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RPVCCA_CC_SR_2013_01_15_G_Professional_Services_Contract_Blais_&_AssociatesCITY OF MEMORANDUM RANCHO PALOS VERDES TO: FROM: DATE: SUBJECT: REVIEWED: Project Manager: HONORABLE MAYOR &CITY COUNCIL MEMBERS LES JONES,INTERIM DIRECTOR OF PUBLIC WOR~L2­ JANUARY 15,2013 rr-- APPROVE CONTRACT FOR PROFESSIONAL SERVICES WITH BLAIS &ASSOCIATES,INC. CAROLYN LEHR,CITY MANAGER 09- Ron Dragoo,Senior Civil Engineer ~ RECOMMENDATION 1.Award a contract for Professional Services to Blais &Associates,Inc.for an amount up to $55,180 for Grant Management services for the San Ramon Canyon Storm Drain Project. 2.Authorize the Mayor and City Clerk to execute a contract for Professional Services with Blais &Associates,Inc.for an amount not to exceed $55,180. BACKGROUNDI DISCUSSION In December 2011,the City of Rancho Palos Verdes received a commitment letter from the Department of Water Resources (DWR)indicating the City's proposal for a Proposition 1E, Round 1 Stormwater Flood Management Grant had been selected for funding.City and DWR staff developed specific conditions and requirements that were incorporated into the Grant Agreement,which was executed in October 2012 (Attachment A). Requirements of the Grant Agreement between the DWR and the City mandate the preparation and submission of specific reports including:Quarterly Progress Reports, Reimbursement Reports,Project Completion Report and Post-Performance Reports. Additionally,the City is required to create and retain all forms,contracts and files as required by the Grant Agreement. To that end the City's Grant Consultant,Blais &Associates was asked to provide a proposal to assist City staff with managing the requirements of the grant (Attachment B). Staff has worked with Blais &Associates most recently on a monthly basis to discuss current and potential citywide grant activities.Blais &Associates developed,in conjunction G-1 with staff,and submitted the application for the San Ramon Canyon Stormwater Flood Reduction Project,which resulted in the award of a grant in the amount of $9,464,727. The City is required to provide a cost share funding match in the amount of 50%of the total project cost (estimated to be $18,929,455).Staff is confident that Blais &Associates will be able to provide the services required to successfully complete the reporting,invoicing and file management requirement of the grant. The assistance provided to the City through Blais &Associates Grant Management services are vital to the successful reporting,record keeping and timely submission of required documents to the DWR.Current staffing levels in the Public Works Department cannot accommodate the additional time required to accomplish all the reporting and specific grant management tasks required through the Grant Agreement.The Grant Agreement allows the City to include reimbursement costs associated with Project Administration. The proposed Professional Services Agreement with Blais &Associates,Inc.is included as Attachment C.All costs associated with an agreement with Blais &Associates for grant management will be paid out of the City's General Fund.Funds for this component of the San Ramon Canyon Storm Drain Storm Drain Project are available in the City's Water Quality and Flood Protection Program Budget. Project Schedule Update: The City has prequalified its bidders and the Project is currently out to bid.Prequalified bidders'bids will be opened on January 24,2013.Staff anticipates awarding the construction contract on or around February 19,2013 and the commencement of construction in March 2013. CONCLUSIONS Staff recommends approval of a Professional Services Agreement to Blais &Associates, Inc.,in the amount not to exceed $55,180,and authorizing the Mayor and City Clerk to execute that contract,in order to assist staff with the project administration task of grant management. FISCAL IMPACT There is no direct fiscal impact.Funds are available in the Water Quality Flood Protection Program fund and have been identified in the FY 2012/2013 budget for this purpose. Attachments:A. S. C. Grant Agreement Grant Management Proposal Professional Services Agreement G-2 Attachment A .. GRANT AGREEMENT BETWEEN THE STATE OF CALIFORNIA (DEPARTMENT OF WATER RESOURCES)AND CITY OF RANCHO PALOS VERDES,AGREEMENT NUMBER 4600009642 PROPOSITI()N 1E ROUND 1 STORMWATER FLOOD MANAGEMENT GRANTS CALIFORNIA WATER CODE §83002 and PUBLIC RESOURCES CODE §5096.827 ET SEQ THIS GRANT AGREEMENT is entered into by and between the Department of Water Resources of the State of California,herein referred to as the "state"and the City of Rancho Palos Verdes,a public agency in the County of Los Angeles,State of California,duly organized,existing,and acting pursuant to the laws thereof,herein referred to as the "Grantee",which parties do hereby agree as follows: ". 1.PURPOSE.State shall provide a grant from the Disaster Preparedness and Flood Prevention Bond Act of 2006 (Public Resources Code (PRe)§5096.827 et seq.)to Grantee to assist in financing the project associated with the San Ramon Canyon Stormwater Flood Reduction Project for the stormwater FloodManagement rSWFM}Program,collectively referred to as "SWFM Program." 2.TERM OF GRANT AGREEMENT.The term of this Grant Agreement begins on the date this Grant Agreement Is executed by the state,and terminates on October 3,2014,or when all of the PartieS' obligations under this Grant Agreement are fuJly,satlsfied,whichever occurs earlier.Execution date is the date the State signs this Grant Agreement indicated on page 8. 3.GRANT AMOUNT.The maximum amount payable by state under this Grant Agreement shall not exceed $9,464,727.Reimbursement of grant funds may be claimed after December 21,2011..' 4.GRANTEE COST SHARE.The reasonable costs for this Grant Agreement are estimated to be $18;929,455.Grantee shall provide a Cost Share (Funding Match)in the amount of at least 50%of the total project cost.Grantee's Funding Match is estimated to be $9,464,128.Grantee's Funding Match may include cost share performed after September 30,2008.Funding Match consists of non- state funds iDeluding in-kind s.ervices.In-kind serviCeS are defined as work performed (i.e"dollar value of non-cash contributions)by the Grantee (and potentially other parties involved)directly related to the execution of the scope of work (examples:volunteer services,equipment use,and .facilities).For Funding Match guidance,see exhibit G. 5.GRANTEE'S RESPONSIBILITY.Grantee shall faithfUlly and expeditiously perform or cause to be performed all project work as described in exhibit A (Work:Plan)and in accordance with ExhibIt B (Schedule)and Exhibit C (Budget).Grantee shall comply with all of the terms and conditions of this Grant Agreement and applicable PRC and CWC requirert:lents. 6.BASIC CONDITIONS.State shall have no obligatio"nfb disburse money for a project under this Grant Agreement unless and until Grantee has satisfied the folloWing conditions in accordance with the Disaster Preparedness and Rood Prevention Bond Act of 2006. a)Grantee demonstrates the availability of sufficient funds-to complete the project.as stated in the Grant Award/Commitment Letter,by submitting the !;nost recent 3 years of audited financial statements. b)For th~term of this Grant Agreement,Grantee submits timely Quarterly Progress Reports as required by Paragraph 16,"Submission of Reports." c}Grantee submits all deliverables as specified in Paragraph 16 of this Grant Agreement and in ExhIbit A. dJ Prior to the commencement of construction or Implementation activities,Grantee shall submit the following to the Stafe: 1}Final plans and specifications certified bya Califbrnia Registered Civil Engineer as to compliance for the approved project as listed in Exhibit A of this Grant Agreement. 2)Work that is subject to the California Environmental Quality Act (CEQA)and or en'vironmental permitting shall not proceed under this Grant Agreement until the folloWing actions are performed:- G-3 Grant Agreement No.4600009642 Page 2 of41 I.Grantee submits all applicable environmental permits as indicated on the Environmental Information Form to the state, ii.Documents that satisfy the CEQA process are received by the state, iii.State has completed its CEQA compliance review as a Responsible Agency,and iv.Grantee receives written concurrence from the state of Lead Agency's CEQA document(s)and state notice of verification of environmental permit submittal.. State's concurrence of Lead Agency's CEQA documents is fully discretionary and shall constitute a condition precedent to any work (i.e.,construction or implementation activities) for which it is required.Once CEQA docum.entation has been completed,State will consider the environmental documents and decide whether to continue to fund the project or to require changes,alterations or other mitigation.Grantee must also demonstrate that it has complied with all applicable requirements of the National Environmental Policy Act by submitting copies of any environmental documents,including environmental impact statements,Finding of No Significant Impact,mitigation monitoring programs,and environmental permits as may be required prior to beginning construction/implementation. 3)A monitoring plan as requi~ed by Paragraph 21,"Project Monitoring Plan Requirements." 7.DISBURSEMENT OF GRANT FUNDS.FollOWing the review of each invoice,state will disburse to Grantee the amount approved,SUbject to the availability of funds through normal State processes. Notwithstanding any other provision of this Grant Agreement,no disbursement shall be required at any time or in any manner which is in Violation of,or in confllct with,federal or state laws,rules,or regulations,or which may require any rebates to the federal government,or any loss of tax-free status on state bonds,pursuant to any federal statute or regulation.Funds will be disbursed by State in response to each approved invoice in accordance with the Exhibit C.Any and all money disbursed to Grantee under this Grant Agreement and any and all interest earned by Grantee on such money shall be used solely to pay Eligible Costs. 8.ELIGIBLE PROJECT COST.Grantee shall apply state funds received only to eligible Project Costs in accordance with applicable provisions of the low and Exhibit C.Eligible project costs Include the reasonable costs of studies,engineering,design,land and easement acquisition,legal fees, .preparation of environmental documentation,environmental mitiga"tions,monitoring:and project construction.Work performed after the date of grant award,December 21,2011,shall be eligible for reimbursement.Reasonable administrative expense~may be included as Project Costs and will depend on the complexity of the project preparatiQn,planning,coordination,construction, acquisitions,implementation,and maintenance.Reimbursable administrative expenses are the necessary costs incidentally but directly related to the 'project including tDe portion of overhead and administrative expenses that are directly related to the project included in this Grant Agreement in . accordance with the standard accounting practices of the Grantee. Advanced funds will not be provided.Costs that are not reimbursable with grdnt funds cannot be counted as cost share.Costs that are not eligible for reimbursemenflnclude but are·not limited to: a)Costs,other thaJ:)those noted above,incurred prior to the award date of the Grant. b)Operation and maintenance costs,including post construction performance and monitoring costs.. c)Purchase of.equipment not an integral part of a project. d)Establishing a reserve fund. e)Purchase of water supply. f)Monitoring and assessment costs for efforts required after project construction is complete. g)Replacement of existing funding sources for ongoing programs. h}Travel and per diem costs. i)Support of existing agency requirements and mandates (e.g.punitive regulatory agency requirements).. j)Purchase of land in excess of the minimum required acreage necessary to operate as an integral part of a project,as set forth and detalled by engineering and feasibility studies,or land purchased prior to the effective aate of the grant award with the state. G-4 Grant Agreement No.4600009642 Page30f41 k)Payment of principal or interest of existing'indebtedness or any interest payments unless the debt is incurred after execution of this Grant Agreement,the state agrees in writing to the eligibility of the costs for reimbursement before the debt is incurred,and the purposes for which the debt is incurred are otherwise eligible costs.However,this will only be allowed as Grantee Cost Share (I.e.Funding Match) I)Overhead not directly related to project costs. 9.METHOD OF PAYMENT.After the disbursement requirements In Paragraph 6 "Basic Conditions"are met,State will disburse the whole or portions of the Grant Amount to Grantee,folloWing receipt from Grantee of an invoice for costs incurred,and timely Quarterly Progress Reports as required by Paragraph 16,"Submission of Reports." Invoices submitted by Grantee shall Include the folloWing Information: a)Costs incurred for work performed in implementing the project during the period identified in the particular invoice. b)Costs incurred for any interests in real property (fand or easements)that have been necessarily acquired for a project during the period identified in the particular invoice for the implementation of a project. c)Appropriate receipts and reports for all costs incurred. d)Invoices shall be submitted on forms provided by state and shall meet the following format requirements:. 1)Invoices must contain the date of the invoice,the time period covered by the invoice,and the total amount due. 2)Invoices must be itemized based on the categories (I.e.,tasks)specified In the Exhibit C.Hie amount Claimed for salariesiwages/consultant fees must include a calculation formula (i.e., hours or days worked times the hourly or daily rate:::the total amount claimed). 3)Sufficient evidence (i.~.,receipts,copies of checks,time sheets)must be pr~vided for all costs included in the invoice. 4)Each invoice shall clearly delineate those costs claimed for reimbursement from the state's grant amount,as depicted in Paragraph 3,"Grant Amount"and those costs that represent Grantee's costs,as applicable,in Paragraph 4,"Grantee Cost Share.". 5)Original signature and date (in ink)of Grantee's Project Manager. Payment will be made no more frequent than monthly,in arrears,upon receipt of an invoice bearing the Grant Agreement number.Submit one original Invoice form (signature and date in Ink) to the following address: Department of Water Resources Attention:Tanya Meeth P.O.Box 942836 Sacramento,CA 94236·0001 10.WITHHOLDING OF GRANT DISBURSEMENT BY STATE.If state determines that a project is not being implemented in accordance with the provisions of this Grant Agreement,or that Grantee has failed in any other respect to comply with the provisions of this Grant Agreement and if Grantee does not remedy any such failure to state's satisfaction,state may withhold from Grantee all or any portion of the Grant Amount and take any other action that it deems necessary to protect its interests.State may require the Grantee to immediately repay all or any portion of the disbursed grant amount with interest,consistent with its determination.State may consider Grantee's refusal to ~epay the requested disbursed grant amount a contract breach subject to the default provisions in Paragraph 12,"Default Provisior)s." 11.CONTINUING ELIGIBILITY.Grantee must meet the following ongoing requirements to remain eligible to receive state grant funds: aJ TImely adoption of an IRWM Pla~that meets the requirements contoined in Part 2.2 cif Division 6 of tt)e CWC,commencing with Section 10530. G-5 Grant Agreement No.4600009642 Page 4 oj41 b)An urban water supplier that receives grant funds governed by this Grant Agreement shall maintain compliance with the Urban Water Management Planning Act (CWC§10610 et.seq.). 12.DEFAULT PROVISIONS.Grantee will be in default under this Grant Agreement if any of the following occur: a)Breach of this Grant Agreement,or any supplement or amendment to it or any other ,agreement between Grantee and State evidencing or securing Grantee's obligations. b}Making any false warranty,representation,or statement with respect to this Grant Agreement. c)Failure to operate or maintain project in accordance with this Grant Agreement. d)Failure to make any remittance required by this Grant Agreement. e)Failure to comply with Labor Compliance Program (LCP)requirements. f}Failure to meet any of the requirements set forth in Paragraph 11,"Continuing Eligibility." Should an event of default occur,State may do any or all of the following:. g}Declare the Grant be immediately repaid,with interest which shall be equal to state of California general obligation bond interest rate in effect at the time of the default. h)Terminate any obligation to make future payments to Grantee. i}Terminate the Grant Agreement. j)Take any other action that It deems necessary to protect its interests. 13.PERMITS.LICENSES,APPROVALS,AND LEGAL OBLIGATIONS:Grantee shall be responsible for ensuring any and all permits,licenses,and approvals required for performing their obligations under this Grant Agreement are obtained,and shall comply with CEQA (PRC Sectioll21000 et seq.)and other applicable federal,State and local laws,rules,and regulations,guidelines,and requirements for the project described in Exhibit A of this Grant Agreement.. 14.RELATIONSHIP OF PARTIES.Grantee Is solely responsible for design,construction,and operation and maintenance of project within this Grant Agreement.Review or approval of plans,specifications, bid documents,or other construction documents by state is solely for the purpose of proper administration of grant funds by State 'and shall not be deemed to relieve or restrict responsibilities of Grantee under this Grant Agreement. 15,GRANTEE REPRESENTATIONS.Grantee accepts and agrees to comply with all terms,provisions, conditions,and commitments of this Grant Agreement,including all incorporated documents,and to fulfill all written assurances,declarations,representations,and statements made by Grantee in the application,documents,amendments,and communications filed in support of Its request for , The Disaster Preparedness and Flood Prevention Bond Act of 2006 financing. 16,SUBMISSION OF REPORTS,The submittal,and approval of all reports is a requirement for the successful completion of this Grant Agreement.Reports shall meet generally accepted professional standards for tE!chnical reporting and shall be proof read for content numerical accuracy,spelling,and grammar prior to submittal to State.All reports shall be submitted to the state's Project Manager, and ~hall be submitted in,electronic form.If requested,Grantee shan promptly provide any additional information deemed necessary by state for the approval of reports.Reports shall be presented in the formats described in the applicable portion of Exhibit E.The timely submittal of reports is a requirement for initial and continued disbursement of State funds.Submittal and subsequent approval by the State,of a Project Completion Report is a requirement for the release of any funds retained for such project, o Quarterly ProgreSS Reports:Grantee shall SUbmit Quarterly Progress Reports to meet the State's requirement for disbursement of funds.Quarterly Progress Reports shall be submitted in electronic format,to the State's Project Manager.Quarterly Progress Reports shall,in part, provide a brief description of the work performed,Grantees activities,milestones achieved,any accomplishments and any problems encountered in the performance of the work under this Grant Agreement during the reporting period.The first Quarterly Progress Report shOUld be submitted to the State no later than October 31 st,2012 with future reports then due on successive three-month increments based on the invoicing schedule and this date. G-6 Grant Agreement No.4600009642 PageS 0/41 o Project Completion Reports:Grantee shall prepare and submit to State a separate Project Completion Report for the project included in ExhIbit A.Grantee shall submit a Project Completion Report within ninety (90)calendar days of project completion.The Proj~ct COmpletion Report shall include.in part a description of actual work done,any changes or amendments to the project and a final schedule showing actual progress versus planned progress,copies of any final documents or reports generated or utilized during a project,and how the project will further the goals of the IRWM Plan and identify any changes to the IRWM Plan,as a result of project implementation.The Project Completion Report shall also include.jf applicable.certification of final project by a registered civil engineer.consistent with Standard Condition D-15."Final Inspections and Certification of Registered Civil Engineer."A OWR "Certification of Project Completion"form will be prOVided by the state. II Post-Performance Reports:Grantee shall submit Post-Performance Reports.Post-Performance Reports shall be submitted to State within ninety (90)calendar days after the first operational year of a project has elapsed.This record keeping and reporting process shall be repeated annually for a total of 10 years after the completed project begins operation. 17.PROJECT PERFORMANCE AND ASSURANCES.Grantee agrees to faithfully and expeditiously perform or cause.to be performed all project work as described in the final plans and specifications for the project under this Grant Agreement and implement the project in accordance With applicable provisions of the law.In the event State finds it necessary to enforce this prOVision of this Grant Agreement in the manner provided by law,Grantee agrees to pay all costs incurred by state including.but not limited to,reasonable attorneys'fees.legal expenses,and costs. 18.LABOR COMPLIANCE.Grantee agrees to comply with all applicable California labor Code requirements,including prevailing wage provisions. 19.OPERATION AND MAINTENANCE OF PROJECT.For the useful life of construction and implementation project ~;md in consideration of the Grant made by st~te,Grantee agrees to ensure or cause to be performed the commencement and continued opera.tion'of the project,and shall ensure or cause the project to be operated in an efficient and economical manner;shall ensure all repairs,renewals. and replacements necessary to the efficient operation of the same are provided;and shall ensure ,or cause the same to be maintained in as good and efficient condition as upon its construction. ordinary and reasonable wear and depreciation excepted.The State shall not be liable for any cost of such maintenance.management,or operation.Grantee may be excused from operations and maintenance only upon the written approval of the State.For purposes of this Grant Agreement, "useful life"means period during which an asset,property,or activity is expected to be usable for the purpose it was acquired or implemented;"operation costs"include direct costs incurred for material and labor needed for operations,utilities,insurance.and similar expenses.and "maintenance costs"include ordinary repairs and replacements of a recurring nature necessary for capital assets and basic structures and the expenditure of funds necessary to replace or reconstruct capital assets or basic structures.Refusal of Grantee to 'ensure operation and maintenance of the project in accordance with this provision may,at the option of state,be considered a breach of this Grant Agreement and may be treated as default under Paragraph 12,"Default Provisions.II 20.STATEWIDE MONITORING REQUIREMENTS.Grantee shall ensure that all projects that include groundwater monitoring requirements are consistent with the Groundwater Quality Monitoring Act of 2001 {Part 2.76 (commencing with Section 10780)of Division 6 of ewC)and,where applicable, that projects that affect water quality shall include a monitoring component that allows the integration of data into statewide monitoring efforts,including where applicable.the Surface Water Ambient Monitoring Program carried out by the State Water Resources Control Board. 21.PROJECT MONITORING PLAN REQUIREMENTS.exhibit A of this Grant Agreement shall contain activities to develop and submit to State a Project Monitoring Plan.Along with the Attachm~nt6 Project Performance Measures Table requirements outlined on page 19 of the Proposition 1E Round 1 SWFM Proposal Solicitation Package,the'Project Monitoring Plan should also include: a)Baseline conditions. G-7 Grant Agreement No.4600009642 Page 60/41 b)Brief discussion of monitoring systems to be utilized. cJ Methodology of monitoring. d)Frequency of monitoring. e)Location of monitoring points. A Project Monitoring Plan shall be submitted to the state prior to disbursement of grant funds for construction or monitoring actIvities.See Exhibit F ("Requirements for Data Submittalfl )for web links and information regarding other State monitoring and data reporting requirements. 22.NOTIFICATION OF STATE.Grantee shall promptly notify state,in writing,of the following Hems: aJ Grantee agrees that no substantial change in the scope of a project will be undertaken until written notice of the proposed change has been provided to State and State has given written approval for such change.SUbstantial changes generally include changes to the wording/scope of work,schedule or term,and budget.See ExhibH G for guidance on Agreement Amendment requirements. b)Any public or media event pUblicizing the accomplishments and/or results of this Grant Agreement and provide the opportunity for attendance and participation by State's representatives.Grantee shall make such notification at least fourteen (14)calendar days prior to the event.. c)Completion of work shall include final inspection'of project by a Registered Civil Engineer,as determined and required by State,and in accordance with Standard Condition 0-15 (Final Inspections and Certification of Registered Civil Engineer).·Furthermore,the Grantee shall provide the state the opportunity to participate in the inspection.Grantee shall make such notification at least fourteen (14)calendar days prior to the final inspection. 23.NOTICES.Any notice,demand,request,consent,or approval that either party desires or is required to give to the other party under this Grant Agreement shall be In writing.Notices may be transmitted by any of the following means:(i)by delivery in person;(il)by certified U.S.mail,return receipt requested,postage prepaid;(iii)by "o vernightfl delivery service;provided that next-business-day delivery is requested by the sender;or (iv)by electronic means.Notices delivered in person wlll be deemedeffective'immediately on receipt (or refusal of delivery or receipt).Notices sent by certified mail will be deemed effective given ten (10)calendar days after the date deposited With the U.S. Postal Service.Notices sent by overnight delivery service will be deemed effective one business day after the date deposited with the delivery service.Notices sent electronically will be effective on the date of transmission.Notices shdll be sent to the below addresses.Either party may,by written notice to the other,designate a different address that shall be substituted for the one below. 24.PERFORMANCE EVALUATION.Upon completion of this Grant Agreement,Grantee's perforllJance will be evaluated by the State and a copy of the evaluation will be placed in the state file and a copy sent to the Grantee. 25.PROJECT REPRESENTATIVES.The Project Representatives during the term of this Grant Agreement are as follows:. Department of Water Resources Paula Landis . Chief,Division of IRWM P.O.Box 942836 Sacramento,CA 94236-0001 Phone:(916)651-9220 e-mail:plandls@water.ca.goY City of Rancho Palos Verdes rom Odom . Director of Public Works 30940 Hawthome Blvd. Rancho Palos Verdes,CA 90275 Phone:(310)544-5252 e-mail:tomo@rpv.com G-8 Grant Agreement No.4600009642 Page8of41 IN WITNESS WHEREOF,the parties hereto have executed this Grant Agreement. STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURCES po~tX1f:cruef Division of Integrated Regional Water Management Date /&1-3/72.-.-:I Approved as to Legal Form and Sufficiency CITY OF RANCHO PALOS VERDES +el'1'T"&i~F¥'I ..:n ......."""ClII.D~Ci<56N of Public Works Date_l_O-_t_2-_t1---_ G-9 Grant Agreement No.4600009642 Page 9 0[41 EXHIBIT A WORK PLAN Work Plan Goals and Objectives:The primary objective of the San Ramon Ca nyon Stormwater Flood Reduction Project is to manage storm water runoff to reduce flood damage in the area.The selected project will also achieve the following objectives: 1}Diminish erosion and undercutting in'the canyon to protect Palos Verdes Drive East (PVDE) switchbacks and adjacent sewer line.' 2)Substantially reduce the amount offlow being delivered to the existing,and overwhelmed,storm drain at Palos Verdes Drive South {PVDS}!2sth Street. 3}Improve water quality by substantially reducing erosion and minimizing debris transport to allow "clear water"flows to reach the existing storm drain at 25th Street,which flows into the ocean. 4}Better accommodate flow from the side slopes within the canyon.Restore and protect the existing streambed and the surrounding ecosystem.' 5}Provide the highest level offlood protection with the lowest amount ofenvironmental impact. Project Background:The City of Rancho Palos Verdes (RPV)commissioned a Project Study Report (PSR)in March,2010,to research and report on the geotechnical requIrements,hydrology and environmental issues affecting the area,and to develop a number of alternative storm drain ~esign scenarios.The conclusion reached was that Aiternative lA,this project,is the preferred design. Protect Detail:rhe project consists of the construction of C!mid-canyon inlet structure,located slightly upstream of t~e upper switchback along PVOE and the highly~erodible section of the canyon.The inlet structure Is connected to shoreline outfall with an approximate 3,90D-foot long,54-inch pipe in a "tunnel alignment"that outlets below the oceanfront bluffs (see Figure 1).The entire length of this storm drain (SO)alignment falls within RPV allOWing RPV sale jurisdiction.Furthermore,the alignment is almost entirely within ~ity-owned land, requiring only small maintenance and construction easements.The inlet structure will be located in the "middle"of San Ramon Canyon,which will intetcept flood waters north of t,he Tarapac.a landslide.The storm drain conveys flows from the inlet structure southwesterly through a tunnel approximately l,900-feet in length to a point just south of PVOS.From there,the next approximate 1,70D-feet of the pipeline will be constructed, using the standard open trench (cut and cover)type of construction running parallel to the City boundary adjacent to Palos Verdes Shores Mobile Home Park in the City of los Angeles.The pipe will be installed within an existing dedicated lOO-foot-wide utility easement within Palos Verdes Shoreline Park that was specifically set aside for utilities such as this proposed storm drain.The 100~foot-wide easement has less strict environmental impact mitigation requirements,serves as a firebreak for the adjacent mobile home parkl and includes an informal hiking trail to the ocean,which will be further enhanced by this project.The final approximate aDO-feet of pipe from the bluff top to the beach will run in a 38%sloped "slant drain"tunnel to an outlet structure located at the base of the bluff.The portion of the canyon downstream of the mid~canyon inlet structure,which runs through the Tarapaca landslide,will be back~filled up to 3D-feet deep with dirt.This graVity buttress will restore the streambed to i~s former elevation,and will stabilize both the canyon side slopes.This portion of the canyon would convey side slope run-off along an engineered,natural,predominantly soft-bottom creek bed.An access road from PVOE along the westerly side of the canyon would be constructed above and adjacent to the creek bed to provide access for Il)aintenance of the upstream inlet structure. Design Status:Design is complete.Environmental work is nearly complete.Construction is anticipated to begin in Fall 2012. G-10 Grant Agreement No.4600009642 Page 10 0/41 Project Map:As shown on Figure 2,the San Ramon Canyon Project falls within the jurisdiction of the City of Rancho Palos Verdes (RPV)and is generally bounded by: Northwest:Palos Verdes Drive East {PVDE "switchbacks"(RPV). Southwest:Palos Verdes shoreline park/Open Space (RPV) South and Southeast:Palos Verdes Shores Mobile Home ParI<(242 homes)&Golf course (City of LA)and the Pacific Ocean Northeast:Friendship County Park (LA County-ownedjRPV)&Tarapaca Road,(RPV,residential) North:Calle Aventura,PVDE and San Ramon Drive (RPV,residential) Project Timing and Phasing:The San Ramon Canyon Stormwater Flood Reduction Project is a stand-alone project.No other projects are essential to obtain the full benefits of the project. G-11 Work Plan Tasks: Task 1:Administration. Grant Administration -Receive,review and execute grant agreement; process grant request for reimbursements;maintain all grant files; coordinate qllartetly internal all-hands grant meetings to ensure that grant is being properly executed;responsible for records retention;audit requests; ensuring local match funds are budgeted for and available;report to City Council on status of grant funds;attend requested meetings and inquiries by DWR;ensure that grant agreement requirements are adhered to by all city staff and contractors. Project Administration -Responsible for all aspects of project complying with grant requirements;approve contractor .invoices and submit to grant administration;oversee all aspects of project;oversee subcontractors; ensure project stays on schedule and on budget;facilitate review of submittals to ensure that materials used comply with that specified; facilitate responses to requests for information from contractor;report to City Council on progress of project and report any impediments to success; assist in completing quarterly and final reports;coordinate and lead all weekly meetings with contractors associated with project;onsite throughout the life of project;ensure required inspections are performed ~nd reports reviewed.Provide quality assurance measures are employed;and oversight of Construction Manager (CM). Performance Measures and Monitoring Plan/Data Management and Monitoring Deliverables for Project:-Develop appropriate Performance Measures and Monitoring Plan in accordance with the Grant Agreement. Task 2:Labor Compliance Program.CM,or designated person,will implement actions necessary to ensure compliance with the Compliance Monitoring Unit (CMU)Program operated by the Department of Industrial Relations (OIR). Task 3:Reporting.P.roject Manager (PM)responsible for submitting quarterly progress reports,final report,and post-performance reports in accordance with grant agreement; (Budget Category (b):Land purchaselta~eme;ft,'lSee.fcisk7SifOJ:rJ~tQjlsr;. Budget Category te}:Plannjng/DeSignIEirgln~erlifglEiivii.onme1JtitP;, ;CJoeumen'tatlon c,':;;;,;'I,C'·;}·"'.'t,"'}\1";;'\ Task 4:Assessment and Evaluation -Project Study Report (PSR).Completed.Purpose of study was to develop a detailed topographical survey,geologICal Investigation and report,a biological review,an environmental study,development of several alternative storm drainage designs for consideration,and respective Grant Agreement No.4600009642 Page 11 of41 -Requests for reimbursements -Meeting minutes -City Council staff reports -All records-retention required in Appendix Eof Prop lE Guidelines -Performance Measures' and Monitoring Plan -Data Management and Monitoring Oeliverables consistent with IRWM Plan Standards and Guidance -Department of Industrial Relations annual report or equivalent -Quarterly,Final,and Post-Performance reports ,;Submission of Project· Study Report,Hvdrology Report,and Geotechnical R.equirements {complete -documents previously G-12 Grant Agreement No.4600009642 Page 120/41 , Activith1ls/iVIiiestones'..Deliverable!;(specific DWR ,i deliverables in Bold) budgets for review. -Hydrology Report.Completed.A hydrology and hydraulics analysis was performed on the eXisting City oHos Angeles storm drain that begins ImmE:!diately up-stream of 25 th Street and runs to the ocean discharge point on the bluff. Task 5:Plans,Specifications and Estimate (PS&E)/Final Design (Track 1- Sewer Relocation and Track 2-Storm Drain).Two designs will be developed:Track 1 for sewer relocation construction and Track 2 for Storm Drain construction.PM for both tracks will develop and issue Request for Qualifications;review and evaluate proposals;conduct negotiations and contract awards with design consultants;obtain Council approval;provide kick-off meeting with design consultant and;develop the design to 90 percent and final. Status:Design for Track 1-Sewer Relocation and Track 2-Storm Drainage design is complete. Easements.Develop storm drain easement withil"\existing dedicated 100- foot-wide utility easement;record easements to approximately two,or possibly three,properties located near upper'PVDE switchback on eastern side of canyon which extends into the canyon to the stream bed.Avery small area of each of the properties will be required.The City does,riot foresee any problem with obtaining easements;record temporary construction easement for private property up-stream of PVDS!25th Street to provide access to worksite. Status:Easements to be acqUired once the designs are final. Task 6:Environmental Documentation.Track 1-Sewer Relocation:Notice of Exemption (NOE)completed;Track 2-Storm Drain Construction: Expanded Initial Study (EIS)completed.Required permits identified (see below in Task 7 _.Permitting);anticipated draft Mitigated Negatiye Declaration (MND)and Finding of No Significant Impact (FONSI)to be submitted;Public review of MND or FONSI expected to take 30 days; response to comments,FinalIS!EA and MND!FONSI,and Mitigation Monitoring and Reporting Plan (MMRP)to be developed.Per the EIS,there are no riparian plant species,hydric solis or conducive hydrology to support a wetlands habitat within the affected project area.However,San Ramon Canyon is still a jurisdictional drainage course that is under the jurisdiction of the Army Corp of Engineers (ACOE)as part of the River and Harbors Act.It is also under the jurisdiction of the California Department of Fish and Game (CDFG)and the Los Angeles Regional Water Quality Control Board (LARWQCB).A drainage alternative that puts an outlet structure on the beach will come under the jurisdiction of the ACOE (again as part of the River and Harbors Act)and the LARWQCB.Permits from these agencies will likely be requi{ed for impacts to jurisdictional waters.Impacts to biological species and habitat will be mitigated through the Natural Community Conservation Plan (NCCP) submitted in Grant Application (Attachment 3,Appendix A) -Submission of new or change order proposals -Executed contracts with design team -Final plans and specifications -Submission of recorded Easements,including Legal Description -Cost estimates -NOE (Track 1) -Approved and adopted CEQA/NEPA documentation (Track 2) -Submission of Mitigated Negative Declaration per CEQA and Finding of No Significant Impact (FONSI)per NEPA G-13 Grant Agreement No.4600009642 Page 13 0141 ,;, Activities/Milestones 'Deliverabfes(specific DWR deliverables in Bold) Status:Track 1M Sewer Relocation:CEQA complete (NO E);Track 2-Storm Drain Construction:All environmental documentation has been submitted to regulating agencies and comments from those agenci~s have been addressed.Final approval is anticipated by Summer 2012. Task 7:Permitting.The Jollowing permits will be obtained:Army Corp of Engineers (ACOE):Section 9 and 10 of Rivers and Harbors Act will likely require Section 10 permit;California Department Fish and Game (CDFG):a CDFG 1602 permit will be required along with a 401 permit;Los Angeles Regional ~ater quality Control Board (LARWQCB):Permanent Best Management Practices (BMP's)will be required along with a National Pollutant Discharge Elimination System (NPDES)construction document as part of the"LARWQCB requirements or as part of LAC Municipal Separate Storm Sewer System (MS4)Permit;Coastal Resource Management (CRM) District:construction area lies within the CRM District with a terrestrial designation CRM-l0.All marine resources are to be protected against construction impacts;City Natural Community Conservation Plan (NCCP): anticipated'ioss of habit has already been mitigated (see Task 10 for details). Status:Permitting is anticipated to be complete by Summer 2012., Budget Category (d):Canstruttidn/fmpJementatUm·,, Task 8:Construction Contracting.(Track 1-Sewer Relocation and Track 2-., Storm Drain).Two tracks will be contracted for:Track 1 M sewer relocation construction and Track 2 M Storm Drain construction.PM to.develop Notice InViting Bids (NIB);issue NIB,review and evaluate bids,recommend selection,obtain City Council approval;issue contract authorization and Notice to Proceed;host kick-off meeting with selected Contractor(s). Status:Track 1 Sewer Relocation is complete.Track 2 Storm Drain construction contracting anticipated to begin in Fall 2012. Task 9:Construction -Track 1:Sewer Relocation (complete). The existing 8/1 sewer line was located b~tween the canyon and the PVDE switchbacks and was in danger of being undermined by the eroding canyon .and could have been lost in the near future. Subtask 9.1 Award Contract.Complete. Subtask 9.2 Mobilization and Site Preparation.Complete.Prepared detailed program for construction activities;secured necessary bonds,licenses and insurances;converted cost estimate into project budget and established' system for tracking actual project costs;organized project site with provisions for temporary buildings and services,access and delivery,storage areas and site security;obtained materials and equipment for project; initiated and arranged for labor force;sourced and awarded larger sub- contractors,specialist sub-contractors and supply contracts;obtained written confirmations on issues such as commencement date,possession of site,initial joint survey,receipt of construction drawings,master program, etc. -Permits (Section USACOE 404 Permitl CWA 401 ,Certificationl DFG 1602, CRM-10 expected) M Advertisement for bids; pre-bid contractors meeting;ev~lIuation of bids;award contract M •Notice to Proceed -Documentation of sewer relocation,including Inspection Logs and Test Results • -Final Construction Plans and Specifications -Permits clOd CEQA documentation G-14 Activities/Milestones Subtask 9.3 Prepare NPDES-SWPPP.Complete.(National Pollution Discharge Elimination System -Stormwater Pollution Prevention Plan)AStorm Water Pollution Prevention Plan (SWPPP)was developed by the contractor prior to commencement of work in the field.SWPPP identified pollution prevention best management practices and activities that were appropriate for the construction activities. Subtask 9.4 Project Construction.Complete.The first construction task was to construct an inlet structure and storm water pipeline from the upper switchback to pipe the storm water flow directly into the canyon.This allowed the existing drainage course gUlleyabove the lowerswitchback to be filled with engineered backfill.The next activity was to fill the gully and install the sewer,using an open excavation with a shield,in the new alignment across the filled gulley.On completion of the installation,the sewer was pressure tested before connecting the existing system with the new alignment.All disturbed areas were re-vegetated following completion of the pipeline. Subtask 9.5 Performance Testing and Demobilization.Complete.The sewer was inspected during installation for conformance to recognized construction practices.Upon completion of the installation of the pipeline and before backfilling the excavated trench,the system was pressure tested to standards prescribed by specifications.Final connections on both ends of pipeline were made after successful completion of the pressure test.Final punch list items were addressed and contractor removed all equipment and waste materials from area.Landscape mitigation was completed at this time. Task 10:Construction ~Track 2:Storm Drain.The larger construction eff9rt will involve the construction of an access road and inlet structure in mid canyon adjacent to the upper PVDE switchback.A l,900-foot (approx.) tunnel will be constructed from the inlet structure to a point below PVDS, within Shoreline Park.A l,700-foot (approx.)conventional pipeline will be laid from that point to the top of the bluff,running within RPV,adjacent to the City Boundary.The final portion of the pipeline consists of a 300-foot (approx.)tunnel that will be constructed to convey the storm water to the outlet structure on the beach at the toe of the bluff.Negotiations for this design are currently under way with the designer who produced the PSR. Subtask 10.1 Award Contract. Subtask 10.l Mobilization and Site Preparation.Prepare detailed program for construction activities;secure necessary bonds,licenses and insurances; convert cost estimate into project budget and establish system for tracking actual project costs;organize project site with provisions for temporary buildings and services,access and delivery,storage areas and site security; obtain materials and equipment for project;initiate and arrange for labor force;source and award larger sub-contractors,specialist sub-contractors and supply contracts;obtain written confirmations on issues such as commencement date,possession of site,initial joint survey,receipt of construction drawings,master program,etc. Grant Agreement No.4600009642 Page 14 of41 Deliverables (specific DWR deliverables in Bold) -Inspection Logs and Test Results -Construction of approximately 3,000-feet of new storm drain. . -Final Project Construction Plans, Specifications and Estimate -Permits and CEQ,A documentation -NPDES-SWPPP -Certification of Project Completion (DWR form) G-15 Activfties/l\llilestones Subtask 10.3 Prepare NPDES-SWPPP (National Pollution Discharge Elimination System -Stormwater Pollution Prevention Plan)- ASWPPP will be developed by contractor prior to commencement of any physical work in the field.SWPPP will identify pollution prevention best management practices and activities that contractor must implement. Subtask 10.4 Project Construction ..The tunnel section of the pipeline will be constructed up-stream from below PVQSI dug by and using a shield and reinforced ribs to form a large diameter "sleevell.A pipe will be installed and the annular space filled with grout.The conventional pipe line will be installed using the normal cut and cover method for storm drains.The tunnel section to the beach will be similar to the long tunnel.The outlet structure will be constructed with reinforced concrete ,built to Withstand the.corrosive nature of the ocean.An access road will be constructed to the inlet structure in the canyon to provide both construction and maintenance access.The canyon down-stream of the inlet structure will be filled to the maximum depth of about 30-feet and the drainage course treated to eliminate future erosion from water flows generated from the down-stream side slopes of the canyon.The filling of the canyon wlU also assist In the stabilization of the Tarapaca landslide.The filled canyon/stream bed will be vegetated as a mitigation measure. Subtask 10.5 Performance Testing and Demobilization.The project will be inspected throughout the construction and in addition nine monitoring points will be accurately installed and regularly read before/"during and after construction to measure any possible land movement.The establishment of environmental mitigation measures will be closely monitored for the required time frame to ensure compliance.By its nature,the storm drainage system cannot be tested until the first major storm after the completion of the project.Performance criteria will be established and the system will be monitored at that time to measure the success of the design and construction.Should remedial action be r~quired,that will be undertaken at that time.. "Budget Category (e):Environmental Compliance/Mitigation/Eilhantement Task 11:Environmental Compliance/Mitigation/Enhancement.Mitigation measures are reqUired to prOVide re-vegetatlon ofthe streambed and affected canyon slopes (hydro-seed,planting and 5-year maintenance). BMP's will be implemented for project and are included in Mitigation Monitoring Program for water quality.No cultural resources were found to exist in proximity to location;no presence of Native American cultural resources was found. Status:Will begin as outlined in CEQA/NEPA documents. Budget Category (f):Construction Administration Tas.k 12:Construction Administration.CM to prepare and execute contracts;maintain project corres ondence and records;process pay Grant Agreement No.4600009642 Page 15 of41 Deliverables (specific DWR deliverables In Bold) Mitigation reporting- annual report -Submission of reports, change orders; G-16 Grant Agreement No.4600009642 Page 16 of41 Activities/Milestones Deliverables (specific DWR deUverables in Bold) requests and change orders;manage inspection staff;document all plan changesi preparation of status reports;administer Contract Engineering and Inspection (CEI)contracts. Status:Will commence upon construction activities. Budget Category (g):Other Costs Permit Fees (see Task 7 for details) The estimated cost of the fees for the permits Is $200,000.Permit fees that are to be included (as currently known)are the USACOE 404,and Section 10i CDFG 16q2;LARWQB 401;additional costs will include a License Agreement and associated costs with project site access through Palos Verdes Shores Mobile Home Park and Coastal Access Permit through the City of Los Angeles. 'Budget 'Cafeiioiy"(h):"coilStfiittioii/fifijJ!ifiii,~f1~i:iJiijfj,'~,." , Task:Not Applicable. The construction contingency is 15%(rounded)of the total estimated project construction cost. management plans; status and inspection reports;and contracts -Permits -License Agreement G-17 PROJECT MAPS Grant Agreement No.4600009642 Page 170[41 G-18 Grant Agreement No.4600009642 Page 18 0/41 Figure 1-Overview of project design. Figure 2-San Ramon Canyon Stormwater .Flood Reduction Project location detail. 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Dale:Wild 6113/12 G - 2 1 Schedule City of Rancho Palos Verdes San Ramon Canyon storlTIINaler Flood Reduction Project 41--.1013 14'-JlIIIlIll'.. 3 1 4 3 1r4 Qlr4 IQIr?:IQIt.3-"'_.,......_~-"'''''..1Io ...-bi I ~ 10 Talk ask Nano start '"'-'......... 55 10.3 NPOES-SWPPP (Natiomf Palution DischalgeSlmlnation !Fri 'lVlal"!I RU 11/1tl;l .....,.._SY.sJ~~~~.~~~~o~.~~Jl!lE~.~!!L._j "L ,.._. li6 ..10,'1 Proj~t.~~~clion .........•....L M.~10127J12:.._..Jh,~.~/1~ 57 10.5 ..pertonnance Testing and Demobl1izafton ..':Fri :wet14,ThO 4/3/141 58 Y!!.nlJe(E!iVl~niii.!i!t ..~~IIBii~!q~~~.I;riJi~~~L~.....~:-.-·~~·~1i3.1ffl~~.~:!~!~!13 59 Task 12 en COnslruction Admlntsfrallon __',Man 1omi12,ThO 4/3/1~ ~~:c :C' m -all!! C'";:;;01 Project:Schedule 6-06-12 ..2007versit Dale:Wed 611M2 Task Split Milestone Summary Rolled Up Task [~~Lh.:lLri-i.u:1J.J..!:-£iI ..mUflIlIlUllllflllrJII,UIIiIHt... UJ :;: [..i~1';1~::.u::-~~~t:;:~::J Retied Up Spilt IlllnllllfhlUmUlUttltlltltltn Rolled Up MIlestone <> Rolled UpPFOgllSS ~emm~.s I I !"r<8eet Summary c;r '=Q PlIge3 Exlemal Milestone 0- InaCUvo Task Progress' Qeadllne ~ i l:b.~(l) ~ ~..... ~~. ~4:\. t1l ~ ~~c~~~....l\.:i G - 2 2 ·Grant Agreement No.4600009642 Page 22 0141 EXHIBITC BUDGET Project Title:~an Ramon canyon Stormwater Flood Reduction Project This table presents the budget for the San Ramon Canyon Stormwatei'Flood Reduction Project The following pages rovide more details for each Bud et Cate 0 . Budget Category (a)Direct Project Administration Costs (b) (e) (d) (e) Land Purchase/Easement Planning/Design/Engineering! Environmental Documentation Construction/Implementation Environmental Compliance! Miti ation Enhancement (a)(b)(c)(d) Non-State other Share*DWRGrant State Totill ProjectFunds(Funding Funding B!!lng Cost Match)Used $475,000 $475,000 $950,000 $53,300 ·$121,700 $175,000 $1,358,400 $0 $1,358,400 $6,590,528 $6,590,527 $13,181,055 $300,000 $300,000 (e) % Funding Match 50% 30% 100% 50% 0% (f) (g) (h) Cons truction Administration Other Costs Construction/Implementation Contin enc $987,500 $790,000 $200,000 $987.500 $790,000 $200,000 $1,975,000 0% 0% 50% (I)Grand Total (Sum rows (a)through (h)$9,464}728 $9}464}727 for each column $18,929,455 50% *List sources offunding:RPV has a very strong local match!financial plan inclUding fee-based programs (e.g. storm drain fees),city reserves,and cash!in-kind contributions from Los Angeles City and the County ofLos Angeles. The City has already expended $600,000 in local funds for the Project Study Report/Preliminary Engineering ·and h.as budgeted an additional $758,400 for Final Design and CEQA Compliance (line c above totaling $1,358,400). Note:The Method of Grant FundsDisbursement is Concurrent Drawdown.In tliis method,DWR Grant Funds and the Grantee's Required Funding Match will be spent simultaneously and is calculated based on the ratio of DWR Grant Funds and the Grantee's ReqUired Funding Match (which rnay vary by budget category). G-23 Grant Agreement No.4600009642 Page2S 0141 BUdget Category (a)-Direct Project Administration Total line Item Cost:$950,000 (5%oftotal project cost) Work Plan:Tasks 1,2,and 3 BUdget Category (b)-Land Purchase/Easement Total line Item Cost:$175,000 Work Plan:Task 5 A budget line item for the potential need to purchase up to four easements for use of land within the project site area is included. The estimated cost of $175,000 is based upon the City's experience with land values on other projects.The estimated cost per acre of land in this particular project area is $500,000.The City estimates that all four land easements will account for approximately 0.35 acres of land for a total estimated cost of $175,000 (0.35 x $500,000 =$175,000). Budget Category (e)-Planning/Design/EngineeririgfEnvironmental Documentation Total Line Item Cost: Work Plan: $1,358,400 Tasks 4,5,and6 Budget Category (d)-Construction/Implementation Total Line Item Cost:$13,181,055 Local Match:$6,590,528 Grant Funding:'$6,590,527 Work Plan:Tasks 8,9,and 10 The following table provides a detailed construction costs estimate.The costs were developed by Harris & Associates as part of the.Project Study Report and Include factoring for the appropriate prevailing wage rates. G-24 Detailed Construction Cost Estimate (PRELIMINARY Opinion of Probable Construction Costs,January 11,2011) Grant Agreement No.4600009642 Page 24 of41 ~_.·1Wili _~'VBmlliillL':,..%~\"MW"Whh..",,•.....,.'......m~,·,.'*"'kt,~@:::::%~,,:h~,;;k:::::slteml";}\$~1!J.escri tion~tt :.::::",:,&1:::::..\,";:::.:.:.':::::::,,~:x":,:,,x ,w.",, "'*,.x."JI an M ,nJ ~."lac .,::@:,':':,:~"3,*,:..:~"~~;tmofa,,m1%:'n:''':::::: 1 Mobilization (5%)1 ,LS $620,000 $620,000 2 Clearing &Grubbing (includes ALL removals)1 LS $65,000 $65,000 3 Ooen Trench ShoriM &P[atinQ 1 LS $65,000 $65.000 4 Traffic Control 1 LS $30,000 $30,000 5 SWPPP 1 LS $85,000 $85,000 6 Construction Survey 1 LS $55,000 $55,000 7 Sewer Relocation (construction)1 LS $200,000 $200,000 8 Canyon Improvements -FiliI Grading Operations 44,770 CY $65 $2,910,050 9 Canyon Improvements -12 inch Perforated Sub-drain 1,100 LF $155 $170,500 10 RC In[et Structure 54"Pipe (includes RC.wing wall structure,medium debris basin)1 LS $125,000 $125,000U/S Tarapaca 11 Outlet Structure and apron onto beach (inclUding decorative wall rock pattern I rock 1 LS $250,000 $250,000in.invert I railing ) 12 80"Diameter "Slant Drain"Tunnel Installation -At Beach 295 LF $3,670 $1,082,650 13 80"Diameter Tunnel -Steel Rib With Wood lagging 4'to 5'increments -north of 1,900 LF $2,170 $4,123,000SouthRanchoPalosVerdesDrive. 14 54"HOPE for Tunnel Installation (OR15.5)2,195 LF $249 $546,555 15 54"Pipe -Open Trench Installation (in open space flat plain)(DR-17)1,900 LF $340 $646.000 Annular Space backfill (light weight cellular grout between 54"HDPE and 80" $162,500 16 1,300 CY $125Tunnel) 17 Manhole Structures 5 EA $25,000 $125,000 18 Lean Concrete Seepage Dam (with 8"PVC·Outlet System at each MH)5 EA $10,000 $50,000 19 Catch Basin Inlets 4 EA $9,500 $38,000 20 Tunneling Spoil Haulage and Disposal 3,000 CY $30 $90,000 21 Launch Pits 1 LS $250,000 $250,000 22 Deep Vertical Ground Movement Monitoring Systems (Geokon MP8X Model #A3 1 LS $20,000 $20,000Extensometer,etc.) G - 2 5 Grant Agreement No.4600009642 Page 25 0141 1 I LS $50,000 $50,000 100 VF $990 $99,000 1 LS .$140,000 $140,000 14,500 SF $25 $362,500 910 LF $220 $200,200 200,000 SF $2.50 $500,000 910 LF $110 $100,1.00 Construction Total =.$13,181,055 PCC Interceptor Drain adjacent to back of retaining wall landscape Planting and Establishment (for Mitigation Measures) Upper Inlet Access Road from Tarapaca Road (Flexible Pavement) Upper Inlet Access Road Ret~iining Wall Beach Access Road I Trail Temporary I permanent Bluff shoring and soldier pile system for Outlet Structure construction Temporary Bluff Rock Fall Barrier System (such as "Geobrugg")for Bluff Outlet Construction . 27 28 30 29 26 24 25 23 Deep Horizontal Ground Movement Monitoring Systems (Geokon Inclinometer __~Casing,etc.) W%~¥§;l~%.:w:::m&.'q,~':,'$fuW®:'mmm~1f~\11~~~%1 G - 2 6 Grant Agreement No,4600009612 Page 26 0/4] Budget Category (e)-Environmental Compliance/Mitigation/Enhancement Total Line Item Cost:$300,000 Work Plan:Task 11 1 2 3 4 Audit Services Monitoring and Reporting Temporary Irrigation (operational) Weed Abatement and Plant Replacement (pperational) Total' Years Months Months Months [f,l!1!Iif~~<i;~fu]crfir.f];~1;!f $6,000 $30,000 $500 $30,000 $1,000 $60,000 $3,000 $180,000 $300,000 Budget Category (f)-Construction Administration Total Line Item Cost:$790,000 Work Plan:Task 12 The construction administration is 6 percent of the total construction cost (.06 x $13,181,055 =$790,000,rounded). This percentage is based upon the City of RPV's experience with similar projects in size and scope. Budget Category (g)"Other Costs (Permitting Fees) Total Line Item Cost:$200,000 Work Plan:Task 7 Based upon the size and scope of other projects the City of RPV has completed,the cost for permitting fees, including a License Agreement and associated costs with site access through Palos Verdes Shores Mobile Home Park and Coastal Access Permit through the City of Los Angeles,is estimated to be $200,000. Budget Category (h)-Construction/Implementation Contingency Total Line Item Cost:'$1,975,000 Work Plan:Not applicable The construction contingency is 15 percent of the total construction cost (.15 x $13,181,055 =$1,977,158,rounded to $1.9 million).This is based upqn the City of RPV's experience With simJlarproJects in size and scope. G-27 c) b). 0.1 aJ Grant Agreement No.4600009642 Page 27 of41 EXHIBIT 0 STANDARD CONDITIONS ACCOUNTING AND DEPOSIT Of GRANT DISBURSEMENT; SEPARATE ACCOUNTING OF GRANT DISBURSEMENT AND INTEREST RECORDS:Grantee shall account for the money disbursed pursuant to this Grant Agreement separately from all other Grantee funds. Grantee shaJl maintain audit and accounting procedures that are in accordance with generally accepted accounting principles and practices,consistently applied.Grantee shall keep complete and accurate records of all receipts,disbursements,and interest eamed on expenditures of such funds.,Grantee shall require its contractors or subcontractors to maintain books,records,and other documents pertinent to their work in aCGordance with generally accepted accounting principles and practices.Records are subject to inspection by State at any and all reasonable times.. FISCAL MANAGEMENT SYSTEMS AND ACCOUNTING STANDARDS:The Grantee agrees that,at a minimum,its fiscal control and accounting procedures wi.!1 be sufficient to permit tracing of grant funds to a level of expenditure adequate to establish that such funds have not been used in violation of state law or this Grant Agreement. REMITTANCE Of UNEXPENDED FUNDS:Grantee,within a period of sixty (60)calendar days from the final disbursement from State to Grantee of grant funds,shall remit to state any unexpended funds that were disbursed to Grantee under this Grant Agreement and were not needed to pay Eligible Project Costs. 0.2 ACKNOWLEDGEMENT OF CREDIT:Grantee shall include appropriate acknOWledgement of credit,to the State and to all cost-sharing partners for their support when promoting the project or using any data and/or information developed under this Grant Agreement.During construction of the project,Grantee shall install a sign at a prominent location,which shall include a statement that the project is financed under the Disaster Preparedness and Flood Prevention Bond Act of 2006,administered by State of California, Department of Water Resources.Grant~e shall notify state that the sign has been erected by providing them with a site map With the sign location noted and a photograph of the sign. 0.3 AMENDMENT:No amendment or variation of.the terms of this Grant Agreement shall be valid unless made in writing,signed by the parties and approved as reqUired.No oral understanding or agreement not incorporated In the Grant Agreement is binding on any of the parties.For guidance on the Am.endment Requirements see Exhibit H. 0.4 AMERICANS WITH DISABILITIES ACT:By signing this Grant Agreement Grantee assures State that it complies with the Americans with Disabilities Act (ADA)of 1990,(42 U.S.C.,12101 et seq.),which prohibits discrimination on the basis of disability,as well as all applicable regUlations and guidelines issued pursuant to the ADA. 0.5 AUDITS;state reserves the right to conduct an audit at any time between the execution of this Grant Agreement and the cOllJpletion of the project,with the costs of such audit borne by state.After completion of the project,State may require Grantee to conduct a final audit at Grantee's expense,such audit to be conducted by and a report prepared by an independent Certified Public Accountant.Failure or refusal by Grantee to comply with this provision shall be considered a breach of this Grant Agreement, and State may take any ~ctjon it deems necessary to protect its interests. Pursuant to Government Code Section 8546.7,the parties shall be SUbject to the examination and audit of State for a period of three years after final payment under this Grant Agreement with respect of all matters connected with this Grant Agreement,inclUding but not limited to,the cost of administering this Grant Agreement.All records of Grantee or subcontractors shall be preserved for this purpose for at least three (3) years after project completion.See Exhibit H for a listing of documents/records that state Auditors would need to review in the event of a grant being audited. D.6 BUDGET CONTINGENCY:LIMIT ON STATE FUNDS.The Disaster Preparedness and Flood Prevention Bond Act of 2006,is SUbject to the availability of funds inclUding any mandates from the Department of Finance, G-28 0.10 oj Grant Agreement No.4600009642 Page28of41 the Pooled Money Investment Board or any other state authority.The State will not make payments of any kind,including advances or reimbursements,until funding is made available by the state Treasurer. D.7 CHILO SUPPORT COMPLIANCE ACT:For any Grant Agreement in excess of $100,000,the Grantee acknowledges in accordance with Public Contract Code 7110,that: a)The Grante.e recognizes the importance of child and family support obligations and shall fully comply with all applicable state and federal laws relating to child and family support enforcement,including, but not limited to,disclosure of information and compliance with earnings assignment orders,as provided in Chapter 8 (commencing with section 5200)of Part 5 of Division 9 of the Family Code;and b)The Grantee,to the best of its knowledge ,is fully complying with the earnings assignment orders of all employees and is providing the names of all new employees to the New Hire Registry maintained by the California Employment Development Department. D.8 COMPETITIVE BIDDING AND PROCUREMENTS:Grantee shall comply with all applicable laws and ' regulations regarding se'curing competitive bids ~::md undertaking competitive negotiations in Grantee's contracts with other entities for acquisition of goods and services and construction of public works with funds p'rovided by state under this Grant Agreement.' 0.9 COMPUTER SOfTWARE:The Grantee certifies that it has appropriate systems and 'controls in place to ensure that state funds will not be used in the performance of this Grant Agreement for the acquisition, operation,or maintenance of computer software in violation of copyright laws. CONFLICT Of INTEREST Current State Employees:No State officer or empioyee shall engage in any employment.activity,or enterprise from which the officer or employee receives compensation or has a finanCial interest and which is sponsored or funded by any state agency,unless the employment,activity,or enterprise is required as a condition of regular State employment.No state officer or employee shall contract on his ' or her own behalf as an independent contractor with any state agency to provide goods or services. b)Former .State Employee:For the two-year period from the date he or she left State employment.no former state officer or employee may enter into a contract in which he or she engaged in any of the negotiations,transactions,planning,arrangements,or any part of the decision-making process relevant to the contract while employed in any capacity by any State agency.For the twelve-mon~hperiod from the date he or she left State employment,no former State officer or employee may enter Into a contract with any State agency if he or she was employed by that State agen'cy in a policy-making position in the same general subject area as the proposed contract Within the twelve~monthperiod prior to his or her leaving state service.. D.ll DELIVERY OF INFORMATION,REPORTS;AND DATA:The Grantee agrees to expeditiously provide,during work on the project and throughout the term of this Grant Agreement,such reports,data,information,and' certifications as may be reasonably reqUired by the State. 0.12 DISPOSITION OF EQUIPMENT:Grantee shall provide to State.not less than 30 days prior to submission of the·final project invoice,a final inventory list of equipment purchased with grant funds provided by State. Grantee shall consult with State on the scope of the inventory not less than 60 dqys prior to the submission of the final project invoice.The Inventory shall include all Items with a current estimated fair market value of more than $5,000 per Item.Within 60 days of receipt of such inventory,state shall prOVide Grantee with a list of the items on the inventory that State will take title to.All other items shaJl become the property of Grantee.State shall arrange for delivery from Grantee of items that it takes title to.Cost of transportation,if any,shall be borne by State. D.13 DISPUTES:In the event of an invoice dispute,payment will not be made until the dispute is resolved and . a corrected invoice submitted.Failure to use the address exactly as provided may result in retum of the invoice to the Grantee.Payment shall be deemed complete upon deposit of the payment.properly addressed,postage prepaid,in the United States mail.'Any claim that Grantee may have regarding the performance of this Grant Agreement including.but not limited to claims for additional compensation or extension of time,shall be submitted to the Director,Department of Water Resources,within thirty (30) G-29 Grant Agreement No.4600009642 Page290f41 calendar days of Grantee's knowledge of the claim.state and Grantee shall then attempt to negotiate a resolution of such claim and process an amendment to the Grant Agreement to implement the terms of any such resolution. D.14 DRUG·FREE WORKPLACE CERTIFICATION CertificatIon of Compliance:By signing this Grant Agreement.Grantee,its contractors or subcontractors hereby certify,under penalty of perjury under the laws of State of California,compliance with the requirements of the Drug-Free Workplace Act of 1990 (Government Code 8350 et seq.)and have or will" provide a drug-free workplace by taking the following actions:'. a)Publish a statement notifying employees,contractors,and subcontractors that unlawful manufacture, distribution,dispensation,possession,or use of a controlled substance is prohibited and specifying actions to be taken against employees,contractors,or subcontractors for violations,as required by Govemment Code Section 8355(a). b)Establish a Drug-Free Awareness Program,as required by Government Code Section 8355(b)to inform employees,contractors,or subcontractors about all of the following: 1.The dangers of drug abuse In the workplace, 2•.Grantee's policy of maintaining a drug-free workplace, 3.Any available counseling,rehabilitation,and employee assistance programs,and 4.Penalties that may be imposed upon employees,contractors,and sUbcqntractors for drug abuse violations. c)Provide as required by Government Code Sections 8355(c),that every employee,contractor,and/or subcontractor who works under this Grant Agreement: 1.Will receive a copy of Grantee's drug-free policy statement,and 2.Will a~ree tQ abide by terms of Grantee's condition of employm~nt,contract or subcontract. 0.15 FINAL"INSPECTIONS AND CERTIFICATION OF REGISTERED CIVIL ENGINEER:Upon completion of a construction project and as determined by state,Grantee shall provide for a final inspection and certification by a California Registered Civil Engineer that the project has been completed In accordance with submitted final plans and specifications and any modifications thereto and in accordance with this Grant Agreement and to the State's satisfaction. D.16 GOVERNING LAW:This Grant Agreement is governed by and shaJl be interpreted in accordance with the laws of the State of California. D.17 GRANTEE COMMITMENTS:Grantee accepts and agrees to comply with all terms,provisions,conditions, and commitments of this Funding Agreement.inclUding all incorporated documents,and to fulfill all assurances,declarations,representations,and statements made by Funding Recipient in the application, documents,amendments,and communications filed in support of its request for California Safe Drinking Water;Water Quality and Supply,Flood Control,River and Coastal Protection Act of 2006 finanCing. 0.18 INCOME RESTRICTIONS:The Grantee agrees that any refunds,rebates,credits,or other amounts (inclUding any interest thereon,accruing to or receiv~d by the Grantee under this Grant AgreE?ment shall be paid by the Grantee to the State,to the extent that they are properly allocable to costs for which the Grantee has been reimbursed by the State under this Grant Agreement. D.19 INDEPENDENT CAPACITY:Grantee,and the agents and employees of Grantee,if any,in the performance of the Grant Agreement,shall act in an independent capaclty and not as officers, employees,or agents of the State. D.20 INSPECTIONS:State shall have the right to inspect the work being performed at any and all reasonable times,providing a minimum of a 24-hour notice,during the term of the Grant Agreement.This right shall extend to any sUbagreements,and Grantee shall include provisions ensuring such access in all its contracts or sub-contractors entered into pursuant to its Grant Agreement with State.Grantee acknowledges that project documents may be subject to the Public Records Act (California Government Code Section 6250 et.seq.).State shall have the right to inspect these documents at any and all reasonable times affer completion of the project to ensure compllance with the terms and conditions of this Grant Agreement. G-30 Grant Agreement No.4600009642 Page 30 of41 During regular office hours,state shall have the right to'inspect and to make copies of any books,records, or reports of the Grantee relating to this Grant Agreement.Grantee shall maintain and shall make available at all times for such inspection accurate records of its costs,disbursements,and receipts with respect to its activities under this Grant Agreement.Failure or refusal by Grantee to comply with this provision shall be considered a breach of this Grant Agreement,and state may withhold disbursements to Grantee or take any other action it deems necessary to protect its interests. 0.21 NONDISCRIMINATION:During the performance of this Grant Agreement,Grantee and its contractors shall not unlawfully discriminate,harass,or allow harassment against any employee or applicant for employment because of sex,race,color,ancestry,religious creed,national origin,physical disability (inclUding HIV and AIDS),mental disability,medical condition (cancer),age (over 40),marital status,and denial of family care leave.Grantee and contractors shall ensure that the evaluqtion and treatment of their employees and applicants for employment are free from such discrimination and harassment.Grantee and contractors shall comply With the provisions of the Fair Employment and Housing Act (Government Code Section 12990 (a-f)etseq.)and the applicable regulations promulgated there under (California Code of RegUlations,TItle 2,Section 7285 et seq.).The applicable regulations of the Fair Employment and Housing Commission implementing Government Code Section 12990 (a-f),set forth in Chapter 5 of Division 4 of Title 2 of the Califomia'Code of Regulations,are incorporated into this Grant Agreement by reference and made a part hereof as if set forth in full.Grantee and its contractors shall give written notice of their obligations under this clause to labor organizations with.which they have a collective bargaining or other agreement.Grantee shall Include the nondiscrimination and compliance provisions of this clause in all contracts to perform work under the Grant Agreement. 0.22 NO THIRD PARTY RIGHTS:The parties to this Grant Agreement do not intend to create rights in,or grant remedies to,any third party as a beneficiary of this Grant Agreement,or of any duty,covenant,obligation or undertaking established herein. 0.23,OPINIONS AND DETERMINATIONS:The parties agree that review or approval of any IRWM Program applications,documents,permits,plans and specifications or other program information by the State is for administrative purposes only and does not relieve the Grantee of its responsibility to properly plan,design, construct,operate,maintain,implement,or otherwise carry out the IRWM Program. 0.24 PERMITS,LICENSES,APPROVALS,AND LEGAL OBLIGATIONS.Grantee shall be responsible for obtaining any and all permits,licenses,and approvals required for performing its obligations under this Grant Agreement.Grantee shaJl comply with the California Environmental Quality Ad (PRC Section 21 000 et seq.) and other applicable federal,State,and local laws,rules,and regulations,guidelines,and requirements prior to disbursement of funds under this Grant Agreement. Grantee shall keep informed of and take all measures necessary to ensure compliance with California Labor Code requirements. 0.25 PROHIBITION AGAINST DISPOSAL OF PROJECT WITHOUT STATE PERMISSION:Grantee shall not sell, abandon,lease,transfer,exchc::mge,mortgage,hypothecate,or encumber in any manner whatsoever all or any portion of any real or other property necessarily connected or used in conjunction with the IRWM Program without prior permission of State.Grantee and shall not take any action concerning the performance of this Grant Agreement,including but not limited to actions relating to user fees,charges, and assessments that could adversely affect the ability of Grantee to meet its obligations under this Grant Agreement,without prior written permission of State.State may require that the proceeds from the disposition of any real or personal property acquired with funds disbursed under this Grant Agreement be remitted to State.' 0.26 REMEDIES,COSTS,AND ATTORNEY FEES:The Grantee agrees that any remedy provided in this Grant Agreement is in addition to and not in derogation of any other legal or eqUitable remedy available to the state as a result of breach of this Grant Agreement by the Grantee,whether such breach occurs before or after completion of the project,and exercise of any remedy provided by this Grant Agreement by the State shall not preclude the State from pursuing any legal remedy or right which would otherwise be G-31 Grant Agreement No.4600009642 Page 31 0/41 available.In the event of litigation between the parties hereto arising from this Grant Agreement,it is agreed that the prevailing party shall be entitled to such reasonable costs and/or attomey fees as may be ordered by "the court entertaining such litigation... 0.27 RETENTION:Notwithstanding any other provision of this Grant Agreement,State shall,for the project, withhold five percent (5.0%)until January 1,2016 and ten percent (1O.0%),thereafter,of the funds requested by Grantee for reimbursement of Eligible Costs.The project in this Grant Agreement will be eligible to release its retention when that project is completed and Grantee has met requirements'of Paragraph 16,"Submissions of Reports." 0.28 RIGHTS IN DATA:To the extent permitted by law,the Grantee agrees that all data,plans,drawings, specifications,reports,computer programs,operating manuals,notes,and other written or graphic work produced in the performance of this Grant Agreement shall be in the pUblic domain.The Grantee may disclose,disseminate and use in whole or in part,any final form data and information received,collected, and developed under this Grant Agreement,SUbject to appropriate acknowledgement of credit to the State for financial support.The Grantee shall not utilize the materials for any profit-making venture or sell or grant rights to a third party who intends to do so. 0.29 SEVERABILITY OF UNENfORCEABLE PROVISION:If any provision of this Grant Agreement is held invalid or unenforceable by a court of final jurisdiction,all other provisions of this Grant Agreement shall be construed fo remain fully valid,enforceable,and binding on the parties. 0.30 STATE REVIEWS AND INDEMNIFICATION:The parties agree that review or approvpl of project applications,documents,permits,plans and specifications or other project informatio'n by the state is for administrative purposes only and does not relieve the Grantee of their responsibility to properly plan, design,construct,operate,maintain,Implement,or otherwise carry out the project.To the extent permitted by law,the Grantee agrees to indemnify,defend and hold harmless the state and the State againsf any loss or liability arising out of any claim or action brought against the State from and against any and all losses,claims,damages,liabilities or expenses,of every conceivable kind,character and nature whatsoever arising out of,resulting from,or in any way connected with: a}The project or the conditions,occupancy,use,possession,conduct or management of,work done in or about,or the planning,design,acquisition,installation,or construction,of the project or any part thereof; b}Performing any of tt)e terms contained in this Grant Agreement or any related document; c}Any violation of any applicable law,rule or regUlation,any environmental law (inclUding,without limitation,the Federal Comprehensive Environmental Response,Compensation and Liability Act,the Resource Conservation and Recovery Act,the Califomia Hazardous Substance Account Act,the Federal Water Pollution Control Act,the Clean Air Act,the Califomia Hazardous Waste Control Law and cwe Section 13304,and any successors to said laws),rule or regulation or the release of any toxic substance on or near the natural water system;or d)Any untrue statement or alleged untrue statement of any material fact or omission or alleged omission to state a material fact necessary to make the statements required to be stated therein,in light of the circumstances under which theywere made,not misleading with respect to any information provided by the Grantee for use in any disclosure document utilized in connection with any of the transactions contemplated by this Grant Agreement.Grantee agrees to pay and discharge any judgment or award entered or made against the State with respect to any such claim or action,and any settlement, compromise or other voluntary resolution.The provisions of this section shall survive the term of the Grant Agreement. 0.31 SUCCESSORS AND ASSIGNS:This Grant Agreement and all of its provisions shall apply to and bind the successors and assigns of the parties.No assignment or transfer of this Grant Agreement or any part thereof, rights hereunder,or interest herein by the Grantee shall be valid unless and until it is approved by State and made subject to such reasonable terms and conditions as State may impose. 0.32 TIMELINESS:Time is of the essence in this Grant Agreement. G-32 Grant Agreement No.4600009642 Page32of41 0.33 TRAVEL:Grantee agrees that travel and per diem costs shall NOT be eligible for reimbursement with state funds,and shall NOT be eligible for computing Grantee cost match.Travel includes the costs of transportation,subsistence,and other associated costs incurred by personnel during-the term of this Grant Agreement. 0.34 WAIVER OF RIGHTS:None of the provisions of this Grant Agreement shall be deemed waived unless expressly waived in writing.It is the intention of the parties here to that from time to time either party may waive any of its rights urider this Grant Agreement unless contrary to law.Any waiver by either party of rights arising in connection with the Grant Agreement shall not be deemed to be a waiver with respect to any other rights or matters,and such provisions shall continue in full force and effect. G-33 Grant Agreement No.4600009642 Page 33 of41 EXHIBIT E REPORT FORMAT AND REQUIREMENTS The following reporting formats should be utilized.Please obtain State approval prior to submitting a report in an alternative format. QUARTERLY PROGRESS REPORT Grantee shall submit Quarterly Progress Reports on a consistent basis to meet the state's requirement for disbursement of funds.The Quarterly Progress Report should describe the work performed during the reporting period.For the project,describe the work performed inclUding: CONTINUING ELIGIBILITY .II A brief summary of the status of adoption of an IRWM Plan that complies with Part 2.2 of Division 6 of the ewe commencing with ,Section 10530. PROJECT INFORMATION (INCLUDE ANY Of THE BELOW THAT WERE APPLICABLE DURING THE REPORTING PERIOD) II Legal matters. o Engineering matters. •Environmental matters. •Status of permits,easements,rights-of-way,and approvals as may be required by other State, federal,and/or local agencies.. •Major accomplishments during the quarter (i.e.,tasks ,completed,milestones met,meetings held or affended,press releases,etc). o Discussion of data submittal effort(s}for the previous quarter,including a description of the data sub miffed and daters)of submittal. •Issues/concerns that have,will,or could affect the schedule 'or budget,with a recommendation on how to correct the matter.' •Description of any qifferences between the work performed and the work outlined in this Grant AQreement's Work Plan. COST INFORMATION II Provide a list showing all costs incurred during the quarter by the Grantee and each contractor working on the project.The list should include for all non-construction,or implementation costs,(Le., design,and admin charges)the hours per task worked on during the quarter for above personnel. a A discussion on how the actual budget is progressing in comparison to Exhibit C. SCHEDULEINFORMATlON • A discussion on how the actual schedule is progressing in comparison to the schedule in Exhibit B. II A revised schedule,by task,if changed from the schedule in Exhibit B.Note:a revised schedule may require an official amendment to the Grant Agreement before it is accepted as final.' ANTICIPATED ACTIVITIES NEXT QUARTER II Provide a description of anticipated activities for the next quarterly reporting period. G-34 Grant Agreement No.4600009642 Page 34 0/41 PROJECT COMPLETION REPORT A Project Completion Report is required for the project identified in Exhibit A.This report will include the following Sections: EXECUTIVE SUMMARY The Executive Summary consists of a maximum of ten (10)pages summarizing project information (see report status section below for topics).The Executive Summary should include the following: "Brief description of work proposed to be done in the original Grant application. o Description of actual work completed and any deviations from Exhibit A.List any official amendments to this Grant'Agreement with a short description of the'amendment. G Describe how the implemented project will meet the program preferences identified in the original Grant Application. •Describe the mechanism or process that allows for continued performance monitoring of the project in meeting the objectives of the IRWM Plan.' "~dentify any changes to the IRWM Plan as a result of implementation of the project. REPORTS AND/OR PRODUCTS •Provide a copy of any final technical report or study.produced for the project as described in the .Work Plan,if applicable. •Provide a map and shapefile{s)showing the location of the completed project.A description of the geographic projection and datum used for the shapefile must be submitted with the shapefile (a NAD '83 datum and either a UTM 10 or UTM 11 projection,dependent on the project's location in .the state,shoUld be utilized). •If any wells were constructed as part of the project,provide the following information:well logs; borehole geophysical 'logs;state well number;site information to It:lclude horizontal (NAD 183)and vertical (NAVD 188)datum to be determined within 0.5 feet. •Provide an electronic copy of any as-built plans (media:CD-ROM;PDF format). •Provide copies of any data collected along with location maps. •If applicable,describe the findings of any study and whether the study determined the engineering, hydrologic,hydrogeologic.environmental,economic and financial fe,asibiJity of the project. ~OST &DISPOSITION OF FUNDS INFORMATION • A list of invoices showing: »The date each invoice was submitted to state. »The amount of the invoice. »The date.the check was received. »The amount of the check (If a check has not been received for the fined invoice,then state this in this section). "A spreadsheet summary of the original budget costs by task versus the final project costs. "A summary of final funds disbursement including: »Labor cost of personnel of agency/major consultant Isub-consultants (Indicate personnel, hours,rates,type of profession and reason for consultant Le.,design.CEQA work,etc). »Construction cost information,shown by material,equipment,labor costs,and change orders. »Any other incurred ~ost detail. »A statement verifying separate accounting of grant disbursements. I)Summary of project cost including: »Accounting of the cost of project expenditure. »Include all internal and external costs not preViously disclosed. G-35 Grant Agreement No.4600009642 Page 35 of41 );>A discussion of factors that positively or negatively affected the project cost and any ·deviation from the original project cost estimate. ADDITIONAL INFORMATION Il Benefits derived from the project,with quantification of such benefits provldecl,i!applicable. o A final project schedule showing actual progress verse planned progress as shown In Exhibit B. o Certification from a California Registered Civil Engineer that the project was conducted in accordance with the approved work plan and any approved modifications thereto.. o Submittal schedule for the Post Performance Report and an outline of the proposed reporting format. POST-PERFORMANCE REPORT Post Performance Reports are required annually for the project for a period of 10 years beginning after the first year of operation,and includes the following: ~EPORTS AND/OR PRODUCTS I)TIme period of the annual report.. I)Short project description and benefits. •An assessment of any explanations for any differences betWeen the expected versus actual project benefits.Where applicable,the reporting should inc/tide quantitative metrics,i.e.,.new acre-feet of water recharged that year,acres of wildlife habitat added,etc. •Summary of any additional costs and/or benefits deriving from the project since its completion,if applicable. •Continued reporting on meeting the Output Indicators and Targets discussed in the Project Monitoring Plan discussed in Paragraph 21 of this Grant Agreement. •Any additional information relevant to or generated by the continued operation of the project. ELECTRONIC REPORT FORMATTING Grantee agrees that work funded under this Grant Agreement will be provided in an electronic format to state. Electronic submittal of final reports,plans,studies,data,and other work performed under this grant shall be as follows:... o Text preferably in MS WORD or text PDF format. •Files generally less than i 0 MB in size. til Files named so that the pUblic can determine their content.For example,file naming of reports must"' have the title and,if SUbdivided into smaller sized files,the chapter number/letter and names in the report Table of Content (TOC);Wes of maps,figures,and tables by number/letter as referenced in the TOC;well logs files with DWR-required naming convention;and Appendix number/letter and named in the TOC. o For a project involving a modeling component,Grantee shall provide the major input data files, parameters,calibration statistics,output files,and other information requested by State's Project Manager. G-36 Grant Agreement No.4600009642 Page 36 of41 EXHIBIT F REQUIREMENTS FOR DATA SUBMITTAL SURFACE AND .GROUNDWATER QUALITY DATA:. Groundwater quality and ambient surface water quality monitoring data that include chemical,physical,or biological data shall be submitted to the state as described below,with a narrative description of data submittal activities included in Quarterly Progress and Post Performance Reports. Surface water quality monitoring data shall be prepared for submission to the California Environmental Data Exchange Network (CEDEN).The CEDEN data templates are available on the CEDEN website.Inclusion"of additional data elements described on the data templates is desirable.Data ready for submission should be uploaded to your CEDEN Regional Data"Center via the CEDEN website.CEDEN website: http://www.ceden.org. If ExhIbit A includes a project that contains a groundwater ambient monitoring element,groundwater quality monito~ing data shall be submitted to the State for inclusion in the State Water Resources Control Board's Groundwater Ambient Monitoring and Assessment (GAMA)Program Information on the GAMA Program can be obtained dt:http://www.waterboards.ca.gov/water issues/programs/garna/.If further information is required,the Grantee can contact the State Water Resources Control Board (SWRCB)GAMA Program,'A listing of SWRCB staff involved in the GAMA program can "be foun$:l at: http://www.swrcb.ca.govIwater issues/programs/gama/contact.shtml GROUNDWATER lEVEL DATA For a project that collects groundwater level data,Grantee will need to submit this data to DWR's Water Data library (WDL),with a narrative description of data submittal activities included in project reports,as described in exhibit E.Information regarding the WDL and in what format to submit data in can be found ot: http;//wdl.water.ca,QQv/. In the near future,DWR's WDL will be replaced by the California Statewide Groundwater Elevation Monitoring program (CASGEM).Once this Program comes online,Grantee will then submit groundwater level data to CASGEM.Information regarding the CAS GEM program can be found at: http://www.water.ca.gov/groundwater/casgem/ G-37 Grant Agreement No.4600009642 Page 37of41 Exhibit G Guidelines for Grantees Under DWR F,lnancial Assistance Programs The following provides a list of documents typically required by State Auditors and general guidelines for Grantees~list of documents pertains to both Grant funding and Grantee's Funding Match and details the documents/records that state Auditors would need to review in the event of this Grant Agreement is audited. Grantees should ensure that such records are maintained for the funded project. List of Documents for state Audit Internal Controls: 1.Organization chart (e.g.,Agency's overall organization chart and organization chart for this Grant Agreement's funded project. 2.Written internal proc:edures and flowcharts'for the following: a.Receipts, deposits and disbursements . b.State reimbursement requests c.Grant expenditure tracking d ..Guidelines,policy,and procedures on grant funded Programs/Project 3.Audit reports of the Agency !ntemal control structure and/or financial statements within the last two years. 4.Prior al:Jdit reports on grant funded Programs/Project. Agreements and Contracts: 1.Original signed Grant Agreement any amendment(s)and budget modification documents. 2.A listing of all bond-funded grants received from the State. 3.A listing of all other funding sources for the project. 4.All SUbcontractor and consultant contracts and related or partners documents,if applicable. 5.Contracts between the Agen~y.andmemberagencies as related to this Grant Agreement. Invoices: 1.Invoices from vendors and subcontractors for expenditures submitted to the state for payments under th!s Grant Agreement..'. 2.Do.cumentation linking subcontractor invoices to State reimbursement,requests and related bUdget line items under this Grant Agreement.· 3.Reimbu(sement requests submitted to the State for this Grant Agreement. Cash Documents: 1.Receipts (copies of warrants)showing payments received from the State: 2.Deposit slips (or bank statements)showing deposit of the payments received from the ~tate. 3.Cancelled chec.ks or disbursement documents showing payments made to vendors,subcontractors, consultants,and/or agents under this Grant Agreement. 4.Bank statements showing the deposit of the receipts. Accounting Records: 1.Ledgers showing entries for receipts and cash disbursements. 2.Ledgers showing receipts and cash disbursement entries of other funding sources. 3.Bridging documents that tie the general ledger to requests for grant reimbursement. Administration Costs:Supporting documents shOWing the calculation of administration costs. Personnel: 1.List of all contractors and Agency staff that worked on this grant funded Program/Project. 2.Payroll records including timesheets for contractor staff and the Agency personnel who provided services charged to this Grant Agreement. G-38 Grant Agreement No.4600009642 Page38of41 Project Files: 1.All supporting documentation maintained in the project files. 2.All correspondence related to this Grant Agreement. General Grant Agreement Guidelines Amendment Requirements: Amendments to the agreement are triggered when the proposed changes are deemed by DWR to be substantial.Typical amendments include extensions for time,revisions to the l;>udget or schedule,or modifications to the scope of work or cost sharing arrangement.The Grantee must provide a written request to amend the agreement.The written request should be in the form a Jetter and should come from the Grantee's authorized representative.In cases of short timelines,the Grantee may s~bmit the letter via email and send the hard copy thereafter.The formal request needs to outline the proposed changes and the basis (need)for those changes.Email may also be used as preliminary correspondence prior to the official request. Modifications to the scope of work,including eliminating or replacing individual projects,will require a formal amendment,Which shall include signature by DWR's and the Grantee's authorized representatives.Such revision may require that the Grantee submit supporting materials to document that the changes/replacement project(s)are "eqUivalent or better"than the original grant proposal that resulted in a funding award.Some revisions tq the budget or schedule (interim deadlines/milestones)can be handled without a formal amendment (signature by the authorized representatives of DWR and the Grantee)to the agreement. Extending the term of the agreement will require a formal amendment.In general,requests for an extension of time should be made before the term expires;however,requests after expiration can be considered,provided that the Grantee explains why the request was n'ot made before the expiration.A formal amendment is also required when there is a proposed bUdget change to a Task that is greater than 10%of the grant amount for that particular Task or the Task to be exchanged with. Funding Match Contribution Funding Match (often referred to as Grantee Cost Share)is the amount defined in Paragraph 4 of this Grant Agreement.Provided below is guidance for claiming funding match with and without in-kind services. ,' 1.Adequate documentation supporting value of iri~kind service (or volunteer service)'as fundin'g match claimed shall be maintained.Although tracked separately,in-kind services shall be documented and,to the extent feasible,supported by the same methods used by the Grantee for its own employees.Provide formal (on official letterhead)and substantial documentation of in-kind service by including the following: o Describe contributed item(s)or service(s), o Purpose for which contribution was made (tie to scope of work) o Name of contributing organization and date of contribution o Real or approximate value of contribution.Who valued the contribution and how was the value determined?(e.g.,actual,appraisal,fair market value,etc.).Justification of rate.(see item'#4,below) o Person's name and function of the contributing person o Hours of contribution o If multiple sources exist,summarize these on a table with summed charges o Was contribution provided by,obtained with,orsupported by government funds?If so,indicate source. 2.Funding match contribution (including in kind services)shall be for costs and services directly.attributed to activities included in this Grant Agreement's Work Plan.These services.furnished by professional and technical personnel,consultants.and other skilled and unskilled labor may be counted as in-kind if the activities are an integral and necessary part of this Grant Agreement.Evaluate eligibility with State in advance of submittal. G-39 Grant Agreement No.4600009642 Page390j41 3.Do not track cash contributions made to a project as an expenditure as you would for an in-kind service. When providing funding match,track cash contributions to the project (i.e.revenues)and expenditures (typically in-kind contribution)separately in an accounting system. 4.Rates for volunteer or in-krnd services shall be consistent with those paid for similar work in the Grantee's organization..For example,volunteer service of clearing vegetation performed by an attorney shall be valued at a fair market value for this service,not the rote for professional legal services.In those instances in which the required skills are not found in the recipient organization,rates shall be consistent with those paid for similar work In the labor market.In either case,paid fringe benefits that are reasonable,allowable,and allocable may be included in the valuation. G-40 Grant Agreement No.4600009642 Page 40 of41 EXHIBIT H' GRANTEE RESOLUTION RESOLUreQfiJ NO.2011,,10 ¢:::~~~H~~zI::;i~.;~g~~~~JET~;L~~~~~~~~~~~F WATeR RESOURces STORMWA'rER FLOOD'MANAGEMENT GRANT FUNDING FOR tHe SAN RAMON CANYON STABIUZATION PROJECT.' WHEREAS,PubUo Resources Code sections 6096.80()et seq.al,lthQrize 1M Catlfomia Oepartrrlent or Water REi$OUI'Ce$(OWR).lhrougo it'$lntegralea Water' Resouroo Management (U\WM)Grant Program,to administer g rants Tn rurtlteraMa of tl'l~ state of Oa6fomia'8 (state)effi;lrts (0 el'l«JUJag~integrated regional management of water reSOUI'CEl$,Including flOod management;and WHeReAS,the Integrated Water Reso4lr~Marmgement (IRWM)Grant Program Is d~s.l9l1E1d to 1iI(l99Ufl!!glil,ln1e~.t~regiQnat mi!na~m~,nt ofW{;l.~~r rQ~~rQ~s,lncludlng flood Managemerrt,and pnwTdeftmdfngforproJectsthat supportlntegr~ted water management planning and Implementation,and " WHeREAS,tile DWR's IRWM Gmnt Progrl3.m Pr9POsai $oUdtaUQn Package for Propo9l1lon 1ES1OtrnWl!lter Flood Ma:nageM&nt (SWFM)grants work in conjunction with the 1RWM Grant Program Guldetlnes-10 disburse the firSl round of SWFM grant funding underthe Disaster Preparedness end ,Flood Prevention Bond ACl of 2006 {F'roposltion 1E),and . WHEREASf IRWM Grant Program apprlCatlon procedures requIre M appllcanl'$ governtng bodylQdeclare by resolutfon CEldain authorlzaiion-s r.elated tathe administration of DWR granfS. BE IT,THEREFORE,RESOL~O BY THE CITY COUNCIL OFTffe CITY Of RANCHO PAlOS VEROES:. The City Council atJ'..ho.rizas: 1.The submittal of sppJlcalion($)to OWR for all IRWM stonnwater Flood Management Grant FUI'lding purSulilnt to th~Oi$aster Preparedness and Flood Prevl!Jn.lion Bond Act of2006.(Public Resource Code Section 5098.800 (ilt $lfKl.)fot the San Ramon Canyon PlQjecl 2.Tf1e;OiteQtorof Public WorkS',or his deslgneej Is hereby authorized ami empowered to exeoute in the name ofthe CiIy of RanchO PalQlil Verdes all grant rlQauments,fl'lQludifJgbut not tirnited tQ 1 preparallon of necessary data~:eoncIuct inv(:$tigations,fife applications,agreemenl$,amenamoents.and reque3ts for payment,nCC(il$$aryto sceuretgrantfurads and fmpJementthe San Ramon Canyon project'Vlfth tl\&DWR., 3.ThO abOve authorizations are effeotive tor five (5)yearo from the date of adoption of this re$orutton.. G-41 Grant Agreement No.4600009642 Page 41 0141 EXHIBITH G~ANTEE RESOLUTION PAsseo,APPROVeD,AND ADOPTED THe 1:11 DAY OF MARCH,2011. ArrEST: IlllIhoDW o.Long Mayor ff;/,Carta Momle GityCierk Slale of Callfomla ) County of Los Angeles )SI;> City of Rancho-Palo-s Verdes ) I.Carla Morreale.City Cf&rk:ofThe City of Rancho Palos Veroes,hereby certify that the &b01l9 Resolution No.2011·10 Vias duly and regularly passed and ooopted by-the said City Cotmoll at a regular ~tiI'lg thereof held on March 1.2011. Reso!'.ttfon N'o.2011-10 paguof2 G-42 Quote Prepared by: Destin Blais (949)589-6338 dblais@blaisassoc.com Blais&Associates professional grant management Grant Management Quote Oty of Rancho Palos Verdes,California Kit Fox,senior Administrative Analyst Attachment B 7545 Irvine Center Drive Irvine Business Center,Suite 200 Irvine,CA 92618 www.blaisassoc.com Activity Hours N/A N/A Total Cost Recommend Monthly Grant Conference Call with City Staff and B&A (Finance,PM,and B&A)(estimate 1.5 hrs/mo x 24 months)(this is a general coordination/check in call to ensure open communication and to review the grant agreement and ensure City is complying with all requirements of the grant agreement;call will be cancelled on a month-by-month basis if deemed not necessary)(first meeting will be on site for three hours total plus travel time)42 $3,990.00 Prepare and submit Quarterly Progress Report (required report)(estimate two reports in 2012,four in 2013 and two in 2014)(estimate 8 hours per report x 8 reports =64 hours total)64 $6,080.00 Prepare and submit Project Completion Report (follow prescribed format)(one report)50 $4,750.00 Prepare and submit Requests for Reimbursements (use State forms)(estimate one invoice per month for 16 months x 17 hrs/invoice)(add an additional 15 hours for initial set up/file creation,etc.)287 $27,265.00 Create and retain all forms,contracts,files necessary to meet State Audit Standards (Exhibit G)(estimate 20 hrs/month for months 1 and 2,8 hrs/mo for months 3-6,and 1.5 hrs/mo for remaining 18 months)(144 hrs total)(ensure Finance Department has duplicate files on site)99 $9,405.00 Post-Performance Reporting for 10 Years (see notes and assumptions below)$ Allowance for three on-site trips to meet with staff in person and/or attend City Council meetings,as requested (estimate 6 hrs/meeting x 3 mtgs =18 hrs)plus preparation time 30 $2,850.00 SUBTOTAL 572 0 0 $54,340.00 Total Labor Cost Per Application $54,340.00 $$-$54,340.00 Direct Costs (charged at cost,no mark-up) Four on-site trips (roundtip travel costs from Mission Viejo,California)(108 mi roundtrip x 4 trips x $0.555/mile)$240.00 Reprographics and postage $600.00 SUBTOTAL Direct Costs Per Application $$840.00 Grand Total $54,340.00 $-$-$55,180.00 Work performed by B&A that is outside of the scope of this estimate will be billed at $95 per hour. Please see "notes and assumptions." Notes and Assumptions Post-Performance Report (required annually for a period of 10 years beginning after the first year of operation)(estimate 10 hours annually x 10 years).This cost is not included in the above estimate.B&A can rovide this service if desired b the Ci . Please note that this quote is an estimate for services based on current conditions and understandings.Many factors often change during the development of a grant application that mayor may not increase the amount of labor and materials necessary to perform the services successfully.If during the course of work,B&A believes the work is taking longer than originally estimated,B&A will immediately notify the contract point of contact and either mutually agree to a change order or discuss alternatives.Additionally,B&A only charges for actual work performed.The total cost to perform the tasks may be less than quoted herein. Signature of Authorized Agent Approving Costs and Authorizing Notice to Proceed Printed Name of Authorized Agent Date 1 of 1G-43 Attachment C CITY OF RANCHO PALOS VERDES PROFESSIONAL/TECHNICAL SERVICES AGREEMENT THIS AGREEMENT ("Agreement")is made and entered into this 15th day of January,2013 by and between the City of Rancho Palos Verdes (hereinafter referred to as the "CITY") and Blais &Associates,Inc.(hereafter referred to as "CONSULTANT"). IN CONSIDERATION of the covenants hereinaftersetforth,the parties hereto agree as follows: ARTICLE 1 SCOPE OF SERVICES 1.1 Project Description The Project is described as follows: CONSULTANT shall provide grant management services for the CITY's construction project titled "San Ramon Canyon Stormwater Flood Reduction Project,"in accordance with requirements of the Grant Agreement between the State of California (Department of Water Resources)and the City of Rancho Palos Verdes,Agreement Number 46000009642. 1.2 Description of Services CONSULTANT shall:prepare and submit Quarterly Progress Reports; prepare and submit Project Completion Report;prepare and submit Requests for Reimbursements;create and retain forms,contracts,and files;provide Post-Performance Reporting;and attend meetings and site visits,as described in CONSULTANT's Proposal, which is attached hereto as Exhibit "A"and incorporated herein by this reference. 1.3 Schedule of Work Upon receipt of written Notice to Proceed from the CITY,CONSULTANT shall perform with due diligence the services requested by the CITY.Time is of the essence in this Agreement.CONSULTANT shall not be responsible for delay,nor shall CONSULTANT be responsible for damages or be in default or deemed to be in default by reason of strikes,lockouts,accidents,or acts of God,or the failure of CITY to furnish timely information or to approve or disapprove CONSULTANT's work promptly,or delay or faulty performance by CITY,other consultants/contractors,or governmental agencies,or any other delays beyond CONSULTANT's control or without CONSULTANT's fault. ARTICLE 2 COMPENSATION Page 1 of 11 R6876-0001\1347726v1.doc Agreement for ProfessionallTechnical Services G-44 2.1 Fee CITY agrees to compensate CONSULTANT an amount not to exceed fifty- five thousand one hundred eighty dollars and no cents ($55,180.00)for services as described in Article 1. 2.2 Payment Address All payments due CONSULTANT shall be paid to: Blais &Associates,Inc. 7545 Irvine Center Drive Irvine Business Center,Suite 220 Irvine,CA 92618 2.3 Terms of Compensation CONSULTANT shall submit monthly invoices for the percentage of work completed in the previous month.CITY agrees to authorize payment for all undisputed invoice amounts within thirty (30)days of receipt of each invoice.CITY agrees to use its best efforts to notify CONSULTANT of any disputed .invoice amounts or claimed completion percentages within ten (10)days of the receipt of each invoice.However, CITY's failure to timely notify CONSULTANT of a disputed amount or claimed completion percentage shall not be deemed a waiver of CITY's right to challenge such amount or percentage. Additionally,in the event CITY fails to pay any undisputed amounts due CONSULTANT within forty-five (45)days after invoices are received by CITY then CITY agrees that CONSULTANT shall have the right to consider said default a total breach of this Agreement and be terminated by CONSULTANT without liability to CONSULTANT upon ten (10)working days advance written notice. 2.4 Additional Services CITY may request additional specified work under this Agreement.All such work must be authorized in writing by the CITY's Director of Public Works prior to commencement.CONSULTANT shall perform such services,and CITY shall pay for such additional services in accordance with CONSULTANT's Schedule of Hourly Rates,which is within Exhibit "A".The schedule of hourly rates shall be in effect through the end of this Agreement. 2.5 Term of Agreement This Agreement shall commence on January 15,2013 and shall terminate on April 30,2015 unless sooner terminated pursuant to Article 4 of this Agreement. Page 2 of 11 R6876-0001 \1347726v1.doc Agreement for Professionalrrechnical Services G-45 ARTICLE 3 INDEMNIFICATION AND INSURANCE 3.1 Indemnification CONSULTANT shall defend,indemnify,and hold the CITY,its officials, officers,employees,agents and independent contractors serving in the role of CITY officials,and volunteers (collectively "Indemnitees")free and harmless from any and all claims,demands,causes of action,costs,expenses,liabilities,losses,damages or injuries, in law or equity,to property or persons,including wrongful death (collectively "Claims"),in any manner arising out of or incident to any acts or omissions of CONSULTANT,its officials,officers,employees or agents in connection with the performance of this Agreement,including without limitation the payment of all consequential damages, attorneys'fees,and other related costs and expenses,except for such Claims arising out of the sole negligence or willful misconduct of the Indemnitees.With respect to any and all such Claims,CONSULTANT shall defend Indemnitees at CONSULTANT's own cost, expense,and risk and shall pay and satisfy any jUdgment,award,or decree that may be rendered against Indemnitees.CONSULTANT shall reimburse Indemnitees for any and all legal expenses and costs incurred by each of them in connection therewith or in enforcing the indemnity herein provided.CONSULTANT's obligation to indemnify shall not be restricted to insurance proceeds,if any,received by CONSULTANT or Indemnitees.All duties of CONSULTANT under this Section shall survive termination of this Agreement. 3.2 General Liability CONSULTANT shall at all times"during the term of the Agreement carry, maintain,and keep in full force and effect,a policy or policies of Commercial General Liability Insurance,with minimum limits of one million dollars ($1,000,000)for each occurrence and two million dollars ($2,000,000)general aggregate for bodily injury,death, loss or property damage for products or completed operations and any and all other activities undertaken by CONSULTANT in the performance of this Agreement.Said policy or policies shall be issued by an insurer admitted to do business in the State of California and rated in A.M.Best's Insurance Guide with a rating of A:VII or better. 3.3 Professional Liability CONSULTANT shall at all times during the term of this Agreement,carry, maintain,and keep in full force and effect a policy or policies of professional liability insurance with a minimum limit of one million dollars ($1,000,000)per claim and aggregate for errors and/or omissions of CONSULTANT in the performance of this Agreement.Said policy or policies shall be issued by an insurer admitted to do business in the State of California and rated in Best's Insurance Guide with a rating of A:VII or better.If a "claims made"policy is provided,such policy shall be maintained in effect from the date of performance of work or services on the CITY's behalf until three (3)years after the date of Page 3 of 11 R6876-0001 \1347726v1.doc Agreement for ProfessionalfTechnical Services G-46 work or services are accepted as completed.Coverage for the post-completion period may be provided by renewal or replacement of the policy for each of the three (3)years or by a three-year extended reporting period endorsement,which reinstates all limits for the extended reporting period.If any such policy and/or policies have a retroactive date,that date shall be no later than the date of first performance of work or services on behalf of the CITY.Renewal or replacement policies shall not allow for any advancement of such retroactive date. 3.4 Automobile Liability CONSULTANT shall at all times during the term of this Agreement obtain, maintain,and keep in full force and effect,a policy or policies of Automobile Liability Insurance,with minimum of one million dollars ($1 ,000,000)per claim and occurrence and two million dollars ($2,000,000)in the aggregate for bodily injuries or death of one person and five 'hundred thousand dollars ($500,000)for property damage arising from one incident. 3.5 Worker's Compensation CONSULTANT agrees to maintain in force at all times during the performance of work under this Agreement worker's compensation insurance as required by the law.CONSULTANT shall require any subcontractor similarly to provide such compensation insurance for their respective employees. 3.6 Notice of Cancellation (a)All insurance policies shall provide that the insurance coverage shall not be cancelled or modified by the insurance carrier without thirty (30)days prior written notice to CITY,or ten (10)days notice if cancellation is due to nonpayment of premium. CONSULTANT agrees that it will not cancel or reduce said insurance coverage. (b)CONSULTANT agrees that if it does not keep the aforesaid insurance in full force and effect,CITY may either immediately terminate this Agreement or,if insurance is available at a reasonable cost,CITY may take out the necessary insurance and pay,at CONSULTANT's expense,the premium thereon. 3.7 Certificate of Insurance At all times during the term of this Agreement,CONSULTANT shall maintain on file with the CITY Clerk a certificate of insurance showing that the aforesaid policies are in effect in the required amounts.The commercial general liability policy shall contain endorsements naming the CITY,its officers,agents and employees as additional insureds. 3.8 Primary Coverage Page 4 of 11 R6876-0001\1347726v1.doc Agreement for ProfessionalfTechnical Services G-47 The insurance provided by CONSULTANT shall be primary to any coverage available to CITY.The insurance policies (other than workers compensation and professional liability)shall include provisions for waiver of subrogation. ARTICLE 4 TERMINATION 4.1 Termination of Agreement (a)This Agreement may be terminated at any time,with or without cause, by the CITY upon thirty (30)days prior written notice or by CONSULTANT upon ninety (90) days prior written notice.Notice shall be deemed served if completed in compliance with Section 6.14. (b)In the event of termination or cancellation of this Agreement by CONSULTANT or CITY,due to no fault or failure of performance by CONSULTANT, CONSULTANT shall be paid compensation for all services performed by CONSULTANT, in an amount to be determined as follows:for work satisfactorily done in accordance with all of the terms and provisions of this Agreement as determined by the CITY, CONSULTANT shall be paid an amount equal to the percentage of services performed prior to the effective date of termination or cancellation in accordance with the work items; provided,in no event shall the amount of money paid under the foreg'oing provisions of this paragraph exceed the amount which would have been paid to CONSULTANT for the full performance of the services described in this Agreement. ARTICLE 5 OWNERSHIP OF DOCUMENTS 5.1 Ownership of Documents and Work Product All documents,plans,specifications,reports,information,data,exhibits, photographs,images,video files and media created or developed by CONSULTANT pursuant to this Agreement ("Written Products")shall be and remain the property of the CITY without restriction or limitation upon its use,duplication or dissemination by the CITY. All Written Products shall be considered "works made for hire,"and all Written Products and any and all intellectual property rights arising from their creation,including,but not limited to,all copyrights and other proprietary rights,shall be and remain the property of the CITY without restriction or limitation upon their use,duplication or dissemination by the CITY.CONSULTANT shall not obtain or attempt to obtain copyright protection as to any Written Products. CONSULTANT hereby assigns to the CITY all ownership and any and all intellectual property rights to the Written Products that are not otherwise vested in the CITY pursuant to the paragraph directly above this one. Page 5 of 11 R6876-0001\1347726v1.doc Agreement for Professionalrrechnical Services G-48 CONSULTANT warrants and represents that it has secured all necessary licenses,consents or approvals to use any instrumentality,thing or component as to which any intellectual property right exists,including computer software,used in the rendering of the services and the production of all Written Products produced under this Agreement, and that the CITY has full legal title to and the right to reproduce the Written Products. CONSULTANT shall defend,indemnify and hold the CITY,and its elected officials,officers, employees,servants,attorneys,designated volunteers,and agents serving as independent contractors in the role of CITY officials,harmless from any loss,claim or liability in anyway related to a claim that CITY's use of any of the Written Products is violating federal,state or local laws,or any contractual provisions,or any laws relating to trade names,licenses, franchises,copyrights,patents or other means of protecting intellectual property rights and/or interests in products or inventions.CONSULTANT shall bear all costs arising from the use of patented,copyrighted,trade secret or trademarked documents,materials, equipment,devices or processes in connection with its provision of the services and Written Products produced under this Agreement.In the event the use of any of the Written Products or other deliverables hereunder by the CITY is held to constitute an infringement and the use of any of the same is enjoined,CONSULTANT,at its expense, shall:(a)secure for CITY the right to continue using the Written Products and other deliverables by suspension of any injunction,or by procuring a license or licenses for CITY; or (b)modify the Written Products and other deliverables so that they become non- infringing while remaining in compliance with the requirements of this Agreement.This covenant shall survive the termination of this Agreement. Upon termination,abandonment or suspension of the Project,the CONSULTANT shall deliver to the CITY all Written Products and otherdeliverables related to the Project without additional cost or expense to the CITY.If CONSULTANT prepares a document on a computer,CONSULTANT shall provide CITY with said document both in a printed format and in an electronic format that is acceptable to the CITY. ARTICLE 6 GENERAL PROVISIONS 6.1 Representation The CITY representative shall be the Director of Public Works or his or her designee,and CONSULTANT shall notify CITY of CONSULTANT's designated representative.These individuals shall be the primary contact persons for the parties regarding performance of this Agreement. 6.2 Fair Employment Practices/Equal Opportunity Acts In the performance of this Agreement,CONSULTANT shall comply with all applicable provisions of the California Fair Employment Practices Act (California Government Code Sections 12940-48),the applicable equal employment provisions of the Civil Rights Act of 1964 (42 U.S.C.200e-217),and the Americans with Disabilities Act of Page 6 of 11 R6876-0001 \1347726v1.doc Agreement for ProfessionalfTechnical Services G-49 1992 (42 U.S.C.§11200,et seq.). 6.3 Personnel CONSULTANT represents that it has,or shall secure at its own expense,all personnel required to perform CONSULTANT's services under this Agreement.Any person who performs engineering services pursuant to this Agreement shall be licensed as a Civil Engineer by the State of California and in good standing.CONSULTANT shall make reasonable efforts to maintain the continuity of CONSULTANT's staff who are assigned to perform the services hereunder and shall obtain the approval of the Director of Public Works of all proposed staff members who will perform such services. CONSULTANT may associate with or employ associates or subconsultants in the performance of its services under this Agreement,but at all times shall CONSULTANT be responsible for its associates or subconsultants'services. 6.4 CONSULTANT's Representations CONSULTANT represents,covenants and agrees that:a)CONSULTANT is licensed,qualified,and capable of furnishing the labor,materials,and expertise necessary to perform the services in accordance with the terms and conditions set forth in this Agreement;b)there are no obligations,commitments,or impediments of any kind that will limit or prevent CONSULTANT's full performance under this Agreement;c)to the extent required by the standard of practice,CONSULTANT has investigated and considered the scope of services performed,has carefully considered how the services should be performed,and understands the facilities,difficulties and restrictions attending performance of the services under this Agreement. 6.5 Conflicts of Interest CONSULTANT agrees not to accept any employment or representation during the term of this Agreement or within twelve (12)months after completion of the work under this Agreement which is or may likely make CONSULTANT "financially interested" (as provided in California Government Code Sections 1090 and 87100)in any decisions made by CITY on any matter in connection with which CONSULTANT has been retained pursuant to this Agreement. 6.6 Legal Action (a)Should either party to this Agreement bring legal action against the other,the validity,interpretation,and performance of this Agreement shall be controlled by and construed under the laws of the State of California,excluding California's choice of law rules.Venue for any such action relating to this Agreement shall be in the Los Angeles County Superior Court. (b)If any legal action or other proceeding,including action for declaratory Page 7 of 11 R6876-0001\1347726v1.doc Agreement for Professionalffechnical Services G-50 relief,is brought for the enforcement of this Agreement or because of an alleged dispute, breach,default or misrepresentation in connection with this Agreement,the prevailing party shall be entitled to recover reasonable attorneys'fees,experts'fees,and other costs,in addition to any other relief to which the party may be entitled. (c)Should any legal action about a project between CITY and a party other than CONSULTANT require the testimony of CONSULTANT when there is no allegation that CONSULTANT was negligent,CITY shall compensate CONSULTANT for its testimony and preparation to testify at the hourly rates in effect at the time of such testimony. 6.7 Assignment Neither this Agreement nor any part thereof shall be assigned by CONSULTANT without the prior written consent of the CITY.Any such purported assignment without written consent shall be null and void,and CONSULTANT shall hold harmless,defend and indemnify the CITY and its officers,officials,employees, agents and representatives with respect to any claim,demand or action arising from any unauthorized assignment. Notwithstanding the above,CONSULTANT may use the services of persons and entities not in CONSULTANT's direct employ,when it is appropriate and customary to do so.Such persons and entities include,but are not necessarily limited to,surveyors, specialized consultants,and testing laboratories.CONSULTANT's use of subconsultants for additional services shall not be unreasonably restricted by the CITY provided CONSULTANT notifies the CITY in advance. 6.8 Independent Contractor CONSULTANT is and shall at all times remain,as to the CITY,a wholly independent contractor.Neither the CITY nor any of its agents shall have control over the conduct of CONSULTANT or any of the CONSULTANT's employees,except as herein set forth,and CONSULTANT is free to dispose of all portions of its time and activities which it is not obligated to devote to the CITY in such a manner and to such persons,firms,or corporations as the CONSULTANT wishes except as expressly provided in this Agreement. CONSULTANT shall have no power to incur any debt,obligation,or liability on behalf of the CITY or otherwise act on behalf of the CITY as an agent.CONSULTANT shall not,at any time or in any manner,represent that it or any of its agents,servants or employees,are in any manner agents,servants or employees of CITY.CONSULTANT agrees to pay all required taxes on amounts paid to CONSULTANT under this Agreement,and to indemnify and hold the CITY harmless from any and all taxes,assessments,penalties,and interest asserted against the CITY by reason of the independent contractor relationship created by this Agreement.CONSULTANT shall fully comply with the workers'compensation law regarding CONSULTANT and its employees.CONSULTANT further agrees to indemnify and hold the CITY harmless from any failure of CONSULTANT to comply with applicable Page 8 of 11 R6876-0001 \1347726v1.doc Agreement for ProfessionalfTechnical Services G-51 workers'compensation laws.The CITY shall have the right to offset against the amount of any fees due to CONSULTANT under this Agreement any amount due to the CITY from CONSULTANT as a result of its failure to promptly pay to the CITY any reimbursement or indemnification arising under this Article. 6.9 Titles The titles used in this Agreement are for general reference only and are not part of the Agreement. 6.10 Entire Agreement This Agreement,including any other documents incorporated herein by specific reference,represents the entire and integrated agreement between CITY and CONSULTANT and supersedes all prior negotiations,representations or agreements, either written or oral.This Agreement may be modified or amended,or provisions or breach may be waived,only by subsequent written agreement signed by both parties. 6.11 Construction In the event of any asserted ambiguity in,or dispute regarding the interpretation of any matter herein,the interpretation of this Agreement shall not be resolved by any rules of interpretation providing for interpretation against the party who causes the uncertainty to exist or against the party who drafted the Agreement or who drafted that portion of the Agreement. 6.12 Non-Waiver of Terms,Rights and Remedies Waiver by either party of anyone or more of the conditions of performance under this Agreement shall not be a waiver of any other condition of performance under this Agreement.In no event shall the making by the CITY of any payment to CONSULTANT constitute or be construed as a waiver by the CITY of any breach of covenant,or any default which may then exist on the part of CONSULTANT,and the making of any such payment by the CITY shall in no way impair or prejudice any right or remedy available to the CITY with regard to such breach or default. 6.13 Severability If any term or portion of this Agreement is held to be invalid,illegal,or otherwise unenforceable by a court of competent jurisdiction,the remaining provisions of this Agreement shall continue in full force and effect. 6.14 Notice Page 9 of 11 R6876-0001\1347726v1.doc Agreement for Professionalffechnical Services G-52 Except as otherwise required by law,any notice or other communication authorized or required by this Agreement shall be in writing and shall be deemed received on (a)the day of delivery if delivered by hand or overnight courier service during CONSULTANT's or CITY's regular business hours or (b)on the third business day following deposit in the United States mail,postage prepaid,to the addresses listed below,or at such other address as one party may notify the other: To CITY: Ron Dragoo City of Rancho Palos Verdes 30940 Hawthorne Blvd. Rancho Palos Verdes,CA 90275 To CONSULTANT: Destin Blais 7545 Irvine Center Drive,Irvine Business Center,Suite 200 Irvine,CA 92618 [Signatures on next page.] IN WITNESS WHEREOF,the parties hereto have executed this Agreement as of the date and year first above written. Page 10 of 11 R6876-0001\1347726v1.doc Agreement for Professionalffechnical Services G-53 Dated:_ Dated:_ ATTEST: By:_ City Clerk BLAIS &ASSOCIATES,INC. ("CONSULTANT") By:_ Printed Name:_ Title:_ By:_ Printed Name:_ Title:_ CITY OF RANCHO PALOS VERDES ("CITY") Mayor APPROVED AS TO FORM: By:_ City Attorney R6876-0001 \1347726v1.doc Page 11 of 11 Agreement for ProfessionallTechnical Services G-54 Exhibit "A": Consultant's Proposal,including Schedule of Hourly Rates QulltAO.,ep;ored,W- oest.in·Blais {949i ......~. dblais@lbialsassot:>anrt 7~IO'1_ne c:ertterorivefrijne8l1si~:ee.;5u!te2QO kYine~CA:92611 \WNi.btilli$us'oci"onl Grant Management Quote Cf'.entName trm'lt,·cDritKt COfh"th("jafoi'~.Q:lifotrlia KIt:SeriIOr-Adirii~,APa _.00 ~34D.oo ~_.oo 080.00 $ $ f<tA a >l/A .. oWBTOTA(Ji?2 1l>tliIl4Wcm ....~$,5iI;~ FO!Jr~~:trip5,1r~ip:lfavelco$iJ'~-M~n,Viej~i~i~)(j,o."'t~u~Pilf.4·i{%n:" Sll..55Imile $ Wotk]leffo<med by .........(1........oI1lIe SalJlI!oItbisllslim.",wiIlheljilr..!at $l5pe,"'" .'lRSe:5l!e~:and"~QnS·· Notes and Assumptions p;~..pe~OrpmlC~Report{reqUired ;,n_nwftyfgr a,~riod oflOYHfS bePMJncilfterthe'.fjr5t:year-ofoperationl(esilmite1DbcuJ:ilnnliaUVXlil~}.·'ThI:s;,cqst.isJlOi:~~-in os •A •t'•.... PJ~n~te_tb~--~i~q~e'is:iI~'Btjm_a~fOr,sewi~s~~,~_u"'t.a:mdhi~_~-~~,~ncs~'J~~f~mt~ry~~~ilil=.~.~;~~'mrt,~'~~r)tI1Pplicati()n,tbiJt:~yor~~,not_i:~e~e_~D&mtof~~and:m~bn~ryt:C,perJOrmt"'~~~:C:~~,Ity~_t!_~~.~:of_Wort,~~IieY~ the work Is takinr~erthan orlCl~"~V~tm"tedlB&A~"ft ~mediatt~nOtiffthe cOntr.Ktpoint'et~,lIrtd:eltbet:m,litUaltY acreeto,a'Ch;mge orderur di5CO$S ilhamiiltives.:Additionally..B&AOnlydliitgesfor::aaual wortperfot'ttleCtThetotaicostto perfonn1tle,taSks I1QV be,_t~:quoted herein. lCof.1 Exhibit "A" R6876-0001\1347726v1.doc G-55