RPVCCA_SR_IA_2010_02_02_02_IA_20090630_Fin Stmts_IACITY OF
MEMORANDUM
RANCHO PALOS VERDES
TO:
FROM:
DATE:
SUBJECT:
HONORABLE CHAIR &COMMISSION MEMBERS
DENNIS McLEAN,DIRECTOR OF FINANCE &>rt
INFORMATION TECHNOLOGY ~
FEBRUARY 2,2010
FY08-09IMPROVEMENT AUTHORITY AUDITED
FINANCIAL REPORT
REVIEWED:CAROLYN LEHR,CITY MANAGER ~
Project Manager:Kathryn Downs,Deputy Director of Finance &Information
Technology
RECOMMENDATION
Receive and file the FY08-09 audited financial report of the Rancho Palos Verdes Joint
Powers Improvement Authority.
DISCUSSION
The terms of the Reimbursement and Settlement Agreement (Horan Agreement)
require an annual independent audit of the Improvement Authority.The Authority's
auditors,Diehl,Evans &Company,LLP,have recently completed their audit for FY08-
09.The financial report (see attached)includes an unqualified (clean)opinion issued
by Diehl,Evans &Company,LLP.
A copy of the report is available for public review at the front counter located in the
reception area of City Hall.Additionally,the City Clerk's office has a copy of the report
on file for permanent retention.
IA 2-1
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
COMPONENT UNIT FINANCIAL STATEMENTS
WITH REPORT ON AUDIT
BY INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS
JUNE 30, 2009
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
TABLE OF CONTENTS
June 30, 2009
Page
Number
Independent Auditors’ Report 1 - 2
Basic Financial Statements: 3
Government-Wide Financial Statements:
Statement of Net Assets 4
Statement of Activities 5
Fund Financial Statements:
Balance Sheet - Governmental Funds 6
Statement of Revenues, Expenditures and Changes in
Fund Balances - Governmental Funds 7
Notes to Financial Statements 9 - 15
Required Supplementary Information: 17
Budgetary Comparison Schedule - Portuguese Bend
Special Revenue Fund 18
Note to Required Supplementary Information 19
Supplementary Information: 21
Schedule of Revenues, Expenditures and Changes in
Fund Balance - Budget and Actual:
Abalone Cove Permanent Fund 22
Independent Auditors’ Report on Internal Control Over Financial
Reporting and on Compliance and Other Matters Based on an
Audit of Financial Statements Performed in Accordance with
Government Auditing Standards 23 - 24
OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W. VALLEY PARKWAY, SUITE 330
CARLSBAD, CALIFORNIA 92008-2389 ESCONDIDO, CALIFORNIA 92025-2598
(760) 729-2343 • FAX (760) 729-2234 (760) 741-3141 • FAX (760) 741-9890
A PARTNERSHIP INCLUDING ACCOUNTANCY CORPORATIONS
5 CORPORATE PARK, SUITE 100
IRVINE, CALIFORNIA 92606-5165
(949) 399-0600 • FAX (949) 399-0610
www.diehlevans.com
January 7, 2010
INDEPENDENT AUDITORS’ REPORT
The Commission of the
Rancho Palos Verdes Joint Powers
Improvement Authority
Rancho Palos Verdes, California
We have audited the accompanying financial statements of the governmental activities and each major
fund of the Rancho Palos Verdes Joint Powers Improvement Authority (the Authority), a component
unit of the City of Rancho Palos Verdes, California, as of and for the year ended June 30, 2009, which
collectively comprise the Authority’s basic financial statements as listed in the table of contents. These
basic financial statements are the responsibility of the Authority’s management. Our responsibility is to
express opinions on these basic financial statements based on our audit.
We conducted our audit in accordance with auditing standards generally accepted in the United States
of America and the standards applicable to financial audits contained in Government Auditing
Standards issued by the Comptroller General of the United States. Those standards require that we plan
and perform the audit to obtain reasonable assurance about whether the basic financial statements are
free of material misstatement. An audit includes examining, on a test basis, evidence supporting the
amounts and disclosures in the financial statements. An audit also includes assessing the accounting
principles used and significant estimates made by management, as well as evaluating the overall basic
financial statement presentation. We believe that our audit provides a reasonable basis for our
opinions.
In our opinion, the basic financial statements referred to above present fairly, in all material respects,
the respective financial position of the governmental activities and each major fund of the Rancho
Palos Verdes Joint Powers Improvement Authority as of June 30, 2009, and the respective changes in
financial position thereof for the year then ended in conformity with accounting principles generally
accepted in the United States of America.
1
MICHAEL R. LUDIN, CPA
CRAIG W. SPRAKER, CPA
NITIN P. PATEL, CPA
ROBERT J. CALLANAN, CPA
*PHILIP H. HOLTKAMP, CPA
*THOMAS M. PERLOWSKI, CPA
*HARVEY J. SCHROEDER, CPA
KENNETH R. AMES, CPA
WILLIAM C. PENTZ, CPA
*A PROFESSIONAL CORPORATION
2
In accordance with Government Auditing Standards, we have also issued our report dated
January 7, 2010 on our consideration of the Rancho Palos Verdes Joint Powers Improvement
Authority’s internal control over financial reporting and our tests of its compliance with certain
provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that
report is to describe the scope of our testing of internal control over financial reporting and compliance
and the results of that testing, and not to provide an opinion on the internal control over financial
reporting or on compliance. That report is an integral part of an audit performed in accordance with
Government Auditing Standards and should be considered in assessing the results of our audit.
The information identified in the accompanying table of contents as budgetary comparison schedule is
not a required part of the basic financial statements but is supplementary information required by the
accounting principles generally accepted in the United States of America. The budgetary comparison
schedule and related note have been subjected to the auditing procedures applied in the audit of the
basic financial statements and in our opinion are fairly stated, in all material respects, in relation to the
basic financial statements taken as a whole.
Management of the Authority has not presented the Management’s Discussion and Analysis
information that is a required supplement to, although not required to be a part of, the basic financial
statements prepared in accordance with accounting principles generally accepted in the United States
of America.
Our audit was conducted for the purpose of forming opinions on the financial statements that
collectively comprise the Rancho Palos Verdes Joint Powers Improvement Authority’s basic financial
statements. The schedule of revenues, expenditures and changes in fund balance - budget and actual
Abalone Cove Permanent Fund is presented for additional analysis and is not a required part of the
basic financial statements. The information has been subjected to the auditing procedures applied in the
audit of the basic financial statements and, in our opinion, is fairly stated in all material respects in
relation to the basic financial statements taken as a whole.
3
BASIC FINANCIAL STATEMENTS
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
STATEMENT OF NET ASSETS
June 30, 2009
Governmental
Activities
ASSETS:
Cash and investments 1,599,132$
Receivables:
Interest 4,932
TOTAL ASSETS 1,604,064
LIABILITIES:
Accounts payable and accrued liabilities 10,220
NET ASSETS:
Restricted for community development:
Nonexpendable 1,000,000
Expendable 362,231
Unrestricted 231,613
TOTAL NET ASSETS 1,593,844$
See independent auditors' report and notes to financial statements.
4
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
STATEMENT OF ACTIVITIES
For the year ended June 30, 2009
Net (Expense)
Revenue and
Changes in
Net Assets
Charges Operating Capital
for Grants and Grants and Governmental
Expenses Services Contributions Contributions Activities
Governmental Activities:
Public works 117,385$ -$ 82,252$ -$ (35,133)$
Total governmental activities 117,385$ -$ 82,252$ -$ (35,133)
General revenues:
Investment income 30,051
Change in net assets (5,082)
Net assets - beginning of year 1,598,926
Net assets - end of year 1,593,844$
See independent auditors' report and notes to financial statements.
Program Revenues
Functions/programs
5
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
BALANCE SHEET - GOVERNMENTAL FUNDS
June 30, 2009
Special
Revenue Permanent
Fund Fund Total
Portuguese Abalone Governmental
Bend Cove Funds
Cash and investments 238,158$ 1,360,974$ 1,599,132$
Receivables:
Interest 516 4,416 4,932
TOTAL ASSETS 238,674$ 1,365,390$ 1,604,064$
LIABILITIES AND FUND BALANCES
LIABILITIES:
Accounts payable and accrued liabilities 7,061$ 3,159$ 10,220$
FUND BALANCES:
Reserved for:
Reimbursement settlement agreement - 1,000,000 1,000,000
Unreserved:
Undesignated 231,613 362,231 593,844
TOTAL FUND BALANCES 231,613 1,362,231 1,593,844
TOTAL LIABILITIES
AND FUND BALANCES 238,674$ 1,365,390$ 1,604,064$
See independent auditors' report and notes to financial statements.
ASSETS
6
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
STATEMENT OF REVENUES, EXPENDITURES AND
CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS
For the year ended June 30, 2009
Special
Revenue Permanent
Fund Fund Total
Portuguese Abalone Governmental
Bend Cove Funds
REVENUES:
Investment income 3,969$ 26,082$ 30,051$
Contributions from the City of Rancho Palos Verdes 82,252 - 82,252
TOTAL REVENUES 86,221 26,082 112,303
EXPENDITURES:
Current:
Public works 82,253 35,132 117,385
NET CHANGE IN FUND BALANCES 3,968 (9,050) (5,082)
FUND BALANCES - BEGINNING OF YEAR 227,645 1,371,281 1,598,926
FUND BALANCES - END OF YEAR 231,613$ 1,362,231$ 1,593,844$
See independent auditors' report and notes to financial statements.
7
8
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9
NOTES TO FINANCIAL STATEMENTS
See independent auditors’ report.
10
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS
June 30, 2009
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES:
The accounting policies of the Rancho Palos Verdes Joint Powers Improvement Authority (the
Authority) conform to accounting principles generally accepted in the United States of America as
applicable to governments. The Governmental Accounting Standards Board (GASB) is the
accepted standard setting body for governmental accounting and financial reporting principles. The
following is a summary of the Authority’s significant accounting policies.
Reporting Entity:
The Authority is a separate legal governmental entity created on September 4, 1990, in accordance
with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987,
entered into by the City of Rancho Palos Verdes (the City), the Rancho Palos Verdes
Redevelopment Agency (the Agency) and the County of Los Angeles in connection with the Horan
lawsuit. The Authority is considered a component unit of the City of Rancho Palos Verdes for
purpose of the City’s annual financial report. The Agreement requires funds to be set aside and
expended by the Authority to maintain landslide abatement improvements installed and constructed
by the Agency.
The members of the City Council are also members of the Commission of the Authority. Similarly,
the officers of the City serve as officers of the Authority. Facilities and equipment, administrative,
financial and legal services are provided to the Authority by the City.
The Portuguese Bend Special Revenue Fund is financed through annual contributions from the
general fund of the City. The exclusive source of revenue for the Abalone Cove portion of the
Authority comes from investment income on the $1,000,000 principal held in the Permanent Fund.
Measurement Focus, Basis of Accounting and Financial Statement Presentation:
The basic financial statements of the Authority are composed of the following:
• Government-wide financial statements
• Fund financial statements
• Notes to financial statements
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS (CONTINUED)
June 30, 2009
See independent auditors’ report.
11
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED):
Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued):
Government-wide Financial Statements:
The government-wide financial statements (i.e., the statement of net assets and the statement of
activities) report information on all of the activities of the Authority. For the most part, the effect
of interfund activity has been removed from these statements. Governmental activities, which
normally are supported by taxes and intergovernmental revenues, are reported separately from
business-type activities, which rely to a significant extent on fees and charges for support. The
Authority has no business-type activities.
The statement of activities demonstrates the degree to which the direct expenses of a given
function are offset by program revenues. Direct expenses are those that are clearly identifiable
with a specific function. Program revenues include 1) charges to customers who purchase, use, or
directly benefit from goods, services, or privileges provided by a given function and 2) grants and
contributions that are restricted to meeting the operational or capital requirements of a particular
function. Other items not properly included among program revenues are reported, instead, as
general revenues.
Fund Financial Statements:
Fund financial statements for the Authority’s governmental funds are presented after the
government-wide financial statements. These statements display information about major funds
individually and other governmental funds in the aggregate for governmental funds.
The accounting system of the Authority is organized and operated on the basis of separate funds,
each of which is considered to be a separate accounting entity. Each fund is accounted for by
providing a separate set of self-balancing accounts that constitute its assets, liabilities, fund equity,
revenues, and expenditures.
The Authority reports the following major governmental funds:
The Portuguese Bend Special Revenue Fund is used to account for maintenance and repairs of
landslide abatement improvements in the Portuguese Bend Project Area.
The Abalone Cove Permanent Fund is used to account for monies received as part of a July 1991
Reimbursement and Settlement Agreement with the County of Los Angeles. As a part of this
Agreement, the Authority received a $1,000,000 deposit of nonexpendable principal. The interest
income on this principal is used to pay for maintenance and repairs of Abalone Cove landslide
abatement improvements.
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS (CONTINUED)
June 30, 2009
See independent auditors’ report.
12
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED):
Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued):
Measurement Focus:
Measurement focus is a term used to describe “which” transactions are recorded within the various
financial statements. Basis of accounting refers to “when” transactions are recorded, regardless of
the measurement focus applied.
In the government-wide statement of net assets and the statement of activities, activities are
presented using the economic resources measurement focus. Under the economic resources
measurement focus, all (both current and long-term) economic resources and obligations of the
government are reported.
In the fund financial statements, all governmental funds are accounted for on a spending or
“financial flow” measurement focus. This means that only current assets and current liabilities are
generally included on the balance sheets. The reported fund balances (net current assets) are
considered a measure of “available spendable resources”. Governmental fund operating statements
present increases (revenues and other financing sources) and decreases (expenditures and other
financing uses) in net current assets. Accordingly, they are said to present a summary of sources
and uses of available spendable resources during a period. Noncurrent portions of long-term
receivables due to governmental funds are reported on the balance sheets, in spite of the
measurement focus. However, special reporting treatments are used to indicate that they should not
be considered “available spendable resources” since they do not represent net current assets.
Recognition of governmental fund type revenue represented by noncurrent receivables is deferred
until they become current receivables. Noncurrent portions of other long-term receivables are offset
by fund balance reserve accounts. Revenues, expenses, gains, losses, assets, and liabilities resulting
from nonexchange transactions are recognized in accordance with the requirements of GASB
Statement No. 33.
When both restricted and unrestricted resources are available for use, it is the Authority’s policy to
use restricted resources first, then unrestricted resources as they are needed.
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS (CONTINUED)
June 30, 2009
See independent auditors’ report.
13
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED):
Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued):
Basis of Accounting:
In the government-wide statement of net assets and statement of activities, the governmental
activities are presented using the accrual basis of accounting. Under the accrual basis of
accounting, revenues are recognized when earned and expenses are recorded when the liability is
incurred or economic asset used, regardless of the timing of related cash flows. Revenues,
expenses, gains, losses, assets, and liabilities resulting from exchange and exchange-like
transactions are recognized when the exchange takes place. For government-wide financial
reporting, the Authority has elected to apply all applicable GASB pronouncements, as well as any
applicable pronouncements of the Financial Accounting Standards Board (FASB), the Accounting
Principles Board (APB), or any Accounting Research Bulletins (ARB) issued on or before
November 30, 1989, unless they contradict or conflict with GASB pronouncements.
In the fund financial statements, governmental funds are presented using the modified-accrual basis
of accounting. Revenues are recognized when they become measurable and available as net
current assets. Measurable means that the amounts can be estimated or otherwise determined.
Available means that the amounts were collected during the reporting period or soon enough
thereafter to be available to finance the expenditures accrued for the reporting period. Revenue
recognition is subject to the measurable and available criteria for the governmental funds in the
fund financial statements. The Authority considers investment earnings to be available if they are
collected within 60 days of the end of the current fiscal period.
Exchange transactions are recognized as revenues in the period in which they are earned (i.e., the
related goods or services are provided). Locally-imposed derived tax revenues are recognized as
revenues in the period in which the underlying exchange transaction upon which they are based
takes place. Imposed nonexchange transactions are recognized as revenues in the period for which
they were imposed. If the period of use is not specified, they are recognized as revenues when an
enforceable legal claim to the revenues arises or when they are received, whichever occurs first.
Government-mandated and voluntary nonexchange transactions are recognized as revenues when
all applicable eligibility requirements have been met.
For the current fiscal year, the Authority did not have any items that needed to be reconciled
between the fund financial statements and government-wide financial statements as a result of
difference in measurement focus or basis of accounting.
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS (CONTINUED)
June 30, 2009
See independent auditors’ report.
14
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED):
Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued):
Investments:
Investments are stated at fair value (quoted market price or the best available estimate thereof).
Use of Estimates:
The preparation of basic financial statements in conformity with accounting principles generally
accepted in the United States of America requires management to make estimates and assumptions
that affect the reported amounts of assets and liabilities and disclosure of contingent assets and
liabilities at the date of the basic financial statements and the reported amounts of revenues and
expenditures during the reporting period. Actual results could differ from those estimates.
2. CASH AND INVESTMENTS:
Cash and Investments:
Cash and investments at June 30, 2009, consisted of the following:
Cash and investments pooled with
the City of Rancho Palos Verdes $ 1,599,132
Allocation of Interest Income among Funds:
Interest income from pooled investments is allocated to those funds which are required by law or
administrative code to receive interest. Interest is allocated on a quarterly basis, based on the
monthly ending cash balances in each fund receiving interest.
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTES TO FINANCIAL STATEMENTS (CONTINUED)
June 30, 2009
See independent auditors’ report.
15
2. CASH AND INVESTMENTS (CONTINUED):
Investments Authorized by the California Government Code and the Authority’s Investment
Policy:
The table below identifies the investment types that are authorized for the Authority by the
California Government Code (or the Authority’s investment policy, where more restrictive). The
table also identifies certain provisions of the California Government Code (or the Authority’s
investment policy, where more restrictive) that address interest rate risk, credit risk, and
concentration of credit risk
Maximum
Percentage Maximum
Maximum or Amount Investment
Authorized Investment Type Maturity of Portfolio in One Issuer
United States Treasury Obligations 3 years None None
Certificates of Deposit 5 years 30% None
Repurchase Agreements 7 days 15% None
Money Market Mutual Funds N/A 15% 5%
Local Authority Investment Fund (LAIF) N/A None None
N/A - Not Applicable
Disclosures Relating to Interest Rate Risk:
As the total amount of the Authority’s cash and investments of $1,599,132 were pooled with the
City at June 30, 2009, the Authority’s credit risk, custodial credit risk, concentration of credit risk,
and interest rate risk, were those applicable to the City’s portfolio. These risks are disclosed in the
City’s Comprehensive Annual Financial Report (CAFR).
16
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17
REQUIRED SUPPLEMENTARY INFORMATION
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
BUDGETARY COMPARISON SCHEDULE
PORTUGUESE BEND SPECIAL REVENUE FUND
For the year ended June 30, 2009
Variance with
Final Budget
Positive
Original Final Actual (Negative)
REVENUES:
Investment income 3,880$ 3,880$ 3,969$ 89$
Contributions from the
City of Rancho Palos Verdes 91,500 91,500 82,252 (9,248)
TOTAL REVENUES 95,380 95,380 86,221 (9,159)
EXPENDITURES:
Current:
Public works 135,100 135,100 82,253 52,847
NET CHANGE IN
FUND BALANCE (39,720) (39,720) 3,968 43,688
FUND BALANCE -
BEGINNING OF YEAR 227,645 227,645 227,645 -
FUND BALANCE - END OF YEAR 187,925$ 187,925$ 231,613$ 43,688$
See independent auditors' report and note to required supplementary information.
Budgeted Amounts
18
See independent auditors’ report.
19
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
NOTE TO REQUIRED SUPPLEMENTARY INFORMATION
June 30, 2009
The Authority adopts an annual budget using the modified-accrual basis of accounting for the special
revenue and permanent funds. Budgetary controls are established at the department level. At
year-end, unexpended appropriations lapse.
The Authority’s Chief Administrative Officer may transfer budget appropriations between major
categories within a fund in conformance with the policies set by the Authority’s Commission. Any
interfund changes or amendments must be approved by the Authority’s Commission. Adopted budget
and budget amendments made during the year are reflected in the Budgetary Comparison Schedule.
20
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21
SUPPLEMENTARY INFORMATION
RANCHO PALOS VERDES
JOINT POWERS IMPROVEMENT AUTHORITY
SCHEDULE OF REVENUES, EXPENDITURES AND
CHANGES IN FUND BALANCE - BUDGET AND ACTUAL
ABALONE COVE PERMANENT FUND
For the year ended June 30, 2009
Variance with
Final Budget
Positive
Original Final Actual (Negative)
REVENUES:
Investment income 32,900$ 32,900$ 26,082$ (6,818)$
EXPENDITURES:
Current:
Public works 106,776 106,776 35,132 71,644
NET CHANGE IN
FUND BALANCE (73,876) (73,876) (9,050) 64,826
FUND BALANCE -
BEGINNING OF YEAR 1,371,281 1,371,281 1,371,281 -
FUND BALANCE - END OF YEAR 1,297,405$ 1,297,405$ 1,362,231$ 64,826$
See independent auditors' report.
22
Budgeted Amounts
OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W. VALLEY PARKWAY, SUITE 330
CARLSBAD, CALIFORNIA 92008-2389 ESCONDIDO, CALIFORNIA 92025-2598
(760) 729-2343 • FAX (760) 729-2234 (760) 741-3141 • FAX (760) 741-9890
A PARTNERSHIP INCLUDING ACCOUNTANCY CORPORATIONS
5 CORPORATE PARK, SUITE 100
IRVINE, CALIFORNIA 92606-5165
(949) 399-0600 • FAX (949) 399-0610
www.diehlevans.com
January 7, 2010
INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER
FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS
BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN
ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS
The Commission of the
Rancho Palos Verdes Joint Powers
Improvement Authority
Rancho Palos Verdes, California
We have audited the financial statements of the governmental activities and each major fund of the
Rancho Palos Verdes Joint Powers Improvement Authority (the Authority), a component unit of the
City of Rancho Palos Verdes, California, as of and for the year ended June 30, 2009, which collectively
comprise the Rancho Palos Verdes Joint Powers Improvement Authority’s basic financial statements
and have issued our report thereon dated January 7, 2010. We conducted our audit in accordance with
auditing standards generally accepted in the United States of America and the standards applicable to
financial audits contained in Government Auditing Standards, issued by the Comptroller General of the
United States.
Internal Control Over Financial Reporting
In planning and performing our audit, we considered the Authority’s internal control over financial
reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions
on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the
Authority’s internal control over financial reporting. Accordingly, we do not express an opinion on the
effectiveness of the Authority’s internal control over financial reporting.
A deficiency in internal control exists when the design or operation of a control does not allow
management or employees, in the normal course of performing their assigned functions, to prevent, or
detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination
of deficiencies, in internal control, such that there is a reasonable possibility that a material
misstatement of the Authority’s financial statements will not be prevented, or detected and corrected on
a timely basis.
23
MICHAEL R. LUDIN, CPA
CRAIG W. SPRAKER, CPA
NITIN P. PATEL, CPA
ROBERT J. CALLANAN, CPA
*PHILIP H. HOLTKAMP, CPA
*THOMAS M. PERLOWSKI, CPA
*HARVEY J. SCHROEDER, CPA
KENNETH R. AMES, CPA
WILLIAM C. PENTZ, CPA
*A PROFESSIONAL CORPORATION
24
Internal Control Over Financial Reporting (Continued)
Our consideration of internal control over financial reporting was for the limited purpose described in
the first paragraph of this section and was not designed to identify all deficiencies in internal control
over financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We
did not identify any deficiencies in internal control over financial reporting that we consider to be
material weaknesses, as defined above.
Compliance and Other Matters
As part of obtaining reasonable assurance about whether the basic financial statements of the Authority
are free of material misstatements, we performed tests of its compliance with certain provisions of
laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and
material effect on the determination of financial statement amounts. However, providing an opinion on
compliance with those provisions was not an objective of our audit and, accordingly, we do not express
such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that
are required to be reported under Government Auditing Standards.
This report is intended for the information and use of the Commission, management and others within
the Rancho Palos Verdes Joint Powers Improvement Authority and is not intended to be, and should
not be, used by anyone other than these specified parties.