20000502 IA SR Agreement with Abalone Cove Landslide Abatement District (ACLAD) MEMORANDUM RANCHO PALOS VERDES
TO: CHAIRPERSON AND MEMBERS OF THE COMMISSION
FROM: CHIEF ADMINISTRATIVE OFFICER
DATE: MAY 2, 2000
SUBJECT: AGREEMENT WITH THE ABALONE COVE
LANDSLIDE ABATEMENT DISTRICT (ACLAD) FOR
FUNDING A PORTION OF THE DISTRiCT'S
MAINTENANCE COSTS
RECOMMENDATION:
Approve the Agreement between the Rancho Palos Verdes Improvement Authority and
the Abalone Cove Landslide Abatement District for funding a portion of the District's
Maintenance Costs.
BACKGROUND:
The 1987 Reimbursement and Settlement Agreement between the City of Rancho
Palos Verdes, the Rancho Palos Verdes Redevelopment Agency and the County of Los
Angeles directed the creation of a Joint Powers Maintenance Authority (JPMA) to
oversee the on-going maintenance of capital improvements constructed by the
Redevelopment Agency with the bond proceeds. The Agreement further stipulated that
$1 million of the bond proceeds be set aside in a separate maintenance trust fund. The
accrued interest on this fund can be used only for maintenance purposes. The original
principal amount of$1 million cannot be expended. The interest earnings are to be
used to maintain the landslide abatement improvements constructed by the RDA
pursuant to the Reimbursement and Settlement Agreement, with the exception of sewer
systems. Sewer systems were specifically excluded from the use of maintenance funds
in the Agreement. In addition, the funds generated by the maintenance trust fund may
also be used, to the extent not otherwise used for the maintenance of improvements
constructed pursuant to the Settlement Agreement, to maintain public landslide
abatement improvements that were not constructed with the proceeds of the
assessment bonds. The relevant section of the Landslide Settlement Agreement is
attached (Section 2. J).
On September 19, 1996, the City Manager received the attached letter from Mr. David
Whitmore, the chairman of the Abalone Cove Landslide Abatement District (ACLAD),
requesting that the JPMA Board authorize the use of a portion of the investment
` a
ACLAD Agreement
May 2, 2000
Page 2
in existence prior to the Reimbursement and Settlement Agreement. Currently, ACLAD
charges property owners an annual assessment for the operation and maintenance of
these wells as well as for other ACLAD administrative costs. Some property owners
within ACLAD believe that the operation and maintenance costs should be paid for by
the JPMA, rather than through ACLAD assessments on their properties. ACLAD's
budget is approximately $140,000, of which approximately $60,000 is for the operation
and maintenance costs associated with the wells.
ACLAD's request was considered by the Board at their November 25, 1996 meeting.
According to the minutes of that meeting (attached), the Board approved the request in
concept subject to being provided more detailed data. Apparently, due to changes in
ACLAD leadership and City staff no additional data was ever provided and the request
was never pursued. Recently, the new Chair of ACLAD, Mr. Robert Douglas,
approached City staff and asked that the matter be reopened.
The ACLAD Board is requesting that the JPMA Board consider their request that all, or
a portion of, their$60,000 expenditures be reimbursed by the JPMA. The ACLAD
Board recognizes that the JPMA may be able to reimburse only a portion of their total
expenditures, and is appreciative of any assistance that may be possible.
ANALYSIS:
The law firm of Richards, Watson, and Gershon serves as the legal advisor to ACLAD,
as well as to the City, RDA, and JPMA. At ACLAD's request, the firm provided the
attached opinion regarding the possible use of the maintenance trust fund monies. Staff
believes that it is important to note that, as indicated in the attorney's letter, the
maintenance funds MAY be used for the maintenance of improvements, which were not
constructed with bond proceeds. However, the first sentences of Section 2.J. indicate
that this may be done only if the funds are available AFTER maintaining the
improvements, which were, constructed with bond proceeds.
The ending balance in the maintenance trust fund on June 30, 1999, was $1,390,323, of
which $1 million cannot be expended. The FY99-00 and FY 00-01 budgets for the
maintenance trust fund includes income earnings of$75,000. It also includes
expenditures of$45,600 for utility services, maintenance services, and professional
services associated with the operation and maintenance of dewatering wells that have
become operational in the past two years. The projected ending fund balance on June
30, 2001, is $1,426,614. No funds were budgeted for the operation or maintenance of
the wells or improvements constructed in the past by ACLAD.
Assuming additional improvements are constructed with the remaining bond proceeds,
it is likely that the maintenance trust fund's annual earnings will be required for the
maintenance of these new improvements. New improvements may include major
Les/rda20000502 staffreport ACLAD
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ACLAD Agreement
May 2, 2000
Page 3
drainage facilities in Altamira Canyon. Other improvements may be constructed as
well. The maintenance and operation of these improvements would likely require the
use of additional maintenance trust fund earnings. Staff believes that there are
currently adequate funds in the maintenance accounts to honor ACLAD's request for a
maximum allocation of$60,000 in FY 2000-01. During the budget period for FY 2001-
02, the availability of funds in the maintenance accounts will be re-analyzed and an
allocation for ACLAD considered.
ACLAD has submitted their FY 1999-2000 Budget and monthly record of expenditures.
This information is attached.
Staff believes that ACLAD should not reduce their assessment to reflect financial
contributions from the Improvement Authority. Once reduced, the assessment would
be very difficult to increase and the City may find itself asked to subsidize ACLAD
forever. ACLAD has assured the City that their intention is to utilize any unobligated
ACLAD funds that may be available due to Improvement Authority participation, to
construct additional dewatering facilities or other capital improvements.
ALTERNATIVE:
Deny the request from the ACLAD Board for the use of investment earnings in the
maintenance trust fund for the operation and maintenance of ACLAD dewatering wells
and improvements. This would allow the maintenance trust fund to accumulate
additional earnings for the eventual operation and maintenance of improvements
constructed with bond proceeds.
FISCAL IMPACT:
The fiscal impact is contingent upon the amount the Board decides to establish as a
reimbursement to ACLAD. As stated above, ACLAD's operating and maintenance
expenses are budgeted at approximately $60,000.
Resp tfully submitted,
Les Evans
Chief Administrative Officer
Attachments:
Landslide Settlement Agreement— Section 2.J
ACLAD letter to Paul Bussey of September 19, 1996
Letter from Richards, Watson & Gershon of September 10, 1996
Excerpt from Improvement Authority Minutes of November 25, 1996
Les✓rda20000502 staffreport ACLAD .
ACLAD Agreement
May 2, 2000
Page 4
FY 1999-2000 ACLAD Budget and Expenditure Report
Proposed Agreement between Improvement Authority and ACLAD
Les/rda20000502 staffreport ACLAD
H. County agrees to credit payment by
Agency from any of ources to reduce the amounts owing on
the deb truments.
I. Agency will utilize all tax incremen nues
deferred by County in any one year purs o Section 8-C
to reduce the amount of inter and principal due andY
a -
P
able during said y on the bonds still outstanding issued
pursu (action 2-E.
J. The maintenance fund shall be used to
maintain the landslide abatement improvements con-
structed by Agency pursuant to this Agreement, except
P
that no such funds may be utilized to maintain sanitary
sewers. Such sanitary sewers as are constructed pur-
suant to this Agreement shall be maintained in the same
manner as are other sewers in the City. The Rancho
Palos Verdes Maintenance Authority shall create sepa-
rate accounts for funds to maintain the Abalone Cove
area and Portuguese Bend area improvements , respec-
tively, and maintenance funds raisedP ursuant to
Sections 2-A and B shall not be utilized to maintain
Portuguese Bend improvements and maintenance funds
raised pursuant to Section 2-0 shall not be utilized to
maintain the Abalone Cove Improvements. Funds qen-
erated by the maintenance fund may also be used, to the
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870a04 pt AOZO.$L0(4)
extent not otherwise used pursuant to this Section 2-J, to
maintain public landslide abatement improvements presently
constructed or to be constructed (except sewers) but not
constructed with the proceeds of the assessment bonds.
K. Nothing herein s 11 be construed as
preventing the C . y from forming n improvement district
fo the installati. n of sanitary s ers in all or any
po on of the prof = t area.
L. Nothing . erein shall pre ent the Abalone
Cove Pane of Experts fr- exercising its independent
judgment t- order utilizat •n of assessmen proceeds for
installation •f sewers, hous connections, s war district
• • •nnection cha qes, and any o er sewer-relat work to
th extent permi ted by law.
action 3 . La -slide Abateme word. The to 1
obligation - .perform land lids abatement ork, or to hav such
w rk perform..., shall be th Agency' s; next er City nor Co ty
ha any obliga , on with respe•t to the contem.lated work exc t
to a sure format •n of the asse sment district - and to assure
sale the debt i ,struments as i - set forth her- in. Agency
express acknowled =s that neithe City nor Count shall have
any l iabi ity arising from the perfo - nce of, or f- lure to per-
form, abat ent work b Agency.
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Abalone Landslide Abaterwt
Brn Y000-t 5t• Perrin P&om Vtdr,Cai!romie 9) ro 27330) r77-4087
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September 19, 1996
Mr. Paul Bussey, City Manager
City of Rancho Palos Verdes
30940 HAWTHORNE BOULEVARD
Rancho Palos Verdes, Ca. 90275
Dear Mr. Bussey:
During the past several months, several ACLAD property owners have
attended Board Meetings and have repeatedly raised the question of
why they are continuing .to be required to pay the annual assessment
to ACLAD for maintenance of the ACLAD wells, pumps and pipeline, when
to them it was clear that the REIMBURSEMENT AND SETTLEMENT AGREEMENT
provided that this expense was to be paid from the HORAN SETTLEMENT.
Finally, the Board of Directors of ACLAD referred this matter to our
Legal Counsel, William L. Strausz for interpretation.
A copy of letter dated September 10, 1996 (which was copied to you by
Mr. Strausz) is enclosed.for your information. Mr. Strausz clearly
states that the last sentence of Section 2-J of the SETTLEMENT AGREEMENT
appears to authorize use of the investment earnings on the maintenance
fund for maintenance of the prior existing 13 dewatering wells in ACLAD.
It seems appropriate at this time that you and I should meet to discuss
this matter in preparation for presenting the issue to the Redevelopment
Agency Board for their consideration.
I would appreciate if you .would call me to arrange an appointment at
an early time. You may call me any time at my home 377-0042
Very ours
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Davi. C. Whitmore, Chairman
ABALONE COVE LANDSLIDE ABATEMENT DISTRICT
DCCT/ad
Enclosure
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Anna M. Davis, District Clerk
Abalone Cove Landslide Abatement District
Post Office Box 7000-169
Rancho Palos Verdes, California 90275
Dear Ms. Davis:
You have asked whether or not the investment earnings on the
maintenance fund created by the Reimbursement and Settlement
Agreement among the City of Rancho Palos Verdes, the Rancho Palos
Verdes Redevelopment Agency and the County of Los Angeles, could
be used to pay for maintenance costs associated with the 13
dewatering wells previously installed by the Abalone Cove
Landslide Abatement District.
The last sentence of Section 2-3 of the Agreement appears to
authorize such use:
"Funds generated by the maintenance fund may
also be used, to the extent not otherwise
used pursuant to this Section 2-J, to
maintain public landslide abatement
improvements presently constructed or to be
constructed (except sewers) but not
constructed with the proceeds of the
assessment bonds [assessment bonds in this
context refers to the County assessment bonds
provided for in the Agreement] . ”
Of course, the determination of whether sufficient funds are
available and the approval of the use or allocation of the
investment earnings on the maintenance fund for this or any other
purpose are within the sole discretion of the Rancho Palos Verdes
Maintenance Authority.
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411 111
RICHT RDS, WAT MON Ir,GE. -MON
September 10, 1996
Page 2
Because we are city attorney to the City and general counsel
to both the Redevelopment Agency and the Maintenance Authority
and because we are also general counsel to ACLAD, if any dispute
arose between ACLAD and any of the foregoing entities over this
or any other matter we could not represent ACLAD or any of the
ent it iter involved in such a dispute.
If you have any further questions, please do not hesitate to
contact me.
Very ly yours,
Willia L. sz
WLS:a lr
cc: Paul D. Bussey
03213111
ABSENT: Holliervorth
REGULAR BUSINESS:
Approval of Professional Services Agreement with Daphne (CarriedE. Clarke. over
from the November 6, 1996, meeting.) (1204 X 2200)
Public Works Director Les Evans summarized Staffs report
Approve p r't and the following
recommendation: A
pp a the Professional Services Agreement with Daphne E. Clarke
for the monitoring and maintenance of dewaterin wells P
execute the Agreement on behalfg and authorize the Chair to
9 of the Authority.
Commissioner Byrd moved, seconded byCommissioner
McTaggart, to approve Staffs
recommendation. Motion carried (absent Commissioner Hollingsworth.)
9 )
Lois Larue, 3136 Barkentine, addressed Ms. Clarke' issues.
fees and subcontracting
Request from ACLAD Board for Fundingfrom the. Joint Powers Maintenance
Authority (Maintenance Trust Fund) for the Operation
and Maintenance Costs
Associated with ACLAD's
Dewatering Wells. (1101 X 2200)
Executive Director Paul Bussey supplied information
following recommendation: If the Board concerning Staffs report and the
desires to use Maintenance Trust Fund earnings
to pay for all or a portion of the ACLAD operatingand maintenance9
Staff to prepare an agreement between expenditures, direct
9 t een the Joint Powers Maintenance Authontyand
ACLAD.
The Commission addressed its desire to obtain more specific information as to the
appropriation of the money and legal/financial liability issues
It was the consensus of the Commission to approve
beingprovidedPP a the request in its concept subject to
more detailed data.
• AUDIENCE COMMENTS: None
ADJOURNMENT: Hearing no objection, the meeting was adjourned at 11:25 P.M.
CHAIR
Attest:
L,EL-_sl,QIZLklrzAGGART-
1 S/ JT ) PTT1?r'ET_T
Commission Secretary
112596mac.ntiin
Maint. Authority Comm. Minutes
November 25, 1996
2
As of Apo,1 1,20001
Abalone Cove Landslide Abatement District
IIIIIIIIIMMII
Account No. Description Adopted Budget Expenditures by Month /999 2000 Current
I
Administration 1999-00 July August Sept Oct Nov Dec Jan Feb Mar April May June Budget Balance
010 'Exec.Director 16,800.00 1,400.00 1,400.00 1,400.00 1,400.00 1,400.00 1,400.00 1,400.00 1,400.00 _ 1,400.00 1,400.00 2,80'0.00
011 Legal Service 2,000.00 _ 241.00 144.80 28.00 1,586.20
-- -----
012 Maim.Admin. X 7 800.00
_ 650.00 _ 650.00 6 .00 650.00 650.00 650.00 650.00 650.00 650.00 650.00 1,300.00
-
013 'Board Eapense 200.00 200.00
-- -- - --
2
014 Election Expense ,000.00 264.82 30.44
1,704.74
_
_
015 Consulting Services 1,500.00
1,500.00
Total Administration 30 11.00 2 314.82 2 050.00 2 050.00 2 080.44 2 91.00 2 050.00 2 194.80 2 050.00 2 78.00 2 050.00 - - 8 890.94
Maintenance&Operations
201 Utilities A .12,500.00 789.78 747.93 664.00 635.97 614.51 610.23 703.72 725.46_ 537.70 452.81 6,017.89
202 Insurance 10,000.Q6 3,375.00 6,625.00
203 !Office Expense 3,000.00 83.00 96.00 2,821.00
_
208 1Consulting Services 1,000.00MI 1,000.00
209 IMaint.&Repairs X ' 4( 1,128.92
,000.00' 1,973.86
204.00 555.94 3,804.53 11111 32,332.75
210 ;Easement Pmts
1- 2,100.00
2,100.00 --
212 iAltamira Canyon Culvert _ -- --- _
i(Reserve Allocation) 25,000.00 - - .60-
-i'otal Maintenance&Operations 93,600.00 2,763.64- 1,959.85 664.00 935.97 614.51 610.23 703.72 4,656.40 6,442.23 452.81 - -
.64
.
Reserves&Contingency
213 'Extraordinary Repairs 15,000.00
- 15,000.00
410 ,Contingency Fund(5%) . 6,945.00 Mil 6,945.00
Total Reserves&Contingencies 21,945.00
21,945.00
Total Warrants 1 145,845.00 1 5,078.46 4,009.85 2,714.00 3,016.41 2,905.51 2,660.23 2,898.52 6,706.40 8,720.23 2,502.81 - - I 104,632.58
1998-1999 Assignments Approximate Cash Position 1999-2000
Total Approved Budget 145,845.00 BofA Checking 429.51 Prepaid Assessments Deposited 32,911.38
Less do credit&allocated reserves 85.845.00 BofA Savings 14.365.25
Net Assessment 60,000.00 Total BofA 14,794.76
Prepaid Assessments 32.911.38 LAI Fund Balance 96.118.38
Assessment to Tax Col. 27,088.62 Total 110,913.14
Assessment Receipts
Balance Due 27,088.62
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