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CC SR 20151117 F - UUT Refund UpdateCITY OF RANCHO PALOS VERDES MEMORANDUM TO: HONORABLE MAYOR & CITY COUNCIL MEMBERS FROM: DEBORAH CULLEN, FINANCE DIRECTOR DATE: NOVEMBER 17, 2015 SUBJECT: UTILITY USER TAX (UUT) REFUND UPDATE REVIEWED: DOUG WILLMORE, CITY MANAGER ~ Project Manager: Allan Kaufman, Senior Administrative Analyst OJ.\ RECOMMENDATION 1. Pay the 11 Utility User Tax (UUT) deficient refund claims that were unsigned, but had no other deficiency; and 2. Mail a deficiency UUT claim reminder to residents for the remaining 719 deficient claims. The reminder would give residents an additional 30 days to provide the necessary information and/or make the needed corrections to their claim to receive a refund. FISCAL IMPACT Budgeted Amount: Fiscal Impact to Date: Additional Appropriation: Account Number: $713,468 $496,157 $0 101-6000-315-XX-XX Fiscal impact to pay the 11 deficient refund claims is an additional $360. This covers the refund amount only, as the check printing and mailing responsibility will be handled by the City. The additional estimated cost for the claim administrator, Gilardi & Co LLC, to mail out the deficient claim reminders would be $7,465. This amount includes: printing, postage and processing time. This cost estimate also assumes a processing time of 10 minutes per claim, and that 75% of the deficient claims will be corrected and returned. Although 75% of claims being corrected and returned has been used as an estimate, it is still difficult to quantify exactly how many of the 719 deficient claims will be paid and the total refund amount associated with them. 1 Utility User Tax (UUT) Refund Update November 17, 2015 Page 2 of 3 BACKGROUND AND DISCUSSION On October 6 , 2015, Staff pro vi ded the C ity Counc il w ith Ut ili ty User Tax (UUT ) refund cla im data that included the number of va lid claims processed, number of c laims by c la im type (physica l or on li ne ) and tota l refund amount pa id . At th is meet ing, Counci lmember Campbe ll requested that Staff come back w ith add it iona l information on the 719 outstand ing claims deemed defic ient (e ither m iss ing information or not comp leted correct ly). Based on the figures prov ided by the C ity's cla im adm inistrator, most of the inva li d c la ims conta ined mu lt ip le defic ienc ies. Defic ienc ies ranged from not complet ing t he land li ne and /or w ire less account informat ion, leaving the second page blank (show n as "A ll Transact ions Blank" in the fol low ing table ) to not s ign ing the cla im form. There were on ly 11 c la ims w here the lone defic iency was the c la im not being s igned . Of" e 1c1ency Cl . F" aim 1gures Deficiency Type Landline Account Wire less Account Refund(s) Se lected Info Incomplete 1 Info Incomplete 2 Land li ne -Flat Refu nd 173 175 W ire less -Flat Refu nd Land li ne -Exact Refu nd 6 6 W ire less -Exact Refund Land line -Extrapo lated Refund 3 3 Wi re less -Extrapolated Refund La ndlin e -Flat Refund 2 2 Wi reless -Extrapolated Refund Landl ine -No Option Selected 0 121 W ireless - Flat Refund Land li ne -No Opti on Se lected 0 1 W ire less -Exact Refu nd La ndli ne -No Op ti on Selected 0 1 Wire less -Extrapolated Refund La ndline -Flat Refund 124 0 W ireless -No Refund Option Se lected Landl in e Exact Refund 4 0 W ireless -No Refund Option Se lected Land li ne Extrapolated Refund 2 0 W ire less -No Refund Option Se lected No Refu nd Opt io n Se lected 0 0 Grand Total 314 309 One of the follo>Mng was not provided: telecom company, account number, or service address. One of the fo llo>Mng was not provided: telecom company, account number, or billing address. Landline and/or Wireless information was not provided nor was a refund option selected. All Transactions Blank 3 0 0 0 0 0 0 0 0 0 0 278 278 Count of Not Signed Refund Type 12 177 0 6 1 4 0 2 2 123 0 1 1 2 10 127 1 4 0 2 81 282 -108 730 Res idents w ere gi ve n six (6 ) months to comp lete and subm it a va li d c la im form to receive a ref und c heck . In addit ion, defic iency letters were sent to res idents whose cla im was either incomp lete or in need of correct ion . The letter pro vi ded residents 30 days to "cure" the ir de fi c iency in order to rece iv e a refund . 2 Utility User Tax (UUT) Refund Update November 17, 2015 Page 3 of 3 If the City Council approves Staff's recommendation, refund checks for the 11 deficient claims will be mailed within a few days. For the remaining 719 deficient claims, reminder notices will be mailed to residents in approximately two weeks. Upon receipt of the reminders, residents will have until the end of December 2015 to correct their claims. Based on this time estimate, refund checks should be distributed sometime in January 2016. Attachment Administration Cost Estimate -Deficient Claim Reminder (page 4) 3 November 12, 2015 Allan Kaufman City of Rancho Palos Verdes Matter: Telecommunication Utility User Tax Refund -Administration Cost Estimate DEFICIENCY WORK -COST ESTIMATE SUMMARY KEY ASSUMPTIONS: 1 -Print and Mail 730 Deficiency Letters to Class Members 2 -Process Deficiency Responses SERVICES Unit Rate Deficiency Processing Estimated # of Deficient Claims Print/mail Deficiency Notices (includes postage) Estimated # of Deficiency Responses Minutes per Deficiency Staff Hours Handling Deficient Claims Subtotal Deficiency Processing 10 $ $ 1.50 75% 70.00 Volume 730 730 548 91 hr Cost TOTAL $1,095 6,370 $7,465 4