (a) Public Work. The Parties acknowledge that some or all of the work to be performed under this Agreement is a “public work” as defined in Labor Code Section 1720 and that this Agreement is therefore subject to the requirements of Division 2, Part 7, Chapter 1 (commencing with Section 1720) of the California Labor Code relating to public works contracts and the rules and regulations established by the Department of Industrial Relations (“DIR”) implementing such statutes. The work performed under this Agreement is subject to compliance monitoring and enforcement by the DIR. Contractor shall post job site notices, as prescribed by regulation. (b) Prevailing Wages. Contractor shall pay prevailing wages to the extent required by Labor Code Section 1771. Pursuant to Labor Code Section 1773.2, copies of the prevailing rate of per diem wages are on file at City Hall and will be made available to any interested party on request. By initiating any work under this Agreement, Contractor acknowledges receipt of a copy of the Department of Industrial Relations (DIR) determination of the prevailing rate of per diem wages, and Contractor shall post a copy of the same at each job site where work is performed under this Agreement. (c) Penalty for Failure to Pay Prevailing Wages. Contractor shall comply with and be bound by the provisions of Labor Code Sections 1774 and 1775 concerning the payment of prevailing rates of wages to workers and the penalties for failure to pay prevailing wages. The Contractor shall, as a penalty to the City, forfeit two hundred dollars ($200) for each calendar A-3 01203.0006/524815.6 3 day, or portion thereof, for each worker paid less than the prevailing rates as determined by the DIR for the work or craft in which the worker is employed for any public work done pursuant to this Agreement by Contractor or by any subcontractor. (d) Payroll Records. Contractor shall comply with and be bound by the provisions of Labor Code Section 1776, which requires Contractor and each subcontractor to: keep accurate payroll records and verify such records in writing under penalty of perjury, as specified in Section 1776; certify and make such payroll records available for inspection as provided by Section 1776; and inform the City of the location of the records. (e) Apprentices. Contractor shall comply with and be bound by the provisions of Labor Code Sections 1777.5, 1777.6, and 1777.7 and California Code of Regulations Title 8, Section 200 et seq. concerning the employment of apprentices on public works projects. Contractor shall be responsible for compliance with these aforementioned Sections for all apprenticeable occupations. Prior to commencing work under this Agreement, Contractor shall provide City with a copy of the information submitted to any applicable apprenticeship program. Within sixty (60) days after concluding work pursuant to this Agreement, Contractor and each of its subcontractors shall submit to the City a verified statement of the journeyman and apprentice hours performed under this Agreement. (f) Eight-Hour Work Day. Contractor acknowledges that eight (8) hours labor constitutes a legal day’s work. Contractor shall comply with and be bound by Labor Code Section 1810. (g) Penalties for Excess Hours. Contractor shall comply with and be bound by the provisions of Labor Code Section 1813 concerning penalties for workers who work excess hours. The Contractor shall, as a penalty to the City, forfeit twenty-five dollars ($25) for each worker employed in the performance of this Agreement by the Contractor or by any subcontractor for each calendar day during which such worker is required or permitted to work more than eight (8) hours in any one calendar day and forty (40) hours in any one calendar week in violation of the provisions of Division 2, Part 7, Chapter 1, Article 3 of the Labor Code. Pursuant to Labor Code section 1815, work performed by employees of Contractor in excess of eight (8) hours per day, and forty (40) hours during any one week shall be permitted upon public work upon compensation for all hours worked in excess of 8 hours per day at not less than one and one-half (1½) times the basic rate of pay. (h) Workers’ Compensation. California Labor Code Sections 1860 and 3700 provide that every employer will be required to secure the payment of compensation to its employees if it has employees. In accordance with the provisions of California Labor Code Section 1861, Contractor certifies as follows: “I am aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for workers’ compensation or to undertake self-insurance in accordance with the provisions of that code, and I will comply with such provisions before commencing the performance of the work of this contract.” A-4 01203.0006/524815.6 4 Contractor’s Authorized Initials ________ (i) Contractor’s Responsibility for Subcontractors. For every subcontractor who will perform work under this Agreement, Contractor shall be responsible for such subcontractor’s compliance with Division 2, Part 7, Chapter 1 (commencing with Section 1720) of the California Labor Code, and shall make such compliance a requirement in any contract with any subcontractor for work under this Agreement. Contractor shall be required to take all actions necessary to enforce such contractual provisions and ensure subcontractor’s compliance, including without limitation, conducting a review of the certified payroll records of the subcontractor on a periodic basis or upon becoming aware of the failure of the subcontractor to pay his or her workers the specified prevailing rate of wages. Contractor shall diligently take corrective action to halt or rectify any such failure by any subcontractor. 1.5 Licenses, Permits, Fees and Assessments. Consultant shall obtain at its sole cost and expense such licenses, permits and approvals as may be required by law for the performance of the services required by this Agreement. Consultant shall have the sole obligation to pay for any fees, assessments and taxes, plus applicable penalties and interest, which may be imposed by law and arise from or are necessary for the Consultant’s performance of the services required by this Agreement, and shall indemnify, defend and hold harmless City, its officers, employees or agents of City, against any such fees, assessments, taxes, penalties or interest levied, assessed or imposed against City hereunder. 1.6 Familiarity with Work. By executing this Agreement, Consultant warrants that Consultant (i) has thoroughly investigated and considered the scope of services to be performed, (ii) has carefully considered how the services should be performed, and (iii) fully understands the facilities, difficulties and restrictions attending performance of the services under this Agreement. If the services involve work upon any site, Consultant warrants that Consultant has or will investigate the site and is or will be fully acquainted with the conditions there existing, prior to commencement of services hereunder. Should the Consultant discover any latent or unknown conditions, which will materially affect the performance of the services hereunder, Consultant shall immediately inform the City of such fact and shall not proceed except at Consultant’s risk until written instructions are received from the Contract Officer. 1.7 Care of Work. The Consultant shall adopt reasonable methods during the life of the Agreement to furnish continuous protection to the work, and the equipment, materials, papers, documents, plans, studies and/or other components thereof to prevent losses or damages, and shall be responsible for all such damages, to persons or property, until acceptance of the work by City, except such losses or damages as may be caused by City’s own negligence. 1.8 Further Responsibilities of Parties. A-5 01203.0006/524815.6 5 Both parties agree to use reasonable care and diligence to perform their respective obligations under this Agreement. Both parties agree to act in good faith to execute all instruments, prepare all documents and take all actions as may be reasonably necessary to carry out the purposes of this Agreement. Unless hereafter specified, neither party shall be responsible for the service of the other. 1.9 Additional Services. City shall have the right at any time during the performance of the services, without invalidating this Agreement, to order extra work beyond that specified in the Scope of Services or make changes by altering, adding to or deducting from said work. No such extra work may be undertaken unless a written order is first given by the Contract Officer to the Consultant, incorporating therein any adjustment in (i) the Contract Sum for the actual costs of the extra work, and/or (ii) the time to perform this Agreement, which said adjustments are subject to the written approval of the Consultant. Any increase in compensation of up to ten percent (10%) of the Contract Sum or $25,000, whichever is less; or, in the time to perform of up to one hundred eighty (180) days, may be approved by the Contract Officer. Any greater increases, taken either separately or cumulatively, must be approved by the City Council. It is expressly understood by Consultant that the provisions of this Section shall not apply to services specifically set forth in the Scope of Services. Consultant hereby acknowledges that it accepts the risk that the services to be provided pursuant to the Scope of Services may be more costly or time consuming than Consultant anticipates and that Consultant shall not be entitled to additional compensation therefor. City may in its sole and absolute discretion have similar work done by other contractors. No claims for an increase in the Contract Sum or time for performance shall be valid unless the procedures established in this Section are followed. 1.10 Special Requirements. Additional terms and conditions of this Agreement, if any, which are made a part hereof are set forth in the “Special Requirements” attached hereto as Exhibit “B” and incorporated herein by this reference. In the event of a conflict between the provisions of Exhibit “B” and any other provisions of this Agreement, the provisions of Exhibit “B” shall govern. ARTICLE 2. COMPENSATION AND METHOD OF PAYMENT. 2.1 Contract Sum. Subject to any limitations set forth in this Agreement, City agrees to pay Consultant the amounts specified in the “Schedule of Compensation” attached hereto as Exhibit “C” and incorporated herein by this reference. The total compensation, including reimbursement for actual expenses, shall not exceed Four Hundred Seventy-Nine Thousand Nine Hundred Eighteen Dollars ($479,918) (the “Contract Sum”), unless additional compensation is approved pursuant to Section 1.9. / / / A-6 01203.0006/524815.6 6 2.2 Method of Compensation. The method of compensation may include: (i) a lump sum payment upon completion; (ii) payment in accordance with specified tasks or the percentage of completion of the services, less contract retention; (iii) payment for time and materials based upon the Consultant’s rates as specified in the Schedule of Compensation, provided that (a) time estimates are provided for the performance of sub tasks, (b) contract retention is maintained, and (c) the Contract Sum is not exceeded; or (iv) such other methods as may be specified in the Schedule of Compensation. 2.3 Reimbursable Expenses. Compensation may include reimbursement for actual and necessary expenditures for reproduction costs, telephone expenses, and travel expenses approved by the Contract Officer in advance, or actual subcontractor expenses of an approved subcontractor pursuant to Section 4.5, and only if specified in the Schedule of Compensation. The Contract Sum shall include the attendance of Consultant at all project meetings reasonably deemed necessary by the City. Coordination of the performance of the work with City is a critical component of the services. If Consultant is required to attend additional meetings to facilitate such coordination, Consultant shall not be entitled to any additional compensation for attending said meetings. 2.4 Invoices. Each month Consultant shall furnish to City an original invoice for all work performed and expenses incurred during the preceding month in a form approved by City’s Director of Finance. By submitting an invoice for payment under this Agreement, Consultant is certifying compliance with all provisions of the Agreement. The invoice shall detail charges for all necessary and actual expenses by the following categories: labor (by sub-category), travel, materials, equipment, supplies, and sub-contractor contracts. Sub-contractor charges shall also be detailed by such categories. Consultant shall not invoice City for any duplicate services performed by more than one person. City shall independently review each invoice submitted by the Consultant to determine whether the work performed and expenses incurred are in compliance with the provisions of this Agreement. Except as to any charges for work performed or expenses incurred by Consultant which are disputed by City, or as provided in Section 7.3, City will use its best efforts to cause Consultant to be paid within forty-five (45) days of receipt of Consultant’s correct and undisputed invoice; however, Consultant acknowledges and agrees that due to City warrant run procedures, the City cannot guarantee that payment will occur within this time period. In the event any charges or expenses are disputed by City, the original invoice shall be returned by City to Consultant for correction and resubmission. Review and payment by City for any invoice provided by the Consultant shall not constitute a waiver of any rights or remedies provided herein or any applicable law. 2.5 Waiver. Payment to Consultant for work performed pursuant to this Agreement shall not be deemed to waive any defects in work performed by Consultant. A-7 01203.0006/524815.6 7 ARTICLE 3. PERFORMANCE SCHEDULE 3.1 Time of Essence. Time is of the essence in the performance of this Agreement. 3.2 Schedule of Performance. Consultant shall commence the services pursuant to this Agreement upon receipt of a written notice to proceed and shall perform all services within the time period(s) established in the “Schedule of Performance” attached hereto as Exhibit “D” and incorporated herein by this reference. When requested by the Consultant, extensions to the time period(s) specified in the Schedule of Performance may be approved in writing by the Contract Officer but not exceeding one hundred eighty (180) days cumulatively. 3.3 Force Majeure. The time period(s) specified in the Schedule of Performance for performance of the services rendered pursuant to this Agreement shall be extended because of any delays due to unforeseeable causes beyond the control and without the fault or negligence of the Consultant, including, but not restricted to, acts of God or of the public enemy, unusually severe weather, fires, earthquakes, floods, epidemics, quarantine restrictions, riots, strikes, freight embargoes, wars, litigation, and/or acts of any governmental agency, including the City, if the Consultant shall within ten (10) days of the commencement of such delay notify the Contract Officer in writing of the causes of the delay. The Contract Officer shall ascertain the facts and the extent of delay, and extend the time for performing the services for the period of the enforced delay when and if in the judgment of the Contract Officer such delay is justified. The Contract Officer’s determination shall be final and conclusive upon the parties to this Agreement. In no event shall Consultant be entitled to recover damages against the City for any delay in the performance of this Agreement, however caused, Consultant’s sole remedy being extension of the Agreement pursuant to this Section. 3.4 Term. Unless earlier terminated in accordance with Article 7 of this Agreement, this Agreement shall continue in full force and effect until completion of the services but not exceeding one year from the date hereof, except as otherwise provided in the Schedule of Performance (Exhibit “D”). City, in its sole discretion, may extend the Term for one additional one-year term. ARTICLE 4. COORDINATION OF WORK 4.1 Representatives and Personnel of Consultant. The following principals of Consultant (“Principals”) are hereby designated as being the principals and representatives of Consultant authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: A-8 01203.0006/524815.6 8 Stephen J. Cullen, Ph.D., PG Senior Vice President (Name) (Title) James A. Kelsey, P.G. President (Name) (Title) It is expressly understood that the experience, knowledge, capability and reputation of the foregoing principals were a substantial inducement for City to enter into this Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Consultant and devoting sufficient time to personally supervise the services hereunder. All personnel of Consultant, and any authorized agents, shall at all times be under the exclusive direction and control of the Principals. For purposes of this Agreement, the foregoing Principals may not be replaced nor may their responsibilities be substantially reduced by Consultant without the express written approval of City. Additionally, Consultant shall utilize only competent personnel to perform services pursuant to this Agreement. Consultant shall make every reasonable effort to maintain the stability and continuity of Consultant’s staff and subcontractors, if any, assigned to perform the services required under this Agreement. Consultant shall notify City of any changes in Consultant’s staff and subcontractors, if any, assigned to perform the services required under this Agreement, prior to and during any such performance. 4.2 Status of Consultant. Consultant shall have no authority to bind City in any manner, or to incur any obligation, debt or liability of any kind on behalf of or against City, whether by contract or otherwise, unless such authority is expressly conferred under this Agreement or is otherwise expressly conferred in writing by City. Consultant shall not at any time or in any manner represent that Consultant or any of Consultant’s officers, employees, or agents are in any manner officials, officers, employees or agents of City. Neither Consultant, nor any of Consultant’s officers, employees or agents, shall obtain any rights to retirement, health care or any other benefits which may otherwise accrue to City’s employees. Consultant expressly waives any claim Consultant may have to any such rights. 4.3 Contract Officer. The Contract Officer shall be Elias Sassoon, Director of Public Works, Ron Dragoo, Principal/City Engineer, or Nasser Razepoor, Senior Engineer, or such person as may be designated by the City Manager. It shall be the Consultant’s responsibility to assure that the Contract Officer is kept informed of the progress of the performance of the services and the Consultant shall refer any decisions which must be made by City to the Contract Officer. Unless otherwise specified herein, any approval of City required hereunder shall mean the approval of the Contract Officer. The Contract Officer shall have authority, if specified in writing by the City Manager, to sign all documents on behalf of the City required hereunder to carry out the terms of this Agreement. 4.4 Independent Consultant. A-9 01203.0006/524815.6 9 Neither the City nor any of its employees shall have any control over the manner, mode or means by which Consultant, its agents or employees, perform the services required herein, except as otherwise set forth herein. City shall have no voice in the selection, discharge, supervision or control of Consultant’s employees, servants, representatives or agents, or in fixing their number, compensation or hours of service. Consultant shall perform all services required herein as an independent contractor of City and shall remain at all times as to City a wholly independent contractor with only such obligations as are consistent with that role. Consultant shall not at any time or in any manner represent that it or any of its agents or employees are agents or employees of City. City shall not in any way or for any purpose become or be deemed to be a partner of Consultant in its business or otherwise or a joint venturer or a member of any joint enterprise with Consultant. 4.5 Prohibition Against Subcontracting or Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Therefore, Consultant shall not contract with any other entity to perform in whole or in part the services required hereunder without the express written approval of the City. In addition, neither this Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or encumbered voluntarily or by operation of law, whether for the benefit of creditors or otherwise, without the prior written approval of City. Transfers restricted hereunder shall include the transfer to any person or group of persons acting in concert of more than twenty five percent (25%) of the present ownership and/or control of Consultant, taking all transfers into account on a cumulative basis. In the event of any such unapproved transfer, including any bankruptcy proceeding, this Agreement shall be void. No approved transfer shall release the Consultant or any surety of Consultant of any liability hereunder without the express consent of City. ARTICLE 5. INSURANCE AND INDEMNIFICATION 5.1 Insurance Coverages. Without limiting Consultant’s indemnification of City, and prior to commencement of any services under this Agreement, Consultant shall obtain, provide and maintain at its own expense during the term of this Agreement, policies of insurance of the type and amounts described below and in a form satisfactory to City. (a) General liability insurance. Consultant shall maintain commercial general liability insurance with coverage at least as broad as Insurance Services Office form CG 00 01, in an amount not less than $1,000,000 per occurrence, $2,000,000 general aggregate, for bodily injury, personal injury, and property damage. The policy must include contractual liability that has not been amended. Any endorsement restricting standard ISO “insured contract” language will not be accepted. (b) Automobile liability insurance. Consultant shall maintain automobile insurance at least as broad as Insurance Services Office form CA 00 01 covering bodily injury and property damage for all activities of the Consultant arising out of or in connection with Services to be performed under this Agreement, including coverage for any owned, hired, non- A-10 01203.0006/524815.6 10 owned or rented vehicles, in an amount not less than $1,000,000 combined single limit for each accident. (c) Professional liability (errors & omissions) insurance. Consultant shall maintain professional liability insurance that covers the Services to be performed in connection with this Agreement, in the minimum amount of $1,000,000 per claim and in the aggregate. Any policy inception date, continuity date, or retroactive date must be before the effective date of this Agreement and Consultant agrees to maintain continuous coverage through a period no less than three (3) years after completion of the services required by this Agreement. (d) Workers’ compensation insurance. Consultant shall maintain Workers’ Compensation Insurance (Statutory Limits) and Employer’s Liability Insurance (with limits of at least $1,000,000). (e) Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall include all of the requirements stated herein. (f) Additional Insurance. Policies of such other insurance, as may be required in the Special Requirements in Exhibit “B”. 5.2 General Insurance Requirements. (a) Proof of insurance. Consultant shall provide certificates of insurance to City as evidence of the insurance coverage required herein, along with a waiver of subrogation endorsement for workers’ compensation. Insurance certificates and endorsements must be approved by City’s Risk Manager prior to commencement of performance. Current certification of insurance shall be kept on file with City at all times during the term of this Agreement. City reserves the right to require complete, certified copies of all required insurance policies, at any time. (b) Duration of coverage. Consultant shall procure and maintain for the duration of this Agreement insurance against claims for injuries to persons or damages to property, which may arise from or in connection with the performance of the Services hereunder by Consultant, its agents, representatives, employees or subConsultants. (c) Primary/noncontributing. Coverage provided by Consultant shall be primary and any insurance or self-insurance procured or maintained by City shall not be required to contribute with it. The limits of insurance required herein may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or excess insurance shall contain or be endorsed to contain a provision that such coverage shall also apply on a primary and non- contributory basis for the benefit of City before the City’s own insurance or self-insurance shall be called upon to protect it as a named insured. (d) City’s rights of enforcement. In the event any policy of insurance required under this Agreement does not comply with these specifications or is canceled and not replaced, A-11 01203.0006/524815.6 11 City has the right but not the duty to obtain the insurance it deems necessary and any premium paid by City will be promptly reimbursed by Consultant or City will withhold amounts sufficient to pay premium from Consultant payments. In the alternative, City may cancel this Agreement. (e) Acceptable insurers. All insurance policies shall be issued by an insurance company currently authorized by the Insurance Commissioner to transact business of insurance or that is on the List of Approved Surplus Line Insurers in the State of California, with an assigned policyholders’ Rating of A- (or higher) and Financial Size Category Class VI (or larger) in accordance with the latest edition of Best’s Key Rating Guide, unless otherwise approved by the City’s Risk Manager. (f) Waiver of subrogation. All insurance coverage maintained or procured pursuant to this agreement shall be endorsed to waive subrogation against City, its elected or appointed officers, agents, officials, employees and volunteers or shall specifically allow Consultant or others providing insurance evidence in compliance with these specifications to waive their right of recovery prior to a loss. Consultant hereby waives its own right of recovery against City, and shall require similar written express waivers and insurance clauses from each of its subConsultants. (g) Enforcement of contract provisions (non-estoppel). Consultant acknowledges and agrees that any actual or alleged failure on the part of the City to inform Consultant of non-compliance with any requirement imposes no additional obligations on the City nor does it waive any rights hereunder. (h) Requirements not limiting. Requirements of specific coverage features or limits contained in this section are not intended as a limitation on coverage, limits or other requirements, or a waiver of any coverage normally provided by any insurance. Specific reference to a given coverage feature is for purposes of clarification only as it pertains to a given issue and is not intended by any party or insured to be all inclusive, or to the exclusion of other coverage, or a waiver of any type. If the Consultant maintains higher limits than the minimums shown above, the City requires and shall be entitled to coverage for the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. (i) Notice of cancellation. Consultant agrees to oblige its insurance agent or broker and insurers to provide to City with a thirty (30) day notice of cancellation (except for nonpayment for which a ten (10) day notice is required) or nonrenewal of coverage for each required coverage. (j) Additional insured status. General liability policies shall provide or be endorsed to provide that City and its officers, officials, employees, and agents, and volunteers shall be additional insureds under such policies. This provision shall also apply to any excess/umbrella liability policies. (k) Prohibition of undisclosed coverage limitations. None of the coverages required herein will be in compliance with these requirements if they include any limiting endorsement of any kind that has not been first submitted to City and approved of in writing. A-12 01203.0006/524815.6 12 (l) Separation of insureds. A severability of interests provision must apply for all additional insureds ensuring that Consultant’s insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the insurer’s limits of liability. The policy(ies) shall not contain any cross-liability exclusions. (m) Pass through clause. Consultant agrees to ensure that its subConsultants, subcontractors, and any other party involved with the project who is brought onto or involved in the project by Consultant, provide the same minimum insurance coverage and endorsements required of Consultant. Consultant agrees to monitor and review all such coverage and assumes all responsibility for ensuring that such coverage is provided in conformity with the requirements of this section. Consultant agrees that upon request, all agreements with Consultants, subcontractors, and others engaged in the project will be submitted to City for review. (n) Agency’s right to revise specifications. The City reserves the right at any time during the term of the contract to change the amounts and types of insurance required by giving the Consultant ninety (90) days advance written notice of such change. If such change results in substantial additional cost to the Consultant, the City and Consultant may renegotiate Consultant’s compensation. (o) Self-insured retentions. Any self-insured retentions must be declared to and approved by City. City reserves the right to require that self-insured retentions be eliminated, lowered, or replaced by a deductible. Self-insurance will not be considered to comply with these specifications unless approved by City. (p) Timely notice of claims. Consultant shall give City prompt and timely notice of claims made or suits instituted that arise out of or result from Consultant’s performance under this Agreement, and that involve or may involve coverage under any of the required liability policies. (q) Additional insurance. Consultant shall also procure and maintain, at its own cost and expense, any additional kinds of insurance, which in its own judgment may be necessary for its proper protection and prosecution of the work. 5.3 Indemnification. To the full extent permitted by law, Consultant agrees to indemnify, defend and hold harmless the City, its officers, employees and agents (“Indemnified Parties”) against, and will hold and save them and each of them harmless from, any and all actions, either judicial, administrative, arbitration or regulatory claims, damages to persons or property, losses, costs, penalties, obligations, errors, omissions or liabilities whether actual or threatened (herein “claims or liabilities”) that may be asserted or claimed by any person, firm or entity arising out of or in connection with the negligent performance of the work, operations or activities provided herein of Consultant, its officers, employees, agents, subcontractors, or invitees, or any individual or entity for which Consultant is legally liable (“indemnitors”), or arising from Consultant’s or indemnitors’ reckless or willful misconduct, or arising from Consultant’s or indemnitors’ negligent performance of or failure to perform any term, provision, covenant or condition of this Agreement, and in connection therewith: A-13 01203.0006/524815.6 13 (a) Consultant will defend any action or actions filed in connection with any of said claims or liabilities and will pay all costs and expenses, including legal costs and attorneys’ fees incurred in connection therewith; (b) Consultant will promptly pay any judgment rendered against the City, its officers, agents or employees for any such claims or liabilities arising out of or in connection with the negligent performance of or failure to perform such work, operations or activities of Consultant hereunder; and Consultant agrees to save and hold the City, its officers, agents, and employees harmless therefrom; (c) In the event the City, its officers, agents or employees is made a party to any action or proceeding filed or prosecuted against Consultant for such damages or other claims arising out of or in connection with the negligent performance of or failure to perform the work, operation or activities of Consultant hereunder, Consultant agrees to pay to the City, its officers, agents or employees, any and all costs and expenses incurred by the City, its officers, agents or employees in such action or proceeding, including but not limited to, legal costs and attorneys’ fees. Consultant shall incorporate similar indemnity agreements with its subcontractors and if it fails to do so Consultant shall be fully responsible to indemnify City hereunder therefore, and failure of City to monitor compliance with these provisions shall not be a waiver hereof. This indemnification includes claims or liabilities arising from any negligent or wrongful act, error or omission, or reckless or willful misconduct of Consultant in the performance of professional services hereunder. The provisions of this Section do not apply to claims or liabilities occurring as a result of City’s sole negligence or willful acts or omissions, but, to the fullest extent permitted by law, shall apply to claims and liabilities resulting in part from City’s negligence, except that design professionals’ indemnity hereunder shall be limited to claims and liabilities arising out of the negligence, recklessness or willful misconduct of the design professional. The indemnity obligation shall be binding on successors and assigns of Consultant and shall survive termination of this Agreement. ARTICLE 6. RECORDS, REPORTS, AND RELEASE OF INFORMATION 6.1 Records. Consultant shall keep, and require subcontractors to keep, such ledgers, books of accounts, invoices, vouchers, canceled checks, reports, studies or other documents relating to the disbursements charged to City and services performed hereunder (the “books and records”), as shall be necessary to perform the services required by this Agreement and enable the Contract Officer to evaluate the performance of such services. Any and all such documents shall be maintained in accordance with generally accepted accounting principles and shall be complete and detailed. The Contract Officer shall have full and free access to such books and records at all times during normal business hours of City, including the right to inspect, copy, audit and make records and transcripts from such records. Such records shall be maintained for a period of three (3) years following completion of the services hereunder, and the City shall have access to such records in the event any audit is required. In the event of dissolution of Consultant’s business, custody of the books and records may be given to City, and access shall be provided by Consultant’s successor in interest. Notwithstanding the above, the Consultant shall fully A-14 01203.0006/524815.6 14 cooperate with the City in providing access to the books and records if a public records request is made and disclosure is required by law including but not limited to the California Public Records Act. 6.2 Reports. Consultant shall periodically prepare and submit to the Contract Officer such reports concerning the performance of the services required by this Agreement as the Contract Officer shall require. Consultant hereby acknowledges that the City is greatly concerned about the cost of work and services to be performed pursuant to this Agreement. For this reason, Consultant agrees that if Consultant becomes aware of any facts, circumstances, techniques, or events that may or will materially increase or decrease the cost of the work or services contemplated herein or, if Consultant is providing design services, the cost of the project being designed, Consultant shall promptly notify the Contract Officer of said fact, circumstance, technique or event and the estimated increased or decreased cost related thereto and, if Consultant is providing design services, the estimated increased or decreased cost estimate for the project being designed. 6.3 Ownership of Documents. All drawings, specifications, maps, designs, photographs, studies, surveys, data, notes, computer files, reports, records, documents and other materials (the “documents and materials”) prepared by Consultant, its employees, subcontractors and agents in the performance of this Agreement shall be the property of City and shall be delivered to City upon request of the Contract Officer or upon the termination of this Agreement, and Consultant shall have no claim for further employment or additional compensation as a result of the exercise by City of its full rights of ownership use, reuse, or assignment of the documents and materials hereunder. Any use, reuse or assignment of such completed documents for other projects and/or use of uncompleted documents without specific written authorization by the Consultant will be at the City’s sole risk and without liability to Consultant, and Consultant’s guarantee and warranties shall not extend to such use, reuse or assignment. Consultant may retain copies of such documents for its own use. Consultant shall have the right to use the concepts embodied therein. All subcontractors shall provide for assignment to City of any documents or materials prepared by them, and in the event Consultant fails to secure such assignment, Consultant shall indemnify City for all damages resulting therefrom. Moreover, Consultant with respect to any documents and materials that may qualify as “works made for hire” as defined in 17 U.S.C. § 101, such documents and materials are hereby deemed “works made for hire” for the City. 6.4 Confidentiality and Release of Information. (a) All information gained or work product produced by Consultant in performance of this Agreement shall be considered confidential, unless such information is in the public domain or already known to Consultant. Consultant shall not release or disclose any such information or work product to persons or entities other than City without prior written authorization from the Contract Officer. (b) Consultant, its officers, employees, agents or subcontractors, shall not, without prior written authorization from the Contract Officer or unless requested by the City A-15 01203.0006/524815.6 15 Attorney, voluntarily provide documents, declarations, letters of support, testimony at depositions, response to interrogatories or other information concerning the work performed under this Agreement. Response to a subpoena or court order shall not be considered “voluntary” provided Consultant gives City notice of such court order or subpoena. (c) If Consultant, or any officer, employee, agent or subcontractor of Consultant, provides any information or work product in violation of this Agreement, then City shall have the right to reimbursement and indemnity from Consultant for any damages, costs and fees, including attorney’s fees, caused by or incurred as a result of Consultant’s conduct. (d) Consultant shall promptly notify City should Consultant, its officers, employees, agents or subcontractors be served with any summons, complaint, subpoena, notice of deposition, request for documents, interrogatories, request for admissions or other discovery request, court order or subpoena from any party regarding this Agreement and the work performed there under. City retains the right, but has no obligation, to represent Consultant or be present at any deposition, hearing or similar proceeding. Consultant agrees to cooperate fully with City and to provide City with the opportunity to review any response to discovery requests provided by Consultant. However, this right to review any such response does not imply or mean the right by City to control, direct, or rewrite said response. ARTICLE 7. ENFORCEMENT OF AGREEMENT AND TERMINATION 7.1 California Law. This Agreement shall be interpreted, construed and governed both as to validity and to performance of the parties in accordance with the laws of the State of California. Legal actions concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be instituted in the Superior Court of the County of Los Angeles, State of California, or any other appropriate court in such county, and Consultant covenants and agrees to submit to the personal jurisdiction of such court in the event of such action. In the event of litigation in a U.S. District Court, venue shall lie exclusively in the Central District of California, in the County of Los Angeles, State of California. 7.2 Disputes; Default. In the event that Consultant is in default under the terms of this Agreement, the City shall not have any obligation or duty to continue compensating Consultant for any work performed after the date of default. Instead, the City may give notice to Consultant of the default and the reasons for the default. The notice shall include the timeframe in which Consultant may cure the default. This timeframe is presumptively thirty (30) days, but may be extended, though not reduced, if circumstances warrant. During the period of time that Consultant is in default, the City shall hold all invoices and shall, when the default is cured, proceed with payment on the invoices. In the alternative, the City may, in its sole discretion, elect to pay some or all of the outstanding invoices during the period of default. If Consultant does not cure the default, the City may take necessary steps to terminate this Agreement under this Article. Any failure on the part of the City to give notice of the Consultant’s default shall not be deemed to result in a waiver of the City’s legal rights or any rights arising out of any provision of this Agreement. A-16 01203.0006/524815.6 16 7.3 Retention of Funds. Consultant hereby authorizes City to deduct from any amount payable to Consultant (whether or not arising out of this Agreement) (i) any amounts the payment of which may be in dispute hereunder or which are necessary to compensate City for any losses, costs, liabilities, or damages suffered by City, and (ii) all amounts for which City may be liable to third parties, by reason of Consultant’s acts or omissions in performing or failing to perform Consultant’s obligation under this Agreement. In the event that any claim is made by a third party, the amount or validity of which is disputed by Consultant, or any indebtedness shall exist which shall appear to be the basis for a claim of lien, City may withhold from any payment due, without liability for interest because of such withholding, an amount sufficient to cover such claim. The failure of City to exercise such right to deduct or to withhold shall not, however, affect the obligations of the Consultant to insure, indemnify, and protect City as elsewhere provided herein. 7.4 Waiver. Waiver by any party to this Agreement of any term, condition, or covenant of this Agreement shall not constitute a waiver of any other term, condition, or covenant. Waiver by any party of any breach of the provisions of this Agreement shall not constitute a waiver of any other provision or a waiver of any subsequent breach or violation of any provision of this Agreement. Acceptance by City of any work or services by Consultant shall not constitute a waiver of any of the provisions of this Agreement. No delay or omission in the exercise of any right or remedy by a non-defaulting party on any default shall impair such right or remedy or be construed as a waiver. Any waiver by either party of any default must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. 7.5 Rights and Remedies are Cumulative. Except with respect to rights and remedies expressly declared to be exclusive in this Agreement, the rights and remedies of the parties are cumulative and the exercise by either party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the same default or any other default by the other party. 7.6 Legal Action. In addition to any other rights or remedies, either party may take legal action, in law or in equity, to cure, correct or remedy any default, to recover damages for any default, to compel specific performance of this Agreement, to obtain declaratory or injunctive relief, or to obtain any other remedy consistent with the purposes of this Agreement. Notwithstanding any contrary provision herein, Consultant shall file a statutory claim pursuant to Government Code Sections 905 et seq. and 910 et seq., in order to pursue a legal action under this Agreement. 7.7 Liquidated Damages. Since the determination of actual damages for any delay in performance of this Agreement would be extremely difficult or impractical to determine in the event of a breach of A-17 01203.0006/524815.6 17 this Agreement, the Contractor and its sureties shall be liable for and shall pay to the City the sum of zero ($0.00) as liquidated damages for each working day of delay in the performance of any service required hereunder. The City may withhold from any monies payable on account of services performed by the Contractor any accrued liquidated damages. 7.8 Termination Prior to Expiration of Term. This Section shall govern any termination of this Contract except as specifically provided in the following Section for termination for cause. The City reserves the right to terminate this Contract at any time, with or without cause, upon thirty (30) days ’ written notice to Consultant, except that where termination is due to the fault of the Consultant, the period of notice may be such shorter time as may be determined by the Contract Officer. In addition, the Consultant reserves the right to terminate this Contract at any time, with or without cause, upon sixty (60) days ’ written notice to City, except that where termination is due to the fault of the City, the period of notice may be such shorter time as the Consultant may determine. Upon receipt of any notice of termination, Consultant shall immediately cease all services hereunder except such as may be specifically approved by the Contract Officer. Except where the Consultant has initiated termination, the Consultant shall be entitled to compensation for all services rendered prior to the effective date of the notice of termination and for any services authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation or such as may be approved by the Contract Officer, except as provided in Section 7.3. In the event the Consultant has initiated termination, the Consultant shall be entitled to compensation only for the reasonable value of the work product actually produced hereunder. In the event of termination without cause pursuant to this Section, the terminating party need not provide the non-terminating party with the opportunity to cure pursuant to Section 7.2. 7.9 Termination for Default of Consultant. If termination is due to the failure of the Consultant to fulfill its obligations under this Agreement, City may, after compliance with the provisions of Section 7.2, take over the work and prosecute the same to completion by contract or otherwise, and the Consultant shall be liable to the extent that the total cost for completion of the services required hereunder exceeds the compensation herein stipulated (provided that the City shall use reasonable efforts to mitigate such damages), and City may withhold any payments to the Consultant for the purpose of set-off or partial payment of the amounts owed the City as previously stated. 7.10 Attorneys’ Fees. If either party to this Agreement is required to initiate or defend or made a party to any action or proceeding in any way connected with this Agreement, the prevailing party in such action or proceeding, in addition to any other relief which may be granted, whether legal or equitable, shall be entitled to reasonable attorney’s fees. Attorney’s fees shall include attorney’s fees on any appeal, and in addition a party entitled to attorney’s fees shall be entitled to all other reasonable costs for investigating such action, taking depositions and discovery and all other necessary costs the court allows which are incurred in such litigation. All such fees shall be deemed to have accrued on commencement of such action and shall be enforceable whether or not such action is prosecuted to judgment. A-18 01203.0006/524815.6 18 ARTICLE 8. CITY OFFICERS AND EMPLOYEES: NON-DISCRIMINATION 8.1 Non-liability of City Officers and Employees. No officer or employee of the City shall be personally liable to the Consultant, or any successor in interest, in the event of any default or breach by the City or for any amount which may become due to the Consultant or to its successor, or for breach of any obligation of the terms of this Agreement. 8.2 Conflict of Interest. Consultant covenants that neither it, nor any officer or principal of its firm, has or shall acquire any interest, directly or indirectly, which would conflict in any manner with the interests of City or which would in any way hinder Consultant’s performance of services under this Agreement. Consultant further covenants that in the performance of this Agreement, no person having any such interest shall be employed by it as an officer, employee, agent or subcontractor without the express written consent of the Contract Officer. Consultant agrees to at all times avoid conflicts of interest or the appearance of any conflicts of interest with the interests of City in the performance of this Agreement. No officer or employee of the City shall have any financial interest, direct or indirect, in this Agreement nor shall any such officer or employee participate in any decision relating to the Agreement which affects her/his financial interest or the financial interest of any corporation, partnership or association in which (s)he is, directly or indirectly, interested, in violation of any State statute or regulation. The Consultant warrants that it has not paid or given and will not pay or give any third party any money or other consideration for obtaining this Agreement. 8.3 Covenant Against Discrimination. Consultant covenants that, by and for itself, its heirs, executors, assigns, and all persons claiming under or through them, that there shall be no discrimination against or segregation of, any person or group of persons on account of race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class in the performance of this Agreement. Consultant shall take affirmative action to insure that applicants are employed and that employees are treated during employment without regard to their race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class. 8.4 Unauthorized Aliens. Consultant hereby promises and agrees to comply with all of the provisions of the Federal Immigration and Nationality Act, 8 U.S.C. § 1101 et seq., as amended, and in connection therewith, shall not employ unauthorized aliens as defined therein. Should Consultant so employ such unauthorized aliens for the performance of work and/or services covered by this Agreement, and should any liability or sanctions be imposed against City for such use of unauthorized aliens, Consultant hereby agrees to and shall reimburse City for the cost of all such liabilities or sanctions imposed, together with any and all costs, including attorneys’ fees, incurred by City. A-19 01203.0006/524815.6 19 ARTICLE 9. MISCELLANEOUS PROVISIONS 9.1 Notices. Any notice, demand, request, document, consent, approval, or communication either party desires or is required to give to the other party or any other person shall be in writing and either served personally or sent by prepaid, first-class mail, in the case of the City, to the City Manager and to the attention of the Contract Officer (with her/his name and City title), City of Rancho Palos Verdes, 30940 Hawthorne Blvd., Rancho Palos Verdes, California 90275 and in the case of the Consultant, to the person(s) at the address designated on the execution page of this Agreement. Either party may change its address by notifying the other party of the change of address in writing. Notice shall be deemed communicated at the time personally delivered or in seventy-two (72) hours from the time of mailing if mailed as provided in this Section. 9.2 Interpretation. The terms of this Agreement shall be construed in accordance with the meaning of the language used and shall not be construed for or against either party by reason of the authorship of this Agreement or any other rule of construction which might otherwise apply. 9.3 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed to be an original, and such counterparts shall constitute one and the same instrument. 9.4 Integration; Amendment. This Agreement including the attachments hereto is the entire, complete and exclusive expression of the understanding of the parties. It is understood that there are no oral agreements between the parties hereto affecting this Agreement and this Agreement supersedes and cancels any and all previous negotiations, arrangements, agreements and understandings, if any, between the parties, and none shall be used to interpret this Agreement. No amendment to or modification of this Agreement shall be valid unless made in writing and approved by the Consultant and by the City Council. The parties agree that this requirement for written modifications cannot be waived and that any attempted waiver shall be void. 9.5 Severability. In the event that any one or more of the phrases, sentences, clauses, paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not affect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this Agreement which are hereby declared as severable and shall be interpreted to carry out the intent of the parties hereunder unless the invalid provision is so material that its invalidity deprives either party of the basic benefit of their bargain or renders this Agreement meaningless. / / / A-20 01203.0006/524815.6 20 9.6 Warranty & Representation of Non-Collusion. No official, officer, or employee of City has any financial interest, direct or indirect, in this Agreement, nor shall any official, officer, or employee of City participate in any decision relating to this Agreement which may affect his/her financial interest or the financial interest of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any State or municipal statute or regulation. The determination of “financial interest” shall be consistent with State law and shall not include interests found to be “remote” or “noninterests” pursuant to Government Code Sections 1091 or 1091.5. Consultant warrants and represents that it has not paid or given, and will not pay or give, to any third party including, but not limited to, any City official, officer, or employee, any money, consideration, or other thing of value as a result or consequence of obtaining or being awarded any agreement. Consultant further warrants and represents that (s)he/it has not engaged in any act(s), omission(s), or other conduct or collusion that would result in the payment of any money, consideration, or other thing of value to any third party including, but not limited to, any City official, officer, or employee, as a result of consequence of obtaining or being awarded any agreement. Consultant is aware of and understands that any such act(s), omission(s) or other conduct resulting in such payment of money, consideration, or other thing of value will render this Agreement void and of no force or effect. Consultant’s Authorized Initials _______ 9.7 Corporate Authority. The persons executing this Agreement on behalf of the parties hereto warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Agreement on behalf of said party, (iii) by so executing this Agreement, such party is formally bound to the provisions of this Agreement, and (iv) that entering into this Agreement does not violate any provision of any other Agreement to which said party is bound. This Agreement shall be binding upon the heirs, executors, administrators, successors and assigns of the parties. [SIGNATURES ON FOLLOWING PAGE] A-21 01203.0006/524815.6 21 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date and year first-above written. CITY: CITY OF RANCHO PALOS VERDES, a municipal corporation Jerry V. Duhovic, Mayor ATTEST: Emily Colborn, City Clerk APPROVED AS TO FORM: ALESHIRE & WYNDER, LLP William W. Wynder, City Attorney CONSULTANT: ___________________________________ By: Name: James A. Kelsey, P.G. Title: President By: Name: Stephen J. Cullen, Ph.D. Title: Senior Vice President Address: 3150 Bristol Street, Suite 210 Costa Mesa, California 92626 Two corporate officer signatures required when Consultant is a corporation, with one signature required from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2) Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT’S SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT’S BUSINESS ENTITY. A-22 01203.0006/524815.6 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT STATE OF CALIFORNIA COUNTY OF LOS ANGELES On __________, 2018 before me, ________________, personally appeared ________________, proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: _____________________________________ OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT INDIVIDUAL CORPORATE OFFICER _______________________________ TITLE(S) PARTNER(S) LIMITED GENERAL ATTORNEY-IN-FACT TRUSTEE(S) GUARDIAN/CONSERVATOR OTHER_______________________________ ______________________________________ SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) _____________________________________________ _____________________________________________ ___________________________________ TITLE OR TYPE OF DOCUMENT ___________________________________ NUMBER OF PAGES ___________________________________ DATE OF DOCUMENT ___________________________________ SIGNER(S) OTHER THAN NAMED ABOVE A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. A-23 01203.0006/524815.6 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT STATE OF CALIFORNIA COUNTY OF LOS ANGELES On __________, 2018 before me, ________________, personally appeared ________________, proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: _____________________________________ OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT INDIVIDUAL CORPORATE OFFICER _______________________________ TITLE(S) PARTNER(S) LIMITED GENERAL ATTORNEY-IN-FACT TRUSTEE(S) GUARDIAN/CONSERVATOR OTHER_______________________________ ______________________________________ SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) _____________________________________________ _____________________________________________ ___________________________________ TITLE OR TYPE OF DOCUMENT ___________________________________ NUMBER OF PAGES ___________________________________ DATE OF DOCUMENT ___________________________________ SIGNER(S) OTHER THAN NAMED ABOVE A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. A-24 01203.0006/524815.6 A-4 EXHIBIT “A” SCOPE OF SERVICES I. Consultant will perform the following Services: Consultant will complete a hydrology study of the watershed, including a specific hydrologic information and engineering analysis of the Canyons to identify where, what quantity, how, and to what extent the stormwater infiltrates into the groundwater in the Portuguese Bend Landslide Complex. Based on a the hydrology study and resultant water balance analysis, Consultant will develop the engineering analysis required to evaluate, and provide a design for, the lower portion of the Portuguese Bend Landslide in order to convey the drainage runoff to the ocean directly, and Consultant will provide the design and placement location to bring about the quantity of groundwater extraction through horizontal drains (hydro- augers) for the lower area of the landslide to achieve the design goals. Summary of the Tasks: • Review existing records and field inventory with design team. • Perform Hydrology analysis and the water balance for the entire watershed. • Determine areas that require fracture in-filling located south of Burma Road. • Design of the Hydro-Augers, determine their placement, drainage design and perform a cost-benefit analysis specific to proposed improvements. • Provide utility identification and coordination for proposed construction activities. • Develop construction plan sheets based on engineering design. • Develop the Engineer’s Estimate and estimated project cost and construction schedule. • Develop the Technical Specifications and applicable Special Provisions. • Develop the Bid document package. • Attend monthly meetings with regulatory agency interaction and answer questions or requests for information (RFI) through the project bidding process). • Develop all final project deliverables and as-built drawings. • Perform all project Surveying. • Provide updates for the City’s website specific to design services and public outreach meetings. • Attend meetings including project kickoff meeting, three City Council Meetings, two public outreach meetings. Services by Task A. TASK A: Project kick-off meeting 1. Key members of Consultant’s project team will meet with City staff to outline the drainage and dewatering design project in detail before major tasks commence. Consultant will present its proposed WBS and project schedule along with a summary of the major tasks and its approach to each task and subtask. The lines of communication between team members, the A-25 01203.0006/524815.6 A-5 City and community, and other stakeholders will also be discussed. Data needs from the City and major deliverables will be outlined in order to achieve a common understanding regarding the overall project as well as proposed methodologies, engineering technologies, and dewatering/ drainage and landslide mitigation goals. B. TASK B: Review Existing Records/Field Inventory 1. Consultant has already comprehensively reviewed the key reports in the City’s document library during document compilation and review during the Portuguese Bend Feasibility Study Update (“FS Update”, found here: http://www.rpvca.gov/documentcenter/view/12275) preparation. The key documents and data will be further incorporated into new work as needed in Consultant’s planning and design tasks to be completed for the proposed scope of work. Consultant will work with City staff to further identify any additional documents to add to the library as needed. C. TASK C: Develop Project Hydrology Analysis Consultant will collect critical field data in order to perform an accurate and meaningful Water Balance to support project design. Therefore, the Hydrologic Analysis will include field data collection (Task C1) to prepare an optimized Water Balance to summarize available data and estimate the sources of groundwater in the Red Zone area (Task C2). The Hydrologic Analysis will focus on the Portuguese Canyon/Paint Brush Canyon Drainage Basin or subwatershed (“Hydrologic Analysis Area”) as shown on the figure below. (See following page.) A-26 01203.0006/524815.6 A-6 A-27 01203.0006/524815.6 A-7 D. TASK C1. Field Data Collection Field data collection will consist of the following activities: 1. Streambed survey. Consultant will conduct a field survey for the streambeds in Portuguese Canyon, Ishibashi Canyon, and Paintbrush Canyon and associated tributaries (“the Canyons”). The purpose of the field survey is to identify areas of flat or impounded topography where surface water may be subject to enhanced infiltration and groundwater recharge and to characterize other properties of the streambeds that govern groundwater recharge. 2. Synoptic streamflow discharge survey. Following a wet-weather event, Consultant will collect streamflow discharge data at several locations along the Canyons. This data will be used to identify sections of the Canyons where streamflow may recharge to groundwater and to estimate groundwater recharge. If flow in the measured reach of the stream has decreased from upstream to downstream, the decrease may be attributed to streamflow recharging groundwater. This type of survey is commonly referred to as a “seepage run.” Field methods will be consistent with U.S. Geological Survey (USGS) techniques and will utilize staff gauges and volumetric gauges (Rosenberry and LaBaugh, 2008). The timing of the utility of this task is contingent on a suitable wet-weather event occurring during the project period. 3. Surface water conveyance survey. Stormwater flowing through the Canyons is currently routed to the Pacific Ocean through an existing storm drain network constructed in the Red Zone area (figure shown on next page). The surface conveyances will be visually surveyed to evaluate their current location, condition, and current ability to transmit estimated peak streamflow. 4. Groundwater well inspection survey. Information provided by the City indicates that up to 20 dewatering wells have been constructed and installed within the Hydrologic Analysis Area during previous mitigation efforts. Except for four recent wells installed in 2016, no information could be located that documents the well construction details, purpose of each well (monitoring or dewatering), date of installation, well temporal monitoring data, or the current status of the well, and the FS Update recognized this limitation as a data gap that should be aggressively addressed moving forward. Consultant will perform a well inspection survey of wells in the Hydrologic Analysis Area, including, as appropriate, down-hole video surveys and measurement of depth-to-groundwater, wellhead elevation, well depth and diameter, and well screened interval. Consultant will also perform limited aquifer testing of existing wells (e.g., slug tests) as a basis for estimating hydraulic aquifer properties. A-28 01203.0006/524815.6 A-8 5. Irrigation Practices Survey. Within the Hydrologic Analysis Area, landscape irrigation occurs within the Rolling Hills neighborhood and adjacent City neighborhoods as well as within the Palos Verdes Nature Preserve. Consultant will perform a visual field survey of landscape irrigation practices, including irrigated areas, landscape vegetation (e.g., turf versus ornamentals), irrigation system, and the presence or absence of overspray runoff to impervious surfaces that results in irrigation water flow to the stormwater system. The irrigation practices survey will serve as a basis for irrigation rate estimation for the water balance, described below. Site access for Rolling Hills will be obtained by City. E. TASK C2. Water Balance/Groundwater source assessment 1. Data collected under Task C1, described above, will be used in conjunction with data collected from previous studies to develop an optimized Water Balance of the Hydrologic Analysis Area. Within the Hydrologic Analysis Area, a supplemental water balance will also be conducted for the area of greatest land movement within the Portuguese Landslide Complex (“Red Zone “) (figure below, see next page) to identify significant sources of groundwater recharge and support design of the dewatering system. A-29 01203.0006/524815.6 A-9 ") ") Rancho Palos Verdes ") ") ") Rolling Hills Hydrologic Analysis Area1 A-30 01203.0006/524815.6 A-10 2. The Water Balance will consist of the following components: a. Aquifer characterization and groundwater flow assessment. Groundwater flow direction and volumetric flux will be estimated based on the areal extent, thickness, and other physical characteristics of the shallow aquifer underlying the Red Zone area and canyons. To support this analysis, a groundwater elevation map will be developed for the Hydrologic Analysis Area, and cross-sections presented in the FS Update Appendix C will be updated to project groundwater elevation throughout the upper Canyon areas. b. Groundwater data will be obtained from data collected under Task C1, from previous studies as summarized in the FS Update, and if available from the California Statewide Groundwater Elevation Monitoring (CASGEM) Program and State Water Resources Control Board GeoTracker website. c. Groundwater elevation maps will be used to generate contours of groundwater elevation and resulting estimated horizontal flow paths. Groundwater underflow into the Red Zone and groundwater outflow to the Pacific Ocean will be estimated. d. Watershed modeling/groundwater recharge from precipitation and irrigation. Groundwater recharge by precipitation occurs aerially throughout the Hydrologic Analysis Area, and is also focused within sections of the streams during wet-weather flow. Consultant will employ the Distributed Parameter Watershed Model (DPWM) developed by Consultant for this purpose. Parameterization of the DPWM will be completed with publically available data and data collected in Task C1. The widely-used Parameter-elevation Regressions on Independent Slopes Model (PRISM) will be used to generate precipitation rates that account for orographic effects on a daily time step. Additional climactic data (e.g., wind speed, temperature) will be accessed from local meteorological stations. Vegetation data will be obtained from the USGS Gap Analysis Program (GAP), and soils data will be obtained from the USDA Soil Survey Geographic (SSURGO) and State Soil Geographic (STATSGO) databases. e. Irrigation rates will be estimated based on water-delivery records (if available), the irrigation practices survey conducted under Task C1, and literature references for irrigation rates in Southern California (e.g., Costello and Jones, 2014). Irrigated areas will be estimated based on the irrigation practices survey and review of aerial photography. A-31 01203.0006/524815.6 A-11 f. DPWM results will be documented in a series of maps and diagrams that document model input data (e.g., topography, soils, vegetation) and model simulated runoff volumes and deep percolation to groundwater. 3. Septic system recharge. For domestic water users that use individual septic systems, some of the household-consumed water is eventually recharged to groundwater. The presence of septic systems within the Hydrologic Analysis Area will be determined by comparison of the location of residences and sewer infrastructure (e.g., FS Update Figure 7) in consultation with appropriate City staff; it is assumed that septic systems are present where residences are present and sewer pipes are absent. The recharge rate for individual septic systems will be assumed to be 147.5 gallons per day (gpd) assuming 50 gpd per person based on a study of septic system recharge within southern California (Hantzche and Finnemore, 1992), and an average population of 2.95 persons per household in California (U.S. Census Bureau, 2018). Alternatively, water delivery records may be used if available to estimate domestic water usage per household. 4. Change in groundwater storage. As reported in the FS Update, groundwater levels have historically increased in this area due to increase in the rate of groundwater recharge caused by the disruption of drainage patterns and the opening of fissures and cracks following the onset of land movement. Newly collected groundwater level data under Task C1, above, will be compared to historical groundwater-level data reported in the FS Update to estimate the change in groundwater storage over time. 5. ·Identification of Key Sources of Groundwater. Significant sources of groundwater recharge to the Red Zone will be determined from the results of the Water Balance. Groundwater recharge from all sources (e.g., irrigation, septic systems, precipitation) will be summarized in table and graphical form. The results of the Water Balance will be used to provide input on mitigation measures to reduce groundwater recharge. In addition, DPWM will be used to support engineering design of the system dewatering components. F. TASK D. Fracture Sealing (In-filling) As noted in historical reports for the Portuguese Bend area, stormwater has for years flowed out of lower Portuguese, Ishibashi, and Paintbrush Canyons and recharged directly into subsurface groundwater in the landslide head scarp area south of lower Burma Road. Groundwater recharge in the head scarp area promotes slope instability in the Portuguese Bend “Red Zone” area of greatest displacement. Sealing this surface fracture area is key to preventing future stormwater flow into the head scarp and additional lubrication of the slide plane failure surface. A-32 01203.0006/524815.6 A-12 1. This task consists of the following subtasks: a. Field Survey b. Evaluate Sealing Options 2. Consultant has already conducted a preliminary field survey of the fracture areas while visiting the property on several dates in 2018. In addition, Consultant obtained a high-resolution topographic map from the City that shows landslide area topography with 1-foot elevation contours. The topographic map shows several fractures in the landslide head scarp area. Consultant imported the map into our GIS. Consultant will utilize the GIS system to systematically identify key existing fractures before a supplemental field survey is planned and completed. The GIS work and sitewalk will be completed to inventory the fractures that need to be targeted for sealing. A list of fractures will be prepared that itemizes each fracture area and approximates the length, depth, and width of the fracture that needs to be sealed. A map will be produced showing each fracture and the existing habitat at each location. Total fracture volume can then be estimated in order to develop an overall approach to the task and specify the appropriate equipment and fracture sealant. Several options will be evaluated for fracture sealing that include a variety of equipment, materials, and methods. Various sealing media will be considered such as fill soil, bentonite clay, or soil-cements. Sealant delivery options are anticipated to include simple mixing and pumping as well as mobile long-reach grout rigs. Each option will be presented as a line item in a detailed table that presents a technology summary, advantages, disadvantages, effectiveness, estimated longevity, costs, and other factors, such as potential habitat impacts. The table of options will be presented to the city and community for discussion and evaluation that will ultimately lead to selecting the best option. G. TASK E: City Council Meetings Consultant’s anticipated agenda for each meeting: 1. Meeting 1: A preliminary draft schematic design for drainage and dewatering will be presented to the City Council for review and approval prior to proceeding beyond 30% design. 2. Meeting 2: A draft revised pre-construction design incorporating City Council and City staff direction will be presented to the City Council for further review and approval. A-33 01203.0006/524815.6 A-13 3. Meeting 3: A final 100% construction-ready design will be presented to the City Council. Consultant will prepare PowerPoint files for each meeting for overhead presentation to the City Council and public meeting attendees. Each PowerPoint presentation will summarize the completed work to date and illustrate the proposed engineering options for review, discussion, and approval. Consultant will prepare and distribute meeting minutes highlighting action items. H. TASK F. Public Outreach Meetings Consultant has planned and budgeted for two community outreach meetings, if desired by the City. The meetings are anticipated to be completed at important design milestones. Consultant will receive public comments, including after the 30-day comment period, and prepare a response-to-comments (RTC) document to form the basis for continued discussion and interaction with the community as final designs are selected and approved. The City Council will review and approve the RTC document. Two meetings are anticipated for this Project: 1. Meeting 1: Present and discuss draft proposed plans and receive and discuss community feedback. 2. Meeting 2: Present and discuss final construction-ready design and receive and discuss community feedback. Consultant will prepare electronic presentations using Powerpoint for each meeting for overhead presentation. Each presentation will summarize the completed work to- date and illustrate the proposed draft and final engineering options for review, discussion, and approval. Consultant will prepare and distribute meeting minutes highlighting action items. I. TASK G: Hydro Augers 1. Design of Hydro-Auger System – Conceptual. In addition to reduction of infiltration, this task includes the following goals: a. Reduce artesian pressures below the basal failure surface b. Reduce steady-state seepage (groundwater flow). Both goals will be achieved by designing and installing a system of hydro-augers. The first set of hydro-augers will be advanced below the postulated basal failure surface to relieve the artesian pressure within the bottom portion of the slide. These hydro-augers will not be significantly affected (i.e., sheared-off, as would likely happen for conventional vertical pumping wells drilled through the base of the landslide) by the current relatively large movement of the sliding mass (presently, on the order of 8 ft/yr). Following the initial mitigation stage to achieve artesian pressure relief and A-34 01203.0006/524815.6 A-14 reduced infiltration, additional hydro-augers will be installed (with penetration into the sliding mass) to lower the groundwater elevation, reduce steady-state seepage forces, and improve the redundancy and overall longer-term performance of the dewatering system. To enhance drainage/relief of artesian water pressure, a “casing perforating device” may be used. This device is a perforating gun to provide effective flow communication between a cased wellbore and formation water. 2. Design of Hydro-Auger System - Technical Consultant’s preliminary design of the proposed hydro-auger system will be based upon the existing information in the FS Update. However, Consultant may propose supplemental subsurface investigation, if Consultant finds that such information would fill needed data gaps and benefit the project, (i.e., would reduce the number and length of hydro- augers). This approach is further described in the “Value Engineering/Monitoring Success” section of this task. The proposed hydro-auger system will be designed based upon the results of engineering evaluations, including 3-D seepage and slope stability analyses. These engineering evaluations will build upon the previous work by the Consultant that was conducted as a component of the FS Update, as follows: a. Expand the 3-D slope stability model (depicted in figure above) with SVSLOPE (https://soilvision. com/product/svslope) of the site to include additional areas affected by landsliding that require mitigation or otherwise influence landsliding, as necessary. The original 3-D slope stability was built as a component of the FS Update b. Refine and update the groundwater elevation surface based upon the results of the Water Balance Study described above c. Apply steady-state seepage and artesian pressure modeling options to more accurately represent the observed phenomena using the program SVFLUX which directly interacts with SVSLOPE (https://soilvision.com/products/ svoffice-ge/svflux-ge). For the FS Update, the 3-D slope stability model included only the manually- entered, best estimate of the piezometric surface, and it only indirectly considered artesian pressure d. Calibrate the model with updated piezometric surface using output from the Hydrology Analysis as available, steady-state seepage, and artesian pressure to match the observed conditions (i.e., Factor of Safety (FS) ? 1.0 (sliding); up to 8 feet per year of measured A-35 01203.0006/524815.6 A-15 gross displacement) and validate the results using a 2D analysis of a critical cross section) e. Evaluate the effect of “low infiltration” (e.g., using the results of the Water Balance, calculate how long will it take to increase FS to 1.25 and 1.5 and hence mitigate displacements f. Evaluate the following parameters of the hydro-auger system: (i) location of hydro-augers; (ii) number of hydro-augers; (iii) spatial orientation of hydro-augers; (iv) length of hydro-augers; and (v) diameter of hydro-augers. This evaluation will be an iterative process that also includes cost and time considerations. As discussed in the RFP, concurrence by the City will be sought for each “critical” step of this process Upon completion of Step 6, Consultant will develop an implementation schedule (i.e., Gant Chart), design drawings, and technical specifications, and will develop a bid package. Relevant calculations will be submitted electronically (e.g., PDF) with the drawing and specification package, as requested by the City. The constructability and standard detail requirements will be developed in consultation with our proposed drilling subcontractor, Directed Technologies Drilling (DTD). Consultant will also evaluate vertical groundwater extraction wells in this task. Vertical extraction wells are a traditional and effective groundwater extraction technology where installed in appropriate subsurface conditions. However, vertical wells in the Portuguese Bend landslide complex haven proven to be problematic given continual slope failure and land displacement. As a result, as discussed in the FS Update, vertical wells are anticipated to be more cost-effective if installed later in the mitigation program once some slope stability has been achieved with other means, such as hydro-augers. A vertical wells plan, if appropriate, will include design, placement, and cost estimates. 3. Value Engineering/Monitoring the Success Consultant’s preliminary design of the proposed hydro-auger system will be based upon existing information provided by the City. It will be developed at a level suitable for development of a bid package. Implementation of the hydro-auger installation will be designed to occur in phases, as discussed in the FS Update. This will allow for review of additional information gathered during each phase of installation, and potential adjustment of the design (if it benefits the project). For example, during the first phase of the implementation, hydro-auger boreholes will be logged, sampled, and tested, and flow out of the holes will be recorded. This is valuable information that will be processed, evaluated, and input A-36 01203.0006/524815.6 A-16 into our 3-D model of the site. The model will be re-run, and the number and length of hydro-augers might be adjusted accordingly. Additional information that will benefit the project includes: • Current (at the onset of the project/3-D modeling) information on groundwater elevation, flow direction, and artesian pressure along the basal failure surface • Information on the basal shear surface (more accurate elevation contours within the area affected by landsliding) • Information on landslide movement (monument survey) As discussed in the FS Update, information on file, for all three items listed above, is (or will be) dated, and may not be accurate at the level that would most benefit the project. Therefore, during the implementation phase of this project, Consultant may propose to advance and instrument up to three boreholes. The boreholes will be advanced within the bottom third of the landslide mass and will extend beyond the postulated basal failure surface. They will be instrumented with: (a) vibrating wire piezometer; and (b) Time Domain Reflectometers (tilt meters). Representative soil samples for laboratory testing (saturated hydraulic conductivity below and above failure plane) will be recovered as well. 4. Cost-Benefit Analysis Consultant will complete a cost-benefit analysis regarding hydro- auger design, installation, and maintenance compared to the ongoing maintenance cost associated with maintaining Palos Verdes Drive South. The cost/benefit analysis will compare the routine costs and benefits of periodic roadway assessment and repair with the key issues related to the advantages and potential disadvantages of hydro-augers including long-term and short-term costs, slope stability, and short-term and long-term benefits. The analysis will consist of a series of order-of-magnitude costing tables and a summary table summarizing and scoring the pros and cons of each option. Given the compromised nature of the current roadway, the analysis would not be complete without considering complete roadway collapse and repair due to an episodic slope failure event. Consultant’s cost-benefit analysis will also consider this scenario. J. TASK H: Utility Coordination Consultant will contact and coordinate with the appropriate public utilities to ensure that utility lines and infrastructure are fully identified and A-37 01203.0006/524815.6 A-17 protected during upcoming design planning for construction work. Consultant has already identified several utility line locations during property area site walks and using the City GIS layers. Sewer lines, storm lines, and potable water lines in the landslide complex are already input to the GIS system that Consultant prepared for the FS Update and are ready for use during design document preparation. K. TASK I: Prepare construction plans Based on the results of our engineering evaluations, Consultant will prepare a set of full-size construction plans (scaled 22 inches x 34 inches) for the proposed remedial measures. Key features to be included in the construction plan correspond to the expanded sheet titles, as outlined below: 1. Title sheet, showing site vicinity map 2. Construction notes sheet 3. Existing conditions, including site topography, existing utilities, and pertinent site features, such as channel alignments, and fractures 4. Drainage plan showing limits of lined channel installation and fracture infilling (i.e., fracture locations and planned equipment layout) 5. Groundwater extraction plan, showing tentative hydro-auger installation plan and section views as well as locations of vertical extraction wells, if any, included in the design; hydro-auger installation plan will show entry and exit pit locations, diameter, alignment, and confirmatory geotechnical borings for the proposed drains; Drains to be installed first (the first phase) will be clearly labelled 6. Monitoring plan showing locations of instrumentation for evaluating effectiveness of the remedial measures; instrumentation will include existing and proposed survey control points, TDRs, and vibrating wire piezometers 7. Erosion control plan, showing locations and types of temporary (i.e., in- place during construction and, potentially, removed at the end of construction) and permanent (i.e., to remain post-construction) erosion control BMPs 8. Grading plan for provision of laydown areas, equipment access, and working platforms for installation of remedial measures 9. Detail sheets for surface water and erosion control, including fracture infi lling, geosynthetics design for channel lining, and temporary and permanent erosion control BMPs A-38 01203.0006/524815.6 A-18 10. Detail sheets for the first phase of hydro-auger installation and development 11. Detail sheets for the first phase instrumentation design and installation 12. Construction plans will be submitted to the City in electronic (AutoCAD) format for review and comment at the 30%, 60%, and 90% design completion stages. At the 30% design stage, Consultant will also perform internal peer review of the designs for constructability of the proposed features. Consultant will incorporate City comments and deliver an electronic copy of the bid-ready plan set at the 100% design stage. L. TASK K. Prepare Engineer’s Estimate Consultant will develop an engineer’s estimate for the proposed remedial work during preparation of the 60% design construction plans, including construction quantities and construction quality assurance program costs. This will be an order- of-magnitude cost estimate for planning purposes and will be developed based on a combination of Consultant in-house cost data for recent similar construction projects, publicly available data (e.g., Caltrans, FHWA), and discussions with the Consultant team subcontractors. M. TASK L. Prepare technical specifications and applicable special provisions 1. At the 30% completion stage, Consultant will outline Technical Specifications and will complete their development at 90% design stage. Work will also include construction quality control guidance for the proposed remedial work. Key features to be addressed in our specifications package include: a. Geosynthetics material and installation guidance for channel lining b. Material type and delivery method for fracture infill c. Pipe material and installation method for horizontal drainage d. Drilling fluid management for directional drilling e. Instrumentation installation and monitoring procedures f. Earthworks for incidental grading g. Applicable APWA Green Book guidance h. Erosion control measures, including typical BMPs, guidance based on NPDES permit requirements, and guidance based on provisions of the Clean Water Act A-39 01203.0006/524815.6 A-19 i. Recommended inspection and maintenance regimen for hydro- augers, channel lining, and fracture infill 2. Per City requirements, technical specifications will be submitted in hard copy and electronic formats. At the 90% completion stage, Technical Specifications will be provided in electronic format (Microsoft Word). Revised specifications will be submitted in hard copy and electronic formats at the 100% design stage. N. TASK M. Prepare Bid Document Package Upon the City’s acceptance of the 100% design stage plans and specifications, Consultant will provide support to the City for development of a bid package. The City will provide an example Bid Document Package and will provide front-end Technical Specifications (including the format for the Notice to Bidders, Table of Contents, General Provisions, Special Provisions, and format for Bid and Contract sections). Consultant will develop Special Provisions by combining project- specific special provisions with the City’s Special Provisions. Project Plan Sheets will be referenced in the Bid Documents as an attachment. The assembled Bid Document Package will be provided to the City in electronic format (i.e., PDF, Microsoft Word, and AutoCAD, as appropriate). O. TASK N: Attend meetings and answer RFIs For this task, Consultant will be available to attend monthly meetings with the City and the Ad-hoc Committee during design plan preparation to provide project activity updates and to receive and discuss City input, review, and comment. Consultant will also attend meetings at the City offices during the pre-bid and pre- construction phases of the project to coordinate with the City staff and prospective bidders regarding bid questions, clarifications, and requirements. Consultant will respond to Requests for Information (RFIs) during the bidding and construction phases of the project as needed. A total of four (4) meetings at the City are estimated for this task. P. TASK O: Final Deliverables & As-Builts Consultant’s deliverable for the pre-bid phase will include bid-ready plans, specifications, and a bid package provided to the City in hard copy and electronic formats, as applicable. At the end of the construction, (i.e., in the implementation phase, not as a part of this design-phase scope of work), Consultant will commission an “As-Built” survey of the constructed improvements and submit full-size (i.e., 22 inches x 34 inches) drawings electronically in AutoCAD and PDF formats. Q. TASK P: Estimated Construction Project Schedule A-40 01203.0006/524815.6 A-20 Consultant will prepare an itemized overall project construction schedule as part of the overall deliverables. The schedule will be built in MS Project and converted to a suitable format for the City if needed such as pdf. The draft schedule will be reviewed by City staff and comment will be incorporated into the draft before a final schedule is prepared. R. TASK Q: Project Surveying DBS&A has teamed with McGee Surveying Consulting for this task. After incorporating earlier surveys that started in 1994, McGee Surveying has completed the City’s annual GPS surveys of the landslide complex monuments since 2007 to document land movement on an annual basis in the Portuguese Bend area. The annual McGee Surveying reports form the basis for quantification of overall land displacement and definition of the “Red Zone” area of greatest land movement in the landslide complex. Consultant and McGee Surveying will ensure that any future work is conducted consistent with the methodology of the past work, consistent with the California Professional Land Surveyor’s Act, while protecting and maintaining the established survey monuments in the area. All reports as appropriate will be submitted to Los Angeles County to be recorded. Relevant surveying details will be incorporated into draft and final drainage and dewatering design plans as needed. II. As part of the Services, Consultant will prepare and deliver the following tangible work products to the City: A. Design plans, 30%, 90% and Final plans for construction including but not limited to city boiler plate, general provisions, special provisions, technical provisions, bid table and bid package B. Project construction schedule C. Project cost estimate D. Responses to RFIs E. Post construction As-built drawings III. In addition to the requirements of Section 6.2, during performance of the Services, Consultant will keep the City appraised of the status of performance by delivering the following status reports: A. Consultant will work with City staff throughout the project to prepare and submit documents, images, and maps, meeting notes, progress reporting, communications, event timelines, etc., suitable for upload to the City website for public review. Website updates can be generated at any time upon City request. However, Consultant will prepare the website updates on at least a monthly basis for the duration of the project including submittals after public meetings and outreach events. A-41 01203.0006/524815.6 A-21 B. Project status meeting summary reports (monthly) C. Updated design project schedule IV. All work product is subject to review and acceptance by the City, and must be revised by the Consultant without additional charge to the City until found satisfactory and accepted by City. V. Consultant will utilize the following personnel to accomplish the Services: A. S. Cullen, Principal Professional II B. N. Matasovic, Principal Professional I C. M. Yacyshyn, Principal Professional I D. J. Dodge, Principal Professional I E. J. Russell, Senior Professional I F. G. Schnaar, Senior Professional I G. M. Vincent, Project Professional III H. A. Witthoeft, Project Professional III I. Staff Professional III J. R. Faye, Seniro Technical Editor K. Cadd/Gis/Data Base II L. Technician III A-42 01203.0006/524815.6 B-1 EXHIBIT “B” SPECIAL REQUIREMENTS (Superseding Contract Boilerplate) Added text is indicated in bold underline, and deleted text is indicated in strikethrough. I. Section 4.5, Prohibition Against Subcontracting or Assignment, is amended to tread: The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Therefore, Consultant shall not contract with any other entity to perform in whole or in part the services required hereunder without the express written approval of the City. Subconsultants Drilled Technologies Drilling, Inc. and McGee Surveying Consulting are deemed approved. In addition, neither this Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or encumbered voluntarily or by operation of law, whether for the benefit of creditors or otherwise, without the prior written approval of City. Transfers restricted hereunder shall include the transfer to any person or group of persons acting in concert of more than twenty five percent (25%) of the present ownership and/or control of Consultant, taking all transfers into account on a cumulative basis. In the event of any such unapproved transfer, including any bankruptcy proceeding, this Agreement shall be void. No approved transfer shall release the Consultant or any surety of Consultant of any liability hereunder without the express consent of City. II. Section 7.7., Liquidated Damages, is deleted in its entirety. A-43 01203.0006/524815.6 C-1 EXHIBIT “C” SCHEDULE OF COMPENSATION I. Consultant shall perform the Services in accordance with the bid schedule attached herewith as Exhibit “C-.” II. A retention of ten percent (10%) shall be held from each payment as a contract retention to be paid as part of the final payment upon satisfactory completion of services. NOT APPLICABLE III. Within the budgeted amounts for each Task, and with the approval of the Contract Officer, funds may be shifted from one Task subbudget to another so long as the Contract Sum is not exceeded per Section 2.1, unless Additional Services are approved per Section 1.9. IV. The City will compensate Consultant for the Services performed upon submission of a valid invoice. Each invoice is to include: A. Line items for all personnel describing the work performed, the number of hours worked, and the hourly rate. B. Line items for all materials and equipment properly charged to the Services. C. Line items for all other approved reimbursable expenses claimed, with supporting documentation. D. Line items for all approved subcontractor labor, supplies, equipment, materials, and travel properly charged to the Services. V. The total compensation for the Services shall not exceed the Contract Sum as provided in Section 2.1 of this Agreement. VI. The Consultant’s billing rates for all personnel are attached as Exhibit C-1. NOT APPLICABLE A-44 01203.0006/524815.6 C-2 EXHIBIT “C-1” SCHEDULE OF COMPENSATION BY TASK A-45 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Project Kickoff (1)/City Council (3)/Public Outreach (2) Meetings SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 36 $ 9,000.00 Principal Professional I N. Matasovic Hour 224.00 24 5,376.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 60 12,240.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 4 512.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Project Assistant II Staff Hour 85.00 Subtotal: 124 $ 27,128.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST Miles mi $ 0.56 750 $ 420.00 0.56 Subtotal:$ 420.00 Total Direct Cost 27,548.00 Markup on third party services 0.00 SUBTOTAL $ 27,548.00 TOTAL $ 27,548.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-46 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Review Existing Records/Field Inventory with Design Team SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ $250.00 1 $ 250.00 Principal Professional I N. Matasovic Hour $224.00 1 224.00 Principal Professional I M. Yacyshyn Hour $204.00 Principal Professional I J. Dodge Hour $204.00 2 408.00 Senior Professional I J. Russell Hour $204.00 Senior Professional I G. Schnaar Hour $204.00 Project Professional III M.Vincent Hour $173.00 Project Professional III A.Witthoeft Hour $173.00 Project Professional I Staff Hour $161.00 Staff Professional III DC/HE/PK Hour $135.00 Senior Technical Editor R.Faye Hour $128.00 CADD/GIS/Data Base II Staff Hour $110.00 Technician III Staff Hour $97.00 Subtotal: 4 $ 882.00 Subtotal:$ 0.00 Total Direct Cost 882.00 Markup on third party services 0.00 SUBTOTAL $ 882.00 TOTAL $ 882.00 NOTES: Dodge/Cullen/Matasovic December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-47 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Hydrology Analysis/Water Balance (entire Watershed) SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 50 $ 12,500.00 Principal Professional I N. Matasovic Hour 224.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 60 12,240.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 200 40,800.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 350 47,250.00 Senior Technical Editor R.Faye Hour 128.00 4 512.00 CADD/GIS/Data Base II Staff Hour 110.00 72 7,920.00 Technician III Staff Hour 97.00 40 3,880.00 Subtotal: 776 $ 125,102.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST Contingency 1.00 1,000 1,000.00 Miles-OC-RPV 0.56 300 168.00 misc equip/mtrls/vendor 8,500.00 1 8,500.00 Subtotal:$ 9,668.00 Total Direct Cost 134,770.00 Markup on third party services 0.00 SUBTOTAL $ 134,770.00 TOTAL $ 134,770.00 NOTES: November 12, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-48 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Fracture In-Filling (south of Burma Road) SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 8 $ 2,000.00 Principal Professional I N. Matasovic Hour 224.00 8 1,792.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 12 2,448.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 8 1,384.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 8 1,080.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 44 $ 8,704.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Subtotal:$ 0.00 Total Direct Cost 8,704.00 Markup on third party services 0.00 SUBTOTAL $ 8,704.00 TOTAL $ 8,704.00 NOTES: November 12, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-49 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Hydro-Augers/Design/Cost-Benefit Analysis/Alternatives SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 175 39,200.00 Principal Professional I M. Yacyshyn Hour 204.00 24 4,896.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 40 8,160.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 50 8,650.00 Project Professional III A.Witthoeft Hour 173.00 496 85,808.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 785 $ 146,714.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ DTD N/C Design services Software LS 9,500.00 1 9,500.00 Subtotal:$ 9,500.00 Total Direct Cost 156,214.00 Markup on third party services 0.00 SUBTOTAL $ 156,214.00 TOTAL $ 156,214.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-50 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Utility Coordination SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 2 408.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 2 346.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 4 $ 754.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Subtotal:$ 0.00 Total Direct Cost 754.00 Markup on third party services 0.00 SUBTOTAL $ 754.00 TOTAL $ 754.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-51 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Construction Plans (Sheets) based on Engineering Design SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 76 17,024.00 Principal Professional I M. Yacyshyn Hour 204.00 16 3,264.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 20 4,080.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 32 5,536.00 Project Professional III A.Witthoeft Hour 173.00 180 31,140.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 324 $ 61,044.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ copy service estim 2,500.00 1 2,500.00 Subtotal:$ 2,500.00 Total Direct Cost 63,544.00 Markup on third party services 0.00 SUBTOTAL $ 63,544.00 TOTAL $ 63,544.00 December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-52 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Engineer's Estimate SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 12 2,688.00 Principal Professional I M. Yacyshyn Hour 204.00 4 816.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 4 816.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 8 1,384.00 Project Professional III A.Witthoeft Hour 173.00 32 5,536.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 60 $ 11,240.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Misc Consumables LS 500.00 1 500.00 Subtotal:$ 500.00 Total Direct Cost 11,740.00 Markup on third party services 0.00 SUBTOTAL $ 11,740.00 TOTAL $ 11,740.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-53 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Technical Specifications and Applicable Special Provisions SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 16 3,584.00 Principal Professional I M. Yacyshyn Hour 204.00 4 816.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 4 816.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 8 1,384.00 Project Professional III A.Witthoeft Hour 173.00 40 6,920.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 72 $ 13,520.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Misc Consumables LS 500.00 1 500.00 Subtotal:$ 500.00 Total Direct Cost 14,020.00 Markup on third party services 0.00 SUBTOTAL $ 14,020.00 TOTAL $ 14,020.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-54 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Bid Document Package SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 12 2,688.00 Principal Professional I M. Yacyshyn Hour 204.00 4 816.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 4 816.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 4 692.00 Project Professional III A.Witthoeft Hour 173.00 28 4,844.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 52 $ 9,856.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST Misc Consumables LS 500.00 1 $ 500.00 Subtotal:$ 500.00 Total Direct Cost 10,356.00 Markup on third party services 0.00 SUBTOTAL $ 10,356.00 TOTAL $ 10,356.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-55 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Attend Monthly Meetings with Regulatory Interaction/Answer Questions RFI (Pre-bid) SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 12 $ 3,000.00 Principal Professional I N. Matasovic Hour 224.00 30 6,720.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 30 6,120.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 72 $ 15,840.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST Subtotal:$ 0.00 Total Direct Cost 15,840.00 Markup on third party services 0.00 SUBTOTAL $ 15,840.00 TOTAL $ 15,840.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-56 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Final Deliverables and As-Builts SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 8 $ 2,000.00 Principal Professional I N. Matasovic Hour 224.00 20 4,480.00 Principal Professional I M. Yacyshyn Hour 204.00 4 816.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 4 816.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 12 2,076.00 Project Professional III A.Witthoeft Hour 173.00 52 8,996.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 100 $ 19,184.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Subtotal:$ 0.00 Total Direct Cost 19,184.00 Markup on third party services 0.00 SUBTOTAL $ 19,184.00 TOTAL $ 19,184.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-57 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Estimated Project Cost and Construction Schedule SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 8 1,792.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 8 1,384.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 16 $ 3,176.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Subtotal:$ 0.00 Total Direct Cost 3,176.00 Markup on third party services 0.00 SUBTOTAL $ 3,176.00 TOTAL $ 3,176.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-58 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Project Surveying SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 $ Principal Professional I N. Matasovic Hour 224.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 2 408.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 2 346.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 Senior Technical Editor R.Faye Hour 128.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 4 $ 754.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ McGee estim 1,500.00 1 1,500.00 Subtotal:$ 1,500.00 Total Direct Cost 2,254.00 Markup on third party services 0.00 SUBTOTAL $ 2,254.00 TOTAL $ 2,254.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-59 Client Name: City of Rancho Palos Verdes Date: Project Name: Engineering Analysis, Evaluation, and Design Estimator: Portuguese Bend Landslide Drainage and Dewatering Project Number: pending Project Manager: Terms:per agreement Prepared by: Approved by: Updating City Website Materials SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional II S. Cullen Hour $ 250.00 12 $ 3,000.00 Principal Professional I N. Matasovic Hour 224.00 4 896.00 Principal Professional I M. Yacyshyn Hour 204.00 Principal Professional I J. Dodge Hour 204.00 20 4,080.00 Senior Professional I J. Russell Hour 204.00 Senior Professional I G. Schnaar Hour 204.00 Project Professional III M.Vincent Hour 173.00 Project Professional III A.Witthoeft Hour 173.00 Project Professional I Staff Hour 161.00 Staff Professional III DC/HE/PK Hour 135.00 20 2,700.00 Senior Technical Editor R.Faye Hour 128.00 2 256.00 CADD/GIS/Data Base II Staff Hour 110.00 Technician III Staff Hour 97.00 Subtotal: 58 $ 10,932.00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST $$ Subtotal:$ 0.00 Total Direct Cost 10,932.00 Markup on third party services 0.00 SUBTOTAL $ 10,932.00 TOTAL $ 10,932.00 NOTES: December 6, 2018 Dodge Dodge Dodge/Cullen/Matasovic Dodge/Cullen/Matasovic Cost Estimate D a n i e l B . S t e p h e n s & A s s o c i a t e s , I n c . A-60 01203.0006/524815.6 D-1 EXHIBIT “D” SCHEDULE OF PERFORMANCE I. Consultant shall perform all Services timely in accordance with the schedule attached hereto as Exhibit “D-1.” II. Consultant shall deliver the following tangible work products to the City by the following dates. A. See Exhibit “D-1” III. The Contract Officer may approve extensions for performance of the services in accordance with Section 3.2. A-61 01203.0006/524815.6 D-2 EXHIBIT D-1 SCHEDULE OF WORK A-62 San Vicente Creek Mill Site Restoration Project 33 www.dbstephens.com engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) PRELIMINARY SCHEDULE ID Task Name Duration 1 Portuguese Bend Landslide Drainage and Dewatering 164 days 2 Kickoff Meeting 0 days 3 Hydrology Analysis 150 days 4 Planning 15 days 5 Field Work (QSE)15 days 6 Water Balance 60 days 7 Reporting 60 days 8 Environmental Studies (CEQA)45 days 9 Geotechnical Engineering 160 days 10 Fracture In-Filling 60 days 11 Field Survey 15 days 12 Design Options 45 days 13 Cost/Benefit Analysis 60 days 14 Engineer's Estimates 157 days 15 30%30 days 16 60%45 days 17 90%35 days 18 Public Comment Period 30 days 19 100%20 days 20 Utility Coordination 15 days 21 Final Deliverables/Construction Plans/Technical Specifications/Bid Document 43 days 22 Meetings 160 days 23 Monthly Meeting 0 days 24 City Council Meeting #1 0 days 25 Monthly Meeting 0 days 26 Public Outreach #1 0 days 27 Monthly Meeting 0 days 28 City Council Meeting #2 0 days 29 Monthly Meeting 0 days 30 Public Outreach #2 0 days 31 City Council Meeting #3 0 days 32 Pre-Bid Meeting 0 days 33 Pre-Construction Meeting 0 days 1/17 2/4 3/5 4/3 5/1 5/22 6/4 6/27 7/17 8/6 9/5 9/30 January 2019 February 2019 March 2019 April 2019 May 2019 June 2019 July 2019 August 2019 September 2019 October 2019 Task Milestone Estimated Project Schedule‐Portuguese Bend Landslide Drainage and Dewatering 2018_11_07 DRAFT RPV Sched.mpp Page 1 of 1  Wed 11/7/18 A-63 City of Rancho Palos Verdes Request for Proposals Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (hydro-augers) Public Works Department Attention: Elias Sassoon, Director 30940 Hawthorne Blvd, Rancho Palos Verdes, CA 90275 Phone: (310) 544-5252 | Email: esassoon@rpvca.gov RFP Release Date: October 11, 2018 RFP Submittal Deadline: November 12, 2018 1 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-1 CITY OF RANCHO PALOS VERDES REQUEST FOR PROPOSALS PORTUGUESE BEND LANDSLIDE DRAINAGE and DEWATERING (hydro-augers) PHASE 1 The City of Rancho Palos Verdes is requesting qualifications and proposals from qualified professionals to provide design services related to developing an engineering analysis, evaluation, and design for the lower portion of the Portuguese Bend Landslide that would convey the drainage runoff to the ocean directly; as well as design of groundwater extraction horizontal drains (hydro-augers) for this lower area of the landslide. Also to perform a hydrology study of the watershed so specific hydrologic information and engineering analysis of the canyons to identify as to where, what quantity, how, and to what extent the stormwater infiltrates into the groundwater in the Portuguese Bend Landslide Complex. The RFP process will be bifurcated. In Phase One, the City seeks to determine which firms best meet the City’s criteria, and will select one or more qualified proposers. Following interviews and selection, the top Consultant’s sealed pricing proposal will be opened, the City and Consultant will negotiate the cost of services and bring a recommendation to the City Council to award a contract to the firm whose strategic approach and pricing package best fit the City’s needs. PHASE 2 In Phase Two, the engineering analysis will begin to determine data gaps and engineering design requirements. During this process, the Consultant will develop engineering designs, meet with staff and Ad hoc Committee (Dyda & Duhovic). A community 30 day comment period to review proposed design concepts and siting of proposed designed improvements will be provided prior to proceeding with the final design of the Portuguese Bend Landslide Mitigation Project, Phase I. A project Location Map and Map showing channel locations and a schematic hydro-auger location map are attached 2 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-2 All correspondence and questions regarding this RFP should be directed to: City of Rancho Palos Verdes Attention: Elias Sassoon, Director of Public Works 30940 Hawthorne Boulevard Rancho Palos Verdes, CA 90275 esassoon@rpvca.gov To be considered for this project, submit five hard (5) copies and one thumb drive of the proposal to: City of Rancho Palos Verdes Department of Public Works, 30940 Hawthorne Blvd., Rancho Palos Verdes, CA 90275, (310) 544-5252 By 5:00PM, on November 12, 2018 3 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-3 TABLE OF CONTENTS I. Introduction Page 4 II. Project Objective Page 4 III. Background Page 5 IV. Statement of Work Page 8 V. Project Schedule Page 12 VI. Statement of Qualifications Page 13 VII. Submission Format Page 14 VIII. Evaluations and Selection Process Page 17 IX. Price Quote Page 18 X. Project Location Map Page 19 XI. Schematic Hydro-auger location and Channel location sketch Page 20 4 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-4 I. INTRODUCTION The City of Rancho Palos Verdes is a scenic, upscale, residential coastal community, with a population of approximately 42,000, located on the Palos Verdes Peninsula of southwestern Los Angeles County. The City of Rancho Palos Verdes is a contract city, meaning that some services are provided by contract with agencies (both public and private) and some services are delivered by the City’s own employees. City Government: Rancho Palos Verdes is a General Law City and has operated under the Council-Manager form of government since its incorporation in 1973. Policy-making and legislative authority are vested in the governing City Council, which consists of five Council Members, including the Mayor and Mayor Pro-Tem. The City is fiscally sound and functions on an annual budget cycle. II. PROJECT OBJECTIVE The Portuguese Bend Landslide began moving in 1956, several studies have been performed including the most recent Update to the Portuguese Bend Landslide Feasibility Study. Details and history of the project should be viewed at http://www.rpvca.gov/documentcenter/view/12275. The City is seeking proposals that incorporate both Phase 1 and Phase 2 into one consolidated proposal. The successful firm will provide Engineering Analysis and Design Services for the City’s Portuguese Bend Landslide Mitigation Project, Phase I. The City is particularly looking for proposals with innovative and cost saving project approaches, and that clearly delineate the tasks in Phase 1 and Phase 2. 5 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-5 III BACKGROUND: UPDATE TO THE PORTUGUESE BEND LANDSLIDE FEASIBILITY STUDY The City of Rancho Palos Verdes Department of Public Works provides infrastructure management to all aspects of public facilities which are funded by the General Fund, Capital Improvement Fund etc. The Portuguese Bend Landslide is located within a larger landslide complex between the Abalone Cove and Klondike Landslides. The Updated Feasibility Study (FS) incorporated environmental, engineering, and hydro geologic work completed to address regional slope failure on the greater Palos Verdes Peninsula. The FS was an update of the efforts completed primarily in 1997 and 2000 that characterized the hydro geologic and geotechnical conditions driving landslide activity and proposed a variety of various approaches and technologies to abate slope failure in the Portuguese Bend Landslide Complex. The City hired Daniel B. Stephens & Associated, Inc. (DBS) to include public outreach and generate the FS. Following extensive public outreach, the City Council accepted the FS which is available and should be viewed at http://www.rpvca.gov/documentcenter/view/12275. The FS included preferred technology options that are to be further evaluated and if appropriate, designed through this project: • Directional Subsurface Drains • Flexible Liner System and Components • Groundwater Extraction Wells • Drainage system under Palos Verdes Drive South to the ocean The FS was vetted through a public process as the draft FS was being developed. The draft FS was presented to the City Council. Public comments received following that meeting were reviewed, answered and incorporated into the final FS. Environmental considerations specific to engineering solutions were made known during the City Council meetings and are to be given full consideration during any proposed solutions designed during this process. Specifically any lining within the canyons that is determined to be required are to be limited to the lower reaches of the canyons and placement of lining materials shall be reviewed with Staff, the council and the public to fully disclose where and how material would be installed. IV. STATEMENT OF WORK The project’s scope consists of two specific components that are to be considered together in the development of the plans and specifications for this project. 6 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-6 The development of fully-completed Project Plans, Specifications, and Estimates (PS&E) that incorporate revisions made by the City council and incorporates suggestions received from the public and staff. The successful proposer (hereafter, “Design Consultant”) shall be required to perform the following work: Field Inventory The Design Consultant will conduct a field inventory to include a review of the FS and other engineering reports and analysis as may be required to create the preliminary analysis, review Community meeting minutes, staff reports, site studies, and Environmental Site Assessments, conceptual plans, and other materials that are available for review at http://www.rpvca.gov/documentcenter/view/12275. Design Services A. Project kick-off meeting. • Design Consultant will attend a kick-off meeting at the City. The agenda will be prepared by City staff and will include, but not be limited to the following: o Lines of communication between the City, Design Consultant, utility agencies and other agencies involved in the project. o Discuss the project requirements, scope of work, and schedule. • Design Consultant shall prepare and distribute meeting minutes highlighting any action items. B. Review existing records: Proposal shall include time to review existing records, including but not limited to, the Updated Feasibility Study, geologic maps, community meetings and notes. These documents are available and on file with the Public Works Department. C. Develop Project Hydrology Analysis Design consultant shall evaluate all existing hydrology information and proceed with the development of a hydrology study of the watershed to determine the size and location of proposed improvements to mitigate land movement in the project area. A Water Balance Study will be developed to establish the basis for proposed improvements to prevent and remove ground water in an effort to minimize land movement. D. Fracture in-filling: Design consultant shall perform a field survey to determine the existing major fractures (fishers) and their locations and provide options to fill these fractures to reduce infiltration of runoff during storms including cost estimates. 7 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-7 E. City Council Meetings: Design Consultant must attend three City Council meetings. Meeting 1) A final schematic design will be presented to the City Council for their review and approval prior to proceeding beyond 30% design. Meeting 2) Bring revised pre-construction design incorporating Council/Staff direction for further review and approval. Meeting 3) Present 100% construction ready design to Council. Proposal pricing must include travel to and from city hall, preparation time, and presentation materials. F. Public Outreach Meetings: Design Consultant may be asked to attend two public outreach meetings to discuss plans and receive feedback from surrounding community. If asked to attend, Design consultant shall prepare a draft document of the salient public comments for review and approval by the City Council. Meetings shall be a minimum of 2 hours in length, and pricing must include travel to and from city hall, preparation time, and presentation materials. G. Hydro-augers: Design Consultant shall perform a cost benefit analysis using the cost of the installation of hydro-augers and their on-going maintenance verses the ongoing cost of maintenance activities associated with the section of Palos Verdes Drive South located within the landslide, impacts to the environment, and impacts to community. Design Consultant will need to verify the placement of the hydro- augers as indicated on the attached schematic location sketch. The Hydraulic Grade Line, for positive drainage, needs to be verified, the final location of the outlets needs to be fully vetted and City Council approved, prior to final design acceptance for this project. If appropriate develop a vertical well alternatives plan including design, placement and cost estimates. H. Utility Coordination: Design Consultant will coordinate with the utility agencies throughout the design phase. If the proposed improvements interfere with existing utilities, consultant will arrange for potholing by the utility to accurately represent its location on the construction document. If required, Design Consultant will obtain any permit(s) that may be required for creation of construction documents for the Project, from any agency or utility company. The consulting firm must work with all utilities and obtain utility clearance from all affected utilities prior to advertisement of the project for bids. 8 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-8 I. Prepare construction plans as follows: Design Consultant will prepare Base Sheets utilizing the utility research data and landslide topography, storm drain, sewer, and water main improvement plans. The base plans will be prepared at a 1”=20’ scale in Design Consultant shall prepare plans using the latest version of AutoCAD. Linestyles will be conventional. Text annotation will be stored in layers separate from the graphic elements. An AutoCAD file, layering, linestyle, and color specification will be provided to the City, if requested. Locations of any property lines, centerlines or rights of ways shown on the topography shall be shown graphically from specified data. All sheets are to be prepared at 1” = 20’ scale, with details as listed below, and as necessary to construct. Plans for construction shall include the following details: • Title Sheet • Drainage plan and details • Canyon lining plan and details (if any) • Topographic Survey Sheet • Hydro-augers placement Plan and details • Ground water extraction well locations (if any) • Erosion Control Plan with details for BMP Proposals shall include a per-sheet additive cost to accommodate any additional elements not included above as a project contingency. All plans shall be delivered to the City in both printed and electronic formats. Electronic submittals shall include *.pdf and *.dwg files and shall be compatible with the City’s GIS system. J. Prepare Environmental Studies Consultant shall develop the initial Studies required for the Environmental analysis and clearance of proposed engineering solutions developed through the design. K. Prepare Engineer's Estimate. Consultant shall submit preliminary quantities and construction cost estimate at the 30%, 60%, 90% and final design submittals. Unit prices will be based upon the most current cost information for a recent, similar project. The final quantity/cost estimate will be based on the final construction plans and submitted with the 100% submittal. Cost estimates shall include a 5% contingency. 9 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-9 Note: The engineering design budget for this project has not been established but is anticipated to be $410,000. The consultant shall compare its estimated construction costs for the 30%, 60% and 90% submittal to the available budget. If the consultant’s estimated costs exceed the available budget, the consultant shall inform the City and provide recommendations for costs and schedule reduction or adjustment with appropriate rationale. L. Prepare technical specifications and applicable special provisions: Specifications shall be delivered to the City both in printed format and electronically. All documents shall be prepared in Microsoft Word format. Any other computer-generated documents, including plans and calculations, shall be submitted electronically in a format acceptable to the City of Rancho Palos Verdes (i.e. spreadsheets - Microsoft Excel and CAD drawings - AutoCAD). Specifications for this project shall contain requirements of the contractor consistent with the provisions of the National Pollutant Discharge Elimination System (NPDES), the Clean Water Act, and the APWA Green Book. M. Prepare Bid Document Package City will provide consultant with the front end specification including the format for the Notice to bidders, table of contents, General Provisions, Special Provisions (consultant’s project specific additional special provisions will be added to City’s Special Provisions to make up the project Special Provisions), format for Bid section and Contract sections. Project Plan Sheets shall be referenced in the Bid Documents as an attachment. City will provide a hard copy of Bid Document Package as an example for Consultants use. The complete Bid Document Package shall be provided to the City electronically as a pdf. Sections developed by the consultant shall be provided in MS Word and AutoCAD as appropriate. N. Attend meetings and answer questions RFI: Design Consultant will be required to attend meetings with City staff every four weeks during the design phase, as well as the pre-bid and pre-construction meetings. Consultant will be responsible to answer questions prospective bidders may have and respond to Requests For Information (RFI) during the bidding and construction phases of the project as appropriate. O. Final Deliverables & As-Builts: Prepare one set of reproducible plans for construction. At the end of the construction, prepare “As-Built” mylars and submit final drawings electronically in CAD & PDF formats at the close of the project 10 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-10 P. Estimated Construction Project Schedule: Design Consultant shall create a general construction working day schedule in the form of a Gant chart with the critical path clearly identified. Q. Project Surveying: Using a State of California licensed land surveyor (or CA registered civil engineer licensed prior to 1982), perform all surveying services needed for compliance with the Professional Land Surveyor’s Act, including identification of all survey monuments within the project area, restoring any survey monuments damaged or covered after project construction, and submitting all required documents with Los Angeles County for recordation. R. Project Updates: Throughout the entire project the City will require regular updates that the City can add to the Rancho Palos Verdes Department of Public Works webpage. This will include but is not limited to project schedule, meeting minutes/notes, and chronology of events. Text shall be provided to City in a format that is easily uploaded to the City’s website and shall include images along with the text. In your proposal, describe the frequency with which your firm will provide progress reports, communications, and updates; the City will require a minimum of monthly updates as well as updates after every public meeting/outreach event. Travel time and expenses, clerical services, and materials to perform the scope of work shall be incorporated into the costs of the appropriate items. V. PROJECT SCHEDULE A. RFP Schedule The following is the anticipated schedule for the RFP process: Request for Proposal Available October 11, 2018 Proposals Due November 12, 2018, 5:00 p.m. Shortlisting of Firms November 28, 2018 Firm Interviews (if necessary) December 12, 2018 Anticipated Notice of Award January 16, 2019 (begin Phase 2) Note: Firms are advised to plan accordingly for key team members to be available for interviews on December 12, 2018, if necessary. B. Anticipated Project Schedule 11 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-11 Phase 1 Completed by January 15, 2019 Phase 2 (Construction Design 100%) Completed by September 16, 2019. Construction is anticipated to begin spring 2020. Staff will review the proposed final design and conduct a constructability review on the plans submitted. Consultant is required to revise drawings and plans and specifications if the submitted draft does not conform to the City’s needs and specifications. Consultant is required to revise plans, specs and drawings in accordance with City Council direction following City Council meetings. VI. STATEMENT OF QUALIFICATIONS Project Team Qualifications: The proposal should establish the proposed Project Team’s education, experience, professional credentials, awards, and licensing status qualifications. It should include detailed information of each team member’s responsibilities for the Project and indicate the number of years the individual has had this responsibility on similar projects. The statement of qualifications should include, at a minimum: • Firm name and profile, contact person, address, telephone/fax numbers, and email addresses. • Type of organization (individual, partnership, corporation), including names and contact information for all officers, and proof that the organization is currently in good standing. • Present staff (size, classification, credentials). • Project Team: Provide an organizational chart of the project team that clearly delineates communication and reporting relationships among the project staff and among the major sub consultants involved in the Project. Identify key personnel to perform work in the various tasks, and include major areas of subcontracted work. Indicate the expected contributions of each staff member in time as a percentage of the total effort. • Project Team Qualifications: Establish the qualifications of the proposed Project Team in terms of education, experience, professional credentials, awards, and licensing status. Describe in detail each team member's responsibilities for the Project and indicate the number of years the individual has had this responsibility on similar projects. • Experience: Demonstrate successful experience by showing technical competence and specialization in projects similar in scope and complexity to the proposed project indicated. All projects listed must be either in progress or 12 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-12 have been completed within the last five years by the firm listed. Include completion (or anticipated completion) date. Include any previous experience with the City. • References: List no less than three reference clients for whom similar or comparable services have been performed. Include the name, mailing address and telephone number of their principal representative. • Qualifications and experience of subcontractors to the same extent as above. • Describe familiarity with the City and state design and/or construction management/oversight procedures, using specific verifiable examples. • Describe any agreement/contract disputes you’ve had in the last 5 years, and how they were resolved. VII. SUBMISSION FORMAT A. Executive Summary On the firm’s letterhead, clearly articulate how services identified in the statement of work will be provided, including qualifications, experience, and references. B. Statement of Qualifications Include a statement to the effect that the proposed Project Team will be available to work on the Project in the roles specified within the proposed timeline and will not be reassigned, removed or replaced without the consent of the City. C. Work Plan Utilizing the program elements and project objectives shown in the Statement of Work, provide a well-conceived work plan showing the methodology and approach to be used to successfully accomplish the Project. Indicate as part of the Work Plan the firm’s capability to accomplish other current projects and this Project with its current work force. D. Quality Control Provide an explanation of your quality and cost control philosophy, procedures and goals. E. Relationship with the City It is expected that the firm selected will meet with City staff on an as-needed basis and attend several meetings in Rancho Palos Verdes. Describe how you would meet this criterion. 13 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-13 F. Submission Format Proposals shall be submitted in an original electronic version on a thumb drive (Word, Excel) and a paper original with FIVE hard copies. The original and each copy shall include a tabbed index and page numbers. The original must be clearly marked and contain an original signature. Failure to clearly mark the original and provide an original signature may result in a proposal being found non-responsive and given no consideration. G. Submission of Questions All questions are to be submitted in writing to City of Rancho Palos Verdes Department of Public Works, 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275. Questions may also be submitted via fax to (310) 544-5292 or to Elias Sassoon, esassoon@rpvca.gov. All questions must be received by November 7, 2018. H. Submittal Deadline Proposals must be received by the Department of Public Works, 30940 Hawthorne Blvd., Rancho Palos Verdes, CA 90275, phone number (310) 544-5260, by the deadline indicated in this RFP. I. 60 Day Hold The City reserves the right to hold all proposals for a period of 60 days after the opening date and the right to accept a proposal not withdrawn before the scheduled proposal opening date. J. Changes, Interpretations and Corrections Any interpretation, correction or change of the RFP will be made by formal Addendum. Interpretations, corrections and changes of the RFP made in any other manner will not be binding, and a Respondent shall not rely upon such interpretations, corrections and changes. K. Progress Payments The City will make progress payments following an award of a Professional Services Contract by the City of Rancho Palos Verdes City Council and execution of the contract in accordance to material delivered and work completed as required in the contract. L. Acceptance of Terms Submission of a proposal shall constitute acknowledgment and acceptance of all terms and conditions hereinafter set forth in the RFP unless otherwise expressly stated in the proposal. 14 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-14 M. Financial Responsibility The proposer understands and agrees that the City shall have no financial responsibility for any costs incurred by the proposer in responding to this RFP. N. Proprietary Data Proprietary data or trade secrets should be clearly identified as such in your proposal and provided in a separate, sealed envelope and clearly marked envelope. O. Insurance Requirements Proposers must provide evidence of the following insurance. • Standard Worker’s Compensation & Employers’ Liability including Occupations Disease Coverage o Statutory in conformance with the compensation laws of the State of California • Comprehensive General Liability Insurance o $1,000,000 each occurrence o $2,000,000 aggregate • Comprehensive Automobile o $1,000,000 each occurrence o $1,000,000 aggregate • Professional Liability o $1,000,000 each occurrence o $2,000,000 aggregate The successful proposer shall affect the insurance policies in a company or companies and in a form satisfactory to the City as a condition precedent of the execution of the contract. Before commencing any performance relating to this project, the successful proposer shall deliver, to the City Certificates of Insurance issued by the insurance company, and/or its duly authorized agents, demonstrating the required insurance coverage, and certifying that the policies stipulated above are in full force and effect. All policies and/or Certificates of Insurance shall include the City’s officers, volunteers, and employees as additional named insured. Nothing herein shall be construed as a waiver of any of the protections to which the City may be entitled. VIII. EVALUATION AND SELECTION PROCESS 15 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-15 A. Technical proposals received will be evaluated based on the following criteria: 1. Experience of firm in performing this type of service. 2. Relevant experience of individual team members assigned to the project. 3. Understanding of project as demonstrated by the thoroughness of the proposal, the introduction of innovative or cost-saving ideas, and the approach to the study or design. 4. References from clients for whom similar work was performed. 5. Depth of staff available to perform services. 6. Previous work in RPV performed by the firm. 7. Previous work in RPV performed by members of the team. 8. Project Schedule. 9. Interview (if applicable) B. Selection Process An evaluation panel will review all proposals submitted and select the top proposals. These top firms may then be invited to make a presentation to the evaluation panel, at no costs to the City. The panel will select the proposal, if any, which best fulfills the City’s requirements. The City will negotiate with that firm to determine final contract qualifications, knowledge, and experience, knowledge of local conditions, and references. C. Award Notification The City of Rancho Palos Verdes Public Works department will notify all proposers in writing within two weeks of the bid deadline. This RFP does not commit the City of Rancho Palos Verdes to award a contract, nor pay any costs incurred in the preparation and submission of the proposal in anticipation of a contract. The Public Works Department reserves the right to reject any or all proposals, or any part thereof, to waive any formalities or informalities, and to award the contract to the proposer deemed to be in the best interest of the City and the Department. D. Award of Contract The selected firm shall be required to enter into a written contract with the City of Rancho Palos Verdes, in a form approved by the City Attorney, to perform the prescribed work. This RFP and the proposal, or any part thereof, may be incorporated into and made a part of the final contract; however, the City reserves the right to further negotiate the terms and conditions of the contract with the 16 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-16 selected consultant. The contract will, in any event, include a maximum "fixed cost" to the City of Rancho Palos Verdes. E. Conferences during the Proposal Preparation Period As of the issuance date of this RFP and continuing until the time for submitting proposals has expired, the City will provide relevant information and access to City facilities and documents as necessary for all proposers to familiarize themselves with the requirements set forth in the RFP. Access to City facilities shall be during normal business hours and will require at least twenty-four (24) hours advance notice. IX. PRICE QUOTE: ONLY TO BE COMPLETED UPON SELECTION At this time, proposers need not submit a price quote. The following will be the format for the price quote that will be required in Phase Two of the RFP process, but at this time is included for the proposers’ information only. Note: The following table should only be completed by Design Consultant(s) selected in Round One of the RFP process. If an item is not relevant to either Phase 1 or Phase 2, please indicate by marking n/a in the appropriate column. Item $ Amount Comments Field Inventory $__________ Time and Materials not to exceed amount Item 1- Civil Design Services (a) Project Kick-off meeting (b) Review Existing Records (c) Hydrology Analysis (d) CC Meetings (3) (e) Utility Coordination (f) Prepare Construction Plans (g) Environmental Stuidies $_________ $_________ $_________ $_________ $_________ Time and Materials not to exceed amount 17 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-17 (h) Prepare Engineer’s Estimates (i) Prepae Technical Specifications and Special Provisions (j) Attend Pre-Bid & Pre- Construction Meeting(s) (k) Final Deliverables & As- Builts (l) Project Schedule (m)Project Surveying (n) Project Updates $_________ $_________ $_________ $_________ $_________ $_________ $_________ GRAND TOTAL Total Amount $___________ (o) As needed Public Outreach Meetings (2) $___________ 18 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-18 19 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-19 Schematic Hydro-auger location and channel location sketch 20 RFP for Portuguese Bend Landslide Drainage and Dewatering Project B-20 PROPOSAL Prepared by City of Rancho Palos Verdes Department of Public Works 30940 Hawthorne Boulevard Rancho Palos Verdes, California 90275 Prepared for November 12, 2018 Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-Augers) 3150 Bristol Street, Suite 210 Costa Mesa, California 92626 PROPOSAL C-1 1 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) TABLE OF CONTENTS A. Executive Summary ........................................................................................................... 2 B. Statement of Qualifications .............................................................................................5 Firm Information .................................................................................................................5 Type of Organization .........................................................................................................6 Present Staff ..........................................................................................................................6 Project Team .........................................................................................................................7 Project Team Qualifications .............................................................................................9 Experience ...........................................................................................................................15 References ...........................................................................................................................20 Qualifications and Experience of Subcontractors .................................................21 Familiarity with the City and State Procedures ......................................................31 Agreement/Contract Disputes .....................................................................................31 C. Work Plan ..............................................................................................................................32 D. Quality Control ...................................................................................................................53 E. Relationship with the City ...............................................................................................54 O. Insurance Requirements .................................................................................................55 Appendices A. Resumes ........................................................................................................................A-1 B. Project Descriptions ..................................................................................................B-1 C-2 A. EXECUTIVE SUMMARY C-3 November 9, 2018 Daniel B. Stephens & Associates, Inc. 3150 Bristol Street, Suite 210 (657) 218-4708 Costa Mesa, California 92626 Mr. Elias Sassoon Director of Public Works City of Rancho Palos Verdes 30940 Hawthorne Boulevard Rancho Palos Verdes, California 90275 Re: Executive Summary for Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-auger) Proposal Dear Mr. Sassoon: Daniel B. Stephens & Associates, Inc. (DBS&A), a wholly owned subsidiary of Geo-Logic Associates, Inc. (GLA), is ready to continue providing technical support to the City of Rancho Palos Verdes (City) in their efforts to stabilize the Portuguese Bend landslide complex. Approach to Statement of Work Building on the results of our recently completed mitigation Feasibility Study Update (FS Update), our team’s geotechnical, engineering geology, hydrogeology, and civil design experts will move the program forward quickly and efficiently using innovative, yet proven mitigation solutions. Our team is already well up-to-speed, having recently reviewed and studied the relevant site and site history data and completed the FS Update — we can immediately begin working on the remedy. We have also developed an effective working relationship with City staff and the engaged community stakeholders. Our previous stakeholder engagements were well received, our proposed mitigation measures have been thoroughly discussed with all of the stakeholders, and we have been acknowledged for our collaborative nature and ability to balance sensitive ecological and engineering construction issues. The main cause of landsliding at this site is a combination of hydrogeological and geotechnical factors, including the presence of low-strength materials along existing slide planes (i.e., basal failure plane(s)) and the presence and flow of groundwater. The hydrogeologic (i.e., groundwater) conditions within the Portuguese Bend landslide are complex. They include not only steady-state seepage within the sliding mass, but also artesian pressure. There is significant recharge that maintains the steady-state conditions, and, likely, also maintains the artesian pressure along the basal failure surface. Based upon our understanding of site geological and hydrogeological conditions, and project constraints, our geotechnical engineering and engineering geology experts developed a three-dimensional (3D) numerical model of the Portuguese Bend landslide complex. This recently completed effort will uniquely enable us to move forward and further improve the model to evaluate drainage, dewatering, and pressure relief options using state-of-the art analytical methodology. The work will be performed in a sequential, phased approach as outlined in the FS Update. We will use the updated, improved, calibrated, and validated model to evaluate various hydro-auger dewatering options, including location, orientation, length, diameter, and rate of dewatering. The updated model will guide us in identifying monitoring approaches to track the C-4 Mr. Elias Sassoon November 9, 2018 Page 2 progress of landslide mitigation and, upon the City’s approval, facilitate detailed design and construction planning. The hydro-auger design would not be complete without hydrological evaluations. Therefore, our hydrology and hydrogeology experts will complete a Hydrology Analysis and optimized Water Balance to gather the input needed for drainage and dewatering design as well as future FS tasks, such as quantifying leach field recharge to groundwater. As specified in the RFP, a detailed hydro-auger cost/benefit analysis will also be integrated into our design planning and stakeholder review process. We understand the upper reaches of Portuguese, Ishibashi, and Paintbrush canyons include established, sensitive habitat. The Hydrology Analysis will, in part, help assess the degree to which these critical areas contribute to groundwater recharge in the “Red Zone” area of greatest identified land displacement. Even if the upper canyons are shown to significantly contribute to groundwater recharge in the Red Zone area of greatest identified land displacement (as outlined in the FS Update), our geotechnical model will allow us to evaluate engineering options to minimize subsurface dewatering and reduce or eliminate upper canyon work. We will also optimize fracture sealing (in-filling) in the slide head scarp area to reduce surface water recharge to groundwater while preserving habitat areas. We will balance our proposed work with local utilities and the requirements of the California Environmental Quality Act (CEQA) by seeking to minimize or eliminate potential impacts related to construction, operation, and maintenance of the final design. Our proposed work will adhere to Clean Water Act and National Pollution Discharge Elimination System (NPDES) permitting requirements, and will meet American Public Works Association (APWA) “green book” of plan and specification standards. We routinely produce construction plans, technical specifications, engineer’s estimates, and bid packages for a variety of engineering projects. The City will benefit from our extensive experience in developing bid package drawings and deliverables from initial concept to contractor and City bid question-and-answer assistance. We will take a lead role, with City coordination, in conducting contractor pre-bid and pre-construction meetings, and addressing Requests For Information (RFI) during bid package review. DBS&A maintains a thorough and active project management and quality control/quality assurance (QA/QC) program for every project and deliverable, which is led by our Senior Principals. Critical pre-deliverable internal review is an essential component of our work product delivery process. Not only are overall project concepts carefully reviewed to stay on scope, on budget, and on schedule, but the fine details of our work are reviewed to ensure work is of high quality, defensible, and accurate. We will stay in close contact with the City and community stakeholders during preliminary, draft, and final design and deliverable preparation through City Council meetings, public outreach meetings, monthly project meetings, and monthly City website updates. C-5 Mr. Elias Sassoon November 9, 2018 Page 3 Qualifications and Experience As discussed in our Statement of Qualifications (SOQ) that follows, the DBS&A team has relevant hydrogeologic, geotechnical engineering, engineering geology, hydrologic, and civil design expertise to develop and implement a successful mitigation strategy for the Portuguese Bend landslide complex. We propose the same leadership team that performed the investigation phase of the project; this continuity will result in greater efficiency through remedy implementation. Our team, and particularly our Project Manager, John J. Dodge, P.G., has an exceptional understanding of the site’s hydrogeologic conditions and history. We have included several qualified subcontractors for surveying (McGee Surveying), CEQA support (Envicom Corporation), and hydro-auger constructability review (Directed Technologies Drilling, Inc.). Mr. Dodge will continue to serve as the City’s primary point-of-contact and will be responsible for managing the scope, schedule, budget, and coordinating team members and subconsultants. More information about the qualifications and experience of DBS&A and subcontractor team members is provided in the SOQ section of our submittal. References As requested, DBS&A has included contact information within Section B of our proposal (Statement of Qualifications) for client references from the following organizations for which we have performed similar work: •City of Newport Beach •OC Watersheds •Pepperdine University •City of Rancho Palos Verdes •Republic Services, Inc. We are eager to continue working on this important project. Please contact our proposed Project Manager, John J. Dodge, P.G., at (657) 218-4708 x229 or proposed Project Principal-in-Charge, Stephen J. Cullen, Ph.D., P.G., (805) 681-2985 with any questions you may have. Thank you for the opportunity to provide our proposal to the City of Rancho Palos Verdes. Sincerely, DANIEL B. STEPHENS & ASSOCIATES, INC. James A. Kelsey, P.G. (TX) John J. Dodge, P.G. President Principal Hydrogeologist Principal Hydrogeologist Project Manager C-6 B. STATEMENT OF QUALIFICATIONS C-7 5 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) B. STATEMENT OF QUALIFICATIONS Firm Information DBS&A is an environmental science, water resources, and engineering consulting firm founded in 1984. As a wholly owned subsidiary of Geo-Logic Associates, DBS&A is part of a larger organization that maintains exceptional capabilities in geotechnical engineering, engineering geology, and civil design. Our team offers the combination of extensive academic training and diverse, practical experience. Most professionals at DBS&A hold advanced degrees in engineering, hydrology, geology, geophysics, geochemistry, soil physics, or atmospheric science. With this strong academic and applied science background, our team is an exceptional group of managers, consultants, scientists and design engineers helping clients work cost- efficiently with innovative ideas to prepare clear and defensible strategies, designs, plans, and specifications. Established as a privately held multi-disciplinary consulting firm in 1991, GLA has grown to employ 250 highly qualified and experienced professionals practicing in 26 U.S. offices. GLA’s principle areas of expertise include civil and geotechnical engineering, geologic and hydrogeologic services, environmental compliance, facility planning and permitting, specialized water resources engineering, construction quality assurance, and geotechnical laboratory services. Most professionals at GLA hold advanced degrees in their respective disciplines. DBS&A’s geologists provide the “groundwork” for our geotechnical and environmental engineers to develop innovative and common sense approaches and solutions to complex challenges like that at Portuguese Bend. C-8 6 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Now integrated, DBS&A and GLA are collectively referred to this proposal as the DBS&A team (DBS&A). Our staff work together seamlessly to provide a broad range of environmental and geotechnical engineering services. Our geologists provide the “groundwork” for our geotechnical and environmental engineers to develop innovative and common-sense approaches and solutions to complex challenges like that at the Portuguese Bend landslide complex. Collectively, DBS&A team professionals have successfully completed more than 500 major geotechnical projects, including landslide assessment and mitigation (including with 1,400-ft long hydro-augers), characterization and geotechnical design criteria for remedy design and installation, related infrastructure repair (i.e., pipelines and roads), stormwater control using liners, property development, groundwater extraction using vertical and horizontal wells, and other reclamation projects. Several of our professionals have expertise in forensic investigation, which has heightened our focus on risk management during design and construction CONTACT John J. Dodge, P.G. Principal Hydrogeologist 3150 Bristol Street, Suite 210 Costa Mesa, California 92626 (714) 747-9456 jdodge@geo-logic.com TYPE OF ORGANIZATION DBS&A is a wholly owned subsidiary of the corporation, Geo-Logic Associates. Officers: Gary L. Lass, P.G., C.E.G., C.Hg. Chief Executive Officer, GLA 2777 East Guasti Road, Suite 1 Ontario, California 91761 (909) 626‐2282 Nicole T. Sweetland, Ph.D., P.G. President, GLA 3916 State Street, Suite 1A Santa Barbara, California 93105 (805) 683-2409 PROOF OF GOOD STANDING DBS&A is currently in good standing with the State of California Secretary of State (California Corporate No. C2336770 filed February 13, 2018 -- certificate available upon request.) In addition, California professional license numbers are provided on resumes of our key staff. PRESENT STAFF The GLA companies employ 250 professionals practicing in 26 U.S. offices. The approximate number of technical professionals in each classification is provided below. Technical Expertise Classification Staff Size Credentials Hydrogeologists 39 11 CA Certified Hydrogeologists Geologists/ Hydrologists [Professional Geologists (PG)/ Registered Geologists (RG)] 57 25 CA Professional Geologists Engineering Geologists 9 9 CA Certified Engineering Geologists Geotechnical Engineers 7 7 CA Geotechnical Engineers Professional Engineers 45 23 CA Professional Engineers Environmental Scientists 20 N/A C-9 7 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Technical Expertise Classification Staff Size Credentials Construction Inspectors 21 N/A Construction Managers 6 N/A CADD 8 N/A GIS Specialists 5 N/A Architect 1 N/A Biologists 3 N/A Project Managers 10 N/A Technicians/Analysts 26 N/A PROJECT TEAM The DBS&A team has relevant hydrogeologic, geotechnical engineering, engineering geology, hydrologic, and civil design expertise to develop and implement a successful mitigation strategy for the Portuguese Bend landslide complex. Our project team maintains the same leadership that performed the FS Update. This continuity will result in greater efficiency through remedy implementation and allow us to maintain focus on the City priorities and preferences identified during our previous work. Our team has a comprehensive understanding of the present hydrogeologic conditions and site history. As Project Manager, John J. Dodge, P.G., has extensive project background knowledge and is intimately familiar with the site-specific conditions. Furthermore, he has established a successful working relationship with City staff and local stakeholders. John will continue to serve as the City’s primary point-of-contact and will be responsible for managing the scope, schedule, budget, and coordinating team members and subconsultants. Stephen (Steve) J. Cullen, Ph.D., P.G., CPSS, will continue to serve as Principal-in-Charge, providing project delivery oversight and quality assurance/ quality control (QA/QC) for hydrogeology and program management. Dr. Cullen will ensure that sufficient company resources are engaged to meet the City’s expectations for project performance. Michael Yacyshyn, P.E., will perform QA/QC for geotechnical engineering tasks. Task Managers, Jake Russell, P.E., (Civil Design), Neven Matasovic, Ph.D., P.E., G.E. (Geotechnical Engineering), and Gregory Schnaar, Ph.D. (Hydrology), will report directly to Mr. Dodge, and provide direction to their support staff. The proposed project team members will serve in the roles specified in the organizational chart below and will not be reassigned, removed or replaced without the consent of the City. The project team’s qualifications are summarized in tabular format below the organizational chart, which appears on the following page. Detailed resumes are located in Appendix A. A breakdown of the estimated percent of project time for each team member is also outlined in the table below. C-10 8 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) . PROJECT MANAGER John J. Dodge, P.G. PUBLIC STAKEHOLDERS PRINCIPAL-IN-CHARGE/ HYDROGEOLOGY QA/QC Stephen J. Cullen, Ph.D., P.G. CITY OF RANCHO PALOS VERDES Ron Dragoo, P.E. Principal Engineer Hydrology Gregory Schnaar, Ph.D. Hannah Erbele Diana Chacon Hydro-Auger Design Support Alan Witthoeft, P.E., G.E. Mark Vincent, P.G., C.E.G., C.HG. Daniel W. Ombalski, P.E., P.G.1 Civil Design Jake Russell, P.E. Subconsultants 1 Directed Technologies Drilling, Inc. 2 Envicom Corporation 3 McGee Surveying Consulting Team Organization ENGINEERING QA/QC Michael Yacyschyn, P.E. Geotechnical Engineering Neven Matasovic, Ph.D., P.E., G.E. Alan Witthoeft, P.E., G.E. Mark Vincent, P.G., C.E.G., C.HG. CEQA Travis Cullen, LEED AP2 Primo Tapia2 Laura Kaufman, A.I.C.P.2 Surveying Michael R. McGee, P.L.S.3 C-11 9 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Team Qualifications Staff/Role/Expected Contributions (Time as Percentage of Total Effort)Education Credentials (Current unless otherwise noted) Years Experience In Role/Overall John J. Dodge, P.G. Project Manager—9% M.S., Geology, University of Georgia, 1991; B.S., Geology, University of Delaware, 1986 Professional Geologist, California, No. 6495 20 / 29 Stephen J. Cullen, Ph.D., P.G. Principal-in-Charge—7% Ph.D., University of California at Santa Barbara, 1996; M.Sc., Soil Physics, Montana State University, 1981; B.Sc., Soil Science and Hydrology, University of California at Davis, 1977 California Professional Geologist, No. 7399; Certified Professional Soil Scientist, Reg. No. 03169, Soil Science Society of America 29 / 41 Michael Yacyshyn, P.E. QA/QC—3% M.S., Geotechnical Engineering, University of California, Berkeley, 1981; B.S., Civil Engineering, University of Massachusetts, Amherst, 1979 Professional Engineer, California, No. C38976 34 / 39 Jake Russell, P.E. Task Manager (Civil Design)—4% B.S., Environmental Resources Engineering, Humboldt State University, 1998 Professional Engineer: California, No. C64512; Certified by the Geosynthetics Research Institute 15 / 20 Neven Matasovic, Ph.D., P.E., G.E. Task Manager (Geotechnical Engineering)—17% PhD, Geotechnical Engineering, University of California, Los Angeles; 1993; M.S., Geotechnical Engineering, University of Zagreb, Croatia, 1986; B.S., Civil Engineering, University of Zagreb, Croatia, 1983 Geotechnical Engineer, California, No. GE2557; Professional Engineer, California, No. C5586 25 / 30 C-12 10 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Staff/Role/Expected Contributions (Time as Percentage of Total Effort)Education Credentials (Current unless otherwise noted) Years Experience In Role/Overall Mark Vincent, P.G., C.E.G., C.HG. Geotechnical Engineering—6% M.S., Geology, California State University, Los Angeles, 1988; B.S., Geology, California State University, Los Angeles, 1985 Registered Geologist, California, No. 5767; Certified Engineering Geologist, California, No. 1873; Certified Hydrogeologist, California, No. 865 25 / 30 Alan Witthoeft, P.E., G.E. Geotechnical Engineering—31% M.S., Geotechnical Engineering, Purdue University, 2009; B.S., Civil Engineering, University of Oklahoma, 2007 Professional Geotechnical Engineer, California, No. GE3110; Professional Engineer, California, No. C80244 9 / 9 Gregory Schnaar, Ph.D. Task Manager (Hydrology)—8% Ph.D., Soil, Water, and Environmental Science, University of Arizona, 2006; B.S., Environmental Science and Policy, University of Maryland, 2002 N/A 10 / 16 Hannah Erbele Hydrology (GIS)—6% B.S., Earth & Environmental Science (minor in Education), University of California, Irvine, 2010 N/A 8 / 8 Diana Chacon Field Services—6% B.S., Geology, University of Costa Rica, San Pedro, Costa Rica, 2008 N/A 4 / 10 C-13 11 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) SUBCONTRACTORS Expert specialty subcontractors will complement our project team for surveying, CEQA, and hydro- auger constructability review . Michael L. McGee of McGee Surveying Consulting will assist the project team performing tasks related to land surveying. His inclusion as a subcontractor will ensure that future work is consistent with the data from previous annual global positioning system (GPS) surveys that document land displacement in the Portuguese Bend landslide complex. McGee has completed numerous successful land surveying projects for the City. CEQA services will be provided by Envicom Corporation (Envicom), who has supported DBS&A at other sites such as Pepperdine University. With Mr. Primo Tapia, Envicom is a leader in California CEQA consulting with experience developing initial studies as well as complex Environmental Impact Reports (EIRs) and related environmental impact and mitigation analysis projects. DTD comes highly recommended and has a long history of successful horizontal drain installation projects. 10/26/2018 Directed Technologies Drilling Inc. 3476-B W. Belfair Valley Rd 100 Rolling Ridge Dr. Bremerton, WA 98312 Bellefonte, PA 16823 Voice: 800-239-5950 Fax: 800-574-8046 Web: www.horizontaldrill.com John J. Dodge, PG Daniel B. Stephens & Associates, Inc. a Geo-Logic Company 3150 Bristol Street, Suite 210 Costa Mesa, California 92626 Office/Mobile: (714) 747-9456 JDodge@Geo-Logic.com Bid No. 201810-806 RE: Portuguese Bend Landslide – Directional Drilling Dear John: DTD is pleased to present our qualifications to join the team you are assembling to prepare engineering analyses and design for landslide control and mitigation work at the Portuguese Bend landfill site for the City of Rancho Palos Verdes. DTD is highly qualified to work with your team to provide specific expertise in the field of directional drilling. Our firm was founded in 1996 by former consultants in the environmental and geotechnical fields. Our business model has been and remains to provide high quality directional drilling services, lead by earth scientists, with degreed field supervisors directing the project in the field. This approach has been highly successful, in that our team not only understands the mechanics and art of drilling but has a full understanding of our client’s purpose and intent in completing the project. As a result, our approach streamlines the project and our deep interaction with our clients enables the team to anticipate many of the potential challenges during the planning stages, in advance of mobilization to the field. In our view, this is one of the key factors that separates DTD from our competitors. Of particular importance in the proposed phase of work for the City will be our knowledge of the intricacies of directional drilling in this geological setting. For example, key issues may include drill tooling and drilling fluid selection in bentonite/montmorillonite clay and weathered ash, strategies for mud rotary directional drilling along the slip plane of an active translational landslide, the mitigation of potential fines piping or slope raveling issues at the exit end of the bore, and prevention of potential blowout risks at the bore terminus during drilling. Our team’s experience in geologic consulting, combined with our in- depth directional drilling knowledge, offers the DB Stephens / Geo-Logic team a valuable asset. In addition to this expertise, DTD has worked with DB Stephens on several projects in the recent past, demonstrating our problem-solving approach and ability to work with you to achieve project objectives. Please review the attached document and let us know how else we may be of service at this time. Sincerely, Hydro-auger constructability review, such as review of proposed equipment and materials, planning/scheduling, will be provided by Directed Technologies Drilling, Inc. (DTD). DTD is a national leader in horizontal, variable angle, and directional drilling and drain installation for a variety of geotechnical applications such as slope stability and groundwater dewatering. The DBS&A team and DTD have collaborated on other successful horizontal drain projects. Past DTD clients say, “They are very professional and do great work. I would never even consider using anyone else for horizontal well work. We have plans to use them again on two different remediation projects.” DTD has the heavy equipment, materials, field crew leaders, and unique experience needed to provide the innovative leadership and specialty knowledge that will be required to prepare for sub-horizontal drain drilling and installation in an area as large, as active, and as complicated as the Portuguese Bend landslide complex. Specifically, based upon engineering input from the DBS&A team, including project- and location-specific requirements, DTD will: ™Select drilling method/equipment ™Develop a directionality plan (how to reach required locations from a given drilling point) ™Evaluate access (where drain drilling work areas can and need to be located) ™Assist with cost-benefit analysis (what size/ diameter drain pair is the most cost-efficient and practical) C-14 12 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Team Qualifications Our proposed project team is illustrated in the organizational chart above. Our team is fully committed to collaborating with the City and community stakeholders to achieve the program objectives in a timely and cost effective manner. The DBS&A team is known for our technical expertise and commitment to quality work, which starts with our CEO and extends throughout the organization to our management and field personnel. The DBS&A team has prior, successful work experience with recent projects including hydrogeologic evaluations, water balance preparation, hydrology analysis, CEQA, landslide mitigation, slope stability evaluations, and geotechnical engineering. We also have direct experience with engineering evaluation and cost analysis (EE/CA), remedial alternative screening, stakeholder leadership and interaction, public participation and community involvement processes, and critical third-party review. Our team members have experience designing, managing construction, providing cost estimates, and managing the installation, operation, and maintenance of slope improvement and landslide mitigation systems. The proposed project team has a significant track record of successful project performance and is strongly committed to achieving the overall program objectives for the City. TEAM MANAGEMENT Mr. John J. Dodge, P.G., is a California-registered Professional Geologist and a Principal at DBS&A. Mr. Dodge will coordinate the project team, serve as the primary point of contact, and provide the leadership to move this project through to a successful conclusion. In addition to the FS Update performed in 2018, Mr. Dodge has managed dozens of complex, multidisciplinary projects, and has a proven ability to consistently work within schedule and budget. Mr. Dodge will manage the budget, scope, and schedule using the firm’s Deltek Vision financial management system and MS Project. Vision provides real-time financial project summaries for internal and external review. Mr. Dodge’s work includes hydrogeological characterization and related services to support slope stability evaluations and mitigation, threat- of-impact assessment, property redevelopment, regulatory compliance, long-term and short-term financial decision making, and related stakeholder issues. Mr. Dodge has completed numerous hydrogeologic investigation, remediation, and water resource projects as a consultant to Fortune 500 clients, the Department of Energy, the Department of Defense, the U.S. Army Corps of Engineers, water districts, city, state, and county governments, and national law firms. Mr. Dodge has authored hundreds of technical documents and reports related to geologic and hydrogeologic issues, water resources, groundwater recharge, soil and groundwater assessments, groundwater flow and solute transport, contaminant source identification, basin-scale and sub-basin-scale groundwater C-15 13 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) planning and development; water quality studies; managed aquifer recharge and aquifer storage and recovery assessment; and numerical modeling of hydrologic processes. Dr. Cullen has provided expert opinions and testimony in state and federal courts, and before the California State Water Resources Control Board for the resolution of a wide range of groundwater and vadose zone characterization, monitoring, and remediation problems. Of the hundreds of groundwater investigations that Dr. Cullen has led as principal hydrogeologist, projects specifically relevant to this assignment include: ™A 14-year program of hydrologic characterization and monitoring for Pepperdine University designed to sustainably control and monitor campus inputs to groundwater such that campus water management practices do not result in downslope instability where multi-million-dollar homes are located in Malibu. ™Hydrogeologic characterization and water balance preparation of the Upper Newport Bay Watershed in Orange County, California for the Nitrogen and Selenium Management Program (NSMP) Working Group. ™Hydrogeologic characterization and water balance preparation of the Big Canyon Watershed for the City of Newport Beach. ™Groundwater Budget and Groundwater Management Plan, Upper and Lower Ventura River Basin, Ventura County Watershed Protection District, Ventura, California. The project has now been extended by the State of California to include the development of a coupled watershed/surface water/groundwater numerical flow and transport model for the entire Ventura River watershed. occurrence, remedial planning, risk evaluation, engineering costing, contaminant fate and transport, vapor intrusion, and related topics. He has worked on some of the largest projects in the U.S. with nationally recognized experts in the fields of geotechnical engineering, engineering geology, hydrogeology, hydrology, geology, toxicology and related disciplines. Stephen (Steve) J. Cullen, Ph.D., P.G., will continue to provide project oversight as Principal-in-Charge. He will ensure the DBS&A team’s commitment to this project remains a priority and that the firm resources necessary to produce a high-quality deliverable are readily available. Dr. Cullen is a “hands-on” Principal, and will provide technical direction and review as the project progresses, and he will also provide final quality assurance review of all draft and final client deliverables. He is also always available to discuss the project progress and strategy with the City. Mr. Dodge and Dr. Cullen have worked together successfully on numerous projects since 1994, including the FS Update phase of this project. Dr. Cullen is a California-registered Professional Geologist and a Principal Hydrogeologist, Senior Vice President, and Director of DBS&A’s California operations. He holds a Ph.D. from the University of California at Santa Barbara and has over 40 years of experience in soil science, vadose zone hydrology, and groundwater hydrology. His experience includes quantitative hydrogeologic investigations; watershed studies; development of hydrogeologic characterization and monitoring programs; studies of the interaction between surface water and groundwater; sustainable water resources C-16 14 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Dr. Neven Matasovic, Ph.D., PE, GE, our Task Manager for Geotechnical Engineering, holds a Ph.D. from the University of California at Los Angeles (UCLA) and is a California- registered Professional Engineer and a California- registered Geotechnical Engineer. Dr. Matasovic served as the Lead Geotechnical Engineer for the FS Update, and performed the preliminary numerical, three- dimensional (3-D) stability evaluation of the main landslide complex and the development of the preferred landslide remedial solution (horizontal drains) that is minimally invasive to area habitat. Over the past 27 years in southern California, Dr. Matasovic has been extensively involved in geotechnical analysis and design. Dr. Matasovic’s relevant experience includes evaluation of existing landslides, and evaluation, development, and implementation of various slope stabilization techniques including stabilization with soil nailing, cast in place and auger-cast piles, rock anchors, pressure (slurry) grouting, retaining and mechanically stabilized earth (MSE) walls, debris removal, and slope reinforcing with riprap. Dr. Matasovic is a recipient of the 2001 Prakash Foundation award for excellence in geotechnical engineering. Dr. Matasovic heads our firm’s Geotechnical Engineering Technical Services Unit. His representative experience includes evaluation, development, and implementation of measures for construction of the La Pata Avenue Gap Closure project, the largest and the most expensive road project in Orange County, which was constructed over the Capistrano formation – the least stable formation in southern California. Dr. Matasovic has published over 100 technical papers and co- authored two U.S. government agency guidance documents: the Federal Highway Administration (FHWA) design guidance on geotechnical earthquake engineering for highway facilities, and the Environmental Protection Agency (EPA) seismic design guidance for municipal solid waste facilities. Michael Yacyshyn, P.E., will provide QA/QC and technical oversight for engineering tasks. He has 39 years of experience in geotechnical engineering, civil design, consulting, and contracting. His experience covers a broad range of civil/infrastructure projects, including earth dams, tunnels, retained earth structures, tanks, heavy foundations, and highways. He has extensive experience investigating, analyzing, and remediating large and small landslides. The majority of his landslide experience is in the coastal formations in southern California. Additionally, he has designed numerous foundation systems for a wide variety of structures and analyzed existing and proposed slopes for a variety of facilities. He also worked for an international specialty geotechnical contractor that specializes in site improvement techniques for poor ground condition sites. He has been a senior reviewer responsible for geotechnical and civil designs for design-build projects throughout the U.S. Jake Russell, P.E., will be responsible for managing civil design related tasks. He is a Registered Professional Engineer in California, and performs civil design, permitting, and construction management of infrastructure, remediation, solid waste, composting, and impoundment projects throughout the U.S. and abroad. For more than 15 years, he has managed all of the engineering and overall planning for C-17 15 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) several major industrial sites. His experience encompasses all aspects of civil design and construction, including the preparation of design reports, construction documents, stormwater pollution prevention plans (SWPPPs), permit documents, geotechnical investigations, seismic hazard studies, stability analyses, and surface water hydrology studies. He has managed construction quality assurance (CQA) projects for more than 15 years. Gregory Schnaar, Ph.D. specializes in groundwater and vadose zone modeling, watershed-scale hydrologic studies, and quantitative water balance preparation. He holds a Ph.D. from the University of Arizona. In southern California he has managed or served as technical lead on water resource and modeling investigations for clients including Ventura County Watershed Protection District, Fox Canyon Groundwater Management Agency, Ojai Basin Groundwater Management Agency, California Department of Water Resources, United Water Conservation District and the California State Water Resources Control Board. Local and relevant project experience includes development of a basin-scale groundwater flow and transport model, basin-scale groundwater budget analysis, and watershed-scale groundwater basin safe yield analysis. Dr. Schnaar has served as an expert technical consultant to the EPA Office of Ground Water and Drinking Water and is an Associate Editor for the peer-reviewed journal Groundwater. He has presented technical presentations to various conferences including the Groundwater Resources Association of California and the American Ground Water Trust. Experience The DBS&A team has demonstrated exceptional technical competence with specialization in projects similar in scope and complexity to the proposed project in the ongoing and recent projects listed below. DBS&A worked with the City of Rancho Palos Verdes to prepare the FS Update for the Portuguese Bend landslide complex in 2018. The FS Update recommended stormwater control to prevent continual hydraulic loading to key areas in the slide subsurface, subsurface groundwater dewatering, and surface fracture in-filling to significantly reduce regional slope failure and mass landsliding over time. DBS&A recommended supplementing stormwater control with groundwater extraction as a proven method for effectively controlling slope failure. Proposed solutions will be integrated into habitat restoration and maintenance areas outlined in the Natural Communities Conservation Plan (NCCP) Habitat Conservation Plan (HCP). Our team’s involvement in the FS Update puts us in a unique position to expedite implementation of a design remedy. This project and others that demonstrate our team’s technical competence and specialization necessary for the next phase of the project are briefly summarized below. Detailed descriptions of these projects are located in Appendix B. C-18 16 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Examples Relevance to Project Scope and Complexity Feasibility Study Update, Portuguese Bend Landslide Complex City of Rancho Palos Verdes, California ™Portuguese Bend Landslide Complex ™Conducted cost/benefit analysis and evaluation of innovative engineering options for landslide mitigation ™Developed positive working relationship with community stakeholders ™Collaboratively identified working path forward incorporating City and public comments ™Proposed innovative and cost-saving stormwater channel liner solution allowing for habitat preservation ™Developed cost-saving GIS to compile historical maps and data ™Constructed 3-D geotechnical model to evaluate the effects of various remedial solutions ™Proposed hydro-augers to dewater the subsurface while protecting habitat and minimizing construction footprint Water Balance Development and Hydrologic Analysis Big Canyon Watershed, Newport Beach, California ™Evaluation of Monterey formation (same problematic geologic formation present in Portuguese Bend) ™Groundwater recharge evaluation ™Comprehensive hydrologic characterization and watershed modeling ™Detailed water balance quantification ™Piezometer installation and monitoring ™Stream gauging to evaluate surface water/ groundwater interaction Water Balance Development, Stormwater Evaluation, and Hydrologic Assessment Upper Newport Bay Watershed, Orange County, California ™Groundwater recharge evaluation ™Detailed water balance quantification ™Mapped groundwater flux and flow ™Comprehensive hydrologic characterization and watershed modeling ™Stream gauge analysis to evaluate surface water/ groundwater interaction ™Presentations to Stakeholders C-19 17 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Examples Relevance to Project Scope and Complexity Water Balance Analysis and Hydrologic Monitoring for Geotechnical Slope Stability Pepperdine University, Malibu, California ™Geotechnical slope stability analysis ™Interrelated water balance, watershed hydrologic analysis, cost/benefit analyses, and operational water management issues including stormwater capture and control, groundwater extraction, and sub-surface horizontal drain flow monitoring and analysis ™Monitoring and modeling of surface water, groundwater, and vadose zone conditions ™CEQA and NPDES compliance ™Positive community relations Landslide Mitigation and Horizontal Drain Design and Installation at Sunshine Canyon Landfill Los Angeles, California ™Landslide mitigation design with horizontal drains (hydro-augers) ™Geotechnical services provided to urban canyon landfill at the edge of the San Fernando Valley ™Investigation to evaluate cause of instability ™Extensive, multi-year geotechnical investigation ™Evaluation of alternative mitigation methodologies ™Bench scale laboratory test program to assess variability of soil- cement ™First phase of perimeter level stabilization was completed in 2012 ™Second phase of landslide mitigation with 1,400-foot-long horizontal drains was completed in 2017 C-20 18 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Examples Relevance to Project Scope and Complexity Transmission Towers Access Road Stability Demonstration San Diego, California ™2-D and 3-D Slope stability analysis ™Geologic mapping ™Geotechnical investigation ™Soil sampling ™Geotechnical laboratory testing ™Back analysis of steep cut slope nearby ™Development of road alignment grading plans and technical specifications ™Report preparation ™Permitting ™Monitoring requirements ™Construction observation ™In-grading monitoring Emergency Geotechnical Services for Nelson Road Landslide Repair County of Santa Cruz, California ™Emergency geotechnical services to address a landslide burying Nelson Road, blocking access to 27 homes ™Emergency geologic / geotechnical investigation to characterize site conditions for emergency removal ™Emergency removal of debris ™Geologic reconnaissance and mapping of the site for the final remedy ™Subsurface investigation, including drilling, sampling, and laboratory testing ™Installation of slope inclinometer paired with vibrating wire piezometers to monitor slope performance and groundwater conditions ™Acquisition and processing of LiDAR flown specifically for project ™Two-dimensional (2-D) slope stability evaluation ™Recommendations for emergency response and for the final remedy C-21 19 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Examples Relevance to Project Scope and Complexity Geotechnical Engineering Services for Slope Stabilizationat Los Alamos County Landfill Los Alamos, New Mexico ™Geologic mapping of formational materials ™Trenching ™Geotechnical investigation ™Recovery of representative samples ™Geotechnical laboratory testing ™Slope stability evaluation ™Design of 20-ft high mechanically stabilized earth (MSE) wall ™Design of surface water control features ™Preparation of drawings and technical specifications ™Regulatory interface ™Pre-bid support ™Bid support Geotechnical Engineering Services for Design of Prima Deshecha Landfill Phase D Orange County, California ™Deep drilling and coring were performed to evaluate geotechnical conditions ™Downhole logging with a geologist was performed to evaluate bedding and clay seams ™Moderately to highly expansive soil materials which necessitated additional geotechnical engineering ™Slope stability analyses were conducted to design landfill floor configuration and cut slopes for interim conditions ™Options were provided for designing Phase D to not impact the existing Landslide D C-22 20 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Examples Relevance to Project Scope and Complexity Road Extension Feasibility Study, Design, and Permitting for La Pata Avenue Gap Closure Southern California ™Geologic mapping ™Geotechnical investigation, including drilling and sampling ™Groundwater monitoring well installation and monitoring ™Site-specific geophysical measurements ™Geotechnical laboratory testing ™Back analysis of landslide deposit ™2-D and 3-D slope stability analysis ™Development of grading plans and technical specifications ™Permitting REFERENCES We encourage the City to speak with the references listed below for whom we have performed comparable services within the last five years. Project Reference Water Balance Development and Hydrologic Analysis Big Canyon Watershed, Newport Beach, California Robert Stein Assistant City Engineer City of Newport Beach 100 Civic Center Drive Newport Beach, CA 92660 (949) 644-3322 Water Balance Development, Stormwater Evaluation, and Hydrologic Assessment Upper Newport Bay Watershed, Orange County, California Jian Peng Chief, Water Quality Planning OC Watersheds 2301 N. Glassell Street Orange, CA 92685 (714) 955-0650 Water Balance Analysis and Hydrologic Monitoring for Geotechnical Slope Stability Pepperdine University, Malibu, California Mr. Thomas Knudsen Senior Counsel Pepperdine University 24255 Pacific Coast Highway Malibu, California 90263 (310) 506-4607 C-23 21 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Project Reference Feasibility Study Update, Portuguese Bend Landslide Complex City of Rancho Palos Verdes, California Ron Dragoo, Principal Engineer/Doug Willmore, City Manager/Deborah Cullen, Director of Finance/Elias K. Sassoon, Director, Department of Public Works City of Rancho Palos Verdes 30940 Hawthorne Blvd. Rancho Palos Verdes, CA 90275 (310) 544-5335 Landslide Mitigation and Horizontal Drain Design and Installation at the Sunshine Canyon Landfill Los Angeles, California Joshua Mills Environmental Manager Republic Services, Inc. 14747 San Fernando Road Sylmar, CA 91342 (818) 362-2154 SUBCONTRACTORS: DIRECTED TECHNOLOGIES DRILLING, INC. FIRM INFORMATION 10/26/2018 Directed Technologies Drilling Inc. 3476-B W. Belfair Valley Rd 100 Rolling Ridge Dr. Bremerton, WA 98312 Bellefonte, PA 16823 Voice: 800-239-5950 Fax: 800-574-8046 Web: www.horizontaldrill.com John J. Dodge, PG Daniel B. Stephens & Associates, Inc. a Geo-Logic Company 3150 Bristol Street, Suite 210 Costa Mesa, California 92626 Office/Mobile: (714) 747-9456 JDodge@Geo-Logic.com Bid No. 201810-806 RE: Portuguese Bend Landslide – Directional Drilling Dear John: DTD is pleased to present our qualifications to join the team you are assembling to prepare engineering analyses and design for landslide control and mitigation work at the Portuguese Bend landfill site for the City of Rancho Palos Verdes. DTD is highly qualified to work with your team to provide specific expertise in the field of directional drilling. Our firm was founded in 1996 by former consultants in the environmental and geotechnical fields. Our business model has been and remains to provide high quality directional drilling services, lead by earth scientists, with degreed field supervisors directing the project in the field. This approach has been highly successful, in that our team not only understands the mechanics and art of drilling but has a full understanding of our client’s purpose and intent in completing the project. As a result, our approach streamlines the project and our deep interaction with our clients enables the team to anticipate many of the potential challenges during the planning stages, in advance of mobilization to the field. In our view, this is one of the key factors that separates DTD from our competitors. Of particular importance in the proposed phase of work for the City will be our knowledge of the intricacies of directional drilling in this geological setting. For example, key issues may include drill tooling and drilling fluid selection in bentonite/montmorillonite clay and weathered ash, strategies for mud rotary directional drilling along the slip plane of an active translational landslide, the mitigation of potential fines piping or slope raveling issues at the exit end of the bore, and prevention of potential blowout risks at the bore terminus during drilling. Our team’s experience in geologic consulting, combined with our in- depth directional drilling knowledge, offers the DB Stephens / Geo-Logic team a valuable asset. In addition to this expertise, DTD has worked with DB Stephens on several projects in the recent past, demonstrating our problem-solving approach and ability to work with you to achieve project objectives. Please review the attached document and let us know how else we may be of service at this time. Sincerely, Directed Technologies Drilling, Inc. (DTD) is a horizontal directional drilling (HDD) contractor specializing in environmental, water supply, drainage, and geotechnical applications of HDD technology. As industry leaders in environmental HDD projects, DTD has pioneered and patented numerous technological innovations to install subhorizontal and directional wells in challenging geological conditions for drainage applications, groundwater treatment, and groundwater extraction. For the City of Rancho Palos Verdes, DTD offers specific experience in the design, management and implementation of large-scale HDD drilling projects on remote and unstable terrain, an understanding of landslide mechanisms as they relate to drilling methodology, and technical contribution at a peer level with the project team during analysis and design phases of the project. Contact David Bardsley, P.G. (TX, MO, TN, LA) Vice President – Marketing Phoenix, Arizona (713) 545-1859 david@horizontaldrill.com Michael Lubrecht, L.G. (WA) Senior Geologist 3476-B W. Belfair Valley Rd. Bremerton, WA 98312 (253) 389-2707 mike@horizontaldrill.com Type of organization Registered S-Corporation, Washington State, since 1996. Licensed well driller (C-57) State of California Officers Daniel W. Ombalski, P.E. (MO), P.G0 (PA, AL) President 100 Rolling Ridge Drive Bellefonte, PA 16823 (800) 239-5950 dan@horizontaldrill.com C-24 22 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) James M. Doesburg, L.G., L.H.G. (WA) Chairman 3476-B W. Belfair Valley Hwy. Bremerton, WA 98312 (253) 867-0353 jim@horizontaldrill.com David Bardsley, P.G. (TX, MO, TN, LA) Vice President – Marketing Phoenix, Arizona (713) 545-1859 david@horizontaldrill.com Proof organization is currently in good standing DUNS - 04-244-8022 California C-57 #720357 – Active Enrolled in ISNetworld, BROWZ, Avetta safety compliance auditing programs Veteran Owned Small Business Present staff 25 Size, classification, credentials DTD job and project assignments are fluid, with most personnel sharing multiple roles. In general, the corporate breakdown is as follows: Executive – 3 Marketing – 2 Technical / Estimator / Intellectual Property/ Operations – 3 Project Management- 2 dedicated, 7 available Drilling Supervisor – 1 Drill Operators – 5 Equipment Operators – 8 All DTD field staff are enrolled in DTD’s medical monitoring program and are current with HAZWOPER training. All applicable personnel hold Commercial Driver’s Licenses and all DTD field and project managers hold a bachelor’s degree in engineering, geology, or related sciences. Several hold advanced degrees. All senior level-management are registered professional geologists and/or engineers in one or more states. DTD personnel hold driller’s licenses in several states, including California. Project team Key personnel are included on the project team organizational chart in the Project Team Section and listed below. Resumes are included in Appendix A. Project Director – Dan Ombalski Technical Lead – Michael Lubrecht Drilling Lead – James Ditto Operations Lead – Jason Yablonski Project team qualifications DTD maintains an experienced staff of project managers, drillers, and drilling assistants for HDD projects. Daniel W. Ombalski, P.E., P.G., is President-Program Manager for DTD. He received a B.S. degree in Geological Engineering from the University of Missouri-Rolla in 1996, and a B.S. degree in Geosciences from Pennsylvania State University in 1994. He has 20 years of consulting geology and HDD project management experience. His professional credentials include Indiana Licensed Water Well Driller, Registered Pennsylvania Professional Geologist, PG-003856-E, Registered Alabama Professional Geologist, PG-1070, and Registered Professional Engineer, Missouri. Jason Yablonski is Operations Manager at DTD. He received a B.A. in geological and environmental science (minor in biology) from Susquehanna University in 2003. He has 15 years of relevant experience, including management of horizontal directional drilling projects, clean and contaminated groundwater investigations, well siting, aquifer testing and data analysis. C-25 23 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) through the side of a 20-foot-deep excavation, proceeded horizontally underneath existing buildings, and daylighted in an adjacent parking area. This project was the first application of horizontal vapor extraction wells by the New Mexico Environment Department. Completion date: 2017 Multiple, Remote Remediation Well Installations, Galena, Alaska In 2017, DTD completed a $3.3M project to install a total of eight wells at the Galena Air Station in Alaska. The wells ranged from 800 to 1,200 feet in length. A key challenge in this project was the remote location, which required a large drill rig, support equipment, supplies, parts and crew to be mobilized by air, ocean barge, overland, and river barge for 300 miles to the site in the Alaskan interior. The wells were drilled, installed and developed sequentially in the brief open window for river navigation from ice breakup in late May, demobilizing before the river froze again in September. The remote location required a high level of self-reliance on the part of the crew, since the logistics chain for parts and materials was long, weather dependent, and unreliable. DTD successfully completed the project on time, installing nearly 8,000 feet of wells. Completion date: 2017 Horizontal Well Design and Installation, Vandenberg AFB, California DTD worked as an integral part of a consulting team in the development and design of a new, patented method to combine horizontal wells with groundwater treatment. The project was supported by a research grant from the Department of Defense, Environmental Security Technology Certification Program (ESTCP), a technology transfer program to develop and commercialize technologies for the cleanup of federal sites. DTD provided design input, technical documentation, feasibility and constructability reviews, and other engineering support to the team over a three-year period, including the final Michael D. Lubrecht, L.G., is a Senior Engineering Geologist-Technical Lead, at DTD. He has more than 30 years of relevant project experience. He is a Washington State licensed geologist, #2797. He received a B.S. in geology from Southern Oregon State College in 1979. As a DTD staff member, he holds five U.S. patents for various drilling techniques and/or systems. James Ditto is Senior Drilling Supervisor at DTD. He has more than 30 years of equipment operation and HDD project participation experience. Mr. Ditto has been instrumental in the development and implementation of numerous DTD innovations in horizontal wells, including several patented or patent-pending inventions. He mentors junior staff in the means and methods necessary to successfully install horizontal wells, has developed tooling and protocols for drilling methods using our Knock Off well installation method, and has designed and directed the manufacture of much of the tooling used on DTD’s more exotic well installations. Experience In addition to standard HDD contracting services to install remediation wells at small to medium sized projects, DTD has teamed with top companies in the environmental and engineering fields on several notable projects within the past five years. These projects demonstrate DTD’s abilities to work closely with consultants to devise innovative solutions and to solve complex logistical challenges in order to achieve project goals. Project examples include the following: Horizontal Well Drilling for Santa Fe County Judicial Complex Remediation, Santa Fe, New Mexico DTD worked closely with DBS&A on a unique horizontal well installation project in New Mexico. Due to site limitations, the only feasible method to access targeted groundwater was to install horizontal wells underneath existing structures. Per DBS&A’s design specs, DTD initiated drilling C-26 24 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) and surrounding properties. As a consequence of these access restrictions, DTD proposed the installation of two wells, each more than 2,500 feet in length. DTD employed proprietary and patented drilling methods to install the long, double-ended wells in unstable, non-cohesive soils which would have collapsed if open-bore techniques were used. Completion date: 2017 References Win Westervelt Project Manager, Jacobs 949 East 36th Avenue, Suite 500 Anchorage, AK 99508 (907) 762-1500 win.westervelt@ch2m.com Project: Multiple, Remote Remediation Well Installations, Galena, Alaska Craig Divine Vice President, Arcadis 320 Commerce, Suite 2000 Irvine, CA 92602 (714) 508-2606 craig.divine@arcadis.com Project: Horizontal Well Design and Installation, Vandenberg AFB, California James Beach President, LBG-Guyton Associates 1101 S. Capital of Texas Highway, Suite B-220 Austin, TX 78746 (512) 327-9640 Project: Shallow Industrial Water Supply, Earth, Texas Thomas Kessler 1360 Peachtree Street, NE, Suite 500 Atlanta, GA 30309 (404) 965-9600 Project: Extended Length Groundwater Wells, Ft. Valley, Georgia well designs. As the drilling contractor, DTD then installed the prototype well at Vandenberg in August-September 2018, working in the field with consulting engineers and scientists to refine the well alignment, development and completion techniques, and install monitoring instrumentation for this new technology. Several patents for the technology have been granted or are pending, naming DTD scientists as co-inventors. Completion date: 2017 Shallow Industrial Water Supply, Earth, Texas To meet the increasing industrial water demands for a remote power plant in central Texas, Xcel Energy turned to DTD to assist with designing and installing horizontal wells to tap the shallow regional aquifer. Drawdown from vertical wells in this thin aquifer was making it increasingly difficult to sustain the flow rates necessary to supply required water volume. DTD worked with the project designers to refine a feasible well configuration and then worked with well screen manufacturers to perfect a new type of stainless- steel well screen that would support high flow and still survive the installation stresses unique to HDD wells. The well, installed in 2017, is 2,300 feet in length and 190 feet deep. It is constructed of 12-inch diameter carbon steel risers, with 500 feet of the specialized well screen. The project took approximately 10 weeks to complete, including an extensive well development program. The tested output of the well at the completion of the project was over 1,000 gpm, far exceeding the target 750 gpm, far exceeding the production of nearby vertical wells. Completion date: 2017 Extended Length Groundwater Wells, Ft. Valley, Georgia A sizable petroleum release from a pipeline resulted in groundwater contamination along a narrow plume nearly 150 feet deep beneath prime orchard land. Access to the plume to install shorter wells was restricted by the high-value orchard trees C-27 25 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) (California #3945 and Oregon #957) and consultant offering professional services to the general public and in a large part to other surveyors, engineers, attorneys and government agencies. He has 40 years of experience in all aspects of surveying as a licensed practitioner and a survey engineer and holds a B.S. degree in Surveying Engineering from California State University (CSU), Fresno (1990). Mr. McGee has considerable field, office and project management experience in geodetic control surveys, highway and general construction, photogrammetric, topographic, hydrographic, lidar, utility and land development surveys and is a specialist in the application of GPS technology. He has extensive boundary survey experience including the public land survey system (sections and townships). He developed the Triad Boundary Analysis software program and presents seminars on various survey subjects for the professional. Mr. McGee has qualified as an expert witness since 1972 testifying in cases involving boundaries, accidents and felonies in superior and federal district courts. He has served as a Master at the request of the U.S. Attorney General’s Office in San Diego. He has served as an instructor at CSU Fresno and Cal Poly San Luis Obispo and published numerous papers addressing legal and technical issues in the surveying profession. Mr. McGee served as President of the California Land Surveyors Association in 1985, Chairman of the Advanced Technologies Committee, co-founder of the California Geodetic Control Committee [predecessor to the California Spatial Reference Center (CSRC)] and presently serves on the CSRC Coordinating Committee. Mr. McGee also currently serves as a special geodetic consultant to the City and County of San Francisco (since 2012) and oversees the Portuguese Bend Slide Monitoring Program for the City of Rancho Palos Verdes (since 2007). SUBCONTRACTORS: MCGEE SURVEYING CONSULTING FIRM INFORMATION McGee Surveying Consulting has special expertise in geodesy, high precision network surveys, and boundary surveys. Michael McGee, PLS, is a qualified expert witness in state and federal courts and has specialized capabilities to support the execution and planning of daily and long-term project tasks such as high-precision vertical and horizontal control network surveys, and Global Navigation Satellite System (GNSS) and leveling surveying, planning, processing, adjustments and documentation. Additional credentials for Mr. McGee are provided below. Contact Michael McGee, PLS 5290 Overpass Rd, Ste. 107 Santa Barbara, CA 93111 (805) 964-3520 michael@sbcoxmail.com Type of organization Individual Proof organization is currently in good standing California Professional Licensed Surveyor (PLS3945). Issuance date: May 18, 1972. Current, Expiration: June 30, 2020. Present staff Size, classification, credentials One-person consulting firm Project Team Michael R. McGee, Professional Land Surveyor Project Team Qualifications Michael R. McGee, PLS 3945 is a licensed surveyor C-28 26 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Mark E. Reinhardt, P.L.S Vice President MNS Engineers, Inc. 201 N. Calle Cesar Chavez, Suite 300 Santa Barbara, CA 93103 (805) 692-6921 ext. 138 SUBCONTRACTORS: ENVICOM CORPORATION FIRM INFORMATION Envicom Corporation is an environmental consulting firm serving California with award-winning land planning consultation since 1972. As experts in the implementation of the California Environmental Quality Act (CEQA), National Environmental Policy Act (NEPA), Clean Water Act (CWA), and other national, state, and local environmental laws, Envicom Corporation has successfully completed thousands of projects. Our portfolio reflects a broad range of experience as we provide service to private and public sector clients with residential, commercial, educational/ institutional, utility, mining, energy, recreation, and restoration projects. The professional services provided by Envicom apply to projects in both the natural and urban environments of California’s coastal, valley, and hillside areas and include: ™Environmental Analysis – CEQA / NEPA compliance; ™Biological Services – Full range of wildlife, vegetation and jurisdictional habitat investigations; ™Cultural Resources – Archaeology, paleontology, and historic architecture technical studies; ™Permitting & Entitlement – Federal and state waters and wetland, California Department of Fish and Wildlife (CDFW) streambed alteration agreements, conditional use permits, site plan review, coastal development permits, Experience Portuguese Bend Slide Monitoring Program City of Rancho Palos Verdes, California Developed surveying program for annual GPS surveys of landslide displacement in Portuguese Bend landslide area and adjacent properties based on established land monuments distributed across open parcels and residential neighborhoods. Completed all Portuguese Bend surveys for the City since 2007 after incorporating past work dating back to 1994. Identified critical “Red Zone” of greatest displacement near Palos Verdes Drive south and surrounding areas of relative stability. Completion date: Ongoing Aerial Mapping Consulting, Ventura County, MNS Engineers, Inc. Supporting engineers with ongoing consulting for aerial mapping of 28 miles of Highway 101 in Ventura County. Completion date: Ongoing Hoopa Valley Second Order Control Network, Humboldt County Bay Area, Northern California Mapped 300 square miles under supplemental second order control; developed horizontal and vertical control for aerial mapping of 18 town sites for the Bureau of Indian Affairs and established the Hoopa Valley Second Order Control Network for boundary and development based on the California Coordinate System. Completion date: 1977 References Ron Dragoo Principal/City Engineer, City of Rancho Palos Verdes 30940 Hawthorne Blvd. Rancho Palos Verdes, CA 90275 (310) 544-5250 Bruce Storrs Surveyor, City & County of San Francisco 1155 Market Street San Francisco, CA 94103 (415) 554-5833 C-29 27 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Contact Travis Cullen President, Envicom Corporation 4165 E. Thousand Oaks Blvd, Suite 290 Westlake Village, CA 91362 (818) 879-4700 tcullen@envicomcorporation.com Type of organization Corporation Officers Travis Cullen President 4165 E. Thousand Oaks Blvd, Suite 290 Westlake Village, CA 91362 (818) 879-4700 tcullen@envicomcorporation.com Primo Tapia Vice President 4165 E. Thousand Oaks Blvd, Suite 290 Westlake Village, CA 91362 (818) 879-4700 ptapia@envicomcorporation.com Proof organization is currently in good standing Envicom is registered with the California Secretary of State, California Corporate Number C0669300, filed on September 10, 2018. Present staff Envicom Corporation currently has 21 full-time employees consisting of nine environmental scientists/planners, four biologists (flora and fauna), four archaeologist/cultural resource specialists, two GIS/Graphic specialists, and two administrators. endangered species permits, and U.S. Fish and Wildlife Service (USFWS) Section 7 and Section 10 consultation ™Permit Compliance – Post entitlement compliance with permit conditions and CEQA / NEPA mitigation and avoidance and minimization measures ™Land Planning – Environmental constraints / development suitability analysis ™Geographic Information System/Global Positioning System (GIS/GPS) – Cartographic services and graphic imaging GIS / GPS mapping services, visual impact analysis, and full service design and presentation capabilities Equipped with a team of in-house and closely affiliated technical experts, Envicom Corporation provides a multitude of environmental analysis, permitting and clearance services, including mapping, report preparation, field surveys, and monitoring services. Our expanded team includes highly qualified environmental planners, cartographers, biologists, biological resources specialists (including arborists, local plant identification specialists, protocol survey personnel, and delineation personnel), geologists, cultural resource specialists (qualified to evaluate archaeological, architectural, historic, and paleontological resources, as well as conduct Assembly Bill-52 Native American tribal consultation), noise and air quality specialists, and traffic engineers. In addition, Envicom can provide SWPPP monitoring, as well as construction site restoration plans and monitoring. Additionally, the firm’s principals provide expert witness testimony on CEQA/NEPA compliance, eminent domain damages, and federal and state resource agency permitting. C-30 28 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Association of Environmental Professionals. Primo Tapia, has over 25 years of experience in the analysis of environmental constraints, CEQA compliance, development impact assessment, resource entitlement and permitting and construction monitoring. He has successfully managed complex, large-scale CEQA projects requiring the coordination of diverse, multi- disciplined teams of in-house personnel and outside subconsultants. He is the lead environmental consultant for Pepperdine University with DBS&A and other major clients, overseeing CEQA documents, Coastal Development permitting and advising on environmental compliance for ongoing operations and projects proposed at the campus. Mr. Tapia brings insight to his projects, such as his work on the impact analysis for the Sunset Millennium Project, a large, mid-rise commercial, office, and hotel complex covering three blocks of the famous Sunset Strip in West Hollywood. His work allowed the decision-makers to understand complex visual, traffic, and land use issues. His additional project experience includes management of residential projects in Los Angeles and Los Angeles County, the 2000 Avenue of the Stars office project in Century City; a combined project/program EIR for the West Los Angeles College Master Plan; environmental resource studies for the Hearst Ranch; and National Forest coordination for the Pacific Pipeline/Qwest Communications cable installation project. Mr. Tapia has also managed the permit compliance monitoring efforts at Heritage Valley Parks in Fillmore and Deerlake Ranch in the Chatsworth area. In combination, these projects proposed to construct over 1,000 homes and were subject to numerous trustee resource agency permit requirements. Laura Kaufman, AICP, has over 25 years of experience in urban planning and environmental analysis and is charged with overseeing the environmental services practice at Envicom Corporation. She has a strong environmental Project team: CEQA services ™Travis Cullen, President ™Primo Tapia, Vice President ™Laura Kaufman, Director of Environmental Services Project Team Qualifications Travis Cullen, LEED AP, is President of Envicom Corporation, and responsible for ultimate oversight of company resources, project commitments, and client contracts. He takes an active leadership role, providing personal client interface, effective problem solving, and project guidance where needed. With close to two decades of experience in the environmental consulting industry, Mr. Cullen possesses a depth of experience across a wide spectrum of the planning and development cycle. Under his supervision, the firm provides contract services for project opportunity and constraints characterization; biological and cultural resources field surveys, documentation, and construction/ post-construction monitoring; technical environmental analysis on a broad range of topics, including for CEQA/NEPA compliance; agency coordination, negotiation and public hearing support; and overall project management. Mr. Cullen also provides expert witness support and testimony on a variety of issues, and has advised clients with large-scale complex projects on appropriate strategies for regulatory compliance and agency consultation. During his tenure at Envicom Corporation, Mr. Cullen has developed expertise and shaped the firm’s practice in the areas of biological and permit acquisition, including the processing of Trustee Agency Permits, including California Department of Fish and Wildlife Streambed Alteration Agreements and 2081 Take Permits, USACE 404 permits, Regional Water Quality Control Board 401 Water Quality Certifications, and Water Discharge Requirement Permits. Mr. Cullen is a LEED Accredited Professional and a member of the Channel Counties Chapter of the California C-31 29 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) condition from the Chadwick Landslide that occurred in 1965. Envicom Corporation was commissioned by Chadwick School to facilitate a feasibility study to identify a conceptual design for a 28-foot wide access road to the school, determine whether the design could attain an acceptable factor of safety, and be permitted by the County. Working closely with the project civil engineer, structural engineer, and geologist, the design team was able to identify a design that achieved a 1.5 factor of safety. Envicom Corporation facilitated meetings with the Los Angeles County Land Division and Geotechnical and Engineering Materials Division (GMED) to reach a consensus on a conceptual design that could be permitted by the County. Envicom Corporation biologists also performed biological surveys over the work area to confirm there were no biological constraints to the proposed access road improvement plans. Completion date: 2016 Pepperdine University Winter Mesa Well Installation Envicom Corporation assisted Pepperdine University and DBS&A by providing CEQA compliant environmental and biological studies in pursuit of the Winter Mesa Monitoring Well Project. Envicom coordinated with the Mountains Recreation and Conservation Authority (“MRCA”), and City of Malibu, to complete CEQA requirements and acquire a Coastal Development Permit to undertake critical upgrades to certain groundwater monitoring wells. The work plan prepared by DBS&A proposed to install upgraded well pairs to replace existing monitoring wells that were deteriorating. The improvements were critical to the operation of Pepperdine’s Hydrogeologic Monitoring Program (HMP), which was required of Pepperdine by various regulatory agencies including the County of Los Angeles, the Los Angeles Regional Water Quality Control Board, and the California Coastal Commission. The HMP prescribes monitoring of groundwater levels in approximately 25 monitoring wells located on and planning and CEQA/NEPA background, having prepared, managed or overseen the preparation of a wide array of environmental documents for varying types of projects. She has worked on many public works/capital improvement type projects, including Las Virgenes Municipal Water distribution program CEQA documents; Los Angeles County Department of Public Works CEQA documents and technical studies for two bridge replacement projects (Little Tujunga Road and Avenue J) and the Sorensen County Park Improvement Project with a community center and drainage improvement issues; peer review of the Gerald Desmond Bridge Screencheck Draft EIR for the Port of Long Beach; three County of Ventura sand, gravel and rock mine EIRs, the County of Los Angeles Martin Luther King Jr. Hospital Campus Improvement project, the Heritage Valley USACE NEPA EA, and an MND/EA for the Santa Monica College Federal Emergency Management Agency improvement projects. She has prepared public agency CEQA instructional materials, including the City of Los Angeles Draft CEQA Thresholds Guide. Experience Envicom’s references from within the last five years can attest to its high-quality work products, its adherence to schedules and budget, and its carefully designed work programs that detail the scope of work necessary to meet the clients’ needs, pass all regulatory requirements, and ultimately result in a successful project. Chadwick School, Palos Verdes Peninsula Chadwick School is located on the Palos Verdes Peninsula west of Palos Verdes Drive North and north of Crenshaw Boulevard. One of the conditions of their Conditional Use Permit requires that the school research the viability of constructing a new access road from Crenshaw Boulevard to the main campus. Adjacent to the campus, Crenshaw Boulevard is approximately 140 feet in elevation below the campus. The slope is extremely steep and represents the remaining C-32 30 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) in opposition to the project, and effectively addressed concerns to ensure that all concerns regarding environmental issues were addressed in the EIR. Completion date: Ongoing References Rhiannon Bailard, Formerly Associate Vice President at Pepperdine University, currently Executive Director of Operations at UC Hastings College of the Law Pepperdine University 24255 Pacific Coast Highway Malibu, CA 90263 (310) 613-3176 Project Name: Environmental (EIR), Permitting, Biological & GIS Services for Pepperdine Campus Life Project Mitch Mouw Sherwood Development Company 2300 Norfield Court Thousand Oaks, California 91361 (805) 732-4767 Project: Biological, Permitting, & GIS Services for Tract 4192/4409 (Various Projects) Allison Cook, Principal Planner City of Agoura Hills 3001 Ladyface Court Agoura Hills, CA 91301 (818) 597-7310 Project: Biological, Environmental (CEQA MND), Permitting, & GIS Services for Oakmont of Agoura Hills, Agoura Landmark Light Industrial Project, The Ave Pam Lindsey, Project Manager Ventura County Watershed Protection District 800 S. Victoria Ave. Ventura CA 93009 (805) 654-2036 Project: Biological (Surveys, Monitoring) & Permitting Services for Tapo Hills Diversion Repair Project, Silverstrand Pump Station Outfalls Design and Permitting around the Pepperdine campus including 5 wells on Winter Mesa. We concluded that the proposed activity would not result in a significant alteration of the site or have significant adverse impacts to sensitive vegetation or habitat. Completion date: 2014 Pepperdine University Campus Life Project Development Envicom Corporation prepared CEQA compliance documents on behalf of the Pepperdine University’s Campus Life Project (CLP) located at Pepperdine’s Malibu Campus. The proposed project provided a variety of land uses involving redevelopment and relocation of land uses and buildings within the campus. Proposed uses included athletic, recreation, entertainment, parking, and residential facilities. The CLP included six components and entailed both the construction of new facilities and the renovation of existing structures. The six components were: (1) student housing rehabilitation, (2) athletics and events center, (3) upgraded NCAA soccer field, (4) Town Square, (5) enhanced recreation area, and (6) parking structures. The CLP was designed to enhance campus life, support educational activities on campus, provide enhanced public benefits, update aging buildings, increase the ability to remain competitive in prospective student recruiting efforts, and provide necessary support facilities. Environmental issues that were addressed in the EIR include geotechnical hazards, hydrology and water quality, fire hazards, noise, biota, visual qualities, traffic and access, and other key areas. The proposed project, located within the Coastal Zone between the Santa Monica Mountains and the Pacific Ocean, required amendments to Pepperdine’s Long- Range Development Plan (LRDP) that entailed a comprehensive approval process with the County of Los Angeles and California Coastal Commission. Envicom successfully faced the challenge of working with an engaged and concerned audience C-33 31 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) AGREEMENT/CONTRACT DISPUTES In the case of Geo-Logic Associates, Inc. v. Metal Recovery Solutions, Inc., GLA claims that MRS did not pay the Company for its services as the Company contends is contractually required. Arbitration is moving forward in 2019. In the case of Loeffler v. RSM 8, LLC, Fieldstone California Partners, LLC, Fieldstone Residential Builders, LLC, Geologic Associates, Inc., Hunsaker & Associates Irvine, Inc., there is an ongoing stay as to the portion of the case involving the Company and its services. In the case of Geo-Logic Associates, Inc. v. National Oilwell Varco, LP, the Company filed a collection action against a former client, National Oilwell Varco, LP. Parties are moving forward with mediation. FAMILIARITY WITH PROCEDURES Our proposed work will adhere to Clean Water Act and National Pollution Discharge Elimination System permitting requirements, and the American Public Works Association (APWA) “green book” of plan and specification standards, as well as the numerous other regulations specified in Table 1 of the Updated FS, entitled Applicable or Relevant and Appropriate Requirements (ARARs). We routinely produce regulatory-compliant construction plans, technical specifications, engineer’s estimates, and bid packages for a variety of engineering projects. C-34 C. WORK PLAN C-35 32 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) C. WORK PLAN The remedies outlined in the FS Update included hydro-auger installation, canyon liners, fracture sealing, and stormwater control in the lower Portuguese Bend landslide complex north of Palos Verdes Drive South. The DBS&A team understands that the City and community stakeholders want to implement the remedies outlined in the FS Update in a “phased” manner. The objective of a “phased” approach is to validate that the installation methodologies, construction materials, critical design parameters, and impact on critical habitat are appropriate before proceeding to later stages of full-scale construction and cost expenditure. Therefore, our scope of work includes development of design plans, specifications, and a bid package as the first phase of each remedy element. This section presents our approach to creating final designs and implementing the remedies identified in the FS Update. Our work plan to execute the proposed scope of work is provided in detail in the following sections. We propose to implement a work-breakdown structure (WBS) process that allows for early City review and appropriate stakeholder input regarding task sequencing, level-of-effort, and deliverables. A preliminary WBS will be prepared listing the major and minor project tasks in chronological order with a simplifying description of the major task elements. This WBS list will serve as the basis for initial discussion and planning in the project kick- off meeting. (For example, the components of the hydrology study will be outlined in the draft WBS to gain consensus before moving forward.) Once final, it will provide the overall structure for project elements and project schedule through project completion. The WBS will also serve as the basis for tracking work task completion, financial accounting, invoicing, and budget expenditure. We have prepared a preliminary project schedule using Microsoft Project software on the following page. The schedule shows the major task elements in sequence with start dates, durations, and end dates. This schedule will be updated as the project tasks are sequentially completed. We understand the City has estimated project completion by September 2019 with construction starting in Spring 2020 and we have developed our schedule to meet this goal. C-36 San Vicente Creek Mill Site Restoration Project 33 www.dbstephens.com engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) PRELIMINARY SCHEDULE ID Task Name Duration 1 Portuguese Bend Landslide Drainage and Dewatering 164 days 2 Kickoff Meeting 0 days 3 Hydrology Analysis 150 days 4 Planning 15 days 5 Field Work (QSE)15 days 6 Water Balance 60 days 7 Reporting 60 days 8 Environmental Studies (CEQA)45 days 9 Geotechnical Engineering 160 days 10 Fracture In-Filling 60 days 11 Field Survey 15 days 12 Design Options 45 days 13 Cost/Benefit Analysis 60 days 14 Engineer's Estimates 157 days 15 30%30 days 16 60%45 days 17 90%35 days 18 Public Comment Period 30 days 19 100%20 days 20 Utility Coordination 15 days 21 Final Deliverables/Construction Plans/Technical Specifications/Bid Document 43 days 22 Meetings 160 days 23 Monthly Meeting 0 days 24 City Council Meeting #1 0 days 25 Monthly Meeting 0 days 26 Public Outreach #1 0 days 27 Monthly Meeting 0 days 28 City Council Meeting #2 0 days 29 Monthly Meeting 0 days 30 Public Outreach #2 0 days 31 City Council Meeting #3 0 days 32 Pre-Bid Meeting 0 days 33 Pre-Construction Meeting 0 days 1/17 2/4 3/5 4/3 5/1 5/22 6/4 6/27 7/17 8/6 9/5 9/30 January 2019 February 2019 March 2019 April 2019 May 2019 June 2019 July 2019 August 2019 September 2019 October 2019 Task Milestone Estimated Project Schedule‐Portuguese Bend Landslide Drainage and Dewatering 2018_11_07 DRAFT RPV Sched.mpp Page 1 of 1  Wed 11/7/18 C-37 34 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DESIGN SERVICES A. Project kick-off meeting Key members of the DBS&A project team will meet with City staff to outline the drainage and dewatering design project in detail before major tasks commence. DBS&A will present our proposed WBS (discussed above) and project schedule along with a summary of the major tasks and our approach to each task and subtask. The lines of communication between team members, the City and community, and other stakeholders will also be discussed. Data needs from the City and major deliverables will be outlined in order to achieve a common understanding regarding the overall project as well as proposed methodologies, engineering technologies, and dewatering/ drainage and landslide mitigation goals. B. Review Existing Records/Field Inventory Past reports, maps, data sets, and work products from previous efforts to understand and stabilize the Portuguese Bend landslide are critical to moving forward in a cost-effective manner without duplicating past investigation work or partial abatement efforts. DBS&A is already exceptionally familiar with existing records, maps, meeting notes, and other related documents from our past work. DBS&A previously compiled 525 reports, maps, data files, photographs, and related documents for the City during FS preparation in 2017 and 2018 totaling 5.5 gigabytes of electronic storage space. We also developed a geographic information system (GIS) using key data and map layers that allows for the simple graphical presentation of complex information and data using ESRI ArcGIS software. Existing ArcGIS layers representing City infrastructure and landslide information were provided by the City and imported into our GIS. DBS&A has observed that substantial stormwater ponding and associated subsurface infiltration to groundwater is occurring in the Red Zone area adjacent to the northern side of Palos Drive south. In this area, lateral land displacement is nearly 8 feet per year. As a result, the land surface near the stormwater culvert under the road has subsided such that the land surface elevation is no longer high enough to match the culvert intake to allow flow under the road to the ocean. These issues should be addressed as soon as practicable to reduce further damage. Our scope of work, therefore, includes development of design plans for an initial phase of stormwater control in this area. Full-scale construction of a stormwater control remedy in this area, such as full area re- grading and installation of a stormwater liner system throughout the Red Zone area, may best be installed later, after lateral land displacement is reduced through other means (i.e., hydro-augers). As stated above, construction for the drainage and dewatering tasks will be completed using a phased approach to evaluate if specified designs can be constructed and will function as designed before moving into the later stages of work over large acreage. Any specified field construction will be thoroughly reviewed and approved in advance by the City and community. Work will be specified in compliance with the NCCP/HCP. As discussed with the City and community stakeholders, any lining within the canyons that is determined to be required will be limited to the lower reaches of the canyons and placement of lining materials will be reviewed in detail with Staff, City council, and the public to fully disclose where and how materials would be installed. Field Inventory DBS&A has addressed the field inventory as part of Task B - Review Existing Records, under Design Services below. C-38 35 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Numerous paper documents were scanned into electronic format for the first time for distribution to the City and for permanent record preservation over the long term. The GIS system and the entire project library archive are available in city- compatible ArcGIS, portable document format (pdf), or Microsoft Office format for project use. GIS files are also compatible with Google Earth for easy display using any web browser. At this time, the GIS and electronic document archive is the most comprehensive public information repository in existence related to previous work reported for the Portuguese Bend landslide complex. Key reports, research papers, and available datasets are systematically organized by date, author, and subject matter. This document archive and GIS mapping tool will serve as the technical and management basis moving forward in the overall program to help stabilize the landslide complex. The DBS&A team has already comprehensively reviewed the key reports in the document library during document compilation and review during FS preparation. The key documents and data will be further incorporated into new work as needed in our planning and design tasks to be completed for the proposed scope of work. As a result of FS Update development, we are pleased that the DBS&A team’s work for this proposal task is essentially already completed. As a result, we can move quickly into the design phase of the work with minimal cost and time allocated to records review. The DBS&A team will work with City staff to further identify any additional documents to add to the library as needed. DBS&A completed the FS Update that forms the basis for the drainage control and dewatering design for the Portuguese Bend landslide. DBS&A developed a comprehensive GIS mapping system in 2018 during a review of existing historical records completed for the FS update. GIS will be used during the design stage for drainage and dewatering of the Portuguese Bend landslide. C-39 36 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) collection (Task C1) to prepare an optimized Water Balance to summarize available data and estimate the sources of groundwater in the Red Zone area (Task C2). The Hydrologic Analysis will focus on the Portuguese Canyon/Paint Brush Canyon Drainage Basin or subwatershed (“Hydrologic Analysis Area”) as shown on the figure below. +U +U+U +U +U +U +U +U +U+U+U +U +U +U +U+U +U+U +U +U +U+U Rancho Palos Verdes Rolling Hills Burma R d P a l o s V e r d e s D r S F o r r e s t a l D r Narcis s a D r Cres t R d Ocea n aireDr Exultant Dr A d m i r a b l e D r P e p p e r t r e e D r D a u n tlessDr Sweet b a y R d Stalwart Dr Yac h t H arb or Dr C r e n s ha w Blvd C i n n a m o n Ln S ea W all R d Valley View R d S a n t a B a r b a r a D r Sch o o n e r D r V anderlip R d Santa Ca t a l i n a D r Cov e v i e w D r Figtree R d Sunm i s t D r C r estwind Dr Trump Na t i o n a l D r Par k P l Pirate Dr A m berSky Dr Gin g e r R o o t L n L i m etree L n Main S a i l D r Nautilus D r Thyme P l N a r cissa D r PalosVerdes Dr S Crest R d P o r t u g u e s e C a n y o n I s h ib a s h i C a n y o n P a i n t B r u s h C a n y o n N 0 1,000 2,000 Feet Source: City of Rancho Palos Verdes (2017) Daniel B. Stephens & Associates, Inc.11/6/2018 JN DB17.1171 S: \ P R O J E C T S \ D B 1 7 . 1 1 7 1 _ R P V \ G I S \ M X D S \ P R O P O S A L F I G U R E S \ F I G 0 1 _ H Y D R O L O G I C A N A L Y S I S S T U D Y A R E A . M X D Figure 1 CITY OF RANCHO PALOS VERDES Hydrologic Analysis Study Area Explanation +U Dewatering well Major canyon City boundary Portuguese Landslide Hydrologic Analysis Area1 Note: 1Portuguese Canyon/Paint Brush Canyon Drainage Basin Hydrologic Analysis Area C. Develop Project Hydrology Analysis Critical field data will need to be collected in order to perform an accurate and meaningful Water Balance to support project design. Therefore, the Hydrologic Analysis will include field data C-40 37 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) conveyances will be visually surveyed to evaluate their current location, condition and current ability to transmit estimated peak streamflow. ™Groundwater well inspection survey. Information provided by the City of Rancho Palos Verdes indicates that up to 20 dewatering wells have been constructed and installed within the Hydrologic Analysis Area during previous mitigation efforts. Except for four recent wells installed in 2016, no information could be located that documents the well construction details, purpose of each well (monitoring or dewatering), date of installation, well temporal monitoring data, or the current status of the well, and the FS Update recognized this limitation as a data gap that should be aggressively addressed moving forward. DBS&A will perform a well inspection survey of wells in the Hydrologic Analysis Area, including, as appropriate, down- hole video surveys and measurement of depth- to-groundwater, wellhead elevation, well depth and diameter, and well screened interval. DBS&A will also perform limited aquifer testing of existing wells (e.g., slug tests) as a basis for estimating hydraulic aquifer properties. ™Irrigation Practices Survey. Within the Hydrologic Analysis Area, landscape irrigation occurs within the Rolling Hills neighborhood and adjacent City neighborhoods as well as within the Preserve. DBS&A will perform a visual field survey of landscape irrigation practices, including irrigated areas, landscape vegetation (e.g., turf versus ornamentals), irrigation system, and the presence or absence of overspray runoff to impervious surfaces that results in irrigation water flow to the stormwater system. The irrigation practices survey will serve as a basis for irrigation rate estimation for the water balance, described below. DBS&A assumes that site access for Rolling Hills will be obtained by the City. Task C1. Field Data Collection Field data collection will consist of the following activities: ™Streambed survey. DBS&A will conduct a field survey for the streambeds in Portuguese Canyon, Ishibashi Canyon, and Paintbrush Canyon and associated tributaries (“the Canyons”). The purpose of the field survey is to identify areas of flat or impounded topography where surface water may be subject to enhanced infiltration and groundwater recharge and to characterize other properties of the streambeds that govern groundwater recharge. For example, preliminary DBS&A field inspections conducted for the FS indicated that there is a bermed area along Portuguese Canyon just upslope of Burma Road that likely impounds water, thus facilitating infiltration. ™Synoptic streamflow discharge survey. Following a wet-weather event, DBS&A will collect streamflow discharge data at several locations along the Canyons. This data will be used to identify sections of the Canyons where streamflow may recharge to groundwater and to estimate groundwater recharge. If flow in the measured reach of the stream has decreased from upstream to downstream, the decrease may be attributed to streamflow recharging groundwater. This type of survey is commonly referred to as a “seepage run.” Field methods will be consistent with U.S. Geological Survey (USGS) techniques and will utilize staff gauges and volumetric gauges (Rosenberry and LaBaugh, 2008). The timing of the utility of this task is contingent on a suitable wet-weather event occurring during the project period. ™Surface water conveyance survey. Stormwater flowing through the Canyons is currently routed to the Pacific Ocean through an existing storm drain network constructed in the Red Zone area (figure shown on next page). The surface C-41 38 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) water balance will also be conducted for the area of greatest land movement within the Portuguese Landslide Complex (“Red Zone ”) (figure below) to identify significant sources of groundwater recharge and support design of the dewatering system. ") ") ") ") ") ") ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!! ! ! ! ! ! ! ! ! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!!!!! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!!! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!!!! ! ! ! ! ! ! ! ! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! Rancho Palos Verdes Rolling Hills P o r t u g u e s e C a n y o n I s h ib a s h i C a n y o n P a i n t B r u s h C a n y o n N 0 1,000 2,000 Feet Source: City of Rancho Palos Verdes (2017) Daniel B. Stephens & Associates, Inc.11/5/2018 JN DB17.1171 S: \ P R O J E C T S \ D B 1 7 . 1 1 7 1 _ R P V \ G I S \ M X D S \ P R O P O S A L F I G U R E S \ F I G 0 2 _ S T O R M W A T E R S E W E R S Y S T E M . M X D Figure 2 CITY OF RANCHO PALOS VERDES Stormwater and Sewer System Explanation Storm drain structure ! ! Storm drain hydro catchment flow Storm drain hydro flow Storm drain pipe Grinder Pump ")Lift Station $+Pump Plant Sewer manhole Sewer pipe Major canyon City boundary Portuguese Landslide Hydrologic Analysis Area1 Note: 1Portuguese Canyon/Paint Brush Canyon Drainage Basin Major Utilities Task C2. Water Balance/Groundwater source assessment Data collected under Task C1, described above, will be used in conjunction with data collected from previous studies to develop an optimized Water Balance of the Hydrologic Analysis Area. Within the Hydrologic Analysis Area, a supplemental C-42 39 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) The Nevada State Engineer has accepted the DPWM as the most technically rigorous method for groundwater recharge estimation during a Nevada water rights hearing. The DPWM computes at a grid scale, the water budget components of recharge, evaporation, transpiration, runoff, and soil-water storage based on the unique combination of climate, soil, vegetation and bedrock properties at the grid cell location. Rather than a lumped estimate of recharge for a watershed, the model produces output that can map the location and quantity of recharge within the basin. The DPWM recharge map will be used to direct stormwater control efforts. Over the course of several previous projects, DBS&A staff have streamlined application of the DPWM, including data acquisition from several different regional and national databases. Use of the DPWM will, therefore, maximize project efficiency and control costs. In addition to groundwater recharge, DPWM also estimates overland runoff, and will be used to estimate peak stormwater runoff for design engineering tasks described below. The hydrologic and mathematical basis for the algorithms in DPWM are drawn from peer-reviewed scientific literature, are fully documented, and the code and documentation are fully available to the public. DBS&A has used the DPWM model to evaluate the water balance in numerous California watersheds. Parameterization of the DPWM will be completed with publically available data and data collected in Task C1. The widely-used Parameter-elevation Regressions on Independent Slopes Model (PRISM) will be used to generate precipitation rates that account for orographic effects on a daily time step. Additional climactic data (e.g., wind speed, temperature) will be accessed from local meteorological stations. Vegetation data will be obtained from the USGS Gap Analysis The Water Balance will consist of the following components: ™Aquifer characterization and groundwater flow assessment. Groundwater flow direction and volumetric flux will be estimated based on the areal extent, thickness, and other physical characteristics of the shallow aquifer underlying the Red Zone area and canyons. To support this analysis, a groundwater elevation map will be developed for the Hydrologic Analysis Area, and cross-sections presented in the FS Appendix C will be updated to project groundwater elevation throughout the upper Canyon areas. Groundwater data will be obtained from data collected under Task C1, from previous studies as summarized in the FS Update, and if available from the California Statewide Groundwater Elevation Monitoring (CASGEM) Program and State Water Resources Control Board GeoTracker website. Groundwater elevation maps will be used to generate contours of groundwater elevation and resulting estimated horizontal flow paths. Groundwater underflow into the Red Zone and groundwater outflow to the Pacific Ocean will be estimated. ™Watershed modeling/groundwater recharge from precipitation and irrigation. Groundwater recharge by precipitation occurs aerially throughout the Hydrologic Analysis Area, and is also focused within sections of the streams during wet-weather flow. DBS&A proposes to apply a cost-effective watershed model to identify areas of significant recharge to groundwater from precipitation and irrigation. DBS&A developed the innovative Distributed Parameter Watershed Model (DPWM) for this purpose, and has significant experience in applying this model throughout Southern California, including in central Orange County, Ventura County, Big Bear, Inyo County, and Santa Barbara County, and throughout the southwest. C-43 40 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) the onset of land movement. Newly collected groundwater level data under Task C1, above, will be compared to historical groundwater-level data reported in the FS to estimate the change in groundwater storage over time. ™Identification of Key Sources of Groundwater. Significant sources of groundwater recharge to the Red Zone will be determined from the results of the Water Balance. Groundwater recharge from all sources (e.g., irrigation, septic systems, precipitation) will be summarized in table and graphical form. The results of the Water Balance will be used to provide input on mitigation measures to reduce groundwater recharge. In addition, DPWM will be used to support engineering design of the system dewatering components. Suggested Additional Tasks DBS&A has identified several additional tasks that we recommend be completed to gain a more quantitative and complete understanding of groundwater recharge sources driving elevated groundwater and land movement to support landslide mitigation. We recommend the City consider adding the following tasks, contingent on securing sufficient funding: ™Streambed hydraulic measurements. Streambed infiltration is controlled by the thickness and hydraulic properties of streambed sediments. Following the initial survey in Task CI, we recommend streambed sediment thickness and hydraulic conductivity be measured at select locations identified as potential enhanced groundwater recharge areas. Sediment thickness and properties would be characterized by use of a portable soil auger and/or drive probe, and hydraulic conductivity would be measured with a Guelph permeameter (see e.g., Batlle-Aguliar and Cook, 2012). ™Groundwater piezometer installation. DBS&A recommends installation of two to four piezometers in areas of the upper canyons in Program (GAP), and soils data will be obtained from the USDA Soil Survey Geographic (SSURGO) and State Soil Geographic (STATSGO) databases. Irrigation rates will be estimated based on water- delivery records (if available), the irrigation practices survey conducted under Task C1, and literature references for irrigation rates in Southern California (e.g., Costello and Jones, 2014). Irrigated areas will be estimated based on the irrigation practices survey and review of aerial photography. DPWM results will be documented in a series of maps and diagrams that document model input data (e.g., topography, soils, vegetation) and model simulated runoff volumes and deep percolation to groundwater. ™Septic system recharge. For domestic water users that use individual septic systems, some of the household-consumed water is eventually recharged to groundwater. The presence of septic systems within the Hydrologic Analysis Area will be determined by comparison of the location of residences and sewer infrastructure (e.g., FS Update Figure 7) in consultation with appropriate City staff; it is assumed that septic systems are present where residences are present and sewer pipes are absent. The recharge rate for individual septic systems will be assumed to be 147.5 gallons per day (gpd) assuming 50 gpd per person based on a study of septic system recharge within southern California (Hantzche and Finnemore, 1992), and an average population of 2.95 persons per household in California (U.S. Census Bureau, 2018). Alternatively, water delivery records may be used if available to estimate domestic water usage per household. ™Change in groundwater storage. As reported in the FS Update, groundwater levels have historically increased in this area due to increase in the rate of groundwater recharge caused by the disruption of drainage patterns and the opening of fissures and cracks following C-44 41 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) ™Dewatering wells discharge estimation. DBS&A would visit and assess the location of the City discharge line where extracted groundwater is discharged to the beach and the Pacific Ocean and measure total flow rates during two to four time periods during the project. Discharge would be estimated with the “Bucket and Stopwatch” method, which entails measuring the time discharge takes to fill a container of known volume. Groundwater production from the existing dewatering wells would be estimated based on City records (if available) and discharge data at the Pacific Ocean outfall. ™Comprehensive groundwater balance. The general groundwater balance equation for the Hydrologic Analysis Area and Red Zone is assumed as: ∆GWs = [Ip + Ii + S + GWi] - [E + GWo + R] [Equation-1] where ∆GWs is the change in groundwater storage, Ip is deep percolation of precipitation (including aerially distributed recharge and focused recharge within the stream channels), Ii is recharge from irrigation, S is septic system recharge, GWi is groundwater inflow, E is dewatering extraction, GWo is groundwater outflow, and R is riparian evapotranspiration. A comprehensive groundwater balance would consist of quantifying all groundwater inputs and outputs and comparing change-in-storage from Equation 1 with groundwater change-in- storage determined based on observed changes in groundwater levels. Estimated change in groundwater storage calculated with Equation 1 should be consistent with observed change- in-storage based on groundwater level data. Based on data availability, the comprehensive groundwater balance would be conducted for a recent representative period of at least 10 years, and water-balance results would be reported on an annual basis and as an average over the entire period. order to collect necessary groundwater elevation data to support groundwater flow and recharge estimation. Piezometers can be installed (and later removed) with minimal impact to the environment and locations would be identified following field and inspection surveys listed above. Upon installation, DBS&A would perform limited aquifer testing (e.g., slug tests, step- drawdown tests) to gather aquifer properties data. ™Rain gage installation. Three rain gauges would be employed at the uppermost, middle, and lowermost portions of the Hydrologic Analysis Area to measure precipitation and characterize precipitation variability with elevation (i.e., the orographic effect). Standard cylindrical rain gauges would be installed in areas determined in consultation with the City and will be installed on building roofs or on the ground surface with minimal fencing around the gauge to prevent damage. Approximately 0.01 inch of mineral oil would be maintained in each gauge to prevent evaporation. Gauge volumes will be checked following wet weather events. DBS&A would evaluate a correlation between data collected from the installed gauges and regional (PRISM) weather station data. ™Riparian evapotranspiration. In areas of shallow groundwater along stream channels riparian vegetation access and transpire groundwater at the water table via deep roots, and this consumption could be included a water balance of the area. The presence of and coverage area of riparian vegetation would be determined based on results of the streambed survey (Task C1) and review of aerial photography. Groundwater consumption by riparian evapotranspiration can be substantial and would be estimated based on the coverage area and assumed evapotranspiration rates for southern-California based on literature sources for the vegetation types present. C-45 42 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A imported the map into our GIS. DBS&A will utilize the GIS system to systematically identify key existing fractures before a supplemental field survey is planned and completed. The GIS work and sitewalk will be completed to inventory the fractures that need to be targeted for sealing. A list of fractures will be prepared that itemizes each fracture area and approximates the length, depth, and width of the fracture that needs to be sealed. A map will be produced showing each fracture and the existing habitat at each location. Total fracture volume can then be estimated in order to develop an overall approach to the task and specify the appropriate equipment and fracture sealant. Several options will be evaluated for fracture sealing that include a variety of equipment, materials, and methods. Various sealing media will be considered such as fill soil, bentonite clay, or soil-cements. Sealant delivery options are anticipated to include simple mixing and pumping as well as mobile long-reach grout rigs. Each option will be presented as a line item in a detailed table that presents a technology summary, advantages, disadvantages, effectiveness, estimated longevity, costs, and other factors, such as potential habitat impacts. The table of options will be presented to the city and community for discussion and evaluation that will ultimately lead to selecting the best option. D. Fracture Sealing (In-filling) As noted in historical reports for the Portuguese Bend area, stormwater has for years flowed out of lower Portuguese, Ishibashi, and Paintbrush Canyons and recharged directly into subsurface groundwater in the landslide head scarp area south of lower Burma Road. Groundwater recharge in the head scarp area promotes slope instability in the Portuguese Bend “Red Zone” area of greatest displacement. Sealing this surface fracture area is key to preventing future stormwater flow into the head scarp and additional lubrication of the slide plane failure surface. This task consists of the following subtasks: ™Field Survey ™Evaluate Sealing Options DBS&A has already conducted a preliminary field survey of the fracture areas while visiting the property on several dates in 2018. In addition, DBS&A obtained a high-resolution topographic map from the City that shows landslide area topography with 1-foot elevation contours. This topographic map shows several fractures in the landslide head scarp area. DBS&A imported the City topographic map to identify existing surface fractures using GIS that will serve as the basis for the Field Survey and development of a fracture inventory in preparation for an Evaluation of Options for sealing design. C-46 43 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) the City Council for review and approval prior to proceeding beyond 30% design. Meeting 2): A draft revised pre-construction design incorporating City Council and City staff direction will be presented to the City Council for further review and approval. Meeting 3): A final 100% construction-ready design will be presented to the City Council. DBS&A will prepare PowerPoint files for each meeting for overhead presentation to the City Council and public meeting attendees. Each PowerPoint presentation will summarize the completed work to date and illustrate the proposed engineering options for review, discussion, and approval. DBS&A will prepare and distribute meeting minutes highlighting action items. F. Public Outreach Meetings DBS&A staff were also pleased to attend several community outreach meetings in 2018 during FS Update preparation. DBS&A worked closely with City staff to prepare for the community meetings to present and describe the FS Update process to stakeholders and to present the selected engineering options developed through the FS options analysis. DBS&A was able to develop a collaborative working relationship with several community members intimately involved in the FS Update process and deeply interested in the proposed remedies and the potential impact of each option on existing habitat. DBS&A has planned and budgeted for two potential additional community outreach meetings, if desired by the City. The meetings are anticipated to be completed at important design milestones. DBS&A will receive public comments, including after the 30-day comment period, and prepare a response-to-comments (RTC) document to form the basis for continued discussion and DBS&A will continue to build upon the collaborative working relationship established with the City and community stakeholders while presenting draft and final design options. E. City Council Meetings DBS&A staff were pleased to attend several City Council meetings in 2018 during FS Update preparation. DBS&A presented summaries of the historical work completed in the Portuguese Bend landslide complex and the methods and results of the prior FS reports that were completed to evaluate options for landslide abatement. Once our draft FS Update was nearly complete, DBS&A rejoined the City council staff to address public comments and incorporate public review into the final FS Update. DBS&A answered many questions during the meeting to help the city and community move towards acceptable engineering options for the FS Update. Three additional public meetings are planned as part of our proposed scope of work. DBS&A understands that the City schedules regular public meetings and DBS&A staff will plan to be available on the scheduled dates. Our anticipated agenda for each meeting is summarized below: Meeting 1): A preliminary draft schematic design for drainage and dewatering will be presented to C-47 44 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A received community comments during public outreach meetings during the FS Update preparation and incorporated the comments into a revised conceptual surface water control design that will seek to maximize habitat protection in the upper canyon areas. G. Hydro-augers As explained in and demonstrated in the FS Update, given the project constraints, hydro- augers (“hydraugers,” “horizontal drains,” or, “directional drains”) are a means for mitigation of the Portuguese Bend landslide complex with a high chance of success. The design of an effective, yet economical hydro-auger system requires an in-depth understanding of the mechanism of landsliding, engineering evaluations, value engineering, and a means for monitoring of mitigation progress, as explained below. Hydro-augers are installed with specialty equipment and contractors. interaction with the community as final designs are selected and approved. The City Council will review and approve the RTC document. Two meetings are anticipated for this proposal: Meeting 1) Present and discuss draft proposed plans and receive and /discuss community feedback. Meeting 2) Present and discuss final construction- ready design and receive and discuss community feedback. DBS&A will prepare electronic presentations using Powerpoint for each meeting for overhead presentation. Each presentation will summarize the completed work to-date and illustrate the proposed draft and final engineering options for review, discussion, and approval. DBS&A will prepare and distribute meeting minutes highlighting action items. DBS&A worked closely with the City and community stakeholders to collaboratively arrive at a consensus regarding habitat preservation and engineering solutions needed for landslide mitigation. Nearly 250 comments were received and addressed. C-48 45 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) 2. Reduce steady-state seepage (groundwater flow) Both goals will be achieved by designing and installing a system of hydro-augers. The first set of hydro-augers will be advanced below the postulated basal failure surface to relieve the artesian pressure within the bottom portion of the slide. These hydro-augers will not be significantly affected (i.e., sheared-off, as would likely happen for conventional vertical pumping wells drilled through the base of the landslide) by the current relatively large movement of the sliding mass (presently, on the order of 8 ft/yr). Following the initial mitigation stage to achieve artesian pressure relief and reduced infiltration, additional hydro-augers will be installed (with penetration into the sliding mass) to lower the groundwater elevation, reduce steady- state seepage forces, and improve the redundancy and overall longer-term performance of the dewatering system. To enhance drainage/relief of artesian water pressure, a “casing perforating device” may be used. This device is a perforating gun to provide effective flow communication between a cased wellbore and formation water. The DBS&A team developed a three-dimensional numerical model of the Portuguese Bend landslide complex for the FS Update. Now built, it can be used to cost-effectively evaluate various hydro-auger options. Understanding of Mechanism of the Landsliding Slope failure at the Portuguese Bend landslide complex is due to a combination of hydrogeological and geotechnical factors, particularly: (i) the presence of low-strength materials along existing slide planes (basal failure plane(s)); and (ii) the presence and flow of groundwater. Although the proposed mitigation strategy does not aim to address the first item (i.e., mitigate low shear strength of materials), our plan has a good chance of slowing the landslide by addressing the second item (i.e., the presence of groundwater). The hydrogeologic (i.e., groundwater) conditions within the Portuguese Bend area are complex. They include not only steady-state seepage (groundwater flow) within the sliding mass, but also artesian pressure. There is strong evidence that artesian pressure develops along the stratigraphic contact of the Portuguese tuff (geologic material characterized with very low hydraulic conductivity), i.e. below the basal failure surface that forms along this contact. There is significant groundwater recharge that maintains the steady-state conditions, and, likely, also maintains the artesian pressure along the basal failure surface. In our professional opinion, artesian pressure is an important cause of landsliding, and our proposed mitigation program is designed accordingly. Design of Hydro-Auger System – Conceptual In addition to reduction of infiltration (e.g., see Fracture Sealing Section D and Subsections C.I.4 and C.I.9, and the Subsections on Infiltration reduction through channel lining and drainage enhancement, C.I.4 and C.I.9), our approach to achieving landslide mitigation encompasses the following goals: 1. Reduce artesian pressures below the basal failure surface C-49 46 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) entered, best estimate of the piezometric surface, and it only indirectly considered artesian pressure 4. Calibrate the model with updated piezometric surface using output from the Hydrology Analysis as available, steady-state seepage, and artesian pressure to match the observed conditions (i.e., Factor of Safety (FS) ≈ 1.0 (sliding); up to 8 feet per year of measured gross displacement) and validate the results using a 2D analysis of a critical cross section) 5. Evaluate the effect of “low infiltration” (e.g., using the results of the Water Balance, calculate how long will it take to increase FS to 1.25 and 1.5 and hence mitigate displacements 6. Evaluate the following parameters of the hydro- auger system: (i) location of hydro-augers; (ii) number of hydro-augers; (iii) spatial orientation of hydro-augers; (iv) length of hydro-augers; and (v) diameter of hydro-augers. This evaluation will be an iterative process that also includes cost and time considerations. As discussed in the RFP, concurrence by the City will be sought for each “critical” step of this process Upon completion of Step 6, the DBS&A team will develop an implementation schedule (i.e., Gant Chart), design drawings, and technical specifications, and will develop a bid package. Relevant calculations will be submitted electronically (e.g., PDF) with the drawing and specification package, as requested by the City. The constructability and standard detail requirements will be developed in consultation with our proposed drilling subcontractor, Directed Technologies Drilling (DTD). DBS&A will also evaluate vertical groundwater extraction wells in this task. Vertical extraction wells are a traditional and effective groundwater extraction technology where installed in appropriate subsurface conditions. However, vertical wells in the Portuguese Bend landslide Design of Hydro-Auger System – Technical Based on the DBS&A team’s extensive review and cataloging of background information during the FS Update, we find that the wealth of existing investigation data will provide a credible basis for an engineering evaluation and preliminary design of the hydro-auger system. Therefore, our preliminary design of the proposed hydro-auger system will be based upon this existing information. However, we may propose supplemental subsurface investigation, if we find that such information would fill needed data gaps and benefit the project, (i.e., would reduce the number and length of hydro-augers). This value- added approach is further described in the “Value Engineering/Monitoring Success” section of this task. The proposed hydro-auger system will be designed based upon the results of engineering evaluations, including 3-D seepage and slope stability analyses. These engineering evaluations will build upon the previous work by the DBS&A team that was conducted as a component of the FS Update, as follows: 1. Expand the 3-D slope stability model (depicted in figure above) with SVSLOPE (https://soilvision. com/product/svslope) of the site to include additional areas affected by landsliding that require mitigation or otherwise influence landsliding, as necessary. The original 3-D slope stability was built as a component of the FS Update 2. Refine and update the groundwater elevation surface based upon the results of the Water Balance Study described above 3. Apply steady-state seepage and artesian pressure modeling options to more accurately represent the observed phenomena using the program SVFLUX which directly interacts with SVSLOPE (https://soilvision.com/products/ svoffice-ge/svflux-ge). For the FS Update, the 3-D slope stability model included only the manually- C-50 47 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) As discussed in the FS Update, information on file, for all three items listed above, is (or will be) dated, and may not be accurate at the level that would most benefit the project. Therefore, during the implementation phase of this project, we may propose to advance and instrument up to three boreholes. The boreholes will be advanced within the bottom third of the landslide mass and will extend beyond the postulated basal failure surface. They will be instrumented with: (i) vibrating wire piezometer; and (ii) Time Domain Reflectometers (tilt meters). Representative soil samples for laboratory testing (saturated hydraulic conductivity below and above failure plane) will be recovered as well. The DBS&A team notes that the proposed instrumented boreholes will be, in part, sacrificial, as they will be intentionally allowed to be damaged (i.e., sheared off) due to landslide movement to help identify the failure surface and record artesian pressures beneath it. However, the benefits will likely outweigh the cost of additional hydro-augers that might be required otherwise. Cost-Benefit Analysis DBS&A understands there are some stakeholders in the community that have questioned the value of significant geotechnical engineering work for groundwater dewatering (and stormwater control) compared to the relatively simple task of ongoing periodic roadway repair along Palos Verdes Drive South. The City has spent years and significant budget continually assessing and repairing Palos Verdes Drive South in an effort to maintain a safe roadway into the community. Ongoing periodic roadway repair will continue without a significant increase in slope stability in this area. DBS&A will complete a cost-benefit analysis regarding hydro-auger design, installation and maintenance compared to the ongoing maintenance cost associated with maintaining Palos Verdes Drive South. The cost/benefit analysis will compare the routine costs and benefits of complex haven proven to be problematic given continual slope failure and land displacement. As a result, as discussed in the FS Update, vertical wells are anticipated to be more cost-effective if installed later in the mitigation program once some slope stability has been achieved with other means, such as hydro-augers. A vertical wells plan, if appropriate, will include design, placement, and cost estimates. Value Engineering/Monitoring the Success As requested by the RFP and stated above, our preliminary design of the proposed hydro-auger system will be based upon existing information provided by the City. It will be developed at a level suitable for development of a bid package. However, implementation of the hydro-auger installation will be in phases as discussed in the FS Update. This will allow for review of additional information gathered during each phase of installation, and potential adjustment of the design (if it benefits the project). For example, during the first phase of the implementation, hydro-auger boreholes will be logged, sampled, and tested, and flow out of the holes will be recorded. This is valuable information that will be processed, evaluated, and input into our 3-D model of the site. The model will be re-run, and the number and length of hydro-augers might be adjusted accordingly. Additional information that will benefit the project includes: ™Current (at the onset of the project/3-D modeling) information on groundwater elevation, flow direction, and artesian pressure along the basal failure surface ™Information on the basal shear surface (more accurate elevation contours within the area affected by landsliding) ™Information on landslide movement (monument survey) C-51 48 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A’s GIS system already identifies major utilities in the Portuguese bend landslide complex. periodic roadway assessment and repair with the key issues related to the advantages and potential disadvantages of hydro-augers including long- term and short-term costs, slope stability, and short-term and long-term benefits. The analysis will consist of a series of order-of-magnitude costing tables and a summary table summarizing and scoring the pros and cons of each option. Given the compromised nature of the current roadway, the analysis would not be complete without considering complete roadway collapse and repair due to an episodic slope failure event. DBS&A’s cost-benefit analysis will also consider this scenario. H. Utility Coordination As part of this scope of work, DBS&A will contact and coordinate with the appropriate public utilities to ensure that utility lines and infrastructure are fully identified and protected during upcoming design planning for construction work. DBS&A has already identified several utility line locations during property area site walks and using the City GIS layers. Sewer lines, storm lines, and potable water lines in the landslide complex are already input to the GIS system that DBS&A prepared for the FS Update and are ready for use during design document preparation. Existing sanitary sewer and potable water lines are maintained above-grade in the Portuguese bend landslide complex due to ongoing slope failure. C-52 49 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) 9. Detail sheets for surface water and erosion control, including fracture infilling, geosynthetics design for channel lining, and temporary and permanent erosion control BMPs 10. Detail sheets for the first phase of hydro-auger installation and development 11. Detail sheets for the first phase instrumentation design and installation Construction plans will be submitted to the City in electronic (AutoCAD) format for review and comment at the 30%, 60%, and 90% design completion stages. At the 30% design stage, DBS&A will also perform internal peer review of the designs for constructability of the proposed features. DBS&A will incorporate City comments and deliver an electronic copy of the bid-ready plan set at the 100% design stage. J. Prepare Environmental Studies The proposed drainage and dewatering design project will be subject to the CEQA and will, therefore, require the preparation of either a Mitigated Negative Declaration (MND) or Environmental Impact Report (EIR). DBS&A has teamed with Envicom Corporation to assist with this task. Envicom and DBS&A have successfully collaborated previously for CEQA work related to Pepperdine University in Malibu, California. Under DBS&A direction and oversight, Envicom will prepare an Environmental Assessment/Initial Study to evaluate whether the potential project impacts can be classified such that they require a MND or whether a full EIR may be needed. In order to determine the appropriate CEQA document, Envicom will prepare an Initial Study based upon the topics and questions included in Appendix G to the CEQA Guidelines, also known as the Environmental Checklist. Completion of the Initial Study will determine whether the project requires preparation of a MND or EIR. The Initial Study will use information to be provided by the I. Prepare construction plans Based on the results of our engineering evaluations, DBS&A proposes to prepare a set of full-size construction plans (scaled 22 inches x 34 inches) for the proposed remedial measures. Key features to be included in our construction plan correspond to the expanded sheet titles, as outlined below: 1. Title sheet, showing site vicinity map 2. Construction notes sheet 3. Existing conditions, including site topography, existing utilities, and pertinent site features, such as channel alignments, and fractures 4. Drainage plan showing limits of lined channel installation and fracture infilling (i.e., fracture locations and planned equipment layout) 5. Groundwater extraction plan, showing tentative hydro-auger installation plan and section views as well as locations of vertical extraction wells, if any, included in the design; hydro-auger installation plan will show entry and exit pit locations, diameter, alignment, and confirmatory geotechnical borings for the proposed drains; Drains to be installed first (the first phase) will be clearly labelled 6. Monitoring plan showing locations of instrumentation for evaluating effectiveness of the remedial measures; instrumentation will include existing and proposed survey control points, TDRs, and vibrating wire piezometers 7. Erosion control plan, showing locations and types of temporary (i.e., in-place during construction and, potentially, removed at the end of construction) and permanent (i.e., to remain post-construction) erosion control BMPs 8. Grading plan for provision of laydown areas, equipment access, and working platforms for installation of remedial measures C-53 50 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) As we expect the Initial Study will find that most issues are to be carried forward for analysis in the Draft MND or EIR, a brief response to each of the checklist questions will be provided. More detailed responses will be provided where further analysis in an MND or EIR is not warranted. Using this approach, it is anticipated that the MND or EIR will focus on the impact areas identified above and will not require further analysis of the following: ™Agricultural resources ™Land use planning ™Mineral resources ™Population and housing ™Public services Since it is unknown which will be the appropriate CEQA document after the Initial Study, a cost and scope proposal for subsequent CEQA documents will be provided after the Initial Study is complete. K. Prepare Engineer’s Estimate As a cost-saving measure, DBS&A will develop an engineer’s estimate for the proposed remedial work during preparation of the 60% design construction plans, including construction quantities and construction quality assurance program costs. This will be an order-of-magnitude cost estimate for planning purposes and will be developed based on a combination of DBS&A in-house cost data for recent similar construction projects, publicly available data (e.g., Caltrans, FHWA), and discussions with the DBS&A team subcontractors. An additional contingency line item will be included assuming 10% of the total estimated costs. The estimated quantities and costs will be updated as needed to reflect design modifications at the remaining plan submittal stages (i.e., 90%, and 100%). City or developed during the project’s design phase. This includes available project-specific technical studies, and descriptive materials as well as information available in the public domain. For each topical area included in Appendix G to the CEQA Guidelines, Envicom will provide existing conditions information; the applicable regulatory framework (relevant laws, ordinances, regulations and standards); list of thresholds of significance; and if possible, based upon available data, provide analysis of direct and indirect impacts. Each evaluation will provide supporting documentation and reasoning to justify the CEQA conclusions, including citations to project technical studies and other data sources. Where sufficient information is not available to determine project impacts, the Initial Study will serve to focus the scope of the CEQA document by identifying issues where additional technical study is necessary to evaluate the full impacts of the project. To that end, we intend to utilize the Initial Study to focus the scope of the CEQA document and potentially needed technical studies to evaluate those impacts that are potentially significant. Based upon a review of the available project materials and conversations with City staff it is anticipated that the following will be the key environmental issues for the project: ™Aesthetics/visual resources ™Air quality/greenhouse gas emissions ™Biological resources ™Geology ™Hydrology/drainage/water quality ™Construction related Noise ™Hazards and hazardous materials ™Utilities ™Transportation ™Recreation ™Cultural resources/tribal cultural resources C-54 51 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) Technical Specifications (including the format for the Notice to Bidders, Table of Contents, General Provisions, Special Provisions, and format for Bid and Contract sections). DBS&A will develop Special Provisions by combining project-specific special provisions with the City’s Special Provisions. Project Plan Sheets will be referenced in the Bid Documents as an attachment. The assembled Bid Document Package will be provided to the City in electronic format (i.e., PDF, Microsoft Word, and AutoCAD, as appropriate). N. Attend meetings and answer questions RFI For this task, DBS&A’s staff will be available to attend monthly meetings with the City and the Ad-hoc Committee during design plan preparation to provide project activity updates and to receive and discuss City input, review, and comment. DBS&A will also attend meetings at the City offices during the pre-bid and pre-construction phases of the project to coordinate with the City staff and prospective bidders regarding bid questions, clarifications, and requirements. DBS&A will respond to Requests for Information (RFI) during the bidding and construction phases of the project as needed. A total of four (4) meetings at the City are estimated for this task. O. Final Deliverables & As-Builts As outlined above, DBS&A’s deliverable for the pre-bid phase will include bid-ready plans, specifications, and a bid package provided to the City in hard copy and electronic formats, as applicable. At the end of the construction, (i.e., in the implementation phase, not as a part of this design-phase scope of work), DBS&A team will commission an “As-Built” survey of the constructed improvements and submit full-size (i.e., 22 inches x 34 inches) drawings electronically in AutoCAD and PDF formats. L. Prepare technical specifications and applicable special provisions At the 30% completion stage, DBS&A will outline Technical Specifications and will complete their development at 90% design stage. Work will also include construction quality control guidance for the proposed remedial work. Key features to be addressed in our specifications package include: ™Geosynthetics material and installation guidance for channel lining ™Material type and delivery method for fracture infill ™Pipe material and installation method for horizontal drainage ™Drilling fluid management for directional drilling ™Instrumentation installation and monitoring procedures ™Earthworks for incidental grading ™Applicable APWA Green Book guidance ™Erosion control measures, including typical BMPs, guidance based on NPDES permit requirements, and guidance based on provisions of the Clean Water Act ™Recommended inspection and maintenance regimen for hydro-augers, channel lining, and fracture infill Per City requirements, technical specifications will be submitted in hard copy and electronic formats. At the 90% completion stage, Technical Specifications will be provided in electronic format (Microsoft Word). Revised specifications will be submitted in hard copy and electronic formats at the 100% design stage. M. Prepare Bid Document Package Upon the City’s acceptance of the 100% design stage plans and specifications, DBS&A will provide support to the City for development of a bid package. The City will provide an example Bid Document Package and will provide front-end C-55 52 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) P. Estimated Construction Project Schedule DBS&A will prepare an itemized overall project construction schedule as part of the overall deliverables. The schedule will be built in MS Project and converted to a suitable format for the City if needed such as pdf. The draft schedule will be reviewed by City staff and comment will be incorporated into the draft before a final schedule is prepared. Q. Project Surveying DBS&A has teamed with McGee Surveying Consulting for this task. After incorporating earlier surveys that started in 1994, McGee Surveying has completed the City’s annual GPS surveys of the landslide complex monuments since 2007 to document land movement on an annual basis in the Portuguese Bend area. The annual McGee Surveying reports form the basis for quantification of overall land displacement and definition of the “Red Zone” area of greatest land movement in the landslide complex. DBS&A and McGee Surveying will ensure that any future work is conducted consistent with the methodology of the past work, consistent with the California Professional Land Surveyor’s Act, while protecting and maintaining the established survey monuments in the area. All reports as appropriate will be submitted to Los Angeles County to be recorded. Relevant surveying details will be incorporated into draft and final drainage and dewatering design plans as needed. R. Project Updates DBS&A will work with City staff throughout the project to prepare and submit documents, images, and maps, meeting notes, progress reporting, communications, event timelines, etc., suitable for upload to the City website for public review. The documents will be compatible with City software and will be based on our extensive library of historical imagery, data, and information as well as updated information regarding the status and schedule of the dewatering and drainage design project tasks. Website updates can be generated at any time upon City request. However, DBS&A will prepare the website updates on at least a monthly basis for the duration of the project including submittals after public meetings and outreach events. References Batlle-Aguilar, J. and P.G. Cook. 2012. Transient infiltration from ephemeral streams: A field experiment at the reach scale. Water Resources Research, Vol.48, W11518. Costello, L.R. and K.S. Jones. 2014. WUCOLS IV: Water Use Classification of Landscape Species. California Center for Urban Horticulture, University of California, Davis. http://ucanr.edu/sites/WUCOLS/ Feldman, A.D., Ed., 2000. Hydrologic Modeling System HEC-HMS Technical Reference Manual. ACE Report CPD-74B. Hantzche, N.N. and J.E. Finnemore. 1992. Predicting groundwater nitrate-nitrogen impacts. Ground Water 30(4):490-499. Rosenberry, D.O., and LaBaugh, J.W., 2008, Field techniques for estimating water fluxes between surface water and ground water: U.S. Geological Survey Techniques and Methods 4–D2, 128 p. U.S. Census Bureau. 2018. California QuickFacts. < https://www.census.gov/quickfacts/ca>. C-56 D. QUALITY CONTROL C-57 53 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A follows an established protocol as written in our corporate Quality Assurance Program Manual (QA Manual) on all our projects. This mature corporate QA program, developed from our history of more than 30 years in the environmental and engineering business, includes thorough preparation and planning, establishment of sound procedures, strict adherence to protocol, checks for precision and accuracy, and internal review of documents. In some instances, outside review of documents is used to ensure quality. DBS&A also employs a full-time editing and production group responsible for conducting final editorial reviews and production of all documents to ensure quality, accuracy, format, and completeness of reports prepared by DBS&A. Specific procedures for conducting all aspects of the work are included in our corporate Operations Manual. This Manual provides procedures to guide staff in all aspects of the work. It addresses such topics as field procedures, data analysis, health and safety, cost estimating, project management, and reporting. Project-related work at DBS&A is controlled by daily hands- on management of personnel by direct supervisors and assigned project managers. As Project Manager, John J. Dodge, P.G., and as QA Officers, Stephen J. Cullen, P.G., Ph.D., and Michael Yacyshyn, P.E., are responsible for ensuring that work is performed in accordance with standard operation procedures outlined in the Operations Manual. In support of our Operations Manual, random project audits are made periodically by DBS&A managers. Additional measures to ensure quality include hiring technically qualified personnel who have high academic achievement records coupled with relevant experience and consistent training of new employees in standard procedures, both administrative and technical, upon employment at DBS&A. We also work with our subcontractors to obtain data in digital format thereby eliminating possible data entry errors. COST CONTROL DBS&A believes that cost control is directly linked to the work plan agreed upon with the client. During all phases of the project, we will monitor our progress with the assistance of our robust accounting system, Deltek Vision, as well as other in-house project management tools. These interactive software tools have proven effective for managing the budgets on numerous simultaneous project tasks. Our success in controlling quality and costs through use of these techniques is demonstrated by the satisfaction of our clients. D. QUALITY CONTROL Daniel B. Stephens & Associates, Inc. 6020 Academy NE, Suite 100 • Albuquerque, New Mexico 87109 Quality Management Plan February 2015 (Revision 4) C-58 E. RELATIONSHIP WITH THE CITY C-59 54 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A enjoyed working with City staff and the community in 2018 during the FS Update preparation. We look forward to working for the City again to develop the bid-ready designs for dewatering and drainage control. As before, we will diligently prepare for each meeting and arrive with appropriate presentation materials in order to maximize progress during each visit to the City. We will build upon the working relationship developed with key community stakeholders and at the same time develop the draft and final design and address public comments. DBS&A will be available to meet with the City on an as-needed basis as described in our proposal, and, in addition, we are always available to schedule a teleconference or respond to e-mail. E. RELATIONSHIP WITH THE CITY DBS&A collaborated with the City of Palos Verdes Public Works and Community Development to identify and map the critical coastal sage scrub (purple) and grassland areas (green) within the Portuguese Bend landslide complex to be certain all work will be in compliance with the Natural Communities Conservation Plan/ Habitat Conservation Plan (NCCP/HCP). C-60 O. INSURANCE REQUIREMENTS C-61 55 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Engineering Analysis, Evaluation, and Design for Portuguese Bend Landslide Drainage and Dewatering (Hydro-augers) DBS&A can meet the insurance requirements, as shown in the following certificate. O. INSURANCE REQUIREMENTS C-62  12/20/2017                                              213)630-3270 26387Steadfast Insurance Company  16535Zurich American Insurance Company     (847)953-0574                1 $5 25 1 2 2 12/31/2017 12/31/2018GPL0166069-01               1B 12/31/2017 12/31/2018   BAP0166068-01                    Evidence of Insurance                           POLICY PROJECT LOCX A B A SXS0166076-01-Excess of General Liab.,Auto Liab., Employer's Liab., Professional Liab & Pollution Liability WC0166066-01 Professional Liability & Contractor's Pollution Liab. GPL0166069-01 12/31/2017 12/31/2018 12/31/2017 12/31/2018 X $1,000,000 $1,000,000 $1,000,000 12/31/2017 12/31/2018 $1,000,000Each Claim Aggregate $2,000,000 $5,000,000 $5,000,000 Aon Risk Insurance Services West,. Inc. X Daniel B. Stephens & Associates, Inc. 6020 Academy NE, Ste. 100 Albuquerque, NM 87120    X X C-63 APPENDIX A: RESUMES C-64 John J. Dodge, P.G. Principal Hydrogeologist Daniel B. Stephens & Associates, Inc. Mr. Dodge is a Professional Geologist in California and Principal at DBS&A with a background in the assessment and remediation of complex groundwater environments, contaminant hydrogeology, watershed hydrology, water resources and project management. His work since 1989 includes hydrogeologic characterization and related services to support landslide assessment and abatement, groundwater recharge evaluations, threat-of-impact assessment, contaminant source control, water supply management, property redevelopment, regulatory compliance, financial decision-making, litigation support and courtroom testimony, and related stakeholder issues. Mr. Dodge has completed numerous hydrogeologic investigation, remediation, and water resource projects as a consultant to Fortune 500 clients, the Department of Energy, the Department of Defense, the U.S. Army Corps of Engineers, water districts, and national law firms. He has worked on some of the largest projects in the U.S. with expertise in the fields of hydrogeology, hydrology, geology, toxicology and related disciplines. Mr. Dodge opened DBS&A’s Orange County, California office in 2007. Feasibility Study Update, Portuguese Bend Landslide Complex, Rancho Palos Verdes, California Project Manager and Principal Hydrogeologist for Feasibility Study (FS) Update to evaluate previous FS recommendations for landslide abatement in Portuguese Bend. Led project team during historical review and systematically development of multiple alternative approaches to landslide repair including traditional and innovative geotechnical engineering approaches. The FS process concluded that landslide stability can be promoted through a combination of stormwater infiltration and groundwater recharge control, fault scarp fracture in-filling, and subsurface dewatering by sub-horizontal drains (hydraugers) and supplemental vertical groundwater extraction wells. Successfully collaborated with community stakeholders, City of Rancho Palos Verdes staff, and City Council during a critical draft FS review and comment period to maintain a stakeholder partnership between the city and community. Adjusted conceptual FS designs to accommodate public comments while complying with the Natural Community Conservation Plan and Habitat Conservation Plan. Slope Stability Assessment, Water Balance Preparation, and Hydrogeologic Monitoring, Pepperdine University, Malibu, California Project Manager and Senior Hydrogeologist for hydrogeologic monitoring program and water balance modeling program to document that irrigation of reclaimed wastewater does not result in water quality impacts or downslope geotechnical instability. Tasks include development of a water balance model; monitoring of irrigation, evapotranspiration, surface runoff, soil storage, and deep percolation; monitoring of perched and regional groundwater elevations; water quality sampling and reporting; supporting NPDES permit requirements; semiannual and annual reporting to regulatory agencies and community groups; general hydrologic advice regarding water EDUCATION M.S., Geology, University of Georgia, 1991 B.S., Geology, University of Delaware, 1986 PROFESSIONAL REGISTRATIONS Professional Geologist, California, No. 6495 Licensed Geologist, Washington, No. 1097 PROFESSIONAL AFFILIATIONS Groundwater Resources Association of California A-1 C-65 John J. Dodge, P.G. Principal Hydrogeologist Daniel B. Stephens & Associates, Inc. demand and water conservation. Landslide Investigation, former Ocean Trails Golf Club, Rancho Palos Verdes, California Client advisor for insurance investigation of $80M landslide at new golf course resort development site on coastal Los Angeles county property where several historical landslides have occurred in the past. Completed hydrogeologic characterization of the tilted Monterey Formation in the area and vadose zone infiltration analysis to assist with an evaluation of the cause of the landslide that occurred one day before the resort’s opening. Water Balance Development and Hydrogeologic Characterization, Newport Bay and Big Canyon Watersheds, Orange County, California Project Manager for Orange County Watersheds and the City of Newport Beach for their evaluation of water sources and sinks (recharge and discharge sources) in Big Canyon (Newport Beach) and within the extensive storm water channel network extending throughout the Newport Bay Watershed in central Orange County. Mr. Dodge led the channel and stormdrain characterization, hydrogeologic characterization, recharge and infiltration modeling, groundwater flux and flow mapping, and water balance development. Project also included an evaluation of exfiltration from subsurface water lines, sewer lines, and recycled water lines. The program goal is to control selenium flux from groundwater flow to meet USEPA total maximum daily load requirements in both areas. Groundwater Recharge Analysis, Newport Bay Watershed, Newport Beach, California Project Manager and Senior Hydrogeologist for evaluation of engineering and hydrogeologic opportunities to evaluate the capture and recharge of 4,000 acre feet of stormwater in the Newport Bay watershed. Characterized regional and local hydrogeology and quantified native-state and developed-state recharge using distributed parameter watershed model. Quantitative Water Balance Development, Regional Groundwater Basin, Ventura County, California Completed comprehensive water balance for regional basin in central California, including estimates and measurements for surface water/groundwater exchange, contribution from bedrock fracture-flow, supply well pumping, and land-use based infiltration and recharge. Landslide Investigation, Bluebird Canyon, Laguna Beach, California Conducted sitewalk and reconnaissance of residential landslide in Laguna Beach as project team member assessing slope failure mechanics and cause for insurance evaluation. Evaluation of Hydrogeologic Zone Connectivity using Radioactive and Stable Isotopes, Basic Remediation Company, Henderson, Nevada Project Manager and Senior Hydrogeologist for Basic Remediation Company (BRC)/LandWell. Utilized tritium (3H) and stable isotopes of oxygen (delO) and hydrogen (delD) to illustrate that magnesium, lithium, other dissolved metals, and total dissolved solids (TDS) in groundwater approximately 500 feet below grade are naturally occurring, related to historical playa evaporation, and separate from surface magnesium ore processing and production plant. Feasibility Study, Lake San Marcos and Upper San Marcos Creek Watershed, San Diego County, California Project Manager and Senior Hydrogeologist for remedial investigation/ feasibility study (RI/FS) completed to evaluate and remediate watershed and lake loading. Managed multi-party technical and legal project team during accelerated RI/FS development, public review, and agency review/approval. Evaluated surface water/groundwater discharge/recharge and artificial recharge. Proposed watershed stormwater management A-2 C-66 John J. Dodge, P.G. Principal Hydrogeologist Daniel B. Stephens & Associates, Inc. methodology and remedial technologies to address long-term stormwater loading. Collaborated with project team and Regional Water Quality Control Board in public meeting presentation summarizing project progress. Evaluation of Injection Well/Groundwater Recharge Scenarios, Santee, California DBS&A project manager and senior hydrogeologist for a water district client in San Diego County modeling groundwater flow, residence time, and flowpaths under various injection well and groundwater recharge scenarios. The flow model will be used to simulate injection well recharge, travel times, and pumping well recovery for a managed aquifer recharge program. Publications and Presentations Schnaar, G., J. Dodge and S.J. Cullen, 2016 (invited paper). Comprehensive groundwater balance development to characterize selenium loading to surface water channels in Orange County, California. Journal of Contemporary Research and Education, Issue 159 p.5-23. Cullen, S.J., G. Schnaar, and M. Cruikshank, Dodge, J.J., 2016. Groundwater Planning and Estimating Safe Yield in California under the Sustainable Groundwater Management Act. Hydrology and the Law, Law Seminars International, Santa Monica, California, September 16, 2016. Dodge, J.J., G. Schnaar, and S.J. Cullen, 2015. Selenium Loading from Groundwater to Newport Bay, Orange County, California. Presentation at the Geological Society of America 2015 Annual Meeting, Baltimore, Maryland. November 1, 2015. Dodge, J.J., 2015. Regional Stormwater Capture and Reuse for Upper Newport Bay Estuarine Resource Protection and Aquifer Recharge, Newport Beach, California. Water Reuse and Desalination Research Conference. Huntington Beach, California. May 4 - 5, 2015. Dodge, J.J., 2015. Selenium Geohydrology, Swamp of the Frogs, Newport Bay Watershed, Orange County, California. Association for Environmental Health and Sciences (AEHS) 25th Annual International Conference on Soil, Water, Energy, and Air. San Diego, California. March 23 - 26, 2015. Cullen, S.J., J. Dodge, and J. Peng. 2014. Selenium Geohydrology, Swamp of the Frogs, Newport Bay Watershed, Orange County, California. Groundwater Resources Association of California and the United States Committee on Irrigation and Drainage Groundwater Issues and Water Management—Strategies Addressing the Challenges of Sustainability in California. Sacramento, California. March 4 - 5, 2014. Cullen, S,J., G. Schnaar, and J. Dodge, 2013. Comprehensive Assessment of Multiple-sourced Chlorinated Solvent Vapor Intrusion Risk to Multiple Residential Dwellings, Remediation and Response Committee of the Utilities Solid Waste Activities Group (USWAG), The Edison Electric Institute, Washington, D.C., April 23, 2013. Dodge, J.J., S.J. Cullen, G. Schnaar and J. Peng, 2012. Water Balance Development and Selenium flux Assessment, Newport Bay Watershed, Orange County, California. Presentation to Groundwater Resources Association, Fresno, California, June 14 (in preparation). Dodge, John J., S.J. Cullen, and R. Sahu, 2011. Evaluation of Hydrogeologic Zone Connectivity using Radioactive and Stable Isotopes, Henderson, Nevada. Presentation to Groundwater Resources Association, Irvine, California, April 12. A-3 C-67 Stephen J. Cullen, Ph.D., P.G. Principal Hydrogeologist Dr. Stephen (Steve) J. Cullen, Professional Geologist (PG) is a Principal Hydrogeologist, Senior Vice President, and Director of DBS&A's California operations. He has over 40 years of experience, and he has directed and/or participated in hundreds of environmental and groundwater investigations. Dr. Cullen has particular expertise and experience in vadose zone hydrogeology, quantitative hydrogeologic investigations, development of hydrogeologic characterization and monitoring programs; the interaction between surface water and groundwater; sustainable water resources planning and development; aquifer characterization; water quality studies, managed aquifer recharge and aquifer storage and recovery assessment; and numerical modeling of hydrologic processes. Dr. Cullen has provided expert opinions and testimony on these topics in both state and federal courts and before the California State Water Resources Control Board. A former faculty member of Montana State University and the University of California at Santa Barbara, he has served on expert panels and lectured to a wide range of U.S. federal agencies and international government entities, including the United Nations. He is currently serving on the Board of Directors for the American Groundwater Trust. Selected Relevant Projects Portuguese Bend Landslide Mitigation Feasibility Study, City of Rancho Palos Verdes, Los Angeles County, California Principal-in-Charge leading a geologic and engineering team to develop an updated feasibility study (FS) that will be used to identify a solution to stabilize the Portuguese Bend Landslide Complex (PBLC). There has been extensive damage to City assets from PBLC movement, resulting in over $45 million in City maintenance costs, permanent damage to private property, and significant and ongoing risks to human health and safety. The FS solution is comprised of 1) capture, control, and conveyance of regional storm water to prevent infiltration into the PBLC; 2) groundwater extraction from the PBLC using horizontal drains; 3) control of infiltration septic wastewater; and, 4)stabilization of city utility infrastructure in the PBLC vicinity. A significant engineering challenge to the project is that wells or structures constructed as part of the solution are at near-term risk of destruction by the continuing PBLC movement. Findings of the FS will also be used to leverage federal infrastructure funding for project implementation. Dr. Cullen presented the FS findings to a diverse group of stakeholders including the City Infrastructure Management Advisory Committee, City Public Works Dept. Staff, City Mgt. Staff, the public, the Palos Verdes Peninsula Land Conservancy, and the City Council. He answered numerous questions, and lead discussions on a PBLC landslide mitigation path forward acceptable to all stakeholders. Watershed Management and Hydrologic Monitoring, Pepperdine University, Southern California As principal hydrogeologist for more than 13 years, Dr. Cullen provides oversight for a hydrologic monitoring program and water balance modeling effort to document and ensure institutional water use sustainability and that EDUCATION Ph.D., University of California at Santa Barbara, 1996 Dissertation title: Field and Laboratory Investigations of Contaminant Natural Attenuation and Intrinsic Remediation in Soils and the Vadose Zone M.Sc., Soil Physics, Montana State University, 1981 B.Sc., Soil Science and Hydrology, University of California at Davis, 1977 PROFESSIONAL REGISTRATIONS California Professional Geologist, No. 7399 Certified Environmental Manager, State of Nevada, No. 1839 Certified Professional Soil Scientist, Reg. No. 03169, Soil Science Society of America A-4 C-68 Stephen J. Cullen, Ph.D., P.G. Page 2 irrigation of reclaimed wastewater does not result in downslope geotechnical instability. Tasks included design, development and maintenance of a long-term institutional water database and water balance model; monthly monitoring of irrigation using recycled water, precipitation, evapotranspiration, surface runoff, soil storage, and deep percolation; monitoring of perched and regional groundwater elevations; water quality sampling and reporting; support National Pollutant Discharge Elimination System (NPDES) permit requirements; semiannual and annual reporting to regulatory agencies and community groups; general hydrologic advice regarding recycled water demand, water conservation, water quality enhancement, slope stability maintenance, and operational efficiency measures aimed at optimizing institutional resources. Olcese #2 Well Remediation and Repair, City of Bakersfield, California Principal-in-Charge for evaluation of a defective agricultural well (Olcese well #2) and recommendations as to the well’s potential for rehabilitation or whether it should be replaced. Review of a downhole video and the original driller’s report revealed several major issues contributing to the wells poor performance, including: casing and screen mineral encrustation, damage to the casing resulting from land subsidence, and debris and more than 30 feet of sediment in the bottom of the well. Rehabilitation measures were recommended and subsequently implemented to clean and repair the well. Well rehab was accomplished at a small fraction of the cost of well replacement. San Antonio Creek Spreading Grounds, Ventura County Watershed Protection District, Ventura, California Principal Hydrogeologist responsible for the assessment of hydrology, geology, and the designed diversion works; intake pipelines; and water conveyance for the project as consultant to Ventura County Watershed Protection District. DBS&A completed a 100-percent design for diverting a portion of the precipitation that is typically lost downstream to rehabilitate spreading grounds and aquifer recharge wells. Project resulted in greater groundwater storage and production from local water supply wells and less reliance on already limited surface water supplies. Installed depth-discrete monitoring well near the spreading grounds to monitor the effectiveness project and help to develop a better hydrogeologic understanding of the Ojai Valley Groundwater Basin. Numerically modeled future groundwater elevation trends. Stormwater Detention-Groundwater Recharge Project Development, Sonoma County Water Agency, Sonoma County, California Principal Hydrogeologist conducting stormwater management and groundwater recharge studies in the Sonoma Valley watershed under contract to the Sonoma County Water Agency. DBS&A conducted field investigations with the objective to characterize hydrogeologic properties related to soil water movement through the unsaturated zone, and facilitate development of a project for wetland and grassland enhancement, stormwater capture, and enhanced groundwater recharge. DBS&A has also played a key role in stakeholder meetings that have included the Basin Advisory Panel and the Technical Advisory Committee. Active Conjunctive Use for Water Resources Management, Confidential Client, Southern California Principal Hydrogeologist responsible for design to recharge and store water from local wastewater treatment plant and diverted stormwater during winter months when irrigation demand is low, and withdraw water during the summer when demand is high, all without enhancing the probability of increasing slope instability. Feasibility study completed. Hydrologic Characterization and Groundwater-Surface Water Budget for Big Canyon Watershed, City of Newport Beach, California Principal Hydrogeologist and technical reviewer responsible for oversight of hydrogeologic characterization, recharge and infiltration modeling, groundwater flow mapping, selenium flux assessment, and water balance development. The goal is to ultimately control selenium and nitrogen flux and meet Total Maximum Daily Load A-5 C-69 Stephen J. Cullen, Ph.D., P.G. Page 3 requirements. Of unique interest is the role that the ubiquitous Monterey formation plays in contributing to the naturally high background levels of selenium originating from native geologic sources. Development of a Hydrologic Characterization and Groundwater-Surface Water Budget for Newport Bay Watershed, Orange County Public Works Department, California Principal Hydrogeologist and technical reviewer responsible for oversight for a water budget being developed to support mitigation of high concentrations of nitrogen and selenium in the shallow groundwater in the historic Swamp of Frogs area. Groundwater discharges are a major contributor to chemical impacts in the Newport Bay watershed. Interacted with and presented findings to multiple municipal and private stakeholders. Hydrologic Analysis, Kern River Environmental Impact Report, City of Bakersfield, California Principal Hydrogeologist and technical reviewer responsible for oversight of the quantitative evaluation of groundwater impacts that will result from planned increased Kern River flows through the City of Bakersfield. The 118-year historical record of upstream and stream-reach Kern River flow was used as the basis for the initial design and development of a water resource database and to conduct water balance modeling in order to project stream channel losses due to evapotranspiration and infiltration, and to evaluate how far downstream flows of various planned magnitudes will reach. Subsequently, a comprehensive groundwater database was designed and developed incorporating historical groundwater elevation and water quality data from hundreds of wells. Data was acquired from the City and numerous adjacent water purveyors. Using the constructed databases, a telescoped, customized version of the U.S. Geological Survey Central Valley numerical groundwater flow model was used to quantify long-term aquifer overdraft, impacts of river losses to groundwater levels, gradients, flow to municipal well fields, and the impacts of alternative groundwater pumping scenarios. A plan is currently being developed to augment the database with data from additional wells, piezometers, and recharge facilities. The database will be used for ongoing monitoring of aquifer conditions, efficacy of recharge, and the impacts of groundwater extraction. Re-Design, Installation, and Testing Oversight of Vadose Zone Monitoring System, PG&E, Hinkley, California Principal Hydrogeologist responsible for technical review of engineering specifications and drawing for vadose zone monitoring system retrofit consisting of pore-liquid samplers at PG&E’s Hinkley Compressor Station. Determined that originally designed system was fatally flawed and provided system redesign. The redesigned system also had to address the challenge of a retrofit lysimeter installation in a 22° jack-and-bore slant borehole. Dr. Cullen provided the design details and procurement specifications. He also directed DBS&A’s oversight of construction and initial testing of vadose zone monitoring program, including installation activities for four vadose zone monitoring stations into lateral boreholes, testing of all pressure/vacuum lysimeters and installation of companion soil moisture frequency domain sensor and dataloggers. Oversaw DBS&A’s instruction of field staff on the lysimeter testing procedures before and after installation. Development of Water Balance and Groundwater Modeling, Magnesium Processing and Chemical Production and Distribution Effluent Disposal Facility, Residential Real Estate Development, Basic Remediation Company, Henderson, Nevada Principal Hydrogeologist responsible for the design and oversight of an aquifer testing and soil hydraulic testing program; manage development and QA of analytic and numerical groundwater flow and contaminant fate and transport models; identification and quantification of recharge and discharge sources and sinks for comprehensive site water balance. Evaluated historical groundwater mounding at the site. Groundwater Budget and Approach to a Groundwater Management Plan Upper and Lower Ventura River Basin, Ventura County Watershed Protection District, Ventura, California Provided technical review, oversight, and quality assurance for a groundwater budget for the Ventura River watershed groundwater subbasins and an approach to a groundwater management plan (GWMP). Primary A-6 C-70 Stephen J. Cullen, Ph.D., P.G. Page 4 inputs to groundwater in the Upper subbasin are infiltration and surface water recharge from Lake Casitas and the Ventura River; primary outputs are municipal and agricultural extractions. Primary inputs to the Lower subbasin are infiltration and inflow from the Upper Subbasin; primary outputs are discharge to surface water and the Pacific Ocean. The GWMP addressed public participation, interagency involvement, coordination with the Ventura River Watershed Council, literature review and technical analysis, establishment of management objectives, and development of a monitoring program. Environmental Impact Report Support: Evaluation of Redevelopment on Groundwater Quantity, Flow, and Quality, Pepperdine University, California Principal Hydrogeologist and technical reviewer responsible for evaluating potential impacts that the college campus development improvement project could have on groundwater beneath the campus and downgradient properties. A water balance model was used to estimate potential impacts to groundwater resulting from the planned development construction. The evaluation provided an assessment of the campus geology and considered the potential impacts to groundwater recharge, levels, flow direction, and quality due to changes in topography, pervious surface area, irrigation, and sub-drainage Geologic, Hydrologic, and Soil Resource Inventory, Tongass National Forest, U.S. Forest Service, Sitka, Alaska Project scientist for watershed resources survey and conducted project level planning. Wrote technical manuals on slope stability, floodplain logging, and soil and hydrologic survey work. Co-authored the first detailed soils maps of northeast Chichagof and Admiralty Islands, Southeast Alaska correlated to ecosystems. While in the field, Steve built a library of botanical specimens that catalogued plant life in this portion of Southeast Alaska. Hydrologic and Soil Resource Inventory, U.S. Bureau of Land Management, Salem, Oregon Assistant project scientist for conducting watershed surveys and wrote a soils handbook and map of the Mollala area and watershed in the Western Cascades with associated management guidelines. Developed a detailed map of road engineering features to provide the basis for controlling stream sediment loading. While in the field, Steve initiated the collection of dried pressed plant specimens for the District’s first formal plant collection. Selected Professional Affiliations American Ground Water Trust, Board of Directors, 2017 American Society of Agronomy National Groundwater Association Coast Geologic Society Groundwater Resources Association of California Soil Science Society of America Selected Publications Schnaar, G., J. Dodge and S.J. Cullen, 2016 (invited paper). Comprehensive groundwater balance development to characterize selenium loading to surface water channels in Orange County, California. Journal of Contemporary Research and Education, Issue 159 p.5-23. Cullen, Stephen J, J. Kelsey, and J. Kay, 2014. Vadose Zone Flow and Transport - Principles and Practices in Mining Applications, a workshop presented at Golder Geotechnical Laboratory, Lima, Peru, November 17, 2014. Cullen, Stephen J., Kay, J., Chianello, A.R., Pearce, C.L. 2014. Hydrologic Effects of the Kern River Flow and Municipal Water Program. Groundwater Resources Association of California and the United States Committee A-7 C-71 Stephen J. Cullen, Ph.D., P.G. Page 5 on Irrigation and Drainage Groundwater Issues and Water Management—Strategies Addressing the Challenges of Sustainability in California. Sacramento, California. March 4 - 5, 2014. Molina, April, G. Schnaar, P. Kaiser, and Stephen J. Cullen, 2012. Preparing Geospatial Data for Use in Watershed and Groundwater Models. ESRI, Southwest Users Group, Albuquerque, New Mexico, October 8-11, 2012. Dodge, John J., Stephen J. Cullen, and Ranajit Sahu, 2011. Evaluation of Hydrogeologic Zone Connectivity Using Radioactive and Stable Isotopes, Henderson, NV. Groundwater Resources Association of California (GRAC) Symposium on Environmental Forensics in an Era of Emerging Diagnostic Methods , Irvine, California, April 12, 2011. Booth, Derek B., Stephen J. Cullen, and John Kay, 2011. Stream Restoration, Groundwater Use, and Flow Maintenance: Water Management Dilemmas. Invited presentation to the American Groundwater Trust, February 8, 2011, Annual Conference on Water Resources Issues in Southern California: Recharge Dilemmas for Water Managers, Ontario, California. Schnaar, Gregory, and S. Cullen, 2009. The Hydrology of Geologic Sequestration. Southwest Hydrology, Vol. 8, No. 5, September/October 2009. A detailed Curriculum Vitae of Dr. Cullen is available upon request A-8 C-72 Michael Yacyshyn, PE Principal Engineer geo-logic.com Mr. Yacyshyn has 39 years of experience in geotechnical engineering, civil and landfill design, consulting, and contracting. He serves as the Manager of Northern California Regional Operations. His experience covers a broad range of civil/infrastructure projects, including hazardous and non-hazardous waste landfills, earth dams, tunnels, retained earth structures, tanks, heavy foundations, and highways. He has extensive experience investigating, anaslyzing, and remediating large and small landslides. The majority of his landslide experience is in the Coastal formations in southerrn California. Additionally, he has designed numerous foundation systems for a wide variety of structures and analyzed existing and proposed slopes for a variety of facilities. He also worked for an international specialty geotechnical contractor who specializes in site improvement techniques for poor ground condition sites. He has been a senior reviewer responsible for geotechnical and civil designs for design-build projects throughout the US. PROJECTS INVOLVING PRE-EXISTING LANDSLIDES Eastern Transportation Corridor/SR-91 Interchange, Transportation Corridor Agencies, Orange County, California Project Manager/Senior Consultant - Recommendations for this major, new freeway interchange were provided. The project included more than 12,000 linear feet of elevated structures, 140-foot high embankment fills, and 100- foot high cut slopes. Project issues included assessment and mitigation of pre- existing landslides, varying foundation conditions for the elevated structures, potentially liquefiable soils, collapsible soil, and settlement of deep fills. All analyses and recommendations conformed to Caltrans requirements. Padre Place Condominiums, Padre Place Homeowners Association, Ventura, California Senior Engineer - A distress evaluation was performed for several units affected by localized slope instability. A comprehensive instrumentation program was designed and implemented that included slope inclinometers, stand pipe and pneumatic piezometers and survey points. The study also included monitoring, analyses, and evaluation of alternative remedial measures. Predicted slide mas geometry was almost exactly matched the actual slide mass observed during remedial construction. Exxon Las Flores Canyon Processing Facility, Exxon U.S.A., Santa Barbara County, California Senior Design Engineer - This geotechnical study addressed mitigation of large pre-existing landslides, settlement evaluation for large storage tanks on deep (+100 feet) fills, vertical and lateral group interaction analyses for drilled piers, and soil-cement reinforcement below reinforced earth retention systems. EDUCATION M.S., Geotechnical Engineering, 1981 University of California, Berkeley B.S., Civil Engineering, 1979 University of Massachusetts, Amherst PROFESSIONAL REGISTRATIONS Professional Engineer, California, No. C38976 PROFESSIONAL AFFILIATIONS Solid Waste Association of North America (SWANA), Gold Rush Chapter American Society of Civil Engineers A-9 C-73 Michael Yacyshyn, PE Page 2 geo-logic.com Residential Development, Bramalea of California, Diamond Bar, Los Angeles County, California Project Manager - Michael managed the geotechnical tasks associated with a large, proposed residential hillside development. Typical tasks associated with a landslide-prone, soft bedrock geologic environment (Puente Formational and others) were performed. Characterization, analysis, and mitigation of a large pre-existing landfill resulting from progressive failure were completed. Residential Development, Carma-Sandling Development, Laguna Niguel, Orange County, California Project Manager - Michael managed a comprehensive geotechnical/geologic study for a hillside, residential development. Geologic environment included several large landslides, compressible alluvial soils and expansive soils. Slope stability analyses were performed for temporary and permanent slopes. Extensive analysis of existing landslide stability and remedial measures was performed. The project also included deep canyon fills (+100 feet) and field instrumentation of existing landslides. Residential Development, Olympia-Roberts, Chino Hills, Riverside County, California Project Engineer - Michael served as project engineer for a large proposed residential development. The project included a study of a large, ancient landslide that would be potentially destabilized by the proposed grading. A detailed observational construction sequence was developed, which resulted in not reactivating the landslide. Review of Applicant’s Geotechnical and Seismic Characterization and Analysis, Cortina Landfill, USEPA, Region 9, Colusa County, California Senior Technical Advisor - Mr. Yacyshyn was retained by USEPA to review the geologic characterization, slope stability analysis, and mitigation recommendations for a proposed new landfill on tribal lands. Two rounds of review and response to applicant comments were completed. The proposals landfill site had numerous small landslides and other geologic hazards. My Yacyshyn reviewed the applicant‘s field investigation program and the results of the characterization. The proposed grading for the landfill would remove many of the small landslides, but several more substantial slides would remain and would possibly be undermined by the proposed grading. Mitigation schemes were identified and communicated to the applicant. Static and seismic slope stability analysis results were also reviewed. Questionable selection of non-hazardous solid waste properties rendered the static stability analysis results to be unreliable. Recommendations for alternative non-hazardous solid waste properties were provided to the applicant. Residential Hillside Development, Orange County, California Project Engineer for several feasibility studies for a proposed residential development in San Juan Capistrano. Studies were performed to evaluate the feasibility of developing this difficult site. Project issues included extensive analysis of existing ancient landslides and evaluating the effect of the proposed grading on the geologic features. Remedial grading design was completed. Bolsa Chica Development, Orange County Involved as a Project Engineer and a Specialty Contractor. Performed liquefaction analysis of existing soils and various development scenarios. Also consulted on potential ground improvement techniques and estimated costs to mitigate the effects of potentially liquefiable soils. A-10 C-74 Michael Yacyshyn, PE Page 3 geo-logic.com Tunneling, Orange County, California Project Manager for geotechnical design of the 54-inch diameter Central Intertie Project/I-5 Crossing in Mission Viejo. Provided design and construction recommendations for a 2,200-foot long, 96-inch diameter tunnel. Project issues included soft bedrock, mixed-face tunneling, shallow ground-water table and potential ground loss effects on existing facilities and utilities, including the main north-south coastal corridor for the AT&SF Railroad. CIVIL DESIGN PROJECTS Pine Tree Wind Farm Access Road and Drainage, Kern County, California Mr. Yacyshyn was the Engineer-of-Record for civil engineering an extensive haul road and drainage system for needed access to construct the Pine Tree Wind Farm. The project covers over 100 acres and involved an 8.25 mile access road with numerous stream/drainage crossings and mountainous terrain. Pads for transmission line towers were also graded. This facility is the largest publically-owned wind farm in the US. The project entailed re-design of the original grading plan to save time and money. Earthwork was significantly reduced. Intense desert storm events characterized the surface water management system design. Various Civil Design Projects Mr. Yacyshyn has provided senior technical oversight and review for numerous projects throughout the western US. These projects have ranges from 2,200-acre non-hazardous waste management facilities to wastewater retention ponds. Design storms ranging from the 100-year, 24-hour event to the probable maximum precipitation event have been used. In all instances, an eye to effective stormwater management coupled with ease of operation and minimal maintenance have been the focus. A-11 C-75 Jake Russell, PE Senior Project Manager geo-logic.com Mr. Russell is a Registered Professional Engineer in California, Colorado, Utah, Oregon, Montana, and Guam. He is responsible for the civil design, permitting, and construction management of infrastructure, remediation, solid waste, composting, and impoundment projects throughout the United States and abroad. For more than 15 years he has managed all of the engineering and overall planning for several major industrial sites. His experience encompasses all aspects of civil design and construction including the preparation of design reports, construction documents, SWPPPs, permit documents, geotechnical investigations, seismic hazard studies, stability analyses, and surface water hydrology studies. He has managed construction quality assurance (CQA) projects for more than 15 years. Johnson Canyon Landfill Expansion Designs and Master Planning, Gonzales, California GLA is currently under contract with the Salinas Valley Solid Waste Authority to provide solid waste consulting and engineering services related to Johnson Canyon Landfill’s future development. With Mr. Russell as Project Manager, GLA is currently working on the design of Module VII, which is slated for construction in early 2019. GLA is also assisting the Authority in the preparation of the Technical Report for their composting facility. Earlier, Mr. Russell was on the project team that provided the design of landfill expansion Modules V & VI, and Module 456B as well as master planning and site development at the Landfill. Design of Module 2B at the Foothill Recycling Center & Sanitary Landfill, San Joaquin County, California Project Manager in charge of the design and engineering services for Module 2B at the Landfill. Contract also included completing a new master plan to establish new phasing, final grading, and optimization. Services during construction of Module 2B will also be provided in 2019. Design of Areas 5B and 6 at the North County Recycling Center & Sanitary Landfill, San Joaquin County, California Lead Design Engineer in charge of preparing the Construction Plans, Specifications, CQA Plan, and Engineers Estimate for Areas 5B and 6 at the Landfill. Also provided engineering support during the construction. Phase 2A, Module 2, 3 & 4 Design, Bena Sanitary Landfill, Kern County, California Project Manager and Engineering Task Manager for the Phase 2A, Module 4 (2018) and Phase 2A, Module 3 (2010) composite liner system expansions. Module 4 consisted of 30 acres and Module 3 consisted 25 acres of lined area. For Module 4, GLA successfully gained approval from the Regiojnal Water Quality Control Board for an engineered alternative leachate collection and removal system (LCRS) layer which consisted of a geocomposite drainage EDUCATION BS, Environmental Resources Engineering, 1998 Humboldt State University, CA PROFESSIONAL REGISTRATIONS Professional Engineer: California, No. C64512 Montana, No. 16151 Oregon, No. 74557 Colorado, No. 39267 Utah, No. 5881834 Guam, No. 1621 CERTIFICATIONS Certified Nuclear Soil Testing Operator Certified by the Geosynthetics Research Institute PROFESSIONAL AFFILIATIONS Engineers Association of Nevada County – Board Member A-12 C-76 Jake Russell, PE Page 2 geo-logic.com layer in place of the blanket gravel layer. This change saved the County over $1,000,000 in Module 4 construction costs alone and is projected to save over $15,000,000 over the life of the landfill. Tasks included design, preparation of construction documents, technical assistance during construction, and performance of CQA services. Also served as the Engineering Task Manager for the Phase 2A, Module 2 design and the Project Manager for the preparation of a comprehensive phasing and Master Plan for the site and a landfill gas system. University of California Davis Landfill Closure, Davis, California Project Manager and lead design engineer for the development of the Final Closure and Post-Closure Maintenance Plan, Construction Plans, Specifications, and bidding documents for the WMU2 Closure at the University of California Davis Landfill. CQA Manager for the construction of the final cover. Project consisted of compacted clay and geomembrane cover, gas collection and control system upgrades, and stormwater controls. Phase 3 Expansion Design, California Street Landfill, Redlands, California Project Manager for the Phase 3 expansion cell design, construction document preparation, and construction quality assurance. Phase 3 included a bentonite/native soil admix program to create the low permeability soil liner for the expansion. Other projects include Engineering Task Manager for the East Side monolithic cover design, and construction document preparation as well as Phase 1 and 2 expansion cell design and construction document preparation. Other engineering tasks include master planning, permitting, and operations support. Arvin Sanitary Landfill Closure, Kern County, California Project Manager for the design and construction document preparation for the final closure of the Landfill. Developed construction drawings, specifications, and CQA Plan for the evapotranspirative final cover, stormwater controls, excavation and blending of contaminated soil piles, pan lysimeter, and flood plan control berm. Additional tasks included assisting with the preparation of the bid package, reviewing and providing recommendation on the bids received from contractors, and proving engineering and technical support during construction. Wasatch Regional Landfill, Tooele, Utah Since 2005, Project Manager for six expansion designs, construction documents, and CQA Plans. CQA Manager for all six phases of construction. Other engineering tasks include the preparation of an evapotranspirative final cover permit, stormwater control design, including ponds, downdrains, and collection channels, the design and construction of two double-lined liquid waste evaporation ponds, and CQA for the installation of a landfill gas collection system. ECDC Environmental Landfill, East Carbon, Utah Project Manager for several projects since 2006. Prepared a permit revision to redesign the landfill liner system from a double composite to a single composite liner system. Prepared permit documents for a Toxic Substances Control Act waste cell. Other projects include design of 2 phases of landfill expansion, Construction Quality Assurance, design of a double lined liquid waste pond, stormwater collection design, yearly site life and capacity projections, and miscellaneous site engineering. Washington County Landfill, Washington City, Utah Project Manager for numerous projects at the landfill since 2004. Including five expansion designs and CQA. Project Manager for the preparation of a comprehensive site Master Plan, borrow soil analysis stormwater A-13 C-77 Jake Russell, PE Page 3 geo-logic.com analysis and design, Closure/Post-Closure Plans, site density calculations, permitting, and general engineering services. Tower Landfill, Commerce City, Colorado Project Manager for seven landfill expansion designs, preparation of construction documents, and CQA Plans. Project Manager for the CQA for all seven phases of construction. Also Project Manager for a 20-acre partial final closure design and CQA services, numerous operations and engineering support projects. Current project work involves preparing the permitting documents and assisting with the preparation of an Environmental Impact Statement for a lateral footprint expansion of the landfill which includes the realignment of a jurisdictional creek. Ordot Dump Superfund Closure, Guam Engineer of Record for the final closure construction documents for the Ordot Dump Comprehensive Environmental Response, Compensation, and Liability Act Superfund site on the Island of Guam. GLA provided the geotechnical investigation, evaluated site development alternatives, developed the final bid/construction- level documents for the site and prepared the Closure and Post-Closure Plans for this challenging, high rainfall site. CQA for Gas Collection and Conveyance System Expansion, Riverbend Landfill, McMinnville, Oregon CQA Manager for the gas collection and conveyance system expansion at the Riverbend Landfill. Included installation of vertical gas extraction wells and wellhead assemblies; leachate pumps for the gas extraction wells; and the extension of existing operations layer gas wells. Graham Road Recycling and Disposal Facility, Medical Lake, Washington Project Manager for the design of the Cell 5D at the Graham Road Recycling and Disposal Facility. Project Manager and lead design engineer for the design of a secondary aluminum processing waste (salt cake) Monofill at the site. Lead design engineer for the preparation of the Cells 6 through 9 and leachate pond design. Other engineering assistance included the preparation a Five Year Plan, clay borrow study, alternative liner design. Also Project Manager providing CQA services for the Cell 5C construction at the site. Monterey Peninsula Landfill, Marina, California Engineering support for the design of the Module 5 and Module 4 expansions at the Monterey Peninsula Landfill. The project included the design and preparation of construction documents and CQA Plans for the composite liner system of clay, Geosynthetic Clay Liner (GCL), High Density Polyethylene (HDPE), and LCRS drainage material. Contract bid assistance and construction design support was provided as well. Also on project team for the review and modification of the existing Master Plan. Hesperia Landfill Closure Engineering, Hesperia, California Engineering Task Manager for the Final Closure Construction Project of the 37-acre monolithic cover at the Hesperia Sanitary Landfill. Provided construction document preparation and construction support throughout the project. A-14 C-78 Jake Russell, PE Page 4 geo-logic.com Missoula Landfill Expansion Engineering, Missoula, Montana Project Manager for the design and preparation of construction documents for three phases of landfill expansion. Also prepared Master Plan and Closure Plan drawings. Prepared yearly site capacity analyses and site life calculations. Provided services at the landfill since 2004. CQA for Module 13 at the Columbia Ridge Landfill and Recycling Center (CRLRC), Arlington, Oregon CQA Manager and Certifying Engineer for the 16.3-acre Module 13 construction at the CRLRC. Observations, testing and documentation included two leak detection systems, GCL, 60-mil HDPE geomembrane liner, geotextile, drainage layer, the leachate collection system, and the protective soil cover on floor liner and sideslopes. Also managed the CQA of Leachate Impoundment #2 (Phase 1) and leachate lift station. Design Engineering, Coffin Butte Landfill, Benton County, Oregon Prepared design plans and construction documents for three phases of landfill expansion and two phases of landfill closure at this high rainfall site. Also prepared design plans and construction documents for a leachate storage pond. Prepared yearly site capacity analyses and site life calculations. Partial Landfill Closure, Short Mountain Landfill, Lane County, Oregon Key project team member for the preparation of design plans for a partial landfill closure at this high rainfall site. Developed three-dimensional phasing drawings and slides for landfill planning. Storm Water Pollution Prevention Plan, Lopez Agricultural Services, Sacramento, California Provided permit assistance for a composting facility. Prepared a Storm Water Pollution Prevention Plan, Spill Prevention Plan, and Stormwater Control Plan. Performed field investigation of site impacts to ground and surface water. Da Phuoc Landfill, Ho Chi Minh City, Vietnam Civil design support multiple phased of landfill expansion and closure. Services included liner design, leachate collection system design, and stormwater design. Design challenges included extremely high rainfall site and soft, marine clay. Heap Leach Concept Study, Cerro Matoso Nickel Mine, Columbia Performed civil design work related to the Heap Leach Concept Study, pre-feasibility study, and pilot plant design. Design work included sizing and layout options for the heap leach pad and process ponds, ripios disposal, conveyor-stacker system, raincoats, hydrology, and hydraulics. Nickel Heap Leach Scoping Study, Gag Island Nickel Mine, Indonesia Performed civil engineering work for the nickel heap leach scoping study. Work included heap leach pad and solution pond layout options, residue and ripios disposal options, stormwater design and project cost estimations. Heap Leach Design, Coeur Rochester Mine, Lovelock, Nevada Prepared design drawings and construction documents for multiple phases of construction of the heap leach facility including HDPE and compacted clay liners and secondary containment systems. Prepared permitting documents for horizontal and vertical expansions of the site. A-15 C-79 Neven Matasovic, PhD, PE, GE Principal Dr. Matasovic is a Registered Geotechnical Engineer (California) with over 30 years of experience in geotechnical and earthquake engineering. Over the past 25 years in southern California, Dr. Matasovic has been extensively involved in geotechnical analysis and design, multiple project management, and sponsored research. Dr. Matasovic’s relevant experience includes evaluation of existing landslides, evaluation and implementation of various slope stabilization techniques including stabilization with horizontal drains (hydra-augers), cast in place and auger-cast piles, rock anchors, soil nailing, and pressure (slurry) grouting. He is also experienced with implementation of slope repair methods such as the installation of retaining and Mechanically Stabilized Earth (MSE) walls, debris removal, and slope reinforcing with riprap. Dr. Matasovic is a co-author of the Federal Highway Administration (FHWA) guidance document on geotechnical earthquake engineering for highway facilities and is a recipient of the 2001 Prakash Foundation award for excellence in geotechnical engineering. Key Project Experience Portuguese Bend Landslide Complex, City of Rancho Palos Verdes, California Dr. Matasovic served as a Lead Geotechnical Engineer for development of an engineering feasibility study for remediation of the subject landslide, including restoration of the affected community infrastructure. Over one mile of critical coastal roadway and sewer, power, and potable water lines have been significantly compromised for decades along Palos Verdes Drive South in western Los Angeles County since significant landslide activity was reactivated in 1956. Dr. Matasovic’s hands-on involvement included preliminary three- dimensional (3D) stability evaluation of the main landslide complex and development of the preferred landslide remedial solution (horizontal drains) that is minimally invasive to the habitat and residences nearby. La Pata Avenue Gap Closure, San Juan Capistrano, California. Dr. Matasovic served as Engineer of Record for the Geotechnical investigation and evaluation is support of the proposed extension of the La Pata Avenue (Central Segment; Geotechnical scope of work budget: $1,000,000+). The proposed extension will traverse a Holocene landslide deposit that is approximately 0.6 miles long and up to 300 feet thick. The landslide deposit is within the Capistrano formation, a formation widely regarded as southern California’s most unstable geologic formation. Scope of services called for an execution of a focused site investigation program that included geologic mapping, geophysical measurements (surface refraction and in-hole geophysics), drilling, trenching, sampling, and geotechnical laboratory testing of representative landslide deposit material. The work further included interpretation of site groundwater conditions, development of basal shear plane geometry, and 2D and 3D static and seismic slope stability evaluations. Project challenges included demonstration that an ancient landslide deposit (FS = 1.0) will be suitable subgrade for the proposed road extension. EDUCATION PhD, Geotechnical Engineering, 1993 University of California, Los Angeles Master of Science, Geotechnical Engineering, 1986 University of Zagreb, Croatia Bachelor of Science, Civil Engineering, 1983 University of Zagreb, Croatia, PROFESSIONAL REGISTRATIONS Geotechnical Engineer, California, No. GE2557 Professional Engineer, California, No. C55861 Professional Engineer, Alaska, No. CE9659 OTHER Diplomate, Geotechnical Engineering, No. 1380 A-16 C-80 Neven Matasovic, PhD, PE, GE Page 2 geo-logic.com Tarapaca Landslide, City of Rancho Palos Verdes, California – Investigation and Remediation. Dr. Matasovic served a lead Geotechnical Engineer for the evaluation of the causes, risks (to residences and adjacent road), and for development of potential remedial solutions for stabilization of an active landslide. The landslide has been moving into the San Ramon Canyon that is adjacent to Palos Verdes Drive East. At the closure of the project, Dr. Matasovic assisted City of Rancho Palos Verdes in development of cost-effective solution for the landslide mitigation, including with management of sediment within the San Ramon Canyon. Ocean Trails Country Club Landslide - Forensic Investigation and Landslide Remediation. Prior to a new golf course opening on the Palos Verdes Peninsula, a landslide that was incorporated into the 18th fairway and green moved approximately 50 ft ocean-ward destroying the 18th hole. This caused water lines, drain lines and a sewer line to be severed. County Sanitation Districts of Los Angeles County (LACSD) retained Geosyntec (Dr. Matasovic’s former employer) to evaluate causes of landsliding and options for relocating their sewer line so that it would not be damaged by future landsliding within this property. Dr. Matasovic was responsible for stability evaluations, including development of representative landslide geometry and material parameters. Work included review and interpretation of logs of hundreds of past exploratory boreholes to construct structure contour maps of the subsurface geology and to construct geologic cross sections through the site. The cross sections were used to prepare geotechnical stability sections for use in stability analyses at various stations along the sewer alignment. Results of the stability analyses provided information about the risk of potential future damage to the existing sewer due to instability and for options relocating the sewer to avoid future instability issues. Frank R. Bowerman Landfill Phase V-B/C Landfill Expansion, Orange County, California. During construction of the Frank R. Bowerman (FRB) Landfill Phase V-B/C landfill expansion project, a landslide occurred within the upper 100 feet of the slope. Although Dr. Matasovic’s employer was the CQA consultant (not the designer) on the project, OC Waste & Recycling requested that it provides geological and geotechnical services for remediation of the landslide on an emergency basis so that construction could continue and repairs could be incorporated into the contractor’s construction schedule. Dr. Matasovic was involved in planning and execution of the geotechnical investigation and testing programs, including recovery of representative basal shear plane samples for testing in a torsional ring shear device. Dr. Matasovic further directed detailed stability evaluations of the failed slope to support preparation of three alternative design options for remediation of the landslide and for stabilizing an adjacent 700 linear feet of the slope where similar geologic conditions were present. The stabilization was performed with up to 600-ft long horizontal drains spaced 50 to 100 ft apart. San Diego Gas and Electric Transmission Towers Access Road Stability Demonstration, San Diego, California. San Diego Gas and Electric (SDG&E) owns and maintains transmission towers within the Sycamore Landfill and Hanson’s Gravel Pit mining operation in San Diego, California. In order to allow for a lateral expansion of the landfill, several transmission towers had to be relocated. Relocation of these towers called for design and construction of an access road, and permitting with multiple agencies. Given the site constraints, section of the access road was graded at 1H: 1V (Horizontal: Vertical) and the slope was approximately 190 feet high. Dr. Matasovic served as Project Manager and was responsible for permitting. Project challenges included development of three-dimensional (3D) slope model for stability evaluations and back-analysis of nearly vertical slope to evaluate model input (shear strength) parameters. La Pata Avenue Road Distress, San Juan Capistrano, California. Geotechnical Engineer of Record for investigation of a cause of the La Pata Avenue road distress. The distress was caused by re-activation of an ancient landslide which was initiated by grading for a residential development at the toe of the slope. Work A-17 C-81 Neven Matasovic, PhD, PE, GE Page 3 geo-logic.com included distress monitoring (observation and surveying), installation of a slope inclinometer, processing and interpretation of inclinometer data, back-analysis of observed conditions, and forward analysis in support of development of landslide mitigation measures. Frank R. Bowerman Landfill Phase VIII-BLP (Phase VIII Buttress and Liner Project), Orange County, California. The project consisted of design of a new landfill within an area affected by landsliding. Design challenges included temporary stabilization of 60-acre active landslide including slot cut design for construction of remedial measures. Dr. Matasovic served as Project Director. He also acted as a Lead Geotechnical Engineer responsible for directing the static and seismic stability evaluations in support of the buttress design, for numerical slope stability analyses with FLAC V7.0. These analyses included evaluation of allowable displacements during construction (i.e., (slot cut), and for a back-analysis of the basal shear plane material parameters. The back- analyses were calibrated based upon actual slope movements recorded in 20 inclinometers. Dr. Matasovic was also responsible for performing seismic hazard evaluation, development of design ground motions, and for seismic deformation analyses. Sunshine Canyon Road, Mechanically Stabilized Earth Wall Retaining System for Slope Stabilization, Sylmar, California. Dr. Matasovic was the design engineer for a Mechanically Stabilized Earth (MSE) retaining wall system. This MSE retaining wall system was designed and constructed adjacent to Sunshine Canyon Landfill within the City of Los Angeles (City) right of way and was subject to approval and inspection by the City of Los Angeles Department of Public Works. This was one of the first such walls approved by the City of Los Angeles. The design was based upon stability evaluations with MSEW. The CQA services included in-situ nuclear density testing of reinforced backfill soil, monitoring of installation of precast concrete elements and reinforcing materials, and monitoring of construction of back of wall gutter and drain system. Dr. Matasovic reviewed and sealed the CQA report for this project. Sunshine Canyon Development - Static and Seismic Slope Stability Evaluations, Sylmar, California. Dr. Matasovic served as Engineer of record responsible for static and seismic slope stability evaluations carried out in support of various stages of the site development for the Sunshine Canyon development project in Los Angeles County. Stability evaluations included interpretation of inclinometer data and associated back- calculation of shear strength parameters, limit-equilibrium analyses in support of landslide mitigation, forward analyses of cut and fill slopes, and design of Mechanically Stabilized Earth (MSE) wall along the San Fernando Road. Seismic evaluations included pseudostatic slope stability analyses, one- and two-dimensional seismic site response analyses, and Newmark-type seismic deformation analyses. Malibu Waste Water Treatment Plant, Geotechnical Investigation, Geotechnical Design and Analysis, City of Malibu, California. Dr. Matasovic was Project Manager and Geotechnical Engineer of Record for this project. The project included detailed geological mapping (including assessment of fault rupture hazard), geotechnical subsurface investigations (50-ft deep mud rotary boreholes, CPT sounding, and ReMi geophysical sounding), installation of a temporary piezometer (vibrating wire piezometers) geotechnical evaluations (stability of native slopes adjacent to the facility, evaluation of bearing capacity and settlement (in support of foundation design), soil liquefaction evaluation, evaluation of liquefaction-induced lateral spreading, seismic hazard evaluation per 2013 Edition of the California Building Code and ASCE 7-10), development of foundations recommendations, and development of geotechnical recommendations for slope stabilization, structural design, and construction of the facility. A-18 C-82 Neven Matasovic, PhD, PE, GE Page 4 geo-logic.com Fairview Park Geotechnical Investigation and Slope Stability Analysis, Costa Mesa, California. The 211-acre Fairview Park extends along the southwest edge of the City of Costa Mesa, California, just east of the Santa Ana River and County of Orange Talbert Nature Preserve (Talbert Nature Preserve). The project was multidisciplinary. Relevant project requirements called for extension of the existing wetland (extends along the sections of the Santa Ana River) into the Talbert Nature Preserve to establish significant native habitats, including California native grasslands, coastal bluff scrub, open sandy coastal scrub, and riparian wetlands. However, as this extension would, in turn, submerge the toe of the west-facing slope of an existing bluff, known as the “Overlook Slope,” concerns about slope stability were voiced out. The Overlook Slope is approximately 2,000 ft (0.38 miles) long and up to 70 ft high while slope face inclination ranges from 1.0H: 1.0V (Horizontal: Vertical) to 2.0H: 1.0V. Dr. Matasovic was Geotechnical Engineer of Record and Geotechnical task manager for this project. He was responsible for seismic hazard assessment, planning and execution of geotechnical investigation, planning and execution of geotechnical laboratory testing program, and for static and seismic slope stability evaluation. Project challenges included sampling of bluff material (cemented gravels) and subsequent interpretation of geotechnical testing results. Lopez Canyon Road, Lake View Terrace, California. Dr. Matasovic was responsible for geotechnical services at Lopez Canyon Road over a three-year period. The work included supervision of in-grading geologic mapping, post-earthquake investigation of a landslide behind an on-site office complex, design of a drilled pier/soldier pile retaining wall for stabilization of an active landslide area, and foundation design for a liquid storage facility. Dr. Matasovic also helped install and monitor two groundwater observation wells, worked with the lead geologist to identify active fault traces within an Alquist-Priolo special studies zone, and assessed the suitability of local and imported borrow soils for soil buttress construction at the project site. Calabasas Landfill – North Ridge Cut Expansion, Agoura, California. Project Manager and Lead Engineer responsible for execution of this $1,600,000+ geotechnical investigation and analysis project. The work included coordination of several drilling, CPT sounding, and geophysical logging contractors, installation of an inclinometer in landslide deposit, aquifer testing, groundwater sampling, soil and rock sampling, interpretation of field and laboratory testing results, engineering analyses and evaluations, and management and coordination of 24 professionals involved in the project. Dr. Matasovic is also responsible for a engineering report that will document results of engineering analyses, including static and seismic slope stability evaluation (of cut, man- made and waste slopes and inclinometer readings), seismic site response analyses (landslide deposits and waste fill), steady-state seepage analyses (to design and optimize landfill underdrain system), static and seismic settlement analyses, and soil liquefaction analyses. Puente Hills Site – Phase 1B and Eastern Canyons Expansions, Whittier, California. Task Manager responsible for static and pseudostatic slope stability and deformation analyses conducted in support of design and construction of Phase 1B Expansion. The analyses were conducted to evaluate several subgrade configurations considered and included evaluation of landslide remedial measures. The work also included cost-benefit analysis for remedial measure considered and was concluded with detailed design of selected stabilization alternative (rock anchors). For the Eastern Canyons Dr. Matasovic provided geotechnical support during development of the conceptual grading design. He was also involved in planning of geotechnical investigations and geotechnical laboratory testing, and was responsible for execution of a supplemental field investigation program which included drilling of a borehole with a large-diameter bucket auger, downhole logging of the borehole, and excavation of several trenches in local Puente formation. A-19 C-83 Neven Matasovic, PhD, PE, GE Page 5 geo-logic.com Badlands Disposal Site – Canyon 4 Phase 2, Riverside County, California. Project Manager responsible for overall coordination of landslide mitigation project. Dr. Matasovic also served as a Lead Engineer responsible for geotechnical aspects of the project, including drilling, sampling, geotechnical laboratory testing, back analysis of an existing landslide, static and seismic analysis of very steep native cut slopes in the immediate vicinity of the slide, development of landslide remediation design, and static, pseudostatic, seismic site response and seismic deformation analyses for interim and final configurations of remediated landslide. Along the course of this project, Dr. Matasovic demonstrated that landsliding was in an isolated area of unfavorable bedding and hydrogeological conditions, and that native slopes outside of that area can be safely cut at 1H: 1V (Horizontal: Vertical). Later resulted in 188,000 cubic yards of additional air space (i.e., waste disposal volume). Chiquita Canyon Landfill, Valencia, California. Task Manager for stability evaluations conducted in support of developing construction drawings and specifications for the Area C, Cell II, Phase 2B expansion. For Canyons A, C, and D, Dr. Matasovic was responsible for stability analyses conducted to support the revised landfill cover design and final cover grading plans. Along the course of Geosyntec/University of California, Berkeley NSF- sponsored research projects on the performance of solid waste landfills in the 17 January 1994 Northridge earthquake Dr. Matasovic was involved in back analyses of Canyon A and Canyon D response to the earthquake. The back analyses involved pseudostatic slope stability, two-dimensional seismic site response and Newmark- type seismic deformation analysis. Heaps Peak Sanitary Landfill, San Bernardino County, California. Project Manager and Lead Engineer responsible for directing static and seismic slope stability evaluation of this “mountain” side hill-fill landfill in the San Bernardino County. Project challenges included landfill base as steep as 2.4H: 1V (Horizontal: Vertical), perennial steady state seepage parallel to the landfill base, and relatively high seismicity of the site (design bedrock PHGA = 0.4 g). Dr. Matasovic evaluated shear strength parameters at the landfill base by back- analyzing observed landfill behavior in the 1992 Big Bear earthquake and subsequently demonstrated that the landfill can sustain design seismic loads provided that the liquid levels are maintained below certain elevation. The stability evaluation was based upon the results of three-dimensional (3-D) pseudostatic slope stability evaluation, 2-D seismic site response and steady-state seepage analyses, and 1-D Newmark-type seismic deformation analysis. In 1999, Dr. Matasovic led the post Mw 7.1 Hector Mine earthquake reconnaissance team at the site. Lamb Canyon Sanitary Landfill, Riverside County, California (2 Consecutive Projects). Project Manager responsible for seismic site response and deformation analyses for the Phase 2 Stage 2 (P2S2) expansion of the Lamb Canyon Sanitary Landfill. Project challenges included demonstration of static stability of proposed cut slopes with out-of-slope bedding and demonstration of seismic stability of a composite landfill liner system subjected to bedrock Peak Horizontal Ground Acceleration (PHGA) of 0.6 g. The seismic stability demonstration was based upon the results of site-specific interface testing of encapsulated GCL and a non-linear seismic site response analysis. Average acceleration time histories from the non-linear seismic site response analysis were processed in a Newmark-type seismic deformation analysis to demonstrate that calculated permanent seismic displacements are lower than 6-in. stability criterion established by California DWR and adopted by the Santa Ana RWQCB. Subsequent project included evaluation of seeps and wet spots in the P2S2 expansion area, development of the underdrain system design, and evaluation of the underdrain system effect on the interim waste fill stability. A-20 C-84 Neven Matasovic, PhD, PE, GE Page 6 geo-logic.com Publications and Keynote Presentations The following list illustrates Dr. Matasovic’s recent publications in the areas of geotechnical and earthquake engineering. A complete list of over 100-refereed publications is available upon request. PDF-s of most of Dr. Matasovic’s publications can be downloaded from www.researchgate.net/profile/Neven_Matasovic/publications and https://independent.academia.edu/NevenMatasovic. Kavazanjian, E., Jr., Wu, X, Arab, M. and Matasovic, N. (2018). “Development of a Numerical Model for Performance-based Design of Geosynthetic Liner Systems, Geotextiles and Geomembranes, Vol. 46, Issue 2, pp. 166-182, https://doi.org/10.1016/j.geotexmem.2017.11.005 Matasovic, N. and Zekkos, D. (2017), “Modulus Reduction and Damping Curves for Landfill Covers,” In: Geotechnical Frontiers 2017: Seismic Performance and Liquefaction, ASCE Geotechnical Special Publication No. 281, pp. 101-108. Matasovic, N. (2014). “Earthquakes and Geosynthetics in Mining”. Keynote Presentation Abstract, Proc. Geosynthetics Mining Solutions 2014. Vancouver, British Columbia, Canada, 1 p. Groholski, D.R., Hashash, Y.M.A., and Matasovic, N. (2014). “Learning of Pore Pressure Response and Dynamic Soil Behavior and from Downhole Array Measurements”. Soil Dynamics and Earthquake Engineering, Elsevier. Vol. 26, Issues 61 – 62, pp. 40-56. Matasovic, N., Conkle, C., Witthoeft, A. Stern, A., Hadj-Hamou, T. (2013). “Back Analysis of Landslide Deposit Basal Failure Plane Residual Shear Strength”. In: Challenges and Recent Advances in Geotechnical and Seismic Research and Practice. ASCE Geotechnical Special Publication No. 232, pp. 471-480. Matasovic, N. (2013). “Site Response: 1D Time Domain Analyses”. In: Encyclopedia of Earthquake Engineering, edited by Michael Beer, Edoardo Patelli, Ioannis Kougioumtzoglou and Ivan Siu-Kui Au., Springer. Matasovic, N. and Hashash Y.M.A. (2012). “Site Response Analysis in Transportation Engineering Practice – a TRB Survey”. Proc. GeoCongress 2012. Oakland, California. March 25-29. Kavazanjian, E. Jr., Arab, G. M., and Matasovic, N. (2011). “Seismic Analysis of Heap Leach Pad Liner Systems”. Proc. 5th International Conference on Earthquake Geotechnical Engineering, Santiago, Chile. CD ROM Paper No.: SEIKA. Arab, G M., Kavazanjian, E. Jr., and Matasovic, N. (2010). “Nonlinear Time-Domain Analysis of a Sliding Block on a Plane,” Proc. 5th International Conference on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics. San Diego, California. CD ROM Paper 4.08. Susilo, K., Matasovic, N. and Johnson, R.S. (2009b). “Important Considerations, Opportunities, and Strategies for Implementing Infiltration Practices as Stormwater BMPs”. Proc. 8th StormCon. Anaheim, California. Susilo, K., Matasovic, N. and Johnson, R.S. (2009a). “Considerations, Opportunities, and Strategies for Infiltration Stormwater BMPs”. Proc. World Environmental and Water Resources Congress 2009, Great Rivers. Kansas City, Missouri. pp. 971-980. Kwok, O-L.A., Stewart, J.P., Hashash, Y.M.A., Matasovic, N., Pyke, R., Wang, Z., and Yang, Z. (2007). “Use of Exact Solutions of Wave Propagation Problems to Guide Implementation of Nonlinear Ground Response Analysis Procedures”. ASCE Journal of Geotechnical and Geoenvironmental Engineering. Vol. 133, No. 11, pp. 1385- 1398. Kwok, O-L.A., Stewart, J.P., Hashash, Y.M.A., Matasovic, N., Pyke, R., Wang, Z., and Yang, Z. (2006). “Utilizing Nonlinear Seismic Ground Response Analysis Procedures for Turkey Flat Blind Predictions”. Proc. 3rd A-21 C-85 Neven Matasovic, PhD, PE, GE Page 7 geo-logic.com International Symposium on The Effects of Surface Geology on Seismic Motions. Grenoble, France. Paper No. 50, pp. 255-264. Stewart, J.P., Kwok, O-L.A., Hashash, Y.M.A., Matasovic, N., Pyke, R., Wang, Z., and Yang, Z. (2006). “Overcoming Hurdles that Limit the Application of Nonlinear Seismic Ground Response Analysis in Engineering Practice”. Proc. 5th National Seismic Conference on Bridges and Highways. San Francisco, California. CD-ROM Paper B04, 11 p. Kwok, O-L.A., Stewart, J.P., Hashash, Y.M.A., Matasovic, N. Pyke, R., Wang, Z. and Yang, Z. (2006). “Practical Implementation of Analysis Routines for Nonlinear Seismic Ground Response Analysis”. Proc. Eighth U.S. National Conf. on Earthquake Engineering (8NCEE). San Francisco, California. CD-ROM Paper No. 546. Matasovic, N., Caldwell, J. and Guptill, P. (2004). “The Role of Geotechnical Factors in Northridge Earthquake Residential Damage”. Proc. 5th International Conference on Case Histories in Geotechnical Engineering. New York, New York. CD ROM Paper 3.14. Mansour, C., Steinberg, A., and Matasovic, N. (2004). “Analysis, Design and Construction of the Supporting Structure and Wharf Retrofit for a new Shiploader at the Port of Long Beach, California”. Proc. Ports 2004. Houston, Texas. CD ROM Paper No. 106. Luke, B.A., Matasovic, N. and Kemnitz, M. (2002). “Evaluating the Seismic Response of Deep Sandy Soil Deposits”. Bulletin of the Seismological Society of America. Vol. 91, No. 6, pp. 1516-1525. Kavazanjian, E., Jr. and Matasovic, N. (2001). “Seismic Design of Mixed and Hazardous Waste Landfills”. Proc. 4th International Conference on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics. State-of-the-Art Paper No. SOAP-11. San Diego, California. Munfakh, G., Kavazanjian, E., Jr., Matasovic, N. Hadj-Hamou, T., and Wang, J. (1999). “Ground Motion Characterization”. In: Geotechnical Earthquake Engineering Reference Manual, FHWA-HI-99-012, U.S. Department of Transportation. Federal Highway Administration. Washington, D.C. Chapter 4. Field, E.H., Kramer, S., Elgamal, A.-W., Bray, J.D., Matasovic, N., Johnson, P.A., Cramer, C., Roblee, C., Wald, D.J., Bonilla, L.F., Dimitriu, P.P., and Anderson, J.G. (1998). “Nonlinear Site Response: Where We’re At”. Seismological Research Letters, SSA. Vol. 69, No. 3, pp. 230-234. Matasovic, N. and Kavazanjian, E. Jr. (1998), “Cyclic Characterization of OII Landfill Solid Waste”. ASCE Journal of Geotechnical and Geoenvironmental Engineering. Vol. 124, No. 3, pp. 197 210. Matasovic, N. Kavazanjian, E., Jr., and Giroud, J.P. (1998). “Newmark Seismic Deformation Analysis for Geosynthetic Covers”. Geosynthetics International, IGS Journal. Vol. 5, Nos. 1 - 2, pp. 237-264. Matasovic, N. and Kavazanjian, E., Jr. (1998). “Performance of Solid Waste Landfills in Earthquakes”. Earthquake Spectra. Journal of the EERI. Vol. 14, No. 2, pp. 319-334. Kavazanjian, E., Jr., Matasovic, N. Hadj-Hamou, T., and Sabatini, P.J. (1997). “Design Guidance: Geotechnical Earthquake Engineering for Highways”. Geotechnical Engineering Circular No. 3, DTFH61 94 C 00099. U.S. Department of Transportation, Federal Highway Administration. Washington, D.C. Vol. I 186 p., Vol. II, 163 p. Matasovic, N., Kavazanjian, E., Jr. and Yan, L. (1997). “Newmark Deformation Analysis with Degrading Yield Acceleration”. Proc. Geosynthetic ’97. Long Beach, California. Vol. 2, pp. 989-1000. Yan, L., Matasovic, N. and Kavazanjian, E., Jr. (1996). “Seismic Response of Rigid Block on Inclined Plane to Vertical and Horizontal Ground Motions Acting Simultaneously”. Proc. 11th ASCE Engineering Mechanics Conference. Fort Lauderdale, Florida, Vol. 2, pp. 1110 1113. A-22 C-86 Neven Matasovic, PhD, PE, GE Page 8 geo-logic.com Matasovic, N. and Kavazanjian, E., Jr. (1996). “Observations of the Performance of Solid Waste Landfills During Earthquakes”. Proc. 11th World Conference on Earthquake Engineering. Acapulco, Mexico, CD-ROM Paper No. 341. Matasovic, N. and Vucetic, M. (1995). “Seismic Response of Soil Deposits Composed of Fully-Saturated Clay and Sand”. Proc. 1st International Conference on Earthquake Geotechnical Engineering. Tokyo, Japan, Vol. 1, pp. 611 616. Matasovic, N. and Vucetic, M. (1995). “Generalized Cyclic Degradation-Pore Pressure Generation Model for Clays”. ASCE Journal of Geotechnical Engineering. Vol. 121, No. 1, pp. 33 42. Richardson, G.N., Kavazanjian, E., Jr. and Matasovic, N. (1995). “RCRA Subtitle D (258) Seismic Design Guidance for Municipal Solid Waste Landfill Facilities”. EPA Guidance Document 600/R 95/051. United States Environmental Protection Agency. Cincinnati, Ohio. 143 p. Matasovic, N. and Vucetic, M. (1993). “Cyclic Characterization of Liquefiable Sands”. ASCE Journal of Geotechnical Engineering. Vol. 119, No. 11, pp. 1805 1822. Matasovic, N. (1991). “Selection of Method for Seismic Slope Stability Analysis”. Proc. 2nd International Conference on Recent Advances in Geotechnical Earthquake Engineering and Soil Dynamics. St. Louis, Missouri. Vol. 2, pp. 1057-1062. A-23 C-87 Alan F. Witthoeft, PE, GE Project Engineer III Mr. Witthoeft is a registered Geotechnical Engineer (California) with diverse geotechnical and geoenvironmental consulting experience. His capabilities include geotechnical site investigation and characterization and advanced computer modeling in support of geotechnical and geoenvironmental analysis and design, including slope stability, seepage, and stress/deformation modeling. His project experience includes landslide stability evaluation, finite element method (FEM)-based seepage analysis, and geosynthetics design and construction observation. His numerical analysis software proficiencies include ABAQUS, FLAC, GeoStudio, and Plaxis, DeepXcav, LPile, Settle3D, Shaft, and MSEW. He has evaluated static and seismic stability for landslide mitigation projects, landfill design and earthworks projects, has designed numerous earth-retaining structures (including Mechanically Stabilized Earth, MSE walls), deep and shallow foundations, embankment fills, and was involved with application of geosynthetics in variety of geotechnical and geoenvironmental projects. Key Project Experience Landslide Stability Evaluation – La Pata Avenue Gap Closure, San Juan Capistrano, California. Mr. Witthoeft served as project engineer for the geotechnical investigation and evaluation in support of the proposed extension of the La Pata Avenue (Central Segment; Geotechnical scope of work budget: $1,000,000+). The proposed extension will traverse a Holocene landslide deposit that is approximately 0.6 miles long and up to 300 feet thick. The landslide deposit is within the Capistrano formation, a formation widely regarded as southern California’s most unstable geologic formation. Scope of services called for an execution of a focused site investigation program that included geologic mapping, geophysical measurements (surface refraction and in-hole geophysics), drilling, trenching, sampling, and geotechnical laboratory testing of representative landslide deposit material. The work further included interpretation of site groundwater conditions, development of basal shear plane geometry, and 2D and 3D static and seismic slope stability evaluations. Project challenges included demonstration that an ancient landslide deposit (FS = 1.0) will be suitable subgrade for the proposed road extension. Landslide Stability Evaluation – Storm Water Capture, Puente Hills Material Recovery Facility, Whittier, California. Mr. Witthoeft served as project engineer for the geotechnical investigation and evaluation in support of a proposed storm water diversion basin at the Puente Hills Material Recovery Facility (PHMRF) in Whittier, California. Based on the project team’s field geologic mapping, a potential landslide was identified in the ascending slope south of the proposed basin. Mr. Witthoeft performed back-analysis of the potential landslide to estimate shear strength of the basal shear surface and performed static and pseudostatic slope stability analyses to evaluate the translational and rotational stability of the slope. The results of the hillside stability evaluations indicated that calculated factors of safety for the proposed condition are relatively low and could be approaching unity. The results further indicated that the construction of the proposed storm water EDUCATION Master of Science, Geotechnical Engineering, 2009 Purdue University Bachelor of Science, Civil Engineering, University of Oklahoma, 2007 PROFESSIONAL REGISTRATIONS Professional Geotechnical Engineer, California, No. GE3110 Professional Engineer, California, No. C80244 Professional Engineer, Texas, No. 115424 PUBLICATIONS An up-to-date list of Mr. Witthoeft’s publications, as well as PDFs of selected publications, can be found at: https://www.researchgate.net /profile/Alan_Witthoeft A-24 C-88 Alan F. Witthoeft, PE, GE Page 2 geo-logic.com basin does not adversely affect the stability of the approximately 125-ft high ascending slope. A qualitative evaluation of the impact of an approximately 300-ft high slope was performed as well. It was concluded that landsliding within that slope is outside of zone of possible impacts on the proposed improvement. Cut Slope Stability Evaluation – Cell CC-4 Back-Cut and Buttress Slope Stability Evaluation, Sunshine Canyon Landfill, Los Angeles County, California. Mr. Witthoeft served as project engineer for the stability evaluation of proposed back-cut and buttress fill grading plans for the Cell CC-4 expansion at Sunshine Canyon Landfill (SCL) in Los Angeles County, California. The portion of the SCL considered in this evaluation is generally underlain by sedimentary rocks of the Towsley Formation. The Towsley Formation in this area generally consists of an upper claystone stratum overlying a sandstone stratum. Slope stability of the Towsley Formation materials is significantly influenced by the strength and orientation of the bedding planes. Moist conditions observed in the bedrock, as well as piezometer measurements, suggested the presence of relatively shallow groundwater. Mr. Witthoeft performed back-analysis of observed landslides at the site to estimate shear strength of the Towsley Formation claystone and performed forward stability analyses to develop recommended geometry for back- cutting and buttress fill placement to provide a stable interim condition for composite liner construction and placement of new waste fill. Slope Stability Evaluation and Seepage Analysis – Broad Beach Biofiltration Project, Malibu, California. Acted as the staff engineer for geotechnical evaluation of site suitability for various infiltration features along Broad Beach Road in Malibu, California. Oversaw geotechnical exploration activities, including hollow-stem auger drilling, Geoprobe, infiltration test well installation and abandonment, and in-situ infiltration testing. Back- calculated hydraulic conductivity of subsurface soils and estimated effect of stormwater infiltration on groundwater elevations using SEEP/W finite element analysis software and considering the results of the field investigation. Developed representative cross sections along the alignment, evaluated shear strength parameters from in-situ and laboratory test results, and performed slope stability analyses. Seepage Analysis – Sheet Pile Wall Evaluation and Design Alternatives, Dana Point and San Juan Capistrano, California. Acted as the project manager for a third-party peer review and development of economical design alternatives for a 2,100 ft-long sheet pile wall. Developed the proposal, including scope-of-work, cost, and schedule. Reviewed previous consultants’ geotechnical reports to develop representative design parameters. Performed engineering calculations using DeepXcav, SLOPE/W, and SEEP/W software packages, evaluated the client’s proposed open-cell design concept, and drafted report conveying relevant findings. Reduced sheet pile design length from previous consultant’s recommended value by over 40%, generating significant savings for the client. Geosynthetics Construction Quality Control – Tajiguas Landfill, Santa Barbara, California. As staff engineer, Mr. Witthoeft performed on-site construction quality control (CQC) during placement of engineered fill and subdrainage within an existing channel and during placement of composite liner system geosynthetics (GCL and HDPE geomembrane). Reviewed various contractor submittals for conformance with specifications. Geosynthetics Design and Construction Quality Control – Marine Corps Air Ground Combat Center Landfill No. 2 Southern Expansion, Twentynine Palms, California. As staff engineer, Mr. Witthoeft performed various design calculations for veneer stability of the operations / LCRS soil layer as well as for wind uplift and thermal expansion/contraction loading of the composite liner system. Performed CQC for placement of concrete in drainage channels and for placement of geosynthetic composite liner system (GCL and HDPE geomembrane). A-25 C-89 Mark W. Vincent, PG, CEG, CHG Senior Geologist geo-logic.com Mr. Vincent is a Senior Geologist with 30 years of experience in applying engineering geology and hydrogeology to evaluate slope stability and mitigate landslides. He has extensive experience in preparing and interpreting geologic maps and drilling logs to aid in designing dewatering wells and hydraugers to aid in stabilizing hillsides throughout California. Mr. Vincent performs a wide variety of tasks including pumping tests, well design, field construction management and coordination, technical review, project oversite, hydrogeologic and geotechnical analyses, and slope stability analyses. He also has extensive direct experience applying a range of computer based models including hydrogeologic modeling of complex conditions to simulate the effects of dewatering on pore pressure conditions and slope stability. Geologic/Hydrogeologic Investigation, Central Landfill, Sonoma County, California Lead Geologist responsible for a geotechnical and hydrogeologic investigation, landfill engineering and a fault study in support of landfill expansion. The project included drilling of 8 borings to 100 to 300 feet, which were initially cored with HQ-wireline coring equipment and the reamed for borehole geophysical logging (caliper, electrical resistivity, acoustic televiewer and heat- pulse flow) and subsequently completed as groundwater monitoring wells. Step-drawdown and 24-hour aquifer pumping tests were performed within the fractured crystalline bedrock. The pumping test data, geophysical logs and water quality data were used to develop the characteristics of the bedrock aquifer and develop a groundwater monitoring network. A fault study was also performed and included extensive trenching to evaluate the age of faulting. Geotechnical/Hydrogeologic Investigation, Santa Cruz Class III Landfill, Santa Cruz, California Lead Geologist for geotechnical/ hydrogeologic studies for landfill expansion and characterization of landfill impacts to groundwater. Project work included geologic and hydrogeologic characterization, monitoring system design and construction, liner design and construction, and City and RWQCB liaison assistance. Work also included development and implementation of an EMP that defined the nature and extent of VOC contamination at the site. Based on the site conditions, a “continued monitoring” approach was recommended and approved by the Regional Water Quality Control Board (RWQCB). Work also included using three-dimensional finite difference computer software (MODFLOW) to model subdrain spacing requirements for phases of the landfill development that were proposed to be constructed below the groundwater potentiometric surface. EDUCATION Master of Science, Geology, 1988, California State University, Los Angeles Bachelor of Science, Geology, 1985 California State University, Los Angeles PROFESSIONAL REGISTRATIONS Registered Geologist, California, No. 5767 Certified Engineering Geologist, California, No. 1873 Certified Hydrogeologist, California, No. 865 PROFESSIONAL TRAINING OSHA 40-Hour HAZWOPER Training Desert Tortoise Awareness Training A-26 C-90 Mark W. Vincent, PG, CEG, CHG Page 2 geo-logic.com Geotechnical Investigation and Landslide Remediation, Prima Deshecha Landfill Expansion, Orange County, California Performed in-grade geologic mapping and trench logging during the excavation of multiple phases of landfill construction. Identified horizontal and vertical extents of landslide deposits and worked extensively with contractors, construction managers, and geotechnical engineers to provide cost effective and rapid remediation of landslides located in the footprint of the landfill and critical transportation and flood control infrastructure. Geologic Mapping, San Timoteo Landfill, San Bernardino, California Lead Geologist responsible for conducting detailed geologic mapping of complex “badlands” area characterized by poorly indurated, young sedimentary rock in proximity to the San Jacinto fault. Geotechnical Investigation, Savage Canyon Landfill, Whittier, California Staff Geologist responsible for conducting in-grade mapping of an excavation of an old, non-engineered fill to identify removal limits and geologic strata and structural conditions beneath the fill. Geotechnical and Hydrogeologic Investigation, Barstow Landfill Expansion, San Bernardino County, California Lead Geologist responsible for conducting extensive field mapping and seismic refraction surveying to identify evidence of Holocene faulting through a proposed landfill expansion area. Also designed and installed groundwater monitoring wells to depths in excess of 900 feet. Geotechnical Investigation, Frank R. Bowerman Landfill, Orange County, California Lead Geologist for a geotechnical investigation of complex geological environment for landfill expansion area. Project included an investigation of a recently mobilized landslide area, geologic mapping, downhole logging of borings, and continuous coring of rock to identify the depth and geometry of the landslide. Installed thousands of feet of horizontal drains up to 1,000 feet long to stabilize slopes. Geotechnical and Hydrogeologic Investigation, Elsmere Canyon Landfill, Santa Clarita, California Lead Geologist for investigation of the proposed landfill included fault investigations, on-site materials investigations, packer testing, and well design and installation in sedimentary and fractured igneous rock. Geotechnical and Hydrogeologic Investigation, Bakersfield Metropolitan Landfill, Bena, California Geologist for site characterization; groundwater monitoring well design, construction, testing, materials assessment for geotechnical performance and use as low-permeability liner and cover; and paleoseismological investigations of on-site faults. Provided geologic mapping of excavated slopes to assist in evaluating slope stability. Geotechnical and Hydrogeologic Investigation, EPC Disposal Facility, Bakersfield, California Lead Geologist for geotechnical and hydrogeologic study in support of an remedial investigation/feasibility study (RI/FS). Work included packer testing for evaluation of fluid flow in fractured sedimentary rocks and soil pore gas sampling of the vadose zone to evaluate volatile organic compounds (VOC) migration. Monitoring wells were installed in continuously cored borings and slug and bail tests were conducted. Also conducted extensive drilling and soil sampling to characterize the contaminant levels in soil surrounding this hazardous waste disposal site. Currently responsible for overseeing water quality monitoring and preparation of semiannual water quality monitoring reports. A-27 C-91 Mark W. Vincent, PG, CEG, CHG Page 3 geo-logic.com Hydrogeologic Investigation, Gregory Canyon Landfill, San Diego County, California Project Geologist responsible for drilling oversight and preparation of boring logs through crystalline bedrock. Conducted long-duration aquifer pumping tests in crystalline bedrock to assist with the aquifer characterization and perforemd pumping test data analysis using computer based aquifer test software in support of the hydrogeologic investigation. Performed groundwater modeling of the proposed site using three-dimensional finite difference computer modeling software (MODFLOW) to demonstrate efficacy of the groundwater monitoring program and to show likely routes of simulated groundwater impacts from the site. Hydrogeologic Study, Colton Landfill, Colton, California Project Geologist for well construction and aquifer assessment using a variety of well testing techniques. The hydrogeologic conditions of the site were defined, a groundwater and contaminant transport model was developed, and remedial alternatives were evaluated to mitigate leachate migration to the adjacent river and regional aquifer. Hydrogeologic Characterization and Groundwater M&RP, Stringfellow Hazardous Waste Site, Riverside County, California Lead Geologist for this high-visibility Superfund project and former Class I industrial waste disposal facility, for the California Department of Toxic Substances Control (DTSC). Work has included geologic and hydrogeologic investigations, development of a 3-dimensional groundwater flow model, semi-annual groundwater monitoring and reporting, and additional services as required in support of the site characterization, contaminant plume definition, and ultimately, site remediation. Field activities included drilling 33 borings, downhole video surveys, and recovery of about 2800 feet of continuous core in both alluvium and bedrock, and 1345 feet of oriented core in bedrock. At total of 22 aquifer pumping tests have been performed and evaluated along with data from over 400 on-site and off-site wells to support the 3-D groundwater flow model. Following collection of semiannual samples, statistical and trend analyses are presented with contaminant concentration maps as part of the semiannual reporting program for the DTSC. Hydrogeologic Investigation and Groundwater Modeling, Milliken Sanitary Landfill, San Bernardino County, California Lead Geologist for a hydrogeologic investigation including extensive aquifer pumping tests to evaluate the hydrogeologic characteristics of a two-tiered aquifer system in support of a Corrective Action Plan for remediation of a groundwater contamination plume, and drilling and installation of groundwater extraction wells. Utilized computer groundwater modeling (MODFLOW) to estimate effective pumping and reinjection conditions on the aquifer. Shoreline Landfill, Hydrogeologic Modeling Study, Santa Clara County, California Staff Geologist for hydrogeologic study including modeling of existing and predicted future groundwater flow at an existing Class I landfill site using finite element computer modeling software and three-dimensional finite difference computer modeling software (MODFLOW). Slope stability analyses were also performed to evaluate how remediation efforts might affect stability of the refuse prism and cover constructed on sensitive bay mud. Geotechnical Assessment, Southeast Reservoir Site, City of Huntington Beach, California Detailed logging of continuously sampled borings was performed to correlate with cone penetration testing for development of a three-dimensional fluvial and estuary stratigraphy. The report provided an assessment of geotechnical, geologic, and seismic constraints pertaining to the property. A-28 C-92 Mark W. Vincent, PG, CEG, CHG Page 4 geo-logic.com Geotechnical Characterization, Victorville Sanitary Landfill, San Bernardino County, California Drilled, sampled, and analyzed alluvial and granitic deposits for expansion of the existing landfill. Analyses were performed for geotechnical and foundation conditions for future development and for utilization of excavated deposits for use as construction aggregate. Geotechnical Investigation, Sunshine Canyon Landfill, Los Angeles County, California Lead Geologist for a geotechnical investigation of plunging syncline and anticline structures for stability analyses. Project included an investigation of a recently mobilized landslide area, geologic mapping, borehole instrumentation, and core logging of borings to identify the depth and geometry of the landslide. Vibrating wire piezometers were instrumented in borings to monitor pore pressures. Project also included installation of over 24,000 feet of horizontal drains with some extending over 1,400 feet laterally to dewater and stabilize slopes. Fault Investigation, Landers Landfill Expansion, San Bernardino County, California Lead Geologist responsible for mapping exploratory trenches excavated to expose faulting at the site. Geotechnical Investigation, Proposed Landfill Site, Santa Barbara County, California Conducted field mapping of native slopes in support of the geotechnical design of a proposed new landfill site. Geologic Mapping, San Timoteo Landfill, San Bernardino, California Lead Geologist responsible for conducting detailed geologic mapping of complex “badlands” area characterized by poorly indurated, young sedimentary rock in proximity to the San Jacinto Fault. Geotechnical and Hydrogeologic Investigation, Various Aggregate Mines, City of Irwindale, California Lead Geologist responsible for geotechnical and hydrogeologic investigation for characterization of site materials that included Becker Density Testing, collection of undisturbed, in- situ aggregate samples, petrographic analysis, and analyses of groundwater and precipitation trends for the San Gabriel Valley in support of developing city guidelines for assessment of slope stability. Geotechnical Investigation and Slope Remediation, Olive Pit Quarry, City of Irwindale, California Lead Geologist responsible for characterizing site materials, mapping site geology and erosion patterns, directed repair of severe slope erosion that impacted adjacent city streets and utilities and provided recommendations for erosion protection and slope stabilization. Geotechnical Investigation, Keller Canyon Landfill, Contra Costa County, California Lead Geologist for a Hydrogeologic and geotechnical investigation of high pore pressure conditions and weak rock for remediation of slope movement. Project included an investigation that included geologic mapping, borehole instrumentation, and core logging of borings to identify the depth and geometry of weak soil fill over landslide deposits. Project also included installation of thousands of feet of hydraugers to lengths over 1,300 feet laterally to dewater and stabilize slopes. The project also included installation of dewatering wells, slope inclinometers and vibrating wire piezometers to monitor current conditions and evaluate the effects of mitigation. A-29 C-93 Gregory Schnaar, Ph.D. Principal Environmental Scientist/Hydrologist Dr. Schnaar is a hydrologist with 10 years of experience in watershed- scale studies in southern California. He specializes in integrated groundwater/surface water investigations, contaminant transport evaluation, groundwater and vadose zone modeling and field sampling. He has managed a variety of environmental and water resource investigations, including watershed-scale surface- water/groundwater model development, groundwater basin hydrologic and safe yield analysis, and grounwater studies to support Groundwater Sustainability Plans (GSPs) under the California Sustainable Groundwater Management Act (SGMA) and Total Maximum Daily Load (TMDL) compliance. Dr. Schnaar has served as an expert technical consultant to the U.S. Environmental Protection Agency Office of Ground Water and Drinking Water and the California State Water Resources Control Board and is an Associate Editor for the peer-reviewed journal Groundwater. He has also provided State court expert witness testimony related to fate and transport of contaminants in soil and groundwater. Development of Integrated Watershed/Groundwater and Nutrient Transport Model, California State Water Resources Control Board, Ventura, California Developing a GSFLOW-based integrated watershed/groundwater model of the Ventura River watershed for evaluation of management options to enhance instream flows consistent with the California Water Action Plan and reduce nutrient impacts associated with a TMDL regulation. Hydrogeologic Characterization, Groundwater Balance, and Selenium Transport Evaluation, Newport Bay Watershed, Orange County Public Works, Orange County, California Technical lead on watershed-scale assessment of selenium loading to surface water channels leading into Upper Newport Bay. Project included watershed modeling of recharge from deep percolation, groundwater/surface water balance estimation, selenium loading evaluation, identification of data gaps and recommendations for next steps for control of selenium loading. Hydrogeologic Assessment and Numerical Watershed/ Groundwater Flow Model Design, San Antonio Creek Watershed, Ojai Basin Groundwater Management Agency, Ojai, California Project Manager and lead modeler for development of a watershed- scale linked distributed parameter watershed-MODFLOW SURFACT groundwater model. Model calibration included transient effects of recharge from deep percolation, groundwater pumpage, and EDUCATION Ph.D., Soil, Water, and Environmental Science, University of Arizona, 2006 B.S., Environmental Science and Policy, University of Maryland, 2002 A-30 C-94 Gregory Schnaar, Ph.D. Principal Environmental Scientist/Hydrologist groundwater recharge from and discharge to San Antonio Creek and smaller tributaries. The model has been used for drought impact evaluation, groundwater resource planning, watershed protection efforts, and design of an aquifer storage and recovery (ASR) project. Hydrogeologic Characterization and Quantitative Water Balance Development, Big Canyon Watershed, City of Newport Beach, California Technical lead for quantitative evaluation of recharge sources driving high groundwater levels and selenium mobilization to Big Canyon Creek, including residential irrigation and reservoir leakage. Surface Water Channel and Groundwater Recharge Analysis, Newport Bay Conservancy, Newport Bay Watershed, California Technical lead for evaluation of impact of development on groundwater recharge. Applied an advanced recharge model to predict groundwater recharge spatially throughout the watershed under current (developed) conditions and pre-development conditions. Groundwater Balance Development for Groundwater Sustainability Plans, Fox Canyon Groundwater Management Agency, Ventura County, California Project Manager for development of groundwater budgets for the Oxnard, Pleasant Valley, Arroyo Santa Rosa, and Las Posas Basins for Sustainable Groundwater Management Act compliance. Santa Paula Basin Safe Yield Determination, United Water Conservation District, Ventura County, California Managed development of watershed-scale distributed parameter watershed model of the Santa Paula Creek subwatershed and comprehensive water balance and safe yield evaluation for the Santa Paula Basin. Safe yield and hydrogeologic evaluation based on accounting for all significant groundwater inflow and outflows and changes in groundwater storage as evaluated from statistical analysis of available groundwater hydrographs. Evaluation of Numerical Model Estimates of Aquifer Recharge, Indio Water Authority, Indio, California Project Manager for review of the Coachella Valley Groundwater Model, a MODFLOW model that has been used for groundwater management planning and estimates of groundwater recharge from water spreading pond facilities. Provided Indio Water Authority with independent evaluation of model assumptions and implementation, and resulting limitations of conclusions regarding groundwater recharge assessments. Evaluation of Remediation Options for Non-Point Watershed Legacy Contaminants in Lakebed Sediment, Private Land Owner, McGrath Lake, Ventura County, California Project Manager and consulting expert for compliance with a total maximum daily load regulation regarding legacy pesticides and polychlorinated biphenyls bound to lakebed sediments. Support private land owner and their legal counsel in relations with the Regional Water Quality Control Board (RWQCB), and related litigation. Provided peer review comments on field methods and data analysis approaches currently being used to characterize the lakebed sediment contamination by University of California researchers and the RWQCB. Daniel B. Stephens & Associates, Inc. A-31 C-95 Gregory Schnaar, Ph.D. Principal Environmental Scientist/Hydrologist Development of Hydrogeologic Groundwater Budget and Approach to Development of a Groundwater Management Plan for Watershed Protection, Upper and Lower Ventura River Groundwater Basin, Ventura County Watershed Protection District, California Project Manager and technical lead for development of an estimated groundwater budget based on available data regarding watershed infiltration, groundwater flow between different geologic formations, irrigation, pumpage, groundwater discharge, and surface water-groundwater interactions. Identified several data gaps and outlined recommendations for constraining estimates of the groundwater budget. Peer Review, Ventura River Watershed Management Plan, Ventura River Watershed Council, Ventura County, California Asked to provide a peer review of the Ventura River Watershed Management Plan by the watershed coordinator and stakeholder group. Reviewed sections related to groundwater, surface water, geology, soils, and previous studies conducted in the watershed. Groundwater Level and Water Quality Sampling Program, Ventura County Watershed Protection District, Ventura County, California Project Manager for field sampling program initiated to satisfy California State requirements regarding groundwater monitoring, and gather important data for understanding transient groundwater levels, geologic occurrence, and groundwater quality in the Ojai Groundwater Basin. Authored monitoring plan, quality assurance project plan (QAPP), and semi-annual monitoring reports. Indio Water Authority Aquifer Storage and Recovery Program, Indio Water Authority, Indio, California Developed a preliminary project approach and cost assessment for development of an ASR program using blended wastewater treatment plan (WWTP) effluent and surface water supplies. Project scope includes feasibility evaluation, water resource impact assessment, injection well siting and design, permitting, injection well construction, development of a monitoring and reporting program, design and siting of monitoring wells, and a tracer test study. Environmental Permitting Support and Evaluation of Salt and Nutrient Loading, Hollandia Produce LLC, Ventura County, California Managed environmental permitting support for hydroponic lettuce production operation, including Conditional Use Permit (CUP) for Ventura County and a Waste Discharge Requirement/Water Recycling Requirement (WDR/WRR) for the RWQCB. Successfully obtained Ventura County CUP permit, and RWQCB WDR/WRR permit approved. Developed quantitative evaluation of potential salt and nutrient impacts to groundwater based on a modification of the published U.S. EPA two-dimensional mixing- model approach that incorporates salt and nutrient contribution from upgradient areas of the watershed. Hydrologic and Water Quality System Project, U.S. EPA, Washington, D.C Provided support related to management of the Hydrologic and Water Quality System project, which aims to provide U.S. EPA with a state-of-the-art water quality computational model that is national and regional in scope. Project work entailed review of project reports, coordination with partner agencies at U.S. EPA and the U.S. Department of Agriculture, and development of project scopes and timelines. Daniel B. Stephens & Associates, Inc. A-32 C-96 Daniel B. Stephens & Associates, Inc. Gregory Schnaar, Ph.D. Principal Environmental Scientist/Hydrologist Aquifer Testing and Analysis and Ambient Groundwater Monitoring Program, Freeport-McMoRan Sierrita Mine, Green Valley, Arizona Conducted multiple aquifer tests in vicinity of properties impacted by copper mine tailings. Analyzed current and historic aquifer test results in order to develop a three-dimensional understanding of the variability of hydraulic conductivity and storage parameters downgradient of mine tailings. Additional Professional Training TOUGH2, including T2VOC ESRI ArcGIS and QGIS MODFLOW, MODPATH, GSFLOW, MT3D and Groundwater Vistas Soil Water Assessment Tool (SWAT) Publications and Presentations Associate Editor, Groundwater, 2012 to present Schnaar, G., J. Dodge and S.J. Cullen, 2016 (invited paper). Comprehensive groundwater balance development to characterize selenium loading to surface water channels in Orange County, California. Journal of Contemporary Water Research and Education, 159: 5-23. Schnaar, G. 2018 Use of Analytical Contaminant Fate and Transport Modeling in Forensic Source Evaluation. Annual Conference of the International Network of Environmental Forensics. Salt Lake City, Utah, June 25 - 27, 2018. Schnaar, G. 2017. Lessons learned in developing defensible groundwater budgets and evaluating sustainability indicators. American Groundwater Trust/American Groundwater Association joint Annual Conference. Ontario, CA, February 15-16, 2017. Umstot, T., G. Schnaar, N. Blandford, S.J. Cullen, P. Kaiser, J. Ayrabe. 2015. Recharge estimates from a soil water-balance model improve groundwater model calibration. MODFLOW and More 2015: Modeling a Complex World. Golden, Colorado, May 31 – June 3, 2015. G. Schnaar, J. J. Dodge, S. J. Cullen, and J. Peng. 2012. Water Balance Development to Characterize Selenium Flux, Newport Bay Watershed, Orange County, California. Groundwater Resources Association of California-Salt and Nitrate in Groundwater: Finding Solutions for a Widespread Problem, June 13-14, Fresno, California. Molina, April, G. Schnaar, P. Kaiser, and Stephen J. Cullen, 2012. Preparing Geospatial Data for Use in Watershed and Groundwater Models. ESRI, Southwest Users Group, Albuquerque, New Mexico, October 8-11, 2012. Kaiser, Phil, T. Umstot, G. Schnaar, Stephen J. Cullen, 2012. The Distributed Parameter Watershed Model for Predicting Recharge in Southern California. California Groundwater Association, 21st Annual Meeting and Conference, "California Groundwater: Data, Planning and Opportunities" October 4-5, 2012, Rohnert Park, California. A-33 C-97 Hannah Erbele Project Scientist Daniel B. Stephens & Associates, Inc. Hannah Erbele is an environmental scientist and has worked on a number of hydrogeology and environmental projects for the past eight years. She uses industry-standard geographic information system (GIS) and statistics to analyze and interpret data related to water quality, groundwater, environmental, and remediation services. Ms. Erbele is well versed in field activities and can provide technical, field, and professional support on issues pertaining to hydrogeologic investigation of groundwater, surface water, and water quality. Critical Infrastructure Problems and Restoration Solutions, Portuguese Bend Area, City of Rancho Palos Verdes, California An engineering feasibility study was developed to systematically select a remedy to stabilize the Portuguese Bend Landslide Complex and restore community infrastructure in the City of Rancho Palos Verdes, California. Over one mile of critical coastal roadway and sewer, power, and potable water lines along Palos Verdes Drive South in western Los Angeles County have been significantly compromised for decades; ever since significant landslide activity was reactivated in 1956. Ms. Erbele developed a GIS database for the feasibility study, examined sensitive habitats within the Portuguese Bend Landslide, and provided technical support as directed by the City. Hydrologic Monitoring Program, Malibu, California Site discharge permits require annual reports and updates to a complex water balance model, which including groundwater monitoring, surface water monitoring, storm drain and sub drain discharge calculations, irrigation flow volumes, evapotranspiration, and precipitation. Conducted hydrogeologic investigation to gauge the source of groundwater accumulating at base of slope below a roadway and buildings. Conducted stable isotopes analysis of groundwater and other water sources (delO/delD and nitrogen) to help identify the source of the water. Groundwater elevation contours were developed in a complex geological setting. Providing ongoing technical support for the Hydrologic Monitoring Program and developing digital data collection tools for routine field monitoring. Hydrogeologic Investigation, Private Residence, Newport Beach, California A private residence with steep down-sloping hillsides to the north and to the west has recently exhibited abnormally high groundwater elevations. Ms. Erbele reviewed the historical site documentation, evaluated groundwater elevations from 14 on-site piezometers, and reviewed the possible options for mitigation, including French drains and horizontal dewater wells. Production Well 21 Yorba Linda Water District, Yorba Linda, California Yorba Linda Water district requested the completion of an urban supply well. Ms. Erbele was an onsite geologist who oversaw the drilling, aquifer testing, installation, pumping test, and water quality sampling of a 570-foot production well in an alluvial aquifer. EDUCATION B.S., Earth and Environmental Science (minor in Education), University of California, Irvine, 2010 PROFESSIONAL TRAINING OSHA 40-Hour HAZWOPER Training A-34 C-98 Hannah Erbele Page 2 Daniel B. Stephens & Associates, Inc. Asset Management Plan for Water Supply Wells, California Water Service Company, California Cal Water operates over 800 water supply wells throughout California, and the California Public Utilities Commission requires Cal Water to submit a General Rate Case application every three years to demonstrate that their water rates accurately reflect the cost of providing service. The Asset Management Plan identifies and characterizes aging infrastructure in Cal Water’s districts, such that deteriorating wells can be identified and prioritized for replacement (new well installation) or rehabilitation (well liner installation). Consistent with industry standards (such as American Water Works Association standards), Ms. Erbele provided an assessment of the condition, criticality, and long-term reliability of wells within the Cal Water Districts. Litigation Support for Contaminated Groundwater Site, Carson, California Ms. Erbele developed an electronic master site plan for the Site area in the industry-standard GIS. The GIS site plan was a compilation of relevant data extracted from the library of approximately 841 pdf files into a single- location for critical review and evaluation. In addition, environmental data such as groundwater elevation contours, groundwater flow direction data, and environmental sampling data for soil vapor, soil, and groundwater was added over the infrastructure imagery to develop concise maps and presentation slides for the Site area and adjacent properties. Groundwater flow and groundwater contaminant maps for all included properties combined were developed to provide a regional understanding of contaminant sources, fate, and transport. Development of a master site plan for the Site area and adjacent properties allowed for a unified understanding of environmental conditions regarding the sources, fate, and transport, of identified soil, soil vapor, and groundwater contaminants in the Site area. Puente Valley Operable Unit, San Gabriel Valley, California Puente Valley Operable Unit is one of four Superfund sites located in the 170-square-mile San Gabriel Valley. The goal of the project was to better delineate the vertical and lateral extent of the groundwater contamination in the lower zone. Ms. Erbele provided drilling, sampling, and well construction oversight for this EPA cleanup project. This project included the use of simulprobe technology while drilling to collect immediate samples of 1,4-Diox and VOCs to help inform the project manager delineate plume boundaries. Cherry Aerospace On- and Off-Site Investigation and Remediation, Santa Ana, California Cherry Aerospace is an industrial manufacturing facility that specializes in aircraft fasteners. The complex project deals with indoor air, soil, soil gas, and groundwater contamination. Ms. Erbele conducted dual-method indoor air quality assessment using summa canisters and WMS Samplers; prepared and implemented an offsite CPT/MIP groundwater and soil investigation; analyzed the extent of PCE, TCE, DCE, and 1,4-dioxane plumes using a 3D model, Leapfrog. In additional site investigations, a hotspot of PCE and TCE was discovered in the shallow subsurface soils (0 to 25 feet) and Ms. Erbele siting additional boring location and oversaw the boring and installation of soil vapor probes and the sampling of soil and soil gas. Recomputation of Ambient Water Quality for the Period 1996 to 2015, Basin Monitoring Program Task Force, Santa Ana Watershed Project Authority, Santa Ana River Watershed, California The Santa Ana River Basin Regional Water Quality Control Board requires the re-computation of ambient water quality for all groundwater management zones in the Santa Ana watershed for which adequate data exist. As an integral member of the project team for the 1996-2015 re-computation, Ms. Erbele collected and formatted data from the 22 Basin Monitoring Program Task Force agencies, managed the database team, helped develop new statistical tools, and applied GIS analysis to contour and interpret the data to calculate the current ambient water quality. Current ambient water quality, together with the groundwater quality objective allows the Regional Board to assess if assimilative capacity exists in each groundwater management zone. A-35 C-99 Diana C. Chacon Project Geologist Daniel B. Stephens & Associates, Inc. Ms. Chacon has 10 years of professional experience, and specializes in hydrogeologic investigations, water supply, geologic characterization, and GIS, including data management and reporting. She has diverse field experience conducting soil and water sampling, water supply well installation/ development, aquifer analysis, and subcontractor management. Johnson Valley Test Well, Bighorn‐Desert View Water Agency, Yucca Valley, California Oversight of field activities such as construction, development and completion of one test hole for municipal water supply. Prepared lithologic descriptions of drill cuttings and provided oversight of geophysical logging. Responsibilities included permitting, subcontractor coordination, and report preparation. Monitored temporal changes in groundwater quality and elevation fluctuation. Also assisted with report preparation, permitting, and overall subcontractor coordination. Groundwater Monitoring, Edwards Air Force Base, Lancaster, California Completed data compilation, analysis and report preparation for the Edwards Air Force Base (EAFB) Groundwater Monitoring Program consisting of over 1,000 monitoring wells in alluvium and bedrock. Work included sampling planning coordination, QA/QC of field data, database imports/exports, figures, and data preparation for 2D/3D models (ARCGIS and EVS). Began working with one individual Site under direct Project Manager supervision, but within one year, I was in charge of maintaining all historical analytical and groundwater data tables, supporting the GIS department with database updates and figure preparation (regional figures, potentiometric surface contour maps, plume maps, and trend maps) for several sites with minimal supervision. Completed chemical time series plots and hydrographs using macros that I help developed in Excel. Completed statistical analysis of groundwater data using Monitoring and Remediation Optimization (MAROS) software to analyze long and short‐term trends to enable predictions about future trends and impacts on groundwater quality. Analyzed groundwater level trends, spatial distribution of chemicals of concern, and analysis of their temporal trends. Off‐Site Well Survey – Beaumont Sites 1 and 2, California Conducted well survey to identify potable wells in the San Jacinto Basin 2 miles South of the Potrero Canyon Site (Beaumont Site 1) and the Laborde Canyon Site (Lockheed Martin Beaumont Site 2) between 2000‐2014 and 2014‐2017. Responsibilities included reviewing City and Water District records, contacting local drillers, conducting a drive‐by survey, updating an internal database, and report preparation. Groundwater Monitoring Program and Site Investigation and Remediation, Former Dutchmaid Cleaners PCE Site, San Roque Cleanup Fund, Santa Barbara, California Task manager for groundwater monitoring reporting and remediation EDUCATION B.S., Geology, University of Costa Rica, San Pedro, Costa Rica, 2008 PROFESSIONAL AFFILIATIONS Inland Geological Society National Groundwater Association American Geophysical Union A-36 C-100 Diana C. Chacon Page 2 Daniel B. Stephens & Associates, Inc. program for soil, soil gas and groundwater at chlorinated solvent‐contaminated site. Managed semi‐annual monitoring program for volatile‐organic compounds (VOCs), remedial performance indicator parameters, 1,4‐dioxane and groundwater levels from a network of 38 wells. Responsible for staff and subcontractor management, data analysis, and reporting. Industrial Properties Investigation, Remediation, and Redevelopment, The LandWell Restoration Project, Basic Remediation Company (BRC), Henderson, Nevada Coordinated and completed data analysis for soil and groundwater investigation at impacted industrial properties in Henderson, Nevada. Work included development of multi‐analyte plume maps, groundwater flow maps, groundwater monitoring reports, and hydrogeologic cross‐sections. Also completed a detailed review of hydrogeologic layers and zones across the region, compiled and reviewed construction data for monitoring wells installed in each zone, and assessed varying groundwater levels in each zone. Completed hydrographs, Piper/Stiff diagrams, and analytical trend plots for multiple well groups. Data Validation Summary Report preparation for The Nevada Environmental Response Trust, Henderson, Nevada Acted as a liaison between the project staff, analytical laboratory, data validator, and GIS analysts. Responsibilities included managing the process to import and maintain environmental datasets, developing data validation tools in Excel, Access, and SQL to identify data quality issues, and report preparation. Technology Review, Carbon Sequestration Efficacy Project Completed an evaluation of aeromagnetic geophysical survey methods and abandoned oil well location case studies to assess feasibility of applying this technology to carbon sequestration projects nationwide. Soil, Soil Gas and Groundwater Investigation, CBS, Fullerton, California Completed groundwater investigation in north Orange County, California using limited access and truckmounted 20‐ton cone penetrometer test (CPT) rigs and MIP (Membrane Interphase Probe) Supplemented with soil sampling and characterization by hollow stem auger drilling and monitoring well installation. Field activities also included soil vapor probe installation and sampling, well development and groundwater sampling. Supply Well Drilling Oversight, City of Amarillo, Amarillo, Texas Provided oversight of drilling activities for the Potter County Well Field Development Project, including supervision of drilling mud conditions, alignment surveys, depth verification, and geophysical logging. Additional responsibilities included oversight and inspection of well construction, such as casing, pipe and screen, dialectric couplings, centralizer welds, sounding tube, gravel feed tube, filter pack, bentonite seal and cement grout seal installation. Assisted with well development by air lift, swabbing, and bailing; collected water parameter data; calculated chlorine dosage for disinfection; and performed aquifer tests (step drawdown and constant rate). Ward County North Well Field, Colorado River Municipal Water District, Monahans, Texas Supervised drilling, construction, development and completion of 24 test holes, 3 test wells, and 21 production wells for municipal water supply. Provided oversight of geophysical logging and step drawdown and constant rate pumping tests. Prepared lithologic descriptions of drill cuttings and created electronic logs for test borings and production borings. Sampled wells for water quality and provided oversight for well and wellhead construction. Also was in charge of daily operations reporting and served as both Health and Safety Officer and Field Team Leader. A-37 C-101 Diana C. Chacon Page 3 Daniel B. Stephens & Associates, Inc. Peabody Drilling Support Project, Peabody Energy, McKinley, New Mexico Oversight of drilling activities at Peabody site for coal exploration. Responsibilities included lithologic and geophysical logging, determination of thickness and depth of coal seams, and core sampling for chemical analysis. Also served as Health and Safety Officer. Research Project “Hydrogeologic characterization of the west area of Siquirres and hazard assessment of water contamination by pesticides”. Nº ED‐2358 of the Vice‐Chancellor for Research, University of Costa Rica. Aug. 2008 – Dec. 2008. Project “Slope stability assessment using GIS and Remote Sensing techniques”. Nº 113‐A8‐ 070 of the Vice‐Chancellor for Research, University of Costa Rica. Feb. 2008 – Dec. 2008. Project “GIS and Remote Sensing applications in zones with unstable slopes, in the central area of the country” Nº 113‐A6‐076 of the Vice‐Chancellor for Research, University of Costa Rica. Feb. 2006 – Dec. 2007. Project “Dynamics and deformation of active faults using geodesic techniques: implication for the external geodynamics and mitigation seismic risk in the Buenavista fault, area of Rivas, San Isidro of Perez Zeledon” Nº 113‐A4‐108 de la of the Vice‐Chancellor for Research, University of Costa Rica. Feb 2005 ‐ August 2006. Project TC‐498 “Inventory of natural and anthropogenic hazards in the cantons of San Jose (Chapter Desamparados)” March 2005 – Jan 2006. Vice‐Chancellor for Social Action. A-38 C-102 MCGEE SURVEYING CONSULTING MICHAEL R. MCGEE QUALIFICATIONS Michael R. McGee, PLS3945 is a licensed surveyor and consultant offering professional services to the general public and in a large part to other surveyors, engineers, attorneys and government agencies. He has forty years experience in all aspects of surveying as a licensed practitioner and a survey engineer and holds a Bachelor of Science Degree in Surveying Engineering from California State University, Fresno. Mr. McGee has considerable field, office and project management experience in Geodetic Control Surveys, Highway and General Construction, Photogrammetric, Topographic, Hydrographic, Lidar, Utility and Land Development Surveys and is a specialist in the application of the Global Positioning System (GPS). He has extensive Boundary Survey experience including the Public Land Survey System (sections and townships). He developed the Triad Boundary Analysis software program and presents seminars on various survey subjects for the professional. Mr. McGee has qualified as an Expert Witness since 1972 testifying in cases involving boundaries, accidents and felonies in Superior and Federal District Courts. He has served in the capacity of a Master at the request of the United States Attorney General's Office in San Diego. He has served as an instructor at CSU Fresno and Cal Poly San Luis Obispo and published numerous papers addressing legal and technical issues in the surveying profession. Mr. McGee served as 1985 State President of the California Land Surveyors Association, Chaired the State’s Advanced Technologies Committee, co-founded the California Geodetic Control Committee predecessor to the California Spatial Reference Center (CSRC) and presently serves on the CSRC Coordinating Committee. Mr. McGee presently serves as a special geodetic consultant to the City and County of San Francisco (since 2012) and oversees the Portuguese Bend Slide Monitoring Program for the City of Rancho Palos Verdes (since 2007). CREDENTIALS Professional Land Surveyor 1972, California License #3945 Professional Land Surveyor 1971, Oregon License #957. B.S. Degree, Surveying Engineering 1990, CSU Fresno (summa cum laude) Surveying Instructor at CSU Cal Poly, San Luis Obispo (1992) State President 1985, California Land Surveyors Association (CLSA) Past member of the State Professional Examination Committee Member of the California Spatial Reference Center Coordinating Council CLSA Advanced Technologies Committee Member and Past Chair Assistant Editor of the California Surveyor Professional Publication in 1992 Life Member: American Congress on Surveying & Mapping Boundary Lecturer at CSU Fresno (1989-1990) Published Papers: Role of the Boundary Surveyor in the Legal Aspects of Possession, Title and Ownership; Tidal Boundaries; Railroad R/W in Curves Presentations: Lidar Mapping in 2003 and 2004 at the Spatial Reference Seminar at the University of Riverside; Geodetic Datums and Reference Frames in 2012 at four locations in California: Down to Earth with Datums: Realization, Relationships, and Recovery; Down to Earth with GPS A-39 C-103 Daniel W. Ombalski, PE, PG President Education B.S., Geological Engineering, The University of Missouri - Rolla, 1996 B.S., Geosciences, The Pennsylvania State University, 1994 Certifications •Indiana Licensed Water Well Driller •Registered Pennsylvania Professional Geologist, PG-003856-E •Registered Alabama Professional Geologist, PG-1070 •Registered Professional Engineer, Missouri •OSHA 1910.120 40-HR Hazardous Waste Operations Certified and up-to-date 8-hr refreshers Qualifications and Experience May 2009 – Present / President, Directed Technologies Drilling, Inc., Bellefonte, Pennsylvania Manage, direct and oversee business development and growth of a niche firm specializing in the installation of horizontal wells across the United States. Specifically involved in proposing, designing, and overseeing the installation of horizontal wells for groundwater resources, environmental remediation, and resource recovery. April 2004 – April 2009 / Vice President, Directed Technologies Drilling, Inc., Julian, Pennsylvania Manage the eastern office of DTD, Inc. Direct and oversee the high quality of installed horizontal wells for environmental remediation and water resource management. Project development, coordination, planning, well screen design and reporting, as well as client and project management. July 1998 – March 2004 / Geologist, Groundwater Services, US Filter Operating Services (formerly Nittany Geoscience) Manage clean and contaminated groundwater investigations, with clients including public water suppliers, small and large industrials, non-profits and academia. Services include site remediation conducted under Pennsylvania Act 2 regulations; quarterly reporting and data analysis for a RCRA regulated sites; design and conduct Phase II investigations and reporting. Complete aquifer testing and data analysis, well siting using fracture trace analysis. Provide well construction supervision, soil and bedrock logging and groundwater sampling. Specific project experience includes: stability investigations in karst terrane, grouting for soil stabilization in karst terrane, protection of groundwater supplies from agricultural practices (CAFOs) in Karst, A-40 C-104 Directed Technologies Drilling 2 Geoprobe (direct-push soil sampling and permanent monitoring well installation) operation, downhole video logging, borehole caliper logging. May 1997 – June 1998 / Geoscientist, Nittany Geoscience, Inc., State College, Pennsylvania Well siting with fracture trace analysis, well construction supervision soil and groundwater sample collection, use of dataloggers for digital storage of time series field measurements of aquifer and borehole tests, Geoprobe operation, downhole video logging, groundwater monitoring, and equipment maintenance. November 1996 – January 1997 / Surveyor / CAD Operator, Control Point Associates, Lansdale, Pennsylvania Generated site plans and topographical maps. Created topographical site cross-section maps. Completed outbound survey of commercial properties for future development. Commercial building, curb, and road stake out. Location and topographical survey. June 1995 / Hydrogeologist, USGS - Penn State Geoscience, Long Key, FL Drilled and constructed monitoring wells for the characterization of sewage injection wells on Long Key. Completed elevations survey of wells. Drilling completed using a NX wireline system. August 1994 – December 1994 / Field Engineer, Sverdrup Environmental, Maryland Heights, MO Conducted a contaminant infiltration study of an Air Force base wastewater disposal system. Field task leader for a lead-based paint and dust sampling program. Analyzed lab data and created graphs and tables for data presentation. Field sampled soil, and groundwater. Field described soil samples. Monitored excavation and removal of a battery disposal site. Conducted air monitoring. June 1994 – July 1994 / Field Assistant, Penn State Geoscience Department, Cumberland House, Saskatchewan, Canada Conducted a GPS survey on a forty-mile portion of the Saskatchewan River. Land surveyed transects at preset stations. Collected water velocity measurements. Sampled levee and bedload sediments June 1984 – August 1993 / Field Engineer-Survey Crew Chief, Ombalski Consulting Engineers, Lebanon, NJ Preparation of Environmental Impact Statement (EIS/EAR) reports for major and minor residential subdivisions. Run site runoff and drainage calculations. Field tested percolation of soils, using single hole and pitbail techniques. Collect and log soils in field. Run K-class, grain size, and hydrometer soil tests for USDA Soil Classification. Computer generation of topographical contour site map. Created topographical site cross-section maps. Created final site plan maps. Outbound survey of commercial property development. Commercial, residential, and public building, curb, sewer and road stake out and location surveys. Topographical survey. June 1992 – August 1992 / Soils Laboratory Technician, Melick & Tulley and Associates, Bound Brook, NJ Completed K-class, grain size, and hydrometer soil tests for USDA Soil Classification. Conducted proctor, modified proctor, soil compaction, soil cement breaks, permeability tests, and atterburg limits. A-41 C-105 Directed Technologies Drilling 3 Publications and Presentations •Battelle, 2008 Remediation of Recalcitrant Compounds, Monterey, California – In-Situ Chemical Redox using a 1,140’ long horizontal well at Edwards AFB. •Ombalski, D., and D. Brandes. 2006. Pennsylvania Comprehensive Wildlife Conservation Strategy (CWCS) Species Assessment – Golden Eagle, Aquila chrysaetos. •NGWA 2005 Annual Meeting, December 2005, Atlanta, Georgia – Physical Requirements of Successful Development of Horizontal Wells, with George Losonsky. •NGWA 2004 Annual Meeting, December 2004, Las Vegas, Nevada – Horizontal Air Sparging – A Program for Estimating the Air Discharge Through a Horizontal Well Screen •Brandes, D. & Ombalski, D.W. 2004. Modeling raptor migration pathways using a fluid-flow analogy. Journal of Raptor Research 38:195-207. •Canadian/American International Groundwater Conference, July 2001, Banff, Alberta, Canada. Presented “Development of a High Volume Groundwater Production Well in the Elkton Aquifer”. •Ombalski, Daniel W., “Flow Energy as Determined from D90 and D50 in Heterogeneous Cave Sediments,” thesis, The Pennsylvania State University. Other Feb 2001-Present / Tussey Mountain Hawkwatch Coordinator, Pine Grove Mills, Pennsylvania Coordinate all activities relating to the monitoring of golden eagle migration, including: database management, hiring of volunteers, fund raising, and public outreach. A-42 C-106 Directed Technologies Drilling 4 Jason Yablonski Operations Manager Education B.A., Geological and Environmental Science, Susquehanna University, 2003 Minor, Biology, Susquehanna University, 2003 Certifications •OSHA 1910.120 40-HR Hazardous Waste Operations Certified and up-to-date 8-hr refreshers •OSHA 8-Hour Supervisor Training •OSHA Trench Safety Certified, Auburn University, 2011 •OSHA Confined Space Certified •OSHA Hazard Communications Certified •American Heart Association, Basic Life Support CPR Certified for Healthcare Providers Qualifications and Experience September 2010 – Present / Project Manager, Directed Technologies Drilling, Inc., Bellefonte, Pennsylvania Management of horizontal directional drilling projects for environmental and utility installments. Specifically involved in proposing, designing, and supervising the installation of horizontal wells for groundwater resources, environmental remediation, resource recovery, and various utilities. July 2009 – September 2010 / Project Scientist, Chester Engineers (formerly N.A. Water Systems, LLC), State College, Pennsylvania Responsible for the management of clean and contaminated groundwater investigations, with clients including public water suppliers, small and large industrials, non-profits and academia. Services include site remediation conducted under Pennsylvania Act 2 regulations; quarterly reporting and data analysis for RCRA regulated sites; conduct Phase II investigations and reporting. Complete aquifer testing and data analysis, well siting using fracture trace analysis. Provide well construction supervision, soil and bedrock logging and groundwater sampling. August 2003 – July 2009 / Field Technician, Groundwater Services, N.A. Water Systems, LLC, State College, Pennsylvania Well siting with fracture trace analysis coupled with earth resistivity equipment, well construction supervision, soil and groundwater sample collection, use of dataloggers for digital storage of time series field measurements of aquifer and borehole tests, downhole video logging, groundwater and watershed monitoring, and equipment maintenance. September 2002 – May 2003 / Environmental Science Intern, Susquehanna University, Selinsgrove, PA Responsible for the identification and evaluation of over 200 trees within the city limits of Sunbury, Pennsylvania. Collected and recorded data (tree identification and assessment of general health) through linking a GPS unit to a Pocket PC running ArcPad mapping software. Recorded geospatial data points to produce interpretive maps on a Geographic Information System (ArcGIS). Presented research findings to borough professionals for roundtable discussion . A-43 C-107 Directed Technologies Drilling 5 May 2002 – August 2002 / Summer Research Partner, Susquehanna University, Selinsgrove, PA Studied a research site over an underground coal mine fire in Centralia, PA. Responsible for monitoring subsurface moisture and ground temperature over a three month period. Collected and recorded soil extractions for inorganic chemistry analysis and nutrient determination. Performed microbiological sampling and culture preparation. Conducted electromagnetic conductivity surveys using an EM-31 terrain conductivity meter. Other January 2004-Present / National Ski Patroller, PSOC Ski Patrol, Tussey Mountain, State College, Pennsylvania Registered with the National Ski Patrol as a professional/ volunteer ski patroller trained in Outdoor Emergency Care (OEC), which is specific training to an EMT-basic. Responsible for providing emergency care and management during outdoor activities. A-44 C-108 Directed Technologies Drilling 6 Michael D. Lubrecht, LG Senior Engineering Geologist – Technical Lead Education B.S., Geology, Southern Oregon State College, 1979 A.A., Radio Broadcasting, Mt. Hood Community College, 1974 Certifications •Washington State Licensed Geologist - #2797 •40 Hr. HAZWOPR training w/ 8 Hr. Refresher, valid through 7/16 •10 Hr. OSHA Supervisor Hazard Recognition •Radiation Worker II •First Aid & CPR Qualifications and Experience 2008 – present / Senior Geologist, Directed Technologies Drilling, Inc., Bremerton, WA Leads research and development of innovative horizontal directional drilling (HDD) technologies for environmental remediation, and manages the intellectual property for multiple patents and pending patents for HDD solutions. Designs drilling programs, provides client liaison, and prepares technical proposals for major projects, ranging to multi-million dollars. Invited to present on various aspects of horizontal directional drilling at conferences hosted by Battelle, the University of Oklahoma/International Petroleum Environmental Conference, National Ground Water Association, and others. Frequently lectures consultants and regulators on the application of HDD for remediation projects through DTD’s “Brown Bag” presentation series. Has managed or acted as technical lead for a variety of unique and challenging field projects, including: •First HDD drilling program for shallow oil recovery in hilltop oil reservoirs •First extensive environmental soil sampling project under mixed-waste Superfund landfill •First coal ash landfill drain installed using HDD •HDD injection well installation at DOE site, using geomagnetic locating system for first time in an environmental application •First prototype installation of a passive groundwater treatment well ( HRX™ Well), as part of an ESTCP research project, in collaboration with Arcadis, Kansas University and Clarkson University Contributes broad design and field management experience in project sizes from small, retail/commercial cleanups to major industrial, Department of Defense, and Department of Energy sites. Prepares technical literature and marketing communications materials; authors trade and peer-reviewed articles on HDD for cleanup, water resource development, and as a green and sustainable remediation technology. 2000 – 2008 / Program Manager, Technical Writer, Microsoft Corporation Redmond, WA Prepared technical documentation for server technologies and IT management methodologies. Managed the development of IT operations governance for capacity planning and other IT A-45 C-109 Directed Technologies Drilling 7 governance issues for inclusion in Microsoft’s “Microsoft Operations Framework” (MOF), resulting in the granting of several utility patents. Primary courseware designer for a version- level release of the Microsoft Solutions Framework, a methodology designed to assist in the planning and execution of software development projects for internal Microsoft development teams, as well as partners and client. Contributed as key member of the documentation team for the Microsoft Essential Business Server team, developing all documentation for the installation console and assisting in the design of the user interface for several innovative software installation tools, which were subsequently patented. 1997 – 1999 / Owner/President, PixelProse Communications, Carnation, WA Sole proprietor of marketing communications company specializing in web and desktop publishing for industrial, engineering, and construction companies. Clients include several western state Caterpillar distributorships, major geotechnical consulting firms, and local construction companies. 1996 – 1997 / Senior Engineering Geologist, Directed Technologies Drilling, Inc., Kent, WA 1995 – 1996 / Senior Engineering Geologist, FlowMole Environmental Services Corporation, Kent, WA Reported to the General Manager and President as Marketing Manager and Project Manager. When FlowMole disbanded, co-founder and major shareholder in the startup of Directed Technologies Drilling, which has evolved to become the nation’s leading horizontal drilling contractor for environmental installations. Prepared technical proposals and estimated cost proposals. Managed environmental HDD well installation projects and collaborated with other members of the technical team in developing innovative installation techniques and special tooling. 1986-1995 / Senior Engineering Geologist, Golder Associates Inc., Redmond, WA Performed a variety of technical and administrative tasks as a proposal and marketing manager, project manager, team leader, and field geologist for environmental and geotechnical investigations, site remediation and construction, and various marketing efforts. Notable projects include: •Managed field operations of a ~30 person, remotely-stationed team to conduct a three-month geotechnical and slope stability hazard investigation to support reconstruction of Washington State Highway SR-504 into the Mt. St. Helens blast zone •Managed field Quality Assurance teams for soil and synthetic liner placement in multiple hazardous waste landfills constructed in California, Ohio, Louisiana, and Oregon •Managed multiple drilling sites to characterize environmental contamination at the DOE Hanford Single-Shell Tank sites •Conducted numerous environmental investigations in support of RCRA RI/FS projects •Performed vertical and angled, triple-tube diamond core drilling for geotechnical studies to assess a potential hydro power site at a remote, helicopter-supported location near Homer, Alaska 1984 – 1986 / Engineering Geologist, Wyoming Highway Department, Cheyenne, WY Led geotechnical investigations for bridge foundation design, water resource development, landslide mitigation, quarry and borrow source development, and second stage design for distressed road surfaces. Notable projects included quarry development in the Bighorn Range of A-46 C-110 Directed Technologies Drilling 8 Wyoming, and investigation for rock-bolting tunnel entrance for east portal to Yellowstone National Park. 1982 – 1984 / Coal Exploration Geologist, Private Consultant, Cordova, AK Led field mapping efforts for an international (U.S., Korean, British) geological exploration team undertaking a helicopter-supported mapping study of the coal reserves of the Bering River Coal Fields in the Chugach Range in Southeastern Alaska. 1979-1982 / Field Geologist, Golder Associates Inc., Redmond, WA Managed field operations for a multidisciplinary, multi-year siting study for nuclear power generation plants at the Hanford site in eastern Washington. Led construction inspection efforts for earth-fill dam construction in Oregon; assisted in the collection of oriented core from inclined boreholes for a hydrogeology study for a pumped-storage facility in Illinois; and participated in coal exploration studies in Alaska and northern British Columbia. Selected Publications •Horizontal Directional Drilling: A Green and Sustainable Technology for Site Remediation; Lubrecht, Michael D.;2012/01/24: Environmental Science & Technology; American Chemical Society; http://dx.doi.org/10.1021/es203765q cited: 2012/02/27 •Horizontal Directional Drilling: Enabling Innovative Approaches to Water Supply Challenges; Michael Lubrecht and Daniel Ombalski; Water Utility Infrastructure Management; Dec. 23, 2011; http://www.uimonline.com/index/webapp-stories-action?id=607 •Directional Drilling for Environmental Remediation: Project Opportunities Appearing, but the Price of Admission Is High; Trenchless Technology, Sept. 1,2010; http://www.trenchlessonline.com/index/webapp-stories-action?id=1466 •Case Study: Escambia Superfund Site in Pensacola, Florida; Trenchless Technology, Oct. 1, 2010; http://www.trenchlessonline.com/index/webapp-stories-action?id=1522 Selected Lectures and Presentations •“Horizontal Drilling 101” presentations to USEPA Region X, Washington State Department of Ecology, Department of Energy (Hanford), Department of Defense (Vandenburg AFB), Arcadis, CH2M, Stantec, and others. •Instructor for Battelle Memorial Institute short course on horizontal directional drilling: 2014, 2012 •Platform or Poster Session – International Petroleum Environmental Conference (IPEC) – title, year •Platform or Poster Session – Battelle Conference •Platform or Poster Session – National Ground Water Association •Platform or Poster Session -- xxx A-47 C-111 Directed Technologies Drilling 9 Patents US Patent Number Title Assignee 14/887,137 Improved Well Screen With Integrated Filter Or Treatment Media DTD 14/935,280 System for locating drillhead assembly for directional drilling DTD 14/298,800 System for improving fluid collection from a well and method of construction DTD 9,376,869 System and method for installing casing in a blind horizontal well DTD 6,390,192 Integral well filter and screen and method for making and using same (Enviroflex) DTD 20100058120 Dynamic Inline Sequence Interface Microsoft 20100058105 Environment Wide Configuration System Microsoft 20060161884 Methods for managing capacity Microsoft 20060161883 Methods for capacity management Microsoft 20060161879 Methods for managing standards Microsoft 20060161444 Methods for standards management Microsoft A-48 C-112 Directed Technologies Drilling 10 James Ditto Senior Drilling Supervisor Certifications •40 Hr. HAZWOPR training •Coast Guard - Transportation Worker Identification Card for secure maritime facilities access •ARSC – Basic Plus safety training (Refinery access and contracting) •Radiation Worker II (radiological site work) Qualifications and Experience 2008 – Present / Senior Drilling Supervisor, Directed Technologies Drilling, Inc., Bremerton, WA James Ditto has been instrumental in the development and implementation of numerous DTD innovations in horizontal wells, including several patented or patent-pending inventions. Mentors junior staff in the means and methods necessary to successfully install horizontal wells. Developed tooling and protocols for drilling methods using our Knock Off well installation method. Designed and directed the manufacture of much of the tooling used on DTD’s more exotic well installations. Mr. Ditto has had hands-on involvement with most of DTD’s record-setting installations, including extended length (>1500 feet), blind soil vapor extraction wells at the Honeywell Torrance site in California, long double-ended remediation wells (>2000 feet) in Georgia, and a 12 inch, >2000 foot water well in Texas, among others. 2002 – 2008 / Assistant Operations Manager, Mears HDD LLC, Richardson, TX Supervised Mears crews and subcontractors on large bore job in Richardson, Texas. In January 2004 began work as assistant operations manager for horizontal directional drilling operations. 1992 – 2002 / Operations Manager, C & B Associates Managed horizontal directional drilling operations, which included the activities of 14 company rigs and all subcontractors on HDD projects. 1990 -- 1992 / Pipe Fitter, Brown and Root Employed as pipe fitter on 32-inch main steam lines for the Glenn Rose Nuclear Plant, through plant completion. 1988-1990 / Co-owner and manager, Bedell & Ditto Construction Builders of conventional drill rigs and tooling for drilling solid rock. Established successful business, which sold after two years. 1979 – 1988 / Co-owner and Manager, Oil Field Stimulation Company Specializing in oil field acidizing and stimulation. Employed a total of 36 employees, with 9 supervisors. Performed annual sales of $6M. 1970 – 1979 / Field hand to Sales Engineering, The Western Company Started at entry level and worked up to management level in Sales and Operations management. Non disclosure:The information (data) provided in this response to data request, proposal or quotation constitutes trade secrets and/or information that is commercial or financial and confidential or privileged. It is furnished in confidence with the understanding that it will not, without permission of the offeror, be used or disclosed for other than evaluation purposes, unless permitted by law, provided, however, that in the event a contract is awarded on the basis of this proposal or quotation the Customer shall have the right to use and disclose this information (data) to the extent provided by law. The restriction does not limit the Customer's right to use or disclose this information (data) if obtained from another source without restriction. A-49 C-113 TRAVIS CULLEN, LEED AP President Years of Experience 20 Years Education BA, Environmental Studies Emphasis: Natural Resources and GIS University of California, Santa Barbara Certifications LEED AP Professional Affiliations AEP Member – Channel Counties Chapter AEP Channel Counties Chapter Board of Directors Specialized Training Annual attendance at AEP CEQA Advanced Workshops and Conferences Mr. Cullen serves as the President of Envicom Corporation. Mr. Cullen initiated his tenure with Envicom Corporation as an intern and has held a number of positions at all levels of the company providing a variety of environmental consulting services to both public and private clients including due diligence, technical studies, constraints analyses, site planning and entitlement strategy, preparation/ management of California Environmental Quality Act (CEQA) documents, mitigation plans, and litigation/expert witness testimony support. He has processed Trustee Agency Permits including U.S. Fish and Wildlife Service (USFWS) Section 7 Consultation, California Coastal Commission Coastal Development Permits, California Department of Fish and Wildlife (CDFW) Streambed Alteration Agreements, Section 2081 Take Permits, U.S. Army Corps of Engineers (ACOE) 404 permits, Regional Water Quality Control Board (RWQCB) 401 Water Quality Certifications, and Water Discharge Requirement Permits, In addition to his permitting experience, Mr. Cullen has provided management and oversight of biological and construction monitoring/reporting, as well as compliance for conditions of approval and mitigation measures, including preparation and negotiation of mitigation plans, restoration plans, and in-lieu fee agreements. Geographically, he has worked in both rural and urban locales for a range of uses including residential, commercial, industrial, medical, mixed-use, institutional, recreational, public infrastructure, and conservation/restoration. His experience with a variety of project types at various stages of the planning, entitlement, and construction processes provides a thorough understanding of the individual environmental issues, direct and indirect impacts, opportunities for mitigation by design, and feasibility/effectiveness of mitigation measures. Select examples of Mr. Cullen’s experience include preparation and management of CEQA documentation for the Paradise Valley Specific Plan EIR (Riverside County), 2000 Avenue of the Stars Commercial Office Building EIR (City of Los Angeles), the Oceana Retirement Facility/Holiday Harbor Courts EIR (Marina del Rey, Los Angeles County), Village at Los Carneros Project EIR (Goleta), Malibu Institute Project EIR (Los Angeles County), and the Conrad N. Hilton Foundations Headquarters Leadership in Energy and Environmental Design (LEED) Platinum Campus (City of Agoura Hills), Joint Project Review and Multiple Species Habitat Conservation Plan (MSHCP) compliance for the Paradise Valley Specific Plan (Riverside County), Section 7 Consultation with the USFWS and compliance monitoring/reporting for the U.S. Environmental Protection Agency (EPA) Radiological Survey of Santa Susana Field Lab Area IV (Ventura A-50 C-114 County), Trustee Agency permitting and oak tree monitoring and compliance for Sherwood Development Company Tract 4192/4409 Residential Development and Golf Course (Ventura County), CEQA documentation, Trustee Agency Permitting, compliance monitoring and restoration of the Las Virgenes Municipal Water District Cordillera Pipeline replacement (City of Calabasas), and the Hearst Ranch Environmental Database Update (San Luis Obispo County). Mr. Cullen’s experience with litigation/expert witness testimony support has involved research, analysis and preparation of trial notebooks for cases including LAUSD v. Muruelo Maddox Properties, et al. (Los Angeles), Los Angeles County v. Kernview Oil Company et al. (Whittier Narrows), San Bernardino Associated Governments (SANBAG) v. Richland Pinehurst (Chino Hills), Los Angeles County v. Mission Peak (Los Angeles County), State of California v. San Antonio Lakes Partners (Upland) and Garasi v. Gray (Santa Clarita). Mr. Cullen is a graduate of the University of California at Santa Barbara with a Bechelor of Arts degree (BA) in Environmental Studies, with an emphasis in Natural Resources and Geographic Information Systems (GIS). He is a LEED Accredited Professional (AP) and is currently serving on the Board of Directors for the Channel Counties Chapter of the California Association of Environmental Professionals as the Ventura County Representative. REPRESENTATIVE PROJECT EXPERIENCE Paradise Valley Specific Plan EIR, Riverside County (Coachella Valley) Mr. Cullen is the principal in charge for the Program Environmental Impact Report (EIR) addressing a self- sustaining new town proposed in the Shavers Valley portion of Eastern Coachella Valley, in unincorporated Riverside County, along the I-10 freeway, just south of Joshua Tree National Park. The Specific Plan would guide development of approximately 8,500 residential units, 1.38 million square feet (sf) of commercial development and associated public facilities and infrastructure, including parks, trails, schools, and fire and sheriff facilities on a 2,000-acre development footprint within a 5,000-acre property ownership. The subject property will require the dedication of thousands of acres of land in open space conservation in compliance with Coachella Valley MSHCP. Self-sustaining features of the new town include a mix of land-uses to reduce external commuting, use of solar energy, and provision of electric car chargers in residential garages and at specified commercial locations. Key issues for the project are biological resources, traffic, noise, views from the freeway and nearby parks and other public places, air quality and greenhouse gas emissions. A Climate Action Plan (CAP) has been prepared for the project, tiering off Riverside County’s CAP. 2000 Avenue of the Stars Environmental Impact Report, City of Los Angeles Mr. Cullen co-managed the preparation of an EIR for the 2000 Avenue of the Stars Project. The project proposed to revitalize the old ABC Entertainment Center by removing two existing structures and constructing a single mid-rise office building and three-acre landscaped plaza. Key responsibilities included maintaining excellent communication with the local residential community and assuring comprehensive analysis of potential environmental effects. Key issues included hazardous materials removals, traffic, aesthetics, and geotechnical concerns. Marina del Rey Oceana Retirement Facility and Holiday Harbor Courts EIR, County of Los Angeles Mr. Cullen managed preparation of the Marina del Rey Oceana Retirement Facility and Holiday Harbor Courts EIR. The project included the 114-unit Oceana Retirement Facility for Parcel OT of the Marina del Rey Local Coastal Program (LCP) area, as well as the Holiday Harbor Courts commercial development for the 2.55-acre Parcel 21, which would replace existing uses with new commercial uses, a public park plaza and promenade, and parking. Key issues of analysis included land use and planning, water quality, and traffic. Malibu Institute Environmental Impact Report, County of Los Angeles Mr. Cullen was the principal in charge and contributed to preparation of an EIR for the Malibu Institute Project, which proposed to develop a sports-oriented educational retreat in the unincorporated Los Angeles County on the 650-acre site of an existing golf course. The project would replace existing structures used for dining and A-51 C-115 golf course operations, with a combined 224,287 sf of structures for educational and meeting facilities, overnight accommodations, dining facilities, fitness center/spa, golf course clubhouse, and associated maintenance and support facilities. In addition, the project would remodel the existing 18-hole golf course. The project design incorporated many “green” features to minimize environmental impacts. The site was located in the Coastal Zone of the Santa Monica Mountains and issues evaluated in the EIR included aesthetics impacts on vistas, scenic highways, visual character, and lighting, biology, air quality, historic and archaeological cultural resources, hydrology, noise, fire protection and wildland fire hazards, traffic, and utilities. Village at Los Carneros Project EIR, City of Goleta Mr. Cullen managed preparation of an EIR for the Village at Los Carneros Mixed Used Residential Project. This project included 465 residential units on a 45-acre project site. The project included a mix of residential uses including both alley loaded and front loaded single-family detached homes, town homes in triplex, four-plex, and six-plex configurations, condominium flats arranged around central courtyards with semi-subterranean parking and two apartment complexes, including workforce housing. A public bicycle trail and a 5-acre passive public park were incorporated into the project and private recreational facilities, including two swimming pools, a clubhouse, and pocket parks were provided for future residents. The project site was located immediately adjacent to the U.S. 101 freeway and the Union Pacific Railroad (UPRR) railroad tracks, which carries both freight and passenger trains. A freeway overpass and south-bound off-ramp are located just beyond the project’s northeast corner. In addition, a perennial creek and associated riparian corridor traverse the west boundary of the project site. The creek is a designated Environmentally Sensitive Habitat Area (ESHA) and the General Plan requires a 25-100-foot upland steam protection area and its treatment was challenged by a coalition of environmental groups. A portion of a Chumash village occupied the southwest corner of the site. Entitlements included the repeal of the original Specific Plan, Zone Change, Development Plan Amendments, a Conditional Use Permit, approval of a Development Agreement, and approval of a Vesting Tentative Tract Map. The project’s EIR addressed the full range of environmental issues including air quality with an emphasis on proximity to transportation uses, noise associated with both railroad and vehicular operations, greenhouse gas (GHG) emissions, vibration issues associated with railroad operations, hazards and hazardous materials, also associated with railroad operations and truck traffic, general traffic, land use and aesthetics, including impacts to view corridors that address the Santa Ynez Mountains and ridgelines. The project’s EIR was certified in June 2014. Conrad N. Hilton Foundation LEED Platinum Headquarters Campus Mr. Cullen provided project management for site planning, entitlement and CEQA compliance for the Conrad N. Hilton Foundation headquarters campus in the City of Agoura Hills. The project included the creation of a contemporary-style office campus, which provided the growing Foundation a central headquarters to operate, maintain, and coordinate its long-term charitable projects. The project incorporates design elements to maximize energy efficiency, create an inviting work space, and achieve a LEED Platinum Certification. Envicom kicked off the project with preparation of technical studies and an Environmental Constraints Analysis (ECA) to inform the project design team of the constraints and opportunities associated with development of the site. The ECA was utilized by the team to create a project layout that showcases the site is natural resources and is “light-on-the-land”. Throughout an extensive design process, Envicom Corporation prepared a proponents Administrative Draft EIR for the project, and continued to work with the design team to provide feedback regarding significant impacts. This process allowed the design team to refine the project prior to submittal of the application and reduce or avoid impacts, which would have required costly mitigation and potentially hindered project approval. This internal feedback loop is an example of Envicom’s interactive approach to environmental consulting illustrating our extensive experience and comprehensive understanding of the CEQA and entitlement processes. Subsequent to receipt of the project approvals, Envicom Corporation worked closely with the Hilton Foundation and the City of Agoura Hills to implement, monitor, and document compliance with the project Conditions of Approval and Mitigation Monitoring Program. Envicom's involvement included compliance on environmental mitigation measures, and other general conditions of approval required prior to issuance of the Grading Permit and Permit. A-52 C-116 Santa Susana Field Lab Area 4 and Norther Buffer Zone Radiological Survey Mr. Cullen was the principal in charge for biological resource and resource agency permitting services in support of the U.S. EPA’s radiological characterization of Area IV and the undeveloped Northern Buffer Zone of the Santa Susana Field Laboratory (SSFL) in eastern Ventura County. EPA’s radiological study at SSFL involved vegetation cutting, gamma scanning, soil sampling, ground/surface water sampling, and other activities in occupied habitat for biological resources protected under the Federal Endangered Species Act, California Fish and Game Code, Migratory Bird Treaty Act, and Ventura County Tree Protection Ordinance. As a component of formal Section 7 Consultation on behalf of the U.S. EPA, Envicom prepared a Biological Assessment for the USFWS, obtained a Biological Opinion, conducted habitat suitability and presence/absence field surveys, conducted monitoring of the activities, and prepared monitoring reports pursuant to the requirements of the Biological Opinion. Envicom also provided coordination with the CDFW (then CDFG) on conservation measures for State-protected species and riparian habitat found onsite. Pacoima/Panorama City Redevelopment Plan Amendment/Expansion Project Environmental Impact Report, City of Los Angeles Mr. Cullen contributed to preparation of the Pacoima/Panorama City Redevelopment Plan Amendment/Expansion Program EIR proposed by the CRA/LA, which included amending and expanding the Earthquake Disaster Assistance Project for portions of Council District 7. The Project area was comprised of 4,208 acres in the existing plan area and 2,928 acres in the proposed expansion area (7,136 total acres), including portions of Arleta, Lakeview Terrace, Mission and North Hills, North Hollywood, Pacoima, Panorama City, Sun Valley, Sylmar, and Van Nuys. A-53 C-117 PRIMO TAPIA III Vice President Years of Experience Over 27 years Education Bachelor of Arts, Geography, California State University, Northridge Professional Affiliations Association of Environmental Professionals Specialized Training AEP CEQA Basics and Advanced Workshops Wetland and Waters of the U.S. Permitting Workshops Remote Sensing Aerial Data Interpretation Workshop Mr. Tapia brings over 27 years of environmental and regulatory compliance experience to our clients. He has overseen numerous environmental studies and compliance reports. As the Vice President of Envicom Corporation, Mr. Tapia has carefully guided company staff and work products over the years, building a reputation for objective analysis and reporting and responsiveness to clients that have earned the firm repeat business. Mr. Tapia has extensive experience in land use and environmental constraints analyses, California Environmental Quality Act (CEQA) compliance, development impact assessment, resource entitlement and permitting and construction monitoring. He has successfully managed complex, large-scale CEQA projects requiring the coordination of diverse, multi-discipline teams of in-house personnel and outside subconsultants. Among these was his work on the impact analysis for the Sunset Millennium Project, a large, mid-rise commercial, office, and hotel complex covering three blocks of Sunset Strip in West Hollywood. His work allowed the decision-makers to understand complex visual, traffic, and land use issues. Additional project experience includes management of the Pepperdine University Campus Life Project Environmental Impact Report (EIR) in the County of Los Angeles; 2000 Avenue of the Stars office project in Century City; and the West Los Angeles College Master Plan Project/Program EIR. Mr. Tapia has also managed the permit compliance monitoring efforts at Heritage Valley Parks in Fillmore and Deerlake Ranch in the Chatsworth area. In combination, these projects proposed to construct over 1,000 homes and were subject to numerous trustee resource agency permit requirements. Additionally, Mr. Tapia has successfully coordinated the acquisition of resource permits from trustee agencies; including Streambed Alteration Agreements and Incidental Take permits from the California Department of Fish and Wildlife (CDFW), and Clean Water Act Section 404 Permits from the U.S. Army Corps of Engineers (ACOE). He also provides mitigation implementation and conditional use permit (CUP) compliance support, construction document review, and governmental coordination. A-54 C-118 REPRESENTATIVE PROJECT EXPERIENCE Pepperdine University Campus Life Project Environmental Impact Report, County of Los Angeles Mr. Tapia managed the preparation of an EIR for the Pepperdine University Campus Life Project. The project proposed approximately 450,000 square feet (sf) of new facilities to be developed in six phases. The project would provide athletic, recreation, entertainment, parking, and residential facilities to enhance the student experience, support educational activities, and update aging buildings. Environmental issues that were addressed in the EIR included geotechnical hazards, hydrology and water quality, fire hazards, noise, biota, visual qualities, traffic and access, and other key areas. The proposed project, located within the Coastal Zone between the Santa Monica Mountains and the Pacific Ocean, required amendments to Pepperdine’s Long Range Development Plan (LRDP) that entailed a comprehensive approval process with the County of Los Angeles and California Coastal Commission (CCC). 2000 Avenue of the Stars Environmental Impact Report, City of Los Angeles Mr. Tapia managed the preparation of an EIR for the 2000 Avenue of the Stars Project. The project proposed to revitalize the old ABC Entertainment Center by removing two existing structures and constructing a single mid-rise office building and three-acre landscaped plaza. Key responsibilities included maintaining excellent communication with the local residential community and assuring comprehensive analysis of potential environmental effects. Key issues included hazardous materials removals, traffic, aesthetics, and geotechnical concerns. Malibu Institute Environmental Impact Report, County of Los Angeles Mr. Tapia managed the preparation of an EIR for the Malibu Institute Project, which proposed to develop a sports- oriented educational retreat in the unincorporated Los Angeles County on the 650-acre site of an existing golf course. The project would replace existing structures used for dining and golf course operations, with a combined 224,287 sf of structures for educational and meeting facilities, overnight accommodations, dining facilities, fitness center/spa, golf course clubhouse, and associated maintenance and support facilities. In addition, the project would remodel the existing 18-hole golf course. The project design incorporated many “green” features to minimize environmental impacts. The site was located in the Coastal Zone of the Santa Monica Mountains and issues evaluated in the EIR included aesthetics impacts on vistas, scenic highways, visual character, and lighting, biology, air quality, historic and archaeological cultural resources, hydrology, noise, fire protection and wildland fire hazards, traffic, and utilities. West Los Angeles College Specific Plan Environmental Impact Report Project, County of Los Angeles Mr. Tapia a managed the preparation of an EIR for the West Los Angeles College Facilities Master Plan. The Master Plan provides broad parameters for organizing the growth and development of the College. It detailed, in physical form, the recommendations of the schools Education Plan for continued and expanded educational opportunities. Master Plan development was proposed as a two-phased undertaking. A total of 440,000 sf of new permanent buildings was anticipated to occur as a result of build-out of the Master Plan. The new facilities planned included a Media Arts Complex, Math and Science Center, general classroom buildings, administrative building, athletic facilities and a second access road to the campus. The Plan also proposed to construct two parking structures providing a total of 2,700 new spaces. Baldwin Hills Oil Field Community Standards District Environmental Impact Report, County of Los Angeles Mr. Tapia prepared select sections of the environmental impact report for the Community Standards District (CSD) for the old one Hills oilfield area. Issues analyzed included aesthetics and other visual resource impacts, public services, and land use. The EIR evaluated existing and future oil operations in the Baldwin Hills and will help determine what additional development standards and regulations should be included in the CSD to mitigate the impacts of drilling on the surrounding communities. A-55 C-119 Marina del Rey Oceana Retirement Facility and Holiday Harbor Courts EIR, County of Los Angeles Mr. Tapia contributed to various sections of the Marina del Rey Oceana Retirement Facility and Holiday Harbor Courts EIR. The project included the 114-unit Oceana Retirement Facility for Parcel OT of the Marina del Rey Local Coastal Program (LCP) area, as well as the Holiday Harbor Courts commercial development for the 2.55-acre Parcel 21, which would replace existing uses with new commercial uses, a public park plaza and promenade, and parking. Key issues of analysis included land use and planning, water quality, and traffic. Pepperdine University Graduate Campus Development Environmental Impact Report, City of Los Angeles Mr. Tapia contributed to the preparation of the environmental impact report for Pepperdine University’s graduate campus development project. The project proposes to construct a 360,000-sf graduate campus with an additional 235,000 sf of students and faculty housing. Palazzo Westwood Village Environmental Impact Report, City of Los Angeles Mr. Tapia contributed two sections of the Palazzo mixed-use project EIR. The project incorporated elements of the Westwood Village specific plan, including the concept of a mixed-use pedestrian oriented community the project including local serving commercial retail occupying ground floors with upper floors occupied by upscale apartments with a health club facility and open space for tenants in the form of courtyards for passive recreation. Block8 / G8way LT Mixed-Use Project Environmental Impact Report Addendum, City of Los Angeles Mr. Tapia contributed to preparation of the Block8/G8way LT Project EIR Addendum. The project proposed development of a 5.95-acre site with mixed-use residential and commercial uses. The EIR evaluated project impacts in relation to a previous program EIR. Key issues included traffic, air quality, cultural resources, hazards, and noise. Pacoima/Panorama City Redevelopment Plan Amendment/Expansion Project Environmental Impact Report, City of Los Angeles Mr. Tapia contributed to preparation of the Pacoima/Panorama City Redevelopment Plan Amendment/Expansion Program EIR proposed by the CRA/LA, which included amending and expanding the Earthquake Disaster Assistance Project for portions of Council District 7. The Project area was comprised of 4,208 acres in the existing plan area and 2,928 acres in the proposed expansion area (7,136 total acres), including portions of Arleta, Lakeview Terrace, Mission and North Hills, North Hollywood, Pacoima, Panorama City, Sun Valley, Sylmar, and Van Nuys. Sunset Millennium Project Master EIR Consistency Analysis, City of West Hollywood Mr. Tapia managed the CEQA environmental compliance document for the Sunset Millennium Project on Sunset Boulevard in West Hollywood. The 680,000-sf mixed-use development included hotel, office, retail space, and restaurants Using on an expanded initial study format Envicom Corporation prepared a comparison of impacts and mitigation measures against those anticipated in the City’s Programmatic Master EIR for the Sunset Boulevard Specific Plan. The projects main major environmental issues reviews noise historic resources and traffic. Pepperdine University Long Range Development Plan Coastal Commission Amendments, County of Los Angeles Mr. Tapia provides ongoing environmental services to Pepperdine University in support of their Long-Range Development Plan. In this capacity, he has prepared amendments to the LRDP and provided necessary environmental reviews. Key issues include public engagement, traffic, noise, and coastal act consistency. Qwest Communications Fiber Optic Cable Installation Project, Angeles National Forest Mr. Tapia managed the Qwest Communications Fiber Optic Cable Installation Project. He managed the preparation of Operation, Emergency, and Fire Prevention Plans as well as environmental assessment documents for the installation of fiber optic cables and pull boxes within 19 miles of Federally held lands. Mr. Tapia supervised environmental and archaeological monitoring activities during construction. He directed a team whose primary responsibility was to assure compliance with numerous Special Use Permit stipulations intended to minimize impacts to forest resources. The subject of stipulations ranged from speed limits, disturbance limits, weather monitoring, fire prevention, circulation, vehicle and equipment weight limits, and cultural resource protections. A-56 C-120 LAURA KAUFMAN, AICP Director of Environmental Services Years of Experience Over 25 years Education Bachelor of Science, Urban Planning / Social Sciences, Michigan State University Certifications American Institute of Certified Planners (AICP) Professional Affiliations Association of Environmental Professionals (AEP) – Los Angeles Chapter (Past Director and Chapter and Emerging Issues Committee) American Planning Association (APA) Specialized Training AICP Annual Continuing Education Credits AEP/APA Workshops & Conferences Ms. Kaufman has over 25 years of experience in the fields of urban planning and environmental compliance, specializing in the California Environmental Quality Act (CEQA) and the National Environmental Policy Act (NEPA). She provides project and staff management, designing and implementing compliance programs that are proficient in achieving project objectives in a thorough, legally compliant manner that is time and budget efficient. Through her experience and proven track record on hundreds of task orders and assignments, Ms. Kaufman has gained the knowledge to provide strategic and effective solutions to resolve development and planning issues. Her work products have satisfied the standards of city, regional, state, and federal agencies, and been upheld under review by public- and private-sector legal counsel. Ms. Kaufman has prepared, managed or overseen the preparation of a wide array of environmental documents for varying types of projects. Ms. Kaufman has direct City of Los Angeles CEQA experience with Constellation Place Tower (Previously MGM Tower, Century City), Palazo Westwood Mixed Use Project (Westwood), 2000 Avenue of the Stars Office Building (Century City), L.A. CEQA Thresholds Guide (Citywide), Amended Little Tokyo Redevelopment Plan (Little Tokyo and Arts District), Andalusia Senior Housing (Van Nuys). She has also provided post-EIR/EIS CEQA support for Metro projects in and around the City of Los Angeles, such as the Vermont/Wilshire Metro Station Improvements Categorical Exemption (Wilshire Corridor). Other complex urban projects for which she has provided environmental services include the Martin Luther King Jr. Medical Center Campus Redevelopment Project (County of Los Angeles), Sunset Millennium Mixed Use Project EIR Peer Review (West Hollywood) and Various Port of Los Angeles projects, including a component of the documentation for the San Pedro Waterfront Project (City of L.A., San Pedro-adjacent). She is currenlty managing the EIR for the Paradise Valley Specific Plan Project in Riverside County, addressing 8,500 dwelling units, 1.38 million sf of commercial development and open space dedications on 5,000 acres. Ms. Kaufman has maintained American Institute of Certified Planner (AICP) accreditation since 1993. She has served on various boards and committees with the Association of Environmental Professionals (AEP) and was director of the Los Angeles Chapter for three years from 2012 through 2014. She carries a Bachelor of Science degree in Urban Planning/Social Sciences from Michigan State University. A-57 C-121 REPRESENTATIVE PROJECT EXPERIENCE 4th and Hewitt Project EIR Los Angeles (Arts District) As Director of Environmental Services, Ms. Kaufman is providing strategic support and quality control/quality assurance (QA/QC) oversight during preparation of the Initial Study and Environmental Impact Report (EIR) for this development proposal for an 11-story commercial office building comprising approximately 15,000 sf of ground floor commercial retail space, approx.. 255,400 sf of office building space, 15,000 sf of ground floor retail space and 11,000 sf of common area. Development would retain the existing Architecture and Design Museum (A+D Museum) and demolish approx. 7,000 sf of existing office, garage and storage space. Parking would be provided on two subterranean levels and on the 2nd through 5th above-ground floors. Palazzo Westwood Mixed Use Project, City of Los Angeles (Westwood) Project manager for the this mixed-use development comprised of approx. 350 residential apartments (400,000 sf) and 115,000 sf of commercial retail uses, including a grocery store, underlain with a subterranean parking garage on an urban site located southwesterly of the intersection of Weyburn and Tiverton Avenues, on the east and west sides of Glendon Avenue. The project site previously included a parking lot, vacant parcels (site of a demolished commercial retail building with parking on the west side of Glendon Avenue), a motion picture theater, and a vacant 42-unit apartment building (Glendon Manor), which was determined eligible for listing in the California Register. Key issues were aesthetics, construction air quality, cultural (historic) resources, geology, land use and traffic. Little Tokyo Redevelopment Plan Amendment, City of Los Angeles (Little Tokyo/Arts District) Project Director for a Program EIR for the City of Los Angeles Community Redevelopment Agency for the updated Little Tokyo Redevelopment Plan, covering a portion of downtown Los Angeles. Project included an analysis for three potential development scenarios for buildout of the area. The analysis was supported by technical investigation reports on various environmental issues, including traffic, cultural resources, and hazardous materials. Hughes Entertainment Center, City of Los Angeles (Westchester) Project manager preparing an MND for revisions the previously entitled retail/entertainment complex in the Westchester portion of Los Angeles for the Snyder Development Company. Development plans for the facility, now constructed, included retail shops and an IMAX theater. The project components were part of an existing Development Agreement, and deemed consistent with that agreement. Key issues for the project were traffic, lighting, land use compatibility and views (directly adjacent to the 405 Freeway). Sunset Millennium Master EIR Consistency Analysis Peer Review, City of West Hollywood Project manager (at a prior firm) on contract to the City of West Hollywood to peer review the CEQA environmental compliance document for the Sunset Millennium Project on Sunset Boulevard and support the City as consulting environmental reviewer at the project’s public hearings. The purpose of the compliance document was to evaluate whether the impacts of the proposed project was within the impacts previously identified for in the previous Master EIR for the Sunset Boulevard Specific Plan, and to establish whether new significant impacts, or substantially increased significant impacts would occur beyond those previously disclosed. The consistency analysis for the 680,000-sq. ft. mixed-use development, which comprised a hotel, office and retail space, and restaurants, was prepared in an expanded Initial Study format, including detailed technical studies for the project’s major environmental issues: views, noise, historic resources, and traffic. Los Angeles County Metropolitan Transportation Authority (Metro) Projects, Los Angeles Project manager and/or task order lead for CEQA/NEPA assignments on a Master Services Agreement Contract with Metro while with a prior firm. Projects included station, rail and facility modifications or expansions. Served as on-going support for task orders and research assignments to ensure implementation of Metro projects in compliance with approved environmental documents (EIR/EISs) and state and federal regulations, working directly with Metro staff. A-58 C-122 •Provided responses to public and agency inquiries for Metro staff use, including responding to questions that arose during the final design phase of the Crenshaw/LAX Transit Corridor Project. Project issues included potential changes in rail grades approaching stations, variations in land area based on potential land acquisition issues, changes in station locations, modifications in station design, additional portals to planned stations. Environmental issues to be resolved included project modifications to avoid potential land use adjacency conflicts (e.g., noise, traffic, access) that could arise from changes in the project and determination as to whether subsequent documentation may be required. Advised Metro on appropriate CEQA and NEPA approach (Federal Transit Administration, federal lead), where project changes would warrant subsequent documentation. •Served as senior QA/QC technical reviewer for MNDs, including the Metro Blue Line Rail Crossover project. •Prepared and reviewed Categorical Exceptions/Exclusions and other documents for station modifications, such as station parking lot resurfacing using eco-friendly materials and the addition of electrical recharging stations to be located at several Metro station locations. •Prepared CEQA training presentation materials for Metro staff, relevant to Transit Oriented Design Projects, Station Design and other future development-related efforts. Port of Los Angeles On-call Master Services for CEQA/NEPA Projects, Los Angeles Project manager for various port projects: •Port of Los Angeles San Pedro Waterfront Economic Analysis. Project manager for the Socio-Economic Study for use by the Los Angeles Harbor Department (LAHD) in support of the Draft Environmental Impact Statement/Environmental Impact Report (EIS/EIR) and for use in evaluating whether to approve the proposed San Pedro Waterfront Specific Plan within LAHD property. The proposed San Pedro Waterfront Project was located in the Port of Los Angeles (POLA), adjacent to the San Pedro Community of the City of Los Angeles. The plan would allow for specific development projects and associated infrastructure improvements from the Vincent Thomas Bridge to Inner Cabrillo Beach. A variety of land uses would be permitted, including public waterfront and open space areas, commercial development, transportation and parking facilities, creation of new water areas, and expansion of cruise ship facilities and operations. The economic study evaluated the potential market demand for the proposed uses, considering potential competition and development of other nearby uses within the market area. •Port of Los Angeles Sustainability Plan, Los Angeles, CA. Project manager in the initial stages of the plan. Coordinated with the Port staff to begin a work plan for the development of a sustainability plan for Los Angeles City departments, as part of the Mayor’s Executive Directive 10, concerning sustainability. Outreach efforts were planned to incorporate existing and ongoing environmental programs at the port and solicit input and participation from stakeholders, including existing environmentally related working groups within the port and lease holders. The plan provides for sustainable practices to be effectively used for the benefit of projects within the port and to maintain consistency with the mission and goals of the City as a whole. The plan includes a green building policy, a new environmentally preferable purchasing policy, ISO certification for the Construction and Maintenance Division Environmental Management System, Clean Air Action Plan, Climate Action Plan and green leasing policies. •Canner’s Steam Plant Project EIR. Project manger for EIR addressing container terminal improvements and demolition of two unused buildings and other small accessory structures at the former Canner’s Steam Plant in the Fish Harbor area of the POLA. Owned by the Canner’s Cooperative Steam Company, Inc., the plant was formed to supply steam to canneries throughout the Fish Harbor area of the port. The cooperative was incorporated in December 1950 and consisted of five Terminal Island tuna canneries. Redevelopment of the existing container terminal was to include improvements to wharves, adjacent backland, crane rails, lighting, utilities, new gate complex, grade crossings, and modification of adjacent roadways and railroad tracks, as well as demolition of the vacant Canner’s Steam Plant building. Key issues included historic resources and hazardous materials. A-59 C-123 Paradise Valley Specific Plan EIR, Riverside County (Coachella Valley) Project manager for the Program EIR addressing a self-sustaining new town proposed in the Shavers Valley portion of Eastern Coachella Valley, in unincorporated Riverside County, along the I-10 freeway, just south of Joshua Tree National Park. The Specific Plan would guide development of approximately 8,500 residential units, 1.38 million sf of commercial development and associated public facilities and infrastructure, including parks, trails, schools, and fire and sheriff facilities on a 2,000-acre development footprint within a 5,000-acre property ownership. The subject property will require the dedication of thousands of acres of land in open space conservation in compliance with Coachella Valley MSHCP. Self-sustaining features of the new town include a mix of land-uses to reduce external commuting, use of solar energy, and provision of electric car chargers in residential garages and at specified commercial locations. Key issues for the project are biological resources, traffic, noise, views from the freeway and nearby parks and other public places, air quality and greenhouse gas emissions. A Climate Action Plan (CAP) has been prepared for the project, tiering off Riverside County’s CAP. L.A. CEQA Thresholds Guide (Resource Document), City of Los Angeles (Citywide) Project manager providing consultant services (while at a prior firm) overseeing a team of subconsultants to the City of Los Angeles Environmental Affairs Department in preparing CEQA thresholds and procedural manual for use as administrative guidance in the preparation and review of environmental documentation by all City of Departments. The document provided guidance on analysis of each issue area in the state CEQA checklist, as well as guidance on evaluating significance based on the approved thresholds, including providing screening thresholds. A-60 C-124 APPENDIX B: PROJECT DESCRIPTIONS C-125 Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A completed the Feasibility Study (FS) Update for the Portuguese Bend Landslide Complex in 2018. Due to widespread landslide activity for decades, a segment of Palos Verdes Drive South in the City of Rancho Palos Verdes, nearly half a mile long, has been continually deformed from lateral stress driving south with slope failure at the toe of the Portuguese Bend landslide complex. Despite nearly $45 million expended by the City, slope failure, disrupted stormwater drainage, and accelerated groundwater recharge contribute to an ongoing, costly, and challenging cycle of roadway and utility damage and repair. Despite significant City efforts, uncontrolled stormwater from the upper slopes of the Portuguese Canyon Watershed has flowed directly into the most geotechnically sensitive and unstable areas within the interior of the Portuguese Bend landslide area. Stormwater recharge to groundwater increases subsurface artesian pressure and promotes landsliding across a broad area unsuitable for buildings, roads, or utilities. DBS&A worked closely with City staff and the community to develop conceptual solutions to control regional stormwater, extract groundwater, preserve habitat, and help stabilize and secure land movement in the Portuguese Bend area. DBS&A prepared the FS Update based on historical work completed to evaluate traditional engineering options. DBS&A proposed an innovative and cost-saving flexible liner solution for stormwater control that allows for habitat reconstruction after build-out. Stormwater control would prevent continual hydraulic loading to key areas in the subsurface to significantly reduce regional slope failure and mass landsliding. Supplemental groundwater extraction that has proven effective in controlling slope failure in adjacent areas such as Abalone Cove was also considered along with sub-horizontal groundwater drains (hydraugers or hydro-augers) and surface fracture sealing (in-filling) to further prevent stormwater recharge to groundwater. Client City of Rancho Palos Verdes Highlights ™Conducted cost- benefit analysis and evaluation of innovative engineering options for landslide mitigation ™Developed positive working relationship with community stakeholders ™Collaboratively identified working path forward incorporating City and public comments ™Proposed innovative and cost-saving stormwater channel liner solution allowing for habitat preservation ™Developed cost-saving GIS to compile historical maps and data ™Constructed 3-D geotechnical model to evaluate the effects of various remedial solutions Feasibility Study Update, Portuguese Bend Landslide Complex Rancho Palos Verdes, California DBS&A mapped the watershed and identified hydrologic features while evaluating options for stormwater control and groundwater extraction. B-1 C-126 Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience A three-dimensional (3-D) numerical geotechnical model was constructed to simulate various remedial engineering solutions, and demonstrate and quantify the effectiveness of dewatering. The proposed solutions will be carefully integrated into habitat restoration and maintenance areas outlined in the Portuguese Bend Natural Communities Conservation Plan/Habitat Conservation Plan (NCCP/HCP). DBS&A attended several City council meetings and community meetings and conducted a community workshop to present the draft conceptual FS plans and receive and discuss public comments. After addressing nearly 250 comments, DBS&A revised the draft conceptual FS plans to incorporate public comments and concerns to achieve a collaborative consensus to move the program forward into the design and construction stage. Feasibility Study Update, Portuguese Bend Landslide Complex continued Stormwater collects and infiltrates into groundwater north of Palos Verdes Drive South upgradient and within the “Red Zone” area of greatest recorded land movement in the Portuguese Bend landslide area. The 2018 FS update prepared by DBS&A proposed a conceptual remedy for stormwater drainage that is now moving into the design and construction phase. B-2 C-127 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A has supported Pepperdine University since 2002 on several complex and interrelated water management issues related to geotechnical slope stability, stormwater control, California Environmental Quality Act (CEQA) issues, and groundwater, including annual water balance preparation and analysis; sub-horizontal groundwater drain mapping, flow measurement, and evaluation; groundwater extraction cost/benefit analysis; groundwater monitoring and extraction well planning and analysis; hydrologic watershed monitoring; and stormwater flow monitoring and control. Our work helps the University to identify, understand, and prioritize issues related to risk management (e.g., preventing geotechnical instability), regulatory compliance (e.g., monitoring groundwater levels, water quality, and other potential impacts to the environment), and campus operations (e.g., managing irrigation efficiency and water storage reservoir capacity). DBS&A also helps Pepperdine to address sustainability-related issues with regard to campus development, CEQA, water quality, and campus runoff monitoring and control. DBS&A also helps the University maintain positive public relations with the surrounding scientific and regulatory community while maintaining its commitment to campus environmental, health, safety, and sustainability goals. DBS&A conducts monthly monitoring of surface and groundwater quality, water levels, soil moisture content, and sub-drain flow to ensure that water use on the facility is not impacting slope stability, historical canyon surface water flow, or groundwater conditions. DBS&A uses a water balance model to track irrigation, evapotranspiration, surface runoff, soil storage, deep percolation, and groundwater recharge. Groundwater monitoring and reporting is conducted in conjunction with Water Recycling Requirements (WRR) and National Pollutant Discharge Elimination System (NPDES) surface discharge permitting. Annual reports are submitted to the Los Angeles Regional Water Quality Control Board, Los Angeles County Department of Public Works, and local community groups. Client Pepperdine University Highlights ™Complex, interrelated water balance, watershed hydrologic analysis, cost/ benefit analyses, and operational water management issues including stormwater capture and control, groundwater extraction, and sub-horizontal drain flow monitoring and analysis ™Monitoring and modeling of surface water, groundwater, and vadose zone conditions ™CEQA and NPDES compliance ™Positive community relations Water Balance Analysis and Hydrologic Monitoring for Geotechnical Slope Stability Pepperdine University, Malibu, California Recycled water is used to irrigate the campus. Pepperdine is located in a closely regulated area between the Santa Monica Mountains and the Pacific Ocean. B-3 C-128 Project Experience Landslide Mitigation and Horizontal Drain Design and Installation geo-logic.com Page 1 Landslide Mitigation at the Sunshine Canyon Landfill (SCL), Los Angeles, CA GLA performed investigations and analyses to assess the causes of surficial cracking and suspected down-slope movement in future development areas of this active landfill on the northern margin of the San Fernando Valley in Los Angeles, California. This canyon landfill site is marked by steep ridges and steep-sided ravines shaped by the underlying sandstone and claystone geology. Artesian groundwater pressures are locally present. GLA concluded that instability was due to the amphitheatre-shaped geologic structure presenting out-of-slope bedrock bedding planes from multiple directions, as well as elevated groundwater pore pressures due to confinement by overlying claystone strata. GLA’s extensive geotechnical investigation has involved geologic mapping; rock core and soil borings; downhole acoustic televiewer geophysics; downhole logging of large-diameter hollow-stem auger borings; test pit logging; on-going monitoring of a network of piezometers and inclinometers; installation and operation of pumping wells and 1,400-ft long horizontal drains for dewatering and relief of artesian water pressure; laboratory testing of soil and groundwater samples; geologic, hydrogeologic, and geotechnical interpretation; stereographic rock mass discontinuity analyses; seismic hazard evaluations; two-dimensional (2D) and three-dimensional (3D) slope stability analyses; 2D steady-state seepage analyses, seismic deformation analyses; and development of landslide mitigation recommendations (1,400-ft long horizontal drains). GLA is currently monitoring the progress of the dewatering/landslide mitigation with a system of inclinometers and vibrating wire piezometers. Client Republic Services, Inc. Contact Patti Costa – 818.362.2075 Timeframe 2006-2016 Contract Amount $3.9 Million Personnel Neven Matasovic, PhD, PE, GE Alan Witthoeft, PE, GE Mark Vincent, PG, CEG, CHG Gary Lass, PG, CEG, CHG Robbie Warner, PE, GE Robert Johnson, PE William Lopez, PG, CEG, CHG Luis Mariscal, PE Landslide mitigation design with horizontal drains (Hydraugers) Geotechnical services provided to urban canyon landfill at the edge of the San Fernando Valley Investigation to evaluate cause of instability Extensive, multi-year geotechnical investigation Evaluation of alternative mitigation methodologies Bench scale laboratory test program to assess variability of soil-cement First phase of perimeter level stabilization was completed in 2012 Second phase of landslide mitigation with 1,400 ft long horizontal drains was completed in 2017 B-4 C-129 Project Experience Nelson Road Landslide Repair geo-logic.com Page 1 Emergency Geotechnical Services for Landslide In March 2011, a landslide originating east of the Nelson Road right-of- way buried the roadway. The buried roadway blocked access to about 27 homes. The Geo-Logic Associates' (GLA) project team was authorized on short notice to provide emergency consultation to the County of Santa Cruz Public Works (CSCPW) and County Counsel, and was authorized to investigate the landslide. The investigation was to characterize the landslide sufficiently to permit decisions regarding options moving forward. Geologic reconnaissance and mapping of the site and general vicinity; subsurface investigation by means of HQ rock coring and large- diameter borings drilled to assess landslide hazards; installation of slope inclinometer casings paired with vibrating wire piezometers to monitor slope stability and groundwater conditions; installation of stakes across scarp features to facilitate detection of ongoing deformation; acquisition and processing of LiDAR flown specifically for this project, and processing of data to generate a “bare earth” digital elevation model (DEM); assessment and re-processing of 2010 (pre-landslide) LiDAR data, and comparison of the pre- and post- landslide LiDAR data sets; geologic and engineering analysis of our data, including two dimensional slope stability analyses; development of conclusions regarding the mechanics and apparent controls on landslide movement; research into possible mitigation options, in particular the geologic/geotechnical feasibility of clearing the existing Nelson Road alignment. The results of geologic and geotechnical evaluations were used to develop options for mitigation of the landslide. The mitigation options were reviewed and evaluated by CSCPW prior to development of the final mitigation option. Access to the affected homes was restored soon thereafter, and the final remedy was implemented by late 2011. Client County of Santa Cruz Department of Public Works Contact Mr. Steve Wiesner / 831.454.2160 Timeframe 2011 Project Cost $780,000 Personnel Reid Fisher, PG, CEG, Ph.D. John Feltman, PG, CEG Soma Goresky, PE, GE Bret Treece Services Provided: A landslide buried Nelson Road, blocking access to 27 homes The GLA project team provided emergency geotechnical services An emergency geologic / geotechnical investigation performed to characterized site conditions for emergency removal Implementation of emergency removal of debris Geologic reconnaissance and mapping of the site for the final remedy Subsurface investigation, including drilling, sampling, and laboratory testing Installation of slope inclinometer paired with vibrating wire piezometers to monitor slope performance and groundwater conditions Acquisition and processing of LiDAR flown specifically for project Two-dimensional (2D) slope stability evaluation Development of recommendations for emergency response and for the final remedy B-5 C-130 Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A worked with City of Newport Beach Public Works to characterize hydrology in the upper Big Canyon Watershed. Big Canyon was deeply incised by stream erosion into marine terrace formations near the northern terminus of the San Joaquin Hills. Erosion exposed Tertiary aged marine deposits in the area including the marine Monterey formation. The Monterey formation has been recognized as the naturally occurring source of selenium released to the aquatic environment in several California watersheds, including Big Canyon. The Big Canyon area was largely undeveloped until the 1970s when a water supply reservoir and adjacent residential tracts were constructed. DBS&A completed a hydrogeologic characterization and water balance to help the City further understand the relationship between selenium detected in the area, the underlying Monterey siltstone, shallow groundwater, and residential irrigation. Over-irrigation activities from residential areas were suspected of contributing to groundwater mounding in the shallow aquifer and subsequent selenium flux from the underlying Monterey formation. DBS&A constructed a detailed water balance with a focus on the upper Watershed in the vicinity of the reservoir and adjacent neighborhoods to characterize the potential impact of suspected over-irrigation and reservoir design discharge on shallow groundwater mounding and selenium flux in the Watershed. DBS&A installed a set of seven piezometers to supplement the existing piezometer network near the reservoir. Stable isotopes of oxygen and hydrogen (delo/delD) were utilized to evaluate groundwater recharge from various sources. DBS&A also installed a surface water staff gauge to compare surface water elevation to groundwater elevation in nearby streams. DBS&A collected continuous flow rate data from storm water lines in the area to assess surface water discharge related to irrigation rate and frequency. DBS&A also conducted soil, groundwater, and surface water sampling and analysis to evaluate selenium impacts. A greater understanding of the sources, occurrence, and mechanisms of selenium flux enabled the City to ultimately design remedial measures for selenium impacts in the Watershed. Client City of Newport Beach, California Highlights ™Evaluation of Monterey formation ™Groundwater recharge evaluation ™Comprehensive hydrologic characterization and watershed modeling ™Detailed water balance quantification ™Piezometer installation and monitoring ™Stream gauging to evaluate surface water/ groundwater interaction Water Balance Development and Hydrologic Analysis Big Canyon Watershed, Southern California The highly deformed and low-permeability Monterey formation is present in both the Big Canyon watershed in Newport Beach and the Portuguese Bend watershed in Rancho Palos Verdes, California. B-6 C-131 Project Experience SDG&E Transmission Towers Access Road geo-logic.com Page 1 Access Road Stability Demonstration San Diego Gas and Electric (SDG&E) owns and maintains transmission towers within the Sycamore Landfill and Hanson’s Gravel Pit mining operation in San Diego, California. In order to allow for a lateral expansion of the landfill, several transmission towers had to be relocated. Relocation of these towers called for design and construction of an access road, and design permitting with three agencies. Given the site constraints, section of the access road between towers 2 and 3 was just next to a temporary cut slopes that was graded at 1H: 1V (Horizontal: Vertical). The slope was approximately 130 ft high between benches and approximately 190 feet high between its toe and crest. To assess the stability of such a high and steep slope GLA developed a conventional two-dimensional (2D) slope stability model and a three- dimensional (3D) model that could encompass a relatively complex geology, as mapped by GLA geologists. The 3D stability model developed is shown in the figure above. The material parameters for stability evaluations were evaluated by back-analysis of nearly vertical slopes nearby that were graded by landfill operations in the same formation. For quality control purposes, and to satisfy the request of the regulatory agency, the back-calculated material parameters were compared to the results of geotechnical laboratory testing on remolded samples by GLA and other consultants. Per SDG&E requirements, the analysis was performed under static and seismic loading conditions. The 3D analysis was required to demonstrate static and seismic stability. The results of the 2D analysis (approximately 30 percent lower) were presented for quality control purposes. GLA also developed requirements for slope observation during construction and for in-grading monitoring. Client Republic Services, Inc. (Arizona) Contact Mr. Willis D. Sawyer, P.E. (Doug) 623.241.8424 Timeframe 2015-2016 Contract Amount $40,000 Personnel Neven Matasovic, PhD, PE, GE Mark Vincent, CEG (Peer Review) Caleb Miller, PE Services Provided: 2-D and 3-D Slope Stability Analysis Geologic Mapping Geotechnical Investigation Soil Sampling Geotechnical Laboratory Testing Back Analysis of Steep Cut Slope Nearby Development of Road Alignment Grading Plans and Technical Specifications Report Preparation Permitting Monitoring Requirements Construction Observation In-grading monitoring Static and Pseudostatic Stability Evaluation Model SDG&E Transmission Towers 2 and 3 Access Road B-7 C-132 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A assisted OC Watersheds in the development of a comprehensive water balance for central Orange County in an area known as the former “Swamp of the Frogs.” The former wetlands was a depositional environment receiving regional stream flow and surface water runoff for centuries until rapid urbanization starting around 1925 led to significant hydrologic and hydrogeologic changes. The wetlands was partially drained when surrounding land was developed for agricultural use. Later, with increased area development, the wetlands area was fully drained and surface water flow was largely captured by a network of interconnected surface water and flood control channels extending across central Orange County. The network of surface water channels lowered the groundwater table while capturing stormwater flow. The channels are now located below the regional groundwater table and receive groundwater in-flow throughout much of the former wetlands area. DBS&A assisted the County with an evaluation of water sources and sinks in the vicinity of high selenium detections within the channel network. DBS&A conducted a hydrogeologic characterization, estimated recharge and infiltration, mapped groundwater flux and flow, assessed selenium flux, and developed a quantitative water balance. The County’s goal was to better understand and ultimately control selenium flux so it can be reduced or eliminated to meet U.S. EPA’s Total Maximum Daily Load (TMDL) requirements. DBS&A also proposed innovative solutions for selenium treatment in groundwater, including engineered treatment wetlands. DBS&A also worked with community stakeholders to present the methods and results of the study. Client Orange County Department of Public Works (OC Watersheds) Highlights ™ Developed comprehensive water balance ™Developed watershed- scale model to estimate groundwater recharge from precipitation and irrigation ™Mapped groundwater flux and flow Water Balance Development, Stormwater Evaluation, and Hydrologic Assessment Orange County, California Stormwater flow is controlled with a network of channels within the former “Swamp of the Frogs.” B-8 C-133 Project Experience La Pata Avenue Gap Closure geo-logic.com Page 1 Road Extension Feasibility Study, Design, and Permitting The proposed extension of the La Pata Avenue will traverse a Holocene landslide deposit that is approximately 0.6 miles long and up to 300 feet thick. The landslide deposit is within the Capistrano formation, widely regarded as southern California’s most unstable geologic formation. The groundwater is approximately 150 ft above the landslide deposit basal shear plane. The site is in an area of high seismicity, with design Moment Magnitude of 7.2 and site bedrock Peak Horizontal Ground Acceleration (PHGA) of 0.47 g. Environmental concerns such as limits of an endangered species habitat preclude re-alignment of the road and/or construction of a stability buttress at the toe of landslide deposit. Scope of services called for an execution of a focused site investigation program that included geologic mapping, geophysical measurements (surface refraction and in-hole geophysics), drilling, trenching, sampling and geotechnical laboratory testing of representative landslide deposit material. The work further included interpretation of site groundwater conditions, basal shear plane geometry, and results of torsional ring shear testing of basal shear plane materials. Based on the results of this investigation, the team developed two- and three-dimensional (2-D and 3-D) stability models to demonstrate static and seismic stability of the proposed improvements. Project challenges included assessing present-state Factor of Safety (FS) of landslide deposit that was required for back-calculation of basal shear plane shear strength parameters, development of representative 2-D cross sections, reconciliation of back-calculated shear strength parameters with strengths from laboratory torsional ring shear testing, and establishment of static and seismic stability criteria that are suitable, yet achievable for the proposed improvement. The team was able to demonstrate that, upon grading for proposed improvements, static and seismic stability criteria established for this site will be met without construction of a costly berm at the toe of Landslide Deposit C. Client Huitt-Zollars, Inc. Contact Confidential Timeframe 2001-2014 Contract Amount $1.3 Million Personnel Neven Matasovic, PhD, PE, GE Alan Witthoeft, PE, GE (work with former employer) Services Provided: Geologic Mapping Geotechnical Investigation, including drilling and sampling Groundwater monitoring well installation and monitoring Site-specific geophysical measurements Geotechnical Laboratory Testing Back Analysis of Landslide Deposit 2-D and 3-D Slope Stability Analysis Development of grading plans and technical specifications Permitting Landslide Deposit C Pre-Improvement Static and Pseudostatic Stability Evaluation – Aerial view of Landslide Deposit C prior to road construction B-9 C-134 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A worked closely with Directional Technologies Drilling, Inc. (DTD) for a unique horizontal well installation project in New Mexico. The Santa Fe County Judicial Complex (SFCJC) site is a New Mexico Environment Department (NMED) site in historic downtown Santa Fe, New Mexico with complex, co-mingled groundwater contamination. NMED selected DBS&A through a competitive bid process to complete a grout barrier around the property and to install horizontal wells for groundwater extraction. The purpose of the grout barrier was to impede groundwater flow during construction of underground parking and to partially mitigate impacts from construction dewatering activities. Due to an existing shoring system at the site, the majority of the barrier installed required high-pressure jet-grouted columns to form the barrier. The grout barrier layout consisted of 600 linear feet of jet-grouted elements that overlapped with the ends of a 185-foot-long slurry wall. The barrier was 22 feet high, with 4 feet above and 18 feet below the static water table. Overlapping elements were installed in an alternating pattern with additional grouting near existing shoring piles. Due to site limitations, the only feasible method to access targeted groundwater was to install horizontal wells underneath existing structures. DBS&A designed and oversaw the completion of three horizontal wells with approximately 180 feet of screen and a total length between 280 and 320 feet. Drilling initiated through the side of a 20-foot-deep excavation, proceeded horizontally underneath existing buildings, and daylighted in an adjacent parking area. DBS&A made connections to tie the horizontal wells in to both the north and south sides of the project area, which allowed extraction from both ends of the site. This project was the first application of horizontal vapor extraction wells by the NMED. This project has significantly reduced the risk of impacts to surrounding properties and the environment. Client New Mexico Environment Department Highlights ™Designed and installed horizontal wells with DTD collaboration ™First application of horizontal well and several other technologies by NMED ™Horizontal wells installed underneath existing buildings Horizontal Well Design and Grout Barrier Installation Santa Fe, New Mexico Horizontal wells were installed underneath existing buildings to to access contaminated groundwater. B-10 C-135 Project Experience Prima Deshecha Landfill Phase D Design geo-logic.com Page 1 Geotechnical Engineering Services for Design of Phase D GLA provided geological and geotechnical design services to assess the geological, hydrogeological, seismic and soil/bedrock mechanical conditions at the Prima Deshecha Landfill in Orange County, California. Work was conducted within and in the vicinity of the Phase D development area to evaluate soil conditions that affect the stability of a proposed excavation along with the interim and final refuse fill slopes proposed for landfill development. To evaluate the site conditions affecting slope stability, field, laboratory, and research studies were conducted to collect relevant geotechnical data for the Phase D area. These studies indicated that a portion of the Phase D development area is underlain by landslide deposits which include Landslide “A”, while the northern portion of the development area may also be underlain by Landslide “D”. Landslide “D” had not been investigated previously. Understanding the local geometries of these two landslides, the structural geology of the underlying Capistrano Formation, and local hydrogeologic conditions was necessary to design excavation and refuse fill grades that will have acceptable factors of safety under static and earthquake loading conditions to meet the applicable state and federal regulatory requirements. This dictated special provisions to deal with deep- drilling and coring performed to evaluate the presence of weak beds at depth that could affect stability. Client Tetra Tech/BAS Contact Caleb Moore, 909-860-7777 Timeframe 2013-Current Contract Amount $332,000 Personnel Gary Lass, PG, CEG, CHG Joseph Franzone, PE, GE Neven Matasovic, PhD, PE, GE William Lopez, CEG John Hower, CEG Mark Vincent, CEG Deep drilling and coring were performed to evaluate geotechnical conditions. Downhole logging with a geologist was performed to evaluate bedding and clay seams. Moderately to highly expansive soil materials which necessitated additional geotechnical engineering. Slope stability analyses were conducted to design landfill floor configuration and cut slopes for interim conditions. Options were provided for designing Phase D to not impact the existing Landslide D B-11 C-136 Project Experience Los Alamos County Landfill Slope Stabilization geo-logic.com Page 1 Geotechnical Engineering Services for Slope Stabilization Geo-Logic Associates, Inc. (GLA) provided technical services in support of the pre-design of the Los Alamos County Landfill in New Mexico. These services included geological mapping, geotechnical investigation, design, and pre-bid, and bid support services provided to Los Alamitos County., Project challenges included performing evaluations in support of repair of the existing landfill cover and during investigation, pre-design, design and repair monitoring of a relatively large area affected by slope instability that affected the function and safety of the landfill perimeter road. The slope instability was caused by a rapid accumulation of storm water from an event that greatly exceeded the 100-year storm. The field work included geological mapping and trenching. The trenches were excavated by backhoe in environmentally-sensitive areas along the landfill perimeter. Several representative samples of the subgrade material and from a local borrow source were recovered for testing. The testing included both index testing and direct shear testing for evaluation of representative strength parameters. Engineering evaluations included slope stability evaluation and design of a 20-foot high Mechanically Stabilized Earth (MSE) wall. The design work included preparation of design report, drawings, preparation of technical specifications, bid documents, and included bid support. Client County of Los Alamos, New Mexico Contact Anthony Trujillo, 505-795-1584 Timeframe 2014-2016 Contract Amount $100,000 Personnel John Kendall, PE Joseph Franzone, PE, GE John Berquist Caleb Miller, PE Services Provided: Geologic mapping of formational materials Trenching Geotechnical investigation Recovery of representative samples Geotechnical laboratory testing Slope stability evaluation Design of 20-ft high Mechanically Stabilized Earth (MSE) wall Design of surface water control features Preparation of drawings and technical specifications Regulatory interface Pre-bid support Bid support Slope instability along landfill perimeter road caused by erosion of formational materials B-12 C-137 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience DBS&A was contracted by LAC Minerals Inc. to evaluate and design improvements to the storm water conveyance system at the Cunningham Hill Mine Reclamation project near Cerrillos, New Mexico. Assessment and design activities include: ™Designing a replacement liner system that collects storm water from Cunningham Gulch and its tributary drainages, including anchor trenches, liner, and bedding material specifications, and erosion protection including runoff calculations ™Designing a capture and gravity conveyance system to transfer storm water from the existing weir location to the bottom of the open pit ™Designing a new storm water collection facility at the west entrance to the Cunningham Hill open pit to divert small storm water flows currently flowing along open pit access roads into a new storm water collection facility which then conveys the water to the bottom of the open pit ™Providing recommendations for the placement and construction of waterbars along an access road to convey storm water away from cover material ™Identifying possible improvements to more effectively convey storm water off of the north waste rock pile benches ™Evaluating alternatives and designing selected alternative for minimizing infiltration at the east channel ™Identifying and evaluating the potential effectiveness of in-pit storm water management controls and practices and design new facilities, as needed, to minimize storm water contact with open pit highwalls and road surfaces and to effectively convey pit-road storm water off higher elevation benches and perimeter runoff to the open pit Client LAC Minerals Inc. Highlights ™Evaluate and design storm water conveyance system improvements ™Evaluating alternatives and designing selected alternative for minimizing infiltration DBS&A designed a new storm water collection facility to convey water to the bottom of the open pit Cunningham Hill Storm Water System Improvements Santa Fe County, New Mexico B-13 C-138 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience To meet requirements of the National Pollution Discharge Elimination System (NPDES) individual permit issued by the United States Environmental Protection Agency, Los Alamos National Laboratory is required to manage storm water discharges from legacy Solid Waste Management Units at a storm water drainage catchment area. The objective of this project is to divert storm water runoff from Los Alamos town-site around the drainage in which the historic outfall discharged wastewater from former Laboratory operations. The proposed pipeline will discharge the run-on water from the town-site into Los Alamos Canyon immediately upstream of two existing storm water retention ponds. This will increase the existing ponds’ ability to retain storm water generated from the historic outfall and drainage. One particular challenge is the lack of access from the town-site area and limited access (no heavy equipment) within the side drainage. DBS&A is working closely with the installation contractor to develop a design that achieves both long-term performance and addresses constructability constraints. Designing the conveyance line also faced challenges due to extremely steep slopes; unstable and fractured rocks in the drainage limiting anchorage points; rocks with sharp edges that may gauge the pipeline during thermal expansion and contraction if not properly managed; and limits on anchorage locations due to soil contamination. DBS&A’s design team worked with engineers from pipe suppliers to pipe support manufacturers to produce a design that will work within these constraints. The design of the diversion pipeline considers impacts to historic and cultural resources and sensitive species. Where the pipeline crosses an historic trail, a footbridge will allow continued trail access. Located in core habitat for the Mexican Spotted Owl, noise and equipment restrictions are in place during the pipeline construction window. Planning for the design phase takes these constraints into account to ensure to comply with natural and cultural restrictions on-site. Client Los Alamos National Laboratory Highlights ™Design-Build ™NPDES compliance ™Implementing enhanced storm water control measures for site monitoring ™Site grading to expand the holding capacity of existing retention ponds ™Designing inlet and outlet structure for the pipeline to control the water and prevent storm water discharges from eroding soils or bedrock ™Berm design to prevent upstream drainage/ run-on from entering two existing storm water retention ponds ™Culvert design to route water from upstream of the new berm and under the existing Los Alamos Canyon Roadway into the existing Los Alamos Canyon channel Steep slopes, and unstable, fractured, and sharp rocks in the drainage present engineering design challenges. Stormwater Control Permitting for Los Alamos National Laboratory Legacy Solid Waste Management Units Los Alamos County, New Mexico B-14 C-139 engineering hydrology geoscience DBS&A Daniel B. Stephens & Associates, Inc. www.dbstephens.com Project Experience Under-performing, the existing stormwater system at Rio Rancho Landfill results in flooded roads and sediment deposition problems during rain events. DBS&A was contracted by Waste Management of New Mexico to evaluate the previous design and provide recommendations to address problems with the existing system. The goals of this effort were to: ™Better manage stormwater conveyance to keep existing roadways operational during and after rainfall events ™Minimize maintenance activities associated with stormwater/ sediment deposition ™Optimize the use of existing ponds ™Minimize large erosion events that compromise roads, ponds, and drainage facilities All existing components of the stormwater system were identified and assessed for sufficient capacity to meet current needs and compliance with regulatory requirements. Assessment of existing infrastructure covered both design and construction practices. Through this assessment, DBS&A identified deficiencies in the existing system and provided a design for strategic system changes to meet the goals stated above without a complete overhaul of the entire system. As this is an active landfill, constructability of stormwater improvements during landfill operation was an important consideration in the revised design. DBS&A completed permit- level calculations and drawings to update the landfill’s closure plan, subsequently submitted to NMED. DBS&A is completing construction level plans and specifications to implement the recommended improvements. These documents cover re-grading existing stormwater ponds, installation of new culverts, and installation of improved emergency spillways on stormwater ponds. Rio Rancho Landfill Stormwater Improvements Rio Rancho, New Mexico Client Waste Management of New Mexico Highlights ™Assessed system’s regulatory compliance ™Identified system deficiencies ™Provided design for strategic system changes ™Completed permit- level calculations and drawings to update closure plan ™Developed construction level plans and specifications to implement improvements DBS&A identified deficiencies in the existing stormwater system and provided a design for strategic system changes to meet project goals. B-15 C-140