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Meyers Nave Riback Silver & Wilson CITY OF RANCHO PALOS VERDES PROFESSIONAL/TECHNICAL SERVICES AGREEMENT THIS AGREEMENT ("Agreement") is made and entered into this 19th day of May, 2015, by and between the City of Rancho Palos Verdes (hereinafter referred to as the "CITY") and Meyers Nave Riback Silver & Wilson (hereafter referred to as "CONSULTANT"). IN CONSIDERATION of the covenants hereinafter set forth, the parties hereto agree as follows: ARTICLE 1 SCOPE OF SERVICES 1.1 Project Description The Project is described as follows: professional legal services provided in connection with the CITY'S fraud, waste and abuse hotline as set forth in the request for proposals, which is attached hereto as Exhibit "A" and incorporated herein by this reference. 1.2 Description of Services CONSULTANT shall provide legal services to the CITY on an as-needed basis in connection with the CITY'S Fraud, Waste and Abuse Hotline as a case manager, investigator, or both. CONSULTANT'S proposal is attached hereto as Exhibit "B" and incorporated herein by this reference. 1.3 Schedule of Work CONSULTANT shall perform legal services to the City in response to a written request from the CITY in response to particular complaints made to the CITY'S fraud, waste and abuse hotline. Time is of the essence and services shall be performed promptly, as specified in Exhibit A. ARTICLE 2 COMPENSATION 2.1 Fee CITY agrees to compensate CONSULTANT at the not-to-exceed rate of three hundred, thirty-five ($335) dollars per hour worked, to a maximum of $25,000 annually, for the services described in Article 1. If CITY requests additional specified work that exceeds $25,000, such additional work must be approved by the City Council, prior to commencement of the work. Page 1 of 11 HOTLINE TPA-PERSONNEL Agreement for Professional/Technical Services • 2.2 Terms of Compensation CONSULTANT shall submit monthly invoices for hours worked during the prior month. CITY agrees to authorize payment for all undisputed invoice amounts within thirty (30) days of receipt of each invoice. CITY agrees to use its best efforts to notify CONSULTANT of any disputed invoice amounts or claimed completion percentages within ten (10) days of the receipt of each invoice. However, CITY's failure to timely notify CONSULTANT of a disputed amount or claimed completion percentage shall not be deemed a waiver of CITY's right to challenge such amount or percentage. Additionally, in the event CITY fails to pay any undisputed amounts due CONSULTANT within forty-five (45) days after invoices are received by CITY then CITY agrees that CONSULTANT shall have the right to consider said default a total breach of this Agreement and be terminated by CONSULTANT without liability to CONSULTANT upon ten (10) working days advance written notice. 2.3 Term of Agreement This Agreement shall commence on May 19, 2015 and shall terminate on June 30, 2016, unless sooner terminated pursuant to Article 4 of this Agreement. This Agreement may be extended upon the mutual written agreement of the parties. ARTICLE 3 INDEMNIFICATION AND INSURANCE 3.1 Indemnification CONSULTANT shall defend, indemnify, and hold the CITY, its officials, officers, employees, agents and independent contractors serving in the role of CITY officials, and volunteers (collectively "Indemnitees") free and harmless from any and all claims, demands, causes of action, costs, expenses, liabilities, losses, damages or injuries, in law or equity, to property or persons, including wrongful death (collectively "Claims"), arising from any negligent or wrongful acts or omissions of CONSULTANT, its officials, officers, employees or agents in connection with the performance of this Agreement, including without limitation the payment of all consequential damages, attorneys' fees, and other related costs and expenses. With respect to any and all such Claims, CONSULTANT shall defend Indemnitees, with counsel satisfactory to CITY, at CONSULTANT's own cost, expense, and risk and shall pay and satisfy any judgment, award, or decree that may be rendered against Indemnitees. CONSULTANT shall reimburse Indemnitees for any and all legal expenses and costs incurred by each of them in connection therewith or in enforcing the indemnity herein provided. CONSULTANT's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by CONSULTANT or Indemnitees. All duties of CONSULTANT under this Section shall survive termination of this Agreement. Page 2 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services • 3.2 General Liability CONSULTANT shall at all times during the term of the Agreement carry, maintain, and keep in full force and effect, a policy or policies of Commercial General Liability Insurance, with minimum limits of one million dollars ($1,000,000) for each occurrence and two million dollars ($2,000,000) general aggregate for bodily injury, death, loss or property damage for products or completed operations and any and all other activities undertaken by CONSULTANT in the performance of this Agreement. Said policy or policies shall be issued by an insurer admitted or authorized to do business in the State of California and rated in A.M. Best's Insurance Guide with a rating of A:VII or better. 3.3 Professional Liability CONSULTANT shall at all times during the term of this Agreement, carry, maintain, and keep in full force and effect a policy or policies of professional liability insurance with a minimum limit of one million dollars ($1,000,000) per claim and aggregate for errors and/or omissions of CONSULTANT in the performance of this Agreement. Said policy or policies shall be issued by an insurer admitted or authorized to do business in the State of California and rated in Best's Insurance Guide with a rating of A:VII or better. If a "claims made" policy is provided, such policy shall be maintained in effect from the date of performance of work or services on the CITY's behalf until three (3) years after the date of work or services are accepted as completed. Coverage for the post-completion period may be provided by renewal or replacement of the policy for each of the three (3) years or by a three-year extended reporting period endorsement, which reinstates all limits for the extended reporting period. If any such policy and/or policies have a retroactive date, that date shall be no later than the date of first performance of work or services on behalf of the CITY. Renewal or replacement policies shall not allow for any advancement of such retroactive date. 3.4 Automobile Liability CONSULTANT shall at all times during the term of this Agreement obtain, maintain, and keep in full force and effect, a policy or policies of Automobile Liability Insurance, with minimum of one million dollars ($1,000,000) combined single limit 3.5 Worker's Compensation CONSULTANT agrees to maintain in force at all times during the performance of work under this Agreement worker's compensation insurance as required by law. CONSULTANT shall require any subcontractor similarly to provide such compensation insurance for their respective employees. 3.6 Notice of Cancellation (a) CONSULTANT shall provide immediate notice to the CITY if CONSULTANT receives a cancellation or policy revision notice from the insurer. Page 3 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services (b) CONSULTANT agrees that it will not cancel or reduce any required insurance coverage. CONSULTANT agrees that if it does not keep the aforesaid insurance in full force and effect, CITY may either immediately terminate this Agreement or, if insurance is available at a reasonable cost, CITY may take out the necessary insurance and pay, at CONSULTANT's expense, the premium thereon. 3.7 Certificate of Insurance At all times during the term of this Agreement, CONSULTANT shall maintain on file with the CITY Clerk certificates of insurance showing that the aforesaid policies are in effect. 3.8 Primary Coverage The insurance provided by CONSULTANT shall be primary to any coverage available to CITY. The insurance policies (other than workers compensation and professional liability) shall include provisions for waiver of subrogation. ARTICLE 4 TERMINATION 4.1 Termination of Agreement This Agreement may be terminated at any time, with or without cause, by the CITY upon thirty (10) days prior written notice or by CONSULTANT upon ninety (90) days prior written notice. Notice shall be deemed served if completed in compliance with Section 6.14. In the event of termination or cancellation of this Agreement by CONSULTANT or CITY, due to no fault or failure of performance by CONSULTANT, CONSULTANT shall be paid compensation for all services performed by CONSULTANT for work satisfactorily done in accordance with all of the terms and provisions of this Agreement as determined by the CITY; provided, in no event shall the amount of money paid under the foregoing provisions of this paragraph exceed the amount which would have been paid to CONSULTANT for the full performance of the services described in this Agreement. ARTICLE 5 OWNERSHIP OF DOCUMENTS 5.1 Ownership of Documents and Work Product All final documents, reports, information, data, exhibits created or developed by CONSULTANT pursuant to this Agreement ("Written Products") shall be and remain the property of the CITY without restriction or limitation upon its use, duplication or dissemination by the CITY. Page 4 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services • ARTICLE 6 GENERAL PROVISIONS 6.1 Representation The CITY representative shall be the City Manager or his or her designee, and CONSULTANT shall notify CITY of CONSULTANT's designated representative. These individuals shall be the primary contact persons for the parties regarding performance of this Agreement. 6.2 Fair Employment Practices/Equal Opportunity Acts In the performance of this Agreement, CONSULTANT shall comply with all applicable provisions of the California Fair Employment Practices Act (California Government Code Sections 12940-48), the applicable equal employment provisions of the Civil Rights Act of 1964 (42 U.S.C. 200e-217), and the Americans with Disabilities Act of 1990 (42 U.S.C. § 11200, et seq.). 6.3 Audit The CITY or its representative shall have the option of inspecting, auditing, or inspecting and auditing all records and other written materials used by CONSULTANT in preparing its billings to the CITY as a condition precedent to any payment to CONSULTANT. CONSULTANT will promptly furnish documents requested by the CITY. Additionally, CONSULTANT shall be subject to State Auditor examination and audit at the request of the CITY or as part of any audit of the CITY, for a period of three (3) years after final payment under this Agreement. 6.4 Personnel CONSULTANT represents that it has, or shall secure at its own expense, all personnel required to perform CONSULTANT's services under this Agreement. CONSULTANT shall make reasonable efforts to maintain the continuity of CONSULTANT's staff who are assigned to perform the services hereunder and shall obtain the approval of the City Manager of all proposed staff members who will perform such services. 6.5 ICRAA Requirements In order to comply with the California Investigative Consumer Reporting Agencies Act ("ICRAA"), Cal. Civ. Code § 1786 et seq., the CITY confirms that it will use any final investigative report prepared by CONSULTANT, if any, only for a proper purpose. Civ. Code § 1786.20(a). CITY confirms that it will use such reports for purposes of resolving or providing legal advice regarding complaint allegations for misconduct, made in connection with the CITY'S Fraud, Waste and Abuse Hotline. Should the CITY intend to use any report prepared by CONSULTANT for a different purpose, CITY will inform CONSULTANT accordingly. See Civ. Code § 1786.20(a). Page 5 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services 6.6 Conflicts CONSULTANT represents many public agencies in California, Nevada and Arizona. CONSULTANT performs a variety of professional services for its public sector clients and it is possible that CONSULTANT will represent public agency clients which are adverse to the CITY on other matters. To avoid potential problems, CITY agrees to expressly waive any actual or potential conflicts that might arise from such representation, that the CITY will not attempt to disqualify CONSULTANT on such matters, and that CONSULTANT is free to represent its clients on such matters. The CITY confirms that it does not object to CONSULTANT's representation of clients on matters where their legal, governmental or political objectives and/or positions may be different from or adverse to those of the CITY and that the CITY waives any conflict of interests with respect to CONSULTANT'S representation of such clients with differing legal, governmental or political interests. The CITY further confirms that it will not assert any conflict of interest concerning such representation or attempt to disqualify CONSULTANT from representing such clients notwithstanding such adversity. These acknowledgments do not permit CONSULTANT to represent another client in opposing the specific matter for which the CITY engages CONSULTANT without the CITY'S specific written consent. 6.7 CONSULTANT'S Representations CONSULTANT represents, covenants and agrees that CONSULTANT is qualified and capable of furnishing the labor and expertise necessary to perform the services in accordance with the terms and conditions set forth in this Agreement 6.8 Legal Action 6.8.1 Should either party to this Agreement bring legal action against the other, the validity, interpretation, and performance of this Agreement shall be controlled by and construed under the laws of the State of California, excluding California's choice of law rules. Venue for any such action relating to this Agreement shall be in the Los Angeles County Superior Court. 6.8.2 If any legal action or other proceeding, including action for declaratory relief, is brought for the enforcement of this Agreement or because of an alleged dispute, breach, default or misrepresentation in connection with this Agreement, the prevailing party shall be entitled to recover reasonable attorneys' fees, experts' fees, and other costs, in addition to any other relief to which the party may be entitled. 6.8.3 Should any legal action about a project between CITY and a party other than CONSULTANT require the testimony of CONSULTANT when there is no allegation that CONSULTANT was negligent, CITY shall compensate CONSULTANT for its testimony and Page 6 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services • preparation to testify at the hourly rates in effect at the time of such testimony. 6.9 Assignment Neither this Agreement nor any part thereof shall be assigned by CONSULTANT without the prior written consent of the CITY. Any such purported assignment without written consent shall be null and void, and CONSULTANT shall hold harmless, defend and indemnify the CITY and its officers, officials, employees, agents and representatives with respect to any claim, demand or action arising from any unauthorized assignment. 6.10 Independent Contractor CONSULTANT is and shall at all times remain, as to the CITY, a wholly independent contractor. Neither the CITY nor any of its agents shall have control over the conduct of CONSULTANT or any of the CONSULTANT's employees, except as herein set forth, and'CONSULTANT is free to dispose of all portions of its time and activities which it is not obligated to devote to the CITY in such a manner and to such persons, firms, or corporations as the CONSULTANT wishes except as expressly provided in this Agreement. CONSULTANT shall have no power to incur any debt, obligation, or liability on behalf of the CITY or otherwise act on behalf of the CITY as an agent. CONSULTANT shall not, at any time or in any manner, represent that it or any of its agents, servants or employees, are in any manner agents, servants or employees of CITY. CONSULTANT agrees to pay all required taxes on amounts paid to CONSULTANT under this Agreement, and to indemnify and hold the CITY harmless from any and all taxes, assessments, penalties, and interest asserted against the CITY by reason of the independent contractor relationship created by this Agreement. CONSULTANT shall fully comply with the workers' compensation law regarding CONSULTANT and its employees. CONSULTANT further agrees to indemnify and hold the CITY harmless from any failure of CONSULTANT to comply with applicable workers' compensation laws. The CITY shall have the right to offset against the amount of any fees due to CONSULTANT under this Agreement any amount due to the CITY from CONSULTANT as a result of its failure to promptly pay to the CITY any reimbursement or indemnification arising under this Article. 6.11 Titles The titles used in this Agreement are for general reference only and are not part of the Agreement. 6.12 Entire Agreement This Agreement represents the entire and integrated agreement between CITY and CONSULTANT and supersedes all prior negotiations, representations or agreements, either written or oral. This Agreement may be modified or amended, or provisions or breach may be waived, only by subsequent written agreement signed by both parties. Page 7 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services I 6.13 Construction In the event of any asserted ambiguity in, or dispute regarding the interpretation of any matter herein, the interpretation of this Agreement shall not be resolved by any rules of interpretation providing for interpretation against the party who causes the uncertainty to exist or against the party who drafted the Agreement or who drafted that portion of the Agreement. 6.14 Non-Waiver of Terms, Rights and Remedies Waiver by either party of any one or more of the conditions of performance under this Agreement shall not be a waiver of any other condition of performance under this Agreement. In no event shall the making by the CITY of any payment to CONSULTANT constitute or be construed as a waiver by the CITY of any breach of covenant, or any default which may then exist on the part of CONSULTANT, and the making of any such payment by the CITY shall in no way impair or prejudice any right or remedy available to the CITY with regard to such breach or default. 6.15 Severability If any term or portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions of this Agreement shall continue in full force and effect. 6.16 Notice Except as otherwise required by law, any notice, payment or other communication authorized or required by this Agreement shall be in writing and shall be deemed received on (a) the day of delivery if delivered by hand or overnight courier service during CITY's regular business hours or (b) on the third business day following deposit in the United States mail, postage prepaid, to the addresses listed below, or at such other address as one party may notify the other: To CITY: Responsible Person: Doug Willmore, City Manager City of Rancho Palos Verdes 30940 Hawthorne Blvd. Rancho Palos Verdes, CA 90275 To CONSULTANT: Responsible Person: ARTHUR A. HARTINGER Address: MEYERS NAVE RIBACK SILVER & WILSON 555 12TH STREET, SUITE 1500 OAKLAND, CA. 94607 [Signatures on next page.] Page 8 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date and year first above written. (jtjCitr\ Dated: ACe_ti 20i 2-0/ ("CONSULTANT") By: Printed Name: }{K-4/1ukL Title: a,met��c—Q� By: Printed Name: Title: Dated: `/`3// - CIN OF RANCHO PALOS VERDES ("CITY") By: ATTEST AP ROVED AS TO FORM By: By: if/cet • Page 9 of 11 HOTLINE—TPA-PESONNEL Agreement for ProfessionaUTechnical Services • EXHIBIT "A" Page 10 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services City of Rancho Palos Verdes Request for Proposals Fraud, Waste, & Abuse Hotline Third-Party Investigative Providers (Personnel) Due: 5:00 p.m . on April 22, 2015 City of Rancho Palos Verdes Attention: Sean M. Robinson, Human Resources Manager 30940 Hawthorne Blvd, Rancho Palos Verdes, CA 90275 Phone: (310) 544-5331 I Email: Srobinsonrpvca.gov i City of Rancho Palos Verdes 111 0 Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 2 of 16 CITY OF RANCHO PALOS VERDES REQUEST FOR PROPOSALS FRAUD, WASTE, & ABUSE HOTLINE SERVICE Third-Party Investigative Providers (Personnel) 1. INTRODUCTION AND PROJECT The City of Rancho Palos Verdes is requesting proposals from qualified professionals to supplement the implementation of an Anonymous Fraud, Waste, & Abuse Hotline (Hotline). The successful proposer will be responsible for conducting impartial external analysis of reports submitted to the Hotline. Specifically, the City is seeking a legal firm with extensive experience working for public agencies in California to serve as an independent municipal personnel legal expert in conjunction with the Hotline implementation. The City will select one or more firms, based on demonstrated competence and a cost effective approach, to enter into an on-call, services-as-needed Professional Services Agreement (PSA) to provide as-needed services for the City in connection with certain reports submitted to the Hotline in connection with personnel matters and allegations of abuse by a City Council Member, the City Attorney's Office, or by outside legal counsel. Implementation of the Hotline is anticipated by the end of April, 2015. The Professional Services Agreement will be in place by that time. 2. BACKGROUND The City of Rancho Palos Verdes is a scenic, upscale, residential coastal community, with a population of approximately 42,000, located on the Palos Verdes Peninsula of southwestern Los Angeles County. The City of Rancho Palos Verdes is a contract city, meaning that some services are provided by contract with agencies (both public and private) and some services are delivered by the City's own employees. City Attorney services are delivered pursuant to a contract with Richards, Watson & Gershon. Liebert, Cassidy, Whitmore provides legal services to the City in connection with personnel matters. Police and fire protection is provided by the County of Los Angeles. The County of Los Angeles also provides sanitary sewer and other specialized public works services, while library services are provided through a special district. Services provided by the City are construction and maintenance of streets and other infrastructure, planning and zoning activities, recreational activities, and an extensive system of public parks, open space and trails. Solid waste services are provided pursuant to contracts with EDCO and UWS. The City has an in-house Department of Finance. Auditing services are provided by an independent certified public accounting firm (currently Vavrinek, Trine & Day, LLP). City Government: Rancho Palos Verdes is a General Law City and has operated under the Council- Manager form of government since its incorporation in 1973. Policy-making and legislative authority are vested in the governing City Council, which consists of five Council Members, including the Mayor and Mayor Pro-Tem. The City Council is elected on a non-partisan, at-large basis. Council Members are elected to four-year staggered terms with two or three Council Members elected every two years. The Council designates the Mayor and Mayor Pro-Tem for a one-year term. The City Manager is responsible for carrying out the policies and ordinances of the governing council, for overseeing the day-to-day operations of the government, and for appointing the heads of the government's departments. The City is fiscally sound and functions on an annual budget cycle. City of Rancho Palos Verdes 0 0 Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 3 of 16 Labor Force: The City of Rancho Palos Verdes has 62 authorized full time positions for FY 14-15, and its departments include an Administration Department, Finance Department, Community Development Department, Public Works Department and a Park and Recreation Department. Presently there is one bargaining unit that incorporates all employees minus the management staff. 3. SITUATION The City began its research regarding the implementation of a confidential and anonymous city-wide Fraud, Waste, and Abuse Hotline in the fall of 2013, including the best practices associated with the development, implementation, and coordination of an internal and external Hotline. The City Council authorized the Deputy City Manager to execute a Master Services Agreement with The Network, Inc. on February 17, 2015. The intent of this Request for Proposals (RFP) is to solicit service proposals from qualified firms to provide professional services to the City pursuant to a Professional Services Agreement for the review, analysis, and recommendations necessary in the investigation and processing of certain received Hotline reports. Specific to this RFP, the proposer will be responsible for the validation or invalidation of reports submitted by employees, residents, and non-resident concerned persons, which fall beyond the capacity of Staff to investigate, with regard to allegations of fraud, waste, abuse, and other wrongdoing in connection with the City of Rancho Palos Verdes government. The contract to be awarded will be for an initial period of one (1) year, with up to three (3) additional, one (1) year options to renew at the sole discretion of the City. Therefore, proposals should reflect the maximum four (4) year term of the contract. 4. SCOPE OF SERVICES REQUIRED All proposals must be made on the basis of, and either meet or exceed, the requirements contained herein. The City of Rancho Palos Verdes is seeking the services of a highly qualified personnel and legal support firm with extensive experience with California municipalities to assist with performing investigative services and/or case management services in connection with reports submitted via the Hotline. The successful proposer will demonstrate: Advanced knowledge of the laws and practices related to personnel and labor relations, personnel investigation services, disciplinary standards, and legal services relating to a municipal governmental setting. These should include specifically articulated knowledge of the policies, practices, and laws governing each of the aforementioned service areas. The successful proposer will be expected to comply with City Council direction in accordance with City Council Policy No. 50, "The Case Manager shall be sufficiently trained to evaluate the validity and urgency of the Report and may review any Hotline Report with the City Attorney and City Manager, as appropriate, to determine if further investigation is warranted. Depending on the subject matter of the Hotline report, the Case Manager could be a City employee or an independent third- party." The definition for Investigator in the Hotline Policy includes the following: n City of Rancho Palos Verdes • 0 Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 4 of 16 "There might be times when the complexity and risk associated with some Hotline Reports could require additional resources or Experts currently not available within the City who may be utilized to assist in the investigation, oversee the investigation, or to conduct an independent review. These third- party Experts may include, but are not limited to: the Case Manager, an independent CPA, an independent auditor, specialized labor counsel, a Certified Fraud Examiner, or an independent legal expert." This RFP enables the City to review the qualifications of interested legal firms and recommend a firm or firms to be retained as the Personnel Expert that would serve in the capacity of Case Manager or Investigator based upon the Incident category reported, as well the facts and circumstances contained in the Hotline Report (e.g. reports involving abuse by elected officials would invariably involve the legal services firm functioning as both the Case Manager and the Investigator). Incident Reports of a personnel-nature involving employees or elected officials may be directed to the Personnel Expert in the role of Case Manager to ensure unbiased case processing. As an example of the Personnel Expert serving as an Investigator: the retained Counsel is contacted by the Case Manager (the HR Manager), who communicates that based upon a review of the Hotline Report asserting the abuse by an employee, a City Council Member, the City Attorney's Office or by outside legal counsel, the HR Manager believes the alleged abuse warrants an independent investigation by the Personnel Expert. 5. QUALIFICATIONS AND CRITERIA Qualifications: The City of Rancho Palos Verdes will select one or more law firms for all the outlined Scope of Services on the basis of qualifications, experience and cost. The following are the minimum qualifications to be used to evaluate the responses to this Request for Proposals: 1. Proposer must demonstrate possession of the resources and capability to provide the materials and services as described herein. All Proposers must submit the documentation indicated below with their proposal. Failure to provide any of the required documentation shall be cause for proposal to be deemed non-responsive and rejected. 2. Proposers must have a minimum of five (5) years of verifiable experience providing legal services to municipal agencies. 3. The proposer has a demonstrated track record of success in handling all aspects of personnel investigations for public entities in the State of California. 4. Each Proposer shall provide five (5) references, preferably from governmental agencies, for relevant work performed in the past five (5) years. When possible, include references from cities with size and characteristics comparable to the City of Rancho Palos Verdes. 5. The proposer must be directly responsible for the management of the account, and all personnel responsible for the account must be employees of the firm. City of Rancho Palos Verdes • Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 5 of 16 6. The proposer must not have a conflict of interest with the CITY, including, but not limited to, any member of the City Council, City staff, any of its independent contractors or its independent legal vendors (Richards, Watson, & Gershon; Liebert, Cassidy, Whitmore) currently serving the CITY. Selection Criteria: The City of Rancho Palos Verdes will conduct a comprehensive, fair, and impartial evaluation of the proposals received in response to the Request for Proposals. All proposals received from vendors will be reviewed and evaluated by a committee established by the City. The names, information, or experience of the individual members will not be made available to any vendor. The Evaluation Committee will first screen all proposals submitted, according to the minimum qualifications set forth above. The following criteria will be used in reviewing and comparing the proposals and in determining the most responsive bid: 1. Qualifications, background and prior experience of the firm, experience of key staff assigned to oversee services provided to the City of Rancho Palos Verdes, evaluation of size and scope of similar work performed and success on those projects. 2. Cost and Fees to the City of Rancho Palos Verdes for handling matters. Cost is not the sole determining factor but will be taken into consideration. Proposers must offer services at a rate comparable to the rates provided to other governmental agencies for similar work. Offering a higher rate to the City of Rancho Palos Verdes than the comparable rate offered to other organizations with comparable specifications is grounds for disqualification of the Proposer. If rates differ for different types or levels of service, the Proposer's proposal should illustrate those differences. 3. References including past performance of proposer. 4. Responsiveness to the Request for Proposals and quality of the proposal. 6. FORMAT AND DELIVERY OF RESPONSES Respondents are asked to submit six (6) copies of proposals in sufficient detail to allow for a thorough evaluation and comparative analysis. The proposals should include at minimum, the following information in a sectionalized format addressing all phases of work in the Request for Proposals. Format: Limit quotations to 20 typed 8.5" X 11" pages, or fewer, on white bond paper, single sided (excluding cover letter and attachments). You may attach a firm brochure if you wish, but it must be as a separate attachment and independent from the required elements noted above. 1. Use a conventional typeface with a minimum font size of 12 points. Use a 1" margin on all borders. 2. Organize your proposal in the order described above. 3. Provide one (1) unbound original, in addition to the six, of your firm's response and one (1) electronic version. 4. Prominently label the envelope/package: "RFP for Fraud, Waste, and Abuse Hotline Third-Party Investigative Providers (Personnel)" and include the name of the prime respondent (Sean M. Robinson). City of Rancho Palos Verdes • Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 6 of 16 Cover Letter: All proposals shall include a cover letter which states that the proposal shall remain valid for a period not less that ninety (90) days from the date of submittal. If the proposal contemplates the use of sub-contractors, the sub-contractors shall be identified in the cover letter. If the proposal is submitted by a business entity, the cover letter shall be signed by an officer authorized to contractually bind the business entity. With respect to the business entity, the cover letter shall also include: the identification of the business entity, including the name, address and telephone number of the business entity; and the name, title, address and telephone number of a contact person during the proposal evaluation period. Introduction: Present an introduction of the proposal and your understanding of the assignment and significant steps, methods and procedures to be employed by the proposer to ensure quality deliverables that can be delivered within the required time frames (the City's expectation is that initial validation of reports will occur within ten business days, with further, more in-depth investigations being resolved as expeditiously as possible) and your identified budget. General Scope of Work: Briefly summarize the scope of work as the proposer perceives or envisions it. Work Plan: Present concepts for conducting the work plan and interrelationship of all products. Define the scope of each task including the depth and scope of analysis or research proposed. Schedule: Recommend a schedule of work indicating specific milestones in terms of report analysis, estimated investigation timelines, and provided recommendations. Fee and Costs: Although an important aspect of consideration, the financial cost estimate will not be the sole justification for consideration. Negotiations may or may not be conducted with the proposer; therefore, the proposal submitted should contain the proposer's most favorable terms and conditions, since selection and award may be made without discussion with any firm. All prices should reflect "not to exceed" amounts based upon "on-call" hourly investigatory rates. The City's expectation is that services will be provided upon request, once a Professional Services Agreement has been executed. Ability of the Proposer to Perform: Provide a detailed description of the proposer and his/her qualifications, including name(s), title(s), detailed professional resume(s), and past experience in similar work efforts/products of key personnel who will be working on the assignment. Provide a list of specific related work projects that have been completed by the proposer which are directly related to the assignment described in the Request for Proposals. Note the specific individuals who completed such project(s). Identify the role and responsibility of each member of the project team. Include the amount of time key personnel will be involved in the respective portions of the assignment. Respondents are encouraged to supply relevant examples of their professional product. Provide a list of references. Delivery: Responses are due on or before 5:00 p.m. on Thursday, April 22, 2015. Late responses will not be accepted. Deliver the responses to: City of Rancho Palos Verdes Attention: Sean M. Robinson, Human Resources Manager 30940 Hawthorne Blvd Rancho Palos Verdes, CA 90275 a City of Rancho Palos Verdes IIII IP Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 7 of 16 If you have any questions regarding this Request for Proposals, please contact Sean M. Robinson by telephone at (310) 544-5331 or via email at Srobinson@rpvca.gov. Withdrawal and Resubmittal: Prior to the submittal deadline, a proposer may request withdrawal of a previously submitted proposal in order to amend and resubmit a proposal. Resubmitted proposals must be received prior to the stated RFP deadline. 7. ADDENDA, CHANGES, AND AMENDMENTS TO THIS SOLICITATION At any time prior to the due date for responses, the City of Rancho Palos Verdes may make changes, amendments, and addenda to this solicitation, including changing the date due to allow respondents time to address such changes. Addenda, changes and amendments, if made will be posted on the City's website (www.rpvca.gov), which is deemed adequate notice. A proposer may make a request to the City's project manager to be placed on a list of persons to receive notice of any such addenda, changes, or amendments. The preferred manner of communication is via e-mail due to its timeliness. The Human Resources Manager, Mr. Sean M. Robinson, may be reached by email at Srobinson@rpvca.gov. 8. CONDITION FOR RESPONSES TO REQUEST FOR PROPOSAL The following conditions apply to the Request for Proposals process: A. Nothing contained in this Request for Proposals shall create any contractual relationship between the respondent and the City of Rancho Palos Verdes. B. This Request for Proposals does not obligate the City of Rancho Palos Verdes to establish a list of service providers qualified as prime contractors, or award a contract to any respondent. The City of Rancho Palos Verdes reserves the right to amend or cancel the Request for Proposals without prior notice, at any time, at its sole discretion. C. The City of Rancho Palos Verdes shall not be liable for any expenses incurred by any individual or organization in connection with the Request for Proposals. D. No conversations or agreements with any officer, agent or employee of the City of Rancho Palos Verdes shall affect or modify any terms of this Request for Proposals. Oral communications or any written/e-mail materials provided by any person other than the designated contact staff of the City of Rancho Palos Verdes shall not be considered binding. E. The City of Rancho Palos Verdes reserves the right, in its sole discretion, to accept or reject any or all proposals without prior notice and to waive any minor irregularities of defects in a proposal. The City of Rancho Palos Verdes reserves the right to seek clarification on a proposal with any source. F. The dates, times and sequence of events related to this Request for Proposals shall ultimately be determined by the City of Rancho Palos Verdes. The schedule is subject to change, at the sole discretion of the City of Rancho Palos Verdes, although the City will attempt to follow it and, if it must be altered, will attempt to provide reasonable notice of the changes. a City of Rancho Palos Verdes 0 0 , Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 8 of 16 G. Respondents shall not issue any news release pertaining to this Request for Proposals or the City of Rancho Palos Verdes without prior written approval of the City. H. All submitted proposals and information included herein or attached thereto, shall become public record upon delivery to the City of Rancho Palos Verdes. 9. RIGHT BY THE CITY TO WITHDRAW THIS REQUEST The City of Rancho Palos Verdes, at its sole discretion and for any reason whatsoever, may withdraw this solicitation at any time. 10.STANDARD TERMS AND CONDITIONS Prior to the award of any work hereunder, the City and the proposer shall enter into a written contract (an example of which is attached hereto) for services. Proposers responding to this Request for Proposals are strongly encouraged to review all the terms and conditions of the Contract. • City of Rancho Palos Verdes 0 0 Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 9 of 16 ATTACHMENT 1 MINIMUM QUALIFICATIONS CERTIFICATION Proposer Firm Name The Proposer must substantiate that the firm satisfies all of the Minimum Qualifications stated within this RFP, to the CITY's satisfaction, to be given further consideration. The statement must contain sufficient information as prescribed to assure the CITY of its accuracy. Failure to satisfy each of the Minimum Qualifications, based on the CITY's sole judgment, will result in the immediate rejection of the Proposal. The Proposer must complete all of the Minimum Qualification statements listed below before signing. The signature of the authorized representative of the Proposer warrants that the Proposer has met all of the Minimum Qualifications. 1) The Proposer has been in the legal services industry in the same name or organization serving California governmental agencies for at least five (5) years. U Yes / U No 2) The Proposer has direct responsibility for the management of the City's account, and all personnel responsible for the account are employees of the firm. U Yes / U No 3) The Proposer does not have, nor potentially has, a conflict of interest with the CITY, including, but not limited to, any member of the City Council, City Staff, its advisors and contractors, its auditors, other consultants currently serving the CITY. U Yes / U No 4) The Proposer can provide verifiable references of local California government agencies. U Yes / U No Authorized Signature Print or Type Name Title Date City of Rancho Palos Verdes • . Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 10 of 16 ATTACHMENT 2 COMPANY QUESTIONNAIRE Proposer Firm Name Proposer's Legal Name Type of Business (Corporation, Partnerships, Individual, etc.) Headquarters Address Address of Office of Proposer That Would Manage the Account (if different) Proposer Contact Name Telephone Number Fax Number Email Address Proposer Back-up Contact Name Telephone Number Fax Number Email Address Signer (authorized to bind the Proposer) Date Name and Title of Authorized Signer (Please type or print) Signer (authorized to bind the Proposer) Date Name and Title of Authorized Signer (Please print) • City of Rancho Palos Verdes e • ,. Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 11 of 16 ATTACHMENT 3 WARRANTIES Proposer Firm Name Proposer agrees to the incorporation of the following warranties in the proposed engagement: Proposer warrants that it maintains or will obtain, at its expense prior to engagement, required insurance policy as stated herein for negligent acts or omissions and that such coverage is applicable. Proposer warrants all information and statements in this RFP are complete and true. Any statement or claim found to be incomplete, misleading, or false will be grounds for immediate disqualification or dismissal and may be subject to legal action. Proposer warrants this proposal is genuine, and not sham or collusive, nor made in the interest or on behalf of any person not named therein; the proposer has not directly or indirectly induced or solicited any other proposer to put in a sham bid, or any other person, firm or corporation to refrain from submitting a proposal, and the Proposer has not in any manner sought by collusion to secure for themselves an advantage over any other proposer. Authorized Signature Print or Type Name Title Date City of Rancho Palos Verdes ' Request for Proposals • Fraud,Waste,&Abuse Hotline—Thir rty Investigative Providers(Personnel) Page 12 of 16 ATTACHMENT 4 FEE PROPOSAL Proposer Firm Name Subject to advance approval by the CITY, the CITY shall reimburse the selected Consultant for reasonable travel costs incurred, including airfare, transportation, lodging and meals in conjunction with attending local meetings in the performance of the engagement. Consultant shall furnish the CITY with evidence of such costs incurred along with written request for reimbursement. The selected Consultant shall be solely responsible for incidental costs, including but not limited to, printing, clerical support in delivery of services and the production of written reports. Each Proposer shall provide its Fee Proposal based upon providing on- call, n- call, as-needed services upon requested, detailed by billable hours. City of Rancho Palos Verdes Request for Proposals • Fraud,Waste,&Abuse Hotline—Thi - arty Investigative Providers(Personnel) Page 13 of 16 ATTACHMENT 5 QUESTIONNAIRE Organization Provide the address of the office that will service this account. Give a brief history of your firm's involvement in the legal services industry serving California municipalities, including the year of organization. As of March 1, 2015, for how many years has your firm provided services serving California municipalities? What are your firm's specialties and strengths? What differentiates your firm from your competitors? Does your primary consultant (ex. project manager) assigned to the CITY have any prior hotline experience with local California governmental agencies, and has that person been employed by Proposer for at least one (1) year? 1:1 Yes / 1:1 No Clients Please provide a listing of clients that may be used as reference checks: Name of Client Contact Name Contact Number Contact Email City of Rancho Palos Verdes ' Request for Proposals 410 Fraud,Waste,&Abuse Hotline—Thir - arty Investigative Providers(Personnel) ` Page 14 of 16 Standards of Conduct Disclose any relationship you have or have had with any City Council members, consultants, or CITY employees. Briefly describe your philosophy relating to the selected Consultant's relationship with Council members and Staff. Disclose any gifts (meals, tickets, anything of value over $50, etc.) that you have given to or received from any City Council member, consultants, or CITY employee in the last 12 months. If 'Yes', please disclose them using "Gift Disclosure Form." For the past 10 years, has the firm, its officers or principals or any affiliate ever: a. Been the focus of a non-routine inquiry or investigation or a similar inquiry or investigation from any federal, state or self-regulatory body or organization; b. Settled any litigation concerning breach of fiduciary responsibility or other investment related matters; or c. Submitted a claim to your error & omission, fiduciary liability and/or fidelity bond insurance carrier(s)? If'yes', please provide details and the current status of proceedings. • . • • City of Rancho Palos Verdes Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 15 of 16 ATTACHMENT 6 Gift Disclosure Form Proposer Firm Name No. Date Given to / Description of Gifts 1 Value (US$) (mm/dd/yy) Received from 1 Gifts could be in the form of meals, tickets, paid travel, items of value over$50, etc. • • • , City of Rancho Palos Verdes Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 16 of 16 ATTACHMENT 7 Disclosure Form — Communication with City Staff, and/or City Council Proposer Firm Name Names, Dates and Description Of Information Provided/Received No. And/Or Nature Of Communication EXHIBIT "B" Page 11 of 11 HOTLINE—TPA-PESONNEL Agreement for Professional/Technical Services CITY OF RANCHO PALOS VERDES RFP FOR FRAUD,WASTE, &ABUSE HOTLINE THIRD-PARTY INVESTIGATIVE PROVIDERS(PERSONNEL) meyers nave A Commitment to Public Law CAMILLE HAMILTON PATING,CHAIR WORKPLACE INVESTIGATIONS PRACTICE cpating@meyersnave.com 800.464.3559 www.meyersnave.com APRIL 22,2015 555 12TH ST.,SUITE 1500 633 W.5TH ST.,SUITE 1700 555 CAPITOL MALL,SUITE 1200 OAKLAND,CALIFORNIA 94607 LOS ANGELES,CALIFORNIA 90071 SACRAMENTO,CALIFORNIA 95814 575 MARKET ST.,SUITE 2080 402 WEST BROADWAY,SUITE 400 555 FIFTH STREET,SUITE 320, SAN FRANCISCO,CALIFORNIA 94105 SAN DIEGO,CALIFORNIA 92101 SANTA ROSA,CALIFORNIA 95401 633 W.5th Street,Suite 1700 Arthur A.Hartinger Los Angeles,California 90071 Attorney at Law tel(213)626-2906 ahartinger@meyersnave.com fax(213)626-0215 www.meyersnave.com meyers nave 111 A Commitment to Public Law April 22, 2015 Sean M. Robinson Human Resources Manager City of Rancho Palos Verdes Re: RFP for Fraud,Waste, and Abuse Hotline Third-Party Investigative Providers (Personnel) Dear Mr. Robinson, Meyers Nave is pleased to submit the enclosed proposal to provide administrative investigations consultant legal services to the City of Rancho Palos Verdes. Per the RFP request, our proposal is valid for a period of not less than 90 days from the date of submittal. Meyers Nave does not propose subcontractors. As a principal of the firm, I am authorized to contractually bind the business entity. We are proposing that the leader of our firm's Workplace Investigations Practice, Camille Hamilton Pating, serve as the lead of our investigations team for Rancho Palos Verdes. Her contact information is as follows: Camille Hamilton Pating Meyers Nave 633 W. 5th St., Suite 1700 Los Angeles, California 90071-2073 213.626.2906; cpating@meyersnave.com Our team looks forward to the opportunity to meet with you and your staff to discuss how our firm can bring added value and service to the City of Rancho Palos Verdes. Very truly yours, Arthur A. Hartinger Chair, Labor and Employment Group A PROFESSIONAL LAW CORPORATION OAKLAND LOS ANGELES SACRAMENTO SAN FRANCISCO SANTA ROSA SAN DIEGO ' City of Rancho Palos Verdes Proposal for Investigative Services Table of Contents PAGE INTRODUCTION 1 QUALIFICATIONS: HIGHLIGHTS OF MEYERS NAVE'S EXPERIENCE AND REPUTATION ...1-2 QUALIFICATIONS: CAMILLE HAMILTON PATING — LEAD ATTORNEY 2-3 QUALIFICATIONS: CAMILLE HAMILTON PATING — REPRESENTATIVE EXPERIENCE 4-5 QUALIFICATIONS: INVESTIGATIONS TEAM 5-6 CLIENT REFERENCES 6 WORK PLAN FOR INVESTIGATIONS 7 CONFLICTS CLEARANCE 7 COST AND FEES 8 ' CONCLUSION 8 BIOS FOR INVESTIGATIONS ATTORNEY TEAM MEMBERS 9-14 ATTACHMENTS 1-7 Meyers Nave Riback Silver&Wilson April 22, 2015 II City of Rancho Palos Verdes Proposal for Investigative Services 1 Propo g Introduction We understand that the City of Rancho Palos Verdes is seeking the services of a highly qualified law firm with extensive experience assisting California municipalities with investigative services in connection with reports submitted through fraud, waste and abuse hotlines. Meyers Nave is uniquely qualified to serve the City of Rancho Palos Verdes in this area and we look forward to the opportunity to participate in the implementation of the City's new Anonymous, Fraud, Waste & Abuse Hotline. Qualifications: Highlights of Meyers Nave's Experience and Reputation • We are dedicated to serving municipalities. Meyers Nave was founded in 1986 for the purpose of serving public agencies. Almost 30 years later, our core client base throughout California continues to be nearly every type of public entity and encompasses all general and specialty areas of Public Law. Our public service character is further demonstrated by the fact that many of our attorneys join the firm after serving in legal, managerial and/or administrative capacities at governmental organizations. • We know how to work with municipalities. Meyers Nave attorneys currently serve as City Attorney, Deputy City Attorney, General Counsel or Special Counsel to more than 100 municipalities, special districts and joint powers authorities across the state. We know the special laws and practical day-to-day operational considerations faced by public entities, and we have first-hand knowledge of how to form effective and efficient working relationships at all levels of a public organization. Meyers Nave Public Law attorneys are named in the Daily Journal's annual list of"Top Municipal Lawyers." • We specialize in workplace investigations. Unlike other law firms, Meyers Nave has a dedicated Workplace Investigations Practice that is focused on investigative and case management services. The highly regarded and experienced team is based in Oakland and serves clients throughout the state from our firm's six California offices, including, for example, current client Los Angeles Care Health Plan, the largest public health care plan in the United States. • We provide a lead attorney with uniquely related in-house public entity experience. Camille Hamilton Pating, the leader of our Workplace Investigations Practice, served as a Deputy City Attorney at the San Francisco City Attorney's office, where she specialized in employment law and litigation, as well as the President of the San Francisco Ethics Commission, where she handled whistleblower investigations and enforced conflict of interest laws, lobbyist regulations and campaign finance reform. Meyers Nave Riback Silver&Wilson ( April 22, 2015 II City of Rancho Palos Verdes i Proposal for Investigative Services 2 Qualifications: Highlights of Meyers Nave's Experience and Reputation -continued • We are the go-to firm for the highest-profile investigations. Our statewide reputation for handling the most sensitive, controversial and scrutinized workplace investigations is demonstrated by our work on two of the most internationally well-known public entity related investigations in California's recent history. o We conducted internal, independent and urgent investigations relating to the City of Bell scandal, often referred to as the most extreme example of political, electoral, financial and governance malfeasance and corruption in California. o We conducted internal, independent and urgent investigations relating to the shooting death of Oscar Grant by a Bay Area Rapid Transit (BART) police officer, the basis of the film Fruitvale Station, including preparing a publicly available report. Qualifications: Camille Hamilton Pating— Lead Attorney for the City of Rancho Palos Verdes Meyers Nave's statewide Workplace Investigations Practice is led by Camille Hamilton Pating, the attorney who will lead, manage and guide Ica team of Meyers Nave attorneys and paralegals dedicated to serving the City. She will be the primary contact for the City for all aspects of performance of the scope of work covered in the RFP. Camille will serve as the primary investigator of all matters that must be Niitb investigated as envisioned in the legal services described in the RFP. She will also establish and administer the protocols, procedures, methods and milestones that the Meyers Nave team will utilize to assure quality Camille Hamilton Pating work product that is delivered within the City's expected time frame. Camille has thorough experience with best practices associated with internal and external complaint hotlines. She has provided public entity clients with professional services relating to the review, analysis, validation or invalidation, and recommendations required for processing and investigating hotline reports from employees, residents, and non-resident concerned persons regarding a wide range of alleged wrongdoing. Camille has direct experience in situations similar to those described in the RFP regarding evaluating the validity and urgency of reports, reviewing reports with the City Attorney and/or City Manager as appropriate, and collectively determining if further investigation is necessary. Meyers Nave Riback Silver&Wilson April 22,2015 II I City of Rancho Palos Verdes Proposal for Investigative Services 3 p g I Qualifications: Camille Hamilton Pating— Lead Attorney for the City -continued I Camille also provides case management and/or investigative services to public entities that, like the City of Rancho Palos Verdes, obtain City Attorney services and legal counsel regarding Ipersonnel matters through professional services contracts with other law firms. -` Camille has conducted over 70 workplace investigations including the full spectrum from high-profile allegations involving senior personnel to routine Equal Employment i ' ' -• Opportunity matters. She conducts investigations that . - adhere to ethical standards and best practices as well as minimize the potentially damaging effects of unresolved workplace allegations. Camille is particularly adept in addressing the reputational considerations that often impact I public entities involved in highly scrutinized and publicized investigations, especially circumstances in which the public entity itself is a victim of alleged wrongdoing and could suffer a crisis of confidence among its residents. IBy performing professional, independent and timely investigations, she has helped her clients resolve serious workplace misconduct allegations. Given that Camille also represents agencies in I arbitrations and litigation, she knows how to conduct investigations and draft reports that will stand up if later challenged in a discipline appeal or in court. I Camille's experience covers a comprehensive range of investigations of alleged wrongdoings, such as: • Hostile work environment • Bullying and abusive conduct (harassment) • Alcohol and substance abuse • Sexual harassment • Falsification of financial records • Race,gender,disability and • Education code violations age discrimination • Good governance issues II • Retaliation • Policy violations • Fraud and dishonesty • Internal affairs/police • Conflict of interest misconduct/POBAR Camille has particular expertise investigating reports and conduct of government personnel. Over the past 10 years, the majority of her workplace investigations experience has involved elected Iand appointed officials, public safety officers and supervisors, public higher education faculty and IIIMeyers Nave Riback Silver&Wilson 1 April 22,2015 III City of Rancho Palos Verdes Proposal Investigative for Investi ative Services 4 administrators, and city and county government personnel. She has recently handled high-profile and highly sensitive investigations involving city managers, city attorneys, police chiefs, human resources directors, procurement and finance officers. Camille also offers practical solutions that promote a healthy workplace, advises on how to best communicate about the investigation with staff, and both recommends and can provide training to help prevent the problem from reoccurring and improve the overall work environment. Qualifications: Camille Hamilton Pating— Representative Experience The following examples of Camille's investigations experience illustrate her advanced knowledge of the laws, regulations and best practices regarding labor and employee relations, personnel investigative services, disciplinary standards, and general legal services relating to a municipal government client and operating environment. As specified in the RFP, Camille has a demon- strated track record of success in handling all aspects of personnel investigations for public entities in the State of California. City of Bell and BART Shooting: Internationally Publicized Investigations Camille conducted investigations in both the City of Bell and BART office-involved shooting matters described on page 3. In connection with the City of Bell scandal, Camille conducted internal investigations of numerous allegations that City of Bell police officers engaged in unlawful political campaigns, as well as other ethical misconduct claims. She also was a member of the investigative team that conducted an internal affairs investigation of the officer-involved New Year's Day shooting death of Oscar Grant at a BART station in the San Francisco Bay Area. Public Health Care Plan: Investigation of Anonymous Hotline Complaints Camille conducted extensive investigations into anonymous complaints alleging that a high-level manager verbally abused subordinates, violated code of conduct policies, and threatened and harassed subordinates. Camille also drafted a workplace bullying policy for the agency, conducted a policy review for all investigative policies covering Human Resources and Compliance officers, and provided investigative training for HR employees and Compliance officers. California County: Allegations of Workplace Bullying and Policy Violation Camille conducted a high-profile investigation on behalf of a large county in California, involving a high-level executive who accused a county manager of discrimination, harassment and workplace bullying. She also completed a personnel investigation of claims involving a county manager for violations of the county's policy, rules and procedures. Meyers Nave Riback Silver&Wilson April 22,2015 II City of Rancho Palos Verdes Proposal Investigative for Investi ative Services 5 Qualifications: Camille Hamilton Pating– Representative Experience -continued City College of San Francisco: Multiple Investigations of Alleged Misconduct Camille's multiple investigations for CCSF included charges that a college faculty member falsified academic records and committed other misconduct—an investigation that included forensic document (handwriting) analysis. She also investigated allegations that a Director of Payroll intentionally misappropriated funds to himself and that a Department Chair mistreated a faculty member by engaging in workplace bullying through contract violations regarding teaching assignments and other conditions of employment. She is currently investigating allegations regarding workplace violence by an instructor toward a student. Central California Police Department: Claims Against Top Police Management Camille conducted a high-profile investigation into claims of discrimination and harassment based on race, gender, age, disability and sexual harassment involving a police chief and top-level managers. The investigation involved numerous claims and complex legal issues and was completed in less than 90 days. She then performed a follow-up investigation of a deputy city attorney accused by one of the complainants of making racial slurs and "mimicking" African- American community members. Police Department: Gender Discrimination Claims Related to Complex Litigation Camille conducted an investigation of claims of gender discrimination, sexual harassment and retaliation brought by women officers against a police department embroiled in a related complex litigation. California City: Ethical Violations Claims Against Executive Staff Camille conducted an investigation of a City Manager, Police Chief, City Attorney and Human Resources Director of a California city for ethical violations based on forming a business together without advising the City Council. Additional representative matters are included in Camille's full bio on pages 9-13. Qualifications: Investigations Team Camille Hamilton Pating leads Meyers Nave's statewide Workplace Investigations Practice, specializing in investigations involving high-profile government officials and employees, as well as conducting the highest quality human resources investigations. Meyers Nave Riback Silver&Wilson April 22,2015 II City of Rancho Palos Verdes Proposal for Investigative Services 6 Qualifications: Investigations Team—continued In addition to nearly three decades of experience in employment law, Camille has worked for more than 10 years as an independent attorney investigator for public entity employers. Assisting Camille in the investigations and other scope of work outlined in the Request for Proposal will be associate Jasleen Ahuja . As specified in the RFP, both are employees of Meyers Nave and Camille with be directly responsible for the management of the account. Complete bios of these attorneys are provided on pages 9-14. Client References Please contact the following clients for information about our ability to deliver the highest quality work, our proven experience with workplace investigations, and our leadership in public sector labor and employment law. Los Angeles Care Health Plan County of Marin Ellin Daytyan, Associate Counsel Renee Brewer, Assistant County Counsel Legal Services Department 3501 Civic Center Dr. 1055 West 7th Street, 10th Floor San Rafael, CA 94903 Los Angeles, CA 90017 Telephone: 415.473.6117 Telephone: 213.694.1250 x4750 Email: rbrewer@co.marin.ca.us Email: edaytyan@lacare.org City of Richmond City College of San Francisco Chris Magnus, Chief of Police Clara Starr, Dean of Human Resources 450 Civic Center Plaza 50 Phelan Avenue Richmond, CA 94804 San Francisco, California 94112 Telephone: 510.620.5439 Telephone: 415.241.2249 Email: cmagnus@ci.richmond.ca.us Email: cstarr@ccsf.edu City of Berkeley Sarah Reynoso, Chief Assistant City Attorney 2180 Milvia Street, 4th Floor Berkeley, CA 94704 Telephone: 510.981.6984 Email: sreynoso@ci.berkeley.ca.us Meyers Nave Riback Silver&Wilson April 22,2015 II City of Rancho Palos Verdes Proposal for Investigative Services 7 Work Plan for Investigations As your lead attorney, Camille will work with the City staff to ensure a very clear, mutual understanding of work product expectations and deadlines. She will be actively engaged and hands-on with all City matters pertaining to this RFP — even as day-to-day activities on a matter may be handled by an associate or a paralegal when appropriate and cost-efficient to do so. This teamwork arrangement enables Camille to provide the oversight and continuity that ensure quality service while keeping costs reasonable for the City. She will carefully monitor progress and deadlines, and communicate regularly with City staff if there are any unforeseen circumstances. She will make sure that our responses are prompt, confident and accurate. In investigations, we will work with the key staff to obtain relevant background information, determine and schedule relevant witnesses, and obtain documents. On occasion there may be an email search or computer hard drive search that must be done. Sometimes clients prefer for their IT staff to perform such functions. Our IT staff is trained and fully qualified to extract this information as needed in investigations. It is common for us to investigate multiple matters concurrently on behalf of clients, or for clients to request a follow-up investigation on a related matter while the original investigation is pending. Because we have numerous highly qualified attorney investigators to serve our clients, we are able to provide the same timely and cost-efficient service for multiple matters as we provide for a single investigation. Conflicts Clearance We have carefully reviewed our current engagements and have identified no existing conflict of interest between the City of Rancho Palos Verdes and any current client of Meyers Nave. Meyers Nave Riback Silver&Wilson April 22, 2015 1111 City of Rancho Palos Verdes Proposal for Investigative Services 8 Cost and Fees The City of Rancho Palos Verdes has made an impressive commitment to civic accountability by establishing its Fraud, Waste &Abuse Hotline. The anonymous reporting opportunity will likely help the City gain confidence in the integrity of its systems and increase engagement of its employees, as well as improve ongoing relations with local residents. The number of reports received through the new hotline is unpredictable and each is likely to vary significantly in seriousness and complexity. Therefore, it is similarly difficult to predict the exact amount of time required to both evaluate potential reports and/or conduct related investigations. However, if selected for an interview, we would greatly appreciate the opportunity to discuss hypothetical or actual hotline reports and/or facts of investigations in order to provide our estimates of time, costs and fees. In addition, we strongly recommend that the City contact the client references on page 6 and ask about the fairness of our fees, the timeliness of our deliverables and the efficiency of our work. We are absolutely confident in the ultimate cost-effectiveness of our services. The hourly rates below reflect Meyers Nave's rates for other governmental agencies for work similar to that described in the RFP. We understand the RFP specifies an "on-call, services-as- needed" Professional Services Agreement and, therefore, our proposed rates must reflect "on- call" hourly investigatory rates. Team Member Hourly Rates for Investigation Services Of Counsel and Chair of the Workplace Investigations Practice (Camille Hamilton Pating) $335 Associate (Jasleen Ahuja) $285 Paralegal $180 Conclusion Our team would be thrilled to work with the City of Rancho Palos Verdes. We look forward to your review of our proposal and consideration of our firm, and would greatly appreciate the opportunity to meet with you to further explore the potential of providing legal services regarding the City's new Fraud, Waste &Abuse Hotline. Meyers Nave Riback Silver&Wilson April 22,2015 111 I I meyers nave CAMILLE HAMILTON PATING Camille Hamilton Paling leads the Workplace Investigations I Team, specializing in sensitive and high profile investigations involving government officials and employees,non-profit and private sector employers. She also provides litigation 4, , services and employment law advice to public entity Iemployers. She advises and defends clients in trial, }. arbitrations and disciplinary appeals. Camille was a member of the trial team which successfully defended the City of 4411 Richmond against charges of discrimination,harassment and IF retaliation, winning a unanimous jury defense verdict that was chosen as a verdict of the year by the Daily Journal. ICamille conducts objective and timely investigations. She has Camille Hamilton Paling exceptional experience in complex, serious misconduct cases Of Counsel I and internal affairs investigations. In 2014, she investigated 555 12th Street,Suite 1500 allegations of racial bullying against African American Oakland,CA 94607 students at a major California university, claims of racial and I T:510.808.2000 gender-based harassment by the CEO of a nationally F:510.444.1108 recognized non-profit, complaints of ethics violations cpating@meyersnave.com against a Northern California elected official, claims of Practice Group "white privilege" discrimination,unconscious bias and La bor and Employment allegations of sexual harassment regarding Department Heads in two large Northern California counties. California Bar Number 1 122890 In the last five years, Camille conducted major misconduct Education investigations for some of the largest and smallest public UCLA Law School,JD,1985 employers in California and the nation. These confidential I Stanford University,BA Political Science, cases involved elected and appointed officials, high level 1982 managers,public safety officers and employees accused of workplace bullying,whistleblower retaliation, harassment I Practicing Since:1986 and discrimination, dishonesty and falsification of official records, conflict of interest and policy violations. Camille investigated ethical misconduct claims regarding the City of I Bell scandal,which received extensive media coverage. She was a member of the investigative team that conducted an internal affairs investigation of the officer-involved shooting Ideath of Oscar Grant in the San Francisco Bay Area. I IHamilton Pating ( Page 1 of 4 An engaging and popular trainer, Camille is a frequent presenter on Preventing Workplace Bullying and Sexual Harassment, Preventing Discrimination and Retaliation, Conducting Defensible Investigations, Social Media and Ethics for Elected Officials. Camille also trains in Workplace Diversity and Affinity Group issues. She currently serves as Chair of the Diversity Committee at Meyers Nave and a member of its Women's Initiative Sub-Committee. She also supervises the firm's Affinity groups for Attorneys of Color, LGBT Attorneys and Women Attorneys. Prior to joining Meyers Nave, Camille served as Senior Trial Counsel at Renne Sloan Holtzman Sakai LLP in San Francisco. She was a Deputy City Attorney at the San Francisco City Attorney's office, where she specialized in employment litigation and litigated numerous civil jury trials, court trials, arbitrations and administrative hearings. She served as the President of the San Francisco Ethics Commission,where she was responsible for the administration and enforcement of conflict of interest laws, campaign finance reform,lobbyist regulation and whistleblower investigations. Representative Experience • In 2012, served as a member of the trial team which won a unanimous jury defense verdict for the Chief of Police and City of Richmond against charges of discrimination,harassment and retaliation brought by seven high level managers,winning a unanimous jury defense verdict in a highly publicized trial. • In 2012,investigated claims of retaliation, discrimination and ethics violations brought against executives at one of the largest public health plans in the nation. • In 2012, investigated claims of whistleblower retaliation brought by a high level manager against executives of a pension trust. • In 2011, in connection with the City of Bell scandal, conducted internal investigation of numerous allegations that City of Bell police officers engaged in political campaigns while in uniform, and other ethical misconduct claims regarding the City of Bell. • In 2011,investigated allegations of discrimination, harassment and retaliation against the President of Bay Area Board of Supervisors. • In 2010, conducted investigation of claims of discrimination and harassment based on race, gender, age, disability and sexual harassment against the police chief in one of the largest cities in California. • In 2010, conducted an investigation of claims of whistleblower retaliation and union affiliation discrimination involving a county Sheriff's Department. • In 2009, served as a member of the investigative team that conducted a confidential internal affairs investigation of the officer-involved shooting death of Oscar Grant in the San Francisco Bay Area. Hamilton Pating I Page 2 of 4 • In 2009, conducted an investigation of claims of gender discrimination and retaliation brought by women officers against a police department embroiled in a related complex litigation. The investigation facilitated a settlement of the litigation. • In 2008, conducted a high-profile investigation of retaliation and discrimination based on race, ethnicity, age and gender involving top-level administrators at a community college district. • In 2008, conducted internal investigations regarding disability discrimination on behalf of a large East Bay public employer. • In 2008, assisted in the settlement of three judgments totaling$18 million against a public housing authority,including wrongful death, sexual harassment and sex discrimination. The settlement protected the client from a court-ordered receivership. • In 2007-2008, litigated a breach of contract lawsuit against a major commercial bank on behalf of a deceased bank executive's Estate, which resulted in a multi-million dollar settlement after trial. • Investigated and litigated numerous internal discrimination, retaliation and harassment claims brought by women and minority firefighters on behalf of a major urban fire department, pursuant to a Federal consent decree. • Investigated and litigated claims of sexual harassment,gender and race discrimination,and retaliation on behalf of a transportation agency and its affiliated boards and commissions. • Conducted high-profile investigations regarding alleged "slumlord" building inspectors in a large municipality. Professional Affiliations • Member,The State Bar of California 111 • Member,The Bar Association of San Francisco Presentations • Speaker, "How to Lead Without Breaking the Rules," California Council of School Attorneys (CCSA), 2014 • Speaker, "Employee Discipline and Investigations," Western Regional IPMA-HR Conference, 2014 • Speaker, "Workplace Bullying: The Next Harassment Claim?," CALPELRA Annual Training Conference, 2013 • Speaker, "Social Media Firings: The NLRB's Do's and Don'ts," IMLA Annual Conference, 2013 Hamilton Pating I Page 3 of 4 • Presenter, "Social Media—Creating a Policy You `Like'," Meyers Nave Webinar, 2013 • Speaker, "Facebook `Friend' or Foe—Social Media on and off Campus," CCSA, 2012 • Speaker, "Ethics 101: A Guide for Public Officials," California Public Employers Labor Relations Association (CALPELRA) Annual Training Conference, 2008 • Speaker, "Lessons Learned from this Year's Big Employment Verdicts," CALPELRA Annual Training Conference, 2007 • Speaker, "Ethics 101: A Guide for Human Resources Administrators," CALPELRA Annual Training Conference,2006 • Speaker, "Investigation Techniques," Southern California Public Labor Relations Council, 2006 Hamilton Pating I Page 4 of 4 I I meyers navemw J ,V HUitik I Jasleen Ahuja is a member of our Labor and Employment ;4, g Practice Group. Before joining Meyers Nave in 2014,Jasleen'.,:''''''4 ' 'A. served as a labor relations representative for the City and -- County of San Francisco,where she gained experience with I ,,i,,,.-.,- .,„„ , - ,,,:, , ,-,:- - t 7 numerous aspects of labor negotiations. She advised on agreements and grievances,participated in multijurisdictional .. meetings to carry through San Francisco's interests in labor -1 ' N'' -- p' agreements, and prepared for binding arbitration.Jasleen has authored contract proposals and grievance responses. She has firsthand knowledge of state and federal labor laws, Civil I Jasleen Ahuja Service Commission rules, the Skelly hearing process, and Associate Memorandum of Understanding (MOU) requirements. In 555 12th Street,Suite 1500 addition, a San Francisco public relations firm sought out Oakland,CA 94607 her legal expertise for its human resources policy handbook and employee benefits, among other employment law issues. T:510.808.2000 F:510.444.1108 Ijahuja@meyersnave.com Professional Affiliations Practice Group Labor and Employment • Member,The State Bar of California California Bar Number 285419 Honors and Awards I Education Southwestern University School of Law,JD, • Recipient,Wildman/Schumacher Scholarship Award, 2012 2010 - 2012 University of California,Los Angeles;BA, • Reci ient, CALI Excellence for the Future Award, English,Creative Writing,2005 p Entertainment Law and Web 2.0, Fall 2011 Practicing Since I 2012 • Recipient, CALI Excellence for the Future Award, Biederman Blog, Spring 2012 I I I IAhuja I Page 1 of 1 City of Rancho Palos Verdes Request for Proposals Fraud,Waste.&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 9 of 16 ATTACHMENT 1 MINIMUM QUALIFICATIONS CERTIFICATION Proposer Firm Name The Proposer must substantiate that the firm satisfies all of the Minimum Qualifications stated within this RFP, to the CITY's satisfaction, to be given further consideration. The statement must contain sufficient information as prescribed to assure the CITY of its accuracy. Failure to satisfy each of the Minimum Qualifications, based on the CITY's sole judgment, will result in the immediate rejection of the Proposal. The Proposer must complete all of the Minimum Qualification statements listed below before signing. The signature of the authorized representative of the Proposer warrants that the Proposer has met all of the Minimum Qualifications. 1) The Proposer has been in the legal services industry in the same name or organization serving California governmental agencies for at least five (5) years. ❑ Yes / ❑ No 2) The Proposer has direct responsibility for the management of the City's account, and all personnel responsible for the account are employees of the firm. Yes / ❑ No 3) The Proposer does not have, nor potentially has, a conflict of interest with the CITY, including, but not limited to, any member of the City Council, City Staff, its advisors and contractors, its auditors, other consultants currently serving the CITY. LI Yes / ❑ No 4) The Proposer can provide verifiable references of local California government agencies. ❑ Yes / ❑ No Authorized Signature Arthur A. Hartinger Print or Type Name Chair, Labor and Employment Practice Title April 22, 2015 Date City of Rancho Palos Verdes Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 10 of 16 ATTACHMENT 2 COMPANY QUESTIONNAIRE Meyers Nave Proposer Firm Name Meyers Nave Riback Silver &Wilson Proposer's Legal Name Professional Law Corporation Type of Business (Corporation, Partnerships, Individual, etc.) 555 12th St., Suite 1500, Oakland, CA 94607 Headquarters Address 633 W. 5th St., Suite 1700, Los Angeles, CA 90071 Address of Office of Proposer That Would Manage the Account (if different) Camille H. Pating Proposer Contact Name (800) 464-3559 (213) 626-0215 cpating@meyersnave.com Telephone Number Fax Number Email Address Arthur A. Hartinger Proposer Back-up Contact Name (800) 464-3559 (213) 626-0215 ahartinner@meyersnave.com Telephone Number Fax Number Email Address April 22, 2015 Signer (authorized to bind the Proposer) Date Arthur A. Hartinger, Principal Name and Title of Authorized Signer (Please type or print) Signer (authorized to bind the Proposer) Date Name and Title of Authorized Signer (Please print) City of Rancho Palos Verdes Request for Proposals Fraud,Waste,&Abuse Hotline—Third-Party Investigative Providers(Personnel) Page 11 of16 ATTACHMENT 3 WARRANTIES Meyers Nave Proposer Firm Name Proposer agrees to the incorporation of the following warranties in the proposed engagement: Proposer warrants that it maintains or will obtain, at its expense prior to engagement, required insurance policy as stated herein for negligent acts or omissions and that such coverage is applicable. Proposer warrants all information and statements in this RFP are complete and true. Any statement or claim found to be incomplete, misleading, or false will be grounds for immediate disqualification or dismissal and may be subject to legal action. Proposer warrants this proposal is genuine, and not sham or collusive, nor made in the interest or on behalf of any person not named therein; the proposer has not directly or indirectly induced or solicited any other proposer to put in a sham bid, or any other person, firm or corporation to refrain from submitting a proposal, and the Proposer has not in any manner sought by collusion to secure for themselves an advantage over any other proposer. AiticAy\ Authorized Signature Arthur A. Hartinger Print or Type Name Chair, Labor &Employment Practice April 22, 2015 Title Date