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Willdan Engineering (2015)
CITY OF RANCHO PALOS VERDES ON-CALL PROFESSIONAL/TECHNICAL SERVICES AGREEMENT THIS AGREEMENT ("Agreement") is made and entered into this 6th day of October, 2015, by and between the City of Rancho Palos Verdes (hereinafter referred to as the "CITY") and Willdan Engineering, a California corporation (hereafter referred to as "CONSULTANT"). IN CONSIDERATION of the covenants hereinafter set forth, the parties hereto agree as follows: ARTICLE 1 SCOPE OF SERVICES 1.1 Project Description The Project is described as on-call services as follows: provide Traffic Engineering services. 1.2 Description of Services CONSULTANT shall provide such on-call traffic engineering consulting services as may be requested by CITY. CONSULTANT acknowledges that this Agreement is for on-call services, and there is no certainty that CONSULTANT will be asked to perform any services pursuant to this Agreement. CONSULTANT's Statement of Qualifications is attached hereto as Exhibit A and incorporated herein by this reference. In the event of any conflict between the terms of this Agreement and incorporated documents, the terms of this Agreement shall control. 1.3 Schedule of Work Upon receipt of written Notice to Proceed from CITY, CONSULTANT shall perform with due diligence the services requested by CITY. Time is of the essence in this Agreement. CONSULTANT shall not be responsible for delay, nor shall CONSULTANT be responsible for damages or be in default or deemed to be in default by reason of strikes, lockouts, accidents, or acts of God, or the failure of CITY to furnish timely information or to approve or disapprove CONSULTANT's work promptly, or delay or faulty performance by CITY, other consultants/contractors, or governmental agencies, or any other delays beyond CONSULTANT's control or without CONSULTANT's fault. 1.4 Term of Agreement This Agreement shall commence on October 6, 2015 and shall terminate on June 30, 2021 unless sooner terminated pursuant to Article 4 of this Agreement. June 30, 2016 Tj\ , R6876-0504\ 1859596v2 . d oc ARTICLE 2 COMPENSATION 2.1 Rates; Expense Reimbursement 2.1.1. CITY agrees to compensate CONSULTANT in accordance with CONSULTANT's Schedule of Hourly Rates, which is within Exhibit A and shall meet or exceed prevailing wage rates, and in any case an amount not to exceed Sixty Thousand Dollars ($60,000) per fiscal year for services as described in Article 1. On-call services that are reimbursed by a trust deposit shall not count towards the maximum amount CONSULTANT shall be paid for such services. The rates in Exhibit A shall be in effect through the end of the term of this Agreement. 2.1.2 CITY will not reimburse CONSULTANT for costs and expenses unless such costs and expenses are previously approved by CITY. 2.2 Payment of Compensation CONSULTANT shall submit monthly invoices for the work completed in the previous month. CITY agrees to authorize payment for all undisputed invoice amounts within thirty (30) days of receipt of each invoice. CITY agrees to use its best efforts to notify CONSULTANT of any disputed invoice amounts within ten (10) days of the receipt of each invoice. However, CITY's failure to timely notify CONSULTANT of a disputed amount shall not be deemed a waiver of CITY's right to challenge such amount. Additionally, in the event CITY fails to pay any undisputed amounts due CONSULTANT within forty-five (45) days after invoices are received by CITY then CITY agrees that CONSULTANT shall have the right to consider the default a total breach of this Agreement and be terminated by CONSULTANT without liability to CONSULTANT upon ten (10) working days advance written notice. ARTICLE 3 INDEMNIFICATION AND INSURANCE 3.1 Indemnity 3.1.1 Indemnity for Design Professional Services. To the fullest extent permitted by law, CONSULTANT shall, at its sole cost and expense, protect, indemnify, and hold harmless CITY and its elected officials, officers, attorneys, agents, employees, designated volunteers, successors, assigns and those CITY agents serving as independent contractors in the role of CITY officials (collectively "Indemnitees"), from and against any and all damages, costs, expenses, liabilities, claims, demands, causes of action, proceedings, judgments, penalties, liens, and losses of any nature whatsoever, including fees of accountants, attorneys, or other professionals and all costs associated therewith, and reimbursement of attorney's fees and costs of defense (collectively "Liabilities"), whether actual, alleged or threatened, which arise out of, are claimed to arise out of, pertain to, or relate to, in whole or in part, the negligence, recklessness or willful Page 2 of 12 Agreement for On -Call Professional/Technical Services R6876 -0504\1859596v2 . doc misconduct of CONSULTANT, its officers, agents, servants, employees, subcontractors, material men, contractors or their officers, agents, servants or employees (or any entity or individual that CONSULTANT shall bear the legal liability thereof) in the performance of design professional services under this Agreement by a "design professional," as the term is defined under California Civil Code Section 2782.8(c)(2). 3.1.2 Other Indemnities. (a) Other than in the performance of design professional services, and to the fullest extent permitted by law, CONSULTANT shall, at its sole cost and expense, defend, hold harmless and indemnify the Indemnitees from and against any and all damages, costs, expenses, liabilities, claims, demands, causes of action, proceedings, judgments, penalties, liens, and losses of any nature whatsoever, including fees of accountants, attorneys, or other professionals and all costs associated therewith and the payment of all consequential damages (collectively "Claims"), in law or equity, whether actual, alleged or threatened, which arise out of, are claimed to arise out of, pertain to, or relate to the acts or omissions of CONSULTANT, its officers, agents, servants, employees, subcontractors, materialmen, contractors or their officers, agents, servants or employees (or any entity or individual that CONSULTANT shall bear the legal liability thereof) in the performance of this Agreement, including the Indemnitees' active or passive negligence, except for Claims arising from the sole negligence or willful misconduct of the Indemnitees, as determined by final arbitration or court decision or by the agreement of the Parties. CONSULTANT shall defend the Indemnitees in any action or actions filed in connection with any Claim with counsel of the Indemnitees' choice, and shall pay all costs and expenses, including all attorneys' fees and experts' costs actually incurred in connection with such defense. CONSULTANT shall reimburse the Indemnitees for any and all legal expenses and costs incurred by the Indemnitees in connection therewith. (b) CONSULTANT shall pay all required taxes on amounts paid to CONSULTANT under this Agreement, and indemnify and hold CITY harmless from any and all taxes, assessments, penalties, and interest asserted against CITY by reason of the independent contractor relationship created by this Agreement. CONSULTANT shall fully comply with the workers' compensation law regarding CONSULTANT and CONSULTANT's employees. CONSULTANT shall indemnify and hold CITY harmless from any failure of CONSULTANT to comply with applicable workers' compensation laws. CITY may offset against the amount of any fees due to CONSULTANT under this Agreement any amount due to CITY from CONSULTANT as a result of CONSULTANT's failure to promptly pay to CITY any reimbursement or indemnification arising under this subparagraph (b). (c) CONSULTANT shall obtain executed indemnity agreements with provisions identical to those in this Section 3.1 from each and every subcontractor or any other person or entity involved by, for, with or on behalf of CONSULTANT in the performance of this Agreement, If CONSULTANT fails to obtain such indemnities, CONSULTANT shall be fully responsible and indemnify, hold harmless and defend the Indemnitees from and against any and all Claims in law or equity, whether actual, alleged Page 3 of 12 Agreement for On -Call Professional/Technical Services R6876-0504\1859596v2.doc or threatened, which arise out of, are claimed to arise out of, pertain to, or relate to the acts or omissions of CONSULTANT's subcontractor, its officers, agents, servants, employees, subcontractors, materialmen, contractors or their officers, agents, servants or employees (or any entity or individual that CONSULTANT's subcontractor shall bear the legal liability thereof) in the performance of this Agreement, including the Indemnitees' active or passive negligence, except for Claims arising from the sole negligence or willful misconduct of the Indemnitees, as determined by final arbitration or court decision or by the agreement of the Parties. 3.1.3 Workers' Compensation Acts not Limiting. CONSULTANT's obligations under this Article 3, or any other provision of this Agreement, shall not be limited by the provisions of any workers' compensation act or similar act. CONSULTANT expressly waives its statutory immunity under such statutes or laws as to CITY, its officers, agents, employees and volunteers. 3.1.4 Insurance Requirements not Limiting. CITY does not, and shall not, waive any rights that it may possess against CONSULTANT because of the acceptance by CITY, or the deposit with CITY, of any insurance policy or certificate required pursuant to this Agreement. This hold harmless and indemnification provisions in this Article 3 shall apply regardless of whether or not any insurance policies are determined to be applicable to the Liabilities, Claims, tax, assessment, penalty or interest asserted against CITY. 3.1.5 Survival of Terms. The indemnification in this Article 3 shall survive the expiration or termination of this Agreement. 3.2 Insurance 3.2.1 General Liability Insurance CONSULTANT shall at all times during the term of the Agreement carry, maintain, and keep in full force and effect, a policy or policies of Commercial General Liability Insurance, with minimum limits of one million dollars ($1,000,000) for each occurrence and two million dollars ($2,000,000) general aggregate for bodily injury, death, loss or property damage for products or completed operations and any and all other activities undertaken by CONSULTANT in the performance of this Agreement. The policy or policies shall be issued by an insurer admitted or authorized to do business in the State of California and rated in A.M. Best's Insurance Guide with a rating of A:VII or better. 3.2.2 Professional Liability Insurance CONSULTANT shall at all times during the term of this Agreement, carry, maintain, and keep in full force and effect a policy or policies of professional liability insurance with a minimum limit of one million dollars ($1,000,000) per claim and aggregate for errors and/or omissions of CONSULTANT in the performance of this Agreement. The policy or policies shall be issued by an insurer admitted or authorized to do business in the State of California and rated in Best's Insurance Guide with a rating of Page 4 of 12 Agreement for On -Call Professional/Technical Services R6876-0504\ 1859596v2 . doc A:VII or better. If a "claims made" policy is provided, such policy shall be maintained in effect from the date of performance of work or services on CITY's behalf until three (3) years after the date of work or services are accepted as completed. Coverage for the post -completion period may be provided by renewal or replacement of the policy for each of the three (3) years or by a three-year extended reporting period endorsement, which reinstates all limits for the extended reporting period. If any such policy and/or policies have a retroactive date, that date shall be no later than the date of first performance of work or services on behalf of CITY. Renewal or replacement policies shall not allow for any advancement of such retroactive date. 3.2.3 Automobile Liability Insurance .Automotive Insurance (Form CA 0001 (Ed 1/87) including "any auto" and endorsement CA 0025 or equivalent). A policy of comprehensive automobile liability insurance written on a per occurrence for bodily injury and property damage in an amount not Tess than $1,000,000. Said policy shall include coverage for owned, non - owned, leased, hired cars and any automobile. 3.2.4 Worker's Compensation Insurance CONSULTANT agrees to maintain in force at all times during the performance of work under this Agreement worker's compensation insurance as required by the law. CONSULTANT shall require any subcontractor similarly to provide such compensation insurance for their respective employees. 3.2.5 Notice of Cancellation (a) All insurance policies shall provide that the insurance coverage shall not be cancelled or modified by the insurance carrier without thirty (30) days prior written notice, or ten (10) days notice if cancellation is due to nonpayment of premium. CONSULTANT shall provide immediate notice to CITY, if CONSULTANT receives a cancellation or policy revision notice from the insurer. (b) CONSULTANT agrees that it will not cancel or reduce any required insurance coverage. CONSULTANT agrees that if it does not keep the insurance in full force and effect, CITY may either immediately terminate this Agreement or, if insurance is available at a reasonable cost, CITY may take out the necessary insurance and pay, at CONSULTANT's expense, the premium thereon. Page 5 of 12 Agreement for On -Call Professional/Technical Services R6876 -050411859596v2. doc 3.2.6 Entire Policy and Certificate of Insurance At all times during the term of this Agreement, CONSULTANT shall maintain on file with the City Clerk both a copy of the entire policy and a certificate of insurance showing that the policies are in effect in the required amounts. The commercial general liability policy shall contain endorsements naming CITY, its officers, agents and employees as additional insureds. 3.2.7 Primary Coverage The insurance provided by CONSULTANT shall be primary to any coverage available to CITY. The insurance policies (other than workers compensation and professional liability) shall include provisions for waiver of subrogation. ARTICLE 4 TERMINATION 4.1 Termination of Agreement (a) This Agreement may be terminated at any time, with or without cause, by CITY upon ten (10) days prior written notice or by CONSULTANT upon ninety (90) days prior written notice. Notice shall be deemed served if completed in compliance with Section 6.15. (b) CONSULTANT shall cease all work under this Agreement on or before the effective date of termination specified in the notice of termination. In the event of termination or cancellation of this Agreement by CONSULTANT or CITY, due to no fault or failure of performance by CONSULTANT, CONSULTANT shall be paid compensation for all services performed by CONSULTANT, in an amount to be determined as follows: for work satisfactorily done in accordance with all of the terms and provisions of this Agreement as determined by CITY, CONSULTANT shall be paid an amount equal to the percentage of services performed prior to the effective date of termination or cancellation in accordance with the work items; provided, in no event shall the amount of money paid under the foregoing provisions of this paragraph exceed the amount which would have been paid to CONSULTANT for the full performance of the services described in this Agreement. ARTICLE 5 OWNERSHIP OF DOCUMENTS 5.1 Ownership of Documents and Work Product All final documents, plans, specifications, reports, information, data, exhibits, photographs, images, video files and media created or developed by CONSULTANT pursuant to this Agreement ("Written Products") shall be and remain the property of CITY without restriction or limitation upon its use, duplication or dissemination by CITY. All Written Products shall be considered "works made for hire," and all Written Page 6 of 12 Agreement for On -Call Professional/Technical Services R6876 -0504\1859596v2 . doc Products and any and all intellectual property rights arising from their creation, including, but not limited to, all copyrights and other proprietary rights, shall be and remain the property of CITY without restriction or limitation upon their use, duplication or dissemination by CITY. CONSULTANT shall not obtain or attempt to obtain copyright protection as to any Written Products. CONSULTANT hereby assigns to CITY all ownership and any and all intellectual property rights to the Written Products that are not otherwise vested in CITY pursuant to the paragraph directly above this one. CONSULTANT warrants and represents that it has secured all necessary licenses, consents or approvals to use any instrumentality, thing or component as to which any intellectual property right exists, including computer software, used in the rendering of the services and the production of all Written Products produced under this Agreement, and that CITY has full legal title to and the right to reproduce the Written Products. CONSULTANT shall defend, indemnify and hold CITY, and its elected officials, officers, employees, servants, attorneys, designated volunteers, and agents serving as independent contractors in the role of CITY officials, harmless from any loss, claim or liability in any way related to a claim that CITY's use of any of the Written Products is violating federal, state or local laws, or any contractual provisions, or any laws relating to trade names, licenses, franchises, copyrights, patents or other means of protecting intellectual property rights and/or interests in products or inventions. CONSULTANT shall bear all costs arising from the use of patented, copyrighted, trade secret or trademarked documents, materials, equipment, devices or processes in connection with its provision of the services and Written Products produced under this Agreement. In the event the use of any of the Written Products or other deliverables hereunder by CITY is held to constitute an infringement and the use of any of the same is enjoined, CONSULTANT, at its expense, shall: (a) secure for CITY the right to continue using the Written Products and other deliverables by suspension of any injunction, or by procuring a license or licenses for CITY; or (b) modify the Written Products and other deliverables so that they become non -infringing while remaining in compliance with the requirements of this Agreement. This covenant shall survive the termination of this Agreement. Upon termination, abandonment or suspension of the Project, the CONSULTANT shall deliver to CITY all Written Products and other deliverables related to the Project without additional cost or expense to CITY. If CONSULTANT prepares a document on a computer, CONSULTANT shall provide CITY with the document both in a printed format and in an electronic format that is acceptable to CITY. ARTICLE 6 GENERAL PROVISIONS 6.1 Representation The CITY representative shall be the Director of Public Works or his or her designee, and CONSULTANT shall notify CITY of CONSULTANT's designated Page 7 of 12 Agreement for On -Call Professional/Technical Services R6876-0504\1859596v2.doc representative. These individuals shall be the primary contact persons for the parties regarding performance of this Agreement. 6.2 Fair Employment Practices/Equal Opportunity Acts In the performance of this Agreement, CONSULTANT shall comply with all applicable provisions of the California Fair Employment Practices Act (California Government Code Sections 12940-48), the applicable equal employment provisions of the Civil Rights Act of 1964 (42 U.S.C. 200e-217), and the Americans with Disabilities Act of 1990 (42 U.S.C. § 11200, et seq.). 6.3 Audit The CITY or its representative shall have the option of inspecting, auditing or inspecting and auditing all records and other written materials used by CONSULTANT in preparing its billings to CITY as a condition precedent to any payment to CONSULTANT. CONSULTANT will promptly furnish documents requested by CITY. Additionally, CONSULTANT shall be subject to State Auditor examination and audit at the request of CITY or as part of any audit of CITY, for a period of three (3) years after final payment under this Agreement. 6.4 Personnel CONSULTANT represents that it has, or shall secure at its own expense, all personnel required to perform CONSULTANT's services under this Agreement. Any person who performs engineering services pursuant to this Agreement shall be licensed as a Civil Engineer by the State of California and in good standing. CONSULTANT shall make reasonable efforts to maintain the continuity of CONSULTANT's staff who are assigned to perform the services hereunder and shall obtain the approval of the Director of Public Works of all proposed staff members who will perform such services. CONSULTANT may associate with or employ associates or subcontractors in the performance of its services under this Agreement, but at all times shall CONSULTANT be responsible for its associates and subcontractors' services. 6.5 CONSULTANT's Representations CONSULTANT represents, covenants and agrees that: a) CONSULTANT is licensed, qualified, and capable of furnishing the labor, materials, and expertise necessary to perform the services in accordance with the terms and conditions set forth in this Agreement; b) there are no obligations, commitments, or impediments of any kind that will limit or prevent CONSULTANT's full performance under this Agreement; c) to the extent required by the standard of practice, CONSULTANT has investigated and considered the scope of services performed, has carefully considered how the services should be performed, and understands the facilities, difficulties and restrictions attending performance of the services under this Agreement. Page 8 of 12 Agreement for On -Call Professional/Technical Services R6876 -0504\1859596v2. doc 6.6 Conflicts of Interest CONSULTANT agrees not to accept any employment or representation during the term of this Agreement or within twelve (12) months after completion of the work under this Agreement which is or may likely make CONSULTANT "financially interested" (as provided in California Government Code Sections 1090 and 87100) in any decisions made by CITY on any matter in connection with which CONSULTANT has been retained pursuant to this Agreement. 6.7 Legal Action (a) Should either party to this Agreement bring legal action against the other, the validity, interpretation, and performance of this Agreement shall be controlled by and construed under the laws of the State of California, excluding California's choice of law rules. Venue for any such action relating to this Agreement shall be in the Los Angeles County Superior Court. (b) If any legal action or other proceeding, including action for declaratory relief, is brought for the enforcement of this Agreement or because of an alleged dispute, breach, default or misrepresentation in connection with this Agreement, the prevailing party shall be entitled to recover reasonable attorneys' fees, experts' fees, and other costs, in addition to any other relief to which the party may be entitled. (c) Should any legal action about a project between CITY and a party other than CONSULTANT require the testimony of CONSULTANT when there is no allegation that CONSULTANT was negligent, CITY shall compensate CONSULTANT for its testimony and preparation to testify at the hourly rates in effect at the time of such testimony. 6.8 Assignment Neither this Agreement nor any part thereof shall be assigned by CONSULTANT without the prior written consent of CITY. Any such purported assignment without written consent shall be null and void, and CONSULTANT shall hold harmless, defend and indemnify CITY and its officers, officials, employees, agents and representatives with respect to any claim, demand or action arising from any unauthorized assignment. Notwithstanding the above, CONSULTANT may use the services of persons and entities not in CONSULTANT's direct employ, when it is appropriate and customary to do so. Such persons and entities include, but are not necessarily limited to, surveyors, specialized consultants, and testing laboratories. CONSULTANT's use of subcontractors for additional services shall not be unreasonably restricted by CITY provided CONSULTANT notifies CITY in advance. Page 9 of 12 Agreement for On -Call ProfessionallTechnical Services R6876 -0504\1859596v2 . doc 6.9 Independent Contractor CONSULTANT is and shall at all times remain, as to CITY, a wholly independent contractor. Neither CITY nor any of its agents shall have control over the conduct of CONSULTANT or any of the CONSULTANT's employees, except as herein set forth, and CONSULTANT is free to dispose of all portions of its time and activities which it is not obligated to devote to CITY in such a manner and to such persons, firms, or corporations as the CONSULTANT wishes except as expressly provided in this Agreement. CONSULTANT shall have no power to incur any debt, obligation, or liability on behalf of CITY or otherwise act on behalf of CITY as an agent. CONSULTANT shall not, at any time or in any manner, represent that it or any of its agents, servants or employees, are in any manner agents, servants or employees of CITY. CONSULTANT agrees to pay all required taxes on amounts paid to CONSULTANT under this Agreement, and to indemnify and hold CITY harmless from any and all taxes, assessments, penalties, and interest asserted against CITY by reason of the independent contractor relationship created by this Agreement. CONSULTANT shall fully comply with the workers' compensation law regarding CONSULTANT and its employees. CONSULTANT further agrees to indemnify and hold CITY harmless from any failure of CONSULTANT to comply with applicable workers' compensation laws. The CITY shall have the right to offset against the amount of any fees due to CONSULTANT under this Agreement any amount due to CITY from CONSULTANT as a result of its failure to promptly pay to CITY any reimbursement or indemnification arising under this Article. 6.10 Titles The titles used in this Agreement are for general reference only and are not part of the Agreement. 6.11 Entire Agreement This Agreement, including any other documents incorporated herein by specific reference, represents the entire and integrated agreement between CITY and CONSULTANT and supersedes all prior negotiations, representations or agreements, either written or oral. This Agreement may be modified or amended, or provisions or breach may be waived, only by subsequent written agreement signed by both parties. 6.12 Construction In the event of any asserted ambiguity in, or dispute regarding the interpretation of any matter herein, the interpretation of this Agreement shall not be resolved by any rules of interpretation providing for interpretation against the party who causes the uncertainty to exist or against the party who drafted the Agreement or who drafted that portion of the Agreement. Page 10 of 12 Agreement for On -Call Professional/Technical Services R6876 -0504\1859596v2 . doc 6.13 Non -Waiver of Terms, Rights and Remedies Waiver by either party of any one or more of the conditions of performance under this Agreement shall not be a waiver of any other condition of performance under this Agreement. In no event shall the making by CITY of any payment to CONSULTANT constitute or be construed as a waiver by CITY of any breach of covenant, or any default which may then exist on the part of CONSULTANT, and the making of any such payment by CITY shall in no way impair or prejudice any right or remedy available to CITY with regard to such breach or default. 6.14 Severability If any term or portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions of this Agreement shall continue in full force and effect. 6.15 Notice Except as otherwise required by law, any notice, payment or other communication authorized or required by this Agreement shall be in writing and shall be deemed received on (a) the day of delivery if delivered by hand or overnight courier service during CITY's regular business hours or (b) on the third business day following deposit in the United States mail, postage prepaid, to the addresses listed below, or at such other address as one party may notify the other: To CITY: Responsible Person: Michael Throne, Director of Public Works City of Rancho Palos Verdes 30940 Hawthorne Boulevard Rancho Palos Verdes, CA 90275 To CONSULTANT: Responsible Person: Lew Gluesing, Director of Engineering Willdan Engineering 13191 Crossroads Parkway North, Suite 405 Industry, CA 91746-3443 Page 11 of 12 Agreement for On -Call Professional/Technical Services R6876 -0504\1859596v2 . doc IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date and year first above written. Dated: 10 1 . 16 Willdan Engineering, a California corporation ("CONSULTANT") Dated: i)/(2///,c_ City Clerk R6876-0504\1859596v2.doc By: tOt:L.---- Printed Name: kit //'ate.. Title: Gv&( , r -- By: By: Printed Name: L �� � I.iC)., Title: CITY OF RANCHO PALOS VERDES ("CITY") Bv: APPROVED AS TO FORM: By:iVii-IALCAZ City Att. r ey Page 12 of 12 Agreement for On -Call Professional/Technical Services Exhibit A Consultant's Statement of Qualifications, including Schedule of Hourly Rates Exhibit "A" R6876-0001 \1349487v1.doc R6876-0504\ 1859596v2. doc WW I L L DA N extendinc your Engineering reach September 22, 2015 Ms. Pam Mitchell Administrative Staff Assistant for Ron Dragoo, Senior Engineer City of Rancho Palos Verdes Public Works Department 30940 Hawthorne Boulevard Rancho Palos Verdes, CA 90275-5391 Subject: Statement of Qualifications for On -Call Public Works/Engineering Services Dear Ms. Mitchell: Willdan Engineering (Willdan) is pleased to submit this Statement of Qualifications (SOQ) to the City of Rancho Palos Verdes to provide a full range of municipal engineering services. As a multidisciplinary firm, we have a full complement of resources under one roof to provide a complete range of services to the City of Rancho Palos Verdes. We have assembled a highly experienced and qualified team, all of whom are fully committed to the successful completion of assignments under this contract. Our firm has over four decades of experience providing a wide range of engineering services to local government agencies throughout southern California and the western United States. including civil and traffic engineering, water/wastewater engineering, structural design. landscape architectural, master planning, assessment district engineering, city engineering. special funding administration, geotechnical and material testing. and construction management. Because we focus on the needs of the public sector, we have a perspective on public agency issues that is unique among consulting firms. We believe there are several reasons why Willdan is uniquely qualified to undertake this important assignment for the City of Rancho Palos Verdes: ■ Knowledge of the City — Willdan provided general engineering services to the City of Rancho Palos Verdes on various projects. The services include civil and traffic engineering design, landscape architectural design, survey, pavement engineering. utility coordination, and construction management. For this reason, we have an established working relationship with City staff and a familiarity with City procedures and requirements. Our knowledge of the City will enable us to initiate work quickly and to respond appropriately to issues that arise during the course of this contract. ■ 51+ - Year Track Record — Willdan has extensive experience providing a complete range of engineering services to local agencies on an "as -needed" basis and for specific projects. The firm's capabilities encompass streets and highways, drainage. water/wastewater. signals, traffic programs, bridges and structures, airports, landscaping. and surveys. We provide professional services in all phases of project development, including site analysis and conceptual development; preliminary and final design; and construction observation and administration. Our services also include environmental planning and facility financing. and we employ state-of-the-art computer-aided design. We have direct experience with county. state, and federal processes, regulations, and requirements. Engineering and Planning 1 Energy Efficiency and Sustainability 1 Financial and Econorn,c Consulting 1 National Preparedness and Interoperability 562.908.6200 1 800.499.4484 1 fax: 562.695.2120 1 13191 Crossroads Parkway North. Suite 405, Industry, California 91746-3443 1 www.willdan.corn City of Rancho Palos Verdes On -Call Public Works/ Engineering Services September 22, 2015 Page 2 ■ Extensive Resources — Willdan's nearly 600 employees are available to meet the City's current needs and to provide a quick response in times of heavy workloads, emergencies, and disasters, such as earthquakes and flooding. • Experienced Staff— Willdan's comprehensive engineering services take projects from inception to completion. We will assign appropriately trained and highly qualified individuals to each project. Our staff has extensive experience in providing engineering services for streets and roadways, sewer and water mains, and bridges and structures. • Grant Writing and Management — Willdan has assisted in obtaining outside funding totaling over $260 million for our client cities over the past 23 years. ■ Knowledge of Government Agencies — Willdan's knowledge of and familiarity with the requirements of Caltrans, Los Angeles County Department of Public Works (LACDPW), Los Angeles County Community Development Commission (CDC), and Los Angeles County Metropolitan Transportation Authority (Metro) are unmatched. In addition, Willdan is highly experienced in implementing the requirements of the National Pollutant Discharge Elimination System (NPDES) Permit, the Americans with Disabilities Act (ADA), and the Statewide General Waste Discharge Requirements for Sanitary Sewer Systems (WDR). We appreciate this opportunity to submit our SOQ to the City of Rancho Palos Verdes and look forward to working with you. If you have any questions, please contact Mr. Adel M. Freij at 562.364.8486 or afreij@willdan.com. Respectfully submitted, Willdan Engineering 4)a-- e-P7-4-tt Adel M. Freij, PE William C. Pagett, PE Principal Project Manager Senior Vice President 91005/06-160/S15-003_11798 kail City of FLRancho Palos Verdes CALIFORNIA Table of Contents Executive Summary 1 Willdan Group, Inc. 1 Firm Disciplines 2 Services Capabilities 7 Scope of Work 12 Proposed Staff 20 Subconsultants 26 Related Experience 27 References 29 Schedule of Hourly Rates 30 Insurance 33 Appendix 34 LLDAN Engineering City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services City of Rancho Palos Verc C A? I F OR NIA Executive Summary Willdan Group, Inc. Founded in 1964 and headquartered in Anaheim, California, Willdan Engineering (Willdan), a California corporation, is a subsidiary of Willdan Group, Inc., (WGI) a publicly -traded Delaware corporation. Throughout its 51 -year history, Willdan has dedicated itself to providing public agencies with reliable engineering and consulting services. Combining depth of staffing, state-of-the-art technical resources, and local offices rooted in their communities, Willdan has earned its reputation as a problem solver across a wide range of client interests. We understand the concerns of government agencies — especially those of local government. Willdan offers a broad scope of expertise that uniquely qualifies us to serve the needs of cities, counties, special districts, and state and federal agencies. Willdan has historically concentrated our efforts in the area of public works engineering for cities and counties. Since its establishment, Willdan has expanded in size, location, and service capabilities. We have evolved into a professional consulting firm offering a broad array of services that provide a comprehensive and integrated approach to our clients' needs. The firm has been a consistent industry leader in providing all aspects of municipal and infrastructure engineering, public works contracting, construction management, planning, building safety, public financing, homeland security, environmental investigation and remediation, and energy efficiency and management. WGI's corporate -wide capabilities include: Engineering • City Engineering • Contract Staff Augmentation • NPDES/TMDL Compliance and Administration • Assessment Engineering • Grant Funding Acquisition/Administration • Disaster Recovery ■ Landscape Architecture • Planning/Environmental Impact Report Study • Building Safety • Forensic Geotechnical Investigation ■ Geotechnical/Foundation Testing/Inspection • Civil Design • Public Works Observation • Program/Construction Management • Land Development Plan Review • Project Management • Survey/Mapping/GIS/ROW Engineering • Structural Design • Traffic and Transportation Design • Water/Wastewater Design • Materials Testing • Seismic Hazard Financial Services • Assessment District Administration • Cost Allocation/ Study • Develo . ment Fee Stud Homeland Solutions • Infrastructure Protection • Needs Assessment • Fiscal Impact Analysis • Utility Rate Analysis • Arbitra• e/Rebate • Large Event Security Resource Solutions • Environmental Assessment/Audit • Munitions Investi•ation Ener• Solutions • Soil/Groundwater Investigation • Demand Side Energy Management • Renewable Resources/Sustainability • Energy Efficiency • Water Conservation Today, WGI has nearly 600 employees operating out of 26 offices located throughout the United States. WI LLDAN Engineering City of Rancho Palos Verdes Statement of Qualifications for PuL ,: Works/ Engineer , Services t! City of Rancho Palos Verdes CALIFORNIA Firm Disciplines Willdan possesses expertise in all facets of the public sector. The services required for the City of Rancho Palos Verdes are directly related to our core competencies. No other firm matches Willdan's combined breadth of directly relevant technical and operational expertise and depth of experience. We are truly the City's one-stop shop to meet virtually any municipal service need. Willdan's engineering disciplines include: Cit En • ineerin • and Contract Staff Support • Capital Improvements Planning • User Rate Studies • Planning Commission Services • Construction Project Management and Inspection • Im.act Studies PM/CM Program Management Services • Design Management • Agency Approval Assistance • Cost Estimating • Bid Administration • Contract Administration • Claims Review and Investigation • Federal Labor Compliance • Public Relations • Documentation of Pre -Construction Conditions • Field Inspection • Testing Oversight • Preparation of As -Built Plans Civil Plan Review Development Plan Review • Grading Plans • Erosion Control Plans • Street Improvement Plans • Tentative and Final Subdivision Ma.s Trans • ortation En • ineerin Airport Engineering • Runway Modifications • Drainage On-site/Off-site • Signing and Striping • Roadway and Parking Lot Lighting Design • Taxiway and Apron Improvements • Utilities • Circulation and Traffic Studies • Grant Administration • Master Plans • Project Approval Documents • HOV Lanes • Local Streets and Roads • Noise Barriers • Transportation Planning W'wILLDAN Engineering • Funding Application Assistance • Special Assessments • Contract Administration • Roadway Design, Inventory. and Rehabilitation • Communit Outreach • Planning Approval Assistance • Funding Assistance Construction Management Services • Constructability Review • Resident Engineering • Construction Observation • Utility Coordination • Material Sampling and Testing Construction Inspection Services • Meetings • Reporting and Documenting • Punch List Preparation • Project Closeout • Certificates of Compliance ■ Street Lighting and Traffic Signal Plans • Storm Drain Plans ■ Sewer, Water, and Utility Plans • Runway and Taxiway Design • Drainage Improvements • Geology and Geotechnical ■ Pavement Management and Rehabilitation • Roadway Design • T -Hangers Airport Planning and Entitlements • Financial Management • Grant Procurement Highway Engineering • Freeway Interchanges • Highway and Bridge Design • Pavement Management and Reconstruction • Seismic Retrofitting Rail Engineering 2 City of Rancho Palos Verdes Statement of Qualifications for PuWorks/ Engineering Services City of Rancho Palos Verdes CALIFORNIA ■ Railroad Grade Se.arations Water Resources Water Supply • Planning • Inspection ■ Water System Improvements Wastewater • Planning • Inspection • Sewer System Management • Stormwater Program Management ■ Master Plans • Feasibility Studies ■ Storm Water and Drainage Design • Financial, Legal, Political, Regulatory, and Technical Requirements • Hydraulic Models ■ Debris Dam and Side Weir Desi•n Disaster Recover Services • Operation of One -Stop Building Permit Centers • Replacement or Repair of Damaged Storm Drains, Streets, and Bridges ■ Hazard Mitigation Plans • Street and Storm Drain Clean -Up • Preparation and Implementation of a Near - Term Erosion and Sediment Control Program ■ Fast Mobilization Response • Transit En•ineerin • Master Plans • Design • Evaluation and Studies • Water and Energy Conservation • Master Plans • Design • Evaluation and Rehabilitation of Sewage Systems • Sewage Lift Stations Flood Control and Stormwater/NPDES • Hydrology Reports • Federal Insurance Studies (LOMR, CLOMR) • Channel Improvements • Pollution Discharge Requirements(NPDES)/Permit Processing • Scour and Sediment Transport Analysis • FEMA Public Assistance • Guaranteed Ran Check and Inspection Turn - Around Performance • Ability to Staff Up and Staff Down with the Workload • Removal of Burned Vehicles • Establishment and Management of Citywide Debris Removal Program -V . 1 1 U.• •' 1• • ALTA Surveys • Boundary Surveys ■ Control Surveys • Easements and Legal Descriptions • Aerial Mapping • Construction Layout • Design Surveys • Expert Witness • Geo ra hic Information S stems • Wastewater Collection System Mapping and Modeling ■ ▪ Field Data Collection Stormwater Collection System Mapping and • Water Distribution System Mapping and Modeling Stormwater Collection System Mapping and Modeling • Hydrologic and Hydraulic Modeling • Municipal Planning and Zoning ■ Building Permits • Vehicle Routing • Disaster Management ■ GASB 34 Asset Inventory • Maintenance District Mapping • Street Address Assignment \PV'WI LLDAN Engineering 3 • Pavement Management • Land Subdivision • Transportation Planning and Traffic Analysis • Public Safety — Police, Fire • NPDES IC/ID Reporting • Assessment District Management • Housing Inventory/Blight Analysis City of Rancho Palos Verdes Statement of Qualifications for PL tip yu sl Engin e= y � Eu City of Rancho Palos Verdes CAL IF OR NIA Community Development • Property Rehabilitation Programs • Redevelopment • Labor Standards Compliance • Interim City/County Staff Assignments • On -Call Support • Expert/Specialized Staff • Staff Training • Start -Up of New Planning Departments • CEQA/NEPA Compliance/Document Preparation • Mitigation Monitoring Programs • Third -Party Environmental Review Urban Planning and Design • Specific Plans • Land -Use Plans and Studies • Design Manuals and Guidelines • GIS Databases and Mapping • Smart Growth Pro.rams Landscape Architecture Landscape Design • Parks and Sports Field Design • Construction Documents and Bidding • Recreational Trails Design • Native Vegetation Mitigation • Construction Management and Administration • Plan Check Services ■ Irrigation Systems Auditing • Street Tree Inventories • Management Contract Documentation and Administration ■ Site Planning • Master Plannin Structural En•ineerin Consulting Services • Bridge Advance Planning Studies • Bridge Evaluations • Bridge Sufficiency Rating Analysis Bridge Preliminary Engineering • Bridge Preliminary Design Design and Construction • Freeway Overcrossing, Undercrossing, and Ramp • Railroad Bridge and Grade Separation WI LLDAN Engineering • Grant Applications/Administration • Housing Studies and Programs • Economic Development Contract Staff Services • Overload Case Processing • Expedited Permit Processing • Project Management • Evaluation of Department Staffing and Operations Environmental Planning • Technical Studies/Resource Assessments • Agency and Process Coordination • Legal Challenge Assistance • General Plan Elements • Zoning Ordinances/Development Codes • Community Plans • Site Planning and Analysis • Urban Design Plans • Recreation Facility Design • Urban Beautification • Design Manuals and Guidelines • Photographic View Simulations Landscape Management • Landscape Maintenance Contract Updates • Assessment Districts/Homeowners Associations Inventories Urban Forestry • Policy and Procedure Developments • Landscape Planning • 4 Resource and Cost Analysis Services • Study and Analysis • Bridge Planning/Feasibility Studies • Bridge Inventory and Operating Rating Study • HBRR (now HBP) Funding Application • Bridge Type Selection Report • Seismic Retrofit Strategy Report • Local Bridge Replacement/Rehabilitation • High -Occupancy Vehicle (HOV) Bridge Widening • Bridge Seismic Retrofit. City of Rancho Palos Verdes Statement of Qualifications for Pub}. Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA Buildin• and Safe Plan Review and Inspection • Residential • Medical • Casinos • Solar Installations • Plan Reviewers • Counter Support • Code Enforcement Staff Certifications • Architectural • Electrical • Fire • Mechanical • Structural • Commercial • Industrial • Schools • Correctional Facilities Contract Staffing • Inspectors • Permit Technicians • Building Official • ADA • CASp • Energy • Green Building • Plumbing Code Enforcement • Review, Study, and Analysis of Existing Programs • Neighborhood Cleanup and Improvement Programs • Development of Educational Materials ■ Provide Full -Time, Part -Time. Interim and/or Weekend Staff as On -Site Employees • Development of Ordinances and Writing of Grant Pro.osals Traffic Engineering Studies and Analysis • Traffic Impact Fee Development • Suggested Route to School Studies • Engineering and Traffic Surveys • City Traffic Engineer Staffing • Operation and Roadway Improvements Traffic Design and Operations • Signal Interconnect Design • Engineering and Traffic Surveys ■ Commuter Rail Projects • Bus Transit Systems ■ Street Lighting Systems • Vehicle Abatement and Parking Enforcement • Community Education Programs • Provide Project Managers and/or Supervisors as On -Site Employees • Development, Implementation, and Staffing of Graffiti Abatement Programs • Assist in Enforcement, including Prosecution b Cit and District Attorne s • Traffic Impact Analysis • Parking. Circulation, Crosswalk and School - Area Safety • Pedestrian City Traffic Engineering • Grant Applications to State and Federal Agencies • Work Area Traffic Control Training • Geometric Design • Computer -Assisted Traffic Signal Coordination Timing • Traffic Signal, Signing and Striping, Design • Transportation Modeling • Traffic Signal Control System Design. Implementation, and Operation For any project to be successful, organization and positive management of the consultant team is essential. That is why we assign a senior member of our staff, Mr. William C. Pagett, PE, Senior Vice President, to coordinate with the City's staff for the duration of the contract. Mr. Adel Freij, PE, Principal Project Manager, will act as the primary contact with the City's staff and is responsible for ensuring that the City's needs are met, that work efforts are fully coordinated, and that work performance is at the highest technical level. We have designated skilled employees to our Rancho o ii(W1 Engineering 5 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineer if iy V� City of Rancho Palos Verdes CALIF OR NIA Palos Verdes consultant team project, including individuals available to provide bilingual services to the City Our team has developed proficient and effective procedures to maintain a high level of service from establishing a course of action and developing a project schedule to enacting and completing the project. State-of-the-art computer hardware and software are combined with and incorporated into every project. With our specialized understanding of governmental agencies' operations, not only at the local level but at the State and Federal level as well, we have been successful in obtaining over $260 million in special funds and grants for our clients. A/'WI LLDAN Engineering 6 City of Rancho Palos Verdes Statement of Qualifications fv r Pub Works/ Engineering Services City of Rancho Palos Verdes Services Capabilities Willdan is unique among consulting firms due to the range of services we offer and our primary orientation to serving public sector clients. Because we provide multiple municipal engineering services, Willdan can provide comprehensive service even under severe timelines. The resources and expertise of the entire company are available to meet the demands of each assignment. Our staff understands the uniqueness of public agency needs and issues; they serve as city engineers, traffic engineers, planning directors, building officials, and public agency staff members on a contract basis for numerous cities and counties. This orientation provides insights into the issues facing municipalities and other public agencies and enables us to offer relevant and timely solutions. The following highlights our service capabilities. General Civil Engineering Design Services Willdan's highly trained and experienced civil engineering staff is supported by technical experts in various disciplines throughout the company. As a result, Willdan offers a range of expertise that only a large firm can provide. Willdan's civil design expertise includes: transportation engineering; hydrology, drainage, flood control, and water/wastewater engineering. Willdan offers a complete range of engineering and support services to implement transportation projects. The firm's team of engineering professionals combines practical knowledge and technical expertise to develop solutions that are unique and customized to each need. With an extensive staff that includes civil, structural, traffic, and bridge engineers, Willdan has designed numerous types of transportation facilities, has managed transportation projects from initial project analysis through final design and construction, and has prepared pavement investigation design reports, pavement failure investigation reports, and pavement management system reports Willdan has expertise in all aspects of hydrology, drainage, and flood control, ranging from local and regional drainage and flood control improvements to hydraulic and sediment transport analyses of major rivers. In addition, Willdan's design experience encompasses virtually every type of water and wastewater system project, including collection systems, disposal facilities, distribution pipelines, master plans, production wells, pump stations, reservoirs, studies, telemetry monitoring systems, and treatment facilities. Transportation Engineering Major Highway Facilities Roadway Improvements Bridges and Structures Curbs, Gutters, and Sidewalks Rail/Transit Systems Airport Development Pavement Management Systems Hydrology, Drainage, Flood Control and Water/Wastewater Engineering Services Master Plans Feasibility Studies Storm Drain/Flood Control Facilities Planning Storm Drain/Flood Control Design NPDES Requirements Hydraulic Models Scour and Sediment Transport Analysis Debris Dam and Side Weir Design Sewer Design IWI LLDAN Engineering 7 st_ City of Rancho Palos Verdes er it of Qualifications for Poi:iiiL,; ti'= orks/ Eny ;;; ;_ iy ,De i i ;es City of Rancho Palos Verdes CALIF OR NI A Traffic Engineering Services Willdan specializes in providing traffic engineering and planning services to governmental agencies. Our services range from responding to citizen complaints to designing and managing multimillion dollar capital improvement projects. Currently, our staff serves as contract city traffic engineers or provides traffic engineering services for approximately 40 cities in the southwest. Our front-line knowledge and understanding of local road and traffic conditions are the cornerstone of our services. Wilidan's traffic engineering staff applies state-of-the-art concepts to confirm the adequacy of transportation facilities, to determine the need for traffic control devices, and to ensure the safe and efficient operation of the transportation system. Our staff of experts conducts traffic surveys and data collection, investigates motorist and vehicle characteristics identifying and making recommendations on traffic safety, utilizes traffic laws and enforcement to determine traffic signal timing, and evaluates highway operations. Willdan prepares traffic engineering designs to warn, regulate, and guide traffic. We develop geometric design and channelization, traffic signal and street lighting plans, parking lot designs.. and develop traffic control plans for construction. Traffic Engineering Services Traffic Signal and Control Systems Signing and Striping Plans Circulation Systems Parking Studies/Management Street Lighting Traffic Management Plans (TMPs) Transportation Demand Management (TDM) Analyses Capacity Evaluations Bicycle and Pedestrian Facilities Traffic Impact Studies Neighborhood Traffic Management Suggested Route to School and Pedestrian Studies Engineering and Traffic Surveys Survey Willdan currently provides professional subdivision map and engineering plan check services for numerous cities and counties throughout California. These services include preparing and/or reviewing easement documents, lot line adjustments, parcel and tract maps, dedications, and vacations, along with ensuring compliance with the Subdivision Map Act. Willdan's survey and mapping services are provided to many cities and counties throughout California. These services include design survey and construction staking, monument restoration, boundary survey, right- of-way engineering, and ensuring maps and documents are drawn to the Subdivision Map Act standards for recordation. WI LLDAN Engineering 8 Subdivision Map/Plan Check Services Easement Documents Lot Line Adjustments Parcel and Tract Maps Review Dedications/Vacations Subdivision Map Act Compliance Improvement Plan Check Survey Design Survey and Construction Staking Topographic Survey Monument Restoration Boundary Survey Right -of -Way Acquisition and Engineering Legal Descriptions and Appraisals Geographic Information Systems (GIS) City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA Landscape Architectural Services Willdan's Landscape Architecture Group focuses on designing landscapes for public improvement projects, such as park and recreational facilities, community centers, and roadway beautification. In developing quality projects and plans, our landscape architects apply their talents and knowledge of site analysis, user needs programming, site design, urban design, landscape preservation, land management, water conservation, and land reclamation. With experience, mostly in California, our landscape Landscape Architectural Services Landscape Design Plans, Specifications, and Estimates Landscape Studies and Reports Irrigation Plans Plan Checking Arborist Services Facilities Architecture and Design architects offer an essential array of services and expertise that adds long-term value to projects and communities. Funding Administration Willdan is highly experienced in regulations pertaining to the expenditures of Federal, State, County, and local funds, which include Proposition C, Community Development Block Grant (CDBG), State Transportation Program — Local (STPL), Proposition A, State Gas Tax, and various other grant and funding sources. Willdan has coordinated, prepared, and submitted all necessary documentation to the METRO and Caltrans to assist cities in securing federal authorization and obligation of funds for projects. When requested, Willdan has prepared funding applications, invoices, and other required documentation. Special Funding Administration State Transportation Program — Local (STPL) Proposition C Community Development Block Grant (CDBG) Proposition A Measure R CaII for Projects Proposition 42 Proposition IB Safe Routes to School (SR2S & SRTS) Transportation Development Act (TDA) Highway Bridge Program (HBP) Hazard Elimination Safety (HES) American Recovery and Reinvestment Act (ARRA) Willdan's staff has extensive experience in preparing and submitting required documentation to Metro and Caltrans for federal and state funded projects including STPL, SR2S & SRTS, HBP (HBRR), ARRA, and HES. Although each program may encompass different components and requirements, the general process remains the same following the Caltrans Local Assistance Procedures Manual (LAPM). Willdan also keeps informed of revisions (LPPs) to procedures and forms in the LAPM. We have assisted cities at various stages of the federal/state-funded project as follows: ■ FTIP Programming • Request to Initiate a Federally Funded Project • Request for Authorization to Proceed with Construction • Award Submittal ■ Progress Invoice ■ Final Report of Expenditures LLDAN Engineering 9 City of Rancho Palos Verdes Statement of Qualifications for Pu :. Ks/ Eny Lm City of Rancho Palos Verdes A sample of the required federal documentation includes: • TIP New Project Form • PS&E Certification • Obligation Plan ■ No Right -of -Way Certification • Request to Initiate a Federally Funded Project • Field Review ■ Resident Engineer's Construction • Preliminary Environmental Study Contract Administration Checklist • Local Programs Agreement Checklist • Local Agency Contract Award Checklist • Request for Authorization and Data Sheets • Detail Estimate and Summary • Finance Letter • Federal Report of Expenditures Letter and Checklist • Local Agency Final Inspection Form • Materials Certificate Willdan also maintains excellent relations with Caltrans' District Local Assistance Engineers and Metro's staff and will answer questions regarding the submittals and status of the projects. City Engineering Services Willdan's City Engineering Group performs general engineering services for many cities in California and Arizona. Our goal is to come up with solutions in helping cities serve their constituents; whether temporary, as -needed assistance, or long-term assignments. We specialize in preparing capital improvement programs, annual budgets, assisting in grant writing and funding applications. and researching infrastructure for GASB 34 statement evaluation. Our city engineering staff also provides recommendations for the implementation of National Pollutant Discharge Elimination System (NPDES) and Americans with Disabilities Act (ADA) requirements. City Engineering Services Capital Improvement Programs Grant Writing and Funding Assistance City Engineer ADA/NPDES Requirements GASB 34 Statement Evaluation Construction Management Services Willdan offers a full complement of construction management, observation, and testing services for public works projects, including streets and highways, bridges, transit facilities, buildings, parking lots, park facilities, utilities, and infrastructure facilities, including sewer, water, and storm drain systems. We provide skilled resident engineers, construction/project managers, and construction observers who can monitor and direct activities to keep construction on schedule and within budget. Willdan's approach to construction management and observation establishes a set of guidelines specifically tailored to the client's standards and project goals. Document control is also emphasized. Project coordination with adjacent contracts and agencies is stressed to address potential problems and eliminate adverse impacts to construction progress. Construction Management Services Cost Estimating Constructability Reviews Bid Administration Resident Engineering Contract Administration Construction Observation Claims Review and Investigation Utility Coordination Federal Labor Compliance Material Sampling and Testing Public Relations WWI LLDAN Engineering 10 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA Geotechnical and Material Testing Services Willdan Geotechnical provides geological and geotechnical and material testing services for many public agencies in California and the Western United States. Willdan Geotechnical is equipped with a full- service soils laboratory, licensed by the City of Los Angeles. With extensive experience throughout Los Angeles, Orange, San Bernardino, Riverside, and Ventura Counties, Willdan Geotechnical is Geotechnical and Material Testing Services Geotechnical Engineering Slope Stability and Settlement Analysis Earthquake and Seismic Hazard Analysis Engineering Geology and Hydrogeology Full -Service Geotechnical Laboratory Materials Sampling and Testing intrinsically familiar with local geologic, geotechnical, and seismic conditions. LLDAN Engineering 11 City of Rancho Palos Verdes State el of Qualifications for SI EN, Liq City of Rancho Palos Verdes Scope of Work Our Approach Since 1964, Willdan has provided consulting services to hundreds of public agencies in the western United States. Our depth of experience and broad range of capabilities allow Willdan to offer comprehensive resources for efficient and convenient service. In addition, our expertise in the engineering and planning fields ensures innovative and effective solutions will be applied to all projects undertaken by Willdan. Many of our specialists have a strong background and an intimate understanding of diverse programs for public agencies. This expertise provides the foundation for planning, design, inspection, and administration under agency programs, and offers added value with our unique familiarity with state - and federally -funded programs. We also place strong emphasis on communication and maintaining personal interaction with the community at large. Our project approach begins with designating a complete project management team. Each project management team will be led by a principal representative with full authority to direct operations and commit resources. In addition to the principal representative, the management team will include expert staff specializing in the type of service requested. Our array of in-house experts allows Willdan to develop a specialized management team for each requested project. In addition, Willdan's size gives us the flexibility to undertake large projects and projects on a compressed time schedule. If a project arises that requires immediate or extra attention. Willdan's flexibility allows tasks to be rapidly delegated to an expanded team of staff members. This ensures that the project will receive appropriate attention to detail and be completed in a timely fashion. The first task of Willdan's delegated project management team will be to establish a course of action. This task will begin by coordinating with the City to identify specific project objectives. With these objectives in mind, Willdan's experienced professionals will actively identify areas of need and design solutions to address these needs. Our policy of open and often client coordination will ensure the established course of action and will be consistent with the City's goals. Once the course of action is established, Willdan will develop a project schedule. Each project schedule will be developed with the City's project completion date in mind, and will include a critical path and measurable milestones to ensure the project completion date is met. All project schedules will be submitted to the City to guarantee consistency with the City's timeline. In enacting and completing the course of action, Willdan strives to exceed client expectations for quality of work. Willdan has a history of completing projects on time, within budget. and beyond industry standards. Willdan is committed to providing this level of service to the City. As such. after each project is completed, Willdan will follow-up with the City to gather feedback on the City's satisfaction with the project, and to identify methods to improve future service. Computer Capabilities Willdan can offer a computer-aided design package using Intergraph or AutoCAD software for design and drafting, Microsoft Word for word processing. Primavera Expedition for project and construction management, and Microsoft Project for project scheduling. Willdan has completed numerous designs with 100 percent CADD drawings for various major projects. Our designers are equipped with high-speed personal computers that are networked to our servers and electrostatic plotters. Regional offices are integrated into a Wide Area Network (WAN) by dedicated high-speed frame -relay data links. Willdan has a T1, high-speed digital connection to the Internet. fhtWILLDAN Engineering 12 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services City of Rancho Palos Verdes CALIF OR NIA which is extended to the staff on Willdan's network. Our experience with this technology makes it possible for Willdan staff to undertake complex projects and utilize it to provide an efficient and effective problem -solving approach to each project. Management Approach From initial project analysis through final design and construction, Willdan is dedicated to meeting client needs with the highest standards of service. Willdan has a proven record of delivering a quality product within budget and on time, achieved because of the following: ■ Strong project management • Close communication with clients • Sophisticated schedule control ■ Quality control commitment Willdan employs state-of-the-art technology in solving transportation problems, yet we also understand the subtleties beyond the technical challenges. We bring to each project a sensitivity to local concerns and community issues. MethodoIog When Willdan is notified of a potential project, the first task will be for the project manager and appropriate team members to meet with City staff to discuss, in detail, the project, its goals, and its ultimate outcome. Subsequently, the project manager will meet with in-house staff to develop a work program specifically suited to the City's needs. The following is an outline of the typical scope of work for a representative street improvement project. Naturally, the scope of work would be expanded or reduced depending on specific project needs. It is understood that depending on the type of project, additional meetings and/or submittals may be required. Projects such as widenings with right-of-way acquisition, installation of raised medians, intersection modifications, landscaping, etc., typically require a number of conceptual alignments for review prior to final approval, as compared to a typical street resurfacing project. Upon identification of a specific project, a detailed scope of work will be provided for the City's review and approval. Engineering Investigation 1. Attend a pre -design meeting with City representatives to review the project, in detail, and determine requirements and procedures for design, ongoing review, and coordination. 2. Assemble and review available information pertinent to the project, including existing survey data, as -built improvement plans, traffic data, utility information, existing pavement section information, and other available record data. 3. Perform preliminary field reconnaissance, including photography for an overall perspective on field conditions, record general pavement conditions and special deterioration problems, and assess applicability of various rehabilitation strategies. 4. In consultation with City representatives, determine the City's specific requirements concerning street crown, pavement lifespan, preferred rehabilitation strategies, and cost limitations. Surveying 1. A planimetric survey will be performed to identify all existing features, objects, and obstructions, including existing curb and gutter, cross gutters, medians, planters, meters, signs, vaults, manholes, survey monuments, driveways, etc. 1WI LLDAN Engineering 13 City of Rancho Palos Verdes Statement of Qualifications for Public Vvo ks/ Eny Sea City of Rancho Palos Verdes 2. Elevations of features will be determined by ground survey. For street -type projects, full street sections will be taken at 25 -foot stations (quarter stations) and at all control or critical points. such as BCR, ECR, center of intersection, catch basins, etc., and will include, at a minimum. elevations of the following: • Centerlines, at median curbs; at 10 -foot intervals from the centerline on both sides: and at any grade breaks between the 10 -foot intervals; lips of gutters, and/or edges of pavement. flow lines and top of curbs; right-of-way; and 15 feet behind right-of-way and 20 feet at driveways. 3. Identify and locate existing street monuments by either centerline ties or by inspection of each intersection. Provide survey ties to find centerline monuments that have no ties. 4. Perform field measurements to define and to mark, at the time of design, locations of pavement to be patched, reconstructed, or repaired prior to overlay and record for plotting on plans. Field measurements will be provided by the same experienced pavement engineer who determined the overlay thickness. 5. Perform field measurements to record locations of existing traffic features and controls to be restored. Engineering Design 1. Using the City's choice of either Intergraph MicroStation or AutoCAD software. develop base drawings and preliminary plans at horizontal scale 1 "=40' for the proposed project area. 2. Develop overlay strategies, based on optional costs, client preferences. and other miscellaneous constraints. 3. Develop preliminary signing, striping, and (where necessary) loop replacement plans. at horizontal scale 1"=40' and vertical scale of 1"=4', as applicable, using City -selected software. The plans will be prepared using the City's design criteria, as well as Caltrans standard plans and specifications. 4. Develop preliminary traffic signal and traffic signal modification plans (where necessary). at a horizontal scale 1"=20', using City -selected software. The plans will be prepared using the City's design criteria, as well as Caltrans standard plans and specifications. 5. For storm drain -type projects, prepare drainage study, including hydrology calculations and maps in accordance with Los Angeles County Flood Control District criteria to evaluate the size of the proposed storm drain. 6. Prepare preliminary horizontal and vertical storm drain alignments. Alignment will be set to minimize utility relocation and traffic disruption. 7. Prepare preliminary hydraulic calculations. Hydraulics will be prepared using WSPG/Storm Plus. The hydraulic grade line will be set to minimize mainline sizes while permitting the efficient functioning of catch basins. 8. Develop typical cross sections for the street improvements, including details of cold planning and overlay to maintain drainage and median curb heights. 9. Prepare typical work area traffic control plans for use during project construction. A typical work area traffic control plan at 1"=40' will be prepared and include advance signing. transitions. delineation, and signing in the vicinity of the current work area. provisions for adjacent site access. intersection controls, and transitions back to existing conditions. jWi LLDAN Engineering 14 City of Rancho Palos Verdes Statement of Qualifications for Puce Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA 10. Plot all utilities with possible interference with proposed construction. Manholes, water valves, utility vaults, and apertures will be identified to be adjusted subsequent to construction. 11. Obtain necessary permits from other agencies, such as the Los Angeles County Flood Control District and Caltrans, as needed. 12. Submit preliminary plans (50 percent), specifications, and cost estimates to the City for review and comment. 13. Based on the City's comments and requirements, revise plans, specifications, and estimates. 14. Submit final plans (90 percent), specifications, and cost estimates to the City for review and comment. 15. Revise plans and specifications and finalize cost estimates for approval by the City. 16. Upon final approval, submit original plans, specifications, and estimates to the City, along with computer files of the final design plans, specifications, and cost estimates. 17. All plans will be signed by a registered civil or traffic engineer, as appropriate. Utility Coordination 1. Submit notification to all affected agencies and utility companies of proposed project. 2. Submit copies of the plans to all affected utilities and agencies. 3. Coordinate with utility companies to implement upgrade of its facilities, as needed, within the project limit. 4. Identify conflicts of proposed construction with utilities and provide preliminary coordination for resolution. 5. Send notification of preconstruction conference to affected utility companies. 6. Provide attendance at the preconstruction conference by the utility coordinator. 7. Review project scope of work with each utility company at the preconstruction conference and review possible conflicts and work with each utility to assure that specific needs of the project are understood. 8. Coordinate with construction observer during construction to expedite the identification of any unknown utilities found during excavation. 9. Coordinate relocation work by utility companies. Construction Management 1. Answer questions and inquiries during the bidding process. 2. Attend pre-bid conferences and/or job walks. 3. Prepare addenda, if required. 4. Prepare bid analysis. 5. Review and respond to bidder submittals, as required by the project specifications. WI LLDAN Engineering 15 City of Rancho Palos Verdes Statement of Qualifications for PUL)ii6 ';forks/ Su v�i;z; City of Rancho Palos Verdes CALIF OR NIA 6. Answer questions during construction relative to the interpretation of the project plans and specifications. 7. Conduct a field investigation of the project area to become familiar with the existing facilities and the project environment. 8. Become familiar with plans, construction schedule, construction sequence, and permit requirements from other agencies. 9. Meet with City staff to review the scope of work and establish project schedules. 10 Attend preconstruction meeting. 11. Provide full-time construction observation of the work to monitor materials and methods towards compliance with plans, specifications, and contract documents. and address and document non- conforming items as they are discovered. 12. Monitor compliance with Cal OSHA requirements and compliance with all local, state. and federal regulations, including but not limited to, Clean Air Act and Clean Water Act (NPDES). 13. Meet with the contractor at the beginning of each day and review proposed work plans. including specific details that may affect progress. 14. Review actual contractor performance throughout the day and discuss discrepancies with the contractor as they occur. 15. Coordinate activities of engineering support, surveying, and testing. 16. Coordinate contractor's fieldwork with utility companies and other agencies 17. Attend weekly jobsite meetings and other meetings with City staff, merchants. engineer. public relations personnel, contractor, and construction administrator, as needed. 18. Observe construction safety and public safety and convenience, and report discovered discrepancies to construction administrator and City. 19. Maintain copies of all permits needed to construct the project and enforce special requirements of each 20. Maintain detailed daily diary on construction progress showing site conditions, weather conditions. traffic control measures taken by the construction contractor, labor. equipment, and materials used during the day, quantity of work performed during the day, and major incidences occurring each day 21. Prepare weekly statement of working days, and submit to Contractor and City. 22. Prepare clear and concise letters and memorandums, as needed. 23. Maintain field file bound workbooks during construction, including a cumulative record of quantities constructed, daily and weekly reports, working day reports, change order documentation. photographs, and other documentation. 24. Analyze delays and review claims on a timely basis and make recommendations to the City. 25. Review, evaluate, and discuss with the City, all requests for changes of work, including costs involved. WI LLDAN Engineering 16 City of Rancho Palos Verdes Statement of Qualifications for Pub .j Works/ Engineering Services City of Rancho Palos Verdes CALIF OR NIA 26. Maintain all data for change orders, and record information with regards to the time of dispute, time of notification by the contractor, and action taken by the inspector. 27 Provide complete measurements and calculations documented to administer progress payments and make recommendations for payments. 28 Maintain and submit a clean set of plans marked in red for as -built corrections on record drawings to be filed with the City. (Agency will be responsible to transfer the construction observer's record drawings to original Mylar drawings.) 29. Prepare punch list at substantial completion and follow up. 30. Recommend and schedule, with the City and applicable agencies, the final inspection. 31. Upon project completion, provide the finished set of project workbooks to the City. 32. Review and monitor compliance with the City's prepared Quality Assurance Testing Procedure (QAP). 33. Verify posting of required labor information and posters. 34. Conduct employee wage interviews at the job site at a frequency and quantity as required by applicable regulations. (Per Caltrans' requirements, the City's field inspection personnel will provide a list of employees or subcontractors on the project each day.) Federal Labor Compliance 1. Prepare federal labor compliance components of project specifications in accordance with current labor regulations and requirements. 2. If applicable. attend pre-bid conference to present general requirements of bid preparation for the project. 3. Verify applicable wage determination ten days prior to bid opening; document verification as required. If wage determination has changed from what appears in project specifications, provide addendum and proof of receipt by bidders. 4. Verify eligibility of selected contractor and its subcontractors to receive contract awards by confirming current, active license status with Contractors State License Board and non-appearance on Federal List of Parties Excluded (debarment list). 5. Attend preconstruction conference to present federal labor compliance requirements to contractor and subcontractors; prepare minutes and attendance record thereof. 6. Prepare various monitoring and reporting documents as required. 7. Verify and document job -site posting of wage rate information and labor compliance posters. 8. Receive and review labor compliance documentation from public works observers or inspectors and compare with contractor -submitted documents. Monitor weekly payroll documentation on a continuous basis, including certified payroll reports, fringe benefit statements, apprenticeship documentation, and payroll deduction authorizations. 9. Follow up with contractor by telephone and certified mail regarding required document submittals and payroll discrepancies. WILLDAN Engineering 17 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engii'ee,i ;y Z.)ei vi .i::J City of Rancho Palos Verdes CALIFORNIA 10. Coordinate with City staff the withholding of progress and/or retention payments if contractor fails to abide by labor compliance requirements. 11. Receive, pursue, and document labor complaints; recommend special action to be taken if contractor continuously fails to comply with requests and requirements. 12. Maintain content and format of federal labor compliance file in conformance with applicable government requirements. 13. Coordinate project file reviews by authorized county, state, and federal agencies. 14. Submit complete federal labor compliance file to City for retention. (Note: Federal labor compliance files are to be retained for a period of not less than three years.) Asphalt Batch Plant and Field Testing Services 1. Provide asphalt plant inspection services. 2. Check binder content. 3. Check gages and verify viscosity readings. 4. Monitor reaction time. 5. Verify mix aggregate gradation with plant lab technician. 6. Check batching processing (bins, temperature, etc.) 7. Provide field testing during placement of asphalt (temperature, density). Drafting 1. Prepare construction plans using the City's choice of either AutoCAD or Intergraph MicroStation software. 2. Prepare as -built drawings at completion of the project. 3. Prepare maps, diagrams, and concept drawings as directed by the City. Writing Specifications and/or Reports 1. Prepare specifications for improvements, bid package, contract documents. and cost estimates using the City's boilerplate. 2. Provide detailed equipment specifications to ensure good quality control is assured and maintained for asphalt -rubber production, if applicable. 3. Incorporate appropriate federal labor requirements and documentation into the specifications. as required. 4. Develop construction staging requirements to be specified in the special provisions. 5. Prepare as directed by the City, traffic studies and reports, project study reports. master plans. pavement management system reports, and other reports. 6. Prepare funding applications, invoices, and other documentation as directed by the City. Presentations 1. Attend City Council meetings, study sessions, staff meetings, and other public meetings to address /wi LLDAN Engineering 18 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services 41 City of Rancho Palos Verdes CALIFORNIA city engineering matters as directed by the City. 2. Meet with residents to discuss proposed projects as directed by the City. Manage Work by Others 1. Assist City in developing scope of work and preparing Request for Proposal. 2. Review proposals and recommend to City award to consultant. 3. Conduct project kickoff meeting and periodic status meetings. 4. Review consultant's product at 30, 60, 90 and 100 percent complete. 5. Recommend to City approval of project for final acceptance and payment by City. Deliverables 1. Provide to City all required items prepared in performance of services including maps, reports, and drawings. 2. Provide all deliverable items in both electronic format and hard copy. WW1 LLDAN Engineering 19 City of Rancho Palos Verdes Stater e t of Qualifications for Public y,Vorks/ Engli 3y zpv r;5 City of Rancho Palos Vero CALIFORNIA Proposed Staff Willdan offers a highly qualified team of professionals with the technical qualifications and diverse capabilities necessary to meet the as -needed services of the City of Rancho Palos Verdes. We have assembled a team that will be able to respond immediately to the City's requests. Project Management William C. Pagett, PE, Senior Vice President/Director of City Engineering, will serve as Principal -in -Charge for the City of Rancho Palos Verdes's projects. He will be responsible for assembling a customized, project specific team on a project -by - project basis. Only individuals who possess the required experience and capabilities for a particular project will be assigned. In addition, Mr. Pagett will ensure the availability and mobilization of all resources required for each assignment. Mr. Pagett has over 48 years of city engineering experience for various public agencies, and has overseen numerous projects in Southern California as Senior Vice President for Willdan. Principal -in -Charge Contact Information William C. Pagett, PE Senior Vice President 13191 Crossroads Parkway North. Suite 405 Industry. CA 91746 562.368.4850 phone 562.695.2120 fax bpagett@willdan.com Adel M. Freij, PE, Principal Project Manager, is designated as the Project Manager. Mr. Freij will work closely with City staff and Willdan staff in order that project commitments are fulfilled. He is an accomplished Project Manager for public works construction projects, known for providing innovative quality engineering services and meeting clients' needs in every circumstance. As Principal Project Manager, he has more than 26 years of project/construction management and design experience, including street reconstruction and rehabilitations; traffic signals improvements; water; sewer, flood control and drainage; bridges; infrastructure improvements; and right-of-way acquisition. Project Manager Contact Information Adel M. Freij, PE Principal Project Manager 13191 Crossroads Parkway North, Suite 405 Industry, CA 91746 562.364.8486 phone 562.695.2120 fax afreij@willdan.com General Civil Engineering Design Newton Armstrong, PE, Director of Engineering, will have overall responsibility for coordinating. assigning, and supervising all civil design engineering services. Mr. Armstrong manages improvement projects for various agencies and municipalities. Mr. Armstrong has served as project manager for various projects such as rail design and bridges. Mr. Armstrong has over 15 years of engineering experience. Ray Wellington, PE, Deputy Director of Engineering, will be in charge of hydrology and hydraulic plan checks. Mr. Wellington joined Willdan in 2006 and brought an extensive and diverse background to the team. He has served both public and private entities in such roles as designer. inspector, traffic engineer, project manager, construction manager, consulting engineer, city engineer. public works director, general manager, and owner. These various roles have involved coordination with boards. councils, commissions, clients, committees, staffs and stakeholder interest groups. and a variety of infrastructure planning, funding, design and improvement construction. Within these roles he has addressed development siting, project economics and funding, rates and fees. subdivision mapping. agreements, facility integration, construction, occupancy, and maintenance of facilities. Periodically he has dealt with matters of litigation, negotiation, regional wastewater agreements. water conservation issues, recycled water usage, historic water rights in groundwater basins and surface flows. plus I'wI LLDAN Engineering 20 City of Rancho Palos Verdes Statement of Qualifications for Pub Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA groundwater management and negotiations with basin pumpers. Peter Miessner, PE, Project Manager, will serve in the capacity of lead design engineer has proven expertise in approvals, design and construction of large-scale infrastructure projects. He possesses an effective management style that contributes to the bottom line while exceeding contract expectations. He has managed numerous high profile, complex projects where his proven leadership and teambuilding skills have maximized employee productivity and client satisfaction. His experience with specific infrastructure includes local, state highways, bridges; light rail; river improvements; master sewer system and treatment plant; master water system, wells, tanks and treatment plant; recycled water supply; agricultural pipeline relocation and supply; electric transmission towers, substation and agreements; high pressure gas mains; oil pipelines; master programming, scheduling and phasing; right of way; cost estimating; funding. Mr. Miessner has managed complex local- and state -funded transportation projects and understands the how to maneuver projects though the funding and permitting processes. He has worked with Caltrans on numerous projects. His experience includes managing site improvement projects for office complexes, hospitals, college campuses, and institutional projects some having included LEED ratings. Roxanne Hughes, PE, Principal Project Manager, will serve as the Lead Engineer for the Pavement Engineering aspect of the project. Her analytical abilities and experience in providing city engineering services on pavement management services, construction management, and federal contract management will bring great value to the City in meeting its current and future needs. In recent years, she has designed and managed the construction of many street maintenance and rehabilitation projects, including federally funded projects. Ms. Hughes has excellent people skills and is capable of managing complex situations in a professional and solution -oriented manner. Abner Catig, Senior Design Manager, will serve in the capacity of lead design engineer on the various design projects assigned. Mr. Catig will be responsible for the design and preparation of plans, specifications, and estimates (PS&E). He has 32 years experience in public works design, including design of street widenings, reconstructions, and streetscape improvements, flood control and drainage improvements, grading and site plans, hydrology studies, sewer improvements, and storm drains. He possesses extensive Caltrans and LACDPW design criteria and guidelines. Mr. Catig works closely with drafters and technicians to develop a comprehensive and accurate product. Elroy Kiepke, PE, City Engineer, will be assigned the responsibility for development review. Mr. Kiepke has over 43 years of experience in the areas of city engineering, building and safety, plan check, NPDES, and ADA requirements. Chris Kelley, PE, Associate Engineer, will serve in the capacity of lead design engineer on the drainage analysis and design. Mr. Kelley has over 9 years of design experience. He is primarily responsible for the design of public works improvement projects, including streets, highways, storm drains, sewers, and waterlines. Lucy Martinez, EIT, Designer II (bilingual), will assist Mr. Catig in preparation of civil design plans. Ms. Martinez's duties at Willdan include assisting in the preparation of PS&E for public works projects, as well as the preparation of geometric plans, project reports, and project study reports. Ms. Martinez is proficient with software such as MicroStation, InRoads, SelectCad, SAP2000, AutoCAD, Windows, and MS Office. Ms. Martinez has over 13 years of civil engineering experience Kenneth Krieger, Senior Designer, will be assigned to assist Mr. Kelley with drainage analysis and design. Mr. Krieger has 26 years of experience at Willdan in the design of drainage related projects. He has run HEC -2 and Storm Plus Hydraulic programs on numerous channels and storm drains. He has calculated hydrology using methodologies from all over Southern California. As a member of the drainage design group, he has worked on most of Willdan's most complex drainage designs. He is also -6‘WILLDAN Engineering 21 City of Rancho Palos Verdes Statement of Qualifications of uotic WoFKsi Lnyti ie (viCes City of Rancho Palos Verdes CALIF OR NIA fully versed on MicroStation and AutoCAD. Traffic Engineering Design Lew Gluesing, PE, TE, PTOE, Director of Engineering, will be directly responsible for the overall conduct of the traffic engineering of the project, including allocation of resources, project coordination. and quality assurance. Mr. Gluesing has more than 50 years of experience in all aspects of traffic and transportation engineering, with specialization in design and operations. Mr. Gluesing is responsible for coordination to implement the transportation design improvements on contract bid documents. To assist Mr. Gluesing, Willdan has assembled the following highly qualified team of traffic and transportation specialists: Vanessa Munoz, PE, TE, PTOE, (bilingual), is a Deputy Director of Engineering at Willdan with 17 years of experience in transportation planning and traffic engineering. Ms. Munoz will assist Mr. Gluesing with the overall conduct of the traffic engineering of projects. Ms. Munoz brings a wide range of abilities equally suited to serving public agencies as well as project management. She is responsible for analysis, coordination, and design of various projects, including preparation of plans. specifications and estimate (PS&E) for traffic and street improvement projects. Ms. Munoz has assisted with various cities' development review process, and preparation and review of traffic impact studies. engineering and traffic (E&T) surveys, traffic signal and stop warrant analysis and has secured funding for various projects through the Safe Routes to School (SR2S) and Highway Safety Improvement Program (HSIP) grants. Ms. Munoz is bilingual, fluent in the Spanish language. Ruth Smith, TE, PTP, Project Manager, will serve as the Traffic Engineer. Ms. Smith has more than 34 years of experience in traffic and transportation engineering. Ms. Smith's duties include performing traffic studies for client cities, such as preparing a neighborhood traffic/parking management plan. and recommending future actions to upgrade a two-lane roadway to a multi -modal corridor. Ms. Smith's experience has included supervising the preparation of traffic impact, parking. trip generation and on- site circulation studies and reports. She prepared studies for a variety of developments. both large and small, including planned communities, commercial developments, warehouses, distribution centers. churches, an asphalt plant. wineries, and PR/PSRs for new and existing freeway interchanges. Joanne Itagaki is a Senior Design Manager, will assist Mr. Gluesing with traffic studies. Ms. Itagaki has been at Willdan for more than 27 years. Her area of expertise includes traffic and transportation engineering. Ms. Itagaki has worked on a variety of projects, including preparation of traffic impact studies, engineering traffic surveys, and design projects. Currently. she serves as Deputy Traffic Engineering Deputy for the Cities of Rosemead and Norwalk. Jeffrey Lau, PE, Associate Engineer, will assist Mr. Gluesing in the traffic engineering design for the project. Mr. Lau has provided fieldwork and CADD design services for street lighting, traffic signals. signing and striping plans. Additionally, he has experience using Caltrans' Standard Plans. Traffic Manual, Manual on Uniform Traffic Control Devices (MUTCD), MUTCD California Supplement. and Highway Design Manual. Mr. Lau offers 10 years of traffic -related experience. Reggie Greene, Associate Engineer, will assist Mr. Gluesing in the traffic engineering design for the project. Mr. Greene provides assistance in traffic design services for a variety of traffic engineering projects for client cities, outside agencies, and California Department of Transportation (Caltrans) projects. Mr. Greene offers 17 years of traffic -related experience including but not limited to traffic signal, signing and striping and interconnect design and has experience using AutoCAD and Microstation. Additionally, he has experience using Caltrans' Standard Plans. Traffic Manual. Highway Design Manual, MUTCD, and MUTCD California Supplement. WI LLDAN Engineering 22 City of Rancho Palos Verdes Statement of Qualifications for Puiw Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA Landscape Architecture Design John Hidalgo, RLA, Principal Project Manager of Landscape Architectural Services, will serve as the Lead Landscape Architect. Mr. Hidalgo has more than 26 years of landscape architecture experience encompassing a variety of activities. These include design development, project management, client and agency coordination, and overseeing projects from conception through completion, as well as construction documentation and observation. He is familiar with various local, state and federal codes, regulations, procedures and standards relating to city planning, construction, safety, park and facility planning, and other building activities. He has successfully completed projects in compliance with these various standards, and while with other firms, has represented the Owner in the review process. Bryan Nguyen, RLA, Senior Landscape Architect, will assist Mr. Hidalgo with the landscape design and will be responsible for production of plans, specifications, and estimates (PS&E). Mr. Nguyen will be responsible for administering the various tasks involved with the landscape development. He has over 19 years of landscape and graphic design experience. Mr. Nguyen's experience includes the development of conceptual landscape plans and the preparation of construction documents, including specifications and estimates. Survey, Map Plan Check & Right -of -Way Acquisition David Knell, PLS, Principal Project Manager, will serve as the City's Land Surveyor. He will be responsible for all phases of survey work and right-of-way engineering. Mr. Knell has been involved in several large redevelopment projects, route surveys, and right-of-way surveying. Responsibility will rest with Mr. Knell to coordinate the proper integration of surveying information with design and to prepare any required legal descriptions and easement documents. Mr. Knell has more than 42 years of experience in the survey and mapping field. Mr. Knell will be assisted by the following survey team: Susy Barrientos, Survey Analyst (bilingual), will assist with survey services. Ms. Barrientos's duties include CAD drafting for various projects, including right-of-way drawings, subdivision maps, and other survey -related drawings. She also has experience with parcel maps, tract maps, and surveys. Construction Management Chris Baca, RCI, Deputy Director of Construction Management, will coordinate the construction management services in the City of Rancho Palos Verdes. Mr. Baca has extensive experience in the construction management of large-scale public works projects. Mr. Baca will supervise, manage, and coordinate field personnel and their activities to ensure that all project requirements are met. He supervises a staff of 38 full-time managers/observers and a number of on-call observers; he will monitor the activities of the construction management team assigned to projects under contract to ensure that project construction files and documentation are complete. Mr. Baca has over 26 years of public works experience. Mike Bustos, PE, ENV SP, Senior Engineer is responsible for design and construction management of projects such as roadway reconstructions, drainage improvements, pipelines, pavement rehabilitation, street improvements, and grading. Mr. Bustos has served as resident engineer for over a dozen federally- and state -funded projects over the last five years. He has gained valuable experience in on-site construction management, off-site construction administration, inspection, design, and plan checking during his 13 years with Willdan. Steve Velasco, Senior Construction Manager, brings more than 25 years of experience as a Project Manager and Construction Manager on public works inspection, contract administration, and construction management projects. He has managed a variety of projects from pavement rehabilitation LLDAN Engineering 23 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Eny iee u ly mer vices LCity of Rancho Palos Verdes CALIF OR NI A to sports parks. Mr. Velasco is an ICBO Certified Building Inspector and licensed landscape contractor. Mr. Velasco has served as the key management individual for all job quality control. client relations. and staff administration. Jason Brown, RCI, Construction Manager, has 25 years of experience in public works observation. Mr. Brown will provide direct oversight of the public works construction observers assigned to the City's projects and will monitor personnel assigned to the various projects to assure proper construction management practices are provided. Ed Cox, Utility Coordinator, provides utility coordination services during the design and construction phases and will work closely with the utility companies. Mr. Cox understands public works construction. project schedules, and the importance of completing projects on schedule without utility delays. Mr. Cox possesses over 32 years of public works experience. Barry Knutson, Senior Public Works Observer has over 33 years of experience in the construction industry here in Southern California. He has worked as a Carpenter's Apprentice. Journeyman Carpenter, Carpenter Foreman, Estimator, Assistant Superintendent, Superintendent, Purchasing Agent, and more specifically as a Senior Construction Administrator on large scale Capital Projects throughout the County of Los Angeles for the last 12 years. Alberto Rosiles, Senior Public Works Observer, (bilingual) has over 31 years of construction observation experience. Mr. Rosiles' experience includes street rehabilitation projects in various cities where his responsibilities include quality control, quantity calculations. and project management. His areas of expertise includes AC heater remix, AC rubber paving. overlay. PCC, slurry seal. underground facilities, cast -in-place pipe, AC and PCC batch plant inspection, roadways, highways, bridges. landscape, and vertical construction. Danny Ayala, Senior Public Works Observer, has 35 years in public works inspection. His areas of expertise include ARHM and AC overlays, general street construction. storm drains. storm drain boxes. sewers, slurries, waterline, traffic signals, and ADA ramps. Many of these projects were federally funded by CDBG and ISTEA funding. Lee Marshall, Senior Public Works Observer, has 14 years in public works observation experience. His areas of expertise include ARHM and AC overlays, general street construction. storm drains. storm drain boxes, sewers, slurries, waterline, traffic signals, and ADA ramps. Many of these projects were federally funded by CDBG and ISTEA funding. Willdan has maintained a pool of 25 to 40 construction observers over the past 26 years. with numerous contracts on an as -needed basis. Geotechnical and Material Testing Ross Khiabani, PE, GE, Principal Engineer, will serve as Geotechnical Engineer. Mr. Khiabani has 35 years of professional experience in performing diversified geotechnical assignments involving soil mechanics and foundation engineering, soil stabilization, landslide analysis and stabilization. settlement evaluations, liquefaction studies, temporary and permanent slope stability analyses. laboratory testing. and onshore and offshore exploration. His familiarity with seismic -related geotechnical computer programs has enabled efficient slope stability, liquefaction, and site -response analyses. Girish Agrawal, JD, PhD, PE, GE, Principal Engineer has more than 20 years of experience with geotechnical engineering, investigation, design, and construction. He has worked on a wide spectrum of public infrastructure, and private commercial, residential, and industrial projects. His particular areas of expertise are seismic hazard analysis and mitigation, pile foundations. earthfills and earth retaining structures, and direct -push testing and sampling for assessment of subsurface conditions. Dr. Agrawal LLDAN • Engineering 24 City of Rancho Palos Verdes Statement of Qualifications for Puy , Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA has substantial experience with all stages of project planning, performance and management, including managing profit centers and practice areas. He has considerable experience in assisting clients shepherd projects through various city, county, and state review processes and is familiar with governing codes and requirements. Federal Labor Compliance Jane Freij, Supervising Labor Compliance Manager, will serve as Labor Compliance Manager for the contract. She will have direct supervision and full responsibility for all federal compliance activities, including managing and coordinating field personnel and maintaining contact with the contractor to ensure that all requirements are met. She will be fully responsible for the labor compliance file, ensuring that the files are properly maintained and assembled by the Labor Compliance Specialist. Ms. Freij has over 18 years of labor compliance experience. Funding Administration Diane Rukavina, PE, City Engineer, will serve as special funding administrator. Ms. Rukavina has 32 years of experience in municipal engineering. Presently, she serves as Project Manager on eight capital improvement projects for the Cities of Paramount and Hawaiian Gardens, and performs various city engineering -related tasks. Ms. Rukavina has processed over 45 federal and state funded projects (STPL, HSI P, SAFETEA-LU, ARRA, SRTS, and SR2S) from request for authorization to final invoicing for 22 cities. Currently, she is coordinating 35 federal and state funded projects at various stages in the funding process. The resumes of our key staff to be assigned to the City of Rancho Palos Verdes are presented in the Appendix. These individuals will be committed to this assignment indefinitely, unless otherwise approved by the City. LLDAN Engineering 25 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engine;.. iy vi , s City of Rancho Palos Verdes CALIF OR NIA Subconsultants Willdan provides full service, in-house professional engineering services for many varied developmental and capital improvement projects, including residential and commercial developments. roadway. grading, drainage, water, sewer, major highway facilities, bridge structures, traffic signals. and signing and striping improvements. As such, we can perform On -Call General Civil Engineering Services requested by the City of Rancho Palos Verdes without the involvement of team sub -consultants. vjWi LLDAN Engineering 26 City of Rancho Palos Verdes Statement of Qualifications for Public Works/ Engineering Services City of Rancho Palos Verdes CALIFORNIA Related Experience Over the past 51 years, Willdan has provided municipal services to more than 400 municipalities, for projects involving a broad array of disciplines. The following briefly summarizes some of the firm's relevant on-call services experience performed for various clients. "On Call" Professional Services - City of Rolling Hills Estates Willdan is currently providing civil engineering design, traffic engineering design, construction management, development review, pavement engineering, labor compliance, plan check services, landscape architecture, and surveying services throughout the City of Rolling Hills Estates. General Engineering Services — City of Paramount Willdan has been providing city engineering services to the Paramount for over 30 years, and presently serves as City Engineer and Water Engineer for the City of Paramount. In addition to providing staff augmentation services, Willdan has provided civil engineering, traffic engineering, agency engineering, landscape design services, survey, contract administration, construction observation, utility coordination, federal labor compliance, pavement engineering, public works permits/inspection, development review, CIP design/inspection, CDBG administration, grant writing, and NPDES. Willdan has overseen the design and construction of more than $15 million in water system improvements for the City including the recent design and construction of two new wells. Other notable projects include the Railroad At -Grade Crossing Treatments at Paramount Boulevard/ Rosecrans Avenue project, which involved providing PS&E services for the removal of multiple at -grade Union Pacific Railroad crossing signals, and the Roundabout Design — Jefferson/Bixler and Madison/Virginia project, which involved providing PS&E services for the construction of various traffic circles. General Engineering Services - City of South Gate Willdan has been providing the City of South Gate with as -needed professional consulting services since 1994, and presently provides professional engineering services for various public works projects. Willdan provides design engineering and architecture, construction management and inspection, staff augmentation, geotechnical engineering, surveying, special funding administration, plan check, right-of- way acquisition (with legal description), assessment district engineering, and community development services throughout the City of South Gate. Willdan oversaw the design and construction of street improvements for the California Avenue Improvement Project. Other notable projects include the construction of Water Well No. 28, Otis Avenue Improvements, and Atlantic Boulevard projects. Engineering Services — City of Lakewood Willdan provides on-call engineering services to the City of Lakewood. Services include city engineering, civil and traffic engineering design, survey, contract administration, construction observation, engineering support, monument restoration, utility coordination, material testing, Caltrans award and invoicing, and federal labor compliance and support staff at City Hall. Willdan provided services for street improvement projects such as the South Street Rehabilitation, Centrelia Street Rehabilitation, Bloomfield Avenue Street Improvements, and the street resurfacing, seven street segments. General Engineering Services, City of La Puente Willdan is currently providing as -needed city and traffic engineering services to the City of La Puente. In addition to serving as the City Engineer and City Traffic Engineer, Willdan also provides engineering design, construction management, project management, development review, pavement engineering, funding administration, plan check services, landscape architecture, surveying, and geotechnical engineering services throughout the City of La Puente. Notable Willdan projects in the City include providing construction management services for the Sewer Phase III, Hacienda Boulevard ft/WI LLDAN Engineering 27 City of Rancho Palos Verdes Saone t of Qualifications for Public Works/ Enyii th-vices City of Rancho Palos Verdes CALIFORNIA Improvements, Glendora Avenue Improvements, and Street Reconstruction projects. Also, Willdan provided engineering design services for the Valley Boulevard Wall, SR2S Improvements, HSIP Traffic Signal, and ARRA projects. As -Needed Engineering Services, City of Inglewood Willdan Engineering was selected to provide as -needed professional engineering services for the City of Inglewood. Services include civil and traffic engineering services for street improvement projects such as the La Cienega Boulevard Improvement project. Willdan Engineering provided professional on-call traffic engineering services to the City of Inglewood for various projects including ITS phase IV Project; La Brea Avenue TLSP Project; Annual traffic signal Improvements projects and the METRO Crenshaw/LAX LRT Project. As part of the on-call traffic engineering services we attended meeting. coordinated with other consultant, developed studies and PS&E for the implementation of numerous traffic engineering projects. Willdan provided construction management, inspection. material testing. labor compliance, federal invoicing, and survey for the City of Inglewood's $3.5 million La Brea Avenue Phase III Street Beautification Project. The project included new landscaped medians. traffic signal upgrades, curb/gutter, sidewalks, decorative paving, street overlay, street removal and replacement. and other appurtenant work. WI Engineering 28 City of Rancho Palos Verdes Statement of Qualifications for Pub,,o _:: Works/ Engineering Services William C. Pagett, PE Senior Vice President/Director of City Engineering Education As Senior Vice President/Director of City Engineering of Willdan Engineering, Mr. 1974, BS, Civil William C. Pagett, PE, oversees City Engineering Services in Los Angeles County. Engineering, California Mr. Pagett presently serves as City Engineer and Water Engineer for the City of State University, Long Paramount and as City Engineer for the Cities of Lakewood and La Puente. Mr. Beach Pagett also served as Acting Public Works Director in the City of Bell Gardens Registration administering transportation services and the solid waste program among other 1990, California, 46068, duties. He has previously served as Acting Water Utility Director for the City of Civil Paramount. Mr. Pagett also serves as one of the appointed Public Works Officials on Affiliations the Gateway Council of Government Transportation Committee and he is also the American Society of Civil Chairman for the Technical Advisory Committee for the 1-710 Freeway Master Engineers Investment Study. He has also previously served on the Executive Advisory Committee for the Los Angeles County NPDES Program, and currently administers American Water Works the City of Paramount's NPDES program. Association To his credit, Mr. Pagett has overseen the design and construction of more than$15 American Public Works million in water system improvements for the City of Paramount. Notable projects Association have included the design and construction of two new wells that involved drilling, Los Angeles City and housing, pump facilities, and telemetry systems. Mr. Pagett has overseen the design County Engineers and construction of more than 50,000-linear feet of water mains for the City of Bell Gateway COG-Public Gardens including the$2.5 million domestic water well. Working closely with both Works Group cities, Mr. Pagett has provided project administration and coordination for more than GatewayCOG $120 million in public works improvements, including the$8 million Alondra Boulevard Grade Separation in the City of Paramount. He is also responsible for reviewing Transportation Committee current water, sewer, and storm drain projects to ensure that the Master Plan intent is —Public Works Appointee maintained. Mr. Pagett has over 48 years of experience in his field of City 48 Years'Experience Engineering Services. Project Management Experience Includes: • Street Reconstruction • Concrete Repairs • Street Widening • Entrance Signs • Medians • Landscape Improvements • Storm Drains • Park Improvements • Overlay and Slurry Seal • Right-of-Way Acquisition • Sewers • Public Facility Improvements • Waterlines • Traffic Signals Special Project Experience Includes: • assessment district engineering • infrastructure studies • NPDES and ADA programs • water, storm drain, and sewer master plans • pavement management reports • development of funding programs • expert witness • FEMA Flood Programs W I LLDAN I 35 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Adel M. Freij, PE Principal Project Manager Education Mr.Adel M. Freij, PE, is an accomplished project manager and construction manager BS, Civil Engineering for large-scale multi-discipline public works projects who is recognized for providing University of Missouri, innovative quality engineering and construction management services and meeting Kansas City clients' project budgets and schedules. A Principal Project Manager for Construction Resident Engineer Management and City Engineering, Mr. Freij has 26 years of engineering and Academy construction management experience on many types of Capital Improvement Projects, including street reconstruction, street widening, overlay and slurry seal, Registration bridge construction, flood control and drainage, water and sewer improvements, traffic Registered Civil Engineer, signals, signing and striping, and landscape and park improvements. Mr. Freij is California, No. 55564 proficient at managing multiple subconsultants and combining various disciplines, often acting as an extension of Agency/City staff to provide close overall supervision Affiliations of the engineering and construction management services on local, state, and American Society of Civil federally funded projects. Engineers American Public Works Relevant Project Experience Association City of South Gate,California Avenue Improvements -Project/Construction Construction Management Manager for the design and construction management services for the California Association of America Avenue Street Improvement project, with limits from the north city limit to the south Los Angeles City and city limit. The project included asphalt-rubber hot mix(ARHM)overlay, concrete County Engineers repairs, access curb ramps in compliance with ADA requirements, video detection, Association LED, communication conduits, street lighting, and signing and striping. California 26 Years'Experience Avenue is a key corridor in the City of South Gate that serves the Civic Center, where City Hall and the Police Department are located, and fronts various residential and commercial properties. Willdan's services included civil and traffic engineering design, pavement engineering, contract administration, construction observation, utility coordination, monument restoration, material testing, and federal labor compliance. The project was funded by STPL federal funds, Proposition C, and Gas Tax funds. City of Culver City, Sepulveda Boulevard Widening. Project Manager for delivery of conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. The project included: pavement rehabilitation, concrete repairs and ADA access curb ramps, landscape and irrigation improvements, traffic signal modifications, traffic signal interconnect, signing and striping, and street lighting improvements. Sepulveda Boulevard is a major corridor parallel to the 405 Freeway through Culver City with an average traffic count of 50,000 vehicles. Sepulveda Boulevard is an alternate route for access to Los Angeles International Airport. This project was done to alleviate an existing bottle-neck and to provide for a third southbound lane within the existing right-of-way. A portion of the project was located in the City of Los Angeles and Caltrans right-of-way. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Los Angeles Gateway Region, LA River Catch Basin Retrofit. Project Manager for construction management services for the installation of full capture catch basin trash and debris system. The catch basins are located within the Los Angeles River Watershed of 16 Gateway cities. The project is funded by the economic stimulus funds from the State Water Resources Control Board under its Clean Water State Revolving Fund Program. Willdan services included contract administration, construction observation, State Water Resources Control Board invoicing, and federal labor compliance. frWl LLDAN I 36 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works Engineering Services Adel M.Freij,PE City of Maywood, Local Street Rehabilitation. Project Manager for construction Continued management services for the Local Streets Rehabilitation project on 52nd Street,from Maywood Avenue to Corona Avenue, and on Randolph Street,from Atlantic Boulevard to west city limit. The project general items of work included Asphalt Rubber Hot Mix(ARHM)overlay, cold milling, concrete repairs, curb ramps in compliance with ADA requirements, roadway striping, and traffic loop replacement. Willdan services included contract administration, construction observation, utility coordination, engineering support, and material testing. City of La Puente, Street Rehabilitation (ARRA 1 Savings). Project Manager for the design services for the Street Rehabilitation (ARRA 1 Savings) project. The project included engineering design, project management, and funding administration to prepare the request for authorization to proceed with construction (E-76)services for the street improvements on the following streets: Loukelton Street, from Hacienda Boulevard to east City limit; Unruh Avenue, from Amar Road to Hacienda Boulevard. The project included the following improvements: resurfacing of streets with Asphalt- Rubber Hot Mix(ARHM); reconstruction of existing damaged and uplifted concrete sidewalk, curb and gutter, portion of cross gutter, and drive approaches; reconstruction of existing damaged A.C. pavement; installation of new access curb ramps in compliance with the Americans with Disabilities Act(ADA) requirements; including truncated domes; and installation of traffic signal loops and signing and striping.. City of La Puente, Hacienda Boulevard Improvement Project. Project Manager for construction management services for the Hacienda Boulevard Improvement Project, from Nelson Avenue to Amar Road. The project general items of work included Asphalt Rubber Hot Mix(ARHM) overlay, cold milling, pavement reconstruction, concrete repairs, curb ramps in compliance with Americans with Disabilities(ADA) requirements, and pavement markings. Willdan services included contract administration, construction observation, utility coordination, funding administration, federal labor compliance, and material testing. The project was federally funded by the ESPL funds. City of La Puente, Glendora Avenue Improvement Project. Project Manager for construction management services for the Glendora Avenue Improvement Project, from Temple Avenue to Hacienda Boulevard. The project general items of work included Asphalt Rubber Hot Mix(ARHM) street resurfacing, cold milling, concrete repairs, curb ramps in compliance with Americans with Disabilities (ADA) requirements, and pavement markings. Willdan services included contract administration, construction observation, utility coordination,funding administration, federal labor compliance, and material testing. The project was federally funded by the ESPL funds. City of La Puente, Sewer Improvements—Phase Ill Project. Project Manager for construction management services for the Sewer Improvements—Phase III Project, on various City streets. The project general items of work included replacement of the existing sanitary sewers with larger diameter sewers, reconstruction of sewer laterals and repaving of streets. The work also includes installation of a new sewer and manhole on Nelson Avenue between Willow Avenue and Adrilla Avenue. Willdan services included contract administration, utility coordination, and construction observation. frWl LLDAN I 37 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Newton Armstrong, PE Director of Engineering Education Mr. Newton Armstrong, PE, Mr.Armstrong manages improvement projects for MBA, Consulting various agencies and municipalities. Mr. Armstrong has served as project manager Concentration, University for various projects such as rail design and bridges. Mr.Armstrong has over 15 years of California, Irvine of engineering experience. MA, Christian Apologetics Relevant Project Experience (Theology), Biola University, La Mirada, Project Manager,Templeton to Atascadero Connector Grade Separation, California Templeton, California. Served as Wilson & Company's Project Manager providing rail design services to the Tetra Tech Project Manager. This project studied a BA, Structural proposed grade separation for the UPRR tracks over a Private Road in the City of Engineering, University of Templeton, CA. Managed Wilson's project budget, ensuring that the proper resources California, San Diego where available for each task, and overseeing the coordinating efforts between Registration Wilson's project delivery team and the prime consultant. Registered Civil Engineer, Project Manager,Whatcom Waterway Clean-up&Marina Development, Port of California, No. C56367 Bellingham,Washington. Served as Wilson &Company's Project Manager Affiliations providing rail design services to the Anchor QEA, LLC. This project studied a American Society of Civil proposed concept for a BNSF railroad industrial spur. The rail design concept met the Engineers 10% concept layout requirements per the BNSF Industrial track guidelines. This role American Public Works included managing Wilson's project budget and ensuring that the proper resources Association where available for each task. Construction Management Association of America Project Manager, Park Place Extension Grade Separation, El Segundo, Los Angeles City and California. Served as Wilson & Company's Project Manager providing rail design County Engineers services to the NCM Engineering Project Manager. This project studied a proposed Association grade separation for the BNSF and UPRR tracks over Park Place in the City of El Segundo. Managed Wilson's project budget, ensuring that the proper resources 15 Years'Experience where available for each task, and overseeing the coordinating efforts with UPRR and BNSF for track design approval, and writing the final rail options report. Structure Design Manager,1-805 Carroll Canyon Road Bridge Caltrans' Design Oversight Project,San Diego, California.As Caltrans'oversight Structure Design Manager,worked closely with District 11 Contract Manager to administer a SANDAG- funded consultant task order. This task order's objective was to design a multi-span post-tension reinforced concrete bridge along with various specialty-designed retaining walls. Successfully negotiated with consultants on various consultant task order contracts and amendments, which included discussing project scope and schedule, reviewing consultant submittals and cost estimate, preparing independent cost estimates and record of negotiations. Riverside Drive Viaduct Replacement Project over LA River, Los Angeles, CA: Lead Bridge Resident Engineer/Structure Representative providing construction management services to the City of LA DPW Bureau of Engineering Bridge Improvement Division. Partnered with the LA Bureau of Contract Administration and the contractor to build a multi-span viaduct over LA Metro tracks and the LA River. Estimated cost: $40 million. 1-15/1-215 Devore Interchange Design-Build Improvement Project,San Bernardino, CA: Lead Structure Manager on cross-functional project development team coordinating structural design and construction portion for$290M Major Interchange Design-Build pilot project. Estimated cost: $290 million frWILLDAN I 38 Cityof Engineering Rancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services Newton Armstrong,PE Various Caltrans—District 8 Structure Construction Projects,San Bernardino, Continued CA: Supervising Branch Chief(acting)supervised a staff of 14 structure construction field engineers. Organized and managed the Branch administrative system, which allowed more efficient staff administration and easier supervisor transition. Provided Area Construction Manager with detailed reports on $123M San Bernardino Metro area workload. Universal City Freeway OC, LA Metro, Los Angeles,CA: Caltrans' oversight structure representative on steel box girder bridge interchange. Ensuring Metro CM consultant performed proper structure construction contract administration on one of the few steel box girder structures in Southern California. Estimated cost: $36 million. Alameda Corridor, Mid-Corridor Rail Cargo Expressway,ACTA, Carson, CA: Performed construction oversight of Contractor's Quality Control/Quality Assurance program on $712 million Mid-Corridor Rail Cargo Expressway. Assimilated structural information from general technical provisions and construction plans to assess whether QC inspectors performed needed inspection of structural items. Wrote detailed field engineering reports and surveillance reports using the latest Project Management software pertaining to on-going construction activities. W I LLDAN I 39 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Ray Wellington, PE Deputy Director Engineering Services Education Mr. Ray Wellington joined Willdan in 2006 and brings an extensive and diverse BS, Civil Engineering, background to the team. Mr. Wellington has served both public and private entities in California State Polytechnic such roles as designer, traffic engineer, project manager, construction manager, University, Pomona consulting engineer, city engineer, public works director, general manger, and owner. Graduate Courses in Public These various roles have involved coordination with boards, councils, commissions, Administration, and various clients, committees, staffs and stakeholder interest groups. Mr. Wellington has technical and managerial performed numerous infrastructure planning, funding, design and construction seminars and workshops improvement projects. Within these roles he has also addressed development siting, Resident Engineer project economics and funding, rates and fees, mapping, agreements, facility academy(UC-ITS) integration, construction, occupancy, and maintenance of facilities. On occasion he has dealt with matters of litigation, arbitration, regional wastewater agreements,water Registration conservation, recycled water usage, and historic water rights in both groundwater Civil Engineer, California, basins and surface flows. He has also performed groundwater management and Na 25131 negotiations. Registered Traffic Engineer, California, No. 00958 Mr. Wellington's specific experiences in storm water/sanitarysewer/potable water projects ranges from initial project planning, scoping, design oversight, plan and Affiliations specification reviews, bidding process, construction management and inspection. His American Society of Civil most recent experiences have involved: feasibility studies for sewers, recycled water Engineers-Various offices use, drainage improvements, development of sewer system management plans, and and committees the related permitting and inter agency coordination required for such projects. He City and County Engineers has also been involved in the funding evaluations and rate and fee evaluations for Association-Past Pres. such improvements. and committee chairs Institute for the Relevant Project Experience Advancement of LA County DPW. Marina Del Rey Sewer Odor Abatement. Project Manager. Engineering Honorary Responsible, in a teaming arrangement with PACE Advance Wastewater Engineering, membership for evaluating, identifying, and quantifying a treatment method to eliminate sewer odor American Water Works (H2S)from a slow flowing gravity system and force main combination within the sewer Association system.A scope of work including bench testing and equipment changes has been approved, but existing lift station facilities are limiting some options. Willdan is American Public Works evaluating optional courses of action in order to proceed with the project intent of odor Association elimination. 42 Years'Experience City of Brea, California. Storm Drain Master Plan. Project Manager. Responsible for oversight of project team preparing a master plan of drainage that will assess the storm drain system's adequacy for handling storm water run-off; compile available City and county records into a GIS format which will then be used in system modeling activities and to produce a working tool for the city staff when complete. Updated hydrologic data for the region will be incorporated and storm runoff conditions and flows will be defined. This data will be used in the hydraulic modeling to evaluate system capacities and/or deficiencies. Resulting deficiencies will be validated and costs/priorities developed for establishing a CIP plan and schedule for the city to use in their annual project planning. A final report will be prepared for adoption as the updated master plan. Sewer System Management Plan,City of Covina, California. Mr. Wellington served as project manager. Willdan was retained to assist the City in accomplishing compliance with the State Depart of Water Resources Order No. 2006-0003-DWQ "Statewide General Waste Discharge Requirements for Sanitary Sewer Systems." Compliance requires each sewer entity to develop and implement a Sewer System Management Plan (SSMP). The process involved review and evaluation of all sewer system related codes, practices, mapping, reporting, financing and public information WI LLDAN I 40 Cityof Rancho Palos Verdes esEngineering Statement of Qualifications for Public Works/Engineering Services Ray Wellington,PE dissemination. The objective was to develop a composite reference and training Continued guideline for regular use by the City in meeting its sewer system operation and maintenance criteria and to prevent/reduce the risks associated with sanitary sewer overflows and their impact on the community. Sewer System Management Plan,City of Lynwood,California. Mr. Wellington directed the research, coordination and development of the required SSMP in response to the 2006 order of the SWRCB. The objective is development of a composite reference and training guide for regular use by the city in meeting its sewer operations and maintenance criteria and policies to reduce the risks associated with SSO. Such development involves review and evaluation of all sewer system related codes, policies, design practices, mapping, reporting,financing, and public information and involvement. It also requires a hydraulic evaluation of the sewer system for capacity assurance and critical maintenance issues. The work also included the development of GIS mapping and data base files. Sewer System Management Plan, City of South Gate,California. Mr. Wellington served as project manager. Willdan was retained to assist the City in accomplishing compliance with the State Department of Water Resources Order No. 2006-0003- DWQ"Statewide General Waste Discharge Requirements for Sanitary Sewer Systems."Compliance required each sewer entity to develop and implement a Sewer System Management Plan) SSMP. The process involved review and evaluation of all sewer systems related codes, policies, practices, mapping, reporting, financing and public information discrimination. The objective was to develop a composite reference and training guidelines for regular use by the City in meeting its sewer systems operations and maintenance criteria and to prevent/reduce the risk associated with sanitary sewer overflows and their impact on the community. Sewer System Management Plan, City of Sierra Madre, California. Mr. Wellington directed the research, coordination and development of the required SSMP in response to the 2006 order of the SWRCB. The objective is development of a composite reference and training guide for regular use by the city in meeting its sewer operations and maintenance criteria and policies to reduce the risks associated with SSO. Such development involves review and evaluation of all sewer system related codes, policies, design practices, mapping, reporting,financing, and public information and involvement. The development process involved utilizing two subcontractors to clean, CCTV inspect and perform selected flow monitoring of the sewer system prior to modeling the hydraulics and evaluating various operations and maintenance issues. The project also involved updating the city's GIS map file for the sewer system. Design of Green River Road Sewer Line Replacement, City of Corona, California. Mr. Wellington directed the research, evaluation and design of the Green River Road sewer line replacement. The project involves 1,620 feet of new 20-inch DIP sewer pipe, 7 manholes, a connection to an active pump station wet well facility and connections to 2 active manholes and 4 inflow sewer pipes. The project is located in an active secondary arterial roadway. 4IVI LLDAN I 41 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Peter Miessner, PE Project Manager II Education Mr. Peter Miessner has proven expertise in approvals, design and construction of large- BS, Civil Engineering, South scale infrastructure projects. He possesses an effective management style that Dakota State University contributes to the bottom line while exceeding contract expectations. He has managed Registration/Certification numerous high profile, complex projects where his proven leadership and teambuilding Civil Engineer California No. skills have maximized employee productivity and client satisfaction. His experience with 42592 specific infrastructure includes local, state highways, bridges; light rail; river improvements; master sewer system and treatment plant; master water system, wells, 23 Years'Experience tanks and treatment plant; recycled water supply; agricultural pipeline relocation and supply; electric transmission towers, substation and agreements; high pressure gas mains; oil pipelines; master programming, scheduling and phasing; right of way; cost estimating; funding. Mr. Miessner has managed complex local-and state-funded transportation projects and understands the how to maneuver projects though the funding and permitting processes. He has worked with Caltrans on numerous projects. His experience includes managing site improvement projects for office complexes, hospitals, college campuses, and institutional projects some having included LEED ratings. Relevant Project Experience MTA Orange Line Extension, Brutoco Engineering &Construction, Inc.; Los Angeles County Metropolitan Transportation Authority, Los Angeles, California. Served as Field Liaison responsible for the daily work execution of the Project Team for this 4.5 mile long, $83 million BRT improvement project. Willdan provided professional engineering design and construction support services for the design/build project of the MOL Extension extending from the existing Chatsworth Station to the Canoga Station in the San Fernando Valley along Canoga Avenue. Willdan prepared and processed plans, specifications, and estimate for street widening, raised landscaped medians, irrigation system, ADA-compliant curb ramps, bicycle paths, park-and-ride and parking lot facilities, traffic signal modifications, communication conduits, bus stations and parking facilities, and signing and striping improvements for the LAMTA and City of Los Angeles. A bike path (Class I bikeway),which included a pedestrian path, was designed and constructed within the Metro right-of-way from the terminus of the existing MOL bikeway/pedestrian path at Canoga Avenue, north to Lassen Street, and along Lassen Street to connect within the existing bike path on the east side of the existing Browns Creek drainage channel. The busway and bikeway cross at nine signalized intersections. . Wilson and Walker Creek Bridges, Phase II,County of Glenn, California. Serves as Senior Engineer for the improvements for State bridge replacement projects.Willdan is providing overall project management, utility coordination, and supplemental surveys as well as developing floodplain and hydraulic reports, NEPA and CEQA environmental documentation, and preparation of final roadway and bridge plans, specifications, and estimate documents for the Walker and Wilson Creek Low Water Crossing Bridge Replacement Projects. Culver City Station Plaza Design Phase 2, Exposition Metro Line Construction Authority,Culver City,California. {Role}. {Responsibility}. Willdan will provide professional engineering design services based on a revised site plan dated 4/15/14 provided by the Authority(Expo). The scope work includes preparing a new concept site plan, updating and processing PS&E (Plans, Specifications and Estimates), and providing support to the Expo during construction. Previously prepared plans(RevO, 100% plans dated 10/31/13)will be used as a basis for preparing the new concept as well as the PS&E. frWILLDAN I 42 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Peter Miessner,PE Various Roadway Improvements including Class II Bicycle Lanes,Various Agencies, Continued California and Arizona. Managed roadway projects that include Class II bicycle lanes. Projects include Copper Hill Drive, Commerce Center Drive, Henry Mayo Drive; Tatum Boulevard; Del Mar Heights Road, Mission Gorge Road; and San Elijo Road. Old Road Design, City of Santa Clarita, California. Performed utility relocation, right- of-way, and survey. The project had a multi-agency design team for$60 million major arterial roadway project that included Caltrans, Los Angeles County as well as design consultants and regional utilities. Project included complicated geologic, environmental, utility, and funding constraints. Services included roadway design, bridge design, river engineering, utility engineering, bikeway design, trunk sewer siphons, etc. Programming project phasing and geotechnical settlement were major issues. The Old Road serves as a major utility corridor for large diameter high pressure gas mains, oil lines. Magic Mountain Parkway Interchange,City of Santa Clarita,California. Integrated regional utilities with the design of a new major freeway interchange on Interstate 5. Utilities included large diameter high pressure gas mains, major power lines, 54-inch diameter water supply line, regional water and recycled water mains, trunk sewers, regional communications lines, etc. Multiple agency coordination was required including Caltrans, Socal Gas, Oil Companies, Los Angeles County, City of Santa Clarita, Los Angeles County Sanitation District, Valencia Water Company, ATT, Time Warner, Edison Electric, Castaic Lake Water District and others. CR67 BR 11C0015, 11C0016, 11C0017,and 11C00179 (Phase II),County of Glenn, California. Provide overall project management, utility coordination, and supplemental surveys, develop floodplain and hydraulic reports, NEPA and CEQA environmental documentation, and prepare final roadway and bridge PS&E documents. Effort to include preliminary engineering and environmental assessment necessary to complete the project design including finalizing the plans, specifications and estimate ready for bidding and complete the environmental documentation. McBean RTC Public Outreach, City of Santa Clarita, California.The City of Santa Clarita retained Willdan to provide planning and landscape architectural services for the expansion of the McBean RTC. Culver City Parking Lot Stage II, Balfour Beatty Infrastructure, Inc. Balfour Beatty Infrastructure, Inc. retain Willdan to provide engineering and landscape architecture services for the Parking Lot Stage II expansion at the Exposition Line Station, City of Culver City. 4iVI LLDAN I 43 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Roxanne C. Hughes, PE Principal Project Manager Education Ms. Roxanne C. Hughes is a Principal Project Manager in the City Engineering BS, Civil Engineering, Technical Group at Willdan Engineering. She has worked in varying aspects of civil California Polytechnic engineering for 16 years. Her primary responsibilities include city engineering, project University, San Luis Obispo management, and pavement engineering. Ms. Hughes specializes in project management, city engineering, pavement engineering, construction management, Registration administration of federally-funded projects, and coordination and oversight of various Civil Engineer, California public works plan checking. No. 62381 16 Years'Experience Relevant Project Experience Ms. Hughes performs a variety of City Engineering services on as-needed basis for various City and County agencies. Through the years, she has served as contract Associate Engineer, Project Engineer, Traffic Engineer, Environmental Services Manager and Stormwater Program Manager for different client agencies. Currently, Ms. Hughes is serving as the contract Deputy City Engineer for the City of Westlake Village. Serving as contract staff, Ms. Hughes has developed capability to function in the public agency context with a well rounded understanding of the city budgeting process, lines of authority and communication. Ms. Hughes can efficiently manage public works and engineering projects from initial concept through project development, budgeting, scheduling, design, bid, award and execution including preparation of all necessary staff reports, public outreach, and interdepartmental coordination for successful implementation. Ms. Hughes also provides Land Development Plan Check Services for several agencies Engineering and/or Public Works Departments. Services provided include development plan checking, change order processing and associated engineering development project coordination. She is responsible for quality assurance and compliance review of plans for public works projects such as grading and drainage, streets, storm drains, sewer and water systems. Land development plan checks typically include review of all supporting engineering documents including planning resolutions(conditions of approval), title reports, soils and geology reports, hydrology and hydraulics reports,water and sewer design reports, stormwater mitigation plans, easements and right-of-way dedication or vacation, etc. Ms. Hughes has been in responsible charge of thousands of public works land development plan checks during her tenure with Willdan and is very adept at all levels of development review and coordination including residential, small and large subdivision, industrial and commercial sites. • City of Westlake Village • City of Agoura Hills • City of Camarillo • County of Kern • City of Calabasas • City of Santa Barbara • City of Ridgecrest • City of Azusa • City of Thousand Oaks • City of Bakersfield • City of Fillmore • City of Rocklin frWILLDAN I 44 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Roxanne C.Hughes,PE Pavement Management Experience Continued Pavement Management Services,City of Malibu, California. Ms. Hughes provided pavement engineering services for conversion to MicroPaver and update of the 2008 citywide pavement management system for the City of Malibu. Services provided included creation of a citywide database describing all roadway segments with current pavement condition and historical treatment data for upload to MicroPaver, and generating a brief pavement management update report with a five-year maintenance and rehabilitation strategy using assigned budgets. Pavement Management Services, City of Ridgecrest, California. Ms. Hughes provided pavement engineering services for conversion to MicroPaver and update of the 2002 citywide pavement management system from Street Saver. Services provided included creation of a citywide database describing all roadway segments with current pavement condition and historical treatment data for upload to MicroPaver, GIS linkage for use in the City's GIS and generating a full pavement management report with a five-year maintenance and rehabilitation strategy using assigned budgets. Pavement Management Services, City of South Gate,California. Ms. Hughes is the project manager for the 2011 Pavement Management System update for the City of South Gate. Services include updating the existing a citywide database to include construction history that has occurred since the 2008 PMS was completed, develop and upload current pavement condition for the citywide bus routes, update GIS linkage for use in the City's GIS and generating a full 2011 pavement management report with a five-year maintenance and rehabilitation strategy using assigned budgets. The 2008 inspection data will be used for the streets and alleys that are not included in the pavement condition assessment along the bus routes. Pavement Management Services,City of Calabasas,California. Ms. Hughes provided pavement engineering services for preparation of a citywide pavement management system. Services provided included creation of a citywide database describing all roadway segments with current pavement condition and historical treatment data, and generating a full pavement management report with a five-year maintenance and rehabilitation strategy using assigned budgets. Design and Construction Management Experience City of Westlake Village,Westlake Village Community Park/YMCA Project Grading and Drainage Improvements. As Deputy City Engineer for the City of Westlake Village, Ms. Hughes provided project management and oversight for all facets of the Westlake Village Community Park/YMCA Project. The project consists of developing a YMCA community recreation center and multi-purpose sports field complex on a 33-acre hillside site along the north side of Thousand Oaks Boulevard in Westlake Village. The overall earthwork involved remediation, cut and fill quantities of over 1 million cubic yards of earth. The design of the back-bone storm drain infrastructure as wells as debris and retention basin design. The site utility plan included services for water, sanitary sewer, gas and electric. The water system includes three booster pump stations, one for potable service to the site uses and the other two are reclaimed water for irrigation use. Willdan coordinated the processing of plans through the Los Angeles County Department of Public Works and provided engineering construction support services to facilitate construction and resolve construction issues during the construction. 'VVI LLDAN I 45 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Abner Catig Senior Design Manager Education Mr.Abner Catig, as a Senior Design Manager for the Design Services Division of BS, Civil Engineering Willdan, is responsible for design and preparation of plans, specifications, and Cebu Institute of estimates (PS&E)for numerous public works projects. His 32 years experience Technology, Philippines includes design of flood control and drainage improvements, grading and site plans, Short Course-Los hydrology studies, sewer improvements, storm drains, and streets and highways. He Angeles County possesses extensive knowledge of California Department of Transportation Hydrologic Method (Caltrans), Los Angeles County Department of Public Works, and Orange County California State University Environmental Management Agency design criteria and guidelines. As a project Long Beach engineer, Mr. Catig ensures that design team members, including pavement, 32 Years'Experience geotechnical, and survey crew subconsultants are provided with all necessary information to accurately complete plans and specifications. Additionally, Mr. Catig works closely with drafters and technicians to develop a comprehensive and accurate product. Mr. Catig's computer experience includes the Microstation and COGO programs. Prior to joining the Willdan team, Mr. Catig was employed as a construction engineer for an international private firm, responsible for supervising construction of sewer systems in Riyadh, Saudi Arabia, which included 140 linear miles of pipe laying and 20,000 house connections. Relevant Project Experience Street and Storm Drain Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation,federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Hawthorne Boulevard Street Resurfacing,City of Rolling Hills Estates.Willdan provided design engineering for resurfacing from Palos Verdes Drive North to the northern city limits and from Silver Spur Road to the southern city limits. The improvements involved asphalt-rubber hot-mix overlay, ADA-compliant curb ramps, concrete repairs, signing, striping, and loop replacement. The scope of work included federal invoicing, utility coordination, and pavement engineering. City of South Gate,Willow Place Widening. Mr. Catig is the Civil Engineer of this project which involves the widening of Willow Place,within the existing right-of-way four feet on the east and west sides, from Long Beach Boulevard to Santa Fe Avenue, reducing the parkway width from 10 feet wide to six feet,with full-width sidewalks and a curb to curb width of at least 36 feet, plus upgraded street lights on Willow Place and also on numerous nearby streets. The project encompasses the following work: pavement rehab, curb and gutters, new sidewalks/curb and gutter, drive approaches removal of street trees, relocation of fire hydrants, relocation of water meters and other utilities,wheelchair ramps, relocation of street lights, conversion of street lights "VVI L L DA N I 46 City Engineering ty of Rancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services Abner Catig from series to multiple system, planting of street trees, striping, etc. The project Continued involves the design, bidding and award process and full construction management, including resident engineering, materials testing and utility coordination. Biweekly meetings are planned along with special meetings as warranted. Community outreach is continuous through design construction, including direct communications with residents as special needs arise. Washington Boulevard Street Improvements, City of Culver City, California. Mr. Catig is the Senior Design Manager for the civil portion of this project which involves the design of Washington Boulevard for the reconstruction of portions of roadway which are currently failing. Specifically, the reconstruction will consist of removing 26- inches of road and constructing new base material with supportive fabric and new asphalt. The project consists of closing Washington Boulevard and detouring weekend traffic while excavation takes place. The second phase will consist of lane closure to install new base material, fabric and asphalt to various sections along Washington Boulevard from Ballona Creek to Roberts Avenue. Sepulveda Boulevard Widening, City of Culver City,California. Mr. Catig was the Lead Design Engineer for civil design for this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right-of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. McManus Park Sewer Realignment, City of Culver City,California. Mr. Catig was responsible for the design and preparation of PS&E for sewer improvements totaling 600 linear feet. The project included connection of existing and new house laterals. McManus Park Improvements, City of Culver City, California. Mr. Catig was responsible for the design of drainage and grading improvements. This project involved the construction of two cul-de-sacs for park access, a baseball field, park facilities, and 100 additional parking spaces. The construction cost was approximately$2 million. 2011 Proposition 1B Street Resurfacing, City of Rolling Hills Estates,California. Mr. Catig was the Senior Design Manager of this project which involved providing professional engineering services for the design, utility coordination, contract administration, and construction observation for Pinto Lane, Palomino Lane, Poly Lane, and Shadow Lane. Willdan prepared a bid package for the advertisement of the local streets funded through Proposition 1B and Measure R funds. The project was expedited in an effort to complete the construction no later than June 30, 2011 which was the expiration date for the Proposition 1B funds. Project would be ready for advertisement in March 2011, awarded in April of the same year and constructed by May 2011. WI LLDAN I 47 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Elroy L. Kiepke, CBO, PE City Engineer Education Mr. Elroy L. Kiepke presently serves as a City Engineer for Willdan. He joined 1969, BS, Civil Willdan in July 1979 to assist in the formation of the Building and Safety Division. As Engineering, Valparaiso the division grew, he became the Division Manager for Plan Check Services and City University, Indiana Engineer for some of Willdan's client cities. Mr. Kiepke began his professional career Registration with the County of Los Angeles in June 1969. He received training in building plan 1973, CA, 022382, Civil check and subdivision plan check before taking permanent positions in the 1986, CABO, CBO, 703 Subdivision Section and Building and Safety. 1994, ICBG Relevant Project Experience Accessibility/Usability Specialist Certificate, National Pollution Discharge Elimination System 74013 For Willdan projects, Mr. Kiepke developed the policies and procedures for projects Qualified SWPPP requiring State construction activity permits. The purpose is to create a partnership Developer, No. with the contractor to develop a Storm Drain Water Pollution Prevention Plan which 00999 best meets the needs of all parties involved with the project and complies with Clean Water Act requirements. Affiliations American Public Works Dillon Road Grade Separation Project,City of Coachella,California. Responsible Association for providing NPDES services for the Dillon Road Grade Separation Project. The project involves the construction of a new bridge at Dillon Road and the existing American Society of Civil UPRR tracks. The new structure carries Dillon Road traffic over Indio Boulevard and Engineers the UPRR's two existing tracks by means of a reinforced concrete bridge. In addition, California Building the project involves the following specific items of work: new traffic signals, Officials construction of approach fills for the new bridge, installation of new curbs and gutters, International Conference installation of new signing, construction of new drainage facilities, and other of Building Officials appurtenant work. It is anticipated to take approximately 14 months and$22 million International Erosion dollars to construct the new bridge. Control Association NPDES Compliance, City of San Marino, California. Responsible for providing 43 Years'Experience NPDES services to include advising staff in required NPDES actions, complete annual NPDES report, and attend NPDES meetings. NPDES Permit Compliance,City of Agoura Hills,California. City Engineer. Responsible for attending meetings, reviewing and proposing Ordinances, preparing reports, and communicating with the community to maintain the Cities NPDES compliance efforts. This activity went from the issuance of the early permit in 1990 through August 1997. Mr. Kiepke has worked extensively with the City on compliance with NPDES permit for separate storm sewer systems. He has been instrumental in preparing ordinances for improving management practices for projects which discharge to the storm drain. On behalf of the City, he attended meetings and attended seminars to gain a better understanding of how to better shape the program's goals. NPDES Permit Compliance, Cities of Rosemead, Paramount, and Bell Gardens, California. Mr. Kiepke due to his familiarity and availability, took over the permit programs for the above cities in October 1997, and continues his efforts in this area. This includes preparation of the Site Visit database for each city budget report preparation and attendance at Watershed meetings representing the cities. Mr. Kiepke has also conducted training classes for more than 150 City personnel as required by the Permit. Cities of Calimesa, and La Canada Flintridge,California. Mr. Kiepke as part of the City Engineering responsibility, administered the NPDES Programs for these cities. The Calimesa assignment involved review of the Riverside County permit. "(WI LLDAN I 48 City of Rancho Palos Verdes Engineering IStatement of Qualifications for Public Works/Engineering Services Christopher C. Kelley, PE Associate Engineer Education Mr.Christopher Kelley is a Senior Design Engineer for Willdan, with 9 years of BS, Civil Engineering, design experience. He is primarily responsible for the design of public works California State Polytechnic improvement projects, including streets, highways, storm drains, sewers, and University, Pomona waterlines Registration Relevant Project Experience 2014, Professional Civil Orange Line Extension, Metropolitan Transportation Authority(MTA), Los Engineer, California No. 83179 Angeles,California. Design Engineer. Responsible for providing assistance in the 9 Years'Experience design of a variety of storm drain facilities including culvert, debris basins, streets, swales, etc. Willdan is preparing plans, specifications and estimates for street widening, raised landscaped medians, irrigation system,ADA Access curb ramps, bicycle paths, park-and-ride and parking lot facilities, traffic signal modifications, communication conduits, and signing and striping. This includes the construction or reconstruction of three stations. Stonybrook Storm Drain Project, County of Orange,California. Design Engineer. The project provided plans, specs, and estimate for the construction of the Stonybrook Storm Drain, a 3200' storm drain extension from the existing Gilbert Street Storm Drain Stub-out just north of Ball Road along Gilbert Street, east on Stonybrook Drive to Campus Drive to reduce flooding. The new storm drain delivers flow to the Gilbert Street Storm Drain. Inlets along the alignment intercept flow and minimize ponding. Kanan/U.S. 101 Interchange Improvements, City of Agoura Hills, California. Design Engineer. The project included modifications to the freeway mainline, four new ramps, modifications to two existing ramps, realignment of Canwood Street and Roadside Drive, providing new access to Roadside Drive, widening of two bridges, replacement of one bridge, design of one new bridge, channel and drainage improvements, traffic improvements, a park and ride lot, right-of-way, and acquisition. River Road Bridge Replacement,TY Lin International. Design Engineer. This project involved the replacement of an existing two-lane bridge over the Santa Ana River with a four-lane structure. The new bridge will be elevated to allow the passage of a 100-year discharge. The improvements also include new roadway approaches, utility relocation, and a new regional trail. Jessen Drive Bridge Replacement,City of La Canada Flintridge, California. Design Engineer. Professional engineering services as well as CEQA and NEPA environmental clearance for the reconstruction of the Jessen Drive Bridge. The project was funded by the Highway Bridge Program). The existing bridge is a single- timber trestle structure. The abutments are composed of a steel soldier piling system. The proposed improvement included replacing the bridge with a single-span precast, prestressed concrete I-girder bridge, improving channel section under the bridge, providing slope protections, and improving the roadway approach transition IftWILLDAN I 49 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works/Engineering Services Lucy Martinez, EIT Designer II Education Ms. Lucy Martinez brings to Willdan 13 years of civil engineering experience. Ms. 2014, BS, Civil Martinez' duties include assisting in the preparation of plans, specifications, and Engineering, California estimates(PS&E)for public works projects. Ms. Martinez is proficient with software State University, Los such as MicroStation, InRoads, SelectCad, SAP2000,AutoCAD,Windows, and MS Angeles Office. Ms. Martinez is bilingual,fluent in the Spanish language. Registration EIT Relevant Project Experience Affiliations Safe Routes to School Project Cycle 8, City of La Puente,California. Designer II. American Society of Civil Willdan Engineering provided engineering design, project management and grant Engineers administration services for the SR2S Cycle 8 project. The City was awarded through the SR2S Grant$664,744 for construction of sidewalk repairs and infill, in-roadway 13 Years'Experience flashing lights, speed feedback signs, signing and striping upgrades surrounding Nelson Elementary School, Del Valley Elementary School and Sierra Vista Middle School. Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA. Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation,federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Hawthorne Boulevard Street Resurfacing, City of Rolling Hills Estates.Willdan provided design engineering for resurfacing from Palos Verdes Drive North to the northern city limits and from Silver Spur Road to the southern city limits. The improvements involved asphalt-rubber hot-mix overlay, ADA-compliant curb ramps, concrete repairs, signing, striping, and loop replacement. The scope of work included federal invoicing, utility coordination, and pavement engineering. City of Lakewood,South Street Rehabilitation. Design Engineer. The project includes the preparation of plans, specification and estimate for street overlay, signing and striping plans from Lakewood Boulevard to East City Limits(2 miles). The project was funded through the American Recovery and Reinvestment Act funds and Willdan provided federal funding administration to secure the allocation of funds for construction (E-76) Other services provided by Willdan included utility coordination, pavement engineering, topographic survey, monument restoration, construction administration, construction observation, and labor compliance. South Street Rehabilitation, City of Lakewood,California. Design Engineer. The project includes the preparation of plans, specification and estimate for street overlay, signing and striping plans from Lakewood Boulevard to East City Limits(2 miles). The project was funded through the American Recovery and Reinvestment Act funds and Willdan provided federal funding administration to secure the allocation of funds for construction (E-76) Other services provided by Willdan included utility coordination, pavement engineering,topographic survey, monument restoration, construction administration, construction observation, and labor compliance. frWILLDAN I 50 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Lucy Martinez, EIT 1-5 Mitigation Project, Project 300, City of La Mirada, California. Civil Designer. Continued Willdan Engineering provided professional engineering design services for the preparation of plans, specification and estimates for the 1-5 Preconstruction Mitigation Project. The design involved several streets, median and traffic signal improvements in advance of the 1-5 mainline widening scheduled to begin construction in late 2010. The project was needed to accommodate the heavy volumes of traffic detoured and diverted into cities over the duration of the construction. Project 300 was located within the Cities of La Mirada and Santa Fe Springs and was administered by the City of La Mirada. The plans included the street rehabilitation of Alondra Boulevard;Valley View Avenue; Freeway Drive as well as traffic signal and median modification at Valley View Avenue/Firestone Boulevard (south);Valley View Avenue/Firestone Boulevard (north);Valley View Avenue/Alondra Boulevard and Valley View Avenue/Gannet Street. Willdan also provided utility coordination, traffic signal timing chart preparation and assistance during advertisement and bidding. 1-5 Mitigation Measures Traffic Signal Modifications,City of Norwalk,California. Ms. Martinez was the Designer II of this project which involved providing professional engineering design services for the preparation of plans, specifications and estimates (PS&E)for the I-5 Freeway Mitigation Project, which consisted of modifying the traffic signal and intersection pavement delineation at Alondra Blvd./Shoemaker Ave.; Alondra Blvd./Carmenita Road and Alondra Blvd./Marquardt Ave., to provide protected permissive phasing, adequate left turn pocket storage, additional through lane within the existing right of way, and ADA compliant access ramps. The first phase of the project consisted in preparing a concept plan that would incorporate all the mitigation measures and assess the impacts on the existing location. Once this was completed, a memorandum summarized the recommendations for modifications including removal of parking, length of left turn pocket to name a few. Additional services provided by Willdan included utility coordination, timing chart preparation, assistance during construction, and record drawings. Tweedy Boulevard Improvements, City of South Gate,California. Ms Martinez was the Designer II of this project which involved the provision of professional engineering design for a Highway Safety Improvement Project(HSIP). The City in an effort to reduce the pedestrian vehicle conflict along Tweedy Boulevard from Alameda Street to Long Beach Boulevard would like to construct a median. The future opening of a super-school complex at the westerly City limits that will include a high school, middle school and adult continuation school increases the conflict possibilities. Additionally, the traffic signal at Tweedy Boulevard/Stanford Avenue will be modified to provide protected/permissive left-turn phasing and a flashing beacon installation will be provided at Tweedy Boulevard/Montara Avenue. Willdan prepared plans, specifications, and estimate as well as topographic survey, utility coordination, and federal paperwork administration. Public outreach will be provided for the median installation. Hawthorne Boulevard Rehabilitation Project,City of Rolling Hills Estates, California. Designer II. Project involved the preparation of Federal paperwork, plans, specifications and estimate for the City of Rolling Hills Estates' Hawthorne Boulevard from Palos Verdes Drive North to North City Limits and Hawthorne Boulevard from Palos Verdes Drive North to South City Limits rehabilitation project. The scope of work included preparation of federal paperwork, utility coordination and pavement engineering. //WI LLDAN I 51 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Kenneth R. Krieger Senior Designer 26 Years'Experience Mr. Kenneth Krieger has 26 years of experience at Willdan in the design of various improvement projects for several public agencies and municipalities. He is specialized in the development and execution hydraulic modeling software for flood control, storm drain and sewer related projects. He is trained and experienced with HEC-2, HECRAS as utilizing River CADD, Storm Plus, WSPG, AES and Hydra software packages including H2OMap Sewer training and other sewer hydraulic modeling software. He has performed hydrology and hydraulic calculations on numerous flood control channels, storm drains and performed capacity analysis on over 10 complete sewer systems within the past 6 years.As a member of the Design Engineering Group in Anaheim, he has worked on most of Willdan's more complex drainage and sewer designs. He is also fully versed on Micro Station, AutoCAD and ARCGIS software. Relevant Project Experience Sewer System Reconstruction Plan, City of Covina,California. Senior Designer. This project involved the reconstruction of approximately 11,180-feet of existing sewer mainline within six(6)separate reaches. Sanitary Sewer Management Plan(SSMP), City of Covina,California. Senior Designer.Assisted in the preparation of the City's SSMP accomplishing compliance with the State Depart of Water Resources Order No. 2006-0003-DWQ "Statewide General Waste Discharge Requirements for Sanitary Sewer Systems." Compliance requires each sewering entity to develop and implement a SSMP. Ken's role in the project involved updating of data in the 2002 Covina Sewer Master Plan sewer capacity evaluation for inclusion in the SSMP report and mapping exhibits. Sanitary Sewer Management Plan, City of South Gate,California. Senior Designer.Assisted in the preparation of the City's SSMP to accomplish compliance with the State Department of Water Resources Order No. 2006-0003-DWQ "Statewide General Waste Discharge Requirements for Sanitary Sewer Systems." Ken's role in the project involved developing and executing the hydraulic modeling analysis of the 120 miles of community sewer system. This was done to determine capacity constraints that exist in the system. Godde Hills Estates Sewer Project, City of Palmdale,California.Senior Designer. Assisted in the preparation of a comprehensive sanitary sewer study plan for the sewer mainlines to establish the design for the installation of a new sewer system to serve the existing residential development. The sewer system consisted of approximately 4,500 linear feet of sewer mainline within the development and approximately 1,000 linear feet of sewer installed within Avenue M-8 connecting to the existing sewer in Almond Avenue. Downstream of the connection point the sewer connects to a Sanitation District No. 4 sewer trunk line. The sewer improvements were design in accordance with the standards of and approved by the LACDPW. Sewer Improvements NAF -Reyes Construction, El Centro,California. Senior Designer.Assisted in the preparation of a sewer study based on current and future development of the Naval Base to determine the sizes of the new sewer facilities. Assisted in the design of the sewer improvement to adhere to the more stringent requirements of San Diego County and Imperial County standards for future privatization of the Naval Base. The design effort included the preparation of construction-ready plans, specifications and details. This design-build project involved the replacement of approximately 17,500 linear feet of sewer force main and approximately 29,000 linear feet of gravity sewer main on the United States Naval Air Facility (NAF)at El Centro, California. firWILLDAN I 52 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Kenneth R. Krieger 10th Street West Sewer Improvement Project, City of Palmdale,California. Continued Senior Designer.Assisted in the planning and preparation of plans and specifications for constructing sewer improvements for the 10th Street West commercial development associated with the Assessment District 2006-2. This is an existing commercial development consisting of thirty three(33). The sewer improvements are proposed within 10th Street West extending from Avenue) and connecting to the existing 12-inch sewer at Avenue M.A preliminary design alignment and assessment boundary was initially established for his project and approved by the City of Palmdale. The proposed improvements included the construction of approx. 10,600 feet of sewer mainline with pipe diameters ranging from 8-18 inches,with a construction cost approximately$1.66 M. The project plans were prepared in accordance with and approved by the LA County Sanitation District LACSD. Bellflower Sewer Master Plan. Senior Designer.Assisted in the preparation of the Sewer Master Plan for the City of Bellflower. This sewer master plan report addressed the entire 111 miles of existing local collection sewers. The work effort involved obtaining all available sewer system information, formatting a hydraulic computer model, importing current land use records, performing calculations of the sewer system capacity to determine any deficiencies and obtaining representative flow monitoring samples in order to calibrate the model to actual system conditions. Then recommendations were prepared for 10-year capital improvement program. 10-Year Sewer Maintenance Plan,City of Covina,California. Senior Designer. Assisted in the preparation of the City of Covina 10-year Sewer Maintenance Plan. This plan included the preparation of a 10-year videotaping schedule to provide videotaping for all of the city of Covina sewers. The intent was to let a contract each year for 10 years to video tape the existing sewer lines per the schedule and a list of suggested and prioritized repairs compiled. Each year, this list of repairs would be incorporated into a bid schedule for an annual repair and maintenance contract. Plans and exhibits would be developed as necessary to depict and design the necessary repairs. The first two years of this plan have been completed and completed under separate contracts for videotaping and rehabilitation. Sanitary Sewer System Master Plan,City of Covina,California. Senior Designer. Assisted in the preparation of a comprehensive sanitary sewer master plan and management program to repair or replace the existing sewer lines, upgrade the sewer system, and provide a sewer system capacity analysis. The master plan included a narrative report, a database(including a pipeline inventory), video inventory, electronic base map, and a five-year capital improvement plan with cost estimates. WI LLDAN I 53 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Herbert L. Gluesing, Jr. PE, TE, PTOE Director of Engineering Education Mr. Herbert L. Gluesing,Jr., a Director of Engineering at Willdan, supervises 14 BS, Civil Engineering, engineers and technicians providing traffic engineering and design and construction California State University, survey services throughout California and in support of our Arizona and Nevada Long Beach offices. Mr. Gluesing has 50 years of experience in traffic and transportation Registration engineering, including neighborhood traffic management, traffic circulation, impact Professional Traffic and parking studies, design and operations, municipal engineering, and operational Operation Engineer analyses. To date, Mr. Gluesing has supervised the completion of more than 10,000 larger and smaller-scale projects. He has personally designed more than 1,000 new Traffic, California No. 1683 and modified traffic signal installations, as well as two traffic signal master computer Civil, California No. 45729 systems, employing various interconnect and communication facilities. Prior to joining Civil, Nevada, No. 10857 the Willdan team, he served 12 years with Herman Kimmel and Associates and 12 years with the Cities of Newport Beach and Fullerton. Affiliations American Society of Civil In addition to serving as City Traffic Engineer for the Cities of Malibu, Lakewood, La Engineers Puente, Lawndale, Norwalk, and Paramount, in his capacity as a Director of Engineering, Mr. Gluesing is responsible for the following services: Institute of Transportation Engineers ■ City traffic engineering and municipal support services • Design and construction survey services Orange County Traffic • Funding applications Engineering Council • CPUC, FHWA, and local agency coordination and applications City Traffic Engineers • At-grade rail crossing traffic control design American Public Works • Traffic signing and striping design Association • Construction traffic control and detour design • Traffic signal systems and coordination design and operations 50 Years'Experience • State Highway and Freeway traffic design and operations • Street lighting analysis and design ■ Rail station study and design • Traffic impact analyses and review • Engineering and traffic surveys ■ Neighborhood traffic management and traffic calming ■ Local intersection, traffic signal system coordination, and railroad preemption timing analysis, development, and implementation Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation,federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. fiWILLDAN I 54 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Vanessa Munoz, PE, TE, PTOE Deputy Director of Engineering Education Ms.Vanessa Munoz is a Deputy Director of Engineering at Willdan with 17 years of 1997, BS, Civil experience in transportation planning and traffic engineering. Ms. Munoz is an Engineering, California accomplished engineer for multi-discipline and multi-agency traffic and transportation State Polytechnic projects and has supervised the completion of more than 1,000 projects, for a variety University, Pomona of large to smaller scaled projects and understands the importance of meeting Registration schedules and developing the most cost-efficient project in order to meet the City's Professional Traffic budgetary constraints. She is responsible for analysis, coordination, and design of Operation Engineer, 2007 various projects, including preparation of plans, specifications and estimate (PS&E) Registered Traffic for traffic and street improvement projects. Ms. Munoz has secured funding through Engineer, California-No. the Safe Routes to School (SR2S) and Highway Safety Improvement Program (HSIP) 2341, 2006 grants. Ms. Munoz is bilingual, fluent in the Spanish language. Registered Civil Engineer, Relevant Project Experience California-No. 67583, City Traffic Engineering Services, City of Rolling Hills, CA. City Traffic Engineer. 2005 Responsible for handling all general traffic engineering concerns within the City, such Doppler Traffic Operator, as, performing stop sign and safety analyses, engineering and traffic surveys, 2000 preparing and reviewing traffic control plans, preparing and presenting Commission Affiliations and Council reports, conducting field investigations, and investigating citizen requests. City Traffic Engineers Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan American Public Works Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Association Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will Institute of Transportation serve as the local match for the design and construction of the Palos Verdes Drive Engineers(ITE) North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services 17 Years'Experience to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation, federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Hawthorne Boulevard Street Resurfacing,City of Rolling Hills Estates.Willdan provided design engineering for resurfacing from Palos Verdes Drive North to the northern city limits and from Silver Spur Road to the southern city limits. The improvements involved asphalt-rubber hot-mix overlay, ADA-compliant curb ramps, concrete repairs, signing, striping, and loop replacement. The scope of work included federal invoicing, utility coordination, and pavement engineering. City of South Gate,Tweedy Boulevard Improvements—Ms. Munoz was the Project Manager of this project which involved the provision of professional engineering design for a Highway Safety Improvement Project(HSIP). The City in an effort to reduce the pedestrian vehicle conflict along Tweedy Boulevard from Alameda Street to Long Beach Boulevard would like to construct a median. The future opening of a super-school complex at the westerly City limits that will include a high school, middle school and adult continuation school increases the conflict possibilities. Additionally,the traffic signal at Tweedy Boulevard/Stanford Avenue will be modified to provide protected/permissive left-turn phasing and a flashing beacon installation will be provided at Tweedy Boulevard/Montara Avenue. Willdan prepared plans, specifications, and estimate as well as topographic survey, utility coordination, and 'VVI LLDAN I 55 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Vanessa Munoz,PE,TE, federal paperwork administration. Public outreach will be provided for the median PTOE installation. Continued Sepulveda Boulevard Widening, City of Culver City,California. Lead Design Engineer. Responsible for the traffic design portion of this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right-of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Firestone Boulevard Four Traffic Signals(HSIP), City of South Gate, California. Senior Design Engineer II. Responsible for providing traffic engineering services which involved plan preparation for modification of existing traffic signals along the Firestone Boulevard corridor to provide protective left turn phasing at the following locations: Firestone Boulevard at Otis Street; Firestone Boulevard at California Avenue; Firestone Boulevard at Long Beach Avenue; and Firestone Boulevard at Santa Fe Avenue. The project included preparation of plans, specification and estimate(PS&E), field survey, environmental documentation, public outreach, utility coordination, assistance during advertising and bidding and record drawing preparation. 1-5 Mitigation Measures Traffic Signal Modifications,City of Norwalk, California. Responsible for providing professional engineering design services for the preparation of plans, specifications and estimates (PS&E)for the I-5 Freeway Mitigation Project, which consisted of modifying the traffic signal and intersection pavement delineation at Alondra Boulevard/Shoemaker Avenue;Alondra Boulevard/Carmenita Road and Alondra Boulevard/Marquardt Avenue, to provide protected permissive phasing, adequate left turn pocket storage, additional through lane within the existing right-of- way, and ADA compliant access ramps. The first phase of the project consisted in preparing a concept plan that would incorporate all the mitigation measures and assess the impacts on the existing location. Once this was completed, a memorandum summarized the recommendations for modifications including removal of parking, length of left turn pocket to name a few. Additional services provided by Willdan included utility coordination, timing chart preparation, assistance during construction, and record drawings. Traffic Signal at Palos Verdes Drive North and Rolling Hills Road, City of Rolling Hills Estates,California. Project Manager. Willdan Engineering provided professional engineering services for the design and utility coordination for the traffic signal modification project at the intersection of Palos Verdes Drive North and Rolling Hills Road in the City of Rolling Hills Estates. Presently, the traffic signal poles have a decorative wood cover. In order to retain a similar look, the traffic signal modification will include new decorative poles designed by South Coast Lighting, including the modified foundations. The primary purpose of the traffic signal modification is to provide protected/permissive left turn phasing for both directions on Palos Verdes Drive North and the replacement of all the traffic signal poles with new decorative poles and the City has a budget of$240,000. The preparation of plans, specification and estimate will be completed within a 1 month period to expedite the process and get the project to construction within a 6 month period. Willdan will assist the City with the procurement of long-lead time equipment such as the traffic signal controller cabinet and traffic signal poles to minimize delays on the project. VVI LLDAN I 56 Ciof Engineering ty R ancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services Ruth Smith, TE, PTP Project Manager Education Ms. Ruth Smith is a Project Manager at Willdan with more than 34 years of 1975, BS, Civil Engineering, experience in traffic and transportation engineering. Ms. Smith's duties include California State Polytechnic performing traffic studies for client cities, such as preparing a neighborhood traffic University(Cal Poly), Pomona, management and parking plan, recommending future actions to upgrade a two-lane CA roadway to a multi-modal corridor, preparing traffic impact analyses for proposed Registration developments, conducting traffic impact analyses for Project Study Reports (PSRs) 2007, Professional for freeway-related improvements, conducting traffic signal warrant studies, and Transportation Planner(PTP) preparing grant applications for Suggested Route To School funding and Calls for Certificate Projects. 1992, California Professional Prior to joining Willdan, Ms. Smith's experience has included supervising the Engineer License for Traffic, preparation of traffic impact, parking, trip generation and on-site circulation studies Registration#TR001650 and reports. Ms. Smith met/interfaced with clients and municipal staff, coordinated Affiliations work with civil engineering and environmental consultants, and appeared before Institute of Transportation planning commissions, city councils and boards of supervisors. She prepared studies Engineers(ITE) for a variety of developments, both large and small, including planned communities, American Society of Civil commercial developments,warehouses, distribution centers, churches, an asphalt Engineers(ASCE) plant,wineries, and PR/PSRs for new and existing freeway interchanges. Ms. Smith collaborated with developers, their architects and civil engineers to redesign on-site Orange County Traffic circulation plans and project access to improve traffic flow and meet jurisdiction Engineering Council(OCTEC) requirements. 34 Years'Experience At a previous firm, Urban Crossroads, Inc., Ms. Smith's experience included supervision of traffic impact, parking, trip generation and onsite circulation studies and reports. She met/interfaced with clients and municipal staff, coordinated work with civil engineering and environmental consultants, and appeared before planning commissions, city councils and boards of supervisors. Ms. Smith also worked for the City of Santa Ana as a Senior Traffic Engineer for 14 years,where she not only supervised the preparation and review of signing and striping plans for three years, but also managed the design and implementation of the City's directional signage project, which consisted of three large overhead signs and approximately 50 smaller signs on the side of the roadways. In addition, Ms. Smith developed and administered the City's Neighborhood Traffic Management Plan program (including traffic diverters and speed humps), several Neighborhood Parking Management plans and the Speed Hump program. She coordinated with the Santa Ana Downtown Business Association to resolve their parking needs and concerns. Ms. Smith also handled citizen requests for stop signs, parking restrictions, crosswalks, etc. and managed the Santa Ana Pedestrian Safety Task Force. Ms. Smith regularly made presentations to City Commissions,the City Council, the Environmental and Transportation Advisory Committee, schools, business groups, and neighborhood associations. At various times, Ms. Smith was also responsible for coordinating with Caltrans on several freeway projects, including two freeway widening projects; was on the APWA committee that produced the 2001 and 2006 editions of the Work Area Traffic Control Handbook(WATCH); dealt with litigation; and handled school issues, including Suggested Route to School maps and Adult School Crossing Guard studies. Ms. Smith also administered an Office of Traffic Safety(OTS)grant for a citywide crosswalk study, a citywide speed limit update, the City's Traffic Control Devices Inventory and the City's Accident Data Base(Crossroads). IKWILLDAN 57 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Ruth Smith,TE,PTP Relevant Project Experience Continued Sea Bluff Area Permit Parking Assessment, City of Rancho Palos Verdes, California.Willdan performed a parking study in response to resident concerns regarding parking intrusion from an adjacent resort by users of nearby walking trails going to the bluffs and/or beach. The purpose of the study was to assess the magnitude, extent, and sources of the parking intrusion and to evaluate the effectiveness of permit parking and other possible measures to address the residents' concerns and improve traffic safety.A parking survey consisting of a license plate survey and an origin and destination (O/D)study was performed to assess the level and source of parking intrusion on five affected residential streets. In order to be as unobtrusive as possible, Willdan introduced an innovative method of performing the O/D survey by placing video cameras at strategic locations—allowing pedestrians to be tracked from where they parked to their destinations and vice versa. The cameras provided destination clues based upon how the pedestrians were dressed (i.e., resort employees in uniforms). The survey results generally supported the residents'claims; however, they also revealed that many of those parked on the streets were visiting residents. The results indicated that most of the others were related to the resort and not to trail users or beach goers. Based upon the study's findings, various permit parking options, as well as other potential actions,were presented and recommended actions were provided. The study methodologies, analyses, findings, and recommendations were summarized in a report and presented to the City's Traffic Safety Committee. Traffic Engineering Services, City of Rancho Palos Verdes, California. Consultant Traffic Engineer. Willdan currently provides on-call traffic engineering services to the City of Rancho Palos Verdes. Ms. Smith prepares a variety of traffic studies for the City, such as Engineering and Traffic Surveys to update individual speed limits, neighborhood traffic studies/plans and neighborhood parking studies. She also provides traffic engineering data and support for grant applications such as the Highway Safety Improvement Program (HSIP)the Metro Call-for Projects, and Safe Routes to School, and performs the grant-funded services. Major studies include preparing a Complete Street multi-modal study that included pedestrian, bicycle and equestrian elements for a six-mile long, steep, narrow, two-lane winding minor arterial, and the traffic impact analysis for the update of the General Plan Circulation Element. Many of these studies include presentations to the Traffic Safety Commission and the City Council. Ms. Smith also prepared and presented a paper summarizing the Complete Street study at the Institute of Transportation Engineers (ITE)2011 Western District Annual Meeting in Anchorage,Alaska. Ms. Smith also manages the various other services performed by the Willdan traffic engineering team, such as the Citywide Engineering and Traffic Survey, the Highway Performance Monitoring System (HPMS), the Metro Congestion Management Program (CMP) monitoring. Traffic Engineering Services, City of Placentia, California. City Traffic Engineer. Responsible for providing traffic engineering services support at the City one day a week, handling typical citizen requests such as parking restrictions, stop sign requests and reported problems with traffic signals. Ms. Smith is also responsible for the City's Traffic Safety Commission that meets bi-monthly. She prepares the meeting agendas and staff reports, approves the draft meeting minutes, gives the staff reports and updates at the meetings, and takes recommended actions to the City Council for approval. Ms. Smith coordinates with the school district and schools regarding parking and circulation issues, and performs school crossing guard studies. Ms. Smith also manages the permit parking and speed hump programs, reviews traffic studies and signing and striping plans, and handles the review of traffic signal plans. Her duties also include drafting traffic-related City policies and coordinating improvements with neighboring jurisdictions. "(WI LLDAN I 58 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Joanne Itagaki Senior Design Manager Education Ms.Joanne Itagaki is a Senior Design Manager at Willdan with more than 27 years 1986, BS, Civil of experience in traffic and transportation engineering. She serves as the Traffic Engineering, California Engineering Deputy for the City of Norwalk and Traffic Advisor to the City of State Polytechnic Rosemead. She is responsible for analysis, coordination, and design of a variety of University, Pomona projects, including preparation of traffic impact studies, engineering and traffic Institute of Transportation surveys, and design projects. Studies Prior to joining the Willdan team, Ms. Itagaki worked for the City of Los Angeles Fundamentals of Traffic investigating citizen's requests for various items, including parking restrictions, stop Engineering signs, and traffic signals. She also worked for Caltrans where she analyzed vehicle Fundamentals of Traffic counts and vehicle occupancy for high occupancy vehicle (HOV)on-ramp access Signal Design Safety lanes for Interstate 210 (Foothill Freeway). through Construction and Maintenance Zones Relevant Project Experience Orange County Municipal Transportation Engineering Services Transportation District Ms. Itagaki has served as Traffic Engineering Deputy or assisted the Traffic Engineer Transportation Demand for the below-referenced California communities. She has performed numerous traffic Management Alternative investigations, including stop sign, traffic signal and school area traffic control Work Hours Seminar evaluations, as well as installation of parking and turning restrictions, curb markings, Transportation Demand and speed bumps. She coordinated maintenance of the traffic control system and Management Ridesharing acted as Traffic Advisor to various Traffic Commissions. She also reviewed and Seminar commented on EIRs and traffic impact studies submitted to these communities: Registration • Baldwin Park • Paramount • Tustin 1992, Doppler Traffic Radar Operator • Bell Gardens • Rolling Hills • Norwalk Affiliations • Downey • Rosemead American Society of Civil Traffic Engineering and Planning Services,City of Culver City, California. Task Engineers Manager. Responsible for providing as-needed traffic engineering and planning City Traffic Engineers services relating to development and traffic impact study review. Association Traffic Engineering Services,City of Norwalk, California. Traffic Engineering Institute of Transportation Deputy. Responsible for providing professional traffic engineering services to the City Engineers of Norwalk on a routine basis. This assignment included assistance in planning, 27 Years'Experience organizing, supervising and performing a variety of field and office professional civil and traffic engineering work; planning, designing, and reviewing construction of community development projects; supervising or performing technical studies; serving as project engineer for major capital traffic and transportation improvement projects; coordinating traffic signal timing and maintenance with public services staff; overseeing operation of the City's Traffic Management Center; and performing related duties as required. Traffic Engineering Services,City of Lawndale,California. Senior Design Manager. Responsible for providing traffic engineering services to the City of Lawndale including review and comment on traffic and parking impact studies; analysis and comment on traffic and circulation patterns; traffic signal timing plans and construction plans and specifications; review and analysis of private development projects for compliance with applicable local, county, state and other agency codes, standards and rules;work with other City departments and other public and private agencies on traffic related issues. Review, analyze and respond to citizen complaints and public official inquiries and attend Traffic Safety Commission, Planning Commission and City Council meetings as needed in support of City staff. On-Call Traffic Engineering Services,City of Rosemead, California. Traffic Advisor. Responsible for providing traffic engineering services on an on-call basis to ftWILLDAN I 59 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works/Engineering Services Joanne Itagaki the City of Rosemead including attendance at City Council and/or Traffic Commission Continued meetings to address traffic issues, programs or projects. Traffic engineering services for the City of Rosemead also included review and analysis of citizen inquiries such as parking restrictions and stop sign analyses. Traffic Impact and Analysis Studies Ms. Itagaki assisted and prepared the following traffic impact analyses in accordance with the below-referenced city and agency standards, CEQA, and CMP requirements. The analyses included determination of existing and future traffic conditions and recommended mitigation measures to alleviate significant traffic impacts. Her computer experience includes the utilization of capacity and traffic impact programs in a database format. • Agoura Hills • Alhambra • Burbank • Costa Mesa • Dana Point • County of Los Angeles • Core Capital Corporation • Riverside Cement Company • Six Flags Magic Mountain • W. B. Core Company • Glendale • Hidden Hills • Huntington Beach • Lake Forest • Monrovia • Rosemead • Santa Monica • Simi Valley • West Hollywood Citywide Traffic Signal Study, City of Lakewood,California. Senior Design Manager. Responsible for providing professional engineering services to conduct a Citywide Traffic Signal Study that included a traffic signal inventory of each intersection with type of signals, signal standards, traffic signal controllers with related equipment, left-turn warrants, new traffic signal warrants, 24 hour traffic volume counts, pedestrian counts, speed surveys, ICU calculations and timing sheet and traffic accident review. All of the data was included in a final bound report with safety upgrade recommendations. Protected Left-Turn Phasing Traffic Study Update for Rosemead Boulevard and Marshall Street,City of Rosemead,California. A previous study conducted at the intersection of Rosemead Boulevard and Marshall Street concluded that protected left-turn phasing on Marshall Street was warranted. This study, however, was not accepted favorably by Caltrans,the agency responsible for operations on Rosemead Boulevard. The City requested Willdan conduct a follow-up traffic study and submit findings to Caltrans. Ms. Itagaki prepared this follow-up study. Traffic conditions and data were gathered and applied to Caltrans guidelines for the installation of protected left-turn phasing. The study update concluded that protect left-turn phasing was warranted and was submitted to Caltrans who agreed with the findings. Protected left-turn phasing was then installed on Marshall Street at Rosemead Boulevard. firWILLDAN I 60 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works!Engineering Services Jeffrey Lau, PE Associate Engineer Education Mr.Jeffrey Lau is an Associate Engineer. Prior to joining Willdan, Mr. Lau interned 2006, BS, Civil with the Cities of Chino Hills and Glendale where he was introduced to the various Engineering California facets of traffic engineering, including field investigations, traffic data collection and State Polytechnic analysis, traffic design, and project management. Since joining Willdan, Mr. Lau has University, Pomona, CA been involved in fieldwork, design, and drafting on a variety of traffic engineering Registration projects including traffic signals, signing and striping, street lighting, and construction 2015, Civil Engineer, traffic control. Mr. Lau has also assisted in the preparation of traffic impact studies California No. 83887 and analysis, plan checking, and engineering and traffic survey updates. Mr. Lau is Doppler Radar Operator highly proficient in numerous traffic software programs such as AutoCAD, MicroStation, Synchro, HCS+, PC-Warrants, and Crossroads Collision Database. Affiliations American Society of Civil Relevant Project Experience Engineers Traffic Signal at Palos Verdes Drive North and Rolling Hills Road, City of Rolling 10 Years'Experience Hills Estates, California. Traffic Design Lead. Willdan Engineering provided Industry Office professional engineering services for the design and utility coordination for the traffic signal modification project at the intersection of Palos Verdes Drive North and Rolling Hills Road in the City of Rolling Hills Estates. Presently, the traffic signal poles have a decorative wood cover. In order to retain a similar look,the traffic signal modification will include new decorative poles designed by South Coast Lighting, including the modified foundations. The primary purpose of the traffic signal modification is to provide protected/permissive left turn phasing for both directions on Palos Verdes Drive North and the replacement of all the traffic signal poles with new decorative poles and the City has a budget of$240,000. The preparation of plans, specification and estimate will be completed within a 1 month period to expedite the process and get the project to construction within a 6 month period. Willdan will assist the City with the procurement of long-lead time equipment such as the traffic signal controller cabinet and traffic signal poles to minimize delays on the project. Traffic Signal Modification Palos Verdes Drive North and Crenshaw Boulevard, City of Rolling Hills Estates,California. Design Engineer. Responsible for traffic engineering services for this project which consisted of the preparation of plans, specification, and estimate for the modification of the traffic signal at Palos Verdes Drive North and Crenshaw Boulevard in the City of Rolling Hills Estates. Project consisted of upgrading a large traffic signal pole, 8"vehicle heads, old pedestrian heads, and pedestrian push buttons to current standards.Additionally, utility coordination was also provided by Willdan. Peninsula Village Traffic Signal Concepts,City of Rolling Hills Estates, California. Design Engineer. Responsible for the preparation of concept plans at 12 locations showing existing conditions with proposed mitigation measures for future upgrades. The plans included upgrades to the traffic signal equipment, controller, controller cabinet, detector loops, conduit and wiring. Each concept plan included a schematic of the mitigation measures and a detailed list of each specific item to be upgraded. Each concept plan included an engineer's estimate pertaining to each mitigation shown. The project also included the preparation of an ICU analysis at specific locations where the intersection has multiple mitigation measures. Sepulveda Boulevard Widening, City of Culver City,California. Design Engineer. Responsible for traffic engineering services for this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by WI LLDAN I 61 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works/Engineering Services Jeffrey Lau,EIT many commuters to access Los Angeles International Airport. This project was done Continued to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right-of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Paramount Boulevard Rehabilitation Project,City of Pico Rivera, California. Design Engineer. Responsible for the preparation of traffic control plans for the Paramount Boulevard Rehabilitation Project. The roadway width of Paramount Boulevard within the project limits of Washington Boulevard to Gallatin Road varies from 58 feet to 72 feet wide. The services for this project included civil design, traffic engineering, survey, utility coordination, and preparation of technical specifications for the project. California Avenue Improvements, City of South Gate, California. Design Engineer. Responsible for traffic engineering services for this project which involved the preparation of street lighting and signing and striping plans for this project and also included professional engineering design, pavement engineering, and utility coordination services for the California Avenue improvements between north City limit and south City limit. The proposed improvements included asphalt-rubber hot mix overlay,traffic signal modification,ADA access curb ramps, concrete repairs, communication conduits, street lighting, and signing and striping. Shoemaker Avenue/Excelsior Drive Traffic Signal, City of Norwalk,California. Senior Design Engineer. Responsible for traffic engineering services for this project which involved providing professional engineering design services for the preparation of plans, specifications, and estimates(PS&E)for the construction of a traffic signal at Shoemaker Avenue and Excelsior Drive in the City of Norwalk. The existing T- intersection incorporated the driveway on the east side of the street as the fourth leg of the traffic signal. Careful consideration was given to the selection of the traffic signal pole location and types to avoid the existing overhead lines on the east side of the street along Shoemaker Avenue. Additional services provided by Willdan included utility coordination,timing chart preparation and record drawings. 1-5 Mitigation Measures Traffic Signal Modifications,City of Norwalk, California. Senior Design Engineer. Responsible for traffic engineering services for this project which involved providing professional engineering design services for the preparation of plans, specifications and estimates(PS&E)for the I-5 Freeway Mitigation Project, which consisted of modifying the traffic signal and intersection pavement delineation at Alondra Boulevard/Shoemaker Avenue;Alondra Boulevard/Carmenita Road and Alondra Boulevard/Marquardt Avenue, to provide protected permissive phasing, adequate left turn pocket storage, additional through lane within the existing right-of- way, and ADA compliant access ramps. The first phase of the project consisted in preparing a concept plan that would incorporate all the mitigation measures and assess the impacts on the existing location. Once this was completed, a memorandum summarized the recommendations for modifications including removal of parking, length of left turn pocket to name a few. Additional services provided by Willdan included utility coordination, timing chart preparation, assistance during construction, and record drawings. Paramount Boulevard Rehabilitation Project, City of Pico Rivera, California. Design Engineer. Responsible for the preparation of traffic control plans for the Paramount Boulevard Rehabilitation Project. The roadway width of Paramount Boulevard within the project limits of Washington Boulevard to Gallatin Road varies from 58 feet to 72 feet wide. The services for this project included civil design, traffic engineering, survey, utility coordination, and preparation of technical specifications for the project. VVI LLDAN I 62 Cityf Engineering o Rancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services Reginald J. Greene Senior Design Engineer II Education As a Senior Design Engineer at Willdan, Mr. Reginald J.Greene provides assistance 2004, BS, Civil in traffic design services for a variety of traffic engineering projects for client cities, Engineering, California outside agencies, and California Department of Transportation (Caltrans) projects. State Polytechnic Mr. Greene offers 17 years of traffic-related experience and has experience using University, Pomona AutoCAD, MicroStation, SPEEDPLOT, and Crossroads Collision software. Registration Additionally, he has experience using Caltrans' Standard Plans, Traffic Manual, Doppler Traffic Radar Manual on Uniform Traffic Control Devices (MUTCD), California Manual on Uniform Operation Traffic Control Devices (California MUTCD), and Highway Design Manual. Affiliations Relevant Project Experience American Society of Civil Orange Line Extension Project, Metropolitan Transportation Authority(MTA). En (Former Studentt Chapter Officer) Traffic Designer. Provided Quality Assurance and Quality Control (QA)/QC) by reviewing design plans. Institute of Transportation Engineers(Former Safe Routes to School Project,City of South Gate,California. Senior Design Student Chapter Officer) Engineer II. Responsible for professional engineering design services for the Safe National Society of Black Routes to School (SRTS) Grant Project. The project involved the design of traffic Engineers(Former signals, speed awareness signs, flashing beacons, and street improvements including Student Chapter Officer) sidewalks and ADA compliant ramps along Pinehurst Avenue from Tweedy Boulevard to Southern Avenue. The project included the upgrading of 122 countdown Society of Hispanic pedestrian signal heads and the solar powered speed awareness signs nearby to 14 Professional Engineers elementary schools. Other services provided by Willdan included topographic survey, 17 Years'Experience utility coordination, and federal paperwork administration. Town Center Street Improvement Engineering Design, City of La Canada Flintridge,California. Design Engineer. Responsible for the preparation of plans, specifications, and estimate(PS&E)for the traffic signal plans portion of this project which also involved the installation/modification of three traffic signals, streetscape design, street resurfacing, raised center medians, and center median landscaping associated with the La Canada Flintridge Town Center development. Willdan also assisted with Caltrans Encroachment Permit processing to obtain permit and performed utility coordination, right-of-way survey, pavement analysis, and streetscape design. Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA. Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation,federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Firestone Boulevard Four Traffic Signals(HSIP), City of South Gate, California. Senior Design Engineer II. Responsible for providing traffic engineering services which involved plan preparation for modification of existing traffic signals along the Firestone Boulevard corridor to provide protective left turn phasing at the following firWILLDAN 63 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Reginald J.Greene locations: Firestone Boulevard at Otis Street; Firestone Boulevard at California Continued Avenue; Firestone Boulevard at Long Beach Avenue; and Firestone Boulevard at Santa Fe Avenue. The project included preparation of plans, specification and estimate(PS&E), field survey, environmental documentation, public outreach, utility coordination, assistance during advertising and bidding and record drawing preparation. Traffic Signals for Three Locations (HSIP),City of La Puente,California. Senior Design Engineer II. Responsible for providing traffic engineering services for this project which involved providing professional engineering design, project management and funding administration services for the 2007-2008 Highway Safety Improvement Program (HSIP)funded project. The City was awarded $312,818 for the traffic signal modification of three locations: Temple Avenue/Sunset Avenue; Valley Boulevard/Ferrero Lane and Temple Avenue/Orange Avenue. The project involved the full design of Valley Boulevard/Ferrero Lane and modification of the other two intersections for federal compliance as well as completeness. The design included the modification of the traffic signal to protective/permissive left turn phasing. Amar Road/Tonopah Avenue Traffic Signal (HSIP),City of La Puente, California. Senior Design Engineer II. Responsible for providing traffic engineering services for this project which involved providing professional engineering design, project management and funding administration services for the 2009/2010 Highway Safety Improvement Program (HSIP)funded project. The City was awarded$200,800 for the traffic signal installation at Amar Road and Tonopah Avenue. Our scope of work included preparation of plans, specification and estimate, utility coordination and funding administration. Beverly Boulevard/Pico Park Traffic Signal,City of Pico Rivera, California. Project Manager. Responsible for providing professional traffic engineering services to prepare traffic signal installation plans for the Beverly Boulevard and Pico Park/Sandoval Avenue intersection. The design included utility coordination, revisions to the traffic signal modification plan at the adjacent Beverly Boulevard and Durfee Avenue intersection, and preparation of an engineer's estimate and technical specifications. Traffic Signal Design for 7 Locations,City of Lakewood, California. Senior Design Engineer II. Responsible for providing professional engineering design services for the preparation of plans, specification, and estimate for seven (7)traffic signal modifications. The project consisted of upgrading the traffic signal to include protected and/or protected/permissive left-turn phasing, upgrading vehicle heads, pedestrian heads, pedestrian push buttons, conduit,wiring, etc. The project received $475,000 through the Transportation Community and System Preservation Program Grant(TCSP)and the City needed to have a local match of$118,750. Other services provided by Willdan included construction observation, grant administration, utility coordination, and labor compliance. Crenshaw Boulevard and Crestridge Road Traffic Signal Modification, City of Rancho Palos Verdes, California. Senior Design Engineer. Responsible for providing professional engineering design services for the Crenshaw Boulevard and Crestridge Road traffic signal modification project. Scope of work included preparation of plans, specification and estimate for the traffic signal modification. The project was funded through a Highway Safety Improvement Project(HSIP)grant. Other services provided by Willdan Engineering included, utility coordination federal paperwork administration, labor compliance, contract administration, construction management and observation. ftWILLDAN I 64 City of Engineering Rancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services John J. Hidalgo, RLA Principal Project Manager, Landscape Architecture Services Education Mr.John J. Hidalgo has more than 26 years of landscape architecture experience 1987, BS, Landscape encompassing a variety of activities. These include design development, project Architecture, California management, client and agency coordination, and overseeing projects from State Polytechnic conception through completion, as well as construction documentation and University, Pomona observation. He is familiar with various local, state and federal codes, regulations, Summer of 1987, procedures and standards relating to construction, safety, park and facility planning, European Study Tour and other building activities. He has successfully completed projects in compliance Hosted by Cal Poly with these various standards, and while with other firms, has represented the Owner Pomona, School of in the review process. Mr. Hidalgo has in-depth experience in both field observation Architecture and construction. His current responsibilities include park and streetscape design, Registration plan checking services, and construction observation. Registered Landscape Relevant Pro'ect Architect, California, No. Experience 3551, 1991 Park Development Registered Landscape Calimesa Park Master Plan Development, Park Layout, Paragon Partners. Architect, Nevada, No. Responsible for working with Paragon Partners in preparing a land acquisition study, 788, 2008 financing plan and conceptual park development plan. The scope of the work includes 1995, Licensed establishing site selection criteria, and propose and evaluate several alternative sites. Contractor, California C- Once a site is selected, a conceptual park layout with preliminary cost estimates will 27, #713613 be prepared. The conceptual plan will identify park uses and facilities, and related Affiliations landscape recommendations. Illustrative renderings will showcase the park features American Society of and design facilities. In addition, Willdan will assist in the preparation of a plan that Landscape Architects will evaluate funds on hand, existing future revenue sources and potential new California Parks and sources of funding. Recreation Society Brookhurst Park Maintenance Yard Improvements, City of Anaheim,California. California Landscape Project Manager. Responsible for providing landscape architectural and architectural Contractors Association services for the improvements of the Brookhurst Park Maintenance Yard and Crew Quarter. The improvements included a vehicle shelter, split face concrete block walls Street Tree Seminar and parking area. The tasks included the preparation of conceptual plan, construction 26 Years'Experience plans and construction estimate. In addition, the City retained Willdan to provide construction observation services for this project. Gundry Park,City of Paramount, California. Landscape Architect. Responsible for conceptual design and preparation of construction documents and specifications for a .7 acre neighborhood park. The park consists of a tot lot playground area, seating, covered picnic shelters, decorative walkways, pedestrian lighting and an enhanced 7' high concrete block wall at two adjoining residential property boundaries. Riverfront Park, City of Maywood, California. Landscape Architect. Responsible for the design and preparation of construction documents and specifications of a 7.3-acre park for the residents of the City of Maywood. Portions of land have been considered a"Brown Field" (contaminated soil). A thorough remediation program administered by the Environmental Protection Agency has allowed the reclamation of the land for public use. Development of the park include restroom facilities, retaining walls, landscaping, sidewalks, bicycle paths, a staging area for those using the Los Angeles River bicycle trail, a bridge, trails, demonstration garden, lawn and picnic areas, a basketball court, a soccer field, and the incorporation of a swale to add to a natural habitat setting and aid in the control of runoff. Julia Russ Asmus Park,City of Bell Gardens,California. Landscape Architect. Responsible for the design and preparation of construction documents and specifications of a 1.0-acre neighborhood park. The park was developed with the requirement to serve two interests, 1)to provide recreational outlets for the immediate 4IVI LLDAN I 65 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works!Engineering Services John J.Hidalgo,RLA neighborhood along with a water pumping station to relieve storm water that is Continued collected during the rainy season, and 2)to link the park to the Los Angeles River through a series of bike trails from the park via the Rio Hondo Channel to the Los Angeles River. Park activities include playground area, picnic facilities, shaded picnic shelter, barbeque grills, security lighting, benches, half-court basketball, and restroom facilities. On-Call Services,City of Bell Gardens,California. Landscape Architect. Responsible for the on call contract with the City. Project experience includes the expansion of an existing linear park as a result of the construction of a water well site building.Another project involved the design of Hannon Park-a new neighborhood park located on an open space area formerly the site of abandoned homes. The City demolished the homes, infilled the open space area and constructed this neighborhood park whose amenities included play equipment, barbecue picnic tables, drinking fountain, and open lawn area. Other responsibilities included the design of street medians throughout the City. This involved the development of a theme which incorporated decorative banner poles, colorful and functional public transportation shelters, and decorative street paving. Urban Streetscape Development Sepulveda Boulevard Widening,City of Culver City, California. Landscape Architect. Responsible for project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle- neck and provided for a third southbound lane within the existing right-of-way.A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Atlantic Avenue Street Improvements,City of South Gate,California. Landscape Architect. Responsible for civil and traffic engineering design, pavement engineering, design survey, landscape architectural design, and utility coordination services for Atlantic Avenue improvements between Firestone Boulevard limit and south city limit. Bellflower Boulevard at State Route 91 Landscape Improvement, City of Bellflower,California. Project Manager. Responsible for providing landscape architectural drawings for the beautification of State Route 91 freeway at Bellflower Boulevard interchange. The beautification involved the planting of drought tolerant trees and shrubs, decorative paving and a water efficient irrigation system. The scope of work included NEPA and CEQA documentation, a conceptual landscape site plan, construction documents; and biding assistance and construction support services. VVI LLDAN I 66 City ty of Rancho Palos Verdes a Statement of Qualifications for Public Works/Engineering Services Bryan Nguyen, RLA Senior Landscape Architect Education Mr. Bryan Nguyen has over 19 years of landscape architecture and graphic design 1993, BS, Landscape experience. Mr. Nguyen's experience includes the development of conceptual Architecture, Cal Poly landscape plans with extensive graphic vignettes such as photographic before and Pomona after simulations; and the preparation of construction documents. Mr. Nguyen is Registration proficient in AutoCAD, Microstation, LandFX, Adobe Photoshop, and Macromedia Registered Landscape Freehand. Other duties include the preparation of irrigation water and landscape Architect, California, No. management specification documents and agency landscape plan check submittals. 4967, 2004 Registered Landscape Relevant Project Experience Architect, Nevada, No. Sepulveda Boulevard Widening, City of Culver City, California. Responsible for 757, 2007 providing landscape design services for this project which involved conceptual design, Affiliations preparation of construction drawings and technical specifications for a major street Street Tree Seminar widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle.A portion of the project was within the City of Los Angeles and Caltrans. 19 Years'Experience Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering and utility coordination. Orange Line Extension, Metropolitan Transportation Authority(MTA), Los Angeles, California. Responsible for assisting in providing landscape design for this project including preparing the arborist report, tree inventory plans,tree replacement plans, and planting and irrigation plans as well as coordinating all landscape and irrigation aspects for the implementation of the design build process Willdan is providing professional engineering design for the design-build project of the MOL Extension extending from the existing Chatsworth Station to the Canoga Station in the San Fernando Valley along Canoga Avenue. Willdan is preparing plans, specifications and estimate for street widening, raised landscaped medians, irrigation system,ADA Access curb ramps, bicycle paths, park and ride and parking lot facilities, traffic signal modifications, communication conduits, and signing and striping. In addition, three(3) stations will be constructed or reconstructed. 223rd Street Improvements, City of Carson, California. Responsible for supporting landscape architect services for this project which involved the preparation of plans, specifications, and cost estimate(PS&E)for the 223rd Street Improvements, Lucerne Street to Alameda Street. Services included developing a landscape master plan to create an identity for Auto Row, and preparation of plans and specifications, street widening and rehabilitation, landscape medians, signing and striping and traffic control. Atlantic Avenue Street Improvements,City of South Gate,California. Landscape Architect. Responsible for civil and traffic engineering design, pavement engineering, design survey, landscape architectural design, and utility coordination services for Atlantic Avenue improvements between Firestone Boulevard limit and south city limit. Pacific Coast Highway Streetscape Beautifications,City of Long Beach, California. Landscape Architect. Responsible for providing plans, specifications and estimates(PS&E)for the Pacific Coast Highway Streetscape Beautifications, that are ready for Caltrans review submittal regarding Encroachment Permit Application. The project limits cover the area within Caltrans' right-of-ways on Pacific Coast Highway from 1-710 on-ramp to the City's western boundary. Bellflower Boulevard at State Route 91 Landscape Improvement,City of Bellflower, California. Responsible for preparing conceptual renderings for this project which involved providing landscape architectural drawings for the beautification of State Route 91 freeway at Bellflower Boulevard interchange. The beautification involved the planting of drought tolerant trees and shrubs, decorative I!'VVI LLDAN I 67 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works!Engineering Services Bryan Nguyen,RLA paving and a water efficient irrigation system. The scope of work included NEPA and Continued CEQA documentation, a conceptual landscape site plan, construction documents; and biding assistance and construction support services. Cinderella Mobile Home Park, City of Paramount,California. Designer. Responsible for providing landscape construction drawings for improvements along the street frontage and entrance to Cinderella Mobile Home Park on Contreras Street. Amenities for the improvements included, a decorative perimeter wall, pedestrian level lighting, meandering sidewalk with enhanced paving, and low planter walls with pilasters at the entrance. 401 South Tustin Street Campus,Alexander and Hibbs Architects. Landscape Architect. Responsible for the provision of landscape architectural services for a health care facility campus comprised of a crisis residential center, a wellness center, a vocations training center, an administration building, a maintenance building, and site improvements on a three acre site. Our scope included the preparation of conceptual plans, construction drawings and construction support services. Landscape Inventory/Infrastructure Audit Services for Landscape Maintenance Assessment District Nos.3,4, 5, and Arterial Zones(Roadways), City of Yorba Linda, California. Responsible for performing field inventory for this project. Willdan prepared a landscape inventory of the City's Landscape Maintenance Assessment Districts (LMAD). The goals of the inventory were to lower long-term maintenance costs, improve operational efficiency, and enhance water conservation. The scope included: a)conducted a landscape inventory of the LMADs 3, 4, 5 and arterial roadway areas and b)analyzed the information. The inventory was divided into two categories: a) irrigation equipment profile for each point of connection (POC)and, b) detailed description of specific characteristics at each controller location. Finally, this document assisted the City in developing a customized landscape maintenance program that enhanced the aesthetic appearance, improved the day-to-day management of operations and ultimately addressed the long-term financial objectives of the City by balancing the annual costs with available revenue sources. Pacific Coast Highway Streetscape Beautifications,City of Long Beach, California. Responsible for providing landscape design services for this project which involved providing plans, specifications and estimates(PS&E)and Caltrans review submittal regarding Encroachment Permit Application. The project limits cover the area within Caltrans' right-of-ways on Pacific Coast Highway from 1-710 on-ramp to the City's western boundary. Beautifications/improvements will include street trees, entry signage, street furniture, street corners enhancement and ADA compliance, ornamental scrolls and banners on existing street light poles and decorative bus shelters. California Estates Frontage Landscape Improvements, City of Paramount, California. Landscape Architect. Willdan had previously prepared a conceptual landscape plan for the City of Paramount. The City of Paramount approved the concept plan and would like Willdan to proceed with the preparation of the landscape construction documents. Our task is to prepare landscape construction plans, specifications and construction estimate. ftWILLDAN I 68 City of Rancho Palos Verdes Engineering 1Statement of Qualifications for Public Works/Engineering Services David 0. Knell, PLS Principal Project Manager, Surveying and Mapping Services Education Mr. David 0. Knell has more than 42 years of experience in the surveying and 1971, BS, Cartography, mapping field. He has been responsible for a variety of mapping and construction Boston University- jobs as well as performing surveys and acting as an expert witness in legal cases. Boston, MA His experience includes the supervision of field crews, overseeing an office staff Civil Engineering and dealing with various survey projects, and extensive experience with local, state, and Land Surveying Classes, federal agencies. Mr. Knell has also done considerable work with title companies and California State University, attorneys for a variety of jobs. Long Beach Registration Relevant Project Experience 1983, Professional Land Subdivision Mapping/Map Checking/Boundary Analysis Surveyor, California No. Mr. Knell has a wide range of experience preparing and checking subdivision maps. 5301 As a contract checker for the Cities of Agoura Hills, Dana Point, Lake Forest, Bell Affiliations Gardens, Paramount, and Cerritos, and a surveyor in private practice, Mr. Knell has California Land Surveyors been involved in the preparation and checking of numerous Parcel Maps and Tract Association(CLSA) Maps,A.L.T.A Surveys, Records of Survey, Lot Line Adjustments, Parcel Map Southern California Waivers, Certificates of Compliance, and boundary determination. He also was Experts&Consultants responsible for preparing legal descriptions and sketches for a wide range of easements involving utilities, air space reservations, and construction projects. He 42 Years' Experience has also worked with major utilities and title companies in determining easements and correcting defective legal descriptions. Mr. Knell is currently the City Surveyor for the Cities of Agoura Hills, Big Bear Lake, Calabasas, Cerritos, Hawaiian Gardens, Indian Wells, La Canada Flintridge, Lake Forest, Malibu, Paramount, Rosemead, and Yorba Linda. He also has been the lead in dealing with LAFCO for various annexations in Los Angeles, Orange, and San Bernardino Counties. He lectures frequently on the Laws of Easements and how to best write effective legal descriptions. Mr. Knell also performs land surveying services for Stewart Title of California. More specific experience is as follows: Sepulveda Boulevard Widening,City of Rancho Palos Verdes,California. Responsible for survey services for this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right- of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Willow Place Widening,City of South Gate,California. Responsible for design survey for this project which involves the widening of Willow Place,within the existing right-of-way four feet on the east and west sides, from Long Beach Boulevard to Santa Fe Avenue, reducing the parkway width from 10 feet wide to six feet,with full- width sidewalks and a curb to curb width of at least 36 feet, plus upgraded street lights on Willow Place and also on numerous nearby streets. The project encompasses the following work: pavement rehab, curb and gutters, new sidewalks/curb and gutter, drive approaches removal of street trees, relocation of fire hydrants, relocation of //WI LLDAN I 69 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services David 0.Knell,PLS water meters and other utilities, wheelchair ramps, relocation of street lights, Continued conversion of street lights from series to multiple system, planting of street trees, striping, etc. The project involves the design, bidding and award process and full construction management, including resident engineering, materials testing and utility coordination. Biweekly meetings are planned along with special meetings as warranted. Community outreach is continuous through design construction, including direct communications with residents as special needs arise. Alondra Boulevard Street Resurfacing,City of Paramount, California. Responsible for providing survey services for this project which involved the preparation of plans, specification and estimate for resurfacing of Alondra Boulevard from Hayter Avenue to West City Limit. Other services provided by Willdan included utility coordination, labor compliance, federal fund processing, pavement engineering, and materials engineering. Project was part of the Economic Stimulus Package funding (ARRA 2). Palos Verdes Drive North Bike Lane Project, City of Rolling Hills Estates, California. Land Surveyor. Willdan Engineering secured federal STPL funds in the amount of$2,081,000(Call for Projects Grant) and state fund in the amount of $554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation, federal funding administration; environmental clearance(NEPA and CEQA); contract administration and construction inspection. Centrelia Street Rehabilitation,City of Lakewood,California. Land Surveyor. Project involved the provision of professional engineering design services for the preparation of the Centrelia Street Rehabilitation Project. Willdan prepared plans, specification and estimate for street rehabilitation, signing and striping and camera plan for Centrelia Street from Studebaker Road to East City Limits. Other services included utility coordination, pavement engineering and topographic survey. 150th Street, 160th Street and 161st Street Improvements Project, City of Lawndale,California. Land Surveyor. Responsible for providing professional engineering design services for the preparation of plans, specifications and estimate for 159th Street, 160th Street between Inglewood Avenue and Firmona Avenue and 161st Street between Sombra Avenue and Prairie Avenue. The scope of work included pavement engineering, utility coordination, topographic survey, and the specialty of an arborist. firWl LLDAN I 70 C; Engineering ty of Rancho Palos Verdes Statement of Qualifications for Public Works!Engineering Services Susana C. Barrientos Senior Survey Analyst Education As a Senior Survey Analyst in the Surveying and Mapping Division at Willdan, Ms. 1999, BS, Civil Susana C. Barrientos'duties include CAD drafting for various projects, including Engineering, California right-of-way drawings, subdivision maps, and other survey related drawings. Parcel State Polytechnic maps, tract maps, and surveys are some of the other items she has worked on. University, Pomona Prior to joining the Surveying and Mapping Division at Willdan, Ms. Barrientos 5 Years'Survey previously worked in the Civil Design Division where her duties included assisting in Experience the preparation of plans, specifications, and estimates(PS&E)for public works 10 Years'Civil projects, as well as the preparation of geometric plans, project reports, and project Engineering Experience study reports. Ms. Barrientos is proficient with software such as Microstation and AutoCAD computer aided drafting programs. Ms. Barrientos has over 10 years of civil engineering experience. Ms. Barrientos is bilingual, fluent in the Spanish language. Relevant Project Experience Surveying and Mapping Sepulveda Boulevard Widening, City of Culver City,California. Survey Analyst. Responsible for survey services for this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right- of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. 223rd Street Improvements, City of Carson,California. Survey Analyst. Responsible for providing survey services for this project which involved the preparation of plans, specifications, and cost estimate(PS&E)for the 223rd Street Improvements, Lucerne Street to Alameda Street Project No. 1003. Services included developing a landscape master plan to create an identity for Auto Row, and preparation of plans and specifications, street widening and rehabilitation, landscape medians, signing and striping and traffic control. Atlantic Avenue Street Improvements,City of South Gate,California. Survey Analyst. Responsible for assisting Mr. Knell with providing survey services for this project. The project included civil and traffic engineering design, pavement engineering, design survey, landscape architectural design, and utility coordination services for Atlantic Avenue improvements between Firestone Boulevard limit and south city limit. Fred Waring Drive Widening,City of La Quinta,California. Survey Analyst. Responsible for assisting Mr. Knell with providing survey services for this project. Project consisted in widening Fred Waring Drive to accommodate a third lane of traffic in each direction. Project included street widening, concrete median design, traffic signal installation at Palm Royale and modification at Washington Street, signing and striping and interconnect design. Other services included utility coordination, topographic survey and legal deed preparation. Paramount Boulevard Rehabilitation,City of Pico Rivera,California. Survey Analyst. Responsible for assisting Mr. Knell with providing survey services for this project. This project involved the provision of professional engineering services including preliminary engineering, survey, and design preparation of plans and frWILLDAN 71 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Susana Barrientos specifications for the Paramount Boulevard Rehabilitation Project. The roadway width Continued of Paramount Boulevard within the project limits of Washington Boulevard to Gallatin Road varies from 58 feet to 72 feet wide. The services for this project include civil design, traffic engineering, survey, utility coordination, and preparation of technical specifications for the project. Puente Street Property, City of Covina, California. Survey Analyst. Responsible for providing survey services for this project which involved preparing legal descriptions and exhibits for a property exchange between the City of Covina Redevelopment Agency and the Covina School District, which owns an adjacent property. As-Needed Engineering Services, City of Lawndale, California. Survey Analyst. Responsible for providing as-needed surveying and mapping services to the City's Community Development Department. Santiago Oaks Regional Park, Orange County Parks. Survey Analyst. Responsible for providing survey services for this assignment. Project involves staking property line at Santiago Oaks Regional Park to clearly define limits of encroachment in preparation of removal of the encroachments and the construction of a fence. 24223 Ocean Avenue, Torrance,California, Fidelity National Title Group. Survey Analyst. Responsible for providing survey services for this assignment. Survey of property lines to identify encroachments, if any. Survey of Encroachments and Driveway,7255 Tranquil Place,Sunland, California,The Boss Law Firm,APLC. Survey Analyst. Responsible for providing survey services for this project which involves survey of a flag lot shaped property with a driveway being used without authorization by a neighbor to the west. Fidelity National Title Group. Survey Analyst. Responsible for providing survey services for this assignment. Assignment involves survey of landlocked property currently having non-authorized ingress-egress over property owned by another party. Survey will be used to determine diminution in value to burdened property and to enable a legal description for a driveway easement to be written. Claim 258423(Stark-de Boer), Fidelity National Title Group. Calculator. Responsible for providing office calculations for this project which involves investigating an encroachment issue and prepare a lot line adjustment, if necessary. AT&T Parking Structure Survey, Menlo Properties. Calculator. Responsible for office calculations and drafting for this project which involved preparing an ALTA survey in conjunction with a survey of the office building for a potential sale. Laguna Beach Property Survey and Record of Survey, Fidelity National Title Group. Survey Analyst. Responsible for providing survey services for this project which involved performing a property survey and preparation of record of survey for a historic area of Laguna Beach with significant encroachment problems. firWl LLDAN I 72 Cityof Rancho Engineering anc o Palos Verdes Statement of Qualifications for Public Works/Engineering Services Christopher D. Baca, RCI Deputy Director, Construction Management and Inspection Services Education Mr. Christopher D. Baca is responsible for directing and monitoring public works BS, Public Administration, inspection services, and overseeing construction observation personnel. His California State University, experience includes construction management of large-scale projects in areas of Fullerton water systems, street improvements, park improvements, storm drains, sanitary Public Works Inspection, sewers, asphalt resurfacing (including asphalt-rubber products), concrete paving, California State University, landscaped medians, and traffic signals. In addition to his experience with Los Angeles Extension Community Development Block Grant(CDBG)funded projects, Mr. Baca is also Asphalt Paving; Contract familiar with the inspection and contract administration of other federally funded Administration and Change projects in accordance with Caltrans Local Program Manual. During his 26 years of Orders for Federally Funded experience with Willdan, Mr. Baca has served as a senior public works observer, as Projects Seminars well as a permit inspector in the Cities of Bell Gardens, Paramount, and Rosemead. Inspection Principles;Public Currently, Mr. Baca manages work in Los Angeles and Orange Counties. He p p interfaces with California Department of Transportation on a regular basis. Contact; Slurry Seal;and Traffic Signal Inspection and Prior to joining the Willdan team, Mr. Baca worked for a soils engineering firm Design Seminars conducting field inspections and performing laboratory testing. Registration Relevant Project Experience California, Division IV, Public p Works, RCI No. 4161 Capital Improvement Projects California, Division I, Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan Engineering, RCI No. 5161 Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Affiliations Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will American Construction serve as the local match for the design and construction of the Palos Verdes Drive Inspectors Association North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services 26 Years'Experience to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation, federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Hawthorne Boulevard Street Resurfacing,City of Rolling Hills Estates.Willdan provided design engineering for resurfacing from Palos Verdes Drive North to the northern city limits and from Silver Spur Road to the southern city limits. The improvements involved asphalt-rubber hot-mix overlay,ADA-compliant curb ramps, concrete repairs, signing, striping, and loop replacement. The scope of work included federal invoicing, utility coordination, and pavement engineering. 9th Street Project,City of Highland, California. Project Manager. Responsible for providing construction management and construction observation of the City of Highland's 9th Street Project. The project involved the removal and replacement of damaged asphalt, repair of existing concrete improvements, asphalt overlay and slurry seal installation. Willdan tracked quantities, provided claims mitigation, responded to RFI's, track submittals, and maintained the construction file. Transit Priority,City of Santa Monica,California. Project Manager. Responsible for providing construction management services for the City's Transit Priority Project. The project involved the installation of new fiber optic, some minor traffic signal modification and other appurtenant work. In addition to construction management frWILLDAN 73 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works!Engineering Services Christopher D.Baca,RCI services, Willdan provided public outreach services to the local businesses and Continued residents. Bradford/Madison Street Improvement, City of Placentia, California. Project Manager. Responsible for providing professional construction engineering and funding administration for the Bradford/Madison Street Improvement Project. Willdan provided labor compliance, construction management, and construction inspection services for the ARRA funded project. The project involved the removal and replacement of damaged street sections, asphalt overlay, miscellaneous concrete repairs to sidewalks and curbs, planting of street trees, and other appurtenant work. Ramona B Street Improvement, City of Baldwin Park, California. Project Manager. Responsible for providing construction engineering and funding administration for the Ramona B Street Improvement Project. Willdan is providing labor compliance, construction management, and construction inspection services for the ARRA funded project. The project involves the removal and replacement of damaged street sections, asphalt overlay, miscellaneous concrete repairs to sidewalks and curbs, planting of street trees, and other appurtenant work. Palos Verdes Drive North, City of Rolling Hills Estates, California. Project Manager. Responsible for providing professional engineering services for the preparation of plans, specifications, and estimates for the rehabilitation of Crenshaw Boulevard to Rolling Hills Road. Once the design was complete, Willdan provided bid advertisement, bid analysis, and other preconstruction services. Once the project was awarded, Willdan provided labor compliance, construction management, and construction inspection services for the project. The project was funded through the Federal Highway Administration (FHWA)American Recovery and Reinvestment Act (ARRA)at a total project cost of approximately$400,000. Median and Pavement Resurfacing at the Intersection of Slauson Avenue and Atlantic Boulevard, City of Maywood,California. Responsible for the oversight of construction observation services for this project which involved construction management services for the median and pavement resurfacing of the intersection of Slauson Avenue and Atlantic Boulevard. The project general items of work included Asphalt Rubber Hot Mix(ARHM)overlay, cold milling, new landscape median islands, concrete repairs, curb ramps in compliance with ADA requirements, PCC pavement, roadway striping, and traffic loop replacement. Willdan services included contract administration, construction observation, and material testing. Arterial Street Resurfacing, City of Rancho Palos Verdes, California. Construction Manager. Responsible for providing construction management services for the City's Arterial Street Resurfacing Project. The project included improvements on: Hawthorne Boulevard from Palos Verdes Drive West to Dupre Drive and from Verde Ridge Road to Indian Peak Road; Palos Verdes Drive West(N/B)from Hawthorne Boulevard to north City Limit; and Palos Verdes Drive south (E/B)from Terranea Way to 2,200'west. The project general items of work included Asphalt Rubber Hot Mix(ARHM)street resurfacing, installation of pavement reinforcement mesh (PRM) Glasgrid, cold milling, bus pad construction, curb and gutter removal and replacement, curb ramps in compliance with ADA requirements, AC pavement reconstruction, roadway striping, and traffic loop replacement. Willdan services included contract administration, construction observation, Caltrans award and invoicing, federal labor compliance, and material testing. The project was federally funded by the ARRA funds. firWILLDAN I 74 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Michael D. Bustos, PE, ENV SP Senior Engineer Education Mr. Michael D. Bustos is responsible for design and construction management of BS, Civil Engineering(Magna projects such as roadway reconstructions, drainage improvements, pipelines, pavement Cum Laude), California rehabilitation, street improvements, and grading. Mr. Bustos has served as resident Polytechnic State University, engineer for over a dozen federally-and state-funded projects over the last five years. San Luis Obispo He has gained valuable experience in on-site construction management, off-site Registration/Certification construction administration, inspection, design, and plan checking during his 13 years Civil Engineer, California No. with Willdan. 73173 Envision Sustainability Relevant Project Experience Professional Trunk Water Replacement, Morongo Band of Mission Indians, Banning, California. Project Engineer/Construction Manager. Engineer of Record responsible for preparation 13 Years'Experience of plans, specifications, and estimate for construction of 16-inch water main on Porters, Morongo, and Martin Roads. Mr. Bustos also served as Construction Manager during construction, and was responsible for contract administration, materials testing, and public works observation. Firestone/Atlantic Design,City of South Gate, California. Reclaimed Water Design Engineer. Mr. Bustos provide construction phase design support for installation of a 10- inch reclaimed water line on Firestone Blvd. The project was constructed by the City and maintained by Central Basin Municipal Water District. Willdan provided surveying, civil engineering, geotechnical engineering, and utility coordination services for street improvements on Firestone Boulevard from Dorothy Avenue to Lotta Avenue and on Atlantic Avenue from Patata Street to Branyon Avenue. As part of our design services, Willdan provided final civil plans, including street design, storm drain, sewer and water relocation,traffic signal modification and installation, signing and striping, street lighting, contract specifications, and engineer's estimate for widening both Firestone Boulevard and Atlantic Avenue. In addition, Willdan prepared a project report and cost estimates, including aerial topography and street centerlines; roadway geometrics; hydrology study; sewer study; water study; utility relocation concepts; geotechnical recommendations; turn pocket lengths; landscaping. Force Main Rehabilitation at Kiddie and Hobie Beaches,Channel Islands Beach Community Service District,California. Project Manager. Engineer of Record responsible for preparation of plans and specifications for cured in place pipe lining of the District's existing sewer force mains. Willdan provided design engineering services in the form of an 8-inch and 12-inch force main rehabilitation. The project consisted of lining approximately 10,000 LF of 8-inch and 4,000 LF of 12-inch sewer mains. Wildman also facilitated permit procurement from the Naval Base, County of Ventura, and City of Oxnard. Connector Pipe Screen Installation,City of Monrovia, California. Project Manager. Responsible for managing all aspects of design, permitting, and construction management and inspection services. The goal of the project is to retrofit all existing City and Los Angeles County Flood Control District(LACFCD)catch basins within the city limits in order to comply with the Trash Total Maximum Daily Load (Trash TMDL) requirements established by the Los Angeles Regional Water Quality Control Board. Services include catch basin inventory, permitting assistance, design, and inspection. Preliminary Hydrology Report,Waste Water Drainage, Santa Clara Waste Water, California. Project Engineer. Mr. Bustos prepared a preliminary hydrology report in support of Santa Clara Waste Water District's (SCWWD) proposed facility expansion project in Santa Paula, CA. The report included a hydrological analysis(including discussion, calculations, and exhibits)of SCWWD's proposed on site building and hardscape improvements to determine what onsite detention would be required as a result of the proposed improvements. Mr. Bustos utilized the rational method to "(WI LLDAN I 75 City of Rancho Palos Verdes Engineering 1 Statement of Qualifications for Public Works/Engineering Services Michael D.Bustos,PE,ENV determine the Q10 and Q100 runoff flows. The analysis was conducted in conformance SP with the Ventura County Hydrology Manual requirements. Continued Green Beach Access Point, HDR Engineering, Inc., California. Lift Station Design Engineer. Responsible for preparation of plans and specifications for a stormwater lift station and force main at Camp Pendleton. HDR Engineering, Inc. retained Willdan to provide engineering and landscape architectural consulting services for the preparation of plans and specifications for the improvements of Green Beach Access Roadway, located in the Camp Pendleton Marine Base. China Lake Boulevard Construction Management from Upjohn to Bowman Road, City of Ridgecrest,California. Project Manager/Resident Engineer. Construction management and inspection services for street rehabilitation on China Lake Blvd from Upjohn to Bowman Rd. Willdan will provide construction management, inspection, labor compliance, quality assurance materials testing, and federal funding compliance. La Brea Avenue Pavement Reconstruction Project, Phase II&Ill, DEMO4L- 5164(028), City of Inglewood, California. Mr. Bustos served as Construction Manager/Resident Engineer for this$5 million federally funded roadway reconstruction project. Willdan provided Resident Engineer, Caltrans Local Assistance liaison, and quality assurance testing services to fully reconstruct the AC pavement roadway on La Brea Avenue and Hawthorne Blvd between 104th St and Market St. In addition, Willdan handled all aspects of the Federal-aid assistance process. The general nature of the work involved complete removal and hauling off existing asphalt concrete and full reconstruction of the existing roadway with hot mix asphalt over compacted aggregate base. The project scope also included PCC bus pads, minor concrete including utility frame cover adjustments, sidewalks, driveways, median curbs, and removal and replacement of concrete ADA ramps, an automatic irrigation system,tree planting, and striping/signage. Mr. Bustos' project responsibilities included contract administration, progress payment review and processing, change order preparation, and inspection coordination. Hacienda Boulevard Rehabilitation Project, RSTPL-5399(019), City of California City,California. Mr. Bustos served as Construction Manager/Resident Engineer for this federally funded roadway reconstruction project. Willdan provided Resident Engineer, Caltrans Local Assistance liaison, and quality assurance testing services to fully reconstruct the AC pavement roadway on Hacienda Blvd between California City Blvd and North Loop Blvd. In addition, Willdan handled all aspects of the Federal-aid assistance process. The general nature of the work involved complete removal and hauling off existing asphalt concrete, and full reconstruction of the existing roadway with hot mix asphalt over cement treated subgrade. The project scope also included drainage improvements, minor concrete including utility frame cover adjustments, sidewalks, driveways, and removal and replacement of concrete ADA ramps, and striping/signage. Mr. Bustos' project responsibilities included contract administration, progress payment review and processing, change order preparation, and inspection coordination. frWILLDAN I 76 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Steven M. Velasco, CBI Senior Construction Manager Education Mr. Steven M.Velasco brings over 25 years of experience as a Project Manager and BS, Botany, California State Construction Manager on public works inspection, contract administration, and Long Beach construction management projects. He has managed a variety of projects from Registration pavement rehabilitation to sports parks. Mr.Velasco is an ICBG Certified Building ICBG Building Inspector Inspector and licensed landscape contractor. He also brings the added expertise of an additional 12 years working in the wholesale landscape nursery industry supplying Radiation Safety Officer plant material throughout the southwestern United States. Mr.Velasco has served as Licensed Nuclear Gauge the key management individual for all job quality control, client relations, and staff Operator administration. Confined Space Regulations- Relevant Project Experience Cal/OSHA Title 8 Sepulveda Boulevard Widening Project,City of Rancho Palos Verdes, GISO 5157, 5158, and 5159 Construction Manager, responsible for Construction Management services for this Licensed C-27 Contractor, project which involved project management, conceptual design, preparation of California construction drawings and technical specifications for a major street widening on SureTrack Project Manager Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. g Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 Primavera Expedition 10.x vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is Affiliations an alternative route taken by many commuters to access Los Angeles International International Code Council Airport. This project was done to alleviate an existing bottle-neck and provided for a third southbound lane within the existing right-of-way. A portion of the project was 25 Years'Experience within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Heil-Harbor Sewer Project,City of Garden Grove, California. Construction Manager of a$1.3 million sewer upgrade project that included the following: • Replace 139 feet of existing 12-inch diameter sewer with a new 15-inch diameter VCP sewer with three new 48-inch manholes. • Extend a new 12-inch diameter for 2,343 feet with ten new 48-inch manholes. • Jack and bore 133 feet of 24-inch diameter steel casing and install 12-inch diameter non-bell VCP across Harbor Boulevard. • Construct a new 533 foot VCP sewer and five new manholes on Harbor Boulevard with a new lateral connection with a manhole. • Reconstruct 164 feet of 24-inch cement lined and coated steel reclaimed water pipe and 30 feet of 8-inch cement lined and coated steel water main with two gate valves. • Abandon 2,100 feet of existing 6-inch sewer force main. Mr.Velasco was responsible for processing RFI's and submittals, maintaining project files and logs, reviewing progress payments, managing the on-site inspector, coordination of soils testing and survey, conducting weekly construction meeting and the production of meeting minutes and agendas, cost monitoring and control and project closeout. City of Santa Clarita,California. Construction Manager for a$5 million citywide infrastructure project to repair and rehabilitate major arterials and residential streets, sidewalks, driveways, curb and gutter, cross gutters, spandrels and handicap access ramps. This project consisted of 4 years of rehabilitation projects that were deferred into one project. Provided oversight of inspection team, coordinated paving, concrete repair, and traffic control operation with City, contractor, residents, and businesses. Conducted weekly coordination meetings with the City and contractor. Construction frWl LLDAN I 77 City of Rancho Palos Verdes Engineering 1 Statement of Qualifications for Public Works/Engineering Services Steven M.Velasco,CBI occurred in residential neighborhoods and high traffic business areas. Mr.Velasco Continued personally addressed the concerns of residents and businesses in the field and maintained a log of telephone calls, issues, and complaints for the duration of the project. Citrus Ranch Park, City of Tustin, California. Construction Manager for the construction of the new$6 million park located on at the site of one of the last remaining citrus groves in Orange County. Responsible for document control, maintaining project files; coordination for submittals and RFI's and recording of weekly meeting minutes. The project involves the construction of a new 8 acre park which incorporates into and preserves an existing citrus grove. The park is a passive park which includes an access road, parking, a tot lot, picnic areas, a rest room facilities, a nature trail through the park, and a viewing pavilion on top of the central hill on which the citrus grove is located. Provided inspection oversight of rough and fine grading, underground utilities, storm drains, sewer, building construction, concrete flatwork, decorative walls, fencing, asphalt paving and striping. Conducted weekly meetings and provided liaison between the owner, design group and contractor. Street Rehabilitation of Yorba Linda Boulevard, City of Yorba Linda, California. Construction Manager for the rehabilitation project consisting of the removal and replacement of existing handicap ramps, cold mill grinding, dig outs,AHRM overlay and restoration of traffic detector loops, signage and striping. Responsible for inspection supervision, contract administration and document control. Maintain project files; log and process RFI's, submittals, verify and process progress payments, maintain logs and file of all project communication, negotiate and prepare change orders. Conduct meetings, act as the main point of contact between the City, contractor, and design engineer, and responded to resident complaints and inquiries. 0C9 Water Line Phase II, City of Huntington Beach,California. Assistant Construction Manager. Assist Construction Manager in document control management. Process and record submittals, RFI's, communication logs, meeting minutes and all related project documentation. This$4.1 million project consists of the installation of approximately 13,000 linear feet of 20 and 24-inch ductile iron pipe and appurtenances. Recreation Center Master Plan Expansion, City of Fountain Valley, California. Project/Program Manager for the$10 million expansion of a recreation center for the City of Fountain Valley. The project involves the expansion of the facility that is currently 55 acres to 78 acres and adding soccer and baseball fields, a skateboard park, rest room and concession facilities, nature trail, additional parking and access roads. Newhope Street Extension, City of Fountain Valley, California. Assistant Construction Manager. The project includes the extension of Newhope Street from Talbert Avenue to Interstate 405. The main features of the project include demolition of multiple businesses, median construction and landscaping, storm drain construction, sidewalks, traffic signal modifications, signing, striping, and Caltrans coordination. firWILLDAN I 78 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Jason Brown, RCI Construction Manager Education Mr.Jason Brown serves as both a Construction Manager and Supervising Public Public Works Inspection, Works Observer for Willdan; his duties include the inspection and management of Fullerton Community College large-scale public works improvement projects. His experience includes the Registration construction administration and inspection of subdivisions, traffic signals, storm Construction Inspector, drains, sanitary sewers, ARHM overlay, conventional asphalt overlays, and street California, No. 5510 beautification projects. In addition, Mr. Brown has experience with specially funded projects, such as ISTEA and CDBG. During Mr. Brown's 25 years of experience with 25 Years'Experience Willdan, he has served as a Permit Inspector for the Cities of Paramount, Bell Gardens, and Rosemead. Mr. Brown's previous experience includes concrete cutting and core drilling, landscape construction and maintenance, concrete finishing, and masonry construction. Relevant Project Experience Sepulveda Boulevard Widening, City of Culver City,California. Constructability Review and Quality Control. This project involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This project was done to alleviate an existing bottle- neck and provided for a third southbound lane within the existing right-of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. Transit Priority, City of Santa Monica, California. Supervising Public Works Observer. This project involved providing construction management services for the City's Transit Priority Project. The project involved the installation of new fiber optic, some minor traffic signal modification and other appurtenant work. In addition to construction management services, Willdan provided public outreach services to the local businesses and residents. 2010-2011 Water Main Replacement, City of Manhattan Beach,California. Supervising Public Works Observer. This project involved providing public works observation services for the City's 2010-11 water line installation project. The project involved the installation of approximately 7,100 LF of 10"-8"ductile iron pipe. Towne Avenue Phase 2, (Lexington Avenue to Riverside Drive), City of Pomona, California. Construction Manager. This project involved providing construction management and observation for the City's street improvement project. This project included minor concrete repairs, removal and replacement of existing asphalt, cold milling, ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was an ARRA funded project. Street Resurfacing on Glendora Road, City of La Puente, California. Construction Manager. This project involved providing construction management and observation for the City's street improvement project. This project included concrete repairs, removal and replacement of existing asphalt, concrete improvements, including ADA compliance curb ramps, cold milling,ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was an ARRA funded project. J 'VVI LLDAN I 79 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Jason Brown,RCI Street Resurfacing on Hacienda Boulevard,City of La Puente, California. Continued Construction Manager. This project involved providing construction management and observation for the City's street improvement project. This project included concrete repairs, removal and replacement of existing asphalt, concrete improvements, including ADA compliance curb ramps, cold milling,ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was an ARRA funded project. Street Resurfacing on Rosecrans Avenue, City of Paramount, California. Construction Manager. This project provided construction management and observation for the City's street improvement project. This project included concrete repairs, removal and replacement of existing asphalt, concrete improvements, including ADA compliance curb ramps, cold milling,ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was an ARRA funded project. Street Resurfacing and Street Lighting Upgrades on California Avenue, City of South Gate,California. Construction Manager. This project provided construction management and observation for the City's street improvement project. This project included the installation of new streetlight conduit, conductors, service cabinets, luminaries, traffic signal modifications, removal and replacement of existing asphalt, concrete improvements, including ADA compliance curb ramps, cold milling,ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was a federally funded project. Street Resurfacing on Paramount Boulevard,City of Pico Rivera, California. Construction Manager. This project involved providing construction management and observation for the City's street improvement project. This project included traffic signal modifications, concrete repairs, removal and replacement of existing asphalt, concrete improvements, including ADA compliance curb ramps, an ambient vibration mitigation trench system, cold milling,ARHM overlay, and other appurtenant items of work. Willdan also provided labor compliance and material testing. This was a federally funded project. Water Main Replacement,City of Pomona,California. Construction Manager. Willdan provided construction management and inspection for the City's water main project on White Avenue. The project involves the installation of over 8,000 LF of 12" to 8"water main, hydrants,water services, and other appurtenant work. Willdan's duties include tracking project budgets, CCO negotiation, submittal and RFI review, daily inspection of the work, labor compliance, and utility coordination. Construction Management Services for Water Project Improvements, City of Pomona,California. Supervising Public Works Observer. Willdan provided public works observation for various water projects throughout the City of Pomona. The projects may involve the installation of water lines, valves, pump stations, reservoirs, manholes and other appurtenant work. County of Los Angeles Department of Public Works. Mr. Brown will work closely with the various LACDPW Supervisors and will monitor the activities of the Willdan Public Works Observers. Willdan will provide public works observation services for various publicly funded projects throughout the County of Los Angeles. The projects include the installation of new storm drains, bridge construction, asphalt paving, sidewalk replacement, sewer line construction, traffic signals, and other appurtenant work. ftWILLDAN I 80 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Edward Cox Utility Coordinator Education Mr. Edward Cox possesses over 32 years of public works experience. Prior to United Association Local 250 joining Willdan, Mr. Cox held a position where he organized and implemented Apprentice Program construction projects. Mr. Cox performed as a project manager and site 32 Years'Experience superintendent and also supervised full-time and part-time employees. Some of Mr. Cox's projects included: • Albertson's Cities of Fullerton, La Mesa; Irvine, and Santa Ana • Vons Cities of Ojai, Bakersfield, and Newport Beach • Save Mart City of Clovis and the Angeles Camp • Trader Joe's Las Vegas and Yorba Linda As a Utility Coordinator for Willdan, Mr. Cox works closely with utility companies. His responsibilities in this capacity include: • Project coordination from initial design to final completion • Examining record drawings for potential conflict or impacts on proposed projects • Contacting utilities to obtain record drawings • Notifying utilities of construction projects in design, and maintaining contact with affected utilities for the duration of the project • Applying for and obtaining permits, utility easements, and other conditional documentation • Coordinating utility companies' and construction companies'work schedule so simultaneous work can be achieved • Plan checking for constructability • Set-up preconstruction meetings, perform minutes, and distribute to utility companies and contractor Relevant Project Experience Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation, federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Sepulveda Boulevard Widening, City of Culver City, California. Utility Coordinator. Responsible for utility coordination services for this project which involved project management, conceptual design, preparation of construction drawings and technical specifications for a major street widening on Sepulveda Boulevard from Playa Street/Jefferson Boulevard to Green Valley Circle. Sepulveda Boulevard is a major corridor with an average traffic count of 50,000 vehicles and parallels the 405 Freeway through Culver City. Sepulveda Boulevard is an alternative route taken by many commuters to access Los Angeles International Airport. This ftWILLDAN I 81 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Edward Cox project was done to alleviate an existing bottle-neck and provided for a third Continued southbound lane within the existing right-of-way. A portion of the project was within the City of Los Angeles and Caltrans. Willdan's services included civil and traffic engineering design, landscape architectural design, survey, pavement engineering, and utility coordination. South Street Rehabilitation, City of Lakewood, California. Utility Coordinator. Responsible for utility coordination services for this project which included the preparation of plans, specification and estimate for street overlay, signing and striping plans from Lakewood Boulevard to East City Limits (2 miles). The project was funded through the American Recovery and Reinvestment Act funds and Willdan provided federal funding administration to secure the allocation of funds for construction (E-76). Other services provided by Willdan included utility coordination, pavement engineering, topographic survey, monument restoration, construction administration, construction observation, and labor compliance. Traffic Signals for Three Locations (HSIP), City of La Puente,California. Utility Coordinator. Responsible for utility coordination services for this project which involved providing professional engineering design, project management and funding administration services for the 2007-2008 Highway Safety Improvement Program (HSIP)funded project. The City was awarded$312,818 for the traffic signal modification of three locations: Temple Avenue/Sunset Avenue; Valley Boulevard/Ferrero Lane and Temple Avenue/Orange Avenue. The project involved the full design of Valley Boulevard/Ferrero Lane and modification of the other two intersections for federal compliance as well as completeness. The design included the modification of the traffic signal to protective/permissive left turn phasing. Alondra Boulevard Street Resurfacing,City of Paramount, California. Utility Coordinator. Responsible for providing utility coordination services for this project which involved the preparation of plans, specification and estimate for resurfacing of Alondra Boulevard from Hayter Avenue to West City Limit. Other services provided by Willdan included utility coordination, labor compliance, federal fund processing, pavement engineering, and materials engineering. Project was part of the Economic Stimulus Package funding (ARRA 2). Atlantic Avenue,City of South Gate,California. Utility Coordinator. The project involved the preparation of plans, specification and estimate for Atlantic Avenue between Firestone Boulevard and the south city limits. Willdan Engineering provided civil and traffic engineering design, pavement engineering, design survey, landscape architectural design, and utility coordination services. The improvements included asphalt-rubber hot mix overlay, street widening, raised landscaped medians, irrigation system,ADA access curb ramps, concrete repairs, traffic signal modifications, communication conduits, and signing and striping. Willdan assisted the City through the planning process by developing a concept plan, presenting it to City Council and affected business owners and resident. Willdan attended the public outreach community meetings and incorporating design concern. This project was funded through various federal monies. Rosemead Boulevard Rehabilitation,City of Pico Rivera, California. Utility Coordinator. Responsible for utility coordination for this project. Willdan provided professional engineering services for the Rosemead Boulevard Rehabilitation Project from Washington Boulevard to Telegraph Road. Services included preliminary engineering, surveying, preparation of plans and specifications, pavement rehabilitation, reconstruction of existing damaged and uplifted concrete sidewalk, curb and gutter, and drive approaches, median improvements, traffic signal upgrades, and signing and striping. "VVI L L DA N I 82 City ty of Rancho Palos Verdes Statement of Qualifications for Public Works/Engineering Services Barry Knutson Senior Public Works Observer Education Mr. Barry Knutson has over 33 years of experience in the construction industry here in Construction Estimating, Southern California. He has worked as a Carpenter's Apprentice, Journeyman Electrical House Wiring, Heat Carpenter, Carpenter Foreman, Estimator, Assistant Superintendent, Superintendent, Vent A/C Systems, Fullerton Purchasing Agent, and more specifically as a Senior Construction Administrator on large College, Fullerton scale Capital Projects throughout the County of Los Angeles for the last 12 years. Graduate, Carpenter's Union Apprenticeship School Local Relevant Project Experience 1815 Tidelands Beach Restrooms, City of Long Beach,California. Assistant Construction Registration/Certification Manager& Inspector. Construction of new and renovations to ten restrooms located General Contractor, within the Tidelands (beach) area of Long Beach. Three of the restrooms included California No. a-1 complete demolition of existing structures which were then replaced by pre-fabricated modular structures. Three more of the restrooms included complete demolition of 33 Years'Experience existing structures which were then replaced by ground up construction of new structures. The final four restrooms included selective demolition of the existing structures which were then rebuilt/remodeled. Hawthorne Boulevard Overlay, City of Rolling Hills Estates,California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's$355K ARHM overlay paving project. Kraemer Memorial Park Renovation,City of Placentia, California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's$1.2 million park renovation project. Heritage Park Improvements, City of Covina, California. Construction Manager. Responsible for providing on site construction inspection services for the City's$1.3 million park project. Valley Wall Phase 1,City of La Puente,California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's$377,000 CDBG- funded paving project. lnyo/Ardella Streets Street Improvements, City of La Puente, California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's$382,000 CDBG-funded ARHM paving/street improvement project. Loukelton and Unruh Overlay, City of La Puente, California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's $391,000 ARRA-funded ARHM overlay/paving project. Dora Guzman, Del Valle,and Temple Avenues Overlay, City of La Puente, California. Senior Public Works Observer. Responsible for providing construction inspection services for this$354,000 ARHM-overlay/paving project. Orange Avenue/Somerset Overlay, City of Paramount,California. Senior Public Works Observer. Responsible for providing construction inspection services for the City's$391,000 ARHM-overlay/paving project. City Hall HVAC Replacement,City of Paramount,California. Senior Public Works Observer. Responsible for providing construction inspection services for the HVAC replacement at the City's civic hall. Glendora Avenue Street Improvements,City of La Puente,California.Senior Public Works Observer. Responsible for providing construction administration and construction inspection services for the project from start to finish. 1'4NI LLDAN I 83 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Barry Knutson Hacienda Boulevard Street Improvements,City of La Puente, California. Senior Continued Public Works Observer. Responsible for providing construction administration and construction inspection services on the project from start to completion. Providence Holy Cross Medical Center Tower Addition and Central Plant Upgrade, Mission Hills,California. Onsite Architectural Point of Contact. Responsible for all incoming and outgoing correspondence with the OSHPD ACO, DSE, and FLSO, owner, and contractor; processing, reviewing, and responding to all RFIs, submittals, and change orders; attending all OAC, 0/H coordination, weekly IOR staff, and consultant meetings in addition to design and production meetings; assisting with change order documents and bulletin preparation; processing and approving the contractor's monthly billing; and providing QA/QC and final punch list documents; and commissioning through owner occupancy for this$153-million, 139,000-square-foot., five-story Moment-framed, five-phased hospital tower and central plant. Kaiser Hospital West Wing Tower, Pharmacy, and Central Plant Upgrade, Los Angeles, California. Onsite Point of Contact. Responsible for all incoming and outgoing correspondence with the OSHPD ACO, DSE, and FLSO, owner, and contractor; processing, reviewing, and responding to all RFIs, submittals, and change orders; attending all OAC, 0/H coordination, weekly IOR staff, and consultant meetings in addition to design and production meetings; assisting with change order documents and bulletin preparation; processing and approving the contractor's monthly billing; and providing QA/QC and final punch list documents; and commissioning through owner occupancy for this$122-million, 117,000-square-foot, four-story, four-phased, interior- braced frame, precast concrete exterior skin, 97-bed hospital tower. Michael D.Antonovich Antelope Valley Courthouse,County of Los Angeles, Palmdale, California.Architectural Onsite Point of Contact. Responsible for all incoming and outgoing correspondence with the County of Los Angeles (owner), California State Superior Court, Los Angeles. County Sheriffs Office, Bureau of Corrections, contractor, and County inspection staff; reviewing and responding to RFIs and submittals; assisting with change order document preparation; issuing bulletins; attending all project-related meetings; preparing and issuing OAC meeting minutes; solving day-to-day issues for one of the largest courthouses in the State with a project valuation of$89 million; five stories; 397,000 square feet; internal-braced-frame structure with precast concrete and curtain wall exterior skin; basement detention capacity for 115 inmates; and capacity for 14 future courtrooms in shelled space. Chatsworth Courthouse, County of Los Angeles,Chatsworth,California. Architectural Onsite Point of Contact. Responsible for all incoming and outgoing correspondence with the County of Los Angeles (owner), California State Superior Court, Los Angeles. County Sheriff's Office, Bureau of Corrections, contractor, and County inspection staff; reviewing and responding to RFIs and submittals; assisting with change order document preparation; issuing bulletins; attending all project-related meetings; preparing and issuing OAC meeting minutes; solving day-to-day issues for this$69- million, 158,000-square-foot, internal-braced-frame structure with a granite exterior skin, secured basement detention floor, and secured judges parking, frWl LLDAN I 84 City of Rancho Palos Verdes esEngineering Statement of Qualifications for Public Works/Engineering Services M. Alberto Rosiles Senior Public Works Observer Education Mr. M.Alberto Rosiles has over 31 years of construction observation experience. Los Angeles Trade Tech Mr. Rosiles' experience included street rehabilitation projects in various cities where Courses in plan reading, his responsibilities included quality control, quantity calculations, and project concrete inspection, and management. His areas of expertise includes A.C. heater remix,A.C. rubber paving, building codes. overlay, P.C.C., slurry seal, underground facilities, cast-in-place pipe,A.C. and P.C.C. batch plant inspection, roadways, highways, bridges, landscape, and vertical Orange Coast College construction. Soil mechanics course in field and laboratory techniques, soils Relevant Project Experience testing, and inspections. Bradford/Madison Street Improvement, City of Placentia, California. Public Secretary of Public Works in Works Observer. This project involved providing professional construction Departments of Projects and engineering and funding administration for the Bradford/Madison Street Improvement Laboratories Project. Willdan provided labor compliance, construction management, and Courses and work in construction inspection services for the ARRA funded project. The project involved exploration, soil mechanics, the removal and replacement of damaged street sections, asphalt overlay, concrete,pavements, and miscellaneous concrete repairs to sidewalks and curbs, planting of street trees, and inspections on numerous other appurtenant work. projects in Mexico. Third Street Improvement Project,City of Calimesa,California. Public Works Secretary of Public Works Observer. This project involved providing professional construction engineering and Department of Highways funding administration for the Third Street Improvement Project. Willdan provided Intensive courses in surveying labor compliance, construction management, and construction inspection services for and road locations on numerous the ARRA funded project. The project involved the removal and replacement of projects in Mexico damaged street sections, asphalt overlay, miscellaneous concrete repairs to sidewalk Re istration and curbs, planting of street trees, and other appurtenant work. g Reg. 2474, State Examination Ramona B Street Improvement Project, City of Baldwin Park, California. Public for registration as a Works Observer. This project involves providing construction engineering and funding Construction Inspector administration for the Ramona B Street Improvement Project. Willdan is providing Earthworks and Concrete labor compliance, construction management, and construction inspection services for Reg. 527, City of Long Beach the ARRA funded project. The project involves the removal and replacement of Registered Deputy Pile damaged street sections, asphalt overlay, miscellaneous concrete repairs to Inspector sidewalks and curbs, planting of street trees, and other appurtenant work. Reg. 432, City of Irvine Placentia Avenue Overlay Project, City of Placentia, California. Public Works Registered Deputy Grading and Observer. Willdan provided construction management, public works observation, Asphalt Inspector material testing, and labor compliance services for the City of Placentia's Placentia CPN 13488, Certified Nuclear Avenue Overlay Project. The project will involve the removal and replacement of Gauges Technician damaged curb/gutter, sidewalk, and the installation of an Asphalt-Rubber Hot Mix 31 Years'Experience (ARHM) overlay. Recreation Center Master Plan Expansion -Construction Services,City of Fountain Valley,California. Senior Public Works Observer. The work effort included design and construction management services to rough and mass grade the site for constructing roadways, parking lots, pedestrian walkways, sports facilities, and amenities. These amenities included landscaping, irrigation, playing fields, stadium facilities,jogging paths, a maintenance building, and lighting. The project amenities are spread over 76 acres near the Mile Square Park area. Willdan's design team provided construction support and construction staking services throughout construction. Our construction management team provided program management, construction management, inspection, and materials testing for this$17.5 million project. Dillon Road Grade Separation Project,City of Coachella, California. Construction Inspector. The project involved the construction of a new bridge at Dillon Road and "VVI LLDAN I 85 City of Rancho Palos Verdes Engineering 1 Statement of Qualifications for Public Works/Engineering Services M.Alberto Rosiles the existing UPRR tracks. The new structure carries Dillon Road traffic over Indio Continued Boulevard and the UPRR's two existing tracks by means of a reinforced concrete bridge. In addition, the project involves the following specific items of work: new traffic signals, construction of approach fills for the new bridge, installation of new curbs and gutters, installation of new signing, construction of new drainage facilities, and other appurtenant work. It is anticipated to take approximately 14 months and $22 million dollars to construct the new bridge. Intersection Widening at Brookhurst/Ellis,City of Fountain Valley,California. Construction Inspector. This widening project involved underground utilities, traffic signal modification, added sidewalks, retaining walls, and street rehabilitation. Project also included relocation of OCWD new vault and striping. Mr. Rosiles was responsible for public works inspection, management, and assisting the City Engineer. Newhope Street Extension, City of Fountain Valley, California. Resident Inspector. The project included the extension of Newhope Street from Talbert Avenue to Interstate 405. The main features of the project included demolition of multiple businesses, median construction, landscaping, storm drain construction, sidewalks, traffic signal modifications, signing, striping, and Caltrans coordination for the northbound 405 ramp widening and remodeling. Talbert from Brookhurst to East City Limit,City of Fountain Valley, California. Construction Inspector. Project involved public works inspection of complete driveways, replacement road widening overlay, new medians (AC AHRM), management, and assisting the City Engineer. Edinger/Harbor,City of Fountain Valley,California. Construction Inspector. This project involved widening, new median islands, bus stop pads, removing and remodeling handicap ramps, sidewalks, signal loop installation and striping. Mr. Rosiles was responsible for all public works inspection, management, and assisting the City Engineer. FY 2000-01 Slurry Seal and Street Resurfacing, City of Lake Forest, California. Construction Inspector. Street resurfacing projects are part of the City's annual street maintenance program. Project elements included crack sealing and base repairs, asphalt concrete overlays, slurry seals, adjusting surface utilities to grade, replacement of traffic loops, re-striping and reestablishing City survey control points. Brookhurst Street Rehabilitation and Resurfacing, City of Fountain Valley, California. Construction Inspector. Project involved the construction inspector staff augmentation services on Brookhurst Street from Talbert Avenue to Warner Avenue, and from Heil Avenue to North City limits project. The project required expertise in the removal and disposal of existing asphalt concrete/aggregate base roadway section, cold milling, placing asphalt concrete leveling course and base course, asphalt rubber hot mix(AHRM), adjusting survey well monument covers, utility covers and manholes to grade, PCC curb, gutter, driveway approaches, access ramps and median, traffic delineation, signs, and signal loops. 1-215, Beltway, Section 7B, 8 and 9, Drainage Facilities,Clark County, Nevada. Construction Inspector. This$56 million project consisted of the construction of major drainage facilities, interim frontage roads and partial highway along a 6.4 mile alignment of the future Beltway around the valley. The drainage facilities accounted for$24 million of the project. Drainage improvements included the installation of cast- in-place box culverts ranging in size from 10'X10'to 23'X10' in lengths from 500'to 2,800', reinforced concrete pipe from 18"to 96", trapezoidal channels, rectangular channels, and transition structures. 4iVI LLDAN I 86 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Danny Ayala Senior Public Works Observer Registration Mr. Danny Ayala is responsible for the inspection of large-scale public works Contractor, California No. C10 projects. His experience includes over 35 years of public works construction Certificate of Completion in experience including: assignments in administration and inspection of subdivisions, Fiber Optic Theory,AQMD traffic signals, storm drains, sanitary sewers,ARHM overlays, conventional asphalt overlays, and street beautification projects with raised landscape medians and Professional Development, decorative parkway renovations. In addition, Mr.Ayala brings experience in all areas Asphalt Institute of traffic signal installation and inspection. His traffic signal and public works 35 Years'Experience inspection experience includes: • inspection of traffic signal installations, preparation of punch lists, and coordination with contractors; • coordinated the purchase of a wide variety of signal and electrical products; • installation and maintenance of traffic signal controllers and equipment, fiber optic equipment and splice fiber-optic cable; • inspection and installation of signal hardware, poles, streetlights, and signs; • installation of conduits, pull boxes, wire, duct banks and vaults, and all necessary equipment; • assistance in the development of plans and specifications for Caltrans, cities, and various government projects; • negotiation and management of project change orders and contract modifications; • preparation of invoicing and certified payroll; • assistance in the installation and inspection of telemetry systems; • coordinate with contractors, Caltrans, cities, USA and utility companies; • tracking and handling of contract quantities, changes, and correspondence; • administration and inspection of subdivisions; • inspection of subdivision and capital improvement projects; • inspection of compaction of sub grade, and base grade materials; • inspection of traffic signal installation and modifications; • inspect the installation of storm drain, RCP, catch basin, box culvert,junction structures,transition structures inlet and outlet structures with wing walls; • inspection of sewer systems and repair; • inspection of Asphalt Rubberized Hot Mix(ARHM) and conventional asphalt overlays; • inspection of new street construction from subgrade to final cap; • inspection of curb and gutter, spandrels, cross gutter, sidewalk, and driveway approaches; • inspection of water main, fire hydrant, new meters, and hot tap installation; • inspection of grade elevations using a smart level,flow liner, peep site, and laser. Relevant Project Experience Railroad Crossing,Street Improvements,and Traffic Signal Modification,City of Paramount, California. Mr.Ayala provided public works observation services for this project which included the removal and replacement of railroad tracks, cold milling and paving of streets, curb and gutter replacements, handicap ramps, stamped concrete crosswalks installation, video detection, controller and cabinet replacement, traffic signal wire, poles and signal equipment, traffic signal conduit and pull box installation, striping and signing. \1VI LLDAN I 87 City of Rancho Palos Verdes Engineering I Statement of Qualifications for Public Works!Engineering Services Danny Ayala Mansel Traffic Signal Project, City of Lawndale,California. Mr.Ayala provided Continued construction management and inspection services for the project. The project involved the installation of a new traffic signal at Mansel and Marine. Street Lighting Conversion Project, City of South Gate,California. Mr.Ayala provided construction management and inspection services for the project. The project involved the installation of new light standards, conversion from a high to low voltage system, new wiring and installation on underground conduits. William Clinton Elementary School, City of Paramount, California. Mr.Ayala provided public works observation services for this project which included removal and replacement of sidewalk, removal and replacement of curb and gutter, install driveways, modify island and irrigation and install stamped concrete with City monument, installation of reinforced concrete pipe with an inlet and outlet structure, and a new complete traffic signal installation with electrical service, striping and signing. Street Overlay at Various Locations, City of Bell Gardens, California. Mr. Ayala provided public works observation services for this project which included cold milling and paving, curb and gutter replacement, concrete sidewalk and driveway replacement, signing and striping. La Peer Water Installation and Overlay Project, City of Paramount,California. Mr.Ayala provided public works observation and contract administration services for this project,which included the installation of 12" PVC water main, fire hydrants, new meters, curb/gutter repairs, replacement of deteriorated street section, cold milling and ARHM overlay. Highway 111 Project,City of Palm Desert,California. Mr.Ayala is acting as the Resident Inspector for this project. His duties included the inspection of the entire project, as well as, the tracking of contract quantities, change orders, utility coordination, handling project correspondence, and other appurtenant work. The project involved the installation of new curb/gutter, traffic signals,ARHM overlay, and construction of turnout lanes. Phase II Overlay, Morongo Band of Mission Indians, Banning,California. Mr. Ayala assisted in the inspection of this project which included the repaving of streets within the Morongo Band of Indians reservation. Specifically, the project involved the relocation of all-exiting blow-offs; removal and replacement of the existing A/C curbs; and ARHM overlay. frWl LLDAN I 88 City ty of Rancho Palos Verdes a Statement of Qualifications for Public Works/Engineering Services Lee J. Marshall Senior Public Works Observer Education As Senior Public Works Observer for Willdan, Mr. Lee J. Marshall's duties include Citrus Junior College, inspection of street improvements, sewer laterals and waterline installations as permit Glendora, California, specialist in City of Rosemead, City of Arcadia and City of Temple City. He also Received two certificates in assisted in the inspection and construction administration of the$2.5 million Valley public works: Boulevard ISTEA/CDBG funded improvements. He has provided full construction General Street Maintenance administration services on a number of other projects. Street Delineation Relevant Project Experience 14 Years'Experience ARHM Overlay of Lower Azusa Road, Las Tunas Avenue and Live Oak Avenue, City of Temple City, California. Mr. Marshall provided construction administration and inspection to complete this$710,000 project. Recreation Center Master Plan Expansion -Construction Services,City of Fountain Valley,California. Senior Public Works Observer. The work effort included design and construction management services to rough and mass grade the site for constructing roadways, parking lots, pedestrian walkways, sports facilities, and amenities. These amenities included landscaping, irrigation, playing fields, stadium facilities,jogging paths, a maintenance building, and lighting. The project amenities are spread over 76 acres near the Mile Square Park area. Willdan's design team provided construction support and construction staking services throughout construction. Our construction management team provided program management, construction management, inspection, and materials testing for this$17.5 million project. Roger's Lane Street Improvement, City of Highland,California.Senior Public Works Observer. The Roger's Lane Project included infill asphalt paving, curb and gutter, new sidewalks, driveway relocations, adjustment of existing mailboxes, utility relocation and adjustment, crack filling, slurry seal, and other appurtenant work. Willdan provided construction management, material testing, survey and public works observation for the project. Street Rehabilitation on Mountain, Highland,and 9th Street,City of San Bernardino,California. Mr. Marshall provided public works observation services for this project which involved grinding and paving of all streets, curb and gutter replacement, waterman, cross gutters, handicap ramps and driveways. Intersection Rehabilitation on 13th Street and G Street, City of San Bernardino, California. Mr. Marshall provided public works observation services for this project which involved removal of an AC intersection; installation of two new cross gutters, spandrels, and handicap ramps. Lakeview Street Rehabilitation, City of Big Bear Lake,California. Mr. Marshall provided public works observation services for this project which involved grading and compacting with 4" of AC on Lakeview Street. Moonridge Sidewalk Project, City of Big Bear Lake,California. Mr. Marshall provided public works observation services for this project. The project involved approximately 2,000 LF of sidewalk with a portion receiving a decorative stamped detail. The project also included five wheelchair ramps, several residential and commercial driveways, and a new bus return. South West Gas Service Replacement, City of Big Bear Lake,California. Mr. Marshall's duties included supervision of approximately 14 crews throughout the City. Mr. Marshall supervised the project which involved traffic control, BMPs backfill on trenches, compaction, and final pavement and crack seal. frWILLDAN I 89 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Lee J.Marshall Waterline Project, Mission Road, Shepardson Drive, Mound Street, and Lamar Continued Road,City of Loma Linda, California. Mr. Marshall provided public works observation services for this project which consisted of 12" and 8" ductile iron mainline, fire hydrants, and abandoning of the existing mainline. Housing Tract 16068, City of Highland,California. Mr. Marshall provided public works observation services for this project which involved street improvements on a new housing tract development. The project included inspection of sewer, water, storm drain, curb and gutter, sidewalk, asphalt pavement, retaining walls, utility trenching, street lights. Mr. Marshall also ensured that the entire tract had proper erosion control. 1998-99 Sidewalk,Curb and Gutter Repairs Citywide,City of Rosemead, California. Mr. Marshall provided full construction inspection and construction administration services to complete this$96,600 project of replacement of damaged concrete. Mary Beth Street Tree Improvement, City of Rosemead, California. Mr. Marshall provided public works observation for the Mary Beth Street Tree Improvement project. firWILLDAN I 90 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Ross Khiabani, PE, G President/Chief Executive Officer Education Our Chief Engineer, Mr. Ross Khiabani, PE,GE, President of Willdan Geotechnical, MS, Geotechnical has more than 35 years of professional experience in performing diversified Engineering, California State geotechnical assignments involving soil mechanics and foundation engineering, soil University, Long Beach stabilization, landslide analysis and stabilization, settlement evaluations, liquefaction BS, Geology, Pahlavi studies, slope stability analyses, laboratory testing, and inspection services during University, Iran construction operations. His vast experience includes providing engineering services Re istration for commercial, industrial, institutional, ports and harbors, public works, transportation 9 (including major bridges, local roads, freeways and toll roads) and water and Professional Civil Engineer, wastewater facilities projects. This broad base of experience has given him a unique California, No. 37156 insight into local geotechnical and seismic conditions, and construction processes. Mr. Professional Geotechnical Khiabani has kept in close communication with local, city, county, and state reviewers Engineer, California, No. and is familiar with governing codes and requirements. 2202 Professional Civil Engineer, Relevant Project Experience Nevada, No. 11256 Newport Learning Center,Coastal Community College District(CCCD), Newport Professional Civil Engineer, Beach,California. Geotechnical Engineer of Record and QA/QC lead for materials Arizona, No. 27068 testing and inspection services for construction of the Newport Learning Center. Project includes a new 3-story type II-B building with 112,795 ASF, associated site Affiliations development including a large bio-filtering facility, and parking/driveway areas. The Society of American Overseeing all geotechnical observation and testing during grading, foundation Military Engineers excavations and utility trench backfill. Providing QA/QC for all material testing and American Society of Civil special inspection services, including a set of poured-in-place cassions and 138 soil Engineers, Geotechnical anchors/tiebacks to stabilize footings for slanted concrete walls. Group Charnock Well Field Restoration Project,Arcadia and Charnock Sites, City of Consulting Engineers and Santa Monica,California. Project manager for geotechnical and material testing and Land Surveyors of California inspection. The Design-Build project consisted of the construction of a Greensand Geotechnical Engineers Filtration system, cartridge filters, reverse osmosis treatment process, a backwash Association treatment system, the associated pumping and chemical feed systems, and a American Public Works structure to house the reverse osmosis system. Association New City Hall, Laguna Niguel, California. QA/QC lead for material testing and Council of Civil Engineers special inspection services being provided by Willdan. Work includes testing and and Land Surveyors inspection for concrete, steel, welding, and masonry for the new City Hall. 35 Years'Experience King Kong Attraction, NBC Studios, Universal City, California. Project Manager and geotechnical engineer-of-record for new attraction at NBC Studios. Project requires extensive excavation and shoring structures, and retaining wall system with tie-backs for elaborate above ground structure housing this attraction. On-Call Geotechnical Design Services, Port of Los Angeles, San Pedro, California. Project Manager for Willdan's 4-year contract to provide geotechnical design services in support of POLA's On-Call Engineering/Architectural Consulting Services Program. Tasks included retaining structures for berths, canopy structures, various port buildings, pavement rehabilitation, earthwork for backlands, boat maintenance cradles, storm drain improvements, and review of geotechnical reports submitted to POLA by others. Worked closely with POLA staff on all tasks to develop the most cost-effective and efficient solutions. VVI LLDAN I 91 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works Engineering Services Girish Agrawal, JD, PhD, PE, GE Principal Engineer Education Dr. Girish Agrawal has more than 20 years of experience with geotechnical PhD, Geotechnical Engineering, engineering, investigation, design, and construction. He has worked on a wide Purdue University, West spectrum of public infrastructure, and private commercial, residential, and industrial Lafayette, Indiana projects. His particular areas of expertise are seismic hazard analysis and mitigation, MS, Geotechnical Engineering, pile foundations, earthfills and earth retaining structures, and direct-push testing and Purdue University, West sampling for assessment of subsurface conditions. Dr. Agrawal has substantial Lafayette, Indiana experience with all stages of project planning, performance and management, JD, Boat Hall School of Law, including managing profit centers and practice areas. He has considerable University of California, experience in assisting clients shepherd projects through various city, county,.and Berkeley, California state review processes and is familiar with governing codes and requirements. BTech (Hons), Civil Relevant Project Experience Engineering, Indian Institute of Orange Line Extension, Metropolitan Transportation Authority (MTA), Los Technology, Delhi, India Angeles, California. Lead Geotechnical Engineer. Responsible for providing civil Registration design services for this design-build of the MOL extension from the existing Civil Engineer, California, No. Chatsworth Station to the Canoga Station in the San Fernando Valley along Canoga 53867 Avenue. Willdan is preparing plans, specifications and cost estimate for street Geotechnical Engineer, widening, raised landscaped medians, irrigation system,ADA access curb ramps, California, No. 2478 bicycle paths, park-and-ride and parking lot facilities, traffic signal modifications, Attorney at Law, California, No. communication conduits, and signing and striping. This includes the construction of 264249 reconstruction of three stations. Affiliations Vermont Avenue Bridge Widening Over US-101 Freeway,City of Los Angeles, American Society of Civil California. Lead Geotechnical Engineer for Willdan's design team for widening of the Engineers, Member Vermont Avenue overcrossing at Route 101, northwest of downtown Los Angeles. Sigma Xi, Member Sanitary Sewer Master Plan Upgrade,City of Covina, California. Provided geotechnical engineering services for Sanitary Sewer Master Plan Upgrade Project The State Bar of California, aiming to replace and/or rehabilitate approximately 38,000 feet of sewer lines city Member wide. 20 Years Experience SR 22 at Studebaker Road Improvements, City of Seal Beach, California. Geotechnical and environmental lead for addition of a lane on the westbound on-ramp from Studebaker Road. Water Main Replacement Project,City of Manhattan Beach, California. Provided geotechnical investigation and design services for the installation of a new six-inch- diameter ductile iron pipe to replace approximately 8,340 feet of existing water mains along eleven (11) streets in Manhattan Beach. Bradford Water Well Replacement,City of Placentia,California. Provided geotechnical engineering services for design of the structure housing the mechanical- electrical facilities associated with the new well, backfilling of trenches for piping within the subject parcel, and pavement design for equipment and employee driveway and parking areas. Metro Red Line Eastside Extension (now called the Metro Gold Line Eastside Extension), Metropolitan Transportation Authority(MTA), Los Angeles, California. Managed field geotechnical investigation services. Planned and conducted an extensive drilling program that involved coordination with multiple City of Los Angeles agencies. liWILLDAN I 92 Cityof Rancho Palos Verdes Engineering Statement of Qualifications for Public Works!Engineering Services Jane E. Freij Labor Compliance Manager Education Ms.Jane E. Freij is an experienced Administrative/Project Manager with a proven 1982, BA, Linguistics, record of profitability achieved through comprehensive and effective management of University of Kansas time and budget. Key areas of expertise include project needs analyses, scheduling Re istration and budgeting, contract administration/negotiation, legal documentation, policy and 9 procedure development, and writing and editing. As a Supervising Labor Compliance 1993,Attorney Assistant Manager, Ms. Freij provides oversight of labor compliance monitoring services for Training Program, various federally-funded projects under FHWA, FTA, HUD, and EPA. She is familiar Litigation/Corporations Certificate with the FHWA federal funding administration process from field review and request for authorization to final invoicing and has specialized training in the reporting University of California, requirements and fraud detection and prevention procedures for projects funded by Los Angeles the American Recovery and Reinvestment Act of 2009(ARRA). 18 Years'Experience Experience prior to joining Willdan includes 4 years with Edison Enterprises, where Ms. Freij served as Contract Administrator and Senior Contract Administrator. In these positions, she developed and negotiated contracts for products and services, monitored and enforced contractual compliance, constructed contractual terms and conditions, served as risk management liaison, and managed a multi-state licensing project for an energy services subsidiary. Ms. Freij has a strong legal background, having served as a paralegal and senior paralegal for litigation attorneys in the areas of real estate, land development, and contract law. She is experienced in Microsoft Word, Microsoft Excel, and Lexis-Nexis research software. Federal and State Labor Compliance Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates,CA.Willdan Engineering secured federal STPL funds in the amount of$2,081,000(Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation, federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Federal Highway Administration (FHWA) Labor Compliance,Various Cities. Responsible for providing supervisory federal and state labor compliance services for FHWA funded projects in the following cities: • Baldwin Park • Paramount • Calabasas • Pico Rivera • Coachella • Placentia • Commerce • Pomona • Hawaiian Gardens • Rancho Palos Verdes • Huntington Park • Rolling Hills Estates • La Canada Flintridge • Rosemead • La Mirada • South Gate • La Puente • South Pasadena WI LLDAN I 93 City of Rancho Palos Verdes Engineering Statement of Qualifications for Public Works/Engineering Services Jane E.Freij • Lakewood • Thousand Oaks Continued • Maywood • Westlake Village • Monterey Park Community Development Block Grant(CDBG) Labor Compliance,Various Cities. Responsible for providing supervisory federal and state labor compliance services for CDBG funded projects administered by the U.S. Department of Housing and Urban Development(HUD)and the Los Angeles County Community Development Commission (LACDC) in the following cities: • Bell Gardens • Maywood • Burbank • Paramount • Calimesa • Pico Rivera • Commerce • Rosemead • Hawaiian Gardens • San Marino • La Mirada • South El Monte • Lawndale • South Gate Safe Routes to School Project,City of Hawaiian Gardens,California. Labor Compliance Manager. Willdan Engineering provided professional engineering services for the Safe Routes to School (SRTS) Project. The project consists in the preparation of plans, specifications and estimate(PS&E)for street and traffic design including field survey, environmental documentation, utility coordination, contract administration, record drawings, construction inspection and labor compliance. The improvements for street and traffic surround Fedde Middle School, Furgeson and Hawaiian Elementary School. The federal SRTS was in the amount of$611,000. The project would improve signing and striping, ADA access ramps, provide raised pedestrian crosswalks and pedestrian traffic control devices. Local Street Overlay,City of Norwalk,California. Responsible for payroll review/project oversight. The project improvements include installation of AC pavement; reconstruction of road sections; replacement of damaged curb and gutter, drive approaches, sidewalks, and cross-gutters; installation of ADA ramps; replacement of striping, legends, traffic loops,water cans and covers; and adjustment of manholes. The project will utilize Community Development Block Grant(CDBG) funds,with a construction contract period estimated to be 90 working days. The construction contract has been awarded to Hardy& Harper, Inc. in the amount of $1,876,000. Bradford/Madison Street Improvement, City of Placentia, California. Labor Compliance Manager. Responsible for providing labor compliance services for this project which involved providing professional construction engineering and funding administration for the Bradford/Madison Street Improvement Project. Willdan also provided construction management and construction inspection services for the ARRA funded project. The project involved the removal and replacement of damaged street sections, asphalt overlay, miscellaneous concrete repairs to sidewalks and curbs, planting of street trees, and other appurtenant work. frWILLDAN 94 Cityof Rancho PalosVerdes esEngineering Statement of Qualifications for Public Works/Engineering Services Diane D. Rukavina, PE City Engineer Education Ms. Diane D. Rukavina has 32 years of experience in municipal engineering. 1980, BS, Civil Presently, she administers Willdan's Federal/State Funding Administration program Engineering, Loyola with projects in the Cities of Hawaiian Gardens, La Canada Flintridge, Lakewood, La Marymount University Puente, Maywood, Norwalk, Paramount, Pico Rivera, Rancho Palos Verdes, South Registration Gate, and South Pasadena. Ms. Rukavina has processed over 60 federal and state 1983, California, 036380, funded projects(STPL, TEA-21, SAFETEA-LU,ARRA, HSIP, TCSP, ER, CMAQ, Civil SRTS, and SR2S)from request for authorization to final invoicing for 22 cities. Currently, she is coordinating 28 federal and state funded projects at various stages in Affiliations the funding process. Ms. Rukavina also serves as Project Manager for 6 capital American Society of Civil improvement projects for the City of Paramount, performs various city engineering Engineers related tasks, and has organized GASB 34 infrastructure inventories for the Cities of 32 Years'Experience Seal Beach, Rosemead, Monrovia, and Bell Gardens in preparation for value assessment. Prior to joining the Willdan team, Ms. Rukavina was the project manager for a major land developer. She was responsible for design, planning, and construction administration of flood control, sewer, and water systems for public works improvement, and private development infrastructure projects in the Cities of Irvine, Newport Beach, Orange, and Tustin. She was also employed by the Los Angeles County Flood Control District for 5 years and was involved in design, contract administration, and water quality. Relevant Project Experience Federal/State Funding Administration Ms. Rukavina has over 15 years of experience in preparing and submitting required documentation to Metro and Caltrans for federal and state funded projects including STPL, TEA-21, SAFETEA-LU,ARRA, HSIP, TCSP, ER, CMAQ, SRTS, and SR2S. Although each program may encompass different components and requirements,the general process remains the same following the Caltrans Local Assistance Procedures Manual (LAPM). She also keeps informed of revisions(LPPs)to procedures and forms in the LAPM. With over 45 completed projects and 35 in progress, Ms. Rukavina has assisted cities at various stages of the federal/state-funded project as follows: • FTIP Programming, Obligation Plan; • Request for Authorization to Proceed with Preliminary Engineering; • Request to Initiate a Federally Funded Project; • Request for Authorization to Proceed with Construction; • Award Submittal; • Progress Invoice; and • Final Report of Expenditures Ms. Rukavina also maintains excellent relations with Caltrans' District Local Assistance Engineers and Metro's staff and will answer questions regarding the submittals and status of the projects. "VVI LLDAN I 95 City of Rancho Palos Verdes Engineering 1 Statement of Qualifications for Public Works/Engineering Services Diane D.Rukavina,PE Specific project experience includes: Continued Palos Verdes Drive North-Bike Lane Project, Rolling Hills Estates, CA.Willdan Engineering secured federal STPL funds in the amount of$2,081,000 (Call for Projects Grant)and state funds in the amount of$554,580 (SR2S Grant)that will serve as the local match for the design and construction of the Palos Verdes Drive North Bike Lanes between Crenshaw Boulevard and the West City Limits. Willdan Engineering provided professional engineering and construction engineering services to the City of Rolling Hills Estates for the Palos Verdes Drive North Bike Lane Project. The design aspect of the project included the roadway widening approximately 1.26 miles long for the addition of(Class II) 5 foot bike lanes within a 200 foot right-of-way, as well as the addition of a second through lane at major intersections to increase capacity. The improvements included the installation of raised medians, street resurfacing and traffic signal modifications. Other services provided by Willdan Engineering and essential to the success of the project included utility coordination/relocation,federal funding administration; environmental clearance (NEPA and CEQA); contract administration and construction inspection. Traffic Signals for Three Locations(HSIP),City of La Puente, California. Grant Administrator. Responsible for providing funding administration services for this project which included professional engineering design and project management services for the 2007-2008 Highway Safety Improvement Program (HSIP)funded project. The City was awarded$312,818 for the traffic signal modification of three locations: Temple Avenue/Sunset Avenue;Valley Boulevard/Ferrero Lane and Temple Avenue/Orange Avenue. The project involved the full design of Valley Boulevard/Ferrero Lane and modification of the other two intersections for federal compliance as well as completeness. The design included the modification of the traffic signal to protective/permissive left turn phasing. Amar Road/Tonopah Avenue Traffic Signal (HSIP), City of La Puente,California. Grant Administrator. Responsible for providing funding administration services for this project which involved providing professional engineering design and project management services for the 2009/2010 Highway Safety Improvement Program (HSIP)funded project. The City was awarded $200,800 for the traffic signal installation at Amar Road and Tonopah Avenue. Our scope of work included preparation of plans, specification and estimate, utility coordination and funding administration. Safe Routes to School Improvement Project,City of Maywood,California. Federal Paperwork Administrator. Project involved providing professional engineering design services for the Safe Routes to School (SRTS) Grant Project. The project involved the upgrading of signing and striping, installing solar powered flashing beacons, and street improvements including ADA compliant ramps, replacing sidewalks, curb and gutter for the streets surrounding Loma Vista Elementary School. Additional services provided by Willdan included utility coordination and federal paperwork administration. Atlantic Avenue Improvements,City of South Gate, California. Federal Paperwork Administrator. Project involved providing civil and traffic engineering design, pavement engineering, design survey, landscape architectural design, and utility coordination services for Atlantic Avenue improvements between Firestone Boulevard limit and south city limit. The proposed improvements included asphalt- rubber hot mix overlay, raised landscaped medians, irrigation system, ADA access curb ramps, concrete repairs, communication conduits, and signing and striping. grWILLDAN I 96 City ty of Rancho Palos Verdes a Statement of Qualifications for Public Works/Engineering Services ACS® DATE(MM/DD/YYYY) CERTIFICATE OF LIABILITY INSURANCE 12/11/2015 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED o REPRESENTATIVE OR PRODUCER,AND THE CERTIFICATE HOLDER. v Q IMPORTANT: If the certificate holder is an ADDITIONAL INSURED,the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to .. the terms and conditions of the policy,certain policies may require an endorsement.A statement on this certificate does not confer rights to the .2 certificate holder in lieu of such endorsement(s). c PRODUCER CONTACT 0 NAME: Aon Risk Insurance Services west, Inc. PHONE (866) 283-7122 FAX (800) 363-0105 m Los Angeles CA Office (NC.No.Ext): (NC.No.): 707 wilshire Boulevard E-MAIL o Suite 2600 ADDRESS: _ Los Angeles CA 90017-0460 USA INSURER(S)AFFORDING COVERAGE NAIC# INSURED INSURER A: National Fire Ins. Co. of Hartford 20478 wi l l dan Enai neeri na INSURER B: The Continental Insurance Company 35289 2401 East Katella Avenue, Suite 300 Anaheim CA 92806 USA INSURER C: Lexington Insurance Company 19437 INSURER D: valley Forge Insurance Co 20508 INSURER E: INSURER F: COVERAGES CERTIFICATE NUMBER: 570060393313 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED.NOTWITHSTANDING ANY REQUIREMENT,TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN,THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES.LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested INSR TYPE OF INSURANCE ADDL SUBR POLICY NUMBER POLICY EFF POLICY EXP LIMITS LTR INSD WVD (MM/DD/YYYY1 IMWDDIYYYY) B X COMMERCIAL GENERAL LIABILITY 5088210281 11/09/2015 11/09/2016 EACH OCCURRENCE S1,000,000 DAMAGE TO RENTED $1,000,000CLAIMS-MADE E OCCUR PREMISES(Ea occurrence) MED EXP(Any one person) S15,000 PERSONAL&ADV INJURY $1,000,000 cn GEN-'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $2,000,000 M 0)01 EJERCOT- EX LOC PRODUCTS-COMP/OP AGG - S2,000,000 0 OTHER: 0 A AUTOMOBILE LIABILITY C 6020541619 11/09/2015 11/09/2016 COMBINED SINGLE LIMIT `n (Ea accident) $1,000,000 X ANY AUTO BODILY INJURY(Per person) o Z -ALL OWNED SCHEDULED BODILY INJURY(Per accident) CD AUTOS AUTOS NON-OWNED PROPERTY DAMAGE CO HIRED AUTOS (Per accident) AUTOS 0 D X UMBRELLA LIAB X OCCUR 6020541586 11/09/2015 11/09/2016 EACH OCCURRENCE S2,000,000' 0 - EXCESS LIAB CLAIMS-MADE AGGREGATE S2,000,000 DED RETENTION B WORKERS COMPENSATION AND wC622647422 11/09/2015 11/09/2016 x PER STATUTE OTH- EMPLOYERS'LIABILITY YINworkers Compensation AOS ER B ANY PROPRIETOR/PARTNER/EXECUTIVE E.L.EACH ACCIDENT S1,000,000 OFFICER/MEMBER EXCLUDED? N/A 6020541572 11/09/2015 11/09/2016 (Mandatory in NH) workers Compensation CA E.L.DISEASE-EA EMPLOYEE S1,000,000 If yes,describe under DESCRIPTION OF OPERATIONS below E.L.DISEASE-POLICY LIMIT $1,000,000 c Contractor Prof 028174912 11/09/2015 11/09/2016 Per Claim $1,000,000 Professional Liability Aggregate $1,000,000 M SIR $250,000 DESCRIPTION OF OPERATIONS/LOCATIONS/VEHICLES(ACORD 101,Additional Remarks Schedule,may be attached if more space is required) RE: On Call Traffic Services N. Cityof Rancho Palos verdes, its elected officials, officers employees! servants, attorneys, designated volunteers and agents Ca service as independent contractors are included as Additional Insured with respect to the General Liability and Automobile Liability policies, granted a waiver of Subrogation for General Liability, Automobile Liability and workers' Compensation m___ policies and the General Liabilityand Automobile Liability policies evidenced herein are Primary to other insurance available, Si in accordance with the policy provisions. Comp./Coll. Deductible: $1000. M Eimg CERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. Ci ty of Rancho Palos verdes AUTHORIZED REPRESENTATIVE Attn: Michael Throne 2 Director of Public works N-11, 30940 Hawthorne Boulevard Rancho Palos verdes CA 90275 USA tsZ, 7Ce.../;84 . ..:m ©1988-2014 ACORD CORPORATION.All rights reserved. ACORD 25(2014/01) The ACORD name and logo are registered marks of ACORD POLICY NUMBER: 5088210281 COMMERCIAL GENERAL LIABILITY CG 20 10 07 04 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. ADDITIONAL INSURED - OWNERSLESSEES OR CONTRACTORS - SCHEDULED PERSON OR ORGANIZATION This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART SCHEDULE Name Of Additional Insured Person(s) Or Organization(s): Location(s)Of Covered Operations City of Rancho Palos Verdes, its elected On-Call Professional/Technical officials, officers, employees, servants, Services attorneys, designated volunteers and agents service as independent contractors Information required to complete this Schedule, if not shown above, will be shown in the Declarations. A. Section II — Who Is An Insured is amended to B. With respect to the insurance afforded to these include as an additional insured the person(s) or additional insureds, the following additional exclu- organization(s) shown in the Schedule, but only sions apply: with respect toliability for "bodily injury", "property This insurance does not apply to "bodily injury" or damage "personal personal and advertising injury "property damage"occurring after: caused, in whole or in part, by: 1. All work, includingmaterials, parts or equip- 1. Your acts or omissions; or ment furnished in connection with such work, 2. The acts or omissions of those acting on your on the project (other than service, maintenance behalf; or repairs) to be performed by or on behalf of in the performance of your ongoing operations for the additional insured(s) at the location of the the additional insured(s) at the location(s) desig- covered operations has been completed; or nated above. 2. That portion of "your work" out of which the injury or damage arises has been put to its in- tended use by any person or organization other than another contractor or subcontractor en- gaged in performing operations for a principal as a part of the same project. CG 2010 07 04 ©ISO Properties, Inc., 2004 Page 1 of 1 0 POLICY NUMBER: 5088210281 COMMERCIAL GENERAL LIABILITY CG 20 37 07 04 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. ADDITIONAL INSURED - OWNERSLESSEES OR CONTRACTORS - COMPLETED OPERATIONS This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART SCHEDULE Name Of Additional Insured Person(s) Or Organization(s): Location And Description Of Completed Operations City of Rancho Palos Verdes, its elected On-Call Professional/Technical Services officials, officers, employees, servants, attorneys, designated volunteers and agents service as independent contractors Information required to complete this Schedule, if not shown above, will be shown in the Declarations. Section II — Who Is An Insured is amended to include as an additional insured the person(s) or organization(s) shown in the Schedule, but only with respect to liability for"bodily injury"or"property dam- age" caused, in whole or in part, by "your work" at the location designated and described in the sched- ule of this endorsement performed for that additional insured and included in the "products-completed operations hazard". CG 20 37 07 04 ©ISO Properties, Inc., 2004 Page 1 of 1 0 CNA63359XX CNA (Ed. 04/12) Policy Number: 6020541619 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CONTRACTORS EXTENDED COVERAGE ENDORSEMENT - BUSINESS AUTO PLUS - This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM I. LIABILITY COVERAGE name, with your permission, while performing duties related to the conduct of your business. A. Who Is An Insured "Policy," as used in this provision A. Who Is An The following is added to Section II, Paragraph Insured, includes those policies that were in force A.1.,Who Is An Insured: on the inception date of this Coverage Form but: 1. a. Any incorporated entity of which the 1. Which are no longer in force; or Named Insured owns a majority of the voting stock on the date of inception of 2. Whose limits have been exhausted. this Coverage Form; provided that, B. Bail Bonds and Loss of Earnings b. The insurance afforded by this provision Section II, Paragraphs A.2. (2) and A.2. (4) are A.1. does not apply to any such entity revised as follows: that is an "insured" under any other liability"policy"providing"auto"coverage. 1. In a.(2), the limit for the cost of bail bonds is changed from$2,000 to$5,000; and 2. Any organization you newly acquire or form, other than a limited liability company, 2. In a.(4), the limit for the loss of earnings is partnership or joint venture, and over which changed from$250 to$500 a day. you maintain majority ownership interest. C. Fellow Employee The insurance afforded by this provision A.2.: Section II, Paragraph B.5 does not apply. a. Is effective on the acquisition or formation Such coverage as is afforded by this provision C. date, and is afforded only until the end of is excess over any other collectible insurance. the policy period of this Coverage Form, or the next anniversary of its inception II. PHYSICAL DAMAGE COVERAGE date,whichever is earlier. A. Glass Breakage — Hitting A Bird Or Animal — N b. Does not apply to: Falling Objects Or Missiles 7, (1) "Bodily injury" or "property damage" The following is added to Section III, Paragraph N caused by an "accident" that A.3.: occurred before you acquired or With respect to any covered"auto,"any deductible o formed the organization; or shown in the Declarations will not apply to glass (2) Any such organization that is an breakage if such glass is repaired, in a manner "insured" under any other liability acceptable to us, rather than replaced. "policy"providing"auto"coverage. B. Transportation Expenses 3. Any person or organization that you are Section III, Paragraph A.4.a. is revised, with required by a written contract to name as an respect to transportation expense incurred by you, additional insured is an "insured"but only with - respect to their legal liability for acts or to provide: omissions of a person, who qualifies as an a. $60 per day, in lieu of$20; subject to "insured" under Section II - Who Is An Insured and for whom Liability Coverage is b. $1,800 maximum, in lieu of$600. afforded under this policy. If required by C. Loss of Use Expenses written contract, this insurance will be primary and non-contributory to insurance on which Section III, Paragraph A.4.b. is revised, with to loss of use expenses incurred b --- the additional insured is a Named Insured. respectp y you, Y to provide: 4. An "employee" of yours is an "insured" while operating an "auto" hired or rented under a a. $1,000 maximum, in lieu of$600. contract or agreement in that "employee's" CNA63359XX Copyright,CNA Corporation,2000. Page 1 of 3 (Ed. 04/12) Includes copyrighted material of the Insurance Services Office used with its permission. CNA63359XX Policy Number: 6020541619 (Ed. 04/12) D. Hired"Autos" d. A $100 per occurrence deductible applies to The following is added to Section III. Paragraph the coverage provided by this provision. A.: G. Diminution In Value 5. Hired"Autos" The following is added to Section III, Paragraph If Physical Damagecoverage covers a is provided under B.6.: this policy, and such coverage does not extend to Subject to the following, the "diminution in value" Hired Autos, then Physical Damage coverage is exclusion does not apply to: extended to: a. Any covered "auto" of the private a. Any covered "auto" you lease, hire, rent passenger type you lease, hire, rent or or borrow without a driver; and borrow, without a driver for a period of 30 b. Any covered "auto" hired or rented b days or less, while performing duties y related to the conduct of your business; your"employee"without a driver, under a and contract in that individual "employee's" name, with your permission, while b. Any covered "auto" of the private performing duties related to the conduct passenger type hired or rented by your of your business. "employee"without a driver for a period of c. The most we will pay for any one 30 days or,less, under a contract in that "accident" or "loss" is the actual cash individual employees name, with your cost of replacement permission, while performing duties value, cost of repair, p related to the conduct of your business. or $75,000, whichever is less, minus a $500 deductible for each covered auto. c. Such coverage as is provided by this No deductible applies to "loss"caused by provision is limited to a "diminution in fire or lightning. value" loss arising directly out of d. The physical damage coverage as is accidental damage and not as a result of Y the failure to make repairs; faulty or provided by this provision is equal to the incomplete maintenance or repairs; or the physical damage coverage(s) provided on installation of substandard parts. your owned "autos." e. Such physical damage coverage for hired d. The most we will pay for "loss" to a "autos" y. g g covered "auto" in any one accident is the autos will: lesser of: (1) Include loss of use, provided it is the consequence of an "accident" for (1) $5,000; or which the Named Insured is legally (2) 20%of the"auto's" actual cash value liable, and as a result of which a (ACV). monetary loss is sustained by the III. Drive Other Car Coverage—Executive Officers leasing or rental concern. (2) Such coverage as is provided by this The following is added to Sections II and III: provision will be subject to a limit of 1. Any "auto" you don't own, hire or borrow is a $750 per"accident." covered "auto" for Liability Coverage while being E. Airbag Coverage used by, and for Physical Damage Coverage while in the care, custody or control of, any of your The following is added to Section III, Paragraph "executive officers,"except: B.3.: a. An "auto"owned by that "executive officer" or The accidental discharge of an airbag shall not be a member of that person's household; or considered mechanical breakdown. b. An "auto" used by that "executive officer" F. Electronic Equipment while working in a business of selling, Section III, Paragraphs B.4.c and B.4.d. are servicing, repairing or parking"autos." deleted and replaced by the following: Such Liability and/or Physical Damage Coverage c. Physical Damage Coverage on a covered as is afforded by this provision. Y 9 9 "auto" also applies to "loss" to any (1) Equal to the greatest of those coverages permanently installed electronic equipment afforded any covered"auto"; and including its antennas and other accessories. CNA63359XX Copyright,CNA Corporation,2000. Page 2 of 3 (Ed.04/12) Includes copyrighted material of the Insurance Services Office used with its permission. Policy Number: 6020541619 CNA63359XX (Ed.04/12) (2) Excess over any other collectible damage, against any person or organization for insurance. whom or which you are required by written 2. For purposes of this provision, "executive officer" contract or agreement to obtain this waiver from means a person holding any of the officer us. positions created by your charter, constitution, by- This injury or damage must arise out of your laws or any other similar governing document, activities under a contract with that person or and, while a resident of the same household, organization. includes that person's spouse. You must agree to that requirement prior to an Such "executive officers" are "insureds" while "accident"or"loss." using a covered"auto"described in this provision. C. Concealment,Misrepresentation or Fraud IV. BUSINESS AUTO CONDITIONS The followingis added to Section IV, Paragraph A. Duties In The Event Of Accident, Claim, Suit Or B.2.: Loss Your failure to disclose all hazards existing on the date The following is added to Section IV, Paragraph of inception of this Coverage Form shall not prejudice A.2.a.: you with respect to the coverage afforded provided (4) Your "employees" may know of an such failure or omission is not intentional. "accident" or "loss." This will not mean D. Other Insurance that you havesuch knowledge, unless The followingis added to Section IV, Paragraph such "accident" or "loss" is known to you or if you are not an individual, to any of B.5.. your executive officers or partners or your Regardless of the provisions of Paragraphs 5.a. insurance manager. and 5.d. above, the coverage provided by this The following is added to Section IV, Paragraph policy shall be on a primary non-contributory basis. This provision is applicable only when A.2.b.: required bya written contract. That written q (6) Your "employees" may know of contract must have been entered into prior to documents received concerning a claim "Accident"or"Loss." or"suit."This will not mean that you have E. Policy Period,Coverage Territory such knowledge, unless receipt of such documents is known to you or if you are Section IV, Paragraph B. 7.(5).(a). is revised to not an individual, to any of your executive provide: officers or partners or your insurance a. 45 days of coverage in lieu of 30 days. manager. M r N B. Transfer Of Rights Of Recovery Against Others V. DEFINITIONS To Us Section V. Paragraph C. is deleted and replaced by 0 N the following: N The following is added to Section IV, Paragraph A.5. Transfer Of Rights Of Recovery Against "Bodily injury"means bodily injury, sickness or disease "o Others To Us: 0. sustained by a person, including mental anguish, We waive any right of recovery we may have, mental injury or death resulting from any of these. because of payments we make for injury or CNA63359XX Copyright,CNA Corporation,2000. Page 3 of 3 (Ed. 04/12) Includes copyrighted material of the Insurance Services Office used with its permission. G-19160-B C,NA (Ed. 11/97) Policy Number: 6022647422 WORKERS'COMPENSATION AND EMPLOYERS' LIABILITY INSURANCE POLICY BLANKET WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS This endorsement changes the policy to which it is attached. It is agreed that Part One Workers'Compensation Insurance G. Recovery From Others and Part Two Employers' Liability Insurance H. Recovery From Others are amended by adding the following: We will not enforce our right to recover against persons or organizations. (This agreement applies only to the extent that you perform work under a written contract that requires you to obtain this agreement from us.) PREMIUM CHARGE- The charge will be an amount to which you and we agree that is a percentage of the total standard premium for California exposure.The amount is N L. N N O CD O O O N O O O G-19160-B Page 1 of 1 (Ed. 11/97) WORKERS COMPENSATION AND EMPLOYERS LIABILITY INSURANCE POLICY WC 00 03 13 (Ed. 4-84) WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against the person or organization named in the Schedule. (This agreement applies only to the extent that you perform work under a written contract that requires you to obtain this agreement from us.) This agreement shall not operate directly or indirectly to benefit anyone not named in the Schedule. Schedule ANY PERSON OR ORGANIZATION ON WHOSE BEHALF YOU ARE REQUIRED TO OBTAIN THIS WAIVER OF OUR RIGHT TO RECOVER FROM UNDER A WRITTEN CONTRACT OR AGREEMENT. N i N O N O N O 1 O N O O N .- 11 - This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated. EEE (The information below is required only when this endorsement is issued subsequent to preparation of the policy.) Endorsement Effective 11/09/2015 Policy No. 6020541572 Endorsement No. N/A Insured Willdan Group, Inc. Premium$ N/A Insurance Company The Continental Insurance Company Countersigned by WC 00 0313 (Ed.4-84) Copyright 1983 National Council on Compensation Insurance. Policy Number: 5088210281 CNA CNA PARAMOUNT Waiver of Transfer of Rights of Recovery Against Others to the Insurer Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART SCHEDULE Name Of Person Or Organization: ANY PERSON OR ORGANIZATION FOR WHOM OR WHICH YOU ARE REQUIRED BY WRITTEN CONTRACT OR AGREEMENT TO OBTAIN THIS WAIVER FROM US. YOU MUST AGREE TO THAT REQUIREMENT PRIOR TO LOSS. Information required to complete this Schedule, if not shown above,will be shown in the Declarations. It is understood and agreed that the condition entitled Transfer Of Rights Of Recovery Against Others To The Insurer is amended by the addition of the following: Solely with respect to the person or organization shown in the Schedule above, the Insurer waives any right of recovery the Insurer may have against such person or organization because of payments the Insurer makes for injury or damage arising out of the Named Insured's ongoing operations or your work done under a contract with that person or organization and included in the products-completed operations hazard. All other terms and conditions of the Policy remain unchanged. 0 This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. N O O CNA CNA PARAMOUNT Policy Holder Notice - Countrywide IMPORTANT INFORMATION PREVENT UNEXPECTED PREMIUM CHARGES AT FINAL AUDIT GENERAL LIABILITY LIMITS WE REQUIRE FOR SUBCONTRACTORS YOU HIRE Please read this IMPORTANT INFORMATION notice carefully if you hire subcontractors to perform work for you. Your General Liability insurance premiums may increase substantially at final audit if your subcontractors do not carry the minimum General Liability insurance limits we require as defined below. To prevent your General Liability insurance premiums from increasing at final audit,your subcontractors must carry a General Liability policy which is written on an occurrence basis and which provides Limits of Insurance as follows: $ 1,000,000 Any One Occurrence(Coverage A) 1,000,000 Any One Person or Organization(Coverage B) 1,000,000 Products/Completed Operations Aggregate 1,000,000 General Aggregate In certain exception cases,higher Limits of Insurance than those specified above may be required.Your agent will be notified of these exception cases in writing when they exist. How This Requirement Can Affect Your General Liability Premium at Final Audit At final premium audit,we will ask you to provide us with Certificates of Insurance for all subcontractors who worked for you during the policy period,to confirm that they carried the General Liability limits of insurance we require,as stated above. Work you subcontract to other contractors whose General Liability limits of insurance meet the requirements shown above,will be rated on a subcontract cost basis,which is significantly less expensive for you than treating these 03 subcontract costs as ratable payroll (as described below). Any subcontractor of yours who carries General Liability limits of insurance less than those stated above,and any of your subcontractors for whom we are not provided Certificates of Insurance will be treated as your employees for rating purposes.The associated subcontract costs will be treated as ratable payroll on your policy resulting in an additional � premium charge at final audit. Prevent Unexpected Premium Charges at Final Audit: Require Evidence Of$1,000,000 General Liability Limits From All Of Your Subcontractors To avoid additional premium charges at final audit caused by your subcontract costs being treated as ratable payroll,and . to reduce the risk of your General Liability insurance being tapped to cover claims arising out of your subcontractor's work, we urge you to obtain Certificates of Insurance from your subcontractors, prior to their beginning work, evidencing the General Liability limits of insurance stated above. In addition to providing coverage information for their General Liability insurance,these Certificates of Insurance should also provide coverage information for your subcontractors Automobile, Worker's Compensation,and Umbrella insurance. . -: Please contact your agent if you have any questions regarding these requirements or if you would like help in determining the adequacy of the insurance carried by any of your subcontractors. CNA74722XX 01-15 Copyright CNA All Rights Reserved. Page 1 of 1 CNA CNA PARAMOUNT Policy Holder Notice - Texas IMPORTANT INFORMATION TO OUR GENERAL LIABILITY POLICYHOLDERS DOING BUSINESS IN THE STATE OF TEXAS As your general liability insurance carrier,we encourage you to take steps to provide a safe and healthy facility and premises for the general public.While CNA cannot assume this responsibility,we can assist you with the following services: 1. Surveys of your premises to identify actual or potential areas of loss; 2. Recommendations based on said surveys; 3. Evaluation of your liability accident prevention program; 4. Training of supervisory personnel; 5. Consultation on Loss Control technical problems and/or questions; 6. Analysis of previous accidents; 7. Industrial Hygiene services; 8. Accident prevention materials including safety bulletins, posters and training aids. The above services are available to our policyholders at no additional charge and shall be provided upon request directly to the policyholder.We have professional resources available to assist you or can provide support material for your continuing accident prevention efforts. If you would like more information on our commercial vehicle safety and management programs, please call or write CNA Insurance Companies s Attn: Loss Control s Plaza of the Americas N 600 N. Pearl Street Dallas,Texas 75201 (214)220-1300 N s Again, if you have any questions or would like to discuss these services, please give us a call at the phone number listed above. CNA74999TX 01-15 Copyright CNA All Rights Reserved. Page 1 of 1 CNA CNA PARAMOUNT Policy Holder Notice - Countrywide It is understood and agreed that: If the Named Insured has agreed under written contract to provide notice of cancellation to a party to whom the Agent of Record has issued a Certificate of Insurance, and if the Insurer cancels a policy term described on that Certificate of Insurance for any reason other than nonpayment of premium,then notice of cancellation will be provided to such Certificate holders at least 30 days in advance of the date cancellation is effective. If notice is mailed,then proof of mailing to the last known mailing address of the Certificate holder on file with the Agent of Record will be sufficient to prove notice. Any failure by the Insurer to notify such persons or organizations will not extend or invalidate such cancellation,or impose any liability or obligation upon the Insurer or the Agent of Record. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. 8 O co N O r N i s r g� O N 8 TTT MMZ CNA75014XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 1 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Policy Holder Notice — Countrywide — Premium Basis Used on Liability Schedules Premium Basis Used on Liability Schedules This policy includes one or more Liability coverages with associated Schedules of locations, coverages or classifications. When such Schedules display an Exposure amount used to calculate premium, the Exposure amount is often followed by an abbreviation that denotes what the Exposure amount represents (Payroll, Gross Sales,Area, etc.). Such abbreviations are described below. A =Area (Per 1,000 Sq.ft.) GL =Gallons (Per 1,000 Gallons) AC =Acres (Each) GS =Grandstands/Bleacher (Each) AD =Activity Days (Each) H = Number of Golf Holes (Each) AN =Animals (Each) HO = Hoists (Each) AP =Airports (Each) HQ = Headquarters (Each) AT =Attendants (Each) K = Kennels (Each) AU =Audited Premium (Last Year of L = Limit (Limit of Insurance for Coverage) Manufacture-%) LD = Locations Days (Each) B = Bodies (Each) LE = Lessees (Each) BA = Bales (Per 1,000 Bales) LO = Locations (Each) BD = Beds (Each) LR = Lakes/Reservoirs (Each) BE = Beaches (Each) LW = Lawyers (Each) BO = Boats (Each) M =Admissions (Per 1,000 Admissions) C =Total Cost (Per$1,000 of Total Cost) ME = Members (Each) CD =Camper Days (Each Camper Day) MH = Model Homes (Each) CN =Contestants (Each) MI = Miles (Each) CU =Convention Days (Each) NB = Newsboys (Each) Fi CW= Cost of Work (Per$1,000 of 0 =Operators (Each) Total Cost of Work) p 1 OE =Operating Expenditures (Per$1,000 of DB = Drawbridges (Each) § Operating Expenditures) s DM = Dams (Each) P = Payroll (Per$1,000 of Payroll) DW= Dwellings (Each) PD = Passenger Days (Per 1,000 Passenger E = Each (Per Entity Described) Days) EM = Employees (Each) PG = Picnic Grounds (Each) ES =Solar Energy Systems (Each) PP = Parks/Playgrounds (Each) ET =Turbines (Each) PR = Parades (Each) - EX = Exhibitions (Each) PS = Persons (Each) F = Flat Charge (Flat Premium Charge) PU = Pupils (Each) - FG = Fairgrounds (Each) R = Receipts (Per$1,000 of Receipts) FM = Faculty Members (Each) RG = Registrants (Each) FP = Fishing Piers (Each) RN = Range (Each) G =Graduates (Each) RV = Revenue (Per$1,000 of Revenue) GA =Games (Each) CNA75144XX 04-15 Copyright CNA All Rights Reserved. Page 1 of 2 CNA CNA PARAMOUNT Policy Holder Notice - Countrywide - Premium Basis Used on Liability Schedules S =Gross Sales (Per$1,000 of SP =Swimming Pools (Each) Gross Sales) ST =Stations (Each) SA =Classification (Total Class Specific Premium-%) SU =Sub 334 Premium (Premises&Operations Premium-%) SB =Sub 336 Premium (Products&Completed Operations Premium-%) TE =Teams (Each) SC =Scouts (Each) TO =Towers (Each) SD =Students (Each) U = Unit (Per Dwelling Unit) SE =Seats (Each) VE =Vehicles (Per 1,000 Vehicles) SG =Total GL Premium (General Liability VO =Volunteers (Each) Premium-%) WC=WC Premium (Per 1,000 of Workers' SH =Shows (Each) Compensation Premium) SL =334/336 Premium (Premises&Operations Z -Zoos (Each) and Products&Completed Operations Premium-%) CNA75144XX 04-15 Copyright CNA All Rights Reserved. Page 2 of 2 CNA CNA PARAMOUNT Policy Declarations Policy Number: 5088210281 Renewal of: Policy Name: The Continental Insurance Co. Issued by: Address: 333 S. WABASH CHICAGO, IL. 60604 Producer Code: 090172 Name: AON RISK INSURANCE SERVICES WEST INC Producer's Address: 707 WILSHIRE BLVD. , Information: PO BOX 54 670 (90054) LOS ANGELES, CA 90017 1. Named Insured Name: W I LL DAN GROUP, INC. and mailing address: Address: 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 2. Coverage The coverage parts attached to and Parts: forming part of this Policy General Liability II Employee Benefits Liability 3. Policy Period: Effective date from: to At 12:01 A.M. Standard Time at your 11/09/2015 11/09/2016 mailing address shown above 4. Limits of Insurance and Deductibles: See Coverage Part Declarations 5. Premium, See Coverage Part Declarations for Coverage Part Surcharges, Premium,surcharges,taxes and fees Taxes and Fees at Total Premium and applicable taxes,surcharges and fees Issuance: CNA6 2 6 3 9XX 09-12 Page 1 of 2 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Policy Declarations 6. Forms and Endorsements Attached to this See Schedule of Forms and Endorsements Policy at Issuance: These Declarations,along with any attached forms and endorsements shall constitute the contract between the Insureds and the Insurer. CNA62639XX 09-12 Page 2 of 2 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Schedule of Forms and Endorsements Policy Number: 5088210281 I. CNA PARAMOUNT A. Policyholder Notices Endm't Form Title Form Number Form Number Edition Policy Holder Notice - Countrywide CNA62820XX 02-15 Policy Holder Notice - Countrywide CNA74722XX 01-15 Policy Holder Notice - Texas CNA74999TX 01-15 1 Policy Holder Notice - Countrywide CNA75014XX 01-15 Policy Holder Notice - Countrywide - Premium Basis CNA75144XX 04-15 Used on Liability Schedules B. Policy Terms & Conditions Policy Declarations CNA62639XX 09-12 Schedule of Forms and Endorsements CNA62640XX 09-12 Common Terms and Conditions CNA62642XX 09-12 II. POLICY COVERAGE PARTS F. General Liability General Liability Coverage Part Declarations CNA75694XX 01-15 Additional Declarations - General Liability CNA75126XX 01-15 Schedule of Locations and Coverages Commercial General Liability Coverage Part CG0001 04-13 2 Architects, Engineers and Surveyors General CNA74858XX 01-15 Liability Extension Endorsement 3 General Aggregate Limit - Per Location Endorsement CNA75059XX 01-15 4 General Aggregate Limit - Per Project Endorsement CNA75061XX 01-15 5 Blanket Additional Insured - Owners, Lessees or CNA75079XX 01-15 Contractors - with Products-Completed Operations Coverage Endorsement CNA62 64 0XX 09-12 Page 1 of 3 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Schedule of Forms and Endorsements Policy Number: 5088210281 Endm't Form Title Form Number Form Number Edition 6 Blanket Additional Insured - Owners Lessees or CNA75080XX 01-15 Contractors - with Products-Completed Operations Coverage Schedule Attachment 7 Waiver of Transfer of Rights of Recovery Against CNA75008XX 01-15 Others to the Insurer Endorsement 8 Fungi / Mold / Mildew / Yeast / Microbe Exclusion CNA74708XX 01-15 Endorsement 9 Employment-Related Practices Exclusion Endorsement CNA74761XX 01-15 10 Total Pollution Exclusion with a Building CNA74768XX 01-15 Heating,Cooling and Dehumidifying Exception and a Hostile Fire Exception Endorsement 11 Contractors - Professional Liability Limited CNA74802XX 01-15 Exclusion Endorsement 12 Residential Construction Defect Products/Completed CNA74862XX 01-15 Operations Exclusion Endorsement 13 Construction Wrap-Up Program Exclusion Endorsement CNA74863XX 01-15 14 Exterior Finish System Products/Completed CNA74892XX 01-15 Operations Property Damage Exclusion Endorsement 15 Engineers, Architects or Surveyors Professional CNA74980XX 01-15 Liability Exclusion Endorsement 16 Exclusion - Access or Disclosure of Confidential CNA75089XX 01-15 or Personal Information and Data-Related Liability - with Limited Bodily Injury Exception Endorsement G. Employee Benefits Liability Employee Benefits Liability Coverage Part CNA74693XX 01-15 Declarations Additional Declarations - Employee Benefits CNA75133XX 01-15 Liability Schedule of Locations and Coverages CNA62 64 0XX 09-12 Page 2 of 3 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Schedule of Forms and Endorsements Policy Number: 5088210281 Endm't Form Title Form Number Form Number Edition Employee Benefits Liability Coverage Part - CNA74721XX 01-15 Occurrence III. POLICY ENDORSEMENTS 17 Bridge Endorsement CNA62646XX 01-15 18 Cancellation / Non-Renewal - California CNA62814CA 09-12 19 Changes - Notice of Cancellation or Material CNA74702XX 01-15 Restriction Endorsement 20 Calculation of Premium Endorsement CNA74726XX 01-15 21 Asbestos Exclusion Endorsement CNA74719XX 01-15 22 Nuclear Energy Liability Exclusion Endorsement CNA74727XX 01-15 (Broad Form) 23 Cap on Losses from Certified Acts of Terrorism CNA81503XX 02-15 Endorsement CNA62 64 0XX 09-12 Page 3 of 3 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Common Terms and Conditions The Insurer and the Named Insured, in consideration of the payment of the premium and in reliance upon all statements made in the application furnished to the Insurer designated in the Policy Declarations, a stock insurance corporation, hereafter called the "Insurer," agree as follows. Terms in bold face type have special meaning as set forth in any applicable First Party Glossary of Defined Terms or the applicable coverage parts of this Policy. All headings are also in bold,whether or not they contain defined terms. See Section XVI, HEADINGS below. I. ASSIGNMENT OF INTEREST Assignment of interest under this Policy shall not bind the Insurer unless its consent is endorsed to this Policy except in the case of death of a natural person Named Insured. II. BANKRUPTCY Bankruptcy or insolvency of any Named Insured or of the Named Insured's estate shall not relieve the Insurer of any of its obligations hereunder. III. CANCELLATION/NONRENEWAL A. Insurer's Right to Cancel The Insurer may cancel this policy by providing to the First Named Insured written notice of such cancellation stating when, not less than 10 days thereafter, such cancellation shall be effective if such cancellation is due to non-payment of premium. If cancellation is due to any other reason, such notice shall be provided not less than 60 days thereafter. B. Named Insured's Right to Cancel The First Named Insured may cancel this Policy by providing the Insurer written notice stating when thereafter such cancellation shall be effective. The mailing or delivery of such notice shall be sufficient. C. Premium Refund If this policy is cancelled, the Insurer will send the First Named Insured any premium refund due. If the Insurer cancels, the refund will be pro rata. If the First Named Insured cancels, the refund may be less than pro rata. The cancellation will be effective even if the Insurer has not made or offered a refund. D. Nonrenewal 0 0, If the Insurer decides not to offer any renewal terms for this Policy, the Insurer shall provide written notice to the N S Named Insured at least 60 days prior to the Policy expiration date. The notice shall include the reason for such non-renewal. S E. Notices If any notice required under this Section is mailed, proof of mailing will be sufficient proof of notice. IV. CHANGES Notice to or knowledge possessed by any agent or other person acting on behalf of the Insurer shall not effect a waiver or a change in any part of this Policy or stop the Insurer from asserting any right under the provisions of this Policy, nor shall the provisions be waived or changed except by written endorsement issued to form a part of this Policy. V. CONFORMITY TO STATUTE Terms of these conditions or any coverage part that are in conflict with the statutes of the state in which this policy is issued are hereby amended to conform to such statutes. CNA62642XX 09-12 Copyright CNA All Rights Reserved. Page 1 of 3 CNA CNA PARAMOUNT Common Terms and Conditions VI. COORDINATION AMONG COVERAGE PARTS Subject always to the applicable Limit of Liability, should two or more coverage parts apply to the same loss, the Insurer will not pay more than the Named Insured's actual loss. VII. COVERAGE PART TERMS AND CONDITIONS The terms and conditions of each coverage part apply only to that coverage part and shall not apply to any other coverage part. If any provision in the Common Terms and Conditions is inconsistent or in conflict with the terms and conditions of any coverage part, the terms and conditions of such coverage part shall control for purposes of that coverage part. VIII.CURRENCY All premiums, limits, deductibles and other amounts stated or payable under this Policy are expressed and payable in the currency of the United States of America. If any payments due under this Policy are stated or incurred in a currency other than United States of America dollars, payment under this Policy will be made in United States of America dollars, at the rate of exchange published in The Wall Street Journal on the date the Insurer's obligation to pay such amount is established (or, if not published on such date, the next publication date of The Wall Street Journal). IX. ENTIRE AGREEMENT The Named Insureds agree that this Policy constitutes the entire contract existing between them and the Insurer or any of its agents relating to this insurance. X. EXAMINATION OF THE INSURED'S BOOKS AND RECORDS The Insurer may examine and audit any Named Insured's books and records as they relate to this Policy at any time during the policy period and up to 3 years afterward. Xl. INSPECTIONS AND SURVEYS The Insurer has the right but not the obligation to: A. make inspections and surveys at any time; B. provide reports on the conditions it finds; C. recommend changes; or D. conduct loss control and prevention activity. Any inspections,surveys, reports, or recommendations relate only to insurability and the premiums to be charged. The Insurer does not: 1. make safety inspections; 2. undertake to perform the duty of any entity to provide for the health or safety of workers or the public; 3. warrant that conditions are safe or healthful or comply with laws, regulations,codes or standards. XII. LIBERALIZATION If the Insurer adopts any revision that would broaden the coverage under this Policy without additional premium within 60 days prior to or during the policy period,the broadened coverage will immediately apply to this Policy. CNA62642XX 09-12 Copyright CNA All Rights Reserved. Page 2 of 3 CNA CNA PARAMOUNT Common Terms and Conditions XIII.NAMED INSURED AUTHORIZATION AND NOTICES The First Named Insured agrees that it will act on behalf of all Named Insureds with respect to the giving of all notices to the Insurer, the receipt of notices from the Insurer, the payment of the premiums, the receipt of any return premiums that may become due under this Policy, and the acceptance of endorsements. Any notices required under the CANCELLATION / NON-RENEWAL sections of this Policy shall be provided to the First Named Insured at the last known address and to its insurance agent or broker. If notice is mailed, proof of mailing will be sufficient proof of notice. XIV. NO SUIT AGAINST INSURER A. No suit shall be brought under this Policy by anyone other than the Named Insured. The Named Insured may not bring any such suit, action or legal proceeding unless, as a condition precedent, there shall have been full compliance with all the provisions of this Policy and: 1. with respect to any property coverage part, the action is brought within 3 years after the date on which the loss or damage occurred or,with respect to any crime coverage,the date the loss was discovered; 2. with respect to any third party coverage part, the amount of the Named Insured's obligation to pay shall have been finally determined either by final and nonappealable judgment against the Named Insured after trial or by written agreement of the Named Insured,the claimant and the Insurer. However, if any law prohibits such time limitation then the limitation is amended to equal the minimum time limitation required by such law. B. No person or organization shall have any right under this Policy to join the Insurer as a party to any suit against the Named Insured to determine the Named Insured's liability, nor shall the Insurer be impleaded by the Named Insured or their legal representatives in any such suit. XV.TRADE AND ECONOMIC SANCTIONS This Policy does not provide coverage for any Named Insured, transactions, or any loss that is uninsurable under the laws or regulations of the United States concerning trade or economic sanctions. 0 0 XVI. HEADINGS The descriptions in the headings of this Policy are solely for convenience, and form no part of the terms and conditions of coverage. IN WITNESS WHEREOF, the Insurer has caused this Policy to be signed by its Chairman and Secretary at Chicago, g Illinois, but the same shall not be binding upon the Insurer unless countersigned by a duly authorized representative of the Insurer. Chairman Secretary CNA62642XX 09-12 Copyright CNA All Rights Reserved. Page 3 of 3 CNACNA PARAMOUNT Professional Services General Liability Coverage Part Declarations Policy Number: 5088210281 1. Named Name: WILLDAN GROUP, INC. Insured and mailing address Address: 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 2. Type of Organization Corporation 3. Limits of Insurance, Deductible General Aggregate Limit $2,000, 000 I Products/Completed Operations Aggregate Limit $2,000, 000 Personal And Advertising Injury Limit $1,000, 000 Each Occurrence Limit $1,000, 000 Damage To Premises Rented To You Limit $1, 000, 000 II Medical Expense Limit-Any One Person $15,000 4. Premium, Surcharges Taxes and Fees at Issuance Total Premium for this Coverage Part Total Premium,Surcharges Taxes and Fees for this Coverage Part Your Premium includes the following amount for Certified Acts of Terrorism 5. Audit Period: Annual CNA7 5 6 9 4 XX 01-15 Page 1 of 1 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Additional Declarations - General Liability Schedule of Locations and Coverages Policy Number: 5088210281 Policy Level Coverage/Hazard Description Exposure Premium Rate Estimated Basis Premium Increased Damages for Premises Rented to you Estimated premium for Increased Limits for Damage to Premises is determined based on tiered rates depending on the number of locations Architects, Engineers, and Surveyors (SL) Extension: No field work Subcontractor's Blanket Additional (SL) Insured Composite Rating Composite Rated Sales - Services (S) Minimum General Liability Premium CNA7 512 6XX 01-15 Page 1 of 1 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Commercial General Liability Coverage Part Various provisions in this policy restrict coverage. Read the entire policy carefully to determine rights, duties and what is and is not covered. Throughout this policy the words"you"and"your"refer to the Named Insured shown in the Declarations, and any other person or organization qualifying as a Named Insured under this policy.The words"we", "us"and"our"refer to the company providing this insurance. The word Insured means any person or organization qualifying as such under Section II—Who Is An Insured. Other words and phrases that appear in bold have special meaning. Refer to Section V—Definitions. SECTION I—COVERAGES COVERAGE A—BODILY INJURY AND PROPERTY DAMAGE LIABILITY 1. Insuring Agreement a. We will pay those sums that the Insured becomes legally obligated to pay as damages because of bodily injury or property damage to which this insurance applies.We will have the right and duty to defend the Insured against any suit seeking those damages. However,we will have no duty to defend the Insured against any suit seeking damages for bodily injury or property damage to which this insurance does not apply.We may, at our discretion, investigate any occurrence and settle any claim or suit that may result. But: (1) The amount we will pay for damages is limited as described in Section III—Limits Of Insurance;and (2) Our right and duty to defend ends when we have used up the applicable limit of insurance in the payment of judgments or settlements under Coverages A or B or medical expenses under Coverage C. No other obligation or liability to pay sums or perform acts or services is covered unless explicitly provided for under Supplementary Payments—Coverages A and B. b. This insurance applies to bodily injury and property damage only if: (1) The bodily injury or property damage is caused by an occurrence that takes place in the coverage territory; (2) The bodily injury or property damage occurs during the policy period; and (3) Prior to the policy period, no Insured listed under Paragraph 1. of Section II—Who Is An Insured and no Nemployee authorized by you to give or receive notice of an occurrence or claim, knew that the bodily injury or property damage had occurred, in whole or in part. If such a listed Insured or authorized employee knew, co cA prior to the policy period,that the bodily injury or property damage occurred,then any continuation, 0 § change or resumption of such bodily injury or property damage during or after the policy period will be g deemed to have been known prior to the policy period. c. Bodily injury or property damage which occurs during the policy period and was not, prior to the policy period, known to have occurred by any Insured listed under Paragraph 1.of Section II—Who Is An Insured or any employee authorized by you to give or receive notice of an occurrence or claim, includes any continuation, change or resumption of that bodily injury or property damage after the end of the policy period. d. Bodily injury or property damage will be deemed to have been known to have occurred at the earliest time when any Insured listed under Paragraph 1.of Section II—Who Is An Insured or any employee authorized by you to give or receive notice of an occurrence or claim: (1) Reports all, or any part, of the bodily injury or property damage to us or any other insurer; (2) Receives a written or verbal demand or claim for damages because of the bodily injury or property damage; or (3) Becomes aware by any other means that bodily injury or property damage has occurred or has begun to occur. CG0001 04-13 Page 1 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part e. Damages because of bodily injury include damages claimed by any person or organization for care, loss of services or death resulting at any time from the bodily injury. 2. Exclusions This insurance does not apply to: a. Expected Or Intended Injury Bodily injury or property damage expected or intended from the standpoint of the Insured.This exclusion does not apply to bodily injury resulting from the use of reasonable force to protect persons or property. b. Contractual Liability Bodily injury or property damage for which the Insured is obligated to pay damages by reason of the assumption of liability in a contract or agreement. This exclusion does not apply to liability for damages: (1) That the Insured would have in the absence of the contract or agreement; or (2) Assumed in a contract or agreement that is an Insured contract, provided the bodily injury or property damage occurs subsequent to the execution of the contract or agreement. Solely for the purposes of liability assumed in an Insured contract, reasonable attorneys'fees and necessary litigation expenses incurred by or for a party other than an Insured are deemed to be damages because of bodily injury or property damage, provided: (a) Liability to such party for, or for the cost of,that party's defense has also been assumed in the same Insured contract;and (b) Such attorneys'fees and litigation expenses are for defense of that party against a civil or alternative dispute resolution proceeding in which damages to which this insurance applies are alleged. c. Liquor Liability Bodily injury or property damage for which any Insured may be held liable by reason of: (1) Causing or contributing to the intoxication of any person; (2) The furnishing of alcoholic beverages to a person under the legal drinking age or under the influence of alcohol; or (3) Any statute, ordinance or regulation relating to the sale,gift, distribution or use of alcoholic beverages. This exclusion applies even if the claims against any Insured allege negligence or other wrongdoing in: (a) The supervision, hiring,employment,training or monitoring of others by that Insured; or (b) Providing or failing to provide transportation with respect to any person that may be under the influence of alcohol; if the occurrence which caused the bodily injury or property damage, involved that which is described in Paragraph(1),(2)or(3)above. However,this exclusion applies only if you are in the business of manufacturing,distributing,selling, serving or furnishing alcoholic beverages. For the purposes of this exclusion, permitting a person to bring alcoholic beverages on your premises,for consumption on your premises,whether or not a fee is charged or a license is required for such activity, is not by itself considered the business of selling,serving or furnishing alcoholic beverages. d. Workers'Compensation And Similar Laws Any obligation of the Insured under a workers'compensation, disability benefits or unemployment compensation law or any similar law. CG0001 04-13 Page 2 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part e. Employer's Liability Bodily injury to: (1) An employee of the Insured arising out of and in the course of: (a) Employment by the Insured;or (b) Performing duties related to the conduct of the Insured's business;or (2) The spouse, child, parent, brother or sister of that employee as a consequence of Paragraph(1)above. This exclusion applies whether the Insured may be liable as an employer or in any other capacity and to any obligation to share damages with or repay someone else who must pay damages because of the injury. This exclusion does not apply to liability assumed by the Insured under an Insured contract. f. Pollution (1) Bodily injury or property damage arising out of the actual, alleged or threatened discharge, dispersal, seepage, migration, release or escape of pollutants: (a) At or from any premises, site or location which is or was at any time owned or occupied by, or rented or loaned to, any Insured. However,this subparagraph does not apply to: (i) Bodily injury if sustained within a building and caused by smoke,fumes,vapor or soot produced by or originating from equipment that is used to heat, cool or dehumidify the building, or equipment that is used to heat water for personal use, by the building's occupants or their guests; (ii) Bodily injury or property damage for which you may be held liable, if you are a contractor and the owner or lessee of such premises, site or location has been added to your policy as an additional Insured with respect to your ongoing operations performed for that additional Insured at that premises, site or location and such premises, site or location is not and never was owned or occupied by, or rented or loaned to, any Insured, other than that additional Insured; or (iii) Bodily injury or property damage arising out of heat, smoke or fumes from a hostile fire; (b) At or from any premises, site or location which is or was at any time used by or for any Insured or others 0 for the handling, storage, disposal, processing or treatment of waste; N (c) Which are or were at any time transported, handled, stored,treated, disposed of,or processed as waste 0 § by or for: (i) Any Insured; or s (ii) Any person or organization for whom you may be legally responsible; or (d) At or from any premises, site or location on which any Insured or any contractors or subcontractors working directly or indirectly on any Insured's behalf are performing operations if the pollutants are brought on or to the premises, site or location in connection with such operations by such Insured, contractor or subcontractor. However,this subparagraph does not apply to: (i) Bodily injury or property damage arising out of the escape of fuels, lubricants or other operating fluids which are needed to perform the normal electrical, hydraulic or mechanical functions necessary for the operation of mobile equipment or its parts, if such fuels, lubricants or other operating fluids escape from a vehicle part designed to hold, store or receive them.This exception does not apply if the bodily injury or property damage arises out of the intentional discharge, dispersal or release of the fuels, lubricants or other operating fluids,or if such fuels, lubricants or other operating fluids are brought on or to the premises, site or location with the intent that they be discharged, dispersed or released as part of the operations being performed by such Insured, contractor or subcontractor; CG0001 04-13 Page 3 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part (ii) Bodily injury or property damage sustained within a building and caused by the release of gases, fumes or vapors from materials brought into that building in connection with operations being performed by you or on your behalf by a contractor or subcontractor;or (iii) Bodily injury or property damage arising out of heat, smoke or fumes from a hostile fire. (e) At or from any premises, site or location on which any Insured or any contractors or subcontractors working directly or indirectly on any Insured's behalf are performing operations if the operations are to test for, monitor, clean up, remove, contain,treat, detoxify or neutralize,or in any way respond to, or assess the effects of, pollutants. (2) Any loss,cost or expense arising out of any: (a) Request, demand, order or statutory or regulatory requirement that any Insured or others test for, monitor,clean up, remove, contain,treat,detoxify or neutralize, or in any way respond to, or assess the effects of, pollutants;or (b) Claim or suit by or on behalf of a governmental authority for damages because of testing for, monitoring, cleaning up, removing, containing,treating, detoxifying or neutralizing, or in any way responding to,or assessing the effects of, pollutants. However, this paragraph does not apply to liability for damages because of property damage that the Insured would have in the absence of such request, demand, order or statutory or regulatory requirement, or such claim or suit by or on behalf of a governmental authority. g. Aircraft,Auto Or Watercraft Bodily injury or property damage arising out of the ownership, maintenance, use or entrustment to others of any aircraft,auto or watercraft owned or operated by or rented or loaned to any Insured. Use includes operation and loading or unloading. This exclusion applies even if the claims against any Insured allege negligence or other wrongdoing in the supervision, hiring, employment,training or monitoring of others by that Insured, if the occurrence which caused the bodily injury or property damage involved the ownership, maintenance, use or entrustment to others of any aircraft,auto or watercraft that is owned or operated by or rented or loaned to any Insured. This exclusion does not apply to: (1) A watercraft while ashore on premises you own or rent; (2) A watercraft you do not own that is: (a) Less than 26 feet long; and (b) Not being used to carry persons or property for a charge; (3) Parking an auto on, or on the ways next to, premises you own or rent, provided the auto is not owned by or rented or loaned to you or the Insured; (4) Liability assumed under any Insured contract for the ownership, maintenance or use of aircraft or watercraft; or (5) Bodily injury or property damage arising out of: (a) The operation of machinery or equipment that is attached to, or part of, a land vehicle that would qualify under the definition of mobile equipment if it were not subject to a compulsory or financial responsibility law or other motor vehicle insurance law where it is licensed or principally garaged;or (b) The operation of any of the machinery or equipment listed in Paragraph f.(2)or f.(3)of the definition of mobile equipment. CG0001 04-13 Page 4 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part h. Mobile Equipment Bodily injury or property damage arising out of: (1) The transportation of mobile equipment by an auto owned or operated by or rented or loaned to any Insured; or (2) The use of mobile equipment in, or while in practice for, or while being prepared for,any prearranged racing, speed,demolition, or stunting activity. i. War Bodily injury or property damage, however caused,arising, directly or indirectly, out of: (1) War, including undeclared or civil war; (2) Warlike action by a military force, including action in hindering or defending against an actual or expected attack, by any government,sovereign or other authority using military personnel or other agents; or (3) Insurrection, rebellion, revolution, usurped power, or action taken by governmental authority in hindering or defending against any of these. j. Damage To Property Property damage to: (1) Property you own, rent, or occupy, including any costs or expenses incurred by you, or any other person, organization or entity,for repair, replacement, enhancement, restoration or maintenance of such property for any reason, including prevention of injury to a person or damage to another's property; (2) Premises you sell, give away or abandon, if the property damage arises out of any part of those premises; (3) Property loaned to you; (4) Personal property in the care, custody or control of the Insured; (5) That particular part of real property on which you or any contractors or subcontractors working directly or indirectly on your behalf are performing operations, if the property damage arises out of those operations; or �, (6) That particular part of any property that must be restored, repaired or replaced because your work was E. incorrectly performed on it. 0 N O Paragraphs(1), (3)and(4)of this exclusion do not apply to property damage(other than damage by fire)to 1 premises, including the contents of such premises, rented to you for a period of seven or fewer consecutive days. 1 A separate limit of insurance applies to Damage To Premises Rented To You as described in Section III—Limits "s Of Insurance. Paragraph(2)of this exclusion does not apply if the premises are your work and were never occupied, rented or held for rental by you. Paragraphs(3), (4),(5)and(6)of this exclusion do not apply to liability assumed under a sidetrack agreement. Paragraph(6)of this exclusion does not apply to property damage included in the products-completed operations hazard. k. Damage To Your Product Property damage to your product arising out of it or any part of it. I. Damage To Your Work Property damage to your work arising out of it or any part of it and included in the products-completed operations hazard. CG0001 04-13 Page 5 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part This exclusion does not apply if the damaged work or the work out of which the damage arises was performed on your behalf by a subcontractor. m. Damage To Impaired Property Or Property Not Physically Injured Property damage to impaired property or property that has not been physically injured,arising out of: (1) A defect, deficiency, inadequacy or dangerous condition in your product or your work; or (2) A delay or failure by you or anyone acting on your behalf to perform a contract or agreement in accordance with its terms. This exclusion does not apply to the loss of use of other property arising out of sudden and accidental physical injury to your product or your work after it has been put to its intended use. n. Recall Of Products,Work Or Impaired Property Damages claimed for any loss,cost or expense incurred by you or others for the loss of use,withdrawal, recall, inspection, repair, replacement, adjustment, removal or disposal of: (1) Your product; (2) Your work;or (3) Impaired property; . if such product,work, or property is withdrawn or recalled from the market or from use by any person or organization because of a known or suspected defect,deficiency, inadequacy or dangerous condition in it. o. Personal And Advertising Injury Bodily injury arising out of personal and advertising injury. p. Electronic Data Damages arising out of the loss of, loss of use of,damage to, corruption of, inability to access, or inability to manipulate electronic data. However,this exclusion does not apply to liability for damages because of bodily injury. As used in this exclusion, electronic data means information,facts or programs stored as or on, created or used on, or transmitted to or from computer software, including systems and applications software, hard or floppy disks, CD-ROMs,tapes, drives,cells, data processing devices or any other media which are used with electronically controlled equipment. q. Recording And Distribution Of Material Or Information In Violation Of Law Bodily injury or property damage arising directly or indirectly out of any action or omission that violates or is alleged to violate: (1) The Telephone Consumer Protection Act(TCPA), including any amendment of or addition to such law; (2) The CAN-SPAM Act of 2003, including any amendment of or addition to such law; (3) The Fair Credit Reporting Act(FCRA),and any amendment of or addition to such law, including the Fair and Accurate Credit Transactions Act(FACTA); or (4) Any federal, state or local statute, ordinance or regulation, other than the TCPA, CAN-SPAM Act of 2003 or FCRA and their amendments and additions,that addresses, prohibits, or limits the printing, dissemination, disposal, collecting, recording, sending,transmitting, communicating or distribution of material or information. Exclusions c.through n.do not apply to damage by fire to premises while rented to you or temporarily occupied by you with permission of the owner.A separate limit of insurance applies to this coverage as described in Section III— Limits Of Insurance. CG0001 04-13 • Page 6 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part COVERAGE B—PERSONAL AND ADVERTISING INJURY LIABILITY 1. Insuring Agreement a. We will pay those sums that the Insured becomes legally obligated to pay as damages because of personal and advertising injury to which this insurance applies.We will have the right and duty to defend the Insured against any suit seeking those damages. However,we will have no duty to defend the Insured against any suit seeking damages for personal and advertising injury to which this insurance does not apply.We may, at our discretion, investigate any offense and settle any claim or suit that may result. But: (1) The amount we will pay for damages is limited as described in Section III—Limits Of Insurance; and (2) Our right and duty to defend end when we have used up the applicable limit of insurance in the payment of judgments or settlements under Coverages A or B or medical expenses under Coverage C. No other obligation or liability to pay sums or perform acts or services is covered unless explicitly provided for under Supplementary Payments—Coverages A and B. b. This insurance applies to personal and advertising injury caused by an offense arising out of your business but only if the offense was committed in the coverage territory during the policy period. 2. Exclusions This insurance does not apply to: a. Knowing Violation Of Rights Of Another Personal and advertising injury caused by or at the direction of the Insured with the knowledge that the act would violate the rights of another and would inflict personal and advertising injury. b. Material Published With Knowledge Of Falsity Personal and advertising injury arising out of oral or written publication, in any manner, of material, if done by or at the direction of the Insured with knowledge of its falsity. c. Material Published Prior To Policy Period Personal and advertising injury arising out of oral or written publication, in any manner, of material whose first publication took place before the beginning of the policy period. d. Criminal Acts r Personal and advertising injury arising out of a criminal act committed by or at the direction of the Insured. $ e. Contractual Liability g Personal and advertising injury for which the Insured has assumed liability in a contract or agreement.This exclusion does not apply to liability for damages that the Insured would have in the absence of the contract or agreement. f. Breach Of Contract Personal and advertising injury arising out of a breach of contract, except an implied contract to use another's advertising idea in your advertisement. g. Quality Or Performance Of Goods—Failure To Conform To Statements Personal and advertising injury arising out of the failure of goods, products or services to conform with any statement of quality or performance made in your advertisement. h. Wrong Description Of Prices Personal and advertising injury arising out of the wrong description of the price of goods, products or services stated in your advertisement. CG0001 04-13 Page 7 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part i. Infringement Of Copyright, Patent,Trademark Or Trade Secret Personal and advertising injury arising out of the infringement of copyright, patent,trademark,trade secret or other intellectual property rights. Under this exclusion, such other intellectual property rights do not include the use of another's advertising idea in your advertisement. However,this exclusion does not apply to infringement, in your advertisement,of copyright,trade dress or slogan. j. Insureds In Media And Internet Type Businesses Personal and advertising injury committed by an Insured whose business is: (1) Advertising, broadcasting, publishing or telecasting; (2) Designing or determining content of web sites for others; or (3) An Internet search, access, content or service provider. However,this exclusion does not apply to Paragraphs 14.a.,b.and c.of personal and advertising injury under the Definitions section. For the purposes of this exclusion,the placing of frames, borders or links, or advertising,for you or others anywhere on the Internet, is not by itself, considered the business of advertising, broadcasting, publishing or telecasting. k. Electronic Chatrooms Or Bulletin Boards Personal and advertising injury arising out of an electronic chatroom or bulletin board the Insured hosts, owns, or over which the Insured exercises control. I. Unauthorized Use Of Another's Name Or Product Personal and advertising injury arising out of the unauthorized use of another's name or product in your e-mail address, domain name or metatag, or any other similar tactics to mislead another's potential customers. m. Pollution Personal and advertising injury arising out of the actual, alleged or threatened discharge, dispersal, seepage, migration, release or escape of pollutants at any time. n. Pollution-related Any loss, cost or expense arising out of any: (1) Request, demand, order or statutory or regulatory requirement that any Insured or others test for, monitor, clean up, remove,contain,treat,detoxify or neutralize, or in any way respond to, or assess the effects of, pollutants; or (2) Claim or suit by or on behalf of a governmental authority for damages because of testing for, monitoring, cleaning up, removing, containing,treating, detoxifying or neutralizing, or in any way responding to,or assessing the effects of, pollutants. o. War Personal and advertising injury, however caused, arising, directly or indirectly, out of: (1) War, including undeclared or civil war; (2) Warlike action by a military force, including action in hindering or defending against an actual or expected attack, by any government, sovereign or other authority using military personnel or other agents; or (3) Insurrection, rebellion, revolution, usurped power, or action taken by governmental authority in hindering or defending against any of these. CG0001 04-13 Page 8 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part p. Recording And Distribution Of Material Or Information In Violation Of Law Personal and advertising injury arising directly or indirectly out of any action or omission that violates or is alleged to violate: (1) The Telephone Consumer Protection Act(TCPA), including any amendment of or addition to such law; (2) The CAN-SPAM Act of 2003, including any amendment of or addition to such law; (3) The Fair Credit Reporting Act(FCRA),and any amendment of or addition to such law, including the Fair and Accurate Credit Transactions Act(FACTA);or (4) Any federal, state or local statute, ordinance or regulation, other than the TCPA, CAN-SPAM Act of 2003 or FCRA and their amendments and additions,that addresses, prohibits, or limits the printing, dissemination, disposal, collecting, recording, sending,transmitting, communicating or distribution of material or information. COVERAGE C—MEDICAL PAYMENTS 1. Insuring Agreement a. We will pay medical expenses as described below for bodily injury caused by an accident: (1) On premises you own or rent; (2) On ways next to premises you own or rent;or (3) Because of your operations; provided that: (a) The accident takes place in the coverage territory and during the policy period; (b) The expenses are incurred and reported to us within one year of the date of the accident; and (c) The injured person submits to examination, at our expense, by physicians of our choice as often as we reasonably require. b. We will make these payments regardless of fault. These payments will not exceed the applicable limit of insurance.We will pay reasonable expenses for: (1) First aid administered at the time of an accident; N (2) Necessary medical, surgical,X-ray and dental services, including prosthetic devices; and (3) Necessary ambulance, hospital, professional nursing and funeral services. N 2. Exclusions We will not pay expenses for bodily injury: a. Any Insured To any Insured, except volunteer workers. b. Hired Person To a person hired to do work for or on behalf of any Insured or a tenant of any Insured. c. Injury On Normally Occupied Premises To a person injured on that part of premises you own or rent that the person normally occupies. d. Workers'Compensation And Similar Laws To a person,whether or not an employee of any Insured, if benefits for the bodily injury are payable or must be provided under a workers'compensation or disability benefits law or a similar law. CG0001 04-13 Page 9 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part e. Athletics Activities To a person injured while practicing, instructing or participating in any physical exercises or games, sports, or athletic contests. f. Products-Completed Operations Hazard Included within the products-completed operations hazard. g. Coverage A Exclusions Excluded under Coverage A. SUPPLEMENTARY PAYMENTS—COVERAGES A AND B 1. We will pay,with respect to any claim we investigate or settle, or any suit against an Insured we defend: a. All expenses we incur. b. Up to$250 for cost of bail bonds required because of accidents or traffic law violations arising out of the use of any vehicle to which the Bodily Injury Liability Coverage applies.We do not have to furnish these bonds. c. The cost of bonds to release attachments, but only for bond amounts within the applicable limit of insurance. We do not have to furnish these bonds. d. All reasonable expenses incurred by the Insured at our request to assist us in the investigation or defense of the claim or suit, including actual loss of earnings up to$250 a day because of time off from work. e. All court costs taxed against the Insured in the suit. However, these payments do not include attorneys'fees or attorneys'expenses taxed against the Insured. f. Prejudgment interest awarded against the Insured on that part of the judgment we pay. If we make an offer to pay the applicable limit of insurance,we will not pay any prejudgment interest based on that period of time after the offer. g. All interest on the full amount of any judgment that accrues after entry of the judgment and before we have paid, offered to pay,or deposited in court the part of the judgment that is within the applicable limit of insurance. These payments will not reduce the limits of insurance. 2. If we defend an Insured against a suit and an indemnitee of the Insured is also named as a party to the suit,we will defend that indemnitee if all of the following conditions are met: a. The suit against the indemnitee seeks damages for which the Insured has assumed the liability of the indemnitee in a contract or agreement that is an Insured contract; b. This insurance applies to such liability assumed by the Insured; c. The obligation to defend, or the cost of the defense of,that indemnitee, has also been assumed by the Insured in the same Insured contract; d. The allegations in the suit and the information we know about the occurrence are such that no conflict appears to exist between the interests of the Insured and the interests of the indemnitee; e. The indemnitee and the Insured ask us to conduct and control the defense of that indemnitee against such suit and agree that we can assign the same counsel to defend the Insured and the indemnitee; and f. The indemnitee: (1) Agrees in writing to: (a) Cooperate with us in the investigation, settlement or defense of the suit; (b) Immediately send us copies of any demands, notices, summonses or legal papers received in connection with the suit; CG0001 04-13 Page 10 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part (c) Notify any other insurer whose coverage is available to the indemnitee; and (d) Cooperate with us with respect to coordinating other applicable insurance available to the indemnitee; and (2) Provides us with written authorization to: (a) Obtain records and other information related to the suit; and (b) Conduct and control the defense of the indemnitee in such suit. So long as the above conditions are met, attorneys'fees incurred by us in the defense of that indemnitee, necessary litigation expenses incurred by us and necessary litigation expenses incurred by the indemnitee at our request will be paid as Supplementary Payments. Notwithstanding the provisions of Paragraph 2.b.(2)of Section I—Coverage A— Bodily Injury And Property Damage Liability, such payments will not be deemed to be damages for bodily injury and property damage and will not reduce the limits of insurance. Our obligation to defend an Insured's indemnitee and to pay for attorneys'fees and necessary litigation expenses as Supplementary Payments ends when we have used up the applicable limit of insurance in the payment of judgments or settlements or the conditions set forth above, or the terms of the agreement described in Paragraph f.above, are no longer met. SECTION II—WHO IS AN INSURED 1. If you are designated in the Declarations as: a. An individual,you and your spouse are Insureds, but only with respect to the conduct of a business of which you are the sole owner. b. A partnership or joint venture,you are an Insured.Your members,your partners, and their spouses are also Insureds, but only with respect to the conduct of your business. c. A limited liability company,you are an Insured.Your members are also Insureds, but only with respect to the conduct of your business.Your managers are Insureds, but only with respect to their duties as your managers. d. An organization other than a partnership,joint venture or limited liability company,you are an Insured.Your executive officers and directors are Insureds, but only with respect to their duties as your officers or directors. Your stockholders are also Insureds, but only with respect to their liability as stockholders. E. e. A trust,you are an Insured.Your trustees are also Insureds, but only with respect to their duties as trustees. N 1 2. Each of the following is also an Insured: i a. Your volunteer workers only while performing duties related to the conduct of your business, or your S employees, other than either your executive officers(if you are an organization other than a partnership,joint venture or limited liability company)or your managers (if you are a limited liability company), but only for acts within the scope of their employment by you or while performing duties related to the conduct of your business. However, none of these employees or volunteer workers are Insureds for: (1) Bodily injury or personal and advertising injury: (a) To you,to your partners or members(if you are a partnership or joint venture),to your members(if you are a limited liability company),to a co-employee while in the course of his or her employment or performing duties related to the conduct of your business, or to your other volunteer workers while performing duties related to the conduct of your business; (b) To the spouse, child, parent, brother or sister of that co-employee or volunteer worker as a consequence of Paragraph(1)(a)above; (c) For which there is any obligation to share damages with or repay someone else who must pay damages because of the injury described in Paragraph(1)(a)or(b)above; or (d) Arising out of his or her providing or failing to provide professional health care services. CG0001 04-13 Page 11 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part (2) Property damage to property: (a) Owned, occupied or used by; (b) Rented to, in the care, custody or control of, or over which physical control is being exercised for any purpose by; you, any of your employees, volunteer workers, any partner or member(if you are a partnership or joint venture), or any member(if you are a limited liability company). b. Any person(other than your employee or volunteer worker), or any organization while acting as your real estate manager. c. Any person or organization having proper temporary custody of your property if you die, but only: (1) With respect to liability arising out of the maintenance or use of that property;and (2) Until your legal representative has been appointed. d. Your legal representative if you die, but only with respect to duties as such. That representative will have all your rights and duties under this Coverage Part. 3. Any organization you newly acquire or form, other than a partnership,joint venture or limited liability company,and over which you maintain ownership or majority interest,will qualify as a Named Insured if there is no other similar insurance available to that organization. However: a. Coverage under this provision is afforded only until the 90th day after you acquire or form the organization or the end of the policy period,whichever is earlier; b. Coverage A does not apply to bodily injury or property damage that occurred before you acquired or formed the organization; and c. Coverage B does not apply to personal and advertising injury arising out of an offense committed before you acquired or formed the organization. No person or organization is an Insured with respect to the conduct of any current or past partnership,joint venture or limited liability company that is not shown as a Named Insured in the Declarations. SECTION III-LIMITS OF INSURANCE 1. The Limits of Insurance shown in the Declarations and the rules below fix the most we will pay regardless of the number of: a. Insureds; b. Claims made or suits brought;or c. Persons or organizations making claims or bringing suits. 2. The General Aggregate Limit is the most we will pay for the sum of: a. Medical expenses under Coverage C; b. Damages under Coverage A,except damages because of bodily injury or property damage included in the products-completed operations hazard; and c. Damages under Coverage B. 3. The Products-Completed Operations Aggregate Limit is the most we will pay under Coverage A for damages because of bodily injury and property damage included in the products-completed operations hazard. 4. Subject to Paragraph 2.above,the Personal And Advertising Injury Limit is the most we will pay under Coverage B for the sum of all damages because of all personal and advertising injury sustained by any one person or organization. CG0001 04-13 Page 12 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part 5. Subject to Paragraph 2.or 3.above,whichever applies,the Each Occurrence Limit is the most we will pay for the sum of: a. Damages under Coverage A; and b. Medical expenses under Coverage C because of all bodily injury and property damage arising out of any one occurrence. 6. Subject to Paragraph 5.above,the Damage To Premises Rented To You Limit is the most we will pay under Coverage A for damages because of property damage to any one premises,while rented to you, or in the case of damage by fire,while rented to you or temporarily occupied by you with permission of the owner. 7. Subject to Paragraph 5.above,the Medical Expense Limit is the most we will pay under Coverage C for all medical expenses because of bodily injury sustained by any one person. The Limits of Insurance of this Coverage Part apply separately to each consecutive annual period and to any remaining period of less than 12 months, starting with the beginning of the policy period shown in the Declarations, unless the policy period is extended after issuance for an additional period of less than 12 months. In that case,the additional period will be deemed part of the last preceding period for purposes of determining the Limits of Insurance. SECTION IV—COMMERCIAL GENERAL LIABILITY CONDITIONS 1. Bankruptcy Bankruptcy or insolvency of the Insured or of the Insured's estate will not relieve us of our obligations under this Coverage Part. 2. Duties In The Event Of Occurrence,Offense,Claim Or Suit a. You must see to it that we are notified as soon as practicable of an occurrence or an offense which may result in a claim. To the extent possible, notice should include: (1) How,when and where the occurrence or offense took place; (2) The names and addresses of any injured persons and witnesses; and (3) The nature and location of any injury or damage arising out of the occurrence or offense. b. If a claim is made or suit is brought against any Insured, you must: (1) Immediately record the specifics of the claim or suit and the date received; and (2) Notify us as soon as practicable. 1 "s You must see to it that we receive written notice of the claim or suit as soon as practicable. c. You and any other involved Insured must: (1) Immediately send us copies of any demands, notices, summonses or legal papers received in connection with the claim or suit; (2) Authorize us to obtain records and other information; (3) Cooperate with us in the investigation or settlement of the claim or defense against the suit; and (4) Assist us, upon our request, in the enforcement of any right against any person or organization which may be liable to the Insured because of injury or damage to which this insurance may also apply. d. No Insured will,except at that Insured's own cost,voluntarily make a payment, assume any obligation, or incur any expense, other than for first aid,without our consent. 3. Legal Action Against Us No person or organization has a right under this Coverage Part: CG0001 04-13 Page 13 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part a. To join us as a party or otherwise bring us into a suit asking for damages from an Insured; or b. To sue us on this Coverage Part unless all of its terms have been fully complied with. A person or organization may sue us to recover on an agreed settlement or on a final judgment against an Insured; but we will not be liable for damages that are not payable under the terms of this Coverage Part or that are in excess of the applicable limit of insurance.An agreed settlement means a settlement and release of liability signed by us,the Insured and the claimant or the claimant's legal representative. 4. Other Insurance If other valid and collectible insurance is available to the Insured for a loss we cover under Coverages A or B of this Coverage Part, our obligations are limited as follows: a. Primary Insurance This insurance is primary except when Paragraph b.below applies. If this insurance is primary,our obligations are not affected unless any of the other insurance is also primary.Then,we will share with all that other insurance by the method described in Paragraph c. below. b. Excess Insurance (1) This insurance is excess over: (a) Any of the other insurance,whether primary, excess, contingent or on any other basis: (i) That is Fire, Extended Coverage, Builder's Risk, Installation Risk or similar coverage for your work; (ii) That is Fire insurance for premises rented to you or temporarily occupied by you with permission of the owner; (iii) That is insurance purchased by you to cover your liability as a tenant for property damage to premises rented to you or temporarily occupied by you with permission of the owner; or (iv) If the loss arises out of the maintenance or use of aircraft,autos or watercraft to the extent not subject to Exclusion g.of Section I—Coverage A—Bodily Injury And Property Damage Liability. (b) Any other primary insurance available to you covering liability for damages arising out of the premises or operations, or the products and completed operations,for which you have been added as an additional Insured. (2) When this insurance is excess,we will have no duty under Coverages A or B to defend the Insured against any suit if any other insurer has a duty to defend the Insured against that suit. If no other insurer defends, we will undertake to do so, but we will be entitled to the Insured's rights against all those other insurers. (3) When this insurance is excess over other insurance,we will pay only our share of the amount of the loss, if any,that exceeds the sum of: (a) The total amount that all such other insurance would pay for the loss in the absence of this insurance; and (b) The total of all deductible and self-Insured amounts under all that other insurance. (4) We will share the remaining loss, if any,with any other insurance that is not described in this Excess Insurance provision and was not bought specifically to apply in excess of the Limits of Insurance shown in the Declarations of this Coverage Part. c. Method Of Sharing If all of the other insurance permits contribution by equal shares,we will follow this method also. Under this approach each insurer contributes equal amounts until it has paid its applicable limit of insurance or none of the loss remains,whichever comes first. CG0001 04-13 Page 14 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part If any of the other insurance does not permit contribution by equal shares,we will contribute by limits. Under this method, each insurer's share is based on the ratio of its applicable limit of insurance to the total applicable limits of insurance of all insurers. 5. Premium Audit a. We will compute all premiums for this Coverage Part in accordance with our rules and rates. b. Premium shown in this Coverage Part as advance premium is a deposit premium only.At the close of each audit period we will compute the earned premium for that period and send notice to the First Named Insured.The due date for audit and retrospective premiums is the date shown as the due date on the bill. If the sum of the advance and audit premiums paid for the policy period is greater than the earned premium,we will return the excess to the First Named Insured. c. The First Named Insured must keep records of the information we need for premium computation, and send us copies at such times as we may request. 6. Representations By accepting this policy,you agree: a. The statements in the Declarations are accurate and complete; b. Those statements are based upon representations you made to us; and c. We have issued this policy in reliance upon your representations. 7. Separation Of Insureds Except with respect to the Limits of Insurance, and any rights or duties specifically assigned in this Coverage Part to the First Named Insured,this insurance applies: a. As if each Named Insured were the only Named Insured; and b. Separately to each Insured against whom claim is made or suit is brought. 8. Transfer Of Rights Of Recovery Against Others To Us If the Insured has rights to recover all or part of any payment we have made under this Coverage Part,those rights 0 are transferred to us. The Insured must do nothing after loss to impair them.At our request,the Insured will bring suit N or transfer those rights to us and help us enforce them. 0 i 9. When We Do Not Renew s If we decide not to renew this Coverage Part,we will mail or deliver to the First Named Insured shown in the g Declarations written notice of the nonrenewal not less than 30 days before the expiration date. If notice is mailed, proof of mailing will be sufficient proof of notice. SECTION V—DEFINITIONS 1. Advertisement means a notice that is broadcast or published to the general public or specific market segments about IIMP your goods, products or services for the purpose of attracting customers or supporters. For the purposes of this definition: a. Notices that are published include material placed on the Internet or on similar electronic means of communication;and b. Regarding web sites,only that part of a web site that is about your goods, products or services for the purposes of attracting customers or supporters is considered an advertisement. 2. Auto means: a. A land motor vehicle,trailer or semitrailer designed for travel on public roads, including any attached machinery or equipment;or CG0001 04-13 Page 15 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part b. Any other land vehicle that is subject to a compulsory or financial responsibility law or other motor vehicle insurance law where it is licensed or principally garaged. However,auto does not include mobile equipment. 3. Bodily injury means bodily injury, sickness or disease sustained by a person, including death resulting from any of these at any time. 4. Coverage territory means: a. The United States of America(including its territories and possessions), Puerto Rico and Canada; b. International waters or airspace, but only if the injury or damage occurs in the course of travel or transportation between any places included in Paragraph a.above; or c. All other parts of the world if the injury or damage arises out of: (1) Goods or products made or sold by you in the territory described in Paragraph a.above; (2) The activities of a person whose home is in the territory described in Paragraph a.above, but is away for a short time on your business;or (3) Personal and advertising injury offenses that take place through the Internet or similar electronic means of communication; provided the Insured's responsibility to pay damages is determined in a suit on the merits, in the territory described in Paragraph a.above or in a settlement we agree to. 5. Employee includes a leased worker. Employee does not include a temporary worker. 6. Executive officer means a person holding any of the officer positions created by your charter,constitution, bylaws or any other similar governing document. 7. Hostile fire means one which becomes uncontrollable or breaks out from where it was intended to be. 8. Impaired property means tangible property, other than your product or your work,that cannot be used or is less useful because: a. It incorporates your product or your work that is known or thought to be defective,deficient, inadequate or dangerous; or b. You have failed to fulfill the terms of a contract or agreement; if such property can be restored to use by the repair, replacement, adjustment or removal of your product or your work or your fulfilling the terms of the contract or agreement. 9. Insured contract means: a. A contract for a lease of premises. However,that portion of the contract for a lease of premises that indemnifies any person or organization for damage by fire to premises while rented to you or temporarily occupied by you with permission of the owner is not an Insured contract; b. A sidetrack agreement; c. Any easement or license agreement,except in connection with construction or demolition operations on or within 50 feet of a railroad; d. An obligation,as required by ordinance,to indemnify a municipality, except in connection with work for a municipality; e. An elevator maintenance agreement; CG0001 04-13 Page 16 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part f. That part of any other contract or agreement pertaining to your business(including an indemnification of a municipality in connection with work performed for a municipality) under which you assume the tort liability of another party to pay for bodily injury or property damage to a third person or organization.Tort liability means a liability that would be imposed by law in the absence of any contract or agreement. Paragraph f.does not include that part of any contract or agreement: (1) That indemnifies a railroad for bodily injury or property damage arising out of construction or demolition operations,within 50 feet of any railroad property and affecting any railroad bridge or trestle,tracks, road- beds,tunnel, underpass or crossing; (2) That indemnifies an architect, engineer or surveyor for injury or damage arising out of: (a) Preparing, approving, or failing to prepare or approve, maps, shop drawings, opinions, reports, surveys, field orders, change orders or drawings and specifications; or (b) Giving directions or instructions, or failing to give them, if that is the primary cause of the injury or damage; or (3) Under which the Insured, if an architect, engineer or surveyor, assumes liability for an injury or damage arising out of the Insured's rendering or failure to render professional services, including those listed in(2) above and supervisory, inspection, architectural or engineering activities. 10. Leased worker means a person leased to you by a labor leasing firm under an agreement between you and the labor leasing firm,to perform duties related to the conduct of your business. Leased worker does not include a temporary worker. 11. Loading or unloading means the handling of property: a. After it is moved from the place where it is accepted for movement into or onto an aircraft,watercraft or auto; b. While it is in or on an aircraft,watercraft or auto; or c. While it is being moved from an aircraft,watercraft or auto to the place where it is finally delivered; but loading or unloading does not include the movement of property by means of a mechanical device,other than a hand truck,that is not attached to the aircraft,watercraft or auto. 0 E 12.Mobile equipment means any of the following types of land vehicles, including any attached machinery or equipment: a. Bulldozers,farm machinery,forklifts and other vehicles designed for use principally off public roads; 1 b. Vehicles maintained for use solely on or next to premises you own or rent; § c. Vehicles that travel on crawler treads; S d. Vehicles,whether self-propelled or not, maintained primarily to provide mobility to permanently mounted: (1) Power cranes, shovels, loaders, diggers or drills; or (2) Road construction or resurfacing equipment such as graders, scrapers or rollers; e. Vehicles not described in Paragraph a.,b.,c.or d.above that are not self-propelled and are maintained primarily to provide mobility to permanently attached equipment of the following types: (1) Air compressors, pumps and generators, including spraying,welding, building cleaning, geophysical exploration, lighting and well servicing equipment; or (2) Cherry pickers and similar devices used to raise or lower workers; f. Vehicles not described in Paragraph a.,b.,c.or d.above maintained primarily for purposes other than the - transportation of persons or cargo. However, self-propelled vehicles with the following types of permanently attached equipment are not mobile equipment but will be considered autos: CG0001 04-13 Page 17 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part (1) Equipment designed primarily for: (a) Snow removal; (b) Road maintenance, but not construction or resurfacing;or (c) Street cleaning; (2) Cherry pickers and similar devices mounted on automobile or truck chassis and used to raise or lower workers; and (3) Air compressors, pumps and generators, including spraying,welding, building cleaning, geophysical exploration, lighting and well servicing equipment. However, mobile equipment does not include any land vehicles that are subject to a compulsory or financial responsibility law or other motor vehicle insurance law where it is licensed or principally garaged. Land vehicles subject to a compulsory or financial responsibility law or other motor vehicle insurance law are considered autos. 13. Occurrence means an accident, including continuous or repeated exposure to substantially the same general harmful conditions. 14. Personal and advertising injury means injury, including consequential bodily injury, arising out of one or more of the following offenses: a. False arrest, detention or imprisonment; b. Malicious prosecution; c. The wrongful eviction from,wrongful entry into, or invasion of the right of private occupancy of a room, dwelling or premises that a person occupies, committed by or on behalf of its owner, landlord or lessor; d. Oral or written publication, in any manner,of material that slanders or libels a person or organization or disparages a person's or organization's goods, products or services; e. Oral or written publication, in any manner, of material that violates a person's right of privacy; f. The use of another's advertising idea in your advertisement;or g. Infringing upon another's copyright,trade dress or slogan in your advertisement. 15. Pollutants mean any solid, liquid,gaseous or thermal irritant or contaminant, including smoke,vapor, soot,fumes, acids, alkalis,chemicals and waste. Waste includes materials to be recycled, reconditioned or reclaimed. 16. Products-completed operations hazard: a. Includes all bodily injury and property damage occurring away from premises you own or rent and arising out of your product or your work except: (1) Products that are still in your physical possession; or (2) Work that has not yet been completed or abandoned. However, your work will be deemed completed at the earliest of the following times: (a) When all of the work called for in your contract has been completed. (b) When all of the work to be done at the job site has been completed if your contract calls for work at more than one job site. (c) When that part of the work done at a job site has been put to its intended use by any person or organization other than another contractor or subcontractor working on the same project. Work that may need service, maintenance, correction, repair or replacement, but which is otherwise complete,will be treated as completed. CG0001 04-13 Page 18 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part b. Does not include bodily injury or property damage arising out of: (1) The transportation of property, unless the injury or damage arises out of a condition in or on a vehicle not owned or operated by you, and that condition was created by the loading or unloading of that vehicle by any Insured; (2) The existence of tools, uninstalled equipment or abandoned or unused materials; or (3) Products or operations for which the classification, listed in the Declarations or in a policy Schedule, states that products-completed operations are subject to the General Aggregate Limit. 17. Property damage means: a. Physical injury to tangible property, including all resulting loss of use of that property.All such loss of use shall be deemed to occur at the time of the physical injury that caused it; or b. Loss of use of tangible property that is not physically injured.All such loss of use shall be deemed to occur at the time of the occurrence that caused it. For the purposes of this insurance, electronic data is not tangible property. As used in this definition, electronic data means information,facts or programs stored as or on, created or used on, or transmitted to or from computer software, including systems and applications software, hard or floppy disks, CD- ROMs,tapes, drives, cells,data processing devices or any other media which are used with electronically controlled equipment. 18. Suit means a civil proceeding in which damages because of bodily injury, property damage or personal and advertising injury to which this insurance applies are alleged.suit includes: a. An arbitration proceeding in which such damages are claimed and to which the Insured must submit or does submit with our consent;or b. Any other alternative dispute resolution proceeding in which such damages are claimed and to which the Insured submits with our consent. 19. Temporary worker means a person who is furnished to you to substitute for a permanent employee on leave or to meet seasonal or short-term workload conditions. 0 20. Volunteer worker means a person who is not your employee, and who donates his or her work and acts at the N direction of and within the scope of duties determined by you, and is not paid a fee, salary or other compensation by you or anyone else for their work performed for you. 1 21.Your product: g a. Means: (1) Any goods or products,other than real property, manufactured, sold, handled, distributed or disposed of by: (a) You; (b) Others trading under your name;or (c) A person or organization whose business or assets you have acquired; and (2) Containers(other than vehicles), materials, parts or equipment furnished in connection with such goods or products. b. Includes: (1) Warranties or representations made at any time with respect to the fitness, quality, durability, performance or use of your product; and (2) The providing of or failure to provide warnings or instructions. c. Does not include vending machines or other property rented to or located for the use of others but not sold. CG0001 04-13 Page 19 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Commercial General Liability Coverage Part 22. Your work: a. Means: (1) Work or operations performed by you or on your behalf;and (2) Materials, parts or equipment furnished in connection with such work or operations. b. Includes: (1) Warranties or representations made at any time with respect to the fitness,quality, durability, performance or use of your work; and (2) The providing of or failure to provide warnings or instructions. CG0001 04-13 Page 20 of 20 Copyright Insurance Services Office,Inc.,2012 CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement It is understood and agreed that this endorsement amends the COMMERCIAL GENERAL LIABILITY COVERAGE PART as follows. If any other endorsement attached to this policy amends any provision also amended by this endorsement, then that other endorsement controls with respect to such provision, and the changes made by this endorsement with respect to such provision do not apply. TABLE OF CONTENTS 1. Additional Insureds 2. Additional Insured-Primary And Non-Contributory To Additional Insured's Insurance 3. Additional Insured—Extended Coverage 4. Boats 5. Bodily Injury—Expanded Definition 6. Broad Knowledge of Occurrence/Notice of Occurrence 7. Broad Named Insured 8. Contractual Liability—Railroads 9. Estates, Legal Representatives and Spouses 10. Expected Or Intended Injury—Exception for Reasonable Force 11. General Aggregate Limits of Insurance—Per Location 12. In Rem Actions 13. Incidental Health Care Malpractice Coverage 14. Joint Ventures/Partnership/Limited Liability Companies 15. Legal Liability—Damage To Premises 16. Liquor Liability N 17. Medical Payments N c, 18. Non-owned Aircraft Coverage .73 19. Non-owned Watercraft 0 20. Personal And Advertising Injury—Discrimination or Humiliation 21. Personal And Advertising Injury-Contractual Liability 22. Property Damage—Elevators 23. Retired Partners,Members, Directors And Employees 24. Supplementary Payments 25. Unintentional Failure To Disclose Hazards 26. Waiver of Subrogation—Blanket 27. Wrap-Up Extension:OCIP,CCIP or Consolidated(Wrap-Up)Insurance Programs CNA74858XX(1-15) Policy No: 5088210281 Page 1 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement 1. ADDITIONAL INSUREDS a. WHO IS AN INSURED is amended to include as an Insured any person or organization described in paragraphs A. through I. below whom a Named Insured is required to add as an additional insured on this Coverage Part under a written contract or written agreement, provided such contract or agreement: (1) is currently in effect or becomes effective during the term of this Coverage Part; and (2) was executed prior to: (a) the bodily injury or property damage; or (b) the offense that caused the personal and advertising injury, for which such additional insured seeks coverage. b. However, subject always to the terms and conditions of this policy, including the limits of insurance, the Insurer will not provide such additional insured with: (1) a higher limit of insurance than required by such contract or agreement; or (2) coverage broader than required by such contract or agreement, and in no event broader than that described by the applicable paragraph A.through I.below. Any coverage granted by this endorsement shall apply only to the extent permissible by law. A. Controlling Interest Any person or organization with a controlling interest in a Named Insured, but only with respect to such person or organization's liability for bodily injury, property damage or personal and advertising injury arising out of: 1. such person or organization's financial control of a Named Insured; or 2. premises such person or organization owns, maintains or controls while a Named Insured leases or occupies such premises; provided that the coverage granted by this paragraph does not apply to structural alterations, new construction or demolition operations performed by, on behalf of, or for such additional insured. B. Co-owner of Insured Premises A co-owner of a premises co-owned by a Named Insured and covered under this insurance but only with respect to such co-owner's liability for bodily injury, property damage or personal and advertising injury as co-owner of such premises. C. Engineers,Architects or Surveyors Engaged By You An architect, engineer or surveyor engaged by the Named Insured, but only with respect to liability for bodily injury, property damage or personal and advertising injury caused in whole or in part by the Named Insured's acts or omissions,or the acts or omissions of those acting on the Named Insured's behalf: a. in connection with the Named Insured's premises; or b. in the performance of the Named Insured's ongoing operations. But the coverage hereby granted to such additional insureds does not apply to bodily injury, property damage or personal and advertising injury arising out of the rendering of or failure to render any professional services by, on behalf of, or for the Named Insured, including but not limited to: 1. the preparing, approving, or failing to prepare or approve, maps, shop drawings, opinions, reports, surveys, field orders, change orders or drawings and specifications;or CNA74858XX (1-15) Policy No: 5088210281 Page 2 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement 2. supervisory, inspection,architectural or engineering activities. D. Lessor of Equipment Any person or organization from whom a Named Insured leases equipment, but only with respect to liability for bodily injury, property damage or personal and advertising injury caused, in whole or in part, by the Named Insured's maintenance, operation or use of such equipment, provided that the occurrence giving rise to such bodily injury, property damage or the offense giving rise to such personal and advertising injury takes place prior to the termination of such lease. E. Lessor of Land Any person or organization from whom a Named Insured leases land but only with respect to liability for bodily injury, property damage or personal and advertising injury arising out of the ownership, maintenance or use of such land, provided that the occurrence giving rise to such bodily injury, property damage or the offense giving rise to such personal and advertising injury takes place prior to the termination of such lease. The coverage granted by this paragraph does not apply to structural alterations, new construction or demolition operations performed by,on behalf of, or for such additional insured. F. Lessor of Premises An owner or lessor of premises leased to the Named Insured, or such owner or lessor's real estate manager, but only with respect to liability for bodily injury, property damage or personal and advertising injury arising out of the ownership, maintenance or use of such part of the premises leased to the Named Insured, and provided that the occurrence giving rise to such bodily injury or property damage, or the offense giving rise to such personal and advertising injury, takes place prior to the termination of such lease. The coverage granted by this paragraph does not apply to structural alterations, new construction or demolition operations performed by, on behalf of, or for such additional insured. G. Mortgagee,Assignee or Receiver A mortgagee, assignee or receiver of premises but only with respect to such mortgagee, assignee or receiver's liability for bodily injury, property damage or personal and advertising injury arising out of the Named Insured's ownership, maintenance,or use of a premises by a Named Insured. The coverage granted by this paragraph does not apply to structural alterations, new construction or demolition operations performed by,on behalf of, or for such additional insured. N H. State or Governmental Agency or Subdivision or Political Subdivisions—Permits § A state or governmental agency or subdivision or political subdivision that has issued a permit or authorization but g only with respect to such state or governmental agency or subdivision or political subdivision's liability for bodily injury, property damage or personal and advertising injury arising out of: 1. the following hazards in connection with premises a Named Insured owns, rents, or controls and to which this insurance applies: a. the existence, maintenance, repair, construction, erection, or removal of advertising signs, awnings, NIIINI canopies, cellar entrances, coal holes, driveways, manholes, marquees, hoistaway openings, sidewalk vaults, street banners, or decorations and similar exposures; or — b. the construction,erection, or removal of elevators; or c. the ownership, maintenance or use of any elevators covered by this insurance; or 2. the permitted or authorized operations performed by a Named Insured or on a Named Insured's behalf. i. — CNA74858XX(1-15) Policy No: 5088210281 Page 3 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement The coverage granted by this paragraph does not apply to: a. Bodily injury, property damage or personal and advertising injury arising out of operations performed for the state or governmental agency or subdivision or political subdivision; or b. Bodily injury or property damage included within the products-completed operations hazard. With respect to this provision's requirement that additional insured status must be requested under a written contract or agreement, the Insurer will treat as a written contract any governmental permit that requires the Named Insured to add the governmental entity as an additional insured. I. Trade Show Event Lessor 1. With respect to a Named Insured's participation in a trade show event as an exhibitor, presenter or displayer, any person or organization whom the Named Insured is required to include as an additional insured, but only with respect to such person or organization's liability for bodily injury, property damage or personal and advertising injury caused by: a. the Named Insured's acts or omissions; or b. the acts or omissions of those acting on the Named Insured's behalf, in the performance of the Named Insured's ongoing operations at the trade show event premises during the trade show event. 2. The coverage granted by this paragraph does not apply to bodily injury or property damage included within the products-completed operations hazard. 2. ADDITIONAL INSURED-PRIMARY AND NON-CONTRIBUTORY TO ADDITIONAL INSURED'S INSURANCE The Other Insurance Condition in the COMMERCIAL GENERAL LIABILITY CONDITIONS Section is amended to add the following paragraph: If the Named Insured has agreed in writing in a contract or agreement that this insurance is primary and non- contributory relative to an additional insured's own insurance, then this insurance is primary, and the Insurer will not seek contribution from that other insurance. For the purpose of this Provision 2., the additional insured's own insurance means insurance on which the additional insured is a named insured. Otherwise, and notwithstanding anything to the contrary elsewhere in this Condition, the insurance provided to such person or organization is excess of any other insurance available to such person or organization. 3. ADDITIONAL INSURED—EXTENDED COVERAGE When an additional insured is added by this or any other endorsement attached to this Coverage Part, WHO IS AN INSURED is amended to make the following natural persons Insureds. If the additional insured is: a. An individual,then his or her spouse is an Insured; b. A partnership or joint venture,then its partners, members and their spouses are Insureds; c. A limited liability company,then its members and managers are Insureds; or d. An organization other than a partnership, joint venture or limited liability company, then its executive officers, directors and shareholders are Insureds; but only with respect to locations and operations covered by the additional insured endorsement's provisions,and only with respect to their respective roles within their organizations. CNA74858XX(1-15) Policy No: 5088210281 Page 4 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. • CNA PARAMOUNT CNA Architects, Engineers and Surveyors General Liability Extension Endorsement Please see the ESTATES, LEGAL REPRESENTATIVES, AND SPOUSES provision of this endorsement for additional coverage and restrictions applicable to spouses of natural person Insureds. 4. BOATS Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions is amended to add the following additional exception to the exclusion entitled Aircraft, Auto or Watercraft: This exclusion does not apply to: • Any watercraft owned by the Named Insured that is less than 30 feet long while being used in the course of the Named Insured's inspection or surveying work. 5. BODILY INJURY—EXPANDED DEFINITION Under DEFINITIONS,the definition of bodily injury is deleted and replaced by the following: Bodily injury means physical injury, sickness or disease sustained by a person, including death, humiliation, shock, mental anguish or mental injury sustained by that person at any time which results as a consequence of the physical injury, sickness or disease. 6. BROAD KNOWLEDGE OF OCCURRENCE/NOTICE OF OCCURRENCE Under CONDITIONS,the condition entitled Duties in The Event of Occurrence, Offense,Claim or Suit is amended to add the following provisions: A. BROAD KNOWLEDGE OF OCCURRENCE The Named Insured must give the Insurer or the Insurer's authorized representative notice of an occurrence, offense or claim only when the occurrence, offense or claim is known to a natural person Named Insured, to a partner, executive officer, manager or member of a Named Insured, or to an employee designated by any of the above to give such notice. B. NOTICE OF OCCURRENCE The Named Insured's rights under this Coverage Part will not be prejudiced if the Named Insured fails to give the Insurer notice of an occurrence, offense or claim and that failure is solely due to the Named Insured's reasonable belief that the bodily injury or property damage is not covered under this Coverage Part. However, the Named Insured shall give written notice of such occurrence, offense or claim to the Insurer as soon as the Named Insured is aware that this insurance may apply to such occurrence, offense or claim. g 7. BROAD NAMED INSURED WHO IS AN INSURED is amended to delete its Paragraph 3. in its entirety and replace it with the following: 3. Pursuant to the limitations described in Paragraph 4. below, any organization in which a Named Insured has management control: FEE a. on the effective date of this Coverage Part; or b. by reason of a Named Insured creating or acquiring the organization during the policy period, mmm qualifies as a Named Insured, provided that there is no other similar liability insurance, whether primary, contributory, excess, contingent or otherwise,which provides coverage to such organization, or which would have provided coverage but for the exhaustion of its limit, and without regard to whether its coverage is broader or narrower than that provided by this insurance. EEE CNA74858XX(1-15) Policy No: 5088210281 Page 5 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement But this BROAD NAMED INSURED provision does not apply to: (a) any partnership, limited liability company or joint venture; or (b) any organization for which coverage is excluded by another endorsement attached to this Coverage Part. For the purpose of this provision, management control means: A. owning interests representing more than 50% of the voting, appointment or designation power for the selection of a majority of the Board of Directors of a corporation; or B. having the right, pursuant to a written trust agreement, to protect, control the use of, encumber or transfer or sell property held by a trust. 4. With respect to organizations which qualify as Named Insureds by virtue of Paragraph 3. above, this insurance does not apply to: a. bodily injury or property damage that first occurred prior to the date of management control, or that first occurs after management control ceases; nor b. personal or advertising injury caused by an offense that first occurred prior to the date of management control or that first occurs after management control ceases. 5. The insurance provided by this Coverage Part applies to Named Insureds when trading under their own names or under such other trading names or doing-business-as names (dba) as any Named Insured should choose to employ. 8. CONTRACTUAL LIABILITY—RAILROADS With respect to operations performed within 50 feet of railroad property, the definition of insured contract is replaced by the following: Insured Contract means: a. A contract for a lease of premises. However, that portion of the contract for a lease of premises that indemnifies any person or organization for damage by fire to premises while rented to a Named Insured or temporarily occupied by a Named Insured you with permission of the owner is not an insured contract; b. A sidetrack agreement; c. Any easement or license agreement; d. An obligation, as required by ordinance, to indemnify a municipality, except in connection with work for a municipality; e. An elevator maintenance agreement; f. That part of any other contract or agreement pertaining to the Named Insured's business (including an indemnification of a municipality in connection with work performed for a municipality) under which the Named Insured assumes the tort liability of another party to pay for bodily injury or property damage to a third person or organization. Tort liability means a liability that would be imposed by law in the absence of any contract or agreement. Paragraph f.does not include that part of any contract or agreement: (1) That indemnifies an architect, engineer or surveyor for injury or damage arising out of: (a) Preparing, approving or failing to prepare or approve maps, shop drawings, opinions, reports, surveys, field orders, change orders or drawings and specifications;or CNA74858XX(1-15) Policy No: 5088210281 Page 6 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement (b) Giving directions or instructions, or failing to give them, if that is the primary cause of the injury or damage; (2) Under which the Insured, if an architect, engineer or surveyor, assumes liability for an injury or damage arising out of the insured's rendering or failure to render professional services, including those listed in (1) above and supervisory, inspection,architectural or engineering activities. 9. ESTATES, LEGAL REPRESENTATIVES,AND SPOUSES The estates, executors, heirs, legal representatives, administrators, trustees, beneficiaries and spouses of any natural person Insured or living trust shall also be insured under this policy; provided, however, coverage is afforded to such estates, executors, heirs, legal representatives, administrators, trustees, beneficiaries and spouses only for claims arising solely out of their capacity or status as such and, in the case of a spouse, where such claim seeks damages from marital community property, jointly held property or property transferred from such natural person Insured to such spouse. No coverage is provided for any act, error or omission of an estate, heir, legal representative, or spouse outside the scope of such person's capacity or status as such, provided, however, that the spouse of a natural person Named Insured, and the spouses of members or partners of joint venture or partnership Named Insureds are Insureds with respect to such spouses' acts, errors or omissions in the conduct of the Named Insured's business. 10. EXPECTED OR INTENDED INJURY—EXCEPTION FOR REASONABLE FORCE Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions is amended to delete the exclusion entitled Expected or Intended Injury and replace it with the following: This insurance does not apply to: Expected or Intended Injury Bodily injury or property damage expected or intended from the standpoint of the Insured. This exclusion does not apply to bodily injury or property damage resulting from the use of reasonable force to protect persons or property. 11. GENERAL AGGREGATE LIMITS OF INSURANCE-PER LOCATION A. A separate Location General Aggregate Limit, equal to the amount of the General Aggregate Limit, is the most the N Insurer will pay for the sum of: 0 07, 1. All damages under Coverage A, except damages because of bodily injury or property damage included in the products-completed operations hazard;and 1 2. All medical expenses under Coverage C, N $ that arise from occurrences or accidents which can be attributed solely to ongoing operations at that location. Such payments shall not reduce the General Aggregate Limit shown in the Declarations, nor the Location General Aggregate Limit of any other location. B. All: 1. Damages under Coverage B, regardless of the number of locations involved; 2. Damages under Coverage A, caused by occurrences which cannot be attributed solely to ongoing operations at a single location, except damages because of bodily injury or property damage included in the products-completed operations hazard; and 3. Medical expenses under Coverage C caused by accidents which cannot be attributed solely to ongoing operations at a single location, EEE will reduce the General Aggregate Limit shown in the Declarations. CNA74858XX(1-15) Policy No: 5088210281 Page 7 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement C. For the purpose of this GENERAL AGGREGATE LIMITS OF INSURANCE - PER LOCATION Provision, "location"means: 1. a premises the Named Insured owns or rents; or 2. a premises not owned or rented by any Named Insured at which the Named Insured is performing operations pursuant to a contract or written agreement. If operations at such a location have been discontinued and then restarted, or if the authorized parties deviate from plans, blueprints, designs, specifications or timetables,the location will still be deemed to be the same location. For the purpose of determining the applicable aggregate limit of insurance, premises involving the same or connecting lots, or premises whose connection is interrupted only by a street, roadway, waterway or right-of-way of a railroad shall be considered a single location. D. The limits shown in the Dedarations for Each Occurrence, for Damage To Premises Rented To You and for Medical Expense continue to apply, but will be subject to either the Location General Aggregate Limit or the General Aggregate Limit,depending on whether the occurrence can be attributed solely to ongoing operations at a particular location. E. When coverage for liability arising out of the products-completed operations hazard is provided, any payments for damages because of bodily injury or property damage included in the products-completed operations hazard, regardless of the number of locations involved, will reduce the Products-Completed Operations Aggregate Limit shown in the Declarations. F. The provisions of LIMITS OF INSURANCE not otherwise modified by this GENERAL AGGREGATE LIMITS OF INSURANCE-PER LOCATION Provision shall continue to apply as stipulated. 12. IN REM ACTIONS A quasi in rem action against any vessel owned or operated by or for the Named Insured, or chartered by or for the Named Insured, will be treated in the same manner as though the action were in personam against the Named Insured. 13. INCIDENTAL HEALTH CARE MALPRACTICE COVERAGE Solely with respect to bodily injury that arises out of a health care incident: A. Under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability, the Insuring Agreement is amended to replace Paragraphs 1.b.(1)and 1.b.(2)with the following: b. This insurance applies to bodily injury provided that the professional health care services are incidental to the Named Insured's primary business purpose, and only if: (1) such bodily injury is caused by an occurrence that takes place in the coverage territory. (2) the bodily injury first occurs during the policy period. All bodily injury arising from an occurrence will be deemed to have occurred at the time of the first act, error, or omission that is part of the occurrence; and B. Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions is amended to: i. add the following to the Employers Liability exclusion: This exclusion applies only if the bodily injury arising from a health care incident is covered by other liability insurance available to the Insured (or which would have been available but for exhaustion of its limits). CNA74858XX (1-15) Policy No: 5088210281 Page 8 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement ii. delete the exclusion entitled Contractual Liability and replace it with the following: This insurance does not apply to: Contractual Liability the Insured's actual or alleged liability under any oral or written contract or agreement, including but not limited to express warranties or guarantees. iii. to add the following additional exclusions: This insurance does not apply to: Discrimination any actual or alleged discrimination, humiliation or harassment, including but not be limited to claims based on an individual's race, creed, color, age, gender, national origin, religion, disability, marital status or sexual orientation. Dishonesty or Crime Any actual or alleged dishonest, criminal or malicious act,error or omission. Medicare/Medicaid Fraud any actual or alleged violation of law with respect to Medicare, Medicaid, Tricare or any similar federal, state or local governmental program. Services Excluded by Endorsement Any health care incident for which coverage is excluded by endorsement. C. DEFINITIONS is amended to: i. add the following definitions: Health care incident means an act, error or omission by the Named Insured's employees or volunteer workers in the rendering of: a. professional health care services on behalf of the Named Insured or 0 N b. Good Samaritan services rendered in an emergency and for which no payment is demanded or received. 2 S Professional health care services means any health care services or the related furnishing of food, 1 beverages, medical supplies or appliances by the following providers in their capacity as such but solely to g the extent they are duly licensed as required: a. Physician; b. Nurse; c. Nurse practitioner; d. Emergency medical technician; e. Paramedic; f. Dentist; g. Physical therapist; h. Psychologist; am i. Speech therapist; - CNA74858XX(1-15) Policy No: 5088210281 Page 9 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement j. Other allied health professional;or Professional health care services does not include any services rendered in connection with human clinical trials or product testing. ii. delete the definition of occurrence and replace it with the following: Occurrence means a health care incident. All acts, errors or omissions that are logically connected by any common fact, circumstance, situation,transaction, event, advice or decision will be considered to constitute a single occurrence; iii. amend the definition of Insured to: a. add the following: • the Named Insured's employees are Insureds with respect to: (1) bodily injury to a co-employee while in the course of the co-employee's employment by the Named Insured or while performing duties related to the conduct of the Named Insured's business; and (2) bodily injury to a volunteer worker while performing duties related to the conduct of the Named Insured's business; when such bodily injury arises out of a health care incident. • the Named Insured's volunteer workers are Insureds with respect to: (1) bodily injury to a co-volunteer worker while performing duties related to the conduct of the Named Insured's business; and (2) bodily injury to an employee while in the course of the employee's employment by the Named Insured or while performing duties related to the conduct of the Named Insured's business; when such bodily injury arises out of a health care incident. b. delete Subparagraphs(a), (b), (c)and (d)of Paragraph 2.a.(1)of WHO IS AN INSURED. D. The Other Insurance condition is amended to delete Paragraph b.(1) in its entirety and replace it with the following: Other Insurance b. Excess Insurance (1) To the extent this insurance applies, it is excess over any other insurance, self insurance or risk transfer instrument, whether primary, excess, contingent or on any other basis, except for insurance purchased specifically by the Named Insured to be excess of this coverage. 14. JOINT VENTURES/PARTNERSHIP/LIMITED LIABILITY COMPANIES A. Past Joint Ventures, Partnerships, Limited Liability Companies The following is added to WHO IS AN INSURED: If the Named Insured was a joint venturer, partner, or member of a limited liability company and such joint venture, partnership or limited liability company terminated prior to or during the policy period, such Named Insured is an Insured with respect to its interest in such joint venture, partnership or limited liability company but only to the extent that: CNA74858XX(1-15) Policy No: 5088210281 Page 10 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement a. any offense giving rise to personal and advertising injury occurred prior to such termination date, and the personal and advertising injury arising out of such offense,first occurred after such termination date; b. the bodily injury or property damage first occurred after such termination date; and c. there is no other valid and collectible insurance purchased specifically to insure the partnership,joint venture or limited liability company. If the joint venture, partnership or limited liability company is or was insured under a consolidated (wrap-up) insurance program, then such insurance will always be considered valid and collectible for the purpose of paragraph c.above. But this provision will not serve to exclude bodily injury, property damage or personal and advertising injury that would otherwise be covered under the Architects, Engineers And Surveyors General Liability Extension Endorsement provision entitled WRAP-UP EXTENSION: OCIP, CCIP, OR CONSOLIDATED (WRAP-UP) INSURANCE PROGRAMS. Please see that provision for the definition of consolidated (wrap-up)insurance program. B. Participation In Current Professional Joint Ventures The following is added to WHO IS AN INSURED: The Named Insured is also an Insured for participation in a current joint venture that is not named on the Declarations, but only if such joint venture meets all of the following criteria: a. Each and every one of the Named Insured's co-venturers are architectural, engineering or surveying firms only;and b. There is no other valid and collectible insurance purchased specifically to insure the joint venture. However, the Named Insured is an Insured only for the conduct of such Named Insured's business within such a joint venture. The Named Insured is not insured for liability arising out of the acts or omissions of other co- venturers, nor of their partners, members or employees. C. WHO IS AN INSURED is amended to delete its last paragraph and replace it with the following: Except as provided under this Architects, Engineers And Surveyors General Liability Extension Endorsement or by the attachment of another endorsement(if any), no person or organization is an Insured with 0 respect to the conduct of any current or past partnership, joint venture or limited liability company that is not shown as a Named Insured in the Declarations. N 1 15. LEGAL LIABILITY — DAMAGE TO PREMISES / ALIENATED PREMISES / PROPERTY IN THE NAMED i INSURED'S CARE,CUSTODY OR CONTROL N s A. Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended to delete exclusion j. Damage to Property in its entirety and replace it with the following: This insurance does not apply to: j. Damage to Property Property damage to: '774t4. (1) Property the Named Insured owns, rents, or occupies, including any costs or expenses incurred by you, or any other person, organization or entity, for repair, replacement, enhancement, restoration or maintenance of such property for any reason, including prevention of injury to a person or damage to another's property; (2) Premises the Named Insured sells, gives away or abandons, if the property damage arises out of any SEE part of those premises; CNA74858XX(1-15) Policy No: 5088210281 Page 11 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement (3) Property loaned to the Named Insured; (4) Personal property in the care,custody or control of the Insured; (5) That particular part of real property on which the Named Insured or any contractors or subcontractors working directly or indirectly on the Named Insured's behalf are performing operations, if the property damage arises out of those operations; or (6) That particular part of any property that must be restored, repaired or replaced because your work was incorrectly performed on it. Paragraphs(1), (3)and (4)of this exclusion do not apply to property damage (other than damage by fire)to premises rented to the Named Insured or temporarily occupied by the Named Insured with the permission of the owner, nor to the contents of premises rented to the Named Insured for a period of 7 or fewer consecutive days.A separate limit of insurance applies to Damage To Premises Rented To You as described in LIMITS OF INSURANCE. Paragraph(2)of this exclusion does not apply if the premises are your work. Paragraphs (3), (4), (5) and (6) of this exclusion do not apply to liability assumed under a sidetrack agreement. Paragraph (6) of this exclusion does not apply to property damage included in the products-completed operations hazard. Paragraphs(3)and(4)of this exclusion do not apply to property damage to: i. tools, or equipment the Named Insured borrows from others, nor ii. other personal property of others in the Named Insured's care, custody or control while being used in the Named Insured's operations away from any Named Insured's premises. However, the coverage granted by this exception to Paragraphs(3)and (4)does not apply to: a. property at a job site awaiting or during such property's installation,fabrication, or erection; b. property that is mobile equipment leased by an Insured; c. property that is an auto, aircraft or watercraft; d. property in transit; or e. any portion of property damage for which the Insured has available other valid and collectible insurance, or would have such insurance but for exhaustion of its limits, or but for application of one of its exclusions. A separate limit of insurance and deductible apply to such property of others. See LIMITS OF INSURANCE as amended below. B. Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended to delete its last paragraph and replace it with the following: Exclusions c. through n. do not apply to damage by fire to premises while rented to a Named Insured or temporarily occupied by a Named Insured with permission of the owner, nor to damage to the contents of premises rented to a Named Insured for a period of 7 or fewer consecutive days. A separate limit of insurance applies to this coverage as described in LIMITS OF INSURANCE. CNA74858XX(1-15) Policy No: 5088210281 Page 12 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement C. The following paragraph is added to LIMITS OF INSURANCE: Subject to 5. above, $25,000 is the most the Insurer will pay under Coverage A for damages arising out of any one occurrence because of the sum of all property damage to borrowed tools or equipment, and to other personal property of others in the Named Insured's care, custody or control, while being used in the Named Insured's operations away from any Named Insured's premises. The Insurer's obligation to pay such property damage does not apply until the amount of such property damage exceeds $1,000. The Insurer has the right but not the duty to pay any portion of this $1,000 in order to effect settlement. If the Insurer exercises that right, the Named Insured will promptly reimburse the Insurer for any such amount. D. Paragraph 6., Damage To Premises Rented To You Limit, of LIMITS OF INSURANCE is deleted and replaced by the following: 6. Subject to Paragraph 5. above, (the Each Occurrence Limit), the Damage To Premises Rented To You Limit is the most the Insurer will pay under Coverage A for damages because of property damage to any one premises while rented to the Named Insured or temporarily occupied by the Named Insured with the permission of the owner, including contents of such premises rented to the Named Insured for a period of 7 or fewer consecutive days.The Damage To Premises Rented To You Limit is the greater of: a. $500,000; or b. The Damage To Premises Rented To You Limit shown in the Declarations. E. Paragraph 4.b.(1)(a)(ii)of the Other Insurance Condition is deleted and replaced by the following: (ii) That is property insurance for premises rented to the Named Insured, for premises temporarily occupied by the Named Insured with the permission of the owner; or for personal property of others in the Named Insured's care, custody or control; 16. LIQUOR LIABILITY Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended to delete the exclusion entitled Liquor Liability. This LIQUOR LIABILITY Provision does not apply to any person or organization who otherwise qualifies as an additional insured on this Coverage Part. ,73 17. MEDICAL PAYMENTS N A. LIMITS OF INSURANCE is amended to delete Paragraph 7. (the Medical Expense Limit) and replace it with the following: 7. Subject to Paragraph 5. above (the Each Occurrence Limit), the Medical Expense Limit is the most the Insurer will pay under Coverage C for all medical expenses because of bodily injury sustained by any one person. The Medical Expense Limit is the greater of: (1) $15,000 unless a different amount is shown here: ; or (2) the amount shown in the Declarations for Medical xpense Limit. B. Under COVERAGES, the Insuring Agreement of Coverage C — Medical Payments is amended to replace Paragraph 1.a.(3)(b)with the following: (b) The expenses are incurred and reported to the Insurer within three years of the date of the accident; and This Paragraph B.does not apply to medical expenses incurred in the state of Missouri. CNA74858XX(1-15) Policy No: 5088210281 Page 13 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement 18. NON-OWNED AIRCRAFT Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended as follows: The exclusion entitled Aircraft,Auto or Watercraft is amended to add the following: This exclusion does not apply to an aircraft not owned by any Named Insured, provided that: 1. the pilot in command holds a currently effective certificate issued by the duly constituted authority of the United States of America or Canada,designating that person as a commercial or airline transport pilot; 2. the aircraft is rented with a trained, paid crew to the Named Insured; and 3. the aircraft is not being used to carry persons or property for a charge. 19. NON-OWNED WATERCRAFT Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended to delete subparagraph (2) of the exclusion entitled Aircraft, Auto or Watercraft, and replace it with the following. This exclusion does not apply to: (2) a watercraft that is not owned by any Named Insured, provided the watercraft is: (a) less than 75 feet long; and (b) not being used to carry persons or property for a charge. 20. PERSONAL AND ADVERTISING INJURY—DISCRIMINATION OR HUMILIATION A. Under DEFINITIONS,the definition of personal and advertising injury is amended to add the following tort: • Discrimination or humiliation that results in injury to the feelings or reputation of a natural person. B. Under COVERAGES, Coverage B — Personal and Advertising Injury Liability, the paragraph entitled Exclusions is amended to: 1. delete the Exclusion entitled Knowing Violation Of Rights Of Another and replace it with the following: This insurance does not apply to: Knowing Violation of Rights of Another Personal and advertising injury caused by or at the direction of the Insured with the knowledge that the act would violate the rights of another and would inflict personal and advertising injury. This exclusion shall not apply to discrimination or humiliation that results in injury to the feelings or reputation of a natural person, but only if such discrimination or humiliation is not done intentionally by or at the direction of: (a) the Named Insured; or (b) any executive officer, director, stockholder, partner, member or manager (if the Named Insured is a limited liability company) of the Named Insured. 2. add the following exclusions: This insurance does not apply to: Employment Related Discrimination discrimination or humiliation directly or indirectly related to the employment, prospective employment, past employment or termination of employment of any person by any Insured. CNA74858XX(1-15) Policy No: 5088210281 Page 14 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement Premises Related Discrimination discrimination or humiliation arising out of the sale, rental, lease or sub-lease or prospective sale, rental, lease or sub-lease of any room, dwelling or premises by or at the direction of any Insured. Notwithstanding the above, there is no coverage for fines or penalties levied or imposed by a governmental entity because of discrimination. The coverage provided by this PERSONAL AND ADVERTISING INJURY —DISCRIMINATION OR HUMILIATION Provision does not apply to any person or organization whose status as an Insured derives solely from • Provision 1.ADDITIONAL INSURED of this endorsement;or • attachment of an additional insured endorsement to this Coverage Part. 21. PERSONAL AND ADVERTISING INJURY-CONTRACTUAL LIABILITY A. Under COVERAGES, Coverage B —Personal and Advertising Injury Liability, the paragraph entitled Exclusions is amended to delete the exclusion entitled Contractual Liability. B. Solely for the purpose of the coverage provided by this PERSONAL AND ADVERTISING INJURY - LIMITED CONTRACTUAL LIABILITY provision, the following changes are made to the section entitled SUPPLEMENTARY PAYMENTS—COVERAGES A AND B: 1. Paragraph 2.d. is replaced by the following: d. The allegations in the suit and the information the Insurer knows about the offense alleged in such suit are such that no conflict appears to exist between the interests of the Insured and the interests of the indemnitee; 2. The first unnumbered paragraph beneath Paragraph 2.f.(2)(b)is deleted and replaced by the following: So long as the above conditions are met, attorney's fees incurred by the Insurer in the defense of that indemnitee, necessary litigation expenses incurred by the Insurer, and necessary litigation expenses incurred by the indemnitee at the Insurer's request will be paid as defense costs. Such payments will not be deemed to be damages for personal and advertising injury and will not reduce the limits of insurance. C. This PERSONAL AND ADVERTISING INJURY-LIMITED CONTRACTUAL LIABILITY Provision does not apply if Coverage B—Personal and Advertising Injury Liability is excluded by another endorsement attached to this co Coverage Part. 0 1 This PERSONAL AND ADVERTISING INJURY - CONTRACTUAL LIABILITY Provision does not apply to any person or organization who otherwise qualifies as an additional insured on this Coverage Part. 22. PROPERTY DAMAGE—ELEVATORS A. Under COVERAGES, Coverage A — Bodily Injury and Property Damage Liability, the paragraph entitled Exclusions is amended such that the Damage to Your Product Exclusion and subparagraphs (3), (4) and (6) of mmm the Damage to Property Exclusion do not apply to property damage that results from the use of elevators. B. Solely for the purpose of the coverage provided by this PROPERTY DAMAGE — ELEVATORS Provision, the Other Insurance conditions is amended to add the following paragraph: This insurance is excess over any of the other insurance, whether primary, excess, contingent or on any other mmm basis that is Property insurance covering property of others damaged from the use of elevators. CNA74858XX(1-15) Policy No: 5088210281 Page 15 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement 23. RETIRED PARTNERS,MEMBERS, DIRECTORS AND EMPLOYEES WHO IS INSURED is amended to include as Insureds natural persons who are retired partners, members, directors or employees, but only for bodily injury, property damage or personal and advertising injury that results from services performed for the Named Insured under the Named Insured's direct supervision. All limitations that apply to employees and volunteer workers also apply to anyone qualifying as an Insured under this Provision. 24. SUPPLEMENTARY PAYMENTS The section entitled SUPPLEMENTARY PAYMENTS—COVERAGES A AND B is amended as follows: A. Paragraph 1.b. is amended to delete the $250 limit shown for the cost of bail bonds and replace it with a $5,000. limit; and B. Paragraph 1.d. is amended to delete the limit of $250 shown for daily loss of earnings and replace it with a $1,000. limit. 25. UNINTENTIONAL FAILURE TO DISCLOSE HAZARDS If the Named Insured unintentionally fails to disclose all existing hazards at the inception date of the Named Insured's Coverage Part,the Insurer will not deny coverage under this Coverage Part because of such failure. 26. WAIVER OF SUBROGATION -BLANKET Under CONDITIONS, the condition entitled Transfer Of Rights Of Recovery Against Others To Us is amended to add the following: The Insurer waives any right of recovery the Insurer may have against any person or organization because of payments the Insurer makes for injury or damage arising out of: 1. the Named Insured's ongoing operations; or 2. your work included in the products-completed operations hazard. However, this waiver applies only when the Named Insured has agreed in writing to waive such rights of recovery in a written contract or written agreement, and only if such contract or agreement: 1. is in effect or becomes effective during the term of this Coverage Part; and 2. was executed prior to the bodily injury, property damage or personal and advertising injury giving rise to the claim. 27. WRAP-UP EXTENSION: OCIP,CCIP,OR CONSOLIDATED(WRAP-UP)INSURANCE PROGRAMS Note: The following provision does not apply to any public construction project in the state of Oklahoma, nor to any construction project in the state of Alaska, that is not permitted to be insured under a consolidated (wrap-up) insurance program by applicable state statute or regulation. If the endorsement EXCLUSION — CONSTRUCTION WRAP-UP is attached to this policy, or another exclusionary endorsement pertaining to Owner Controlled Insurance Programs (O.C.I.P.) or Contractor Controlled Insurance Programs(C.C.I.P.) is attached,then the following changes apply: A. The following wording is added to the above-referenced endorsement: With respect to a consolidated (wrap-up) insurance program project in which the Named Insured is or was involved, this exclusion does not apply to those sums the Named Insured become legally obligated to pay as damages because of: CNA74858XX(1-15) Policy No: 5088210281 Page 16 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. 1 CNA CNA PARAMOUNT Architects, Engineers and Surveyors General Liability Extension Endorsement 1. Bodily injury, property damage, or personal or advertising injury that occurs during the Named Insured's ongoing operations at the project, or during such operations of anyone acting on the Named Insured's behalf; nor 2. Bodily injury or property damage included within the products-completed operations hazard that arises out of those portions of the project that are not residential structures. B. Condition 4.Other Insurance is amended to add the following subparagraph 4.b.(1)(c): This insurance is excess over: (c) Any of the other insurance whether primary, excess, contingent or any other basis that is insurance available to the Named Insured as a result of the Named Insured being a participant in a consolidated (wrap-up) insurance program, but only as respects the Named Insured's involvement in that consolidated (wrap-up) insurance program. C. DEFINITIONS is amended to add the following definitions: Consolidated (wrap-up) insurance program means a construction, erection or demolition project for which the prime contractor/project manager or owner of the construction project has secured general liability insurance covering some or all of the contractors or subcontractors involved in the project, such as an Owner Controlled Insurance Program (O.C.I.P.)or Contractor Controlled Insurance Program(C.C.I.P.). Residential structure means any structure where 30% or more of the square foot area is used or is intended to be used for human residency, including but not limited to: 1. single or multifamily housing, apartments, condominiums, townhouses, co-operatives or planned unit developments;and 2. the common areas and structures appurtenant to the structures in paragraph 1. (including pools, hot tubs, detached garages, guest houses or any similar structures). However,when there is no individual ownership of units, residential structure does not include military housing, college/university housing or dormitories, long term care facilities, hotels or motels. Residential structure also does not include hospitals or prisons. This WRAP-UP EXTENSION: OCIP, CCIP, OR CONSOLIDATED (WRAP-UP) INSURANCE PROGRAMS Provision does not apply to any person or organization who otherwise qualifies as an additional insured on this Coverage Part. N 00 1 N All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. - CNA74858XX(1-15) Policy No: 5088210281 Page 17 of 17 Endorsement No: 2 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT General Aggregate Limit - Per Location Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed as follows: I. For each single location, a separate Location General Aggregate Limit, equal to the amount of the General Aggregate Limit shown in the Declarations, is the most the Insurer will pay for the sum of: A. all damages under Coverage A, except damages because of bodily injury or property damage included in the products-completed operations hazard; and B. all medical expenses under Coverage C; that arise from occurrences or accidents which can be attributed solely to ongoing operations at that location. Such payments shall not reduce the General Aggregate Limit shown in the Declarations, nor the Location General Aggregate Limit applicable to any other location. II. All: 1. damages under Coverage B, regardless of the number of locations or projects involved; 2. damages under Coverage A, caused by occurrences which cannot be attributed solely to ongoing operations at a single location, except damages because of bodily injury or property damage included in the products- completed operations hazard; and 3. medical expenses under Coverage C caused by accidents which cannot be attributed solely to ongoing operations at a particular location, will reduce the General Aggregate Limit shown in the Declarations. Ill. The limits shown in the Declarations for Each Occurrence, for Damage To Premises Rented To You and for Medical Expense continue to apply, but will be subject to either the Location General Aggregate Limit or the General Aggregate Limit shown in the Declarations, depending on whether the occurrence can be attributed solely to ongoing operations at a single location. IV. When coverage for liability arising out of the products-completed operations hazard is provided, any payments for damages because of bodily injury or property damage included in the products-completed operations hazard will reduce the Products-Completed Operations Aggregate Limit shown in the Declarations, regardless of the number of N locations involved. O §F.-, V. For the purposes of this endorsement,the following Definition is added: § Location means premises owned by or rented to the Named Insured involving the same or connecting lots, or s premises whose connection is interrupted only by a street, roadway, waterway or right-of-way of a railroad. Location does not mean any operation or project away from premises owned by or rented to the Named Insured. VI. The provisions of LIMITS OF INSURANCE not otherwise modified by this endorsement shall continue to apply as stipulated. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA75059XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 3 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT General Aggregate Limit - Per Project Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed as follows: I. For each single construction or service project away from premises the Named Insured owns or rents, a separate Project General Aggregate Limit, equal to the amount of the General Aggregate Limit shown in the Declarations, is the most the Insurer will pay for the sum of: A. all damages under Coverage A, except damages because of bodily injury or property damage included in the products-completed operations hazard; and B. all medical expenses under Coverage C; that arise from occurrences or accidents which can be attributed solely to ongoing operations at that project. Such payments shall not reduce the General Aggregate Limit shown in the Declarations, nor the Project General Aggregate Limit applicable to any other project. II. All: A. damages under Coverage B, regardless of the number of locations or projects involved; B. damages under Coverage A, caused by occurrences which cannot be attributed solely to ongoing operations at a single project, except damages because of bodily injury or property damage included in the products- completed operations hazard; and C. medical expenses under Coverage C, caused by accidents which cannot be attributed solely to ongoing operations at a single project, will reduce the General Aggregate Limit shown in the Declarations. III. The limits shown in the Declarations for Each Occurrence, for Damage To Premises Rented To You and for Medical Expense continue to apply, but will be subject to either the Project General Aggregate Limit or the General Aggregate Limit shown in the Declarations, depending on whether the occurrence can be attributed solely to ongoing operations at a particular project. IV. When coverage for liability arising out of the products-completed operations hazard is provided, any payments for M damages because of bodily injury or property damage included in the products-completed operations hazard will 0 N reduce the Products-Completed Operations Aggregate Limit shown in the Declarations, regardless of the number of N projects involved. 1 V. If a single construction or service project away from premises owned by or rented to the Named Insured has been I abandoned and then restarted, or if the authorized contracting parties deviate from plans, blueprints, designs, s specifications or timetables, such project will still be deemed to be the same project. VI. The provisions of LIMITS OF INSURANCE not otherwise modified by this endorsement shall continue to apply as stipulated. All other terms and conditions of the Policy remain unchanged. mmm This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. EEE CNA75061 XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 4 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Blanket Additional Insured - Owners, Lessees or Contractors - with Products-Completed Operations Coverage Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed as follows: I. The WHO IS AN INSURED section is amended to add as an Insured any person or organization whom the Named Insured is required by written contract to add as an additional insured on this coverage part, including any such person or organization, if any, specifically set forth on the Schedule attachment to this endorsement. However, such person or organization is an Insured only with respect to such person or organization's liability for: A. unless paragraph B. below applies, 1. bodily injury, property damage, or personal and advertising injury caused in whole or in part by the acts or omissions by or on behalf of the Named Insured and in the performance of such Named Insured's ongoing operations as specified in such written contract; or 2. bodily injury or property damage caused in whole or in part by your work and included in the products- completed operations hazard, and only if a. the written contract requires the Named Insured to provide the additional insured such coverage; and b. this coverage part provides such coverage. B. bodily injury, property damage, or personal and advertising injury arising out of your work described in such written contract, but only if: 1. this coverage part provides coverage for bodily injury or property damage included within the products completed operations hazard; and 2. the written contract specifically requires the Named Insured to provide additional insured coverage under the 11-85 or 10-01 edition of CG2010 or the 10-01 edition of CG2037. II. Subject always to the terms and conditions of this policy, including the limits of insurance, the Insurer will not provide such additional insured with: M A. coverage broader than required by the written contract; or N O r B. a higher limit of insurance than required by the written contract. III. The insurance granted by this endorsement to the additional insured does not apply to bodily injury, property g damage, or personal and advertising injury arising out of: A. the rendering of, or the failure to render, any professional architectural, engineering, or surveying services, including: 1. the preparing, approving, or failing to prepare or approve maps, shop drawings, opinions, reports, surveys, field orders, change orders or drawings and specifications;and 2. supervisory, inspection,architectural or engineering activities; or B. any premises or work for which the additional insured is specifically listed as an additional insured on another endorsement attached to this coverage part. IV. Notwithstanding anything to the contrary in the section entitled COMMERCIAL GENERAL LIABILITY CONDITIONS, the Condition entitled Other Insurance, this insurance is excess of all other insurance available to the additional insured whether on a primary,excess, contingent or any other basis. However, if this insurance is required by written CNA75079XX (1-15) Policy No: 5088210281 Page 1 of 2 Endorsement No: 5 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Blanket Additional Insured - Owners, Lessees or Contractors - with Products-Completed Operations Coverage Endorsement contract to be primary and non-contributory, this insurance will be primary and non-contributory relative solely to insurance on which the additional insured is a named insured. V. Solely with respect to the insurance granted by this endorsement, the section entitled COMMERCIAL GENERAL LIABILITY CONDITIONS is amended as follows: The Condition entitled Duties In The Event of Occurrence, Offense,Claim or Suit is amended with the addition of the following: Any additional insured pursuant to this endorsement will as soon as practicable: 1. give the Insurer written notice of any claim, or any occurrence or offense which may result in a claim; 2. except as provided in Paragraph IV. of this endorsement, agree to make available any other insurance the additional insured has for any loss covered under this coverage part; 3. send the Insurer copies of all legal papers received, and otherwise cooperate with the Insurer in the investigation,defense, or settlement of the claim; and 4. tender the defense and indemnity of any claim to any other insurer or self insurer whose policy or program applies to a loss that the Insurer covers under this coverage part. However, if the written contract requires this insurance to be primary and non-contributory, this paragraph (4) does not apply to insurance on which the additional insured is a named insured. The Insurer has no duty to defend or indemnify an additional insured under this endorsement until the Insurer receives written notice of a claim from the additional insured. VI. Solely with respect to the insurance granted by this endorsement, the section entitled DEFINITIONS is amended to add the following definition: Written contract means a written contract or written agreement that requires the Named Insured to make a person or organization an additional insured on this coverage part, provided the contract or agreement: A. is currently in effect or becomes effective during the term of this policy; and B. was executed prior to: 1. the bodily injury or property damage;or 2. the offense that caused the personal and advertising injury for which the additional insured seeks coverage. Any coverage granted by this endorsement shall apply solely to the extent permissible by law. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA75079XX(1-15) Policy No: 5088210281 Page 2 of 2 Endorsement No: 5 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Blanket Additional Insured - Owners Lessees or Contractors - with Products-Completed Operations Coverage Schedule Attachment Name of Additional Insured Persons Or Organizations (As required by written contract per Paragraph I of endorsement CNA75079) WILLDAN GROUP, INC. N M O N O r 1 Locations of Covered Operations (As per the written contract of an additional insured person or organization listed above, and provided the location is within the coverage territoryof this coverage art. $ 9 9 part.) CNA75080XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 6 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Waiver of Transfer of Rights of Recovery Against Others to the Insurer Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART SCHEDULE Name Of Person Or Organization: ANY PERSON OR ORGANIZATION WITH WHOM YOU HAVE AGREED IN WRITING IN A CONTRACT OF AGREEMENT TO WAIVE ANY RIGHT OF RECOVERY AGAINST SUCH PERSON OR ORGANIZATION, BUT ONLY IF THE CONTRACT OR AGREEMENT: 1. IS IN EFFECT OR BECOMES EFFECTIVE DURING THE TERM OF THIS POLICY; AND 2. WAS EXECUTED PRIOR TO LOSS. Information required to complete this Schedule, if not shown above,will be shown in the Declarations. It is understood and agreed that the condition entitled Transfer Of Rights Of Recovery Against Others To The Insurer is amended by the addition of the following: Solely with respect to the person or organization shown in the Schedule above, the Insurer waives any right of recovery the Insurer may have against such person or organization because of payments the Insurer makes for injury or damage arising out of the Named Insured's ongoing operations or your work done under a contract with that person or organization and included in the products-completed operations hazard. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA75008XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 7 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Fungi / Mold / Mildew/ Yeast/ Microbe Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE FORM It is understood and agreed that the policy is amended as follows: I. Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions, is amended to add the following exclusion: This insurance does not apply to: A. bodily injury arising out of or relating to, in whole or in part, the actual, alleged or threatened inhalation of, ingestion of, contact with, exposure to, existence of, or growth or presence of any fungi or microbes on or within a building or structure, or on or within any contents of a building or structure. This exclusion applies regardless of any other cause or event that contributes concurrently or in any sequence to such injury; B. property damage arising out of or relating to the actual, alleged or threatened contact with, exposure to, existence of, or growth or presence of any fungi or microbes on or within a building or structure, or on or within any contents of a building or structure; or C. any loss, cost or expense arising out of or relating to the testing for, monitoring, cleaning up, removing, containing, treating, detoxifying, neutralizing, remediating, disposing of, or in any way responding to or assessing the effects of, fungi or microbes, by any Insured or by anyone else. This exclusion applies regardless of any other cause or event that contributes concurrently or in any sequence to such loss,cost or expense. However,this exclusion does not apply to: i. any fungi or microbes that are,are on,or are contained in, a good or product intended for bodily consumption;or ii. microbes that were transmitted directly from person to person. II. Under COVERAGES, Coverage B—Personal And Advertising Injury Liability, the paragraph entitled Exclusions, is amended to add the following exclusion: This insurance does not apply to: A. personal and advertising injury arising out of or relating to, in whole or in part, the actual, alleged or threatened inhalation of, ingestion of, contact with, exposure to, existence of, or growth or presence of any fungi or microbes on or within a building or structure, or on or within any contents of a building or structure; N co B. anyloss, cost or expense arisingout of or relatingto the testingfor, monitoring, cleaningu removing, P 9� P� containing, treating, detoxifying, neutralizin remediating, disposing of, or in anywayresponding to or assessing g 9� 9� P 9 P 9 the effects of,fungi or microbes, by any Insured or by anyone else. 0 This exclusion applies regardless of any other cause or event that contributes concurrently or in any sequence to such injury or damage, loss, cost or expense. However,this exclusion does not apply to: i. any fungi or microbes that are,are on,or are contained in, a good or product intended for bodily consumption; or ERE ii. microbes that were transmitted directly from person to person. ---=-= III. As used herein: A. fungi means any form of fungus, including but not limited to yeast, mold, mildew, rust, smut or mushroom, and including any spores, mycotoxins, odors, or any other substances, products, or byproducts produced by, released by or arising out of the current or past presence of fungi. MEE CNA74708XX(1-15) Policy No: 5088210281 Page 1 of 2 Endorsement No: 8 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Fungi / Mold I Mildew/ Yeast/ Microbe Exclusion Endorsement B. microbe means any non-fungal microorganism, or non-fungal, colony-form organism, that causes infection or disease. Microbe includes any spores, mycotoxins, odors or any other substances, products or byproducts produced by, released by or arising out of the current or past presence of microbes. IV. The following Condition is added: Arbitration For property damage, the determination of what portion of a loss is attributable to fungi and microbes, and what portion is not, shall be made by the Insurer. If the Named Insured disagrees with that determination, the Named Insured and by the Insurer agree to submit to binding arbitration according to the Commercial Arbitration Rules of the American Arbitration Association, or according to such other rules as the Named Insured and the Insurer agree to. If binding arbitration of insurance disputes is not allowed in the state where the Named Insured is incorporated (or, if the Named Insured is not a corporation, the state where the Named Insured is domiciled), then arbitration shall be non-binding, and shall only proceed if both the Named Insured and the Insurer agree to enter into it. The arbitration will be held in the county where the Named Insured is headquartered, or at such other location as may be jointly agreed to by the Named Insured and the Insurer. Each party will bear its own arbitration costs. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA74708XX(1-15) Policy No: 5088210281 Page 2 of 2 Endorsement No: 8 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employment-Related Practices Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability and Coverage B— Personal And Advertising Injury Liability, the paragraphs entitled Exclusions, are amended to add the following exclusion: This insurance does not apply to: Bodily injury or personal and advertising injury to: (1) a person arising out of any: (a) refusal to employ that person; (b) termination of that person's employment; or (c) employment-related practices, policies, acts or omissions, such as coercion, demotion, evaluation, reassignment, discipline, defamation, harassment, humiliation, discrimination or malicious prosecution directed at that person; or (2) the spouse, child, parent, brother or sister of that person as a consequence of bodily injury to that person at whom any of the employment-related practices described in Paragraphs(a), (b),or(c)above is directed. This exclusion applies: (1) whether the injury-causing event described in Paragraphs(a), (b) or(c) above occurs before employment, during employment or after employment of that person; (2) whether the Insured may be liable as an employer or in any other capacity; and (3) to any obligation to share damages with or repay someone else who must pay damages because of the injury. However, solely with respect to Coverage A, this exclusion does not apply to physical injury a person sustains during a job interview while attempting to demonstrate a physical capability or skill required by the job. L. 0 All other terms and conditions of the Policy remain unchanged. N O r N 1 This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect § on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and g expires concurrently with said Policy. MEE - CNA74761 XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 9 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Total Pollution Exclusion with a Building Heating, Cooling and Dehumidifying Exception and a Hostile Fire Exception Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability,the paragraph entitled Exclusions is amended to delete the exclusion entitled Pollution, in its entirety, and replace it with the following: This insurance does not apply to: Pollution (1) Bodily injury or property damage which would not have occurred in whole or in part but for the actual, alleged or threatened discharge, dispersal, seepage, migration, release or escape of pollutants at any time. This exclusion does not apply to: (a) bodily injury if sustained within a building which is or was at any time owned or occupied by, or rented or loaned to, any Insured and caused by smoke,fumes,vapor or soot produced by or originating from equipment that is used to heat, cool or dehumidify the building, or equipment that is used to heat water for personal use, by the building's occupants or their guests; or (b) bodily injury or property damage arising out of heat, smoke or fumes from a hostile fire, unless that hostile fire occurred or originated: (i) At any premises,site or location which is or was at any time used by or for any Insured or others for the handling, storage, disposal, processing or treatment of waste;or (ii) At any premises,site or location on which any Insured or any contractors or subcontractors working directly or indirectly on any Insured's behalf are performing operations if the operations are to test for, monitor, clean up, remove, contain, treat, detoxify, neutralize, or in any way respond to or assess the effects of, pollutants. (2) Any loss,cost or expense arising out of any: (a) Request, demand,order or statutory or regulatory requirement that any Insured or others test for, monitor, clean up, remove, contain,treat, detoxify or neutralize, or in any way respond to or assess the effects of, pollutants; or 4 (b) Claim by or on behalf of a governmental authority for damages because of testing for, monitoring, cleaning up, N removing, containing, treating, detoxifying or neutralizing, or in any way responding to or assessing the effects of, 0 pollutants. ON O All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. mmm — CNA74768XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 10 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Contractors - Professional Liability Limited Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability and Coverage B— Personal And Advertising Injury Liability, the paragraphs entitled Exclusions, are amended to add the following exclusion This insurance does not apply to bodily injury, property damage or personal and advertising injury arising out of the rendering of or failure to render any professional services by the Named Insured. As used herein, professional services means engineering, architectural or surveying services in the Named Insured's capacity as an engineer, architect or surveyor. Such professional services include: 1. preparing, approving, or failing to prepare or approve, maps, shop drawings, opinions, reports, surveys, field orders, change orders, or drawings and specifications; and 2. supervisory or inspection activities performed as part of any related architectural or engineering activities. This exclusion does not apply to the Named Insured's operations in connection with construction work performed by the Named Insured or on the Named Insured's behalf. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. 0 0 N O r N OD 1 N 8 EEE -.-= ____ ..... === ... CNA74802XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 11 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Residential Construction Defect Products/Completed Operations Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed as follows: I. Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions, is amended to add the following exclusion: This insurance does not apply to property damage that: A. is included within the products/completed operations hazard; B. arises out of defective construction of all or any part of a residential structure;and C. is reported to the Insurer more than 12 months after your work is deemed completed on the project from which the property damage allegedly arises. II. As used herein: A. your work will be deemed completed at the earliest of the following times: 1. when all of the work called for in the Named Insured's contract has been completed; 2. when all of the work to be done at the job site has been completed if the Named Insured's contract calls for work at more than one job site; or 3. when that part of the work done at a job site has been put to its intended use by any person or organization other than another contractor or subcontractor working on the same project. Work that may need service, maintenance,correction, repair or replacement, but which is otherwise complete,will be treated as completed. B. construction means any and all aspects of the erection or demolition of structures, including but not limited to design, specifications, planning, building, materials, supervision or observation of construction. Construction also includes new construction, conversion, reconstruction, rehabilitation, renovation, remodeling, repair or maintenance. C. defective construction means any actual or alleged deficiency in construction. D. residential structure means any structure where 30%or more of the square foot area is used or is intended to be used for human residency, including but not limited to: 1. single or multifamily housing, apartments, condominiums, townhouses, co-operatives or planned unit $ developments;and 2. the common areas and structures appurtenant to the structures in paragraph 1. (including pools, hot tubs, detached garages,guest houses or any similar structures). However, when there is no individual ownership of units, residential structure does not include military housing, college/university housing or dormitories, long term care facilities, hotels or motels. Residential structure also does not include hospitals or prisons. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA74862XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 12 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Construction Wrap-Up Program Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability and Coverage B— Personal And Advertising Injury Liability, the paragraphs entitled Exclusions, are amended to add the following exclusion: This insurance does not apply to bodily injury, property damage or personal and advertising injury arising out of any current or completed operation performed by the Named Insured or on the Named Insured's behalf which is or was insured under a consolidated(wrap-up)insurance program. This exclusion applies whether or not the consolidated (wrap-up)insurance program: A. provides coverage identical to that provided by this Coverage Part; B. has limits adequate to cover all claims;or C. remains in effect. Consolidated (wrap-up) insurance program means a construction, erection or demolition project for which the prime contractor/project manager or owner of the project has secured general liability insurance covering some or all of the contractors or subcontractors involved in the project. Consolidated (wrap-up) insurance program includes an Owner Controlled Insurance Program (O.C.I.P.)or a Contractor Controlled Insurance Program (C.C.I.P.). All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. r O GD gO 8 ggg ===-- CNA74863XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 13 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Exterior Finish System Products/Completed Operations Property Damage Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that: I. Under COVERAGES, Coverage A — Bodily Injury And Property Damage Liability, the paragraph entitled Exclusions, is amended to add the following exclusion: This insurance does not apply to: Property damage included in the products-completed hazard arising out of, caused by, or attributable to,whether in whole or in part, an exterior finish system or any part thereof, or any substantially similar system or any part thereof, including the application or use of conditioners, primers, accessories,flashings, coatings,caulkings or sealants in connection with such system. II. The section entitled DEFINITIONS is amended to add the following new definition: Exterior finish system means a synthetic exterior wall cladding system that is intended to be water tight at the outside surface and designed to consist of: a. A backer board that is attached to any building surface or substrate; b. An integrally reinforced base coat on the face of the backer board; c. A protective finish applied to the surface of the base coat; and d. Applicable accessories,flashings, coatings, caulking and sealants that interact to form an energy efficient wall. As used herein, backer board includes but is not limited to insulation board, foam board, cement board, cementitious backer board, plywood, oriented strand board,any gypsum based board, metal sheet,concrete block or concrete. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect N 1 on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and i expires concurrently with said Policy. O O mmm CNA74892XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 14 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Engineers, Architects or Surveyors Professional Liability Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed that under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability and Coverage B—Personal And Advertising Injury Liability,the paragraphs entitled Exclusions, are amended to add the following exclusion: This insurance does not apply to bodily injury, property damage or personal and advertising injury arising out of the rendering of or failure to render any professional services by the Named Insured or any engineer, architect or surveyor who is either employed by the Named Insured or performing work on the Named Insured's behalf in such capacity. Professional services include: A. the preparing,approving, or failing to prepare or approve, maps, shop drawings, opinions, reports, surveys,field orders, change orders or drawings and specifications; and B. supervisory, inspection, architectural or engineering activities. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. O MEEQNpp OD r ' 8 CNA7498OXX (1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 15 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Exclusion - Access or Disclosure of Confidential or Personal Information and Data-Related Liability - with Limited Bodily Injury Exception Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART It is understood and agreed as follows: I. Under COVERAGES, Coverage A—Bodily Injury And Property Damage Liability,the paragraph entitled Exclusions,the exclusion entitled Electronic Data is deleted in its entirety and replaced with the following: This insurance does not apply to: Access Or Disclosure Of Confidential Or Personal Information And Data-related Liability Damages arising out of: (1) any access to or disdosure of any person's or organization's confidential or personal information, including patents,trade secrets, processing methods, customer lists,financial information, credit card information, health information or any other type of nonpublic information; or. (2) the loss of, loss of use of, damage to, corruption of, inability to access, or inability to manipulate electronic data. This exclusion applies even if damages are claimed for notification costs,credit monitoring expenses,forensic expenses, public relation expenses or any other loss, cost or expense incurred by the Named Insured or others arising out of that which is described in Paragraph(1)or(2)above. However, unless Paragraph(1)above applies,this exclusion does not apply to damages because of bodily injury. As used herein, electronic data means information, facts or programs stored as or on, created or used on, or transmitted to or from computer software, including systems and applications software, hard or floppy disks, CD- ROMs, tapes, drives, cells, data processing devices or any other media which are used with electronically controlled equipment. II. Under COVERAGES,Coverage B—Personal And Advertising Injury Liability,the paragraph entitled Exclusions is amended to add the following exclusion: N Access Or Disclosure Of Confidential Or Personal Information it O N This insurance does not apply to personal and advertising injury arising out of any access to or disclosure of any person's or organization's confidential or personal information, including patents,trade secrets, processing methods, 1 customer lists,financial information, credit card information, health information or any other type of nonpublic § information. N s This exclusion applies even if damages are claimed for notification costs, credit monitoring expenses,forensic expenses, public relations expenses or any other loss, cost or expense incurred by the Named Insured or others arising out of any access to or disclosure of any person's or organization's confidential or personal information. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. —M- - CNA75089XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 16 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNACNA PARAMOUNT Professional Services Employee Benefits Liability Coverage Part Declarations Policy Number: 5088210281 1. Named Name: WILLDAN GROUP, INC. Insured and mailing address Address: 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 2. Type of Organization Corporation 3. Limits of Insurance, Each Employee Limit $1,000,000 Deductible Employee Benefits Liability-all claims in the aggregate limit $1,000,000 Deductible-Each Employee $1,000 4. Premium, Surcharges Taxes and Fees at Issuance Total Premium for this Coverage Part Total Premium,Surcharges Taxes and Fees for this Coverage Part Your Premium includes the following amount for Certified Acts of Terrorism 5. Audit Period: Annual CNA7 4 6 9 3XX 01-15 Page 1 of 1 Copyright CNA All Rights Reserved. CNA PARAMOUNT CNA Additional Declarations — Employee Benefits Liability Schedule of Locations and Coverages Policy Number: 5088210281 Location Level Location Number Location Address: 1 2401 E KATELLA AVE #300 ANAHEIM, CA 92806 ExposurePremium Rate Estimated Coverage/Hazard DescriptionBasis Premium Each Employee Benefits Liability Employee Incl Location Sub-Total CNA7 513 3XX 01-15 Page 1 of 1 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence 1. COVERAGE The Insurer will pay those sums up to the applicable limit of insurance that the Insured becomes legally obligated to pay as damages as a result of a covered claim for an act, error or omission negligently committed in the administration of the Named Insured's employee benefit program provided that such act, error or omission: A. takes place in the coverage territory; B. was committed during the policy period; and C. prior to the effective date of the policy period: 1. no authorized insured knew or should have known of a claim or circumstance; 2. no Insured had given notice to a prior insurer of any related claim. The Insurer will pay all defense costs in connection with a covered claim. Such defense costs are in addition to the limits of insurance. II. DUTY TO DEFEND The Insurer has the right and duty to defend in the Insured's name and on the Insured's behalf any covered suit even if any of the allegations of such suit are groundless, false or fraudulent. The Insurer shall have the right to appoint counsel and to make such investigation and settlement of a claim as is deemed necessary by the Insurer. If a claim is subject to an arbitration proceeding or mediation proceeding, the Insurer shall be entitled to exercise all of the Insured's rights in the choice of arbitrators or mediators and in the conduct of an arbitration proceeding or mediation proceeding involving such claim. The Insurer is not obligated to investigate, defend, pay or settle, or continue to investigate, defend, pay or settle a claim after the applicable limit of the Insurer's liability has been exhausted by payment of damages. III. EXCLUSIONS This insurance does not apply to: A. Bodily Injury, Property Damage,or Personal and Advertising Injury any bodily injury, property damage or personal and advertising injury. B. Dishonest, Fraudulent,Criminal or Malicious Act Damages any intentional, dishonest, fraudulent, criminal or malicious act, error or omission, committed by any insured, including the willful or reckless violation of any statute. C. Employment-Related Practices any wrongful termination of employment, discrimination,or other employment-related practices. D. ERISA/Internal Revenue Code any act, error or omission in the Insured's capacity as a fiduciary under: 1. the Employee Retirement Income Security Act of 1974, as now or hereafter amended, or by any similar federal, state or local laws; or 2. the Internal Revenue Code of 1986 as now or hereafter amended. E. Failure to Perform a Contract any failure of performance of contract by any insurer. F. Inadequacy of Performance of Investment/Advice Given with Respect to Participation any: 1. failure of any investment to perform; CNA74721 XX 01-15 Page 1 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence 2. errors in providing information on past performance of investment vehicles; or 3. advice given to any person with respect to that person's decision to participate or not to participate in any plan included in the employee benefit program. G. Insufficiency of Funds any insufficiency of funds to meet any obligations under any plan included in the employee benefit program. H. Workers'Compensation and Similar Laws any failure to comply with the mandatory provisions of any workers' compensation, unemployment compensation insurance, social security or disability benefits law or any similar law. IV. LIMITS OF INSURANCE AND DEDUCTIBLE A. Limits of Insurance 1. Related Claims All related claims,whenever made, shall be considered a single claim first made during the policy period in which the earliest claim was first made. 2. Limit of insurance—each employee Subject to paragraph 2. below,the Insurer's limit of insurance for damages for all covered claims made by or behalf of any one employee including such employee's dependents or beneficiaries, shall not exceed the amount stated in the Coverage Part Declarations as"Employee Benefits Liability-each employee". 3. Limit of insurance-all claims in the aggregate The Insurer's limit of insurance for damages for all covered claims shall not exceed the amount stated in the Coverage Part Declarations as"Employee Benefits Liability—all claims in the aggregate", regardless of the number of employees. 4. Multiple insureds, claims, and claimants The limits of insurance shown in the Coverage Part Dedarations and subject to the provisions of this policy, is the most the Insurer will pay as damages regardless of the number of Insureds, claims made or reported, persons or entities making claims, acts,errors or omission which result in damages or defense costs; employee benefit plans. B. Deductible 1. The Insurer's obligation to pay damages on behalf of the Insured applies only to the amount of damages in excess of the deductible amount stated on the Coverage Part Declarations as applicable to each employee including such employee's dependents or beneficiaries. The limits of insurance shall not be reduced by the amount of this deductible. 2. The deductible amount stated on the Coverage Part Declarations applies to all damages sustained by any one employee including such employee's dependents and beneficiaries, because of all acts, errors or omissions to which this insurance applies. 3. The Insurer may pay any part or all of the deductible amount to effect settlement of any claim and, upon notification of the action taken, the Insured shall promptly reimburse the Insurer for such part of the deductible amount as the Insurer has paid. The Limits of Insurance of this coverage part apply separately to each consecutive annual period and to any remaining period of less than 12 months, starting with the beginning of the policy period shown in the Policy Declarations, unless the policy period is extended after issuance for an additional period of less than 12 months. In that case,the additional period will be deemed part of the last preceding period for purposes of determining the Limits of Insurance. CNA74721 XX 01-15 Page 2 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence V. CONDITIONS Assistance and Cooperation If there is a claim the Insured must: A. forward to the Insurer or its designee, copies of the papers and documents, if any,which inform the Insured of a claim, including all notices, summonses or other processes regarding legal proceedings; B. fully cooperate with the Insurer or its designee in all investigations,the making of settlements, the conduct of suits or other proceedings,enforcing any right of contribution or indemnity against another who may be liable to the Insured because of the claim. The Insured shall attend hearings and trials, assist in securing and giving evidence, and obtaining the attendance of witnesses. Concealment,Misrepresentation and Fraud No concealment, misrepresentation or fraud shall avoid or defeat recovery under this coverage part unless such concealment, misrepresentation or fraud was material. Concealment, misrepresentation or fraud in the procurement of this coverage part which if known by the Insurer would have led to refusal by the Insurer to make this contract or provide coverage, or to make this contract or provide coverage on different terms or conditions,will be deemed material. Estates,Legal Representatives and Spouses The estates, heirs, legal representatives and spouse of any natural person Insured shall also be insured under this coverage part; provided, however, coverage is afforded to such estates, heirs, legal representatives, and spouse only for claims arising solely out of their capacity or status as such and, in the case of a spouse, where such claim seeks damages from marital community property, jointly held property or property transferred from such natural person Insured to such spouse. No coverage is provided for any act, error or omission of an estate, heir, legal representative, or spouse outside the scope of such person's capacity or status as such. Notice of Claims and Circumstances A. Notice of Circumstances The Insured must see to it that the Insurer is notified promptly of any circumstance. To the extent possible, notice should include: N 1. how,when and where the act,error or omission took place; 2. the names and addresses of any injured persons or organizations and witnesses; and 3. the nature and location of any injury or damage arising out of the occurrence or offense. B. Notice of Claims If a claim is made against any Insured,the Insured must: 1. immediately record the specifics of the claim and the date received; and 2. notify the Insurer in writing as soon as possible. C. The Insured must: 1. immediately send the Insurer copies of any demands, notices, summonses or legal papers received in connection with the claim; 2. authorize the Insurer to obtain records and other information. D. no Insureds will, except at their own cost, voluntarily make a payment, assume any obligation, or incur any expense without the Insurer's consent. CNA74721 XX 01-15 Page 3 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence Other Insurance If other valid and collectible insurance is available to the Insured for loss insured under this coverage part,the Insurer's obligations are limited as follows: A. Primary Insurance This insurance is primary.The Insurer's obligations are not affected unless any of the other insurance is also primary.Then,the Insurer will share with all that other insurance by the method described in Paragraph b.below. B. Method of Sharing If all of the other insurance permits contribution by equal shares,the Insurer will follow this method also. Under this approach each insurer contributes equal amounts until it has paid its applicable limit of insurance or none of the loss remains,whichever comes first. If any of the other insurance does not permit contribution by equal shares,the Insurer will contribute by limits. Under this method,each insurer's share is based on the ratio of its applicable limit of insurance to the total applicable limits of insurance of all insurers. Premium Audit A. The Insurer will compute all premiums for this coverage part in accordance with the Insurer rules and rates. B. Premium shown in this coverage part as advance premium is a deposit premium only.At the close of each audit period the Insurer will compute the earned premium for that period and send notice to the First Named Insured. The due date for audit and retrospective premiums is the date shown as the due date on the bill. If the sum of the advance and audit premiums paid for the policy term is greater than the earned premium, the Insurer will return the excess to the First Named Insured. C. The First Named Insured must keep records of the information the Insurer need for premium computation, and send the Insurer copies at such times as the Insurer may request. Separation of Insureds Except with respect to the Limits of Insurance, and any rights or duties specifically assigned in this policy to the First Named Insured,this insurance applies: A. as if each Named Insured were the only Named Insured; and B. separately to each Insured against whom a claim is made. Transfer of Rights of Recovery If any Insured for whom payment is made by the Insurer under this policy has rights to recover amounts from another, those rights are transferred to the Insurer to the extent of its payment. The Insured must do everything necessary after loss to secure the Insurer's rights and must do nothing to prejudice such rights. VI.DEFINITIONS Administration means: A. providing information to employees, including their dependents and beneficiaries,with respect to eligibility for or scope of employee benefit programs; B. handling records in connection with the employee benefit program; or C. effecting,continuing or terminating any employee's participation in any benefit included in the employee benefit program. However,administration does not include handling payroll deductions. CNA74721XX 01-15 Page 4 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence Advertisement means a notice that is broadcast or published to the general public or specific market segments about the Named Insured's goods, products or services for the purpose of attracting customers or supporters. For the purposes of this definition: A. notices that are published include material placed on the Internet or on similar electronic means of communication; and B. regarding web-sites,only that part of a web-site that is about the Named Insured's goods, products or services for the purposes of attracting customers or supporters is considered an advertisement. Authorized Insured means any executive officer, member of the Named Insured's human resources, risk management or in-house general counsel's office, or any employee authorized by the Named Insured to give or receive notice of a claim. Bodily injury means physical injury, sickness or disease sustained by a person, including death, humiliation, shock, mental anguish or mental injury by that person at any time which results as a consequence of the bodily injury, sickness or disease. Cafeteria plans means plans authorized by applicable law to allow employees to elect to pay for certain benefits with pre-tax dollars. Claim means: A. suit; or B. a written or oral demand for damages alleging negligent acts, errors or omissions committed in the administration of the Named Insured's employee benefit plans. Circumstance means an act, error or omission reported during the policy period from which an executive officer reasonably expects that a claim could be made. Coverage part means only those coverage parts designated as included in the Schedule of Forms and Endorsements. Coverage territory means: 0 A. the United States of America(including its territories and possessions), Puerto Rico and Canada; B. international waters or airspace, but only if the injury or damage occurs in the course of travel or transportation N co between any places included in Paragraph A.above. 1 Damages means the amount an Insured is legally obligated to pay, either through: A. final adjudication of a covered claim; or B. through compromise or settlement of a covered claim with the Insurer's written consent or direction. In addition, damages includes the above mentioned sums only after deducting all other recoveries and salvages. However, damages does not include with respect to any claim; 1. restitution, return or disgorgement of fees, costs and expenses paid or incurred or charged by an Insured, no matter whether claimed as restitution of specific funds,forfeiture,financial loss, set-off or otherwise, and injuries that are a consequence of any of the foregoing; 2. civil or criminal fines, sanctions, penalties forfeitures, or taxes whether pursuant to statute, regulation or court rule, including those imposed under the Internal Revenue Code; 3. the multiplied portion of multiplied awards imposed pursuant to any statute or regulation requiring such awards; 4. injunctive or declaratory relief; CNA74721 XX 01-15 Page 5 of 8 Copyright CNA AU Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence 5. any amount that is not insurable under any applicable law; or 6. plaintiffs attorney fees associated with any of the above; 7. any amounts for benefits to the extent that such benefits are available,with reasonable effort and cooperation of the Insured,from the applicable funds accrued or other collectible insurance; or 8. any amounts that exceed the limits and restrictions that apply to the payment of benefits in any plan included in the employee benefit program. Defense costs mean: A. reasonable and necessary fees, costs, and expenses incurred by the Insurer or consented to by the Insurer and incurred by the Named Insured in the defense or appeal of a covered suit or in the investigation of any covered claim, and includes premium for appeal bonds arising out of a covered judgment, attachment bonds or similar bonds, but only for bond amounts up to the applicable limit of insurance. B. prejudgment interest awarded against an Insured on that part of a judgment covered by this coverage part. If the Insurer makers an offer to pay the applicable limit of insurance, the Insurer will not pay any prejudgment interest based on that period of time after the offer. C. post judgment interest which accrues after entry of judgment, but before the Insurer has paid or offered to pay, or deposited in court that part of the judgment which is within the applicable limit of insurance of this coverage part. The amount of interest the Insurer pays will be in direct proportion to the amount of damages the Insurer pays in relation to the total amount of the judgment. D. all reasonable expenses incurred by a natural person Insured at the Insurer's request to assist the Insurer in the investigation or defense of the claim. This includes such Insured's actual loss of earnings up to $1000.00 per day, because of time off from work; E. all court costs taxed against the Insured in the suit. However, these payments do not include attorneys' fees or attorneys'expenses taxed against the Insured. Payment of defense costs will not reduce the limit of insurance. Employee means a person actively employed, formerly employed, on leave of absence or disabled, or retired. Employee includes a leased worker. Employee does not include a temporary worker. Employee benefit program means a program providing some or all of the following benefits to the employees whether provided through a cafeteria plan or otherwise: A. group life insurance, group accident or health insurance, dental, vision and hearing plans, and flexible spending accounts, provided that no one other than an employee may subscribe to such benefits and such benefits are made generally available to those employees who satisfy the plan's eligibility requirements; B. profit sharing plans, employee savings plans, employee stock ownership plans, pension plans and stock subscription plans, provided that no one other than an employee may subscribe to such benefits and such benefits are made generally available to all employees who are eligible under the plan for such benefits; C. unemployment insurance,social security benefits,workers'compensation and disability benefits; or D. vacation plans, including buy and sell programs; leave of absence programs, including military, maternity, family, and civil leave;tuition assistance plans;transportation and health club subsidies. Executive Officer means any natural person holding any of the following positions created by the Named Insured's charter,constitution, bylaws or any other similar governing document: A. director, officer,trustee or governor of a corporation. B. management committee member of a joint venture; C. partner of a partnership; CNA74721 XX 01-15 Page 6 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence D. manager of a limited liability company; E. trustee of a trust. An executive officer is not an employee. First Named Insured means the person or organization first listed as a Named Insured in the Declarations. Insured means any Named Insured and A. any natural person who was, is or becomes: 1. the Named Insured's executive officers, but only for the administration of the Named Insured's employee benefit program; or 2. the Named Insured's stockholders, but only with respect to their liability as stockholders. 3. the Named Insured's employees authorized to administer its employee benefit program; or 4. any natural person (including any employee), or any organization having proper temporary authorization to administer the Named Insured's employee benefit program, but only until an authorized legal representative is appointed on behalf of the Named Insured. B. any organization the Named Insured newly acquires or forms, other than a partnership or joint venture, and over which the Named Insured maintains ownership or majority interest, if there is no other similar insurance available to that organization. However: 1. coverage under this provision is afforded only until the 90th day after the Named Insured acquires or forms the organization or the end of the policy period,whichever is earlier;and 2. coverage does not apply to acts, errors or omissions that occurred before the Named Insured acquired or formed the organization. No person or organization is an insured with respect to the conduct of any current or past partnership or joint venture that is not shown as a Named Insured in the Declarations. In addition to the above, the estates, heirs, legal representatives or spouses of any of the Named Insured's executive officers or employees qualifying as an Insured are also insured pursuant to the condition entitled g Estates, Legal Representatives And Spouses. 0 Leased worker means a natural person leased to the Named Insured by a labor leasing firm under an agreement N between the Named Insured and the labor leasing firm,to perform duties related to the conduct of the Named L. Insured's business. Leased worker does not include a temporary worker. p ry 1 g Named Insured means the person or organization shown in the Declarations, and any other person or organization qualifying as a Named Insured under this coverage part. Occurrence means an accident, including continuous or repeated exposure to substantially the same general harmful conditions. - Personal and advertising injury means injury, including consequential bodily injury, arising out of one or more of the following offenses: A. false arrest, detention or imprisonment; B. malicious prosecution; C. wrongful eviction from,wrongful entry into, or the invasion of the right of private occupancy of a room, dwelling or premises that a natural person occupies committed by or on behalf of its owner, landlord or lessor; D. oral or written publication, in any manner, of material that slanders or libels a person or organization or disparages a person's or organization's goods, products or services; E. oral or written publication, in any manner, of material that violates a natural person's right of privacy; CNA74721 XX 01-15 Page 7 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Employee Benefits Liability Coverage Part - Occurrence F. the use of another's advertising idea in the Named Insured's advertisement; or G. infringing upon another's copyright or slogan in the Named Insured's advertisement. Policy period means the period of time from the effective date and time of this Policy to the date and time of termination as shown in the Policy Declarations,or its earlier cancellation date. Property damage means physical injury to: A. tangible property, including all resulting loss of use of that property. All such loss of use shall be deemed to occur at the time of the physical injury that caused it;or B. loss of use of tangible property that is not physically injured. All such loss of use shall be deemed to occur at the time of the occurrence that caused it. Related claims means all claims arising out of a single act, error or omission or arising out of related acts,errors or omissions negligently committed in the administration of the Insured Entity's employee benefits program. Spouse means any husband or wife or any person qualifying as a domestic partner under any federal, state or local laws or under the Named Insured's employee benefit plans or employee benefits program. Suit means a civil proceeding in which damages to which this insurance applies are alleged.Suit includes: A. an arbitration proceeding in which such damages are claimed and to which the Insured must submit or does submit with the Insurer's consent;or B. any other alternative dispute resolution proceeding in which such damages are claimed and to which the Insured submits with the Insurer's consent. Temporary worker means a worker who is furnished to the Named Insured to substitute for a permanent employee on leave or to meet seasonal or short-term workload conditions. Volunteer worker means a natural person who is not the Named Insured's employee, and who donates his or her work and acts at the direction of and within the scope of duties determined by the Named Insured, and is not paid a fee, salary or other compensation by the Named Insured or anyone else for their work performed for the Named Insured. CNA74721XX 01-15 Page 8 of 8 Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Bridge Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE PART It is understood and agreed as follows: I. The Common Terms and Conditions are amended to delete the sections entitled"Bankruptcy"and "No Suit Against Insurer"as the conditions section of the Coverage Part has more specific conditions of its own. II. The conditions section is amended to delete the condition entitled When We Do Not Renew. Please refer instead to Condition III.CANCELLATION/NONRENEWAL of the Common Terms and Conditions. III. The DEFINITIONS section is amended to add the following new definitions: Claim means: A. a suit; or B. a written or oral demand for damages alleging injury to which this insurance applies. Coverage part means only those coverage parts designated as included in the Schedule of Forms and Endorsements. Damages means the amount an Insured is legally obligated to pay, either through: A. final adjudication of a covered claim; or B. through compromise or settlement of a covered claim with the Insurer's written consent or direction. Defense costs means those amounts set forth under the SUPPLEMENTARY PAYMENTS section of any applicable coverage part. First Named Insured means the person or organization first listed as a Named Insured in the Declarations. Insured means those persons or organizations as set forth in the section entitled Who is an Insured. Named Insured means the persons or organizations named as such in the Dedarations and any other person or organization qualifying as a named insured under this policy. Policy period means the period of time from the effective date and time of this Policy to the date and time of termination as shown in the Policy Declarations, or its earlier cancellation date. Spouse means any husband or wife or any person qualifying as a domestic partner under any applicable federal, state or local laws or under the Named Insured's employee benefit plans. IV. Where the phrase"claim or suit"appears, it is deleted and replaced with the defined term claim. V. Any reference to"the Insurer" in this Policy refers to the company providing this insurance. All other terms and conditions of the Policy remain unchanged. _ This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA62646XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 17 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Cancellation / Non-Renewal — California Wherever used in this endorsement: 1) Insurer means "we", "us", "our" or the "Company" as those terms may be defined in the policy; and 2) Named Insured means the first person or entity named on the declarations page; and 3) "Insureds" means all persons or entities afforded coverage under the policy. Any cancellation, non-renewal or termination provisions in the policy are deleted in their entirety and replaced with the following: CANCELLATION AND NON-RENEWAL A. CANCELLATION 1. The Named Insured may cancel the policy at any time. To do so, the Named Insured must return the policy to the Insurer or any of its authorized representatives, indicating the effective date of cancellation; or provide a written notice to the Insurer, stating when the cancellation is to be effective. 2. If the policy has been in effect for less than sixty (60) days and is not a renewal the Insurer may cancel the policy for any reason by mailing or delivering written notice to the Named Insured, at the last mailing address known to the Insurer, and the producer of record. The notice of cancellation will be provided at least sixty (60) days prior to the effective date of cancellation except that in the case of cancellation for nonpayment of premiums the notice will be given no less than ten (10) days prior to the effective date of the cancellation. 3. If the policy has been in effect for more than sixty(60)days or if it is a renewal, effective immediately, the Insurer may not cancel the policy unless such cancellation is based on one or more of the following reasons: a. Nonpayment of premium, including payment due on a prior policy issued by the Insurer and due during the current policy term covering the same risks. b. A judgment by a court or an administrative tribunal that the Named Insured has violated any law of this state or of the United States having as one of its necessary elements an act which materially increases any of the risks insured against. c. Discovery of fraud or material misrepresentation by either of the following: (1) The Named Insured or Insured(s) or a representative of same in obtaining the insurance; or N (2) The Named Insured or his or her representative in pursuing a claim under the policy. d. Discoveryof willful or grosslynegligent acts or omissions, or of anyviolations of state laws or regulations establishing safety standards, by the Named Insured or Insured(s) or a representative of same,which materially increase any of the risks insured against. e. Failure by the Named Insured or Insured(s)or a representative of same to implement reasonable loss control requirements which were agreed to by the Named Insured as a condition of policy issuance or which were conditions precedent to the use by the Insurer of a particular rate or rating plan, if the failure materially increases any of the risks insured against. f. A determination by the commissioner that the loss of, or changes in, the Insurer's reinsurance covering all or part of the risk would threaten the financial integrity or solvency of the Insurer. g. A determination by the commissioner that a continuation of the policy coverage would place the Insurer in violation of the laws of this state or the state of its domicile or that the continuation of coverage would threaten the solvency of the Insurer. h. A change by the Named Insured or Insured(s) or a representative of same in the activities or property of the commercial or industrial enterprise which results in a material added risk, a materially increased risk or a materially changed risk, unless the added, increased, or changed risk is included in the policy. CNA62814CA(9-12) Policy No: 5088210281 Page 1 of 4 Endorsement No: 18 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Cancellation / Non-Renewal — California A notice of cancellation will be in writing and will be delivered or mailed to the Named Insured, at the last mailing address known to the Insurer, and the producer of record at least sixty (60) days prior to the effective date of cancellation. Where cancellation is for nonpayment of premium, notice shall be given no less than ten (10)days prior to the effective date of cancellation. 4. The notice will state the actual reason for the cancellation. 5. Notice of cancellation will state the effective date of cancellation. The policy period will end on that date. 6. If notice is mailed, proof of mailing will be sufficient proof of notice. B. PREMIUM REFUND If this policy is cancelled, the Insurer will send the Named Insured any premium refund due. If the Insurer cancels the refund will be pro rata. If the Named Insured cancels, the refund may be less than pro rata. The cancellation will be effective even if the Insurer has not made or offered a refund. C. NON-RENEWAL 1. The Insurer can non-renew the policy by giving written notice to the Named Insured, at the last mailing address known to the Insurer, and the producer of record at least sixty (60) days but not more than one hundred twenty(120)days before the expiration date. 2. The notice of non-renewal will state the actual reason for non-renewal. 3. If notice is mailed, proof of mailing will be sufficient proof of notice. 4. A notice of non-renewal will not be required in any of the following situations: a. The transfer of, or renewal of, a policy without change in its terms or conditions or the rate on which the premium is based between insurers that are members of the same insurance group. b. The policy has been extended for ninety (90) days or less, if the notice required has been given prior to the extension. c. The Named Insured has obtained replacement coverage or has agreed, in writing, within sixty (60)days of the termination of the policy,to obtain that coverage. d. The policy is for a period of no more than sixty (60) days and the Named Insured is notified at the time of issuance that it may not be renewed. e. The Named Insured requests a change in the terms or conditions or risks covered by the policy within sixty(60)days prior to the end of the policy period. f. The Insurer has made a written offer to the Named Insured, within the prescribed time period, to renew the policy under changed terms or conditions or at a changed premium rate, where the increase is more than 25%.As used herein, "terms or conditions"includes, but is not limited to, a reduction in limits,elimination of coverages,or an increase in deductibles. 5. In the case of conditional renewal, failure of the Named Insured to satisfy conditions provided by the Insurer for renewal, by the expiration date of the policy or sixty(60) days after mailing or delivery of such notice,whichever is later,the conditional renewal shall be treated as an effective non-renewal. CNA62814CA(9-12) Policy No: 5088210281 Page 2 of 4 Endorsement No: 18 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Cancellation / Non-Renewal — California D. CONDITIONAL RENEWAL 1. If the policy has been in effect for more than sixty (60) days or if the policy is a renewal, effective immediately no increase in premium, reduction in limits, or change in the conditions of coverage shall be effective during the policy period unless based upon one of the following reasons: a. Discovery of willful or grossly negligent acts or omissions, or of any violations of state laws or regulations establishing safety standards by the Named Insured or Insured(s) which materially increase any of the risks or hazards insured against. b. Failure by the Named Insured or Insured(s) to implement reasonable loss control requirements which were agreed to by the Insured as a condition of policy issuance or which were conditions precedent to the use by the Insurer of a particular rate or rating plan, if the failure materially increases any of the risks insured against. c. A determination by the commissioner that loss of or changes in an insurer's reinsurance covering all or part of the risk covered by the policy would threaten the financial integrity or solvency of the Insurer unless the change in the terms or conditions or rate upon which the premium is based is permitted. d. A change by the Named Insured or Insured(s) in the activities or property of the commercial or industrial enterprise which results in a materially added risk, a materially increased risk, or a materially changed risk, unless the added, increased, or changed risk is included in the policy. 2. A written notice will be mailed or delivered to the Named Insured, at the last mailing address known to the Insurer, and the producer of record at least sixty(60) days prior to the effective date of any increase, reduction or change. 3. The notice will state the effective date of,and the reasons for,the increase, reduction or change 4. If notice is mailed, proof of mailing will be sufficient proof of notice. E. ADDITIONAL PROVISIONS 1. If the Insurer is an associate participating insurer as established by Cal. Ins. Code Section 10089.16, solely with respect to coverage for real property used predominantly for residential purposes and consisting of not more than four dwelling units,and to coverage on tenants'household property contained in a residential unit: a. The Insurer shall not cancel or refuse to renew such coverage existing on the date the Insurer $ elected to become an associate participating insurer after an offer of earthquake coverage is accepted solely because the insured has accepted that offer of earthquake coverage; and b. The Insurer shall not cancel such coverage unless the policy is properly canceled pursuant to Paragraph A above;and c. The Insurer may refuse to renew a policy of residential property insurance after an offer of earthquake coverage has been accepted only if: The policy is terminated by the Named Insured; ii. The policy is refused renewal on the basis of sound underwriting principles that relate to the coverages provided by the policy and that are consistent with the approved rating plan and related documents filed with the Department of Insurance as required by existing law; iii The Commissioner of Insurance finds that the exposure to potential losses will threaten the solvency of the Insurer or place the Insurer in a hazardous condition. A hazardous condition includes, but is not limited to, a condition in which the Insurer makes claims payments for losses resulting from an CNA62814CA(9-12) Policy No: 5088210281 Page 3 of 4 Endorsement No: 18 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Cancellation / Non-Renewal — California earthquake that occurred within the preceding two years and that required a reduction in policyholder surplus of at least twenty-five percent (25%) for payment of those claims; or iv. The Insurer has lost or experienced a substantial reduction in the availability or scope of reinsurance coverage or a substantial increase in the premium charged for reinsurance coverage for its residential property insurance policies, and the Commissioner of Insurance has approved a plan for the nonrenewals that is fair and equitable, and that is responsive to the changes in the Insurer's reinsurance position. 2. If this policy contains an exclusion barring coverage for the peril of corrosive soil conditions, the Insurer shall not cancel or refuse to renew the policy solely because corrosive soil conditions exist on the location. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA62814CA(9-12) Policy No: 5088210281 Page 4 of 4 Endorsement No: 18 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Changes - Notice of Cancellation or Material Restriction Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART EMPLOYEE BENEFITS LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE PART OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART RAILROAD PROTECTIVE LIABILITY COVERAGE PART STOP GAP LIABILITY COVERAGE PART TECHNOLOGY ERRORS AND OMISSIONS LIABILITY COVERAGE PART SPECIAL PROTECTIVE AND HIGHWAY LIABILITY POLICY—NEW YORK DEPARTMENT OF TRANSPORTATION SCHEDULE Number of days notice(other than for nonpayment of premium): 45 Number of days notice for nonpayment of premium: 10 Name of person or organization to whom notice will be sent: THE STATE OF WASHINGTON DEPT OF ENTERPRISES SERVICES Address: 1500 JEFFERSON ST. , SE OLYMPIA WA 98501 If no entry appears above, the number of days notice for nonpayment of premium will be 10 days. g It is understood and agreed that in the event of cancellation or any material restrictions in coverage during the policy N period, the Insurer also agrees to mail prior written notice of cancellation or material restriction to the person or E organization listed in the above Schedule. Such notice will be sent prior to such cancellation in the manner prescribed in 1 the above Schedule. N 8 All other terms and conditions of the Policy remain unchanged. _ This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. —▪ CNA74702XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 19 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Calculation of Premium Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART EMPLOYEE BENEFITS LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE PART OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART RAILROAD PROTECTIVE LIABILITY COVERAGE PART STOP GAP LIABILITY COVERAGE PART TECHNOLOGY ERRORS AND OMISSIONS LIABILITY COVERAGE PART It is understood and agreed that the following is added: The premium shown in the Dedarations was computed based on rates in effect at the time the policy was issued. On each renewal, continuation, or anniversary of the effective date of this policy, the Insurer will compute the premium in accordance with the Insurer's rates and rules then in effect. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. N O r gO • CNA74726XX (1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 20 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Asbestos Exclusion Endorsement This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE FORM OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE FORM RAILROAD PROTECTIVE LIABILITY COVERAGE FORM SPECIAL PROTECTIVE AND HIGHWAY LIABILITY POLICY—NEW YORK STOP GAP COVERAGE PART It is understood and agreed that the following exclusion is added: This insurance does not apply to: A. bodily injury, property damage or personal and advertising injury arising out of the actual, alleged or threatened exposure at any time to asbestos; or B. any loss, cost or expense that may be awarded or incurred: 1. by reason of a claim for any bodily injury, property damage or personal and advertising injury arising out of the actual, alleged or threatened exposure at any time to asbestos; or 2. in complying with a governmental direction or request to test for, monitor, clean up, remove, contain or dispose of asbestos. As used herein, asbestos means the mineral in any form whether or not the asbestos was at any time: i. airborne as a fiber, particle or dust; ii. contained in or formed a part of a product, structure or other real or personal property; iii. carried on clothing; iv. inhaled or ingested; or v. transmitted by any other means. O 0 All other terms and conditions of the Policy remain unchanged. Ea This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. MEE CNA74719XX(1-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 21 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. CNA CNA PARAMOUNT Nuclear Energy Liability Exclusion Endorsement (Broad Form) This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE PART OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART RAILROAD PROTECTIVE LIABILITY COVERAGE PART STOP GAP LIABILITY COVERAGE PART It is understood and agreed that the policy is amended as follows: I. The insurance does not apply: A. under any Liability Coverage,to bodily injury or property damage: 1. with respect to which an Insured under the policy is also an Insured under a nuclear energy liability policy issued by Nuclear Energy Liability Insurance Association, Mutual Atomic Energy Liability Underwriters, Nuclear Insurance Association of Canada or any of their successors, or would be an Insured under any such policy but for its termination upon exhaustion of its limit of liability; or 2. resulting from the hazardous properties of nuclear material and with respect to which a. any person or organization is required to maintain financial protection pursuant to the Atomic Energy Act of 1954, or any law amendatory thereof, or b. the Insured is, or had this policy not been issued would be, entitled to indemnity from the United States of America, or any agency thereof, under any agreement entered into by the United States of America, or any agency thereof,with any person or organization. B. under any Medical Payments coverage, to expenses incurred with respect to bodily injury resulting from the hazardous properties of nuclear material and arising out of the operation of a nuclear facility by any person or organization. C. under any Liability Coverage, to bodily injury or property damage resulting from hazardous properties of nuclear material, if: 1. the nuclear material a. is at any nuclear facility owned by,or operated by or on behalf of, an Insured or b. has been discharged or dispersed therefrom; g p , 2. the nuclear material is contained in spent fuel or waste at any time possessed, handled, used, processed, stored,transported or disposed of, by or on behalf of an Insured;or 3. the bodily injury or property damage arises out of the furnishing by an Insured of services, materials, parts or equipment in connection with the planning, construction, maintenance, operation or use of any nuclear facility, but if such facility is located within the United States of America, its territories or possessions or Canada,this exclusion 3.applies only to property damage to such nuclear facility and any property thereat. II. As used in this endorsement: Hazardous properties includes radioactive,toxic or explosive properties. Nuclear material means source material,special nuclear material or by-product material. Source material, special nuclear material, and by-product material have the meanings given them in the Atomic Energy Act of 1954 or in any law amendatory thereof. CNA74727XX(1-15) Policy No: 5088210281 Page 1 of 2 Endorsement No: 22 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Nuclear Energy Liability Exclusion Endorsement (Broad Form) Spent fuel means any fuel element or fuel component, solid or liquid,which has been used or exposed to radiation in a nuclear reactor. Waste means any waste material: A. containing by-product material other than the tailings or wastes produced by the extraction or concentration of uranium or thorium from any ore processed primarily for its source material content, and B. resulting from the operation by any person or organization of any nuclear facility included under the first two paragraphs of the definition of nuclear facility. Nuclear facility means: A. any nuclear reactor; B. any equipment or device designed or used for 1. separating the isotopes of uranium or plutonium, 2. processing or utilizing spent fuel, or 3. handling, processing or packaging waste; C. any equipment or device used for the processing,fabricating or alloying of special nuclear material if at any time the total amount of such material in the custody of the Insured at the premises where such equipment or device is located consists of or contains more than 25 grams of plutonium or uranium 233 or any combination thereof, or more than 250 grams of uranium 235; D. any structure, basin,excavation, premises or place prepared or used for the storage or disposal of waste; and includes the site on which any of the foregoing is located, all operations conducted on such site and all premises used for such operations. Nuclear reactor means any apparatus designed or used to sustain nuclear fission in a self-supporting chain reaction or to contain a critical mass of fissionable material. Property damage includes all forms of radioactive contamination of property. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers, takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA74727XX(1-15) Policy No: 5088210281 Page 2 of 2 Endorsement No: 22 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. Includes copyrighted material of Insurance Services Office,Inc.,with its permission. CNA CNA PARAMOUNT Cap on Losses from Certified Acts of Terrorism Endorsement Solely with respect to the following coverage parts: General Liability Employee Benefits Liability It is understood and agreed as follows: A. Cap on Certified Terrorism Losses Certified act of terrorism means an act that is certified by the Secretary of the Treasury, in concurrence with the Secretary of Homeland Security and the Attorney General of the United States, to be an act of terrorism pursuant to the Terrorism Risk Insurance Act, as extended and reauthorized (the "Act"). The criteria contained in the Act for a certified act of terrorism include the following: 1. The act resulted in insured losses in excess of$5 million in the aggregate, attributable to all types of insurance subject to the Terrorism Risk Insurance Act; and 2. The act is a violent act or an act that is dangerous to human life, property or infrastructure and is committed by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion. If aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31)and the Insurer has met its insurer deductible under the Act,the Insurer shall not be liable for the payment of any portion of the amount of such losses that exceeds$100 billion, and in such case insured losses up to that amount are subject to pro rata allocation in accordance with procedures established by the Secretary of the Treasury. N B. Application of Exclusions The terms and limitations of any terrorism exclusion, or the inapplicability or omission of a terrorism exclusion, do not serve to create coverage for any loss which would otherwise be excluded under this coverage part or Policy, such as losses excluded by the Nudear Hazard Exclusion or the War And Military Action Exclusion. All other terms and conditions of the Policy remain unchanged. This endorsement,which forms a part of and is for attachment to the Policy issued by the designated Insurers,takes effect on the effective date of said Policy at the hour stated in said Policy, unless another effective date is shown below, and expires concurrently with said Policy. CNA81503XX (2-15) Policy No: 5088210281 Page 1 of 1 Endorsement No: 23 The Continental Insurance Co. Effective Date: 11/09/2015 Insured Name:WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII0IIIIIIIIIIIIIII 10020,08150882102.„058 m z v 0 C.) 0 cera Business Auto New Business Declaration POLICY NUMBER COVERAGE PROVIDED BY FROM - POLICY PERIOD - TO C 6020541619 Nat'l Fire Ins Co of Hartford 11/09/2015 11/09/2016 333 S. WABASH CHICAGO, IL. 60604 INSURED NAME AND ADDRESS WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 AGENCY NUMBER AGENCY NAME AND ADDRESS 090172 AON RISK INSURANCE SERVICES WEST INC 707 WILSHIRE BLVD. , PO BOX 54670 (90054) LOS ANGELES, CA 90017 Phone Number: (213)630-3200 BRANCH NUMBER BRANCH NAME AND ADDRESS 240 LOS ANGELES 915 WILSHIRE BLVD. , STE. 1650 LOS ANGELES, CA 90017 Phone Number: (877)400-0750 This policy becomes effective and expires at 12:01 A.M. standard time at your mailing address on the dates shown above. The Named Insured is a Corporation. Your policy is composed of this Declarations, with the attached Common Policy Conditions, Coverage Forms, and Endorsements, if any. The Policy Forms and Endorsement Schedule shows all forms applicable to this policy at the time of policy issuance. The Estimated Policy Premium is Arizona Auto Theft Prevention Assessment California Auto Fraud Assessment Surcharge New Jersey Surcharge (PLIGA) New York Motor Vehicle Fee MEM Total Policy Charges ERE ERR Audit Period is Annual 222 In return for theYm a ent of the premium, and subject to all the terms and conditions p contained here-in, we agree to provide the insurance as stated. AGENT Page 1 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM TWO Schedule Of Coverages and Covered Autos This policy provides only those coverages where a charge is shown in the premium column below. Each of these coverages will apply only to those "autos" shown as covered "autos" . "Autos" are shown as covered "autos" for a particular coverage by the entry of one or more of the symbols from the Covered Auto Section of the Business Auto Coverage Form next to the name of the Coverage. COVERED COVERAGES AUTO SYMBOL LIMIT PREMIUM Liability 1 $1,000,000 Personal Injury 7 Separately Stated In Each Protection (Or Personal Injury Protection Equivalent No-Fault Endorsement. Coverage) Added Personal Injury Separately Stated in Each Protection (Or Added Personal Injury Equivalent Added No-Fault Protection Endorsement. Coverage) Property Protection Separately Stated In The Insurance Property Protection (Michigan Only) Insurance Endorsement. Auto Medical Payments 7 $5,000 Medical Expense and Separately Stated in The Income Loss Benefits Medical Expense and Income (Virginia Only) Benefits Endorsement. Uninsured Motorists 2, 6 See Endorsement Underinsured Motorists 2, 6 See Endorsement (When Not Included In Uninsured Motorist Coverage) AGENT Page 2 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM TWO Schedule Of Coverages and Covered Autos (Cont'd) COVERED COVERAGES AUTO SYMBOL LIMIT PREMIUM 7, 8 Actual Cash Value or Cost Of Physical Damage Repair, Whichever is Less, Minus Comprehensive Deductible for Coverage Each Covered Auto, But no Ded- uctible Applies to Loss Caused By Fire Or Lightning. See Item Four For Hired or Borrowed Autos. Actual Cash Value or Cost Of Physical Damage Repair, Whichever is Less, Minus Specified Deductible for Causes of Loss Each Covered Auto For Loss Coverage Caused By Mischief Or Vandalism. See Item Four For Hired or Borrowed Autos. 7, 8 Actual Cash Value or Cost Of Physical Damage Repair, Whichever Is Less, Minus Collision Deductible for Coverage Each Covered Auto. See Item Four For Hired or Borrowed Autos. Physical Damage For Each Disablement of Towing and Labor A Private Passenger Auto. Premium for Endorsement: Estimated Total Premium: MEM E RR 555 E SE AGENT Page 3 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM THREE: Scheduled Of Covered Autos You Own Except for Towing, All Physical Damage Loss Is Payable To You And Any Loss Payee Named On the Commercial Automobile Schedule For The Covered Auto Number At The Time Of the Loss For The Coverages Shown for Each Covered Auto, Absence of a deductible or limit entry in any column means that the limit or deductible entry in the corresponding Item Two column applies instead. Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 1 AZ 117 2004 TOYOTA TACOMA XTRACA 5TEVL52N04Z448747 16,900 03499 2 AZ 121 2003 TOYOTA TACOMA 5TENL42N23Z290484 13,427 03499 3 AZ 122 2009 TOYOTA CAMRY HYBRID 4T1BB46K29U072516 30,744 7398 4 AZ 117 2008 FORD ESCAPE XLT 1FMCU03178KB11257 22,545 03499 5 AZ 117 2013 CHEVROLET SILVERADO 1GCNCPEXXDZ195070 24,145 03499 6 AZ 107 2013 FORD F150 1FTMF1CM7DKF66820 25,138 03499 7 AZ 107 2014 FORD ESCAPE S 1FMCUOF74EUE13895 24,647 03499 8 CA 035 2002 TOYOTA TACOMA 5TENL42N62Z031222 13,837 03499 9 CA 032 2004 TOYOTA 4RUNNER LTD JTEBT17RX48009625 33,985 03499 10 CA 059 2004 TOYOTA TACOMA XTRACA 5TEVL52N74Z451290 17,227 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 1 2 3 4 5 6 7 8 9 10 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 1 1,000 1,000 2 1,000 1,000 3 1,000 1,000 4 1,000 1,000 5 1,000 1,000 6 1,000 1,000 7 1,000 1,000 8 1,000 1,000 9 1,000 1,000 10 1,000 1,000 AGENT Page 4 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 11 CA 022 2005 NISSAN ALTIMA SE/SL/ 1N4BL11D25N485717 24,785 7398 12 CA 086 2005 TOYOTA TACOMA ACCESS 5TETX22N65Z118526 19,435 03499 13 CA 027 2006 CHEVROLET SILVERADO 1GCEK19B76Z204311 27,570 03499 14 CA 032 2006 TOYOTA RAV4 JTMZD33V265006270 22,138 03499 15 CA 086 2006 TOYOTA RAV4 JTMZD33V566013093 21,836 03499 16 CA 003 2007 BMW 750LI WBAHN83587DT66430 99,283 7398 17 CA 058 2008 HONDA ACCORD EX-L 1HGCP36828A027912 31,258 7398 18 CA 058 2008 HONDA ACCORD EX-L 1HGCP368X8A065680 30,708 7398 19 CA 058 2008 HONDA ACCORD EX-L 1HGCP368X8A065873 30,708 7398 20 CA 035 2011 TOYOTA TACOMA ACCESS 5TFTX4CNXBX003134 22,698 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 11 12 13 14 15 16 17 18 19 20 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 11 1,000 1,000 12 1,000 1,000 13 1,000 1,000 14 1,000 1,000 15 1,000 1,000 16 5,000 5,000 17 1,000 1,000 18 1,000 1,000 19 1,000 1,000 20 1,000 1,000 ZEE E gg E ala MEE SEE AGENT Page 5 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 21 CA 025 2011 TOYOTA TACOMA ACCESS 5TFTX4CN2BX005072 23,867 03499 22 CA 036 2011 TOYOTA TACOMA ACCESS 5TFTX4CN5BX004515 23,690 03499 23 CA 036 2011 TOYOTA TACOMA ACCESS 5TFTX4CN3BX005159 23,698 03499 24 CA 021 2011 TOYOTA TACOMA ACCESS 5TFTX4CN3BX005260 23,867 03499 25 CA 036 2011 TOYOTA TACOMA ACCESS 5TFTX4CN5BX003509 23,690 03499 26 CA 025 2011 TOYOTA TACOMA ACCESS 5TFTX4CN1BX005435 22,698 03499 27 CA 035 2011 TOYOTA TACOMA ACCESS 5TFTX4CN8BX004752 23,690 03499 28 CA 036 2011 TOYOTA TACOMA ACCESS 5TFTX4CN9BX005196 23,192 03499 29 CA 088 2011 TOYOTA PRIUS JTDKN3DU8B1376130 25,322 7398 30 CA 088 2011 TOYOTA PRIUS JTDKN3DU7B0313252 25,173 7398 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 21 22 23 24 25 26 27 28 29 30 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 21 1,000 1,000 22 1,000 1,000 23 1,000 1,000 24 1,000 1,000 25 1,000 1,000 26 1,000 1,000 27 1,000 1,000 28 1,000 1,000 29 1,000 1,000 30 1,000 1,000 AGENT Page 6 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 31 CA 032 2013 TOYOTA CAMRY L/SE/LE 4T4BF1FK7DR305114 23,220 7398 32 CA 053 2014 TOYOTA TACOMA ACCESS 5TFTX4CN3EX037260 22,470 03499 33 CA 088 2005 GMC SAVANA G3500 1GDJG31V451908735 26,015 23499 34 CA 059 2014 TOYOTA TACOMA ACCESS 5TFTX4CN4EX045982 22,800 03499 35 CA 032 2015 HONDA CR-V LX 5J6RM4H30FL005394 26,600 03499 36 CA 033 2015 HONDA CR-V LX 5J6RM4H37FL026789 26,600 03499 37 CO 112 2014 SUBARU IMPREZA JF1GPAA68E8237837 20,474 7398 38 CO 105 2011 CHEVROLET MALIBU 2LT 1G1ZD5E10BF386874 25,235 7398 39 CO 113 2015 FORD FUSION SE 3FA6P0H9XFR160510 27,466 7398 40 KS 117 2013 HYUNDAI SONATA GLS 5NPEB4AC8DH573074 20,895 7398 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 31 32 33 34 35 36 37 5,000 38 5,000 39 5,000 40 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 31 1,000 1,000 32 1,000 1,000 33 1,000 1,000 34 1,000 1,000 35 1,000 1,000 36 1,000 1,000 37 1,000 1,000 38 1,000 1,000 39 1,000 1,000 40 1,000 1,000 AGENT Page 7 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 41 KS 131 2011 HYUNDAI SONATA GLS 5NPEB4AC4BH169671 19,195 7398 42 KS 117 2015 CHEVROLET MALIBU 1LT 1G11C5SL9FF201300 25,250 7398 43 KS 111 2015 HYUNDAI SONATA SE 5NPE24AF2FH220987 21,150 7398 44 KS 106 2015 HYUNDAI SONATA SE 5NPE24AF8FH237616 21,150 7398 45 NJ 110 2006 CHEVROLET EXPRESS G2 1GCGG25V261219717 23,955 03499 46 NJ 110 2006 CHEVROLET EXPRESS G2 1GCGG25V561178225 23,955 03499 47 NJ 110 1995 CHEVROLET 4000 W4SO4 J8BC4B1K8S7006644 22,986 23499 48 NJ 110 2002 FORD ECONOLINE E150 1FTRE14212HB41707 21,190 03499 49 NJ 110 2002 FORD ECONOLINE E250 1FTNE24262HB50150 22,060 03499 50 NJ 110 2000 GMC SAVANA G2500 1GTGG25R9Y1183837 20,824 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 41 42 43 44 45 46 47 48 49 50 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 41 1,000 1,000 42 1,000 1,000 43 1,000 1,000 44 1,000 1,000 45 1,000 1,000 46 1,000 1,000 47 1,000 1,000 48 1,000 1,000 49 1,000 1,000 50 1,000 1,000 AGENT Page 8 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 51 NJ 110 2001 GMC SAVANA G2500 1GTGG25R311150094 21,074 03499 52 NJ 110 2003 FORD ECONOLINE E350 1FTSE34L03HB19169 25,980 03499 53 NY 076 2009 HYUNDAI SANTA FE GLS 5NMSG73D39H325332 24,704 03499 54 NY 017 2002 CHEVROLET EXPRESS G2 1GCFG25W821223558 22,213 03499 55 NY 055 2006 CHEVROLET EXPRESS G2 1GCGG25VX61134494 23,955 03499 56 NY 017 2007 CHEVROLET EXPRESS G2 1GCGG25V771251015 22,595 03499 57 NY 003 2007 CHEVROLET EXPRESS G2 1GCGG25V271248023 22,595 03499 58 NY 055 2001 FORD ECONOLINE E350 1FTSE34L91HA43495 24,210 03499 59 NY 055 2002 FORD ECONOLINE E250 1FTNE24252HB29600 22,060 03499 60 NY 055 2005 FORD ECONOLINE E250 1FTNE24W05HA47880 23,665 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 51 52 53 54 55 56 57 58 59 60 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 51 1,000 1,000 52 1,000 1,000 53 1,000 1,000 54 1,000 1,000 55 1,000 1,000 56 1,000 1,000 57 1,000 1,000 58 1,000 1,000 59 1,000 1,000 60 1,000 1,000 MEM mmm mmm mmm EEE gg• g mmm SEE m-m- m AGENT Page 9 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 61 NY 055 2002 FORD ECONOLINE E250 1FTNE24L62HA52194 22,060 03499 62 NY 055 2005 CHEVROLET EXPRESS G1 1GCFG15T851211527 22,810 03499 63 NY 055 2004 FORD ECONOLINE E350 1FTSE34L24HA79744 25,375 03499 64 NY 055 2001 FORD E-SERIES CARGO 1FTNE24L9AHA33573 26,250 03499 65 NY 055 2004 FORD ECONOLINE E250 1FTNE24L34HA05000 24,105 03499 66 NY 055 2001 FORD ECONOLINE E250 1FTNE24L01HA99445 21,780 03499 67 NY 055 2000 FORD ECONOLINE E250 1FTNS24L0YHA86486 22,065 03499 68 NY 055 2007 CHEVROLET EXPRESS G3 1GAHG39U971148697 147,000 03499 69 NY 055 2007 CHEVROLET EXPRESS G3 1GAHG39U971148697 29,214 03499 70 OR 116 2011 DODGE RAM 1500 QUAD 1D7RV1GP7BS539522 29,075 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 61 62 63 64 65 66 67 68 69 70 - - -- Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 61 1,000 1,000 62 1,000 1,000 63 1,000 1,000 64 1,000 1,000 65 1,000 1,000 66 1,000 1,000 67 1,000 1,000 68 1,000 1,000 69 1,000 1,000 70 1,000 1,000 AGENT Page 10 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 Vehicle Model Cost Class Number State Territory Year Description Serial Number New Code 71 WA 011 2006 TOYOTA RAV4 JTMZD33V366012055 21,836 03499 72 WA 021 2013 TRAILER 16-FOOT LONG 5NHUCH62XDT438798 5,266 68499 73 WA 006 2008 TOYOTA SEQUOIA SR5 5TDBY64A48S010501 39,422 03499 74 WA 002 2014 RAM RAM TRUCK 1500 S 1C6RR7LT8ES133071 39,968 03499 75 WA 006 2015 RAM RAM TRUCK 1500 S 1C6RR7FT8FS545357 32,990 03499 PREMIUMS-LIMITS AND DEDUCTIBLES PPI Uninsured Underinsured Vehicle Liability PIP Added PIP (Michigan) Medical Payments Motorists Motorists Number Premium Premium Premium Premium Limit Premium Premium Premium 71 72 73 74 75 Medical Expense Specified Income Cause of Towing Total Vehicle Loss (VA) Loss Comprehensive Collision & Labor Vehicle Number Premium Premium Deduct Premium Deduct Premium Premium Premium 71 1,000 1,000 72 1,000 1,000 73 1,000 1,000 74 1,000 1,000 75 1,000 1,000 MEM EEE AGENT Page 11 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM FOUR: SCHEDULE OF HIRED OR BORROWED COVERED AUTO COVERAGE AND PREMIUMS LIABILITY COVERAGE - COST OF HIRE RATING BASIS (OTHER THAN MOBILE OR FARM EQUIPMENT) ESTIMATED COST LIABILITY OF HIRE FOR STATES COVERAGE ALL STATES PREMIUM CA Excess Coverage IF ANY Total Premium Cost of hire means the total amount you incur for the hire of "autos" you don't own (not including 'autos' you borrow or rent from your partners or "employees" or their family members) . Cost of hire does not include charges for services performed by motor carriers of property or passengers. AGENT Page 12 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM FOUR: SCHEDULE OF HIRED OR BORROWED COVERED AUTO COVERAGE AND PREMIUMS (Cont'd) PHYSICAL DAMAGE COVERAGE - COST OF HIRE RATING BASIS FOR ALL AUTOS (OTHER THAN MOBILE OR FARM EQUIPMENT) COVERAGES LIMIT OF INSURANCE Actual Cash Value or Cost of Repair, Whichever is Less, Comprehensive Minus Deductible Shown Below for Each Covered Auto, But No Deductible Applies to Loss Caused By Fire or Lightning. ESTIMATED ANNUAL STATES DEDUCTIBLE COST OF HIRE PREMIUM CA $100 IF ANY Actual Cash Value or Cost of Repair, Whichever is Less, Specified Minus Deductible Shown Below for Each Covered Auto For Cause of Loss Loss Caused By Mischief or Vandalism. ESTIMATED ANNUAL STATES DEDUCTIBLE COST OF HIRE PREMIUM Actual Cash Value or Cost of Repair, Whichever is Less, Collision Minus Deductible Shown Below for Each Covered Auto. ESTIMATED ANNUAL STATES DEDUCTIBLE COST OF HIRE PREMIUM CA $1,000 IF ANY TOTAL PREMIUM: For Physical Damage coverages, cost of hire means the total amount you incur for the hire of "autos" you don't own (not including "autos" you borrow or rent from your partners or "employees" or their family members) . Cost of hire does not include charges for any "auto" that is leased, hired, rented or borrowed with a driver. MEM SEE AGENT Page 13 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM FIVE: SCHEDULE FOR NON-OWNERSHIP LIABILITY NAMED RATING INSURED'S BUSINESS BASIS NUMBER PREMIUM Other Than Garage Number of Employees 100 Service Operations And Other Than Number of Partners Social Service Agencies (Active and Inactive) Garage Service Number of Employees Whose Operations Principal Duty Involves The Operations of Autos Number of Partners (Active and Inactive) Social Service Agencies Number of Employees Number Volunteers Who Regularly Use Autos To Transport Clients Number of Partners (Active and Inactive) Total Premiums: AGENT Page 14 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ITEM SIX: SCHEDULE FOR GROSS RECEIPTS OR MILEAGE BASIS LIABILITY COVERAGE - PUBLIC AUTO OR LEASING RENTAL CONCERNS Address of Business Headquarters Location: TYPE OF RISK (CHECK ONE) : [ ] Public Autos ( ] Leasing Or Rental Concerns RATING BASIS (CHECK ONE) : ( ] Gross Receipts (Per $100) ( ] Mileage (Per Mile) Estimated Yearly (Gross Receipts Or Mileage) : PREMIUMS Personal Injury Added Personal Property Protection Liability Protection Injury Protection Insurance (Michigan Only) Medical Expense And Auto Medical Income Loss Benefits Specifed Causes Payments (Virginia Only) Comprehensive of Loss Collision Towing And Labor When used as a premium basis; FOR PUBLIC AUTOS Gross receipts means the total amount earned by the named insured for transporting passengers, mail and merchandise. Gross receipts does not include: A. Amounts paid to air, sea or land carriers operating under their own permits. B. Advertising Revenue. C. Taxes collected as a separate item and paid directly to the government. D. C.O.D. collections for cost of mail or merchandise including collection fees. Mileage means the total live and dead mileage of all revenue producing "autos" during the policy period. FOR RENTAL OR LEASING CONCERNS Gross Receipts means the total amount earned by the named insured for the leasing or renting of "autos" to others without drivers. Mileage means the total live and dead mileage of all "autos" you leased or rented to others without drivers. MEM EEE AGENT Page 15 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 COMMERCIAL AUTOMOBILE LOSS PAYEE SCHEDULE "Any Loss Payee that has a financial interest in a covered "auto" for which we are providing physical damage coverage for that covered "auto" under this policy." AGENT Page 16 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 ADDITIONAL INSURED - LESSOR SCHEDULE "Any Lessor of a covered "auto" for which we are providing any coverage for that covered "auto" under this policy." MEM MEE AGENT Page 17 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 FORMS AND ENDORSEMENTS SCHEDULE FORM NUMBER FORM TITLE G56015B 11/1991 CA2048 DESIGNATED INSURED SCHEDULE CA0001 03/2010 Business Auto Coverage Form CA0112 11/2011 NY Changes in BUA, BUA-Phy Dam, MC and TRKRS CA0113 10/2013 Colorado Changes CA0122 10/2013 Kansas Changes CA0135 10/2013 Washington Changes CA0143 05/2007 California Changes CA0149 10/2013 Oregon Changes CA0175 10/2013 Arizona Changes CA0184 10/2013 New Jersey Changes - Physical Damage Inspection CA0188 10/2013 New Jersey Changes CA0305 02/1997 California Changes - Waiver of Collision Ded CA0440 10/2013 Colorado Medical Payments Coverage CA0444 03/2010 Waiver of Transfer Rights of Recovery CA2001 03/2006 Additional Insured - Lessor CA2001 10/2013 Additional Insured - Lessor CA2048 02/1999 Designated Insured CA2054 10/2001 Employee Hired Autos CA2071 10/2001 Auto Loan/Lease Gap Coverage CA2071 10/2013 Auto Loan/Lease Gap Coverage CA2105 10/2013 Oregon Uninsured Motorists Coverage-Bodily Injury CA2114 10/2013 New Jersey Uninsured Motorists CA2134 10/2013 Washington Underinsured Motorists Coverage CA2137 10/2013 Kansas Uninsured Motorists Coverage CA2139 10/2013 Arizona Uninsured Motorists Coverage CA2140 10/2013 Arizona Underinsured Motorists Coverage CA2150 10/2013 Colorado Uninsured Motorists Cov-Bodily Injury CA2154 09/2009 California Uninsured Motorists - Bodily Injury CA2214 10/2013 Kansas Personal Injury Protection CA2232 11/2013 New York Mandatory Personal Injury Protection CA2236 10/2013 Oregon Personal Injury Protection CA3107 10/2013 NY Supplement Uninsured/Underinsured Motorist Endt CA3113 09/1996 Uninsured Motorists Endorsement - New York CA9923 03/2010 Rental Reimbursement Coverage CA9923 10/2013 Rental Reimbursement Coverage CA9944 10/2013 Loss Payable Clause CA9944 12/1993 Loss Payable Clause CA9989 05/2001 Washington Loss Payable Form Reg - 335 CNA63359XX 04/2012 Contractors Extended BA Plus Coverage Endorsement CNA72315XX 02/2013 Notice of Cancln or Mtrl Chng Designtd Prsn or Org G144291A 03/2003 Economic And Trade Sanctions Condition G147190B 12/2010 Named Driver Exclusion G18550A31 01/1998 Important Information-NY Supplementary UM IL0003 09/2007 Calculation of Premium IL0017 11/1998 Common Policy Conditions IL0021 04/1998 Nuclear Energy Liab Exclusion Endt (Broad Form) IL0142 09/2008 Oregon Changes - Domestic Partnership IL0270 09/2007 California Changes - Cancellation and Nonrenewal *** PLEASE READ THE ENCLOSED IMPORTANT NOTICES CONCERNING YOUR POLICY *** FORM NUMBER FORM TITLE AGENT Page 18 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 FORMS AND ENDORSEMENTS SCHEDULE FORM NUMBER FORM TITLE CNA68021XX 02/2013 Notice of Cancellation to Certificateholders G140367C 04/2010 Important Information - For Our CA Policyholders G142630A 05/2002 Imp. Info.- For Our Commercial Auto Policyholders G145041A 05/2003 IMP INF Economic And Trade Sanctions Condition G18615M 02/2015 Important Information - PLIGA Surcharge G20207A31 09/1993 Important Notice - SUM Limits G300699A 09/2008 CA Automobile Fraud Assessment Policyholder notice G300964A 06/2010 AZ Theft Prevention Policyholder Notice MEE Countersignature =--- 4.....44-- -- --=--- tteteme4ma cr. /1484‘‘b%al). Secretary Chairman of the Board P-55748-B (Ed. 12/90) AGENT Page 19 of 19 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541619 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 POLICY CHANGES CA2048 DESIGNATED INSURED SCHEDULE This Change Endorsement changes the Policy. Please read it carefully. This Change Endorsement is a part of your Policy and takes effect on the effective date of your Policy, unless another effective date is shown. THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. DESIGNATED INSURED BLANKET ANY PERSON OR ORGANIZATION THAT THE NAMED INSURED IS OBLIGATED TO PROVIDE INSURANCE WHERE REQUIRED BY A WRITTEN CONTRACT OR AGREEMENT IS AN INSURED, BUT ONLY WITH RESPECT TO LEGAL RESPONSIBILITY FOR ACTS OR OMISSIONS OF A PERSON OR ORGANIZATION FOR WHOM LIABILITY COVERAGE IS AFFORDED UNDER THIS POLICY. MEM EEE SEE tteus~494 cr. 1/444tA..•Z. Secretary Chairman of the Board G-56015-B (ED. 11/91) POLICY NUMBER: COMMERCIAL AUTO CA 03 05 02 97 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CALIFORNIA CHANGES - WAIVER OF COLLISION DEDUCTIBLE For a covered "auto" licensed or principally garaged in or "garage operations" conducted in California this endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM BUSINESS AUTO PHYSICAL DAMAGE COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement,the provisions of the Coverage Form apply unless modified by the endorsement. Endorsement Effective: Named Insured: Countersigned By: (Authorized Representative) SCHEDULE Waiver Of Collision Deductible Designation Or Description Of Covered "Auto" Premium On File With Company N (If no entry appears above, information required to complete this endorsement will be shown in the Declarations as applicable to this endorsement.) A. When Physical Damage Coverage provides coverage your "loss", we will pay that percentage of your for a"loss"to a covered"auto"caused by its collision or deductible. However, if the amount of the "loss" is less upset, and: than your deductible, we will pay the percentage of the "loss" that you are legally entitled to recover. In no MEE 1. The "loss" involves an "uninsured motor vehicle"; event will we pay more than the amount of the"loss". and B. Conditions 2. You are legally entitled to recover the full amount of your "loss" from the owner or operator of the 1. The following is added to the Conditions Section: "uninsured motor vehicle"; and ARBITRATION 3. The Schedule indicates that the Waiver Of a. If we and an "insured" disagree whether the Collision deductibleprovision applies to the "insured" ppis legally entitled to recover damages covered"auto";then from the owner or operator of an "uninsured We will pay the full deductible. Subject to the above, if motor vehicle" or do not agree as to the that are recoverable damages of you are legally entitled to recover only a percentage of amount9 by "insured",nsured , the disagreement will be settled CA 03 05 02 97 Copyright, Insurance Services Office, Inc., 1996 Page 1 of 2 COMMERCIAL AUTO CA 03 05 02 97 by a single neutral arbitrator. However, (3) "Mobile equipment". disputes concerning coverage under this b. "Uninsured motor vehicle" means a land motor endorsement may not be arbitrated. The vehicle or trailer which is involved in a collision arbitration must be formally instituted by the "insured" within one year from the date of the with a covered"auto"and for which: "accident". Each party will bear the expenses (1) No liability bond or policy at the time of an of the arbitrator equally. "accident" provides at least the amount b. Unless both parties agree otherwise, required for property damage liability by p g the California Financial Responsibility arbitration will take place in the county in which the "insured" lives. Local rules of law as Law; or to arbitration procedure and evidence will (2) The insuring or bonding company denies apply. The decision of the arbitrator will be coverage or refuses to admit coverage binding. except conditionally or with reservation or 2. Paragraph 2.a. of the Duties In The Event Of becomes insolvent. Accident, Claim, Suit Or Loss Loss Condition is The collision must involve direct physical replaced as follows: contact between a covered "auto" and the a. You must report the "accident" or "loss" to us "uninsured motor vehicle"and: or our agent within ten business days. You (1) The owner or operator of that vehicle must must tell us how, when and where the "loss" be identified;or happened.You must assist in obtaining names and addresses of any injured persons and (2) The "uninsured motor vehicle" must be witnesses. identified by its license number. C. Additional Definitions However, "uninsured motor vehicle" does not include any vehicle: As used in this endorsement: (1) Owned or operated by a self-insurer under 1. For Physical Damage Coverage: any applicable motor vehicle law except a a. "Auto" means a self-propelled motor vehicle. self-insurer who is or becomes insolvent However, it does not include: and cannot provide the amounts required by that motor vehicle law; (1) A vehicle transporting persons for hire, compensation or profit, other than a van (2) Owned by a governmental unit or agency; or pool vehicle; (2) A vehicle designed, used or maintained (3) Designed for use mainly off public roads primarily for the transportation of property; while not on public roads. or Page 2 of 2 Copyright, Insurance Services Office, Inc., 1996 CA 03 05 02 97 POLICY NUMBER: COMMERCIAL AUTO CA 04 44 03 10 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. WAIVER OF TRANSFER OF RIGHTS OF RECOVERY AGAINST OTHERS TO US (WAIVER OF SUBROGATION) This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM BUSINESS AUTO PHYSICAL DAMAGE COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement,the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: Endorsement Effective Date: SCHEDULE Name(s)Of Person(s)Or Organization(s): ANY PERSON OR ORGANIZATION FOR WHOM OR WHICH YOU ARE REQUIRED BY WRITTEN CONTRACT OR AGREEMENT TO OBTAIN THIS WAIVER FROM US. YOU MUST AGREE TO THAT 2 REQUIREMENT PRIOR TO LOSS. g Information required to complete this Schedule, if not shown above,will be shown in the Declarations. 0 § The Transfer Of Rights Of Recovery Against Others E, To Us Condition does not apply to the person(s) or 0 organization(s) shown in the Schedule, but only to the extent that subrogation is waived prior to the "accident" or the "loss" under a contract with that person or organization. 111 IMII 11 ll CA 04 44 03 10 Copyright, Insurance Services Office, Inc.,2009 Page 1 of 1 POLICY NUMBER: COMMERCIAL AUTO CA 20 01 03 06 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. LESSOR - ADDITIONAL INSURED AND LOSS PAYEE This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM BUSINESS AUTO PHYSICAL DAMAGE COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: Endorsement Effective Date: Countersignature Of Authorized Representative Name: Title: Signature: Date: SCHEDULE Insurance Company: Nat'1 Fire Ins Co of Hartford Policy Number: C 6020541619 Effective Date:11/0 9/2 015 Expiration Date: 11/09/2016 Named Insured: WILLDAN GROUP, INC. Address: 2401 E KATELLA AVE STE 300 gi ANAHEIM, CA 92806-5909 Additional Insured(Lessor): o Address: 0 0 N O Designation Or Description Of"Leased Autos": Coverages Limit Of Insurance Liability $ Each"Accident" Com prehensive Actual Cash Value Or Cost Of Repair Whichever Is Less, Minus $ Deductible For Each Covered"Leased Auto" Collision Actual Cash Value Or Cost Of Repair Whichever Is Less, Minus _ $ Deductible For Each Covered"Leased Auto" Specified Actual Cash Value Or Cost Of Repair Whichever Is Less, Minus Causes Of Loss $ Deductible For Each Covered"Leased Auto" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. CA 20 01 03 06 Copyright, ISO Properties, Inc.,2005 Page 1 of 2 A. Coverage B. Loss Payable Clause 1. Any "leased auto" designated or described in 1• We will pay, as interest may appear, you and the Schedule will be considered a covered the lessor named in this endorsement for"loss" "auto" you own and not a covered "auto" you to a leased auto . hire or borrow. 2. The insurance covers the interest of the lessor 2. For a "leased auto" designated or described in unless the "loss" results from fraudulent acts or the Schedule,Who Is An Insured is changed to omissions on your part. include as an "insured" the lessor named in the 3. If we make any payment to the lessor, we will Schedule. However, the lessor is an "insured" obtain his or her rights against any other party. only for "bodily injury" or "property damage" C. Cancellation resulting from the acts or omissions by: 1. If we cancel the policy,we will mail notice to the a. You; lessor in accordance with the Cancellation b. Any of your"employees"or agents; or Common Policy Condition. c. Any person, except the lessor or any 2. If you cancel the policy, we will mail notice to "employee"or agent of the lessor, operating the lessor. a "leased auto" with the permission of any 3. Cancellation ends this agreement. of the above. D. The lessor is not liable for payment of your 3. The coverages provided under this premiums. endorsement apply to any "leased auto" described in the Schedule until the expiration E. Additional Definition date shown in the Schedule, or when the lessor As used in this endorsement: or his or her agent takes possession of the "Leased auto" means an "auto" leased or rented to "leased auto",whichever occurs first. you, including any substitute, replacement or extra "auto" needed to meet seasonal or other needs, under a leasing or rental agreement that requires you to provide direct primary insurance for the lessor. Page 2 of 2 Copyright, ISO Properties, Inc.,2005 CA 20 01 03 06 POLICY NUMBER: COMMERCIAL AUTO CA 20 01 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. LESSOR - ADDITIONAL INSURED AND LOSS PAYEE This endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Insurance Company: Nat'1 Fire Ins Co of Hartford Policy Number: C 6020541619 Effective Date: 11/09/2015 Expiration Date: 11/09/2016 Named Insured: WILLDAN GROUP, INC. N g Address: 2401 E KATELLA AVE STE 300 0 N O ANAHEIM, CA 92806-5909 0o 0 Additional Insured(Lessor): 0 Address: Designation Or Description Of"Leased Autos": CA 20 01 10 13 Copyright, Insurance Services Office, Inc.,2011 Page 1 of 2 Coverages Limit Of Insurance Covered Autos Liability $ Each "Accident" Actual Cash Value Or Cost Of Repair,Whichever Is Less,Minus Comprehensive $ Deductible For Each Covered "Leased Auto" Actual Cash Value Or Cost Of Repair,Whichever Is Less, Minus Collision $ Deductible For Each Covered"Leased Auto" Actual Cash Value Or Cost Of Repair,Whichever Is Less,Minus Specified $ Deductible For Each Covered "Leased Auto" Causes Of Loss Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage 2. The insurance covers the interest of the lessor 1. Any "leased auto" designated or described in the unless the "loss" results from fraudulent acts or Schedule will be considered a covered"auto"you omissions on your part. own and not a covered"auto"you hire or borrow. 3. If we make any payment to the lessor, we will 2. For a "leased auto" designated or described in obtain his or her rights against any other party. the Schedule, the Who Is An Insured provision C. Cancellation under Covered Autos Liability Coverage is 1. If we cancel the policy, we will mail notice to the changed to include as an "insured" the lessor lessor in accordance with the Cancellation named in the Schedule. However,the lessor is an Common Policy Condition. "insured" only for "bodily injury" or "property damage" resulting from the acts or omissions by: 2. If you cancel the policy, we will mail notice to the lessor. a. You; 3. an ell i n endsthis b. Any of your"employees"or agents;or C c ato D. The lessor is not liable for payment of your c. Any person, except the lessor or any premiums. "employee"or agent of the lessor, operating a "leased auto" with the permission of any of E. Additional Definition the above. As used in this endorsement: 3. The coverages provided under this endorsement "Leased auto" means an "auto" leased or rented to apply to any "leased auto" described in the you, including any substitute, replacement or extra Schedule until the expiration date shown in the "auto" needed to meet seasonal or other needs, Schedule, or when the lessor or his or her agent under a leasing or rental agreement that requires you takes possession of the "leased auto", whichever to provide direct primary insurance for the lessor. occurs first. B. Loss Payable Clause 1. We will pay, as interest may appear, you and the lessor named in this endorsement for "loss" to a "leased auto." Page 2 of 2 Copyright, Insurance Services Office, Inc.,2011 CA 20 01 10 13 CNA POLICY NUMBER: COMMERCIAL AUTO CA 20 48 02 99 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. DESIGNATED INSURED This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by this endorsement. This endorsement identifies person(s) or organization(s) who are"insureds" under the Who Is An Insured Provision of the Coverage Form.This endorsement does not alter coverage provided in the Coverage Form. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Endorsement Effective: Countersigned By: Named Insured: (Authorized Representative) SCHEDULE Name of Person(s)or Organization(s): SEE ENDORSEMENT cD N O (If no entry appears above, information required to complete this endorsement will be shown in the Declarations as applicable to the endorsement.) Each person or organization shown in the Schedule is an "insured" for Liability Coverage, but only to the extent that person or organization qualifies as an "insured" under the Who Is An Insured Provision contained in Section II of the Coverage Form. CA 20 48 02 99 Copyright, Insurance Services Office, Inc., 1998 Page 1 of 1 POLICY NUMBER: COMMERCIAL AUTO CA 20 71 10 01 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. AUTO LOAN/LEASE GAP COVERAGE This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM BUSINESS AUTO PHYSICAL DAMAGE COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement,the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Endorsement Effective: Countersigned By: Named Insured: (Authorized Representative) SCHEDULE Description Of Loan/Lease "Auto(s)"Which Are Covered Other Than Collision Collision Vehicle No. "Autos" Additional Premium Additional Premium On File with company On file with Company $ $ $ $ $ $ $ $ $ $ 4 (If no entry appears above, information required to complete this endorsement will be shown in the Declarations as applicable to this endorsement.) The Physical Damage Coverage Section is amended by a. Overdue lease/loan payments at the time of the N the addition of the following: "loss"; g In the event of a total "loss" to a covered "auto" shown in b. Financial penalties imposed under a lease for N the Schedule or Declarations for which a specific premium excessive use, abnormal wear and tear or high charge indicates that Auto Loan/Lease GAP Coverage mileage. N applies, we will pay any unpaid amount due on the lease or 0 loan for a covered"auto", less: c. Security deposits not returned by the lessor; 1. The amount paid under the Physical Damage d. Costs for extended warranties, Credit Life Insurance, Health, Accident or Disability Insurance Coverage Section of the policy; and purchased with the loan or lease; and 2. Any: e. Carry-over balances from previous loans or leases. ry CA 20 71 10 01 Copyright, ISO Properties, Inc.,2000 Page 1 of 1 POLICY NUMBER: COMMERCIAL AUTO CA2071 1013 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. +AUTO LOAN/LEASE GAP COVERAGE This endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Description Of Loan/Lease Other Than Collision Collision Vehicle No. "Auto(s)"Which Are Covered Additional Premium Additional Premium "Autos" On File with company On file with Company $ $ $ $ $ $ $ $ N zO $ $ r O N Information required to complete this Schedule, if not shown above,will be shown in the Declarations. O 0 O 0 Physical Damage Coverage is amended by the b. Financial penalties imposed under a lease for addition of the following: excessive use, abnormal wear and tear or In the event of a total"loss"to a covered"auto"shown in high mileage; the Schedule or Declarations for which a specific c. Security deposits not returned by the lessor; premium charge indicates that Auto Loan/Lease GAP d. Costs for extended warranties, Credit Life Coverage applies, we will pay any unpaid amount due Insurance, Health, Accident or Disability on the lease or loan for a covered"auto", less: Insurance purchased with the loan or lease; 1. The amount paid under the policy's Physical and Dama a Coverage;and g g e. Carry-over balances from previous loans or 2. Any: leases. a. Overdue lease/loan payments at the time of the"loss"; CA 20 71 1013 Copyright, Insurance Services Office, Inc.,2011 Page 1 of 1 POLICY NUMBER: COMMERCIAL AUTO CA21051013 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. OREGON UNINSURED MOTORISTS COVERAGE - BODILY INJURY For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Oregon, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Limit Of Insurance: $ 1,000,000 Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. �, A. Coverage b. A tentative settlement has been made 1. We willa all sums the "insured" is legally between an "insured" and the insurer of the p y g vehicle described in Paragraph b. of the entitled to recover as compensatory damages L. from the owner or driver of an "uninsured motor definition of "uninsured motor vehicle" and vehicle." The damages must result from "bodily we: injury" sustained by the "insured" caused by an (1) Have been given prompt written notice of "accident." The owner's or driver's liability for such tentative settlement; and these damages must result from the ownership, (2) Advance payment to the "insured" in an maintenance or use of the "uninsured motor amount equal to the tentative settlement vehicle." within 30 days after receipt of notification. 2. With respect to damages resulting from an 3. Any judgment for damages arising out of a "suit' "accident" with a vehicle described in Paragraph brought without our written consent is not binding b. of the definition of "uninsured motor vehicle", on us. we will pay under this coverage only if Paragraph a.or b. below applies: a. The limit of any applicable liability policies has been exhausted by payment of judgments or settlements;or CA 21 0510 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 5 B. Who Is An Insured c. Any "family member" while "occupying" or If the Named Insured is designated in the when struck by any vehicle owned by an Declarations as: individual Named Insured that is insured for Uninsured Motorists Coverage on a primary 1. An individual,then the following are"insureds": basis under any other Coverage Form or a. The Named Insured and any "family policy. members." 4. Anyone using a vehicle without a reasonable b. Anyone else "occupying" a covered "auto" or belief that the person is entitled to do so. a temporary substitute for a covered "auto." 5. Punitive or exemplary damages. The covered "auto" must be out of service 6. "Bodilyinjury"arisingdirectlyor indirectlyout of: because of its breakdown, repair, servicing, ry "loss"or destruction. a. War, including undeclared or civil war; c. Anyone else"occupying"an"auto"the Named b. Warlike action by a military force, including Insured is operating. action in hindering or defending against an actual or expected attack, by any government, d. Anyone for damages he or she isentitled to sovereign or other authorityusingmilitary recover because of "bodily injury" sustained g by another"insured." personnel or other agents; or 2. A partnership, limited liability company, c. Insurrection, rebellion, revolution, usurped corporation or any other form of organization, power, or action taken by governmental then the following are"insureds": authority in hindering or defending against any of these. a. Anyone "occupying" a covered "auto" ora D. Limit Of Insurance temporary substitute for a covered "auto."The covered "auto" must be out of service 1. Regardless of the number of covered "autos", because of its breakdown, repair, servicing, "insureds", premiums paid, claims made or "loss"or destruction. vehicles involved in the "accident", the most we b. Anyone for damages he or she is entitled to ,will pay for all damages resulting from any one recover because of "bodily injury" sustained accident is the Limit Of Insurance for Uninsured by another"insured." Motorists Coverage shown in the Schedule or Declarations. C. Exclusions 2. We will provide primary insurance for a vehicle This insurance does not apply to any of the following: that you do not own if such vehicle is owned by a 1. Any claim settled without our consent. However, self-insurer as qualified under the Oregon this exclusion does not apply to a settlement Financial Responsibility Law. made with the insurer of a vehicle described in 3. The Limit of Insurance under this coverage shall Paragraph b.of the definition of"uninsured motor be reduced by all sums paid by or for anyone who vehicle" in accordance with the procedure is legally responsible, including all sums paid described in Paragraph A.2.b. under this Coverage Form's Covered Autos 2. The direct or indirect benefit of any insurer or self- Liability Coverage. insurer under any workers' compensation, 4. No one will be entitled to receive duplicate disability benefits or similar law. payments for the same elements of "loss" under 3. "Bodily injury"sustained by: this Coverage Form and any Liability Coverage a. An individual Named Insured while form, Medical Payments Coverage endorsement "occupying" or when struck byanyvehicle or Personal Injury Protection Coverage endorsement attached to this Coverage Part. owned by that Named Insured that is not a covered "auto" for Uninsured Motorists We will not make a duplicate payment under this Coverage under this Coverage Form; coverage for any element of "loss" for which b. Any "familymember" while "occupying" or payment has been made by or for anyone who is legally responsible. when struck byany vehicle owned by that "family member, that is not a covered "auto" We will not pay for any element of "loss" if a for Uninsured Motorists Coverage under this person is entitled to receive payment for the Coverage Form;or same element of "loss" under any workers' compensation, disability benefits or similar law. Page 2 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 21 05 10 13 E. Changes In Conditions 2. Duties In The Event Of Accident, Claim, Suit The Conditions are changed for Uninsured Motorists Or Loss in the Business Auto and Motor Carrier Coverage as follows: Coverage Forms and Duties In The Event Of Accident, Claim, Offense, Suit, Loss Or Acts, 1. Other Insurance in the Auto Dealers and Errors Or Omissions in the Auto Dealers Business Auto Coverage Forms and Other Coverage Form are changed by adding the Insurance — Primary And Excess Insurance following: Provisions in the Motor Carrier Coverage Form are replaced by the following: a. If a "stolen vehicle" or a hit-and-run or phantom vehicle is involved, the Named If there is other applicable insurance available Insured or someone on that Named Insured's under one or more policies or provisions of behalf shall report the "accident" to the coverage: appropriate law enforcement agency within 72 a. The maximum recovery under all Coverage hours of the"accident." Forms or policies combined may equal but not b. If a "stolen vehicle" is involved, you or exceed the highest applicable limit for any someone on your behalf must cooperate with one vehicle under any Coverage Form or the appropriate law enforcement agency in policy providing coverage on either a primary the prosecution of the theft of the vehicle. or excess basis. c. Promptly send us copies of the legal papers if b. Any insurance we provide with respect to a a"suit"is brought. vehicle the Named Insured does not own shall be excess over any other collectible d. A person seeking coverage from a vehicle uninsured motorists insurance providing described in Paragraph b. of the definition of coverage on a primary basis. "uninsured motor vehicle" must also promptly notify us in writing of a tentative settlement c. When coverage provided under a certificate of between the "insured" and the insurer of the self-insurance is available, any motor vehicle vehicle described in Paragraph b. of the liability insurance or uninsured motorists definition of "uninsured motor vehicle" and coverage we provide will be on a primary allow advance payment to that"insured" in an basis unless otherwise agreed to by the self- amount equal to the tentative settlement insurer. within 30 days after receipt of notification to d. If the coverage under this Coverage Form is preserve our rights against the insurer, owner provided: or operator of such vehicle described in (1) On a primary basis, we will pay only our Paragraph b.,of the definition of "uninsured share of the loss that must be paid under motor vehicle. insurance providing coverage on a primary 3. Legal Action Against Us is replaced by the M basis. Our share is the proportion that our following: g limit of liability bears to the total of all Legal Action Against Us applicable limits of liability for coverage on N a primary basis. a. No one may bring a legal action against us under this Coverage Form until there has - 0 (2) On an excess basis, we will pay only our been full compliance with all the terms of this share of the loss that must be paid under Coverage Form. insurance providing coverage on an b. No cause of action shall accrue to an excess basis. Our share is the proportion that our limit of liability bears to the total of "insured" under this coverage unless,within all applicable limits of liability for coverage two years from the date of the accident . on an excess basis. (1) Agreement as to the amount due under this Coverage Form has been concluded; CA 21 05 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 5 (2) We or the "insured" has formally instituted 5. The following condition is added: arbitration proceedings; Arbitration (3) The "insured" has filed an action against a. If we and an "insured" disagree whether the us; or "insured" is legally entitled to recover (4) An action for"bodily injury" has been filed damages from the owner or driver of an against the uninsured motorist and, within "uninsured motor vehicle" or do not agree as two years from the "date of settlement" or to the amount of damages that are "final judgment" against the uninsured recoverable by that "insured", then the matter motorist,the"insured"has: may be arbitrated. However, disputes (a) Formally instituted arbitration concerning coverage under this endorsement proceedings against us; or may not be arbitrated. Both parties must agree to an arbitration and to be bound by the (b) Filed an action against us. results of that arbitration. If both parties so 4. Transfer Of Rights Of Recovery Against agree, then each party will select an Others To Us is replaced by the following: arbitrator. The two arbitrators will select a Transfer Of Rights Of Recovery Against third. If they cannot agree within 30 days, Others To Us either may request that selection be made by a judge of a court having jurisdiction. Each If we make any payment and the "insured" party will pay the expenses it incurs and bear recovers from another party, the "insured" shall the expenses of the third arbitrator equally. hold the proceeds in trust for us and pay us back b. Unless both parties agree otherwise, the amount we have paid. arbitration will take place in either of the Our rights do not apply under this provision with following, at the election of the"insured": respect to damages caused by an "accident"with (1) The county where the"insured" lives; or a vehicle described in Paragraphb. of the definition of"uninsured motor vehicle" if we: (2) The county where the "insured's"cause of prompt written notice of a action against the owner or driver of the a. Have been given "uninsured motor vehicle"arose. tentative settlement between an"insured" and the insurer of a vehicle described in Local rules of law as to arbitration procedure Paragraph b. of the definition of "uninsured and evidence will apply. A decision agreed to motor vehicle"; and by two of the arbitrators will be binding. b. Fail to advance payment to the"insured" in an c. We will pay all arbitration costs to an"insured" amount equal to the tentative settlement in excess of $100. Arbitration costs to an within 30 days after receipt of notification. "insured" shall not include attorneys' fees or If we advance payment to the "insured" in an any expenses incurred in producing evidence amount equal to the tentative settlement within 30 or witnesses or making transcripts of the days after receipt of notification: arbitration proceedings. a. That payment will be separate from any amount the "insured" is entitled to recover under the provisions of this coverage; and b. We also have a right to recover the advance payment. Page 4 of 5 Copyright, Insurance Services Office, Inc., 2012 CA 21 0510 13 F. Additional Definitions d. That is a hit-and-run vehicle and neither the As used in this endorsement: driver nor owner can be identified.The vehicle must hit an "insured", a covered "auto" or a 1. "Date of settlement" means the date on which a vehicle an "insured" "occupying."occupying., However, written settlement agreement or release is signed in the event that a hit-and-run vehicle causes by an "insured" or, in the absence of such "bodily injury" to an "insured" without hitting documents,the date on which the"insured"or the the "insured", a covered "auto" or a vehicle attorney for the "insured" receives payment of the "insured" is "occupying", the facts of the any sum required by the settlement agreement. "accident"must be corroborated by competent 2. "Family member" means a person related to an evidence other than the testimony of any individual Named Insured by blood, marriage or person having an uninsured motorists claim adoption, who is a resident of such Named resulting from the"accident"; Insured's household, including a ward or foster e. That is a"stolen vehicle"; or child. f. That is owned or operated bya self-insurer: 3. "Final judgment" means a judgment that has p g g (1) That is not in compliance with ORS become final by lapse of time for appeal or by entry in an appellate court of an appellate 806.130(1)(c);or judgment. (2) That becomes insolvent and cannot 4. "Occupancy" means in, upon, getting in, on, out provide the amounts required by that or off. motor vehicle law. 5. "Uninsured motor vehicle" means a land motor However, "uninsured motor vehicle" does not vehicle or"trailer": include any vehicle: a. For which no liability policy at the time of an a. Owned by the United States of America, "accident" provides at least the amounts Canada, a state, a political subdivision of any required by the applicable law where a such government or an agency of any such covered"auto"is principally garaged; government unless the vehicle is owned by an Oregon public body; b. That is an underinsured motor vehicle. An underinsured motor vehicle is a land motor b. Designed for use mainly off public roads while vehicle or"trailer": not on public roads; (1) For which a liability policy applies at the c. Operated on rails or crawler treads; time of an "accident", but its limit for d. While located for use as a residence or "bodily injury"liability is either: premises and not as a vehicle; or (a) Less than the limit of liability for this e. Owned by or furnished for the regular or coverage;or frequent use of you or any"family member." (b) Reduced by payments to others 6. "Stolen vehicle"means: injured in the "accident" to an amount a. A covered "auto" that is being operated which is less than the limit of liability without the consent of the"insured"; and for this coverage. b. At the time of the "accident", the operator has N (2) That is owned or operated by a self- 0 no collectible liability insurance. insurer that provides recovery to an "insured" in an amount that is less than the limit of liability for this coverage; c. For which an insuring company denies coverage, becomes voluntarily or involuntarily bankrupt or is placed in receivership; CA 21 0510 13 Copyright, Insurance Services Office, Inc.,2012 Page 5 of 5 POLICY NUMBER: COMMERCIAL AUTO CA21 14 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. NEW JERSEY UNINSURED AND UNDERINSURED MOTORISTS COVERAGE For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, New Jersey, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Limit Of Insurance: $ 1,000,000 Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage b. A tentative settlement has been made g 1. We will pay all sums the "insured" is legally between an "insured" and the insurer of an entitled to recover as compensatory damages "underinsured motor vehicle"and we: L. from the owner or driver of an "uninsured motor (1) Have been given prompt written notice of N vehicle" or an "underinsured motor vehicle." The such tentative settlement; and 0 damages must „ result „from "bodily injury;; (2) Advance payment to the "insured" in an o sustained by the "insured", or "property damage" amount equal to the tentative settlement caused by an "accident." The owner's or driver's within 30 days after receipt of notification. liability for these damages must result from the ownership, maintenance or use of an "uninsured 3. Any judgment for damages arising out of a "suit" motor vehicle" or an "underinsured motor brought without our written consent is not binding vehicle." on us. 2. With respect to damages resulting from an B. Who Is An Insured "accident" with an "underinsured motor vehicle", If the Named Insured is designated in the Schedule we will pay under this coverage only if Paragraph or Declarations as: a.or b. below applies: 1. An individual,then the following are insureds„.: a. The limit of any applicable liability bonds or a. The Named Insured and any "family policies has been exhausted by judgments or members.” payments; or CA 21 1410 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 6 b. Anyone else "occupying" a covered "auto" or 8. "Property damage" caused by a hit-and-run a temporary substitute for a covered "auto." vehicle. The covered "auto" must be out of service 9. Punitive or exemplary damages. because of its breakdown, repair, servicing, "loss"or destruction. 10. "Bodily injury"or"property damage" sustained by c. Anyone for damages he or she is entitled to any"insured"who is an owner of a motor vehicle: recover because of "bodily injury" sustained a. Insured under a basic automobile insurance by another"insured." policy issued in accordance with New Jersey 2. A partnership, limited liability company, law or regulation; or corporation or any other form of organization, b. Required to be insured in accordance with then the following are"insureds": New Jersey law or regulation, but not insured a. Anyone "occupying" a covered "auto" or a for this coverage or any similar coverage. temporary substitute for a covered "auto."The However, this exclusion does not apply to an covered "auto" must be out of service individual Named Insured, and such Named because of its breakdown, repair, servicing, Insured's spouse, unless the individual Named "loss"or destruction. Insured or such Named Insured's spouse is "occupying", at the time of an "accident", a motor b. Anyone for damageshe or she isentitled to vehicle described in Subparagraph a. or b. recover because of "bodily injury" sustained above. by another"insured." c. The Named Insured for "property dams e" 11. "Bodily injury" or "property damage" arising g directly or indirectly out of: only. a. War, including undeclared or civil war; C. Exclusions This insurance does nota I to anyof the following: b. Warlike action by a military force, including apply fllig action in hindering or defending against an 1. With respect to an "uninsured motor vehicle", any actual or expected attack, by any government, claim settled without our consent. sovereign or other authority using military 2. Damages for pain, suffering and inconvenience personnel or other agents; or resulting from "bodily injury" caused by an c. Insurrection, rebellion, revolution, usurped "accident" involving an "uninsured motor vehicle" power, or action taken by governmental or an "underinsured motor vehicle", unless the authority in hindering or defending against injured person has a legal right to recover any of these. damages for such pain, suffering and D. Limit Of Insurance inconvenience under the New Jersey Automobile Reparation Reform Act. The injured person's 1. Regardless of the number of covered "autos", legal right to recover damages for pain, suffering "insureds", premiums paid, claims made or and inconvenience under the New Jersey vehicles involved in the "accident", the Limit Of Automobile Reparation Reform Act will be Insurance shown in the Schedule or Declarations determined by the liability tort limitation, if any, for Uninsured Motorists Coverage and applicable to that person. Underinsured Motorists Coverage is the most we will pay for all damages resulting from any one 3. The direct or indirect benefit of any insurer or self- "accident"with an"uninsured motor vehicle"or an insurer under any workers' compensation, "underinsured motor vehicle." disability benefits or similar law. 4. The direct or indirect benefit of an insurer of a. However, subject to our maximum Limit of y Insurance for this coverage, if: property. (1) An "insured" is not the individual Named 5. Anyone using a vehicle without a reasonable Insured under this policy; belief that the person is entitled to do so. (2) That "insured" is an individual Named 6. "Property damage" for which the "insured" has Insured under one or more other policies been or is entitled to be compensated by other providing similar coverage; and property or physical damage insurance. (3) All such other policies have a Limit of 7. The first $500 of the amount of "property Insurance for similar coverage which is damage"to the property ofeach "insured" as the less than the Limit of Insurance for this result of any one"accident." coverage; Page 2 of 6 Copyright, Insurance Services Office, Inc.,2012 CA 21 14 10 13 then the most we will pay for all damages E. Changes In Conditions resulting from any one "accident" with an The Conditions are changed for Uninsured And "uninsured motor vehicle"or an "underinsured Underinsured Motorists Coverage as follows: motor vehicle" shall not exceed the highest applicable Limit of Insurance under any 1. Other Insurance in the Auto Dealers and Coverage Form or policy providing coverage Business AutoCoverage Forms and Other to that "insured" as an individual Named Insurance — Primary And Excess Insurance Insured. Provisions in the Motor Carrier Coverage Form b. However, subject to our maximum Limit of are replaced by the following: Insurance for this coverage, if: If there is other applicable insurance available An "insured" is not the Named under one or more policies or provisions of (1) individual coverage: Insured under this policy or any other policy; a. The maximum recovery under all Coverage That "insured" is insured as a "familyForms or policies combined may equal but not (2) exceed the highest applicable limit for any member"under one or more other policies one vehicle under any Coverage Form or providing similar coverage; and policy providing coverage on either a primary (3) All such other policies have a Limit of or excess basis. Insurance for similar coverage which is However, if an"insured" is: less than the Limit of Insurance for this coverage; (1) An individual Named Insured under one or then the most we will pay for all damages more policies providing similar coverage; resulting from any one "accident" with an (2) Not "occupying" a vehicle owned by that "uninsured motor vehicle"or an"underinsured individual Named Insured; and motor vehicle" shall not exceed the highest (3) Not an "employee" of a business or applicable Limit of Insurance under any corporate entity designated in the Coverage Form or policy providing coverage Schedule or Declarations as a Named to that"insured"as a"family member." Insured; However, Paragraphs D.1.a. and D.1.b. do not then any recovery for damages for "bodily apply to "employees" of a business or corporate injury"or"property damage"for that "insured" entity designated in the Schedule or Declarations may equal but not exceed the highest as a Named Insured. applicable limit for any one vehicle under any 2. With respect to damages resulting from an Coverage Form or policy providing coverage "accident" involving an "uninsured motor vehicle", to that "insured" as an individual Named we will not make a duplicate payment under this Insured. coverage for any element of "loss" for which However, if an"insured"is: payment has been made by or for anyone who is (a) Insured as a "family member" under legally responsible. one or more policies providing similar § 3. With respect to damages resulting from an coverage; "accident" involving an "underinsured motor vehicle", the Limit of Insurance shall be reduced (b) Not an individual Named Insured under this or any other policy;and by all sums paid by or for anyone who may be legally responsible, including all sums paid under (c) Not an "employee" of a business or this Coverage Form's Covered Autos Liability corporate entity designated in the Coverage. Schedule or Declarations as a — 4. No one will be entitled to receive duplicate Named Insured; p then anyrecoveryfor damages for "bodily payments for the same elements of "loss" under 9 this Coverage Form and any Liability Coverage injury"or"property damage" for that"insured" form attached to this Coverage Part. may equal but not exceed the highest We will notfor element of "loss" if a applicable limit for any one vehicle under any pay any Y -= person is entitled to receive payment for the Coverage Form or policy providing coverage same element of"loss" under anypersonal injury to that"insured"as a"family member." protection benefits. CA 21 1410 13 Copyright, Insurance Services Office, Inc., 2012 Page 3 of 6 b. Any insurance we provide with respect to a 3. Transfer Of Rights Of Recovery Against vehicle: Others To Us is changed by adding the (1) The Named Insured does not own; or following: (2) Owned by the Named Insured or, if the If we make any payment and the "insured" Named Insured is an individual, any recovers from another party, the "insured" shall "family member", that is not a covered hold the proceeds in trust for us and pay us back "auto" for Uninsured And Underinsured the amount we have paid. Motorists Coverage under this Coverage Our rights do not apply under this provision with Form, respect to damages caused by an "accident"with shall be excess over any other collectible an"underinsured motor vehicle"if we: uninsured motorists or underinsured motorists a. Have been given prompt notice, in writing, of insurance providing coverage on a primary a tentative settlement between an "insured" basis. and the insurer of an "underinsured motor c. If the coverage under this Coverage Form is vehicle"; and provided: b. Fail to advance payment to the"insured" in an (1) On a primary basis, we will pay only our amount equal to the tentative settlement share of the loss that must be paid under within 30 days after receipt of notification. insurance providing coverage on a primary If we advance payment to the "insured" in an basis. Our share is the proportion that our amount equal to the tentative settlement limit of liability bears to the total of all within 30 days after receipt of notification: applicable limits of liability for coverage on rima basis. (1) That payment will be separate from any a primary amount the "insured" is entitled to recover (2) On an excess basis, we will pay only our under the provisions of this endorsement; share of the loss that must be paid under and insurance providing coverage on an (2) We also have a right to recover the excess basis. Our share is the proportion advanced payment. that our limit of liability bears to the total of all applicable limits of liability for coverage 4. The following condition is added: on an excess basis. Arbitration 2. Duties In The Event Of Accident, Claim, Suit a. If we and an "insured" disagree whether the Or Loss in the Business Auto and Motor Carrier "insured" is legally entitled to recover Coverage Forms and Duties In The Event Of damages from the owner or driver of an Accident, Claim, Offense, Suit, Loss Or Acts, "uninsured motor vehicle"or an "underinsured Errors Or Omissions in the Auto Dealers motor vehicle" or do not agree as to the Coverage Form are changed by adding the amount of damages that are recoverable by following: that "insured", then the matter may be a. Promptly notify the police if a hit-and-run arbitrated. However, disputes concerning driver is involved;and coverage under this endorsement may not be arbitrated. Either party may make a written b. Promptly send us copies of the legal papers if demand for arbitration. In this event, each a"suit"is brought. party will select an arbitrator. The two c. A person seeking coverage under this arbitrators will select a third. If they cannot endorsement must also promptly notify us, in agree within 30 days, either may request that writing, of a tentative settlement between the selection be made by a judge of a court "insured" and the insurer of an "underinsured having jurisdiction. Each party will pay the motor vehicle", and allow us to advance expenses it incurs and bear the expenses of payment to that "insured" in an amount equal the third arbitrator equally. to the tentative settlement within 30 days after receipt of notification to preserve our rights against the insurer, owner or operator of such "underinsured motor vehicle." Page 4 of 6 Copyright, Insurance Services Office, Inc.,2012 CA 21 14 10 13 b. Unless both parties agree otherwise, (3) Owned by any governmental unit or arbitration will take place in the county in agency; which the"insured"lives. Local rules of law as (4) Insured under a basic automobile to arbitration procedure and evidence will insurance policy issued in accordance apply. A decision agreed to by two of the with New Jersey law or regulation; arbitrators will be binding. (5) Operated on rails or crawler treads; F. Additional Definitions (6) Designed for use mainly off public roads As used in this endorsement: while not on public roads; or 1. "Property damage" means damage to a covered (7) While located for use as a residence or "auto", or to any property of an "insured" while premises. contained in a covered"auto." 2. "Familymember" means aperson related to an 5. "Underinsured motor vehicle" means the following: individual Named Insured by blood, marriage, or adoption, who is a resident of such Named a. With respect to an"insured"who: Insured's household, including a ward or foster (1) Is not the individual Named Insured under child. this policy; 3. "Occupying"means in, upon, getting in, on, out or (2) Is an individual Named Insured under one off. or more other policies providing similar 4. "Uninsured motor vehicle" means a land motor coverage; and vehicle or"trailer": (3) Is not an "employee" of a business or a. For which no liability bond or policy applies at corporate entity designated in the the time of an"accident"; Schedule or Declarations as a Named b. For which an insuring or bonding company Insured; denies coverage or is or becomes insolvent; "underinsured motor vehicle" means a land motor vehicle or"trailer" of any type to which c. That, with respect to damages for "bodily a liability bond or policy applies at the time of injury" only, is a hit-and-run vehicle whose an "accident", but its limit of liability is less operator or owner cannot be identified and than the highest applicable limit of liability that hits, or causes an "accident" resulting in under any Coverage Form or policy providing "bodily injury"without hitting: coverage to that "insured" as an individual (1) An individual Named Insured or any Named Insured. "family member"; b. With respect to an"insured"who: (2) A vehicle that the Named Insured or any (1) Is not the individual Named Insured under "family member", if the Named Insured is this policy or any other policy; an individual, is"occupying"; or (2) Is insured as a"family member" under one io (3) A covered"auto"; or or more other policies providing similar d. For which the only available coverage is a coverage; and special automobile policy, as defined by New (3) Is not an "employee" of a business or Jerseylaw. . corporate entity designated in the However, an "uninsured motor vehicle" does not Schedule or Declarations as a Named include any vehicle: Insured; (1) Owned by or furnished or available for the "underinsured motor vehicle" means a land regular use of the Named Insured or any motor vehicle or "trailer" of any type to which "family member", if the Named Insured is a liability bond or policy applies at the time of an individual; an "accident", but its limit of liability is less (2) Owned or operated by a self-insurer under than the highest applicable limit of liability any applicable motor vehicle law, except a under any Coverage Form or policy providing self-insurer who is or becomes insolvent coverage to that "insured" as a "family and cannot provide the amounts required member." by that motor vehicle law; CA 21 1410 13 Copyright, Insurance Services Office, Inc.,2012 Page 5 of 6 c. With respect to any other"insured"who is not (2) Owned by any governmental unit or described in Paragraph a. or b. above, agency; "underinsured motor vehicle" means a land motor vehicle or "trailer" of an Y t e to which (3) Operated on rails or crawler treads; YP mainly use Designed a liability bond or policy applies at the time of (4) Desi 9 off public roads an "accident", but its limit of liability is less while not on public roads; than the Limit of Insurance for this coverage. (5) While located for use as a residence or However, an "underinsured motor vehicle" does premises; or not include any vehicle: (6) Owned by or furnished or available for the (1) Owned or operated by a self-insurer under regular use of the Named Insured or, if the any applicable motor vehicle law; Named Insuredis an individual, any "family member." Page 6 of 6 Copyright, Insurance Services Office, Inc.,2012 CA 21 14 10 13 POLICY NUMBER: COMMERCIAL AUTO CA 21 3410 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. WASHINGTON UNDERINSURED MOTORISTS COVERAGE For a covered "auto" licensed or principally garaged in, or for "auto dealer operations" conducted in, Washington, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE "Bodily Injury"And "Property Damage": $ 1,000,000 Each "Accident" Or "Bodily Injury": $ Each "Accident" This endorsement provides"bodily injury"and "property damage"Underinsured Motorists Coverage unless an"X" is entered below: If an"X"is entered in this box,this endorsement provides"bodily injury"Underinsured Motorists Coverage only for the following"autos": Description Of"Autos": CD Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage B. Who Is An Insured 1. We will pay all sums the "insured" is legally If the Named Insured is designated in the entitled to recover as compensatory damages Declarations as: from the owner or driver of an "underinsured 1. An individual,then the following are"insureds": motor vehicle." The damages must result from a. "family "bodily injury" or"property damage" sustained by The Named Insured and any am y the "insured" caused by an "accident." The members. owner's or driver's liability for these damages b. Anyone else "occupying" a covered "auto" or must result from the ownership, maintenance or a temporary substitute for a covered "auto." use of the"underinsured motor vehicle." The covered "auto" must be out of service because of its breakdown, repair, servicing, "loss"or destruction. CA 21 3410 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 5 c. Anyone for damages he or she is entitled to 5. The first $300 of the amount of "property recover because of "bodily injury" sustained damage"to the property of each "insured" as the by another"insured." result of any one "accident" caused by a hit-and- run2. A partnership, limited liability company, vehicle as described in Paragraph 5.d. of the corporation or any other form of organization, definition of "underinsured motor vehicle." In all then the following are"insureds": other cases, this insurance does not apply to the first $100 of the amount of"property damage" to a. Anyone "occupying" a covered "auto" or a the property of each "insured"as the result of any temporary substitute for a covered"auto."The one"accident." covered "auto" must be out of service because of its breakdown, repair, servicing, 6. Anyone using a vehicle without a reasonable "loss"or destruction. belief that the person is entitled to do so. b. Anyone for damages he or she is entitled to 7. "Bodily „injury" or "property damage" to„ an recover because of "bodily injury" sustained insured while operating or occupying a by another"insured." motorcycle or motor driven cycle which is not a covered "auto" for Covered Autos Liability c. The Named Insured for "property damage" Coverage under this Coverage Form. only. 8. Punitive or exemplary damages. C. Exclusions 9. "Bodily injury" or "property damage" arising This insurance does not apply to: directly or indirectly out of: 1. The benefit of any insurer or self-insurer under a. War, including undeclared or civil war; any workers' compensation law or any similar disability benefits law. b. Warlike action by a military force, including action in hindering or defending against an 2. The benefit of any insurer of property. actual or expected attack, by any government, 3. "Bodily injury"sustained by: sovereign or other authority using military a. An individual Named Insured while personnel or other agents; or "occupying" any vehicle owned by that c. Insurrection, rebellion, revolution, usurped Named Insured or made available for that power, or action taken by governmental Named Insured's regular use that is not a authority in hindering or defending against covered "auto" for Covered Autos Liability any of these. Coverage under this Coverage Form; D. Limit Of Insurance b. Any "family member" while "occupying" any 1. Regardless of the number of covered "autos", vehicle owned by that "family member" or "insureds", premiums paid, claims made or available for that "family member's" regular vehicles involved in the "accident", the most we use that is not a covered "auto" for Covered will pay for all damages resulting from any one Autos Liability Coverage under this Coverage "accident" is the limit shown in the Schedule or in Form; or the Declarations. c. Any "family member" while "occupying" any 2. No one will be entitled to receive duplicate vehicle owned by the Named Insured or made payments for the same elements of"loss" under available for the Named Insured's regular use this Coverage Form and any Liability Coverage that is insured for Liability Coverage on a form, Medical Payments Coverage endorsement primary basis under any other Coverage Form or Personal Injury Protection Coverage or policy. endorsement attached to this Coverage Part. 4. Property contained in or struck by any vehicle We will not make a duplicate payment under this owned by or available for the regular use of the coverage for any element of "loss" for which Named Insured or any "family member", if the payment has been made by or for anyone who is Named Insured is an individual, which is not a legally responsible. covered "auto" for Covered Autos Liability Coverage under this Coverage Form. Page 2 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 21 34 10 13 E. Changes In Conditions 2. Duties In The Event Of Accident, Claim, Suit The Conditions are changed for Washington Or Loss in the Business Auto and Motor Carrier Underinsured Motorists Coverage as follows: Coverage Forms and Duties In The Event Of Accident, Claim, Offense, Suit, Loss Or Acts, 1. Other Insurance in the Auto Dealers and Errors Or Omissions in the Auto Dealers Business Auto Coverage Forms and Other Coverage Form are changed by adding the Insurance — Primary And Excess Insurance following: Provisions in the Motor Carrier Coverage Form are replaced by the following: a. A person seeking Underinsured Motorists Coverage must also promptly notify us in If there is other applicable insurance available writing of a tentative settlement between the under one or more policies or provisions of "insured" and the insurer of an "underinsured coverage: motor vehicle" and allow us 30 days to a. The maximum recovery under all Coverage advance payment to that "insured" in an Forms or policies combined may equal but not amount equal to the tentative settlement to exceed the highest applicable limit for any preserve our rights against the insurer, owner one vehicle under any Coverage Form or or operator of such "underinsured motor policy providing coverage on either a primary vehicle." However, this provision does not or excess basis. apply if failure to notify us does not prejudice b. Anyinsurance we provide with respect to a our right to recover payment from the person legally responsible for the"accident." vehicle the Named Insured does not own shall be excess over any other collectible 3. Legal Action Against Us is replaced by the underinsured motorists insurance providing following: coverage on a primary basis. Legal Action Against Us c. If the coverage under this Coverage Form is a. No one may bring a legal action against us provided: under this Coverage Form until there has (1) On a primary basis, we will pay only our been full compliance with all the terms of this share of the loss that must be paid under Coverage Form. insurance providing coverage on a primary b. Any legal action against us under this basis. Our share is the proportion that our Coverage Form must be brought within one limit of liability bears to the total of all year after the date on which the cause of applicable limits of liability for coverage on action accrues. a primary basis. If this action is brought pursuant to Sec. 3 of (2) On an excess basis, we will pay only our RCW 48.30, then 20 days prior to filing such an share of the loss that must be paid under action, you are required to provide written notice insurance providing coverage on an of the basis for the cause of action to us and the g excess basis. Our share is the proportion Office of the Insurance Commissioner. Such that our limit of liability bears to the total of notice may be sent by regular mail, registered L. o all applicable limits of liability for coverage mail or certified mail with return receipt § on an excess basis. requested. 0 0 0 CA 21 3410 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 5 4. Transfer Of Rights Of Recovery Against b. Unless both parties agree otherwise, Others To Us is changed by adding the arbitration will take place in the county in following: which the"insured"lives. Local rules of law as If we make any payment and the "insured" to arbitration procedure and evidence will recovers from another party, the "insured" shall apply. A decision agreed to by two of the hold the proceeds in trust for us and pay us back arbitrators will be binding. the amount we have paid. We shall be entitled to F. Additional Definitions recovery only after the "insured" has been fully As used in this endorsement: compensated for damages. 1. "Property damage" means injury to or destruction Our rights do not apply under this provision with of the property of an "insured." respect to damages caused by an "accident"with an"underinsured motor vehicle"if we: 2. "Family member" means a person related to an individual Named Insured by blood, marriage or a. Have been given prompt notice ofa tentative adoption, who is a resident of such Named settlement between an "insured" and the Insured's household, including a ward or foster insurer of an "underinsured motor vehicle"; child. and 3. "Occupying"means in, upon, getting in, on, out or b. Fail to advance payment to the"insured" in an off. amount equal to the tentative settlement within 30 days after receipt of notification. 4. "Suit"means a civil proceeding in which: If we advance payment to the "insured" in an a. Damages because of "bodily injury" or amount equal to the tentative settlement within 30 "property damage"; or days after receipt of notification: b. A "covered pollution cost or expense" to (1) That payment will be separate from any which this insurance applies, are alleged. amount the "insured" is entitled to recover "Suit"includes: under the provisions of Underinsured (1) An arbitration proceeding in which such Motorists Coverage; and damages or "covered pollution costs or (2) We also have a right to recover the expenses"are claimed; or advanced payment. (2) Any other alternative dispute resolution 5. The following condition is added: proceeding in which such damages or Arbitration "covered pollution costs or expenses" are a. If we and an "insured" disc"insured" is legally entitled disagree whether thetled to recover claimed. g 5. "Underinsured motor vehicle"means a land motor damages from the owner or driver of an vehicle or"trailer": "underinsured motor vehicle" or do not agree a. For which no liability bond or policy applies at as to the amount of damages that are the time of an"accident"; or recoverable by that "insured", then the matter b. For which liability bonds or policies apply at may be arbitrated. However, disputes the time of the"accident", but the amount paid concerning coverage under this endorsement under all of the bonds or policies to an may not be arbitrated. Both parties must agree to arbitration. If so agreed, each party "insured" is not enough to pay the full amount will select an arbitrator. The two arbitrators an "insured" is legally entitled torecover as will select a third. If they cannot agree within damages caused by the"accident"; or 30 days, either may request that selection be c. For which all insuring or bonding companies made by a judge of a court having jurisdiction. deny coverage or are or become insolvent; or We will pay all arbitration expenses. d. That is a hit-and-run vehicle and neither the Arbitration expenses will not include the driver nor owner can be identified.The vehicle "insured's" attorney's fees or any expenses must either: incurred in producing evidence or witnesses. (1) Hit an "insured", a covered "auto" or a vehicle an"insured"is"occupying"; or Page 4 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 21 34 10 13 (2) Cause"bodily injury"or"property damage" (2) Owned by a governmental unit or agency. with no physical contact with the "insured" This provision does not apply if the or the vehicle the "insured" was governmental unit or agency is unable to "occupying" at the time of the "accident", pay damages because of financial inability provided: or insolvency. (a) The facts of the "accident" can be 6. Whenever the terms "uninsured motorists corroborated by competent evidence coverage" or"uninsured motor vehicle" appear in other than the testimony of any person the Coverage Form or any endorsements having an underinsured motorists attached to the Coverage Form, they are coverage claim as a result of such replaced by the terms "underinsured motorists "accident";and coverage" and "underinsured motor vehicle" for (b) Someone reports the "accident" to the covered "autos" licensed in, or "auto dealer police within 72 hours of the operations"conducted in,Washington. "accident." However, "underinsured motor vehicle" does not include any vehicle: (1) For which the Covered Autos Liability Coverage of this Coverage Form applies. However, if the Named Insured is an individual and that Named Insured or any "family member' sustains damages while "occupying", or when struck by, an "auto" which is a covered "auto" for Covered Autos Liability Coverage under this Coverage Form, this exception to this definition of an "underinsured motor vehicle" does not apply to that Named Insured or any such"family member." N et CA 21 3410 13 Copyright, Insurance Services Office, Inc.,2012 Page 5 of 5 POLICY NUMBER: COMMERCIAL AUTO CA21 37 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. KANSAS UNINSURED MOTORISTS COVERAGE For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Kansas, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Limit Of Insurance: $ 1,000,o 0 o Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage b. A tentative settlement has been made 1. We will pay all sums the "insured" is legally between an "insured" and the insurer of a g entitled to recover as damages from the owner or vehicle described in Paragraph b. of the definition of "uninsured motor vehicle" and driver of an "uninsured motor vehicle." The L. damages must result from "bodily injury" we: § sustained by the "insured" caused by an (1) Have been given prompt written notice of "accident." The owner's or driver's liability for such tentative settlement;and these damages must result from the ownership, ., maintenance or use of the "uninsured motor (2) Advance payment to the insured in an vehicle." amount equal to the tentative settlement within 60 days after receipt of notification. 2. With respect to damages resulting from an B. Who Is An Insured "accident" with a vehicle described in Paragraph b. of the definition of "uninsured motor vehicle", If the Named Insured is designated in the we will pay under this coverage only if a. or b. Declarations as: - below applies: 1. An individual,then the following are"insureds": a. The limit of any applicable liability bonds or a. The Named Insured and any "family EL-LE policies has been exhausted by payment of members." judgments or settlements; or b. Anyone else "occupying" a covered "auto" or a temporary substitute for a covered "auto." The covered "auto" must be out of service sas because of its breakdown, repair, servicing, "loss"or destruction. CA 21 37 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 4 c. Anyone for damages he or she is entitled to 2. The limit for damages resulting from "bodily recover because of "bodily injury" sustained injury" caused by a vehicle described in by another"insured." Paragraph b. of the definition of"uninsured motor 2. A partnership, limited liability company, vehicle" applies separately from the limit for a cor oration or any other form of organization, vehicle described in Paragraphs a., c. and d. of p that definition. then the following are"insureds": a. Anyone "occupying" a covered "auto" or a 3. No one will be entitled to receive duplicate temporary substitute for a covered"auto."The payments for the same elements of loss under covered "auto" must be out of service this coverage and any Liability Coverage form, because of its breakdown, repair, servicing, Medical Payments Coverage endorsement, "loss"or destruction. Uninsured Motorists Coverage endorsement or Underinsured Motorists Coverage endorsement b. Anyone for damages he or she is entitled to attached to this Coverage Part. recover because of "bodily injury" sustained by another"insured." We will not make a duplicate payment under this coverage for any element of "loss" for which C. Exclusions payment has been made by or for anyone who is This insurance does not apply to any of the following: legally responsible. 1. Any claim settled or judgment reached without We will not pay for any element of "loss" if the our consent if the settlement or judgment person is entitled to receive payment for the prejudices our right to recover payment. same element of "loss" under any workers' However, this exclusion does not apply to a compensation, disability benefits or similar law or settlement made with the insurer of a vehicle personal injury protection coverage. described in Paragraph b. of the definition of 4. Anyamount paid under this insurance will reduce any motor vehicle." amount an "insured" may be paid under the 2. The direct or indirect benefit of any insurer or self- Coverage Form's Covered Autos Liability insurer under any workers' compensation, Coverage. disability benefits or similar law. E. Changes In Conditions 3. Anyone using a vehicle without a reasonable The Conditions are changed for Uninsured Motorists belief that the person is entitled to do so. Coverage as follows: 4. "Bodily injury" sustained by an "insured" while 1. Other Insurance in the Auto Dealers and "occupying" or when struck by any motor vehicle Business Auto Coverage Forms and Other that is ownedby or provided for the regular use of Insurance — Primary And Excess Insurance that "insured" for which the security required by Provisions in the Motor Carrier Coverage Form Kansas law is not in effect. are changed by addition of the following: D. Limit Of Insurance a. The reference to "other collectible insurance" 1. Regardless of the number of covered "autos", applies only to other collectible uninsured "insureds", premiums paid, claims made or motorists insurance. vehicles involved in the "accident", the most we b. If there is other applicable insurance available will pay for all damages resulting from any one under one or more policies or provisions of "accident", is the limit of Uninsured Motorists coverage, the maximum recovery under all Insurance shown in the Schedule or Declarations. Coverage Forms or policies combined may We will apply the limit shown in the Schedule or equal but not exceed the highest applicable Declarations to first provide the separate limits limit for any one vehicle under any Coverage required by Kansas law as follows: Form or policy providing coverage on either a a. $25,000 for "bodily injury" to any one person primary or excess basis. caused by any one"accident", and b. $50,000 for "bodily injury" to two or more persons caused by any one"accident." This provision will not change our total limit of liability. Page 2 of 4 Copyright, Insurance Services Office, Inc.,2012 CA 21 37 10 13 2. Duties In The Event Of Accident, Claim, Suit c. Our rights do not apply under this provision Or Loss in the Business Auto and Motor Carrier with respect to damages caused by an Coverage Forms and Duties In The Event Of "accident" with a vehicle described in Accident, Claim, Offense, Suit, Loss Or Acts, Paragraph b. of the definition of "uninsured Errors Or Omissions in the Auto Dealers motor vehicle"if we: Coverage Form are changed by adding the following: (1) Have been given written notice by certified mail of a tentative agreement between the a. Promptly notify the police if a hit-and-run "insured" and the insuring company of the driver is involved. owner or operator of the underinsured b. Promptly send us copies of the legal papers if motor vehicle to settle for liability limits; a"suit"is brought. and c. A person seeking Uninsured Motorists (2) Fail to advance payments to the "insured" Coverage must also: in an amount equal to the tentative settlement within 60 days after receipt of (1) Notify us in writing, by certified mail, of a the notice. tentative settlement between the "insured" and the insurer of a vehicle described in If we advance payment to the "insured" in an Paragraph b. of the definition of amount equal to the tentative settlement "uninsured motor vehicle"; and within 60 days after receipt of notification: (2) Allow us 60 days after receipt of the (1) That payment will be separate from any written notice to advance payment to that amount the "insured" is entitled to recover "insured", in an amount equal to the under the provisions of Uninsured tentative settlement, to preserve our rights Motorists Coverage; and against the insurer, owner or operator of (2) We also have a right to recover the such vehicle described in Paragraph b. of advance payment. the definition of"uninsured motor vehicle." 4. The Two Or More Coverage Forms Or Policies Such written notice shall include written Issued By Us General Condition does not apply. documentation of all damages incurred, 5. The Concealment, Misrepresentation Or Fraud copies of all medical bills and written General Condition does not apply. authorization or a court order to obtain reports from all employers and medical providers. 6. The following condition is added: 3. Transfer Of Rights Of Recovery Against Arbitration Others To Us is changed by adding the a. If, after a claim has been made, a dispute following: arises because we and an "insured" disagree a. If we make any payment and the "insured" whether the "insured" is legally entitled to i recovers from another party, the "insured" recover damages from the owner or driver of shall hold the proceeds in trust for us and pay an "uninsured motor vehicle" or do not agree N us back the amount we have paid. as to the amount of damages that are § recoverable by that"insured", then the parties b. We do not have a right of recovery with may agree to arbitration. One party cannot o respect to damages resulting from an force the other party into arbitration. .. accident, with a vehicle described in However, disputes concerning coverage Paragraphs a., c. and d.of the definition of under this endorsement may not be arbitrated. "uninsured motor vehicle" to which a liability If the parties agree to arbitration, each party bond or policy applies at the time of the will select an arbitrator. The two arbitrators "accident", , but the bonding or insuring will select a third. If they cannot agree within company is or becomes insolvent. 30 days, either may request that selection be - made by a judge of a court having jurisdiction. - Each party will pay the expenses it incurs and bear the expenses of the third arbitrator equally. CA 21 37 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 4 b. Unless both parties agree otherwise, c. For which an insuring or bonding company arbitration will take place in the county in denies coverage or is or becomes insolvent; which the"insured"lives. Local rules of law as d. For which neither the driver nor owner can be to procedure and evidence will apply. Any identified.The vehicle must either: decision agreed to by the arbitrators will not be binding. (1) Hit an "insured", a covered "auto" or a vehicle an"insured" is"occupying"; or c. Once arbitration is agreed to by both parties, either party has the right to bring arbitration (2) Cause "bodily injury" to ,an "insured" under K.S.A. Sections 5-201 — 5-213 without hitting an "insured", a covered inclusive, in lieu of the arbitration procedure "auto" or a vehicle an "insured" is provided in this condition. "occupying", provided the facts of the "accident" can be corroborated by F. Additional Definitions competent evidence other than the As used in this endorsement: testimony of any person having a claim 1. "Family member" means a person related to an under this or any other similar insurance individual Named Insured by blood, marriage or as the result of such accident. adoption, who is a resident of such Named However, "uninsured motor vehicle" does not Insured's household, including a ward or foster include any vehicle: child. a. Owned or operated by a self-insurer under 2. "Occupying"means in, upon, getting in, on, out or any applicable motor vehicle law, except a off. self-insurer who is or becomes insolvent and 3. "Uninsured motor vehicle" means a land motor cannot provide the amounts required by that vehicle or"trailer": motor vehicle law. a. For which no liability bond or policy at the time b. Owned by a governmental unit or agency. of an "accident" provides at least the amounts c. Designed for use mainly off public roads while required by Kansas law; not on public roads. b. That is an underinsured motor vehicle. An underinsured motor vehicle is a land motor vehicle or "trailer" for which the sum of all liability bonds or policies at the time of an "accident" provides at least the amounts required by Kansas law, but their limits are less than the limit of this insurance; Page 4 of 4 Copyright, Insurance Services Office, Inc.,2012 CA 21 37 10 13 POLICY NUMBER: COMMERCIAL AUTO CA21 39 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. ARIZONA UNINSURED MOTORISTS COVERAGE For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Arizona, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/201s SCHEDULE Limit Of Insurance: $ 1,o 0 0,000 Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage b. Anyone else "occupying" a covered "auto" or M 1. We will pay all sums the "insured" is legally a temporary substitute for a covered "auto." g entitled to recover as compensatory damages The covered "auto" must be out of service from the owner or driver of an "uninsured motor because of its breakdown, repair, servicing, vehicle." The damages must result from "bodily "loss"or destruction. injury" sustained by the "insured" caused by an c. Anyone for damages he or she is entitled to "accident." The owner's or driver's liability for recover because of "bodily injury" sustained these damages must result from the ownership, by another"insured." maintenance or use of the "uninsured motor 2. A partnership, limited liability company, vehicle." corporation or any other form of organization, 2. Any judgment for damages arising out of a "suit" then the following are"insureds": brought without our written consent is not binding a. Anyone "occupying" a covered "auto" or a on us. temporary substitute for a covered "auto."The B. Who Is An Insured covered "auto" must be out of service - If the Named Insured is designated in the because of its breakdown, repair, servicing, Declarations as: "loss"or destruction. = 1. An individual,then the following are"insureds": b. Anyone for damageshe or she isentitled to recover because of "bodily injury" sustained a. The Named Insured and any "family by another"insured." members." SEE CA 21 39 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 4 C. Exclusions E. Changes In Conditions This insurance does not apply to any of the following: The Conditions are changed for Uninsured Motorists 1. Punitive or exemplary damages. Coverage as follows: 2. Any claim settled without our consent. 1. Other Insurance in the Auto Dealers and Business Auto Coverage Forms and Other 3. The direct or indirect benefit of any insurer or self- Insurance — Primary And Excess Insurance insurer under any workers' compensation, Provisions in the Motor Carrier Coverage Form disability benefits or similar law. are changed by addition of the following: 4. Anyone using a vehicle without a reasonable a. The reference to "other collectible insurance" belief that the person is entitled to do so. applies only to other collectible uninsured 5. "Bodily injury"arising directly or indirectly out of: motorists insurance. a. War, including undeclared or civil war; b. Any insurance we provide with respect to a b. Warlike action bya militaryforce, includingvehicle owned by the Named Insured or, if the Named Insured is an individual, any "family action in hindering or defending against an member", that is not a covered "auto" for actual or expected attack, by any government, Uninsured Motorists Coverage under this sovereign or other authority using military Coverage Form shall be excess over any personnel or other agents; or other collectible uninsured motorists c. Insurrection, rebellion, revolution, usurped insurance providing coverage on a primary power, or action taken by governmental basis. authority in hindering or defending against 2. Duties In The Event Of Accident, Claim, Suit any of these. Or Loss in the Business Auto and Motor Carrier D. Limit Of Insurance Coverage Forms and Duties In The Event Of 1. Regardless of the number of covered "autos", Accident, Claim, Offense, Suit, Loss Or Acts, "insureds",, premiums paid, claims made or Errors Or Omissions in the Auto Dealers vehicles involved in the "accident", the most we Coverage Form are changed by adding the will pay for all damages resulting from any one following: "accident" is the Limit Of Insurance for Uninsured a. Promptly notify the police if a hit-and-run Motorists Coverage shown in the Schedule or driver is involved; and Declarations. b. Promptly send us copies of the legal papers if 2. No one will be entitled to receive duplicate a"suit"is brought. payments for the same elements of "loss" under 3. Transfer Of Rights Of Recovery Against this Coverage Form and any Liability Coverage Others To Us is changed by adding the form, Medical Payments Coverage endorsement following: or Underinsured Motorists Coverage endorsement attached to this Coverage Part. If we make any payment under this coverage, We will not make a duplicate payment under this and the 'insured", or someone on behalf of the coverage for any element of "loss" for which insured,, has a right to recover damages from payment has been made by or for anyone who is the owner or operator of the "uninsured motor vehicle legally responsible, including all sums paid under ,we shall be subrogated to that right. the policy's Covered Autos Liability Coverage. We will not pay for any element of"loss"for which an "insured" is entitled to receive payment under any workers' compensation, disability benefits or similar law. Page 2 of 4 Copyright, Insurance Services Office, Inc.,2012 CA 21 3910 13 4. Two Or More Coverage Forms Or Policies (b) The date the "insured" knows or Issued By Us Condition is replaced by the should have known that coverage was following: denied by the tortfeasor's insurer. If this Coverage Form and any other Coverage (c) The date the "insured" knows or Form or policy issued to the Named Insured by us should have known of the insolvency or any company affiliated with us apply to the of the tortfeasor's insurer. same "accident", only one Coverage Form or (2) If we and the "insured" do not settle a policy shall be applicable to the "accident." The claim for uninsured motorists coverage Named Insured shall select the one Coverage under this Coverage Form for which the Form or policy that will apply.This condition does "insured" has given us timely written not apply to any Coverage Form or policy issued byus or anyaffiliated company which is excess notice in accordance with Paragraph (1) p Y above, we will not be liable for uninsured insurance over this Coverage Form. motorists coverage benefits unless within 5. The following conditions are added: three years after the date the "insured" a. Arbitration provides us with such written notice the "insured": (1) If we and an "insured" disagree whether (a) Fileslawsuit against us for uninsured the "insured" is legally entitled to recover ag damages from the owner or driver of an motorists coverage benefits under this "uninsured motor vehicle" or do not agree Coverage Form; or as to the amount of damages that are (b) Requests arbitration pursuant to the recoverable by that "insured", then the provisions of this Coverage Form. matter may be arbitrated. However, F. Additional Definitions disputes concerning coverage under this endorsement may not be arbitrated. Both As used in this endorsement: parties must agree to arbitration. If so 1. "Family member" means a person related to an agreed, each party will select an arbitrator. individual Named Insured by blood, marriage or The two arbitrators will select a third. If adoption, who is a resident of such Named they cannot agree within 30 days, either Insured's household, including a ward or foster may request that selection be made by a child. judge of a court having jurisdiction. Each 2. "Occupying"means in, upon, getting in, on, out or party will pay the expenses it incurs and off. bear the expenses of the third arbitrator equally. 3. "Uninsured motor vehicle" means a land motor (2) Unless both parties agree otherwise, vehicle or"trailer": arbitration will take place in the county in a. For which no liability bond or policy at the time g which the "insured" lives. Local rules of of an "accident" provides at least the amount law as to arbitration procedure and specified in Section 28-4009 of the Arizona N evidence will apply. A decision agreed to Revised Statutes; § by two of the arbitrators will be binding. b. For which an insuring or bonding company N b. Time Limitation denies coverage or is or becomes insolvent; (1) We will not be liable for uninsured or motorists coverage benefits unless the c. That is a hit-and-run vehicle and neither the "insured" gives us written notice of the driver nor owner can be identified.The vehicle "insured's" intent to pursue an uninsured must either: motorists coverage claim under this (1) Hit an "insured", a covered "auto" or a 9 yearsvehicle an"insured" is"occupying"; or - Coverage Form within three after the date of the "accident" that caused the - "bodily injury."However, the"insured" may make an uninsured motorists coverage - claim within three years after the earliest of the following: (a) The date the "insured" knew that the tortfeasor was uninsured. CA 21 39 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 4 (2) Cause "bodily injury" to an "insured" However, "uninsured motor vehicle" does not without hitting an "insured", a covered include any vehicle designed for use mainly "auto" or a vehicle an "insured" is off public roads while not on public roads. "occupying", provided the facts of the "accident" can be corroborated by any additional and confirming testimony, fact or evidence that strengthens and adds weight or credibility to the "insured's" representation of the"accident." Page 4 of 4 Copyright, Insurance Services Office, Inc.,2012 CA 21 39 10 13 POLICY NUMBER: COMMERCIAL AUTO CA 21 40 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. ARIZONA UNDERINSURED MOTORISTS COVERAGE For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Arizona, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Limit Of Insurance: $ 1,000,o 0 o Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage b. Anyone else "occupying" a covered "auto" or 1. We will pay all sums the "insured" is legally a temporary substitute for a covered "auto." g entitled to recover as compensatory damages The covered auto must be out of service from the owner or driver of an "underinsured because of its breakdown, repair, servicing, :1 motor vehicle." The damages must result from "loss"or destruction. § "bodily injury" sustained by the "insured" caused c. Anyone for damages he or she is entitled to by an "accident." The owner's or driver's liability recover because of "bodily injury" sustained N $ for these damages must result from the by another"insured." ownership, maintenance or use of the 2. A partnership, limited liability company, "underinsured motor vehicle." corporation or any other form of organization, 2. Any judgment for damages arising out of a "suit" then the following are"insureds": brought without our written consent is not binding a. Anyone "occupying" a covered "auto" or a on us. temporary substitute for a covered "auto."The - B. Who Is An Insured covered "auto" must be out of service If the Named Insured is designated in the because of its breakdown, repair, servicing, Declarations as: "loss"or destruction. 1. An individual,then the following are"insureds": b. Anyone for damages he or she is entitled to recover because of "bodily injury" sustained ngE a. The Named Insured and any "family by another"insured." members." SEE CA 21 40 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 3 C. Exclusions E. Changes In Conditions This insurance does not apply to any of the following: The Conditions are changed for Underinsured 1. Punitive or exemplary damages. Motorists Coverage as follows: 2. An claim settled without our consent. 1. Other Insurance in the Auto Dealers and y Business Auto Coverage Forms and Other 3. The direct or indirect benefit of any insurer or self- Insurance — Primary And Excess Insurance insurer under any workers' compensation, Provisions in the Motor Carrier Coverage Form disability benefits or similar law. are changed by addition of the following: 4. Anyone using a vehicle without a reasonable a. The reference to "other collectible insurance" belief that the person is entitled to do so. applies only to other collectible underinsured 5. "Bodily injury"arising directly or indirectly out of: motorists insurance. a. War, including undeclared or civil war; b. Any insurance we provide with respect to a b. Warlike action bya militaryforce, includingvehicle owned by the Named Insured or, if the Named Insured is an individual, any "family action in hindering or defending against an member", that is not a covered "auto" for actual or expected attack, by any government, Underinsured Motorists Coverage under this sovereign or other authority using military Coverage Form shall be excess over any personnel or other agents; or other collectible underinsured motorists c. Insurrection, rebellion, revolution, usurped insurance providing coverage on a primary power, or action taken by governmental basis. authority in hindering or defending against 2. Duties In The Event Of Accident, Claim, Suit any of these. Or Loss in the Business Auto and Motor Carrier D. Limit Of Insurance Coverage Forms and Duties In The Event Of 1. Regardless of the number of covered "autos", Accident, Claim, Offense, Suit, Loss Or Acts, "insureds", premiums paid, claims made or Errors Or Omissions in the Auto Dealers vehicles involved in the "accident", the most we Coverage Form are changed by adding the will pay for all damages resulting from any one following: "accident" is the Limit Of Insurance for a. Promptly notify the police if a hit-and-run Underinsured Motorists Coverage shown in the driver is involved; and Schedule or Declarations. b. Promptly send us copies of the legal papers if 2. No one will be entitled to receive duplicate a"suit"is brought. payments for the same elements of "loss" under 3. The Transfer Of Rights Of Recovery Against this Coverage Form and any Liability Coverage Others To Us Condition does not apply to form, Medical Payments Coverage endorsement Underinsured Motorists Coverage. or Uninsured Motorists Coverage endorsement attached to this Coverage Part. 4. The Two Or More Coverage Forms Or Policies We will not make a duplicate payment under this Issued By Us Condition is replaced by the coverage for any element of "loss" for which following: payment has been made by or for anyone who is Two Or More Coverage Forms Or Policies legally responsible, including all sums paid under Issued By Us the policy's Covered Autos Liability Coverage. If this Coverage Form and any other Coverage 3. We will reduce the "insured's" total damages by Form or policy issued to the Named Insured by us any amount available to that"insured", under any or anycompany affiliated with us apply to the "accident",injury liability bonds or policies applicable same accident , only one Coverage Form or to the "underinsured motor vehicle", that such policy shall be applicable to the "accident." The "insured" did not recover as a result of a Named Insured shall select the one Coverage settlement between that"insured" and the insurer Form or policy that will apply. This condition does of an"underinsured motor vehicle." However, any not apply to any Coverage Form or policy issued reduction of the "insured's"total damages will not by us or any affiliated company which is excess reduce the limit of liability for this coverage. insurance over this Coverage Form. Page 2 of 3 Copyright, Insurance Services Office, Inc.,2012 CA 21 40 10 13 5. The following conditions are added: (2) If we and the "insured" do not settle a a. Arbitration claim for underinsured motorists coverage (1) If we and an "insured" disagree whether under this Coverage Form for which the g "insured" has given us timely written the "insured" is legally entitled to recover notice in accordance with Paragraph (1) damages from the owner or driver of an above, we will not be liable for "underinsured motor vehicle" or do not Underinsured Motorists Coverage benefits agree as to the amount of damages that unless within three years after the date the are recoverable by that"insured", then the "insured" provides us with such written matter may be arbitrated. However, notice the"insured": disputes concerning coverage under this Files a lawsuit against us for endorsement may not be arbitrated. Both (a) g parties must agree to arbitration. If so underinsured motorists coverage agreed, each party will select an arbitrator. benefits under this Coverage Form; or The two arbitrators will select a third. If (b) Requests arbitration pursuant to the they cannot agree within 30 days, either provisions of this Coverage Form. may request that selection be made by a F. Additional Definitions judge of a court having jurisdiction. Each party will pay the expenses it incurs and As used in this endorsement: bear the expenses of the third arbitrator 1. "Family member" means a person related to an equally. individual Named Insured by blood, marriage or (2) Unless both parties agree otherwise, adoption, who is a resident of such Named arbitration will take place in the county in Insured's household, including a ward or foster which the "insured" lives. Local rules of child. law as to arbitration procedure and 2. "Occupying"means in, upon, getting in, on, out or evidence will apply. A decision agreed to off. by two of the arbitrators will be binding. 3. "Underinsured motor vehicle"means a land motor b. Time Limitation vehicle or"trailer" for which the sum of all bonds (1) We will not be liable for underinsured or policies applicable at the time of an "accident" motorists coverage benefits unless the does not provide at least the amount an "insured" "insured" gives us written notice of the is legally entitled to recover as damages resulting "insured's" intent to pursue an from"bodily injury"caused by the"accident." underinsured motorists coverage claim However, "underinsured motor vehicle" does not under this Coverage Form within three include any vehicle designed for use mainly off years after the date of the "accident" that public roads while not on public roads. caused the "bodily injury", and the "insured" has either made a claim with the tortfeasor's insurer or filed an action against the tortfeasor within the time limits § prescribed by Section 12-542 of the Arizona Revised Statutes or within the 0 o corresponding limitation period provided under the law of the location where the "accident" occurred. However, the "insured" may make an underinsured motorists coverage claim within three years after the date the"insured" knows or should have known that the tortfeasor has insufficient liability insurance to cover the "insured's"injuries. CA 21 40 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 3 POLICY NUMBER: COMMERCIAL AUTO CA 21 50 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. COLORADO UNINSURED MOTORISTS COVERAGE - BODILY INJURY For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Colorado, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. SCHEDULE Limit Of Insurance: $ 1,000,0 0 o Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage b. A tentative settlement has been made 1. We will pay all sums the "insured" is legally between an "insured" and the insurer of a entitled to recover as compensatory damages vehicle described in Paragraph b. of the from the owner or driver of an "uninsured motor definition of "uninsured motor vehicle", and vehicle." The damages must result from "bodily we: injury" sustained by the "insured" caused by an (1) Have been given prompt written notice of "accident." The owner's or driver's liability for such tentative settlement; and these damages must result from the ownership, (2) Advance payment to the "insured" in an maintenance or use of the "uninsured motor amount equal to the tentative settlement vehicle." within 30 days after receipt of notification. 2. With respect to damages resulting from an B. Who Is An Insured "accident" with a vehicle described in Paragraph b. of the definition of "uninsured motor vehicle", If the Named Insured is designated in the we will pay under this coverage only if a. or b. Declarations as: below applies: 1. An individual,then the following are"insureds": a. The limits of any applicable liability bonds or a. The Named Insured and any "family policies have been exhausted by payment of members." judgments or settlements; or CA 21 50 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 5 b. Anyone else while "occupying" or using a D. Limit Of Insurance "auto"auto, or a temporary substitute for a "auto."auto., The covered "auto" must be 1. Regardless of the number of covered "autos", out of service because of its breakdown, "insureds", premiums paid, claims made or repair, servicing, "loss"or destruction. vehicles involved in the "accident", the most we Anyone for damages he or she is entitled to will pay for all damages resulting from any one c. An y g "accident"is the least of the following: recover because of "bodily injury" sustained by another"insured." a. The Limit Of Insurance for Uninsured 2. A partnership, limited liability company, Motorists Coverage shown in the Declarations; or corporation or any other form of organization, then the following are"insureds": b. The amount of damages sustained but not a. Anyone"occupying"or using a covered "auto" recovered. or a temporary substitute for a covered "auto." 2. No one will be entitled to receive duplicate The covered "auto" must be out of service payments for the same elements of "loss" under because of its breakdown, repair, servicing, this Coverage Form and any Liability Coverage "loss"or destruction. form or Medical Payments Coverage b. Anyone for damages he or she is entitled to endorsement attached to this Coverage Part. recover because of "bodily injury" sustained We will not pay for any element of "loss" if a by another"insured." person is entitled to receive payment for the same element of "loss" under any workers' C. Exclusions compensation, disability benefits or similar law. This insurance does not apply to any of the following: E. Changes In Conditions 1. Any claim settled without our consent. However, The Conditions are changed for Colorado this exclusion does not apply to a settlement Uninsured Motorists Coverage — Bodily Injury as made with the insurer of a vehicle described in follows: Paragraph b. of the definition of"uninsured motor vehicle" in accordance with the procedure 1. Other Insurance in the Auto Dealers and described in Paragraph A.2.b. Business Auto Coverage Forms and Other Insurance — Primary And Excess Insurance 2. The direct or indirect benefit of any insurer or self- Provisions in the Motor Carrier Coverage Form insurer under any workers' compensation, are revised as follows: disability benefits or similar law. a. The last paragraph is replaced by the 3. Anyone using a vehicle without a reasonable following: belief that the person is entitled to do so. When this Coverage Form and any other 4. Punitive or exemplary damages. Coverage Form or policy covers on the same 5. "Bodily injury"arising directly or indirectly out of: basis, either excess or primary, the loss will a. War, including undeclared or civil war; be paid in accordance with the following method: b. Warlike action by a military force, including (1) Alla livablepolicies will payon an equal action in hindering or defending against anpp actual or expected attack, by any government, basis until the policy with the lowest limit sovereign or other authority using military of insurance is exhausted. personnel or other agents; or c. Insurrection, rebellion, revolution, usurped power, or action taken by governmental authority in hindering or defending against any of these. Page 2 of 5 Copyright, Insurance Services Office, Inc., 2012 CA 21 50 10 13 (2) If any"loss"remains and there: d. The following replaces the lead-in paragraph (a) Are two or more remaining policies in the Duties In The Event Of Accident, whose applicable limits of insurance Claim, Suit Or Loss Condition in the have not been exhausted, then such Business Auto and Motor Carrier Coverage policies will continue to pay in Forms and Duties In The Event Of Accident, accordance with Paragraph(1); or Claim, Offense, Suit, Loss Or Acts, Errors Or Omissions in the Auto Dealers Coverage (b) Is one remaining policy, then such Form with respect to an owner or operator of policy will continue to pay until its limits a vehicle described in Paragraph b. of the of insurance have been exhausted. definition of"uninsured motor vehicle": b. The following provisions are added: We have no duty to provide coverage under (1) The reference to other collectible this policy if the failure to comply with the insurance applies only to other collectible following duties is prejudicial to us: uninsured motorists insurance. 3. The Legal Action Against Us Provision is (2) If there is other applicable insurance replaced by the following: available under one or more policies or Legal Action Against Us provisions of coverage, any insurance we provide with respect to a vehicle owned by a. No one may bring a legal action against us the Named Insured or, if the Named under this Coverage Form until there has Insured is an individual, any "family been full compliance with all the terms of this member" that is not a covered "auto" for Coverage Form. Uninsured Motorists Coverage under this b. In accordance with COLO. REV. STAT. § 13- Coverage Form shall be excess over any 80-107.5, an "action" or arbitration of an other collectible uninsured motorists uninsured motorist insurance claim or an insurance providing coverage on a primary underinsured motorist insurance claim shall basis. be commenced or demanded by "arbitration 2. Duties In The Event Of Accident, Claim, Suit demand"within three years after the cause of Or Loss in the Business Auto and Motor Carrier action accrues,except: Coverage Forms and Duties In The Event Of (1) If the underlying "bodily injury" liability Accident, Claim, Offense, Suit, Loss Or Acts, claim against the uninsured motorist is Errors Or Omissions in the Auto Dealers preserved by commencing an "action" Coverage Form are changed by adding the against the uninsured motorist within the following: two-year time limit specified in COLO. a. Promptly notify the police if a hit-and-run REV. STAT. § 13-80-102(1)(d) for a driver is involved; and wrongful death action or the three-year °° time limit specified in COLO. REV. STAT. b. Promptly send us copies of the legal papers if § 13-80-101(1)(n) for all other tort actions L. a"suit"is brought. to which this insurance applies, then an c. A person seeking coverage from an insurer, "action" or arbitration of an uninsured E owner or operator of a vehicle described in motorist claim shall be timely if such N Paragraph b. of the definition of "uninsured "action" is commenced or such arbitration motor vehicle" must also promptly notify us in is demanded within two years after the writing of a tentative settlement between the "insured" knows that the particular "insured" and the insurer and allow us to tortfeasor is not covered by any applicable advance payment to that "insured" in an insurance; or amount equal to the tentative settlement within 30 days after receipt of notification to —M--- preserve our rights against the insurer, owner or operator of such vehicle. CA 21 50 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 5 (2) If the underlying "bodily injury" liability If we advance payment to the "insured" in an claim against the underinsured motorist is amount equal to the tentative settlement within 30 preserved by commencing an "action" days after receipt of notification: against the underinsured motorist or by a. That payment will be separate from any payment of either the liability claim amount the "insured" is entitled to recover settlement or judgment within the two- under the provisions of Uninsured Motorists year time limit specified in COLO. REV. Coverage; and STAT. § 13-80-102(1)(d) for a wrongful death action or the three-year time limit b. We also have a right to recover the advanced specified in COLO. REV. STAT. § 13-80- payment. 101(1)(n) for all other tort actions to which 5. The Two Or More Coverage Forms Or Policies this insurance applies, then an "action" or Issued By Us Condition is changed by adding arbitration of an underinsured motorist the following: claim shall be timely if such "action" is a. This provision does not apply to Uninsured commenced or such arbitration is Motorists Coverage. demanded within two years after the "insured" received payment of the b. No one will be entitled to receive duplicate settlement or judgment on the underlying payments for the same elements of "loss" "bodily injury"liability claim. under Uninsured Motorists Coverage. c. For purposes of Paragraph 3.b. above, a 6. The following condition is added: cause of action accrues after both the Arbitration existence of the death, injury or damage a. If we and an "insured" disagree whether the giving rise to the claim and the cause of the ,,ig death, injury or damage are known to the nsured is legally entitled to recover "insured" or should have been known by the damages from the owner or driver of an exercise of reasonable diligence. "uninsured motor vehicle" or do not agree as to the amount of damages that are 4. Transfer Of Rights Of Recovery Against recoverable by that "insured", then the matter Others To Us is changed by adding the may be arbitrated. However, disputes following: concerning coverage under this endorsement If we make any payment and the "insured" may not be arbitrated. Both parties must recovers from another party, the "insured" shall agree to arbitration. If so agreed, each party hold the proceeds in trust for us and pay us back will select an arbitrator. The two arbitrators the amount we have paid. We shall be entitled to will select a third. If they cannot agree within recovery only after the "insured" has been fully 30 days, either may request that selection be compensated for damages. However, any made by a judge of a court having jurisdiction. recovery made by us shall be reduced by our Each party will pay the expenses it incurs and proportionate share of attorneys' fees and bear the expenses of the third arbitrator expenses incurred in bringing the claim. equally. Our rights do not apply under this provision with b. Unless both parties agree otherwise, respect to damages caused by an "accident"with arbitration will take place in the county in a vehicle described in Paragraph b. of the which the"insured"lives. Local rules of law as definition of"uninsured motor vehicle"if we: to arbitration procedure and evidence will a. Have been given prompt written notice of a apply. A decision agreed to by two of the tentative settlement between an "insured" and arbitrators will be binding. the insurer of a vehicle described in F. Additional Definitions Paragraph b. of the definition of "uninsured As used in this endorsement: motor vehicle";and 1. "Action" means a lawsuit commenced in a court b. Fail to advance payment to the"insured"in an of competent jurisdiction. amount equal to the tentative settlement within 30 days after receipt of notification. Page 4 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 21 50 10 13 2. "Arbitration demand" means a written demand for e. Whose owner or operator cannot be located arbitration delivered to us that reasonably after a reasonable attempt for service of identifies the person making the claim, the process,and either: identity of the uninsured or underinsured (1) that arbitration is ( ) Service of process on the insurer as motorists, if known, and the fact authorized by COLO. REV. STAT. § 42-7- being demanded. 414 is determined by a court to be 3. "Family member" means a person related to an insufficient or ineffective after reasonable individual Named Insured by blood, marriage or effort has failed; or adoption, who is a resident of such Named (2) The report of a law enforcement agency Insureds household, including a ward or foster investigating the "accident" fails to child. disclose the insurer covering the vehicle, 4. "Occupying"means in, upon, getting in, on, out or and the insurance coverage of such owner off. or operator when the "accident" occurred 5. "Uninsured motor vehicle" means a land motor is not actually known by the person vehicle or"trailer": attempting to serve process. a. For which no liability bond or policy at the time However, "uninsured motor vehicle" does not of an "accident" provides at least the amounts include any vehicle: required by the applicable law where a a. Owned or operated by a self-insurer under covered"auto"is principally garaged; any applicable motor vehicle law, except a b. That is an underinsured motor vehicle. An self-insurer who is or becomes insolvent and underinsured motor vehicle means a land cannot provide the amounts required by that motor vehicle or"trailer'for which the sum of motor vehicle law; all liability bonds or policies at the time of an b. Owned by a governmental unit or agency; or "accident"provides a limit that is less than the c. Designated for use mainly off public roads amount an "insured" is legally entitled to while not on public roads. recover as damages caused by the "accident"; c. For which an insuring or bonding company denies coverage or is or becomes insolvent; d. That is a hit-and-run vehicle and neither the driver nor owner can be identified.The vehicle must hit an "insured", a covered "auto" or a vehicle an"insured"is"occupying";or O i Or r O N O O O O N O O CA 21 50 10 13 Copyright, Insurance Services Office, Inc., 2012 Page 5 of 5 POLICY NUMBER: COMMERCIAL AUTO CA 21 54 09 09 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CALIFORNIA UNINSURED MOTORISTS COVERAGE - BODILY INJURY For a covered"auto"licensed or principally garaged in or"garage operations"conducted in California, this endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: Endorsement Effective Date: SCHEDULE Limit Of Insurance: $ 1,o 0 0,on o Each"Accident" Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. Coverage B. Who Is An Insured z 1. We will pay all sums the "insured" is legally If the Named Insured is designated in the entitled to recover as compensatory damages Declarations as: " from the owner or driver of an "uninsured motor 1• An individual,then the following are"insureds": o vehicle." The damages must result from 'bodily injury" sustained by the "insured" caused by an a. The Named Insured and any "family o "accident." The owner's or driver's liability for members. these damages must result from the ownership, b. Anyone else "occupying" a covered "auto" or maintenance or use of the "uninsured motor a temporary substitute for a covered "auto." vehicle." The covered "auto" must be out of service 2. We will pay only after the limits of liability under because of its breakdown, repair, servicing, - any liability bonds or policies have been "loss"or destruction. exhausted by payment of judgments or c. Anyone for damages he or she is entitled to settlements. recover because of "bodily injury" sustained 3. Any judgment for damages arising out of a "suit" by another"insured." brought without our written consent is not binding on us. CA 21 54 09 09 Copyright, Insurance Services Office, Inc.,2009 Page 1 of 4 2. A partnership, limited liability company, 5. "Bodily injury" sustained by an individual Named corporation or any other form of organization, Insured or any"family member"while"occupying" then the following are"insureds": any vehicle leased by that Named Insured or any a. Anyone "occupying" a covered "auto" or a "family member" under a written contract for a temporary substitute for a covered "auto."The period of six months or more that is not a covered covered "auto" must be out of service auto. because of its breakdown, repair, servicing, 6. Anyone using a vehicle without a reasonable "loss"or destruction. belief that the person is entitled to do so. b. Anyone for damages he or she is entitled to 7. "Bodily injury" sustained by an "insured" while recover because of "bodily injury" sustained "occupying" any"auto"that is rented or leased to by another"insured." that "insured" for use as a public or livery C. Exclusions conveyance. However, this exclusion does not apply if the "insured" is in the business of This insurance does not apply to any of the following: providing public or livery conveyance. 1. Punitive or exemplary damages. 8. "Bodily injury"arising directly or indirectly out of: 2. Any claim settled without our consent. However, a. War, including undeclared or civil war; this exclusion does not apply to a settlement made with the insurer of a vehicle described in b. Warlike action by a military force, including Paragraph b. of the definition of"uninsured motor action in hindering or defending against an vehicle." actual or expected attack, by any government, sovereign or other authority using military 3. The direct or indirect benefit of any insurer or self- personnel or other agents; or insurer under any workers' compensation, c. Insurrection, rebellion, revolution, usurped disability benefits or similar law or to the direct benefit of the United States, a state or its political power, or action taken by governmental subdivisions. authority in hindering or defending against any of these. 4. "Bodily injury"sustained by: D. Limit Of Insurance a. An individual Named Insured while 1. Regardless of the number of covered "autos," "occupying" or when struck by any vehicle g owned by that Named Insured that is not a "insureds," premiums paid, claims made or covered "auto" for Uninsured Motorists vehicles involved in the "accident," the most we Coverage under this coverage form; ,will pay for all damages resulting from any one accident is the Limit of Insurance for Uninsured b. Any "family member" while "occupying" or Motorists Coverage shown in the Schedule or when struck by any vehicle owned by that Declarations. "family member" that is not a covered "auto" ra 2. For a vehicle described in Paragraph b. of the for Uninsured Motorists Coverage under thisg p coverage form; or definition of "uninsured motor vehicle," our Limit of Insurance shall be reduced by all sums paid c. Any "family member" while "occupying" or because of"bodily injury" by or for anyone who is when struck by any vehicle owned by the legally responsible, including all sums paid or Named Insured that is insured for Uninsured payable under this policy's Liability Coverage. Motorists Coverage on a primary basis under any other coverage form or policy. 3. No one will be entitled to receive duplicate payments for the same elements of "loss" under However, E xclusion 4. shall not apply to "bodily this coverage and any Liability Coverage form or injury" sustained by an individual Named Insured Medical Payments Coverage endorsement or "family member" when struck by a vehicle attached to this Coverage Part. owned by that "insured" and operated or caused We will not make a duplicate payment under this to be operated by a person without that P Y ,� "insured's" consent in connection with criminal coverage for any element of loss for which activity that has been documented in a police payment has been made by or for anyone who is report and to which that "insured" is not a party legally responsible. to. Page 2 of 4 Copyright, Insurance Services Office, Inc., 2009 CA 21 54 09 09 We will not pay for any element of "loss" if a Written notice of the"suit"must be given to us person is entitled to receive payment for the within a reasonable time after the "insured" same element of "loss" under any workers' knew, or should have known, that the other compensation, disability benefits or similar law. motorist is uninsured. In no event will such E. Changes In Conditions notice be required before two years from the date of the accident. Failure of the "insured" The Conditions are changed for California Uninsured or his or her representative to give us such Motorists Coverage—Bodily Injury as follows: notice of the "suit" will relieve us of our 1. Duties In The Event Of Accident, Claim, Suit obligations under this coverage form only if Or Loss is changed by adding the following: the failure to give notice prejudices our rights. a. Promptly notify the police if a hit-and-run 3. Transfer Of Rights Of Recovery Against driver is involved; and Others To Us is replaced by the following: b. Send us copies of the legal papers if a "suit" a. With respect to Paragraphs a.,c.and d.of the is brought. In addition, a person seeking definition of "uninsured motor vehicle," if we coverage under Paragraph b. of the definition make any payment,we are entitled to recover of"uninsured motor vehicle"must: what we paid from other parties. Any person (1) Provide us with a copy of the complaint by to or for whom we make payment must personal service or certified mail if the transfer to us his or her rights of recovery "insured" brings an action against the against any other party. This person must do owner or operator of such "uninsured everything necessary to secure these rights motor vehicle"; and must do nothing that would jeopardize them. (2) Within a reasonable time, make all b. With respect to Paragraph b. of the definition pleadings and depositions available for of"uninsured motor vehicle," if we make any copying by us or furnish us copies at our payment and the "insured" recovers from expense; and another party, the "insured" shall hold the (3) Provide us with proof that the limits of proceeds in trust for us and pay us back the insurance under any applicable liability amount we have paid. bonds or policies have been exhausted by 4. Other Insurance in the Business Auto and payment of judgments or settlements. Garage Coverage Forms and Other Insurance— 2. Legal Action Against Us is replaced by the Primary And Excess Insurance Provisions in following: the Truckers and Motor Carrier Coverage Forms No legal action may be brought against us under are replaced by the following: this coverage form until there has been full If there is other applicable insurance available compliance with all the terms of this coverage under one or more policies or provisions of s form and with respect to Paragraphs a., c. and d. coverage: of the definition of "uninsured motor vehicle" a. The maximum recovery under all coverage ,unless within two years from the date of the forms or policies combined may equal but not § "accident": exceed the highest applicable limit for any a. Agreement as to the amount due under this one vehicle under any coverage form or policy insurance has been concluded; providing coverage on either a primary or b. The "insured" has formally instituted excess basis. arbitration proceedings against us. In the b. Any insurance we provide with respect to a event that the "insured" decides to arbitrate, vehicle the Named Insured does not own shall the "insured" must formally begin arbitration be excess over any other collectible noti in us in writing, sent — proceedings by notifying 9� by uninsured motorists insurance providing certified mail, return receipt requested; or coverage on a primary basis. — c. "Suit"for"bodily injury" has been filed against the uninsured motorist in a court of competent jurisdiction. CA 21 54 09 09 Copyright, Insurance Services Office, Inc.,2009 Page 3 of 4 c. If the coverage under this coverage form is 2. "Occupying"means in, upon, getting in, on, out or provided: off. (1) On a primary basis, we will pay only our 3. "Uninsured motor vehicle" means a land motor share of the"loss"that must be paid under vehicle or trailer: insurance providing coverage on a primary a. For which no liability bond or policy at the time basis. Our share is the proportion that our of an "accident" provides at least the amounts limit of liability bears to the total of all required by the applicable law where a applicable limits of liability for coverage on covered"auto"is principally garaged; a primary basis. b. That is an underinsured motor vehicle. An (2) On an excess basis, we will pay only our underinsured motor vehicle is a land motor share of the"loss"that must be paid under vehicle or "trailer' for which the sum of all insurance providing coverage on an liability bonds or policies at the time of an excess basis. Our share is the proportion "accident" provides at least the amounts that our limit of liability bears to the total of required by the applicable law where a all applicable limits of liability for coverage covered "auto" is principally garaged but that on an excess basis. sum is less than the Limit of Insurance for this 5. The following Condition is added: coverage; Arbitration c. For which an insuring or bonding company a. If we and an "insured" disagree whether the denies coverage or refuses to admit coverage "insured" is legally entitled to recover except conditionally or with reservation or damages from the owner or driver of an becomes insolvent; "uninsured motor vehicle" or do not agree as d. That is a hit-and-run vehicle and neither the to the amount of damages that are driver nor owner can be identified.The vehicle recoverable by that "insured," the must make physical contact with an "insured," disagreement will be settled by arbitration. a covered "auto" or a vehicle an "insured" is Such arbitration may be initiated by a written "occupying";or demand for arbitration made by either party. e. That is owned by an individual Named The arbitration shall be conducted by a single Insured or "family member" and operated or neutral arbitrator. However, disputes caused to be operated by a person without concerning coverage under this endorsement the owners consent in connection with may not be arbitrated. Each party will bear the criminal activity that has been documented in expenses of the arbitrator equally. a police report. b. Unless both parties agree otherwise, However, "uninsured motor vehicle" does not arbitrationwill take place in the county in include any vehicle: which the"insured"lives. Local rules of law as to arbitration procedures and evidence will a. Owned or operated by a self-insurer under apply. The decision of the arbitrator will be any applicable motor vehicle law except a binding. self-insurer who is or becomes insolvent and F. Additional Definitions cannot provide the amounts required by that motor vehicle law; The following are added to the Definitions section: b. Owned by the United States of America, 1. "Family member' means the individual Named Canada, a state or political subdivision of any Insured's spouse,whether or not a resident of the of those governments or an agency of any of individual Named Insured's household, and any the foregoing; or other person related to such Named Insured by c. Designed or modified for use primarily off blood, adoption, marriage or registered domestic public roads while not on public roads. partnership under California law, who is a resident of such Named Insured's household, including a ward or foster child. Page 4 of 4 Copyright, Insurance Services Office, Inc.,2009 CA 21 54 09 09 POLICY NUMBER: COMMERCIAL AUTO CA 22 14 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. KANSAS PERSONAL INJURY PROTECTION For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Kansas, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. We agree with you, subject to all of the provisions of this endorsement and to all of the provisions of the policy except as modified herein, as follows: This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2 015 SCHEDULE Benefits Limits A. Medical Expenses Up to$4,500 B. Rehabilitation Expenses Up to$4,500 C. Work Loss $900 per month maximum, up to one year maximum D. Essential Service Expenses Up to$25 per day, up to 365 days maximum i E. Funeral Expenses Up to$2,000 per person N F. Survivor's Loss $900 per month maximum and$25 per day essential § service expenses, both up to 365 days maximum* .1-, 0 * Survivor's loss shall be paid for a period not to exceed one year after the"insured's"death, less the number of months the"insured"received work loss prior to his or her death. Information required to complete this Schedule, if not shown above,will be shown in the Declarations. CA 22 14 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 5 A. Coverage B. Who Is An Insured We will pay Personal Injury Protection benefits in 1. You if you sustain "bodily injury" while accordance with the Kansas Automobile Injury "occupying" or as a pedestrian through direct Reparations Act to or for an "insured" who sustains physical contact with any"motor vehicle." "bodily injury" caused by an "accident" arising out of 2. If you are an individual, any "family member" if the ownership, operation, maintenance or use of a the "family member" sustains"bodily injury"while "motor vehicle." Subject to the limits shown in the "occupying" or as a pedestrian through direct Schedule, these Personal Injury Protection benefits physical contact with any"motor vehicle." consist of the following: n All reasonable expenses 3. Any other person who sustains "bodily injury" 1. Medical Expenses. p while "occupying" the "insured motor vehicle" or incurred for necessary medical, surgical, X-ray as a pedestrian through direct physical contact and dental services, including prosthetic devices with the "insured motor vehicle" while not and necessary ambulance, hospital and "occupying"any"motor vehicle." professional nursing services, necessary health care rendered by licensed psychologists and also C. Exclusions includes services recognized and permitted under We will not pay Personal Injury Protection benefits the laws of Kansas for an "insured" who relies for"bodily injury": upon spiritual means through prayer alone for 1. Sustained by you or any "family member" while healing in accordance with such person's "occupying" any "motor vehicle" owned by you religious beliefs. which is not a covered "auto." 2. Rehabilitation Expenses. All reasonable 2. Sustained by any person operating the covered expenses incurred for necessary psychiatric or "auto"without your express or implied consent. psychological services, occupational therapy and such occupational training and retraining as may 3. Sustained by any person if such person: be reasonably necessary to enable the "insured" a. Causes such "bodily injury" to him or herself to obtain suitable employment. intentionally; 3. Work Loss. Loss during the "insured's" lifetime of b. Is an intentional converter of a"motor vehicle" "monthly earnings" due to such person's inability at the time such"bodily injury"is sustained; to engage in available and appropriate gainful c. Is injured as a result of conduct within the activity, provided the "bodily injury" sustained is the proximate cause of such liability. course of a business of repairing, servicing or otherwise maintaining "motor vehicles" unless 4. Essential Service Expenses. Appropriate and such conduct occurred off the business reasonable expenses incurred in obtaining premises; or ordinary and necessary services,in lieu of those d. Is injured as a result of conduct in the course that, but for the "bodily injury", the insured „ would have performed for the benefit of such of loading or unloading a motor vehicle person or such person's family. unless the conduct occurred while "occupying"such"motor vehicle." 5. Funeral Expenses. Funeral, burial or cremation 4. Sustained by any person other than you if such expenses incurred. person is the owner of a "motor vehicle" with 6. Survivor's Loss. Total allowances to all respect to which security is required under the "survivors"for: Kansas Automobile Injury Reparations Act. a. Loss after an "insured's" death of his or her 5. Sustained by any person, other than you, injured "monthly earnings"; and while "occupying" or when struck by any "motor b. Essential service expenses incurred after the vehicle"other than a covered "auto", with respect "insured's" death, reduced by the amount of to which the security required by the Kansas any expenses of the survivors which have Automobile Injury Reparations Act is in effect. been avoided by reason of the "insured's" 6. Sustained by any person other than you or any death. "family member" not a resident of Kansas while not"occupying"the covered"auto." Page 2 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 22 1410 13 D. Limit Of Insurance E. Changes In Conditions Regardless of the number of "insureds", policies or The Conditions are changed for Personal Injury bonds applicable, claims made, premiums paid or Protection as follows: covered "autos" to which this coverage applies, the 1. Duties In The Event Of Accident, Claim, Suit most we will pay for Personal Injury Protection Or Loss in the Business Auto and Motor Carrier benefits for "bodily injury" sustained byany one Coverage Forms and Duties In The Event Of person in any one "motor vehicle accident" is limited Accident, Claim, Offense, Suit, Loss Or Acts, as follows: Errors Or Omissions in the Auto Dealers 1. Medical Expenses shall not include rehabilitation Coverage Form are amended by the addition of expenses. The maximum amount payable shall the following: not exceed$4,500; a. If an "insured" or such person's legal 2. Rehabilitation Expenses shall not include medical representative or "survivors" institute legal expenses. The maximum amount payable shall action to recover damages for "bodily injury", not exceed$4,500; such person must as soon as practicable give 3. Work Loss shall not exceed: us a copy of the summons and complaint or other process served in connection with the a. $900 per month for a period of no more than legal action. one year after the date the "insured" first b. The "insured" or someone on such person's becomes unable to engage in available and appropriate gainful activity;and behalf must as soon as practicable give us written proof of claim, including: b. Shall be limited to 85% of any such work loss (1) Full particulars of the nature and extent of unless such amount payable is deemed includable in gross income for federal income the "bodily injury", treatment and tax purposes; rehabilitation received and contemplated; and 4. Essential Service Expenses incurred during the (2) Such otherinformationthatus lifetime of the "insured" shall not exceed $25 per will help day for a period not to exceed 365 days after the determine the amount due and payable. date such expenses are first incurred; No claim for personal injury protection benefits shall be made after two years from 5. Funeral Expenses shall not exceed$2,000; the date of the"bodilyinjury." 6. Survivor's Loss shall not exceed $900 per month ry for the loss of"monthly earnings" of the "insured" 2. Transfer Of Rights Of Recovery Against and shall not exceed $25 per day for essential Others To Us is replaced by the following: service expenses.All survivor's loss shall be paid a. In the event of recovery by the"insured", such for a period not to exceed one year after the person's dependents or personal "insured's" death, less the number of months the representatives by judgment, settlement or i "insured" received work loss prior to his or her otherwise against the party causing "bodily death. injury" pursuant to K.S.A. Supp. 40-3117, the o 7. Any amount payable by us under the terms of this "insured's" rights shall be transferred to us to coverage shall be reduced by the amount the extent of duplicative Personal Injury payable on account of such "bodily injury" under Protection benefits provided to date of such any workers'compensation law. recovery. We shall have a lien against such recovery and may intervene in any action to protect and enforce such lien. The amount of any judgment in any such action, settlement or recovery otherwise recovered by the - "insured", such person's dependents or personal representatives prior to the MIME completion of Personal Injury Protection - benefits otherwise actually paid and recovered which is in excess of the amount of Personal Injury Protection benefits paid to the date of recovery of such judgment, settlement or recovery otherwise shall be credited against future payments of said Personal Injury Protection benefits. CA 22 1410 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 5 b. In the event an "insured", such person's Third The covered"auto",for injury sustained by dependents or personal representative fails to a"family member"while"occupying"or commence an action against the party when struck by any"motor vehicle" causing the "bodily injury" within 18 months outside the state of Kansas,who is not a after the date of the"accident"that resulted in "named insured"under a separate policy. injury, such failure shall operate as an assignment to us of any cause of action which the "insured", the dependents or personal 5. The Policy Period, Coverage Territory representatives of such person may have Condition is replaced by the following: against the party causing "bodily injury" for This Coverage Part applies only to "accidents" the purpose and to the extent of recovery of which occur during the policy period: damages which are duplicative of Personal a. In the state of Kansas;and Injury Protection benefits.We may enforce the action in our name or that of the "insured", b. With respect to the"named insured"or"family representatives or dependents of the member",while"occupying"or when struck by "insured"for their benefit as their interest may any "motor vehicle", outside the state of appear by proper action in any court of Kansas but within the United States of competent jurisdiction. America, its territories or possessions, or c. In the event of recovery pursuant to K.S.A. Canada. 60-258a, and amendments thereto, any rights 6. The following conditions are added: transferred to us shall be reduced by the Payment Of Benefits percentage of negligence attributable to the Personal InjuryProtection benefits payable under"insured." this Coverage Form shall be overdue if not paid d. Pursuant to this section, the court shall fix within 30 days after we are furnished written attorneys' fees which shall be paid notice of the fact of a covered "loss" and the proportionately by the "insured", such amount of the covered "loss." Work loss that is person's dependents or personal payable under this Coverage Form shall be paid representatives and us in the amounts not less than every two weeks after such notice. determined by the court. If such written notice is not furnished as to the 3. Concealment, Misrepresentation Or Fraud entire claim, any partial amounts supported by does not apply. written notice is overdue if not paid within 30 days 4. Other Insurance in the Auto Dealers and after such written notice is furnished. Any part or Business Auto Covera a Forms and Other all of the remainder of the claim that is g subsequently supported by written notice is Insurance — Primary And Excess Insurance overdue if not paid within 30 days after such Provisions in the Motor Carrier Coverage Form written notice is furnished to us. All overdue are replaced by the following: payments shall bear simple interest at the rate of If two or more insurers or self-insurers are liable eighteen percent(18%) per year. to pay Personal Injury Protection benefits for the Coordination And Nonduplication same injury to any one "insured", the maximum recovery under all applicable policies will not a. Any "auto" medical payments coverage exceed the amount payable under the policy with provided under this Coverage Part shall be the highest dollar limits of benefits. Personal excess insurance over any Personal Injury injury protection coverage shall be provided in Protection benefitspaid or payable under this accordance with the following order of priorities, or any other "auto" insurance policy because under the policy providing the security required by of"bodily injury"sustained by an"insured." the Kansas Automobile Injury Reparations Act to: b. In the event that there is a conflict between the provisions of this endorsement and the First Any"motor vehicle"owned by the provisions of the Coverage Form to which it is attached, the provisions of the Coverage "insured"; Form are superseded by the provisions of this Second The"motor vehicle"the"insured"was endorsement. "occupying"or struck by at the time of the "accident"; or Page 4 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 22 1410 13 c. Terms of this Coverage Form which are in c. With respect to Survivor's Loss in the event of conflict with the provisions of the Kansas death of an "insured" who was a social Automobile Injury Reparations Act are hereby security recipient or a retirement or pension amended to conform to such law. benefit recipient, or both, at the time of such F. Additional Definitions "insured's" death, one-twelfth of the annual amount of the difference between the annual As used in this endorsement: amount of social security benefits or 1. "Insured motor vehicle" means a "motor vehicle" retirement benefits, or both, which the of which the "named insured" is the owner and "insured" was receiving at the time of such with respect to which: person's death and the annual amount of a. The "bodily injury" Covered Autos Liability social security benefits or retirement benefits, Coverage of the policy applies and for which a or both, that the survivor is receiving after the specific premium is charged; and time of such insureds death. b. The "named insured" is required or has 3. "Motor vehicle" means a self-propelled vehicle of elected to maintain security required under a kind required to be registered in the state of the Kansas Automobile Injury Reparations Kansas including any trailer, semi-trailer, or pole Act. trailer designed for use with such a vehicle; but shall not include a motorized bicycle. 2. "Monthly earnings"means: 4. "Named insured" means the individual named in a. One-twelfth of the annual earnings, at the the Declarations and also includes such person's time the "bodily injury" was sustained, of an spouse, if a resident of the same household, and "insured" who is regularly employed or also includes the owner. regularly self-employed; 5. "Family member" means a person related toY ou b. One-twelfth of the anticipated annual earnings by blood, marriage or adoption, including a ward of an "insured"who is not regularly employed or foster child, who is a resident of your or self-employed, or who is unemployed, from household, whether or not temporarily residing the time such person would reasonably have elsewhere. been expected to be so employed. 6. "Occupying" means in or upon or entering into or Anticipated annual earnings of an alighting from. unemployed "insured" who has previously been employed or self-employed shall be 7. "Survivor"means a deceased "insured's"spouse, calculated by averaging the annual or child under the age of 18 years, where such compensation of such person for a period not person's death resulted from a"bodily injury." to exceed five years preceding the year of such person's "bodily injury", during which such person was employed; or L. CO O N IMMINNEMI CA 22 1410 13 Copyright, Insurance Services Office, Inc.,2012 Page 5 of 5 POLICY NUMBER: COMMERCIAL AUTO CA 22 36 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. OREGON PERSONAL INJURY PROTECTION For a covered "auto" licensed or principally garaged in, or "auto dealer operations" conducted in, Oregon, this endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Benefits Limit Per Person Medical And Hospital Expenses $ 15,000 Less Deductible, if any Income Continuation Expenses $ 3,000 Per Month Loss Of Services Expenses $ 30 Per Day Funeral Expenses $ 5,000 Child Care Expenses $ 25 Per Day, up to a Maximum of$750 L. Coverage for medical and hospital expenses is subject to a deductible of $ M applicable to: 0 You O - 0 You and each"family member" -- 0 You or the"family member(s)"named below: Information required to complete this Schedule, if not shown above,will be shown in the Declarations. EMIMMI CA 22 36 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 1 of 5 We agree with you, subject to all of the provisions of this c. Loss of services expenses shall include only endorsement and to all of the provisions of the policy expense for such services actually rendered except as modified herein, as follows: from the date such disability commenced to A. Coverage the date on which such person is reasonably able to perform such services and is subject We will pay Personal Injury Protection benefits to an to a maximum payment period in the "insured"who sustains"bodily injury" in an "accident" aggregate of 52 weeks. arising out of the ownership, maintenance or use of an"auto" as an "auto." Subject to the limits shown in However, loss of services expenses shall not the Schedule, these Personal Injury Protection include child care expenses. benefits consist of the following: 4. Funeral Expenses 1. Medical And Hospital Expenses Reasonable and necessary expenses for All reasonable and necessary expenses incurred professional funeral services incurred within one within one year from the date of the"accident"for year after the date of the"accident." medical, hospital, dental, surgical, ambulance 5. Child Care Expenses and prosthetic services. Expenses reasonably incurred for the care of a 2. Income Continuation Expenses minor child of an "insured" who has sustained 70% of the "insured's" loss of income from work "bodily injury"in the"accident", provided: during a period of disability caused by "bodily a. The "insured" is the parent of the minor child injury" sustained by such person in the and is required to be hospitalized for a "accident", provided that: minimum of 24 hours; and a. Such person was usually engaged in a paying b. Payments begin after the initial 24 hours of occupation at the time of the"accident"; hospitalization and are made for as long as b. The period of such disability continues for at the "insured" is unable to return to work if he least 14 days; and or she is usually engaged in a paying occupation. If such person was not usually c. Income continuation expenses shall include engaged in a paying occupation at the time of only expenses for loss of income incurred the "accident", then payment will continue for from the date such disability commenced to as long as he or she is unable to perform the date on which such person is able to essential services that he or she would have return to his usual occupation and is subject performed without income. to a maximum payment period in the aggregate of 52 weeks. B. Who Is An Insured 3. Loss Of Services Expenses 1. You, if yousustain "bodily injury" while occupying a"private private passenger auto"or,while a "pedestrian",reasonably incurred during a period of through being struck by an"auto." disability caused by "bodily injury" sustained by an insured in the accident for essential 2. If you are an individual, any"family,member",who services that were performed by a person who is sustains bodily injurywhile occupying a not related to the "insured", or residing in the "private passenger auto" or, while a "pedestrian", "insured's" household, in lieu of those such through being struck by an auto. person would have performed without income, 3. Any other person who sustains "bodily injury" provided that: while "occupying" or using the "covered auto" a. Such person was not usually engaged in a with your permission or, while a "pedestrian", paying occupation at the time of the through being struck by a"covered auto." "accident"; b. The period of such disability continues for at least 14 days; and Page 2 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 22 3610 13 C. Exclusions 2. Any amount paid under this coverage will be We will not pay Personal Injury Protection benefits reduced by any amount paid or payable by any for"bodily injury": workers' compensation or any other similar medical or disability benefits law (excluding 1. Sustained by any person: Medicare). a. Who intentionally causes injury to himself or 3. Any amount payable under this coverage to you herself; or a "family member" will reduce any amount b. While participating in any prearranged or payable for damages under this Coverage Form's organized racing or speed contest or in Uninsured Motorists Coverage. practice or preparation for any such contest; 4. Any amount paid under this coverage to an or "insured" will reduce any amount the "insured" c. Who willfully conceals or misrepresents any may be entitled to recover for the same damages material fact in connection with a claim for under this Coverage Form's Covered Autos Personal Injury Protection benefits. Liability Coverage. 2. That results in the application of income 5. Any amount payable for medical and hospital continuation expenses and loss of service expenses shall be reduced by the amount of the expenses, sustained by any "pedestrian" other deductible you may elect. If you elect a than you or a "family member" in an "accident" deductible, it will be shown in the Schedule. The that occurs outside the State of Oregon. deductible applies only to you and/or any "family 3. Arising directly or indirectly out of: member." a. War, including undeclared or civil war; E. Changes In Conditions b. Warlike action by a military force, including The Conditions are changed for Personal Injury action in hindering or defending against an Protection as follows: actual or expected attack, by any government, 1. The following is added to Duties In The Event Of sovereign or other authority using military Accident, Claim, Suit Or Loss in the Business personnel or other agents; or Auto and Motor Carrier Coverage Forms and c. Insurrection, rebellion, revolution, usurped Duties In The Event Of Accident, Claim, Offense, Suit, Loss Or Acts, Errors Or power, or action taken by governmental Omissions in the Auto Dealers Coverage Form: authority in hindering or defending against any of these. a. If an "insured" or his or her legal 4. Resulting from the radioactive, toxic, explosive or representative, institutes „legal action for other hazardous properties of nuclear material. damages for bodily injury , he or she must promptly give us a copy of the summons and 5. Sustained by you or any "family member" while complaint or other process served in co "occupying" any "auto" you own or furnished or connection with the legal action. available for your regular use that is not a "covered auto", including a motorcycle or moped b. The"insured"or someone on his or her behalf as defined in Oregon Statutes. must promptly give us written proof of claim, under oath if required, including: 6. Sustained by a "family member" while (1) Full particulars of the nature and extent of "occupying"o any "auto" owned by such "family member" or furnished or available for the "family the "bodily injury", treatment and member's" regular use that is not a "covered rehabilitation received and contemplated; auto", including a motorcycle or moped as and defined in Oregon Statutes. (2) Such other information that will help us D. Limit Of Insurance determine the amount due and payable. 1. Regardless of the number of"insureds", policies c. The "insured" or his or her legal representative shall give us authorization, or bonds applicable, claims made, premiums paid each time we request it, to obtain medical or"covered autos"to which this coverage applies, the most we will pay for Personal Injury reports, copies of records and information with respect to loss of income. Protection benefits for"bodily injury"sustained by any one "insured" in any one "auto" "accident" is the Limit Per Person amount shown in the Schedule. CA 22 36 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 3 of 5 d. We may require that the "insured", as a (4) The "insured" shall do whatever is proper condition for receiving income continuation to secure and shall do nothing after loss to expenses, cooperate in furnishing us prejudice such rights. reasonable medical proof of his or her inability (5) If we request in writing, the "insured" shall to work. take, through any representative not in 2. The Other Insurance Condition in the Auto conflict of interest with him or her, Dealers and Business Auto Coverage Forms and designated by us, such action as may be the Other Insurance — Primary And Excess necessary or appropriate to recover such Insurance Provisions Condition in the Motor benefits furnished as damages from the Carrier Coverage Form are replaced by the person or organization legally responsible, following: such action to be taken in the name of the The coverage provided in this endorsement is "insured", but only to the extent of benefits excess for: furnished by us. In the event of recovery, we shall also be reimbursed out of such a. "Bodily injury" sustained by any "pedestrian", recovery for the "insured's" share of other than you or any "family member." This expenses, costs and attorneys' fees coverage is excess to the extent that amounts incurred by us in connection with the are paid or payable to or for such "pedestrian" recovery. under any collateral benefits, including but not limited to: (6) The "insured" shall execute and deliver to us such instructions and papers as may (1) Insurance benefits under another policy be appropriate to secure the rights and issued by us or another company; obligations of the "insured" and us as (2) Governmental benefits (except Medicare established by this provision. benefits); b. Arbitration (3) Gratuitous benefits; or (1) If we and an "insured" disagree whether (4) Oregon Personal Injury Protection the "insured" is entitled to recover benefits. Personal Injury Protection benefits, or do b. "Bodily injury"sustained by you or any"family not agree as to the amount payable under member" while "occupying" any "auto", other this coverage, then if both parties agree at than the"covered auto", with respect to which the time of the dispute, the matter shall be Oregon Personal Injury Protection benefits arbitrated. are in effect. In the event of arbitration, each party will 3. The following conditions are added: select an arbitrator. The two arbitrators will select a third. If they cannot agree on the a. Reimbursement And Trust choice of the third arbitrator within 30 In the event of payment to any person of any days, either may request that selection be benefits under this endorsement: made by a judge of a court of record in the We reimbursement or county and state in which such arbitration (1) shall beentitled toibt is pending. Each party will pay the subrogation in accordance with the expenses it incurs and bear the expenses provisions of the Oregon Insurance Code. of the third arbitrator equally. Costs to the (2) We are entitled to the proceeds of any "insured" of the arbitration proceedings settlement or judgment that may result shall not exceed $100, and all other costs from the exercise of any rights of recovery of arbitration shall be borne by us. of the "insured" against any person or However, attorneys' fees and fees paid to organization legally responsible for the medical or other expert witnesses are not "accident", to the extent benefits were arbitration expenses and are to be paid by paid, less our share of expenses, costs the party incurring them. "insured"and attorneys' fees incurred by the in connection with such (2) Unless both parties agree otherwise, arbitration will takeplace in the county in recovery. which the "insured" lives. Local rules of (3) The "insured" shall hold in trust for our law as to arbitration procedure and benefit all his or her rights of recovery to evidence will apply. A decision agreed to the extent of benefits furnished. by two of the arbitrators will be binding. Page 4 of 5 Copyright, Insurance Services Office, Inc.,2012 CA 22 36 1013 c. Coordination And Nonduplication 3. "Occupying" means in or upon or entering into or Any automobile medical payments coverage alighting from. afforded under this Coverage Part is excess 4. "Pedestrian" means any person while not over any medical expense benefits paid or "occupying" a self-propelled vehicle other than a payable under this endorsement or any other wheelchair or a similar low-powered motorized or automobile insurance policy covering "bodily mechanically propelled vehicle that is designed injury"to an"insured." specifically for use by a physically disabled F. Additional Definitions person who has a medical necessity for a wheelchair or other low-powered vehicle. As used in this endorsement: 5. "Private passenger auto" means a four-wheel 1. "Covered auto"means a "private passenger auto" p g. P p 9 passenger or station wagon-type "auto" not used to which the "bodily injury" Covered Autos as a public or livery conveyance and includes any Liability Coverage of the policy applies and for other four-wheel "auto" of the utility, pickup body, which a specific premium is charged. sedan delivery or panel truck-type .not used for 2. "Family member' means a spouse and any other wholesale or retail delivery other than farming, a person related to you by blood, marriage or self-propelled mobile home and a farm truck. adoption (including a ward or foster child), who is a resident of the same household as you. M i r (D r O N O O N O O CA 22 36 10 13 Copyright, Insurance Services Office, Inc.,2012 Page 5 of 5 POLICY NUMBER: COMMERCIAL AUTO CA 99 23 03 10 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. RENTAL REIMBURSEMENT COVERAGE This endorsement modifies insurance provided under the following: BUSINESS AUTO COVERAGE FORM BUSINESS AUTO PHYSICAL DAMAGE COVERAGE FORM GARAGE COVERAGE FORM MOTOR CARRIER COVERAGE FORM TRUCKERS COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: Endorsement Effective Date: SCHEDULE Maximum Payment Each Covered"Auto" Designation Or Description Of Covered"Autos"To Which Any One No.Of Any One Coverage This Insurance Applies Day Days Period Premium Comprehensive On File With Company. $ 50 30 $ 1,500 $ Collision On File With Company.p y $ 50 30 $ 1,500 c.0 Specified $ $ $ Causes Of Loss Total Premium $; Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. This endorsement provides only those coverages C. We will pay only for those expenses incurred during where a premium is shown in the Schedule. It applies the policy period beginning 24 hours after the "loss" only to a covered "auto" described or designated in and ending, regardless of the policy's expiration, with the Schedule. the lesser of the following number of days: B. We will pay for rental reimbursement expenses 1. The number of days reasonably required to repair incurred by you for the rental of an "auto" because of or replace the covered "auto." If"loss" is caused "loss" to a covered "auto." Payment applies in by theft, this number of days is added to the addition to the otherwise applicable amount of each number of days it takes to locate the covered coverage you have on a covered "auto." No "auto"and return it to you. deductibles apply to this coverage. CA 99 23 03 10 Copyright Insurance Services Office, Inc.,2009 Page 1 of 2 2. The number of days shown in the Schedule. E. This coverage does not apply while there are spare D. Our payment is limited to the lesser of the following or reserve "autos" available to you for your amounts: operations. 1. Necessary and actual expenses incurred. F. If"loss"results from the total theft of a covered "auto" of the private passenger type, we will pay under this 2. The maximum payment stated in the Schedule coverage only that amount of your rental applicable to"any one day"or"any one period." reimbursement expenses which is not already provided for under the Physical Damage Coverage Extension. Page 2 of 2 Copyright Insurance Services Office, Inc., 2009 CA 99 23 03 10 POLICY NUMBER: COMMERCIAL AUTO CA 99 23 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. RENTAL REIMBURSEMENT COVERAGE This endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: WILLDAN GROUP, INC. Endorsement Effective Date: 11/09/2015 SCHEDULE Maximum Payment Each Covered "Auto" Designation Or Description Of Covered"Autos"To Which Any One No.Of Any One Coverage This Insurance Applies Day Days Period Premium Comprehensive $ $ $ Collision $ $ $ i Specified $ $ $ c, Causes Of Loss 0 Total Premium 0 0 C Information required to complete this Schedule, if not shown above,will be shown in the Declarations. A. This endorsement provides only those coverages C. We will pay only for those expenses incurred during where a premium is shown in the Schedule. It applies the policy period beginning 24 hours after the "loss" only to a covered "auto" described or designated in and ending, regardless of the policy's expiration, with the Schedule. the lesser of the following number of days: B. We will pay for rental reimbursement expenses 1. The number of days reasonably required to repair incurred by you for the rental of an "auto" because of or replace the covered "auto." If"loss" is caused "loss" to a covered "auto." Payment applies in by theft, this number of days is added to the addition to the otherwise applicable amount of each number of days it takes to locate the covered coverage you have on a covered "auto." No "auto"and return it to you. deductibles apply to this coverage. CA 99 23 10 13 Copyright, Insurance Services Office, Inc.,2011 Page 1 of 2 2. The number of days shown in the Schedule. E. This coverage does not apply while there are spare D. Our payment is limited to the lesser of the following or reserve "autos" available to you for your amounts: operations. 1. Necessary and actual expenses incurred. F. If"loss"results from the total theft of a covered "auto" of the private passenger type, we will pay under this 2. The maximum payment stated in the Schedule coverage only that amount of your rental applicable to"any one day"or"any one period." reimbursement expenses which is not already provided for under the Physical Damage Coverage Extension. Page 2 of 2 Copyright, Insurance Services Office, Inc.,2011 CA 99 23 10 13 POLICY NUMBER: COMMERCIAL AUTO CA 99 89 05 01 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. WASHINGTON LOSS PAYABLE FORM REG-335 This endorsement reflects the text of the form promulgated in Washington State Insurance Commissioner's Regulation No. 335, as reproduced in Section 284-21-990 of the Washington Administrative Code. SCHEDULE Insurance Company Nat'l Fire Ins Co of Hartford Policy Number C 6020541619 Endorsement Effective Date 11/0 9/2015 Issued To See Schedule of Loss Payee. Secured Party Address Additional Secured Party Address By Agent AON RISK INSURANCE SERVICES WEST INC A. Loss or damage, if any, under this policy shall be the policy provisions, whichever is more favorable to payable first to the loss payee or mortgagee (herein- the secured party. after called secured party), and, second, to the insured, E. If the insured fails to render proof of loss within the time as their interests may appear; provided, that, upon granted in the policy conditions, such secured party demand for separate settlement by the secured party, shall do so within sixty days after having knowledge of the amount of said loss shall be paid directly to the a loss, in form and manner as provided by the policy, secured party to the extent of its interest. and, further, shall be subject to the provisions of the B. This insurance as to the interest of the secured party policy relating to appraisal and the time of payment and shall not be invalidated by any act or neglect of the bringing suit. insured named in said policy or his agents, employees F. Whenever the company shall pay the secured party or representatives, nor by any change in the title or any sum for loss or damage under policy and shall ownership of the insured property: provided, however, claim that, as to the insured, no liability exists, the that, the conversion, embezzlement or secretion by the company shall, to the extent of such payment, be named insured or his agents, employees or thereupon legally subrogated to all the rights of the representatives is not covered under said policy unless party to whom such payment shall be made, under all specifically insured against and premiums paid collateral held to secure the debt, or may, at its option, N therefor. pay to the secured party the whole principal due or to g C. In applying the pro rata provisions of the policy, the grow due on the mortgage or other security agreement, amount payable to the secured party shall be reduced with interest, and shall thereupon receive a full only to the extent of pro rata payments receivable by assignment and transfer of the mortgage or other § the secured party under other policies. security agreement and of all collateral held to secure it; but no subrogation shall impair the right of the D. The company reserves the right to cancel the policy at secured party to recover the full amount due it. any time as provided by its terms, but in such case the company shall mail to the secured party a notice G. All terms and conditions of the policy remain stating when such cancellation shall become effective unchanged except as herein specifically provided. as to the interest of said secured party. The amount H. All notices sent to the secured party shall be sent to its and form of such notice shall not be less than that last reported address, which must be stated in the required to be given the named insured, by law or by policy or in this endorsement. mmim mmm MEE CA 99 89 05 01 Copyright, ISO Properties, Inc.,2000 Page 1 of 1 C NA72315XX CNA (Ed. 02/13) NOTICE OF CANCELLATION OR MATERIAL CHANGE - DESIGNATED PERSON OR ORGANIZATION It is understood and agreed that this endorsement amends the BUSINESS AUTO COVERAGE FORM as follows: In the event of cancellation or material change that reduces or restricts the insurance provided by this Coverage Form, we agree to send prior notice of cancellation or material change to the person or organization scheduled below at the address scheduled below. This endorsement does not amend our obligation to notify the Named Insured of cancellation as described in the Common Policy Conditions or in another endorsement attached to this policy. SCHEDULE 1. Number of days advance notice: 10 Days if we cancel for non-payment of premium. 45 Days if the policy is cancelled for any other reason, or if coverage is restricted or reduced by endorsement. 2. Person or Organization's Name and Address Name: STATE OF WASHINGTON Attention: DEPT OF ENTERPRISES SERVICES Street Address: 1500 JEFFERSON ST. , SE City, State,ZIP: OLYMPIA, WA 98501 e-mail address: All other terms and conditions of the Policy remain unchanged. N i O N O O m.— ...= CNA72315XX(02/13) Policy No: Page 1 of 1 Endorsement No: Effective Date: 11/09/2015 Insured Name: WILLDAN GROUP, INC. Copyright CNA All Rights Reserved. G-147190-B CNAEd. 12/10) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. NAMED DRIVER EXCLUSION ENDORSEMENT This endorsement modifies insurance provided under the following: This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Policy Number: 6020541619 Endorsement Effective: 11/09/2015 Named Insured:WILLDAN GROUP, INC. WARNING WHEN THIS ENDORSEMENT IS ATTACHED TO THE POLICY, ALL COVERAGES PROVIDED UNDER THIS POLICY WILL BE EXCLUDED WHEN A"NAMED EXCLUDED DRIVER" MAINTAINS,OPERATES OR USES ANY"AUTO." Schedule of Excluded Drivers "Named Excluded Driver(s)": JOHN THEODORE THIS INSURANCE DOES NOT APPLY TO ANY CLAIMS, DAMAGES, EXPENSES OR"LOSS": 1. ARISING OUT OF THE MAINTENANCE, OPERATION OR USE OF ANY "AUTO" BY THE "NAMED EXCLUDED DRIVER" WHETHER OR NOT SUCH MAINTENANCE, OPERATION OR USE WAS WITH THE EXPRESS OR IMPLIED PERMISSION OF ANY"INSURED"OR THE OWNER OF THE"AUTO"AND/OR, 2. FOR ANY NEGLIGENCE WHICH MAY BE IMPUTED TO ANY "INSURED" BY LAW ARISING OUT OF THE MAINTENANCE, OPERATION OR USE OF ANY "AUTO" BY THE "NAMED EXCLUDED DRIVER" INCLUDING, BUT NOT LIMITED TO, ANY CLAIMS AGAINST ANY "INSURED" FOR NEGLIGENT HIRING, NEGLIGENT RETENTION AND/OR NEGLIGENT ENTRUSTMENT. DEFINITION: The following definition is added: ;=,:: "Named Excluded Driver" means a person who is shown in the Schedule of this endorsement or in the Declarations as a named excluded driver. 0 The undersigned agrees, acknowledges and understands that the Named Driver Exclusion Endorsement shall remain in effect for the term of the policy and for each renewal, reinstatement, substitute, modified, replacement or amended policy, until discontinued by us. Signature of Applicant/First Named Insured Date Signed G-147190-B Page 1 of 1 (Ed. 12/10) CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent ITEM WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 1. 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 FEIN NUMBER: 141951112 NCCI CARRIER CODE NO: 15113 INTRASTATE ID NO: 041330509 OTHER WORK PLACES NOT SHOWN ABOVE: SEE ATTACHED SCHEDULE(S) YOU ARE A - CORPORATION/S 2. POLICY PERIOD- 11/09/15 TO 11/09/16 12:01 AM STANDARD TIME AT THE INSUREDS MAILING ADDRESS. 3A. PART ONE OF THIS POLICY APPLIES TO THE WORKERS COMPENSATION LAW AND ANY OCCUPATIONAL DISEASE LAW OF EACH OF THE STATES LISTED HERE: CA. 3B. PART TWO OF THIS POLICY APPLIES TO EMPLOYERS LIABILITY INSURANCE FOR WORK IN EACH STATE LISTED IN ITEM 3A: THE LIMITS OF LIABILITY ARE: BODILY INJURY BY ACCIDENT $1,000,000 EACH ACCIDENT BODILY INJURY BY DISEASE $1,000,000 POLICY LIMIT BODILY INJURY BY DISEASE $1,000,000 EACH EMPLOYEE 3C. PART THREE OF THIS POLICY APPLIES TO OTHER STATES, IF ANY, LISTED HERE: NONE. 3D. THIS POLICY INCLUDES THESE ENDORSEMENTS AND SCHEDULES: SEE ATTACHED SCHEDULES 4. THE PREMIUM FOR THIS POLICY WILL BE DETERMINED BY OUR MANUAL OF RULES, CLASSIFICATIONS, RATES, AND RATING PLANS. ALL INFORMATION REQUIRED BELOW IS SUBJECT TO VERIFICATION AND CHANGE BY AUDIT. ADJUSTMENT OF PREMIUM SHALL BE MADE: AT POLICY EXPIRATION CLASSIFICATION OF OPERATIONS EST ANNUAL PREMIUM SEE ATTACHED PREMIUM DISCOUNT EXPENSE CONSTANT TERRORISM PREMIUM MINIMUM PREMIUM TOTAL ESTIMATED ANNUAL PREMIUM TOTAL STATE TAXES/ASSESSMENTS/SURCHARGES TOTAL ESTIMATED COST MEM DEPOSIT PREMIUM ACCOUNT NUMBER: 3025876449 DATE OF ISSUE: 11/06/15 POLICY ISSUING OFFICE: WOODLAND HILLS ME COUNTERSIGNED BY EEE DATE AUTHORIZED AGENT WC000001 P-144228-A (ED. 01/03) `Y. Souebry Ch.Fmwi of fh.Bwrd AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** SCHEDULE OF OPERATIONS ** SCHEDULE STATE: CALIFORNIA PAGE 1 4. LOC CLASS CLASSIFICATION OF OPERATIONS EST TOTAL RATE PER EST ANNUAL NO. CODE ANN REMUN $100 REMUN PREMIUM 001 8601 OIL OR GAS GEOLOGISTS OR SCOUTS 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 8810 CLERICAL OFFICE EMPLOYEES 8810 CLERICAL OFFICE EMPLOYEES 5190 ELECTRICAL WIRING - LESS THAN $30.00 8601 OIL OR GAS GEOLOGISTS OR SCOUTS 8810 CLERICAL OFFICE EMPLOYEES 8810 CLERICAL OFFICE EMPLOYEES 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 8810 CLERICAL OFFICE EMPLOYEES 8810 CLERICAL OFFICE EMPLOYEES 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 8810 CLERICAL OFFICE EMPLOYEES 8810 CLERICAL OFFICE EMPLOYEES 8601 OIL OR GAS GEOLOGISTS OR SCOUTS m 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 8810 CLERICAL OFFICE EMPLOYEES 0 8810 CLERICAL OFFICE EMPLOYEES 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 0 8810 CLERICAL OFFICE EMPLOYEES 0 8810 CLERICAL OFFICE EMPLOYEES 0 N 8742 BOOKBINDING - SALESPERSONS - OUTSIDE 8810 CLERICAL OFFICE EMPLOYEES SUBTOTAL FOR LOCATION 001 0930 WAIVER OF SUBROGATION ZEE TOTAL PREMIUM SUBJECT TO EXPERIENCE MODIFICATION • DATE OF ISSUE: 11/06/15 ▪ POLICY ISSUING OFFICE: WOODLAND HILLS W-- WC000001 P-144228-A (ED. 01/03) SEE AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** SCHEDULE OF OPERATIONS ** SCHEDULE STATE: CALIFORNIA PAGE 2 4. LOC CLASS CLASSIFICATION OF OPERATIONS EST TOTAL RATE PER EST ANNUAL NO. CODE ANN REMUN $100 REMUN PREMIUM 9898 FINAL EXPERIENCE MOD EFF 11/09/15 USING FACTOR INTRASTATE ID. NO: 041330509 9887 SCHEDULE MODIFICATION ADJ. CREDIT 0064 PREMIUM DISCOUNT - NON STOCK 0900 EXPENSE CONSTANT NCCI REVISED PROGRAM 9740 TERRORISM PREMIUM 0988 CALIFORNIA SURCHARGE 0987 CA REVOLVING FUND ASSESSMENT 9711 CA FRAUD SURCHARGE 9712 CA UNINSURED EMPLOYER FUND ASSMNT 9714 CA SUBSEQUENT INJURIES FUND ASSMNT 0939 CA OCCUPATIONAL SAFETY & HEALTH ASSMNT 9749 CA LABOR ENFORCEMENT ASSMNT CALIFORNIA DEPOSIT PREMIUM r ***** POLICY TOTALS ***** ESTIMATED CLASS PREMIUM ESTIMATED STANDARD PREMIUM PREMIUM DISCOUNT EXPENSE CONSTANT TERRORISM PREMIUM ESTIMATED PREMIUM STATE TAXES/ASSESSMENTS/SURCHARGES ESTIMATED COST ZEE DATE OF ISSUE: 11/06/15 POLICY ISSUING OFFICE: WOODLAND HILLS EEE WC000001 P-144228-A (ED. 01/03) AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** ENDORSEMENT SCHEDULE ** SCHEDULE PAGE 1 NUMBER DESCRIPTION EDITION DATE CC68021A NOTICE OF CANCELLATION TO CERTIFICATEHOLDERS 02/13 CC72832A CA SHORT RATE CANCELATION ENDT 01/12 G142625A CA WORK COMP PENDING RATE CHANGE ENDT 04/02 G19160B BLANKET WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS 11/97 G20472A NOTICE OF CANCELLATION OR MATERIAL CHANGE ENDT 10/93 G22212F04 CA WORKERS COMPENSATION NON-RENEWAL ENDT 11/14 WC000000C WORKERS COMP AND EMPLOYERS LIAB INSURANCE POLICY 01/15 WC000406A PREMIUM DISCOUNT ENDORSEMENT 08/95 WC000422B TERRORISM RISK INS PGM RE-AUTH ACT DISCLOSURE ENDT 01/15 WC040301C POLICY AMENDATORY ENDORSEMENT - CA 10/14 WC040360B EMPLOYERS LIABILITY COVERAGE AMENDATORY ENDT. - CA 01/15 WC040421 OPTIONAL PREMIUM INCREASE ENDT-CA 01/08 WC040601A CALIFORNIA CANCELATION ENDORSEMENT 12/93 PLEASE READ THE ENCLOSED IMPORTANT NOTICES CONCERNING YOUR POLICY m CC031605A CNA INSURANCE PREMIUM AUDIT 12/14 G140324K IMP INFO-CA INS GUARANTY FUND SURCH 01/15 0 G140370D PRIVACY POLICY NOTICE 04/09 0 G144222B IMP INFO FOR OUR CA WC POLICYHOLDERS 01/13 N G20593F IMPORTANT INFO FOR OUR CA WC POLICYHOLDERS 03/14 0 N G20594G IMP INFO RATING AND DIVIDEND INFO 12/10 G20911E04 IMP INFO - CA LOSS CONTROL SVCS 08/06 MEM MME DATE OF ISSUE: 11/06/15 POLICY ISSUING OFFICE: WOODLAND HILLS WC000001 P-144228-A (ED. 01/03) MEE AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** ENDORSEMENT SCHEDULE ** SCHEDULE PAGE 2 NUMBER DESCRIPTION EDITION DATE G300550D IMP INFO CA WC POLICYHLDRS PAYROLL RECORD REQ 01/14 G301195A IMP. INFO. - POSTING NOTICES AND CLAIM HANDLING 12/11 G301282D IMP INFO - CA WC ASSESSMENTS AND SURCHARGES 01/15 M to N r O N O CD N O O O N O O N EEM DATE OF ISSUE: 11/06/15 POLICY ISSUING OFFICE: WOODLAND HILLS W0000001 P-144228-A (ED. 01/03) I. AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** NAMED INSURED SCHEDULE ** SCHEDULE PAGE 1 WILLDAN GROUP, INC. FEIN=141951112 0 m N r O N O CD N O O O N O O N MEM INE ▪ DATE OF ISSUE: 11/06/15 ▪ POLICY ISSUING OFFICE: WOODLAND HILLS WC000001 P-144228-A (ED. 01/03) ESE AGENT CNA 333 S Wabash Chicago,Illinois 60604 STANDARD WORKERS COMPENSATION AND EMPLOYERS LIABILITY POLICY INFORMATION PAGE - NEW POLICY Policy Number From Policy Period To Coverage Is Provided By Agency WC 6 20541572 11/09/15 11/09/16 THE CONTINENTAL INSURANCE CO. 090172240 Named Insured And Address Agent WILLDAN GROUP, INC. AON RISK INSURANCE SERVICES WEST INC 2401 E KATELLA AVE STE 300 707 WILSHIRE BLVD. , ANAHEIM, CA PO BOX 54670 (90054) LOS ANGELES CA 90017 92806 ** NAME AND ADDRESS SCHEDULE ** SCHEDULE PAGE 1 LOCATION ENTITY ENTITY NAME AND ADDRESS 001 001 WILLDAN GROUP, INC. NO SPECIFIC LOCATION ANY CITY , CA 99998 FEIN=141951112 7, m N , r O N O Co N O O O N O O N MEM --...- ii MEM DATE OF ISSUE: 11/06/15 POLICY ISSUING OFFICE: WOODLAND HILLS WC000001 P-144228-A (ED. 01/03) AGENT G-19160-B CNA (Ed. 11/97) WORKERS'COMPENSATION AND EMPLOYERS' LIABILITY INSURANCE POLICY BLANKET WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS This endorsement changes the policy to which it is attached. It is agreed that Part One Workers'Compensation Insurance G. Recovery From Others and Part Two Employers' Liability Insurance H. Recovery From Others are amended by adding the following: We will not enforce our right to recover against persons or organizations. (This agreement applies only to the extent that you perform work under a written contract that requires you to obtain this agreement from us.) PREMIUM CHARGE- The charge will be an amount to which you and we agree that is a percentage of the total standard premium for California exposure.The amount is N 2 M N r O O N O c0 ,-- sO O O N O O N G-19160-B Page 1 of 1 (Ed. 11/97) CNA G-20472-A (Ed. 10/93) WORKERS'COMPENSATION AND EMPLOYERS' LIABILITY INSURANCE POLICY NOTICE OF CANCELLATION OR MATERIAL CHANGE ENDORSEMENT In the event of cancellation or other material change of the policy, we will mail advance notice to the person or organization named in the Schedule. The number of days advance notice is shown in the Schedule. This endorsement shall not operate directly or indirectly to benefit anyone not named in the Schedule. Schedule 1. Number of days advance notice: 45 2. Notice will be mailed to: THE STATE OF WASHINGTON DEPT OF ENTERPRISES SERVICES 1500 JEFFERSON ST. , SE OLYMPIA, WA 98501 G-20472-A Page 1 of 1 (Ed. 10/93) Risk Specialists Companies Insurance Agency,Inc. d/b/a RSCIA in NH, UT&VT 777 SOUTH FIGUEROA STREET LOS ANGELES, CA 90017 http://www.ai9.com www.riskspecialistscompanies.com RSC CA License#:0G29322 PISK,PEC1.iL!STS CO1 P4r.i111 c5 CONFIRMATION OF BINDING Date: 11/02/2015 To: MICAH CHEN AON RISK INSURANCE SERVICES WEST, INC. 707 WILSHIRE BLVD, STE 2600 LOS ANGELES, CA 90017 From: MIKE SILCHUCK Phone No: 312-623-4832 E-mail: michael.silchuck@aig.com Insured Name: WILLDAN GROUP, INC. 2401 E KATE LLA AVE # 300 ANAHEIM, CA 92806-5909 Policy No: 028174912 Effective Date: 11/09/2015 Expiration Date: 11/09/2016 At 12:01 A.M.standard time at the address of the Insured stated above. NEW: X We have received confirmation of binding for the following coverage from: LEXINGTON INSURANCE COMPANY , 99 High Street, Boston, Massachusetts 02110 Coverage: ARCHITECTS &ENGINEERS PROFESSIONAL LIABILITY POLICY Policy Form Dec: LX4203 (07/13) A&E PROFESSIONAL LIABILITY DEC Text: LX4204 (07/13) A&E PROFESSIONAL LIABILITY TXT Retroactive Datels): FULL PRIOR ACTS Extended Reporting Period: CB 674114-5 LX9817(06/05) DRAFT COPY Limits: Each Claim $7,500,000 Policy Aggregate $15,000,000 Defense Expenses: Inside Policy Limit Self Insured Retention: $250,000 Per Claim $750,000 Aggregate Defense Expenses: Inside Premium: Total Advance Premium: Minimum Annual Premium: Minimum Earned Percent: Premium figures do not include surplus lines taxes or fees (if applicable) or any other surcharges or taxes required by law(if any). The premium is due within 30 days of inception or 15 days from the date of billing whichever is later. Exposure Basis: Amount: Rate: NONE Applicable Forms & Exclusions: LX4222 (07/13) ECONOMIC SANCTIONS ENDORSEMENT LX4205 (07/13) ADDITIONAL NAMED INSUREDS LX4215 (07/13) COVERED OPS - POLLUTION COV LX4218 (07/13) TECHNOLOGY SERV'S COV EXTEN LX8944 (01/13) CYBEREDGE SECURITY &PRIVACY DEFINITION OF PROFESSIONAL SERVICES LX4208 (07/13) AGGREGATE DEDUCTIBLE ENDT IMDE NIFIE D PARTIES 360 ENERGY ENGINEERS LINKING OF LIMITS RESTATEMENT OF DEDUCTIBLE LX8535 (09/09) A&E PROF LIAB RISK MG MT SERV'S LX8704 (05/11) PROF LIAB CRISIS RESPONSE ENDT Attachments: 115921 (01/15) BROKER RESPONSIBLE AGREEMENT LX9817(06/05) DRAFT COPY Page 2 of 4 Terms and Conditions: • You are the surplus lines broker of record. It is your responsibility to follow applicable state surplus lines laws and, in particular, to see that the appropriate surplus lines taxes and stamping fee (if applicable) are collected, reported and paid. • If bound, provide the name and surplus lines license number of the person/entity paying the surplus lines taxes and fees. • THIS QUOTE IS ONLY VALID IN CONJUNCTION WITH THE PURCHASE OF COVERAGE FROM NEW HAMPSHIRE INSURANCE COMPANY PER THE QUOTATION ISSUED BY THEM ON 10/27/2015 • Binder is subject to reconsideration if there are any significant changes in operations, exposure or experience prior policy issuance. • Binder is invalid if any higher layer placed attracts an equal or higher premium per million than this policy. • PLEASE CONSIDER THIS AS AN INTERIM BINDER PENDING FINAL AGREEMENT TO ALL NEEDED ENDORSEMENTS Subject To: • We require that you send us a completed and signed "Broker Responsible for Surplus Lines Filings Agreement". If this agreement is not received within 10 days, we reserve the right to cancel this quote or binder and any policy issued in connection with it. • In accordance with subdivision (b) of Section 1774 of the California Insurance Code, you may be delegated responsibility for the surplus lines filings that are required pursuant to subdivision (a) of Section 1763 of the California Insurance Code by completing and executing the attached Broker Responsible for Surplus Lines Filing Agreement prior to binding. By execution of such agreement you agree that you also will be responsible to comply with applicable California surplus lines laws and, in particular, for the collection, reporting and payment of the surplus lines premium taxes fees and assessments required for this account. If coverage is bound and you agree to be responsible for the required surplus lines filings, the premium quoted above must be remitted to us within 30 days of the effective date of coverage or 15 days from billing, whichever is later. Additional Comments and Information: • NOTE: CANADIAN NOTE: CANADIAN EXCISE TAX ACT This policy may cover exposures (Insureds and/or risks) in Canada. Insureds may be subject to excise tax related to such Canadian exposures and should seek appropriate advice on compliance with applicable Canadian law. Please advise us immediately if you wish our assistance in obtaining a separate Canadian policy for the Insured's Canadian exposure, if applicable. If you elect to have a separate Canadian policy, you must designate a licensed Canadian broker. If a policy is placed with an AIG Company in Canada, the companion Canadian policy may share limits with the U.S. issued policy. • If coverage is purchased and bound, the Insurer shall not be deemed to provide cover, be liable to pay any claim or provide any benefit to the extent that the provision of such cover, payment of such claim or provision of such benefit provided for by this proposal, binder or issued policies would expose the Insurer, its parent company or its ultimate controlling entity to any sanction, prohibition or restriction under United Nations resolutions or the trade or economic sanctions, laws or regulations of the European Union or the United States of America. • Pursuant to the California Surplus Lines Agent Responsibility Agreement, you are responsible for all filing, reporting, collection and payment requirements imposed by California law as are applicable to this account. You are responsible in accordance with subdivision (b) of Section 1774 of the California Insurance Code for all filing, reporting, collection and payment requirements that are imposed by subdivision (a) of Section 1763 of the California Insurance Code. • This binder is being provided on behalf of a non-admitted carrier. LX9817(06/05) DRAFT COPY Page 3 of 4 This binder includes certain information regarding the terms and conditions of the policy. If there is any conflict between the terms and conditions stated in this binder and the terms and conditions of the policy when issued, the terms and conditions of the policy shall govern. Important: This Insurance cannot be cancelled flat. Earned Premium must be paid for the time insurance has been in force. This Confirmation of Binding is a statement concerning the above insurance as of the date of the issuance of this Confirmation of Binding. This Confirmation of Binding is subject to policy conditions of any policy (ies) which may be issued by LEXINGTON INSURANCE COMPANY and shall be automatically cancelled and superseded by such policy (ies) upon issuance. Cancellation: This Confirmation of Binding may be cancelled either by the insured or the insurer by written notice to the other. In the event of cancellation, the earned premium will be computed short rate if cancelled by the insured unless subject to minimum earned premium stated herein and pro rata if cancelled by the insurer. Please notify us if the Insured Name and Address shown above are incorrect. Thank you for the opportunity to bind this account. MIKE SILCHUCK Financial Lines Division 312-623-4832 LX9817(06/05) DRAFT COPY Page 4 of 4 ENDORSEMENT This endorsement, effective 12:01 AM 11/09/2015 Forms a part of policy no.: 028174912 Issued to: WILLDAN GROUP, INC. By:LEXINGTON INSURANCE COMPANY ECONOMIC SANCTIONS ENDORSEMENT This endorsement modifies insurance provided under the following: The following condition is added to SECTION VIII - CONDITIONS: The Company shall not be deemed to provide cover and the Company shall not be liable to pay any Claim or provide any benefit hereunder to the extent that the provision of such cover, payment of such Claim or provision of such benefit would expose the Company, the Company's parent company or its ultimate controlling entity to any sanction, prohibition or restriction under United Nations resolutions or the trade or economic sanctions, laws or regulations of the European Union or the United States of America. All other terms and conditions of the policy remain the same. • Authorized Representative LX4222 (07/13) DRAFT COPY Page 1 of 1 ENDORSEMENT This endorsement, effective 12:01 AM 11/09/2015 Forms a part of policy no.: 028174912 Issued to: WI LLDAN GROUP, INC. By: LEXINGTON INSURANCE COMPANY LEXINGTON INSURANCE COMPANY ARCHITECTS & ENGINEER'S PROFESSIONAL LIABILITY RISK MANAGEMENT SERVICES This endorsement modifies insurance provided by the policy: The Company provides the Named Insured with access during the Policy Period to Lexington Insurance Company's Architects and Engineers Professional Liability Risk Management Services (hereinafter"the Services"). The Services consist of unique value-added tools specific to the A&E industry. A summary of the services, which include services provided by the Boston law firm of Donovan Hatem, LLP, are listed below and are further described on the password protected A&E Risk Management website located at www.lexaehelp.com (instructions for access are described below): Contract Review— Donovan Hatem, LLP provides Contract Review Services free of charge. Donovan Hatem attorneys review proposed agreements between an Insured and an Insured's prospective clients. The scope of services, limitation of liability and insurance provisions of the proposed contract are all carefully analyzed. The number of free contract reviews varies based upon the Named Insured's firm size and is at the sole discretion of Lexington. In most instances, turnaround can be expected within 48 hours. Risk Management Seminars — Donovan Hatem, LLP present on-site Risk Management Seminars to specific individual Insureds or groups of Insureds at the sole discretion of the Company. Seminars are customized to the needs of the design professional Insured. Pre-Claim Prevention Services — Upon timely notice of an Insured's written request to the Company within the Policy Period and upon subsequent authorization by the Company, Donovan Hatem, LLP provides Pre-claim or Loss Prevention advice to the Insured regarding issues, problems or concerns related to an incident or potential Claim. This service is provided at the sole discretion of the Company, without cost to the Insured, but is limited to ten thousand dollars ($10,000) for all Pre- claim and Loss Prevention advice provided for each incident or potential Claim reported to the Company during the Policy Period or extended reporting period, if applicable. Claims Management Services — the Company's experienced A&E claims professionals may partner with Donovan Hatem, LLP to provide quality claims investigation and management services on behalf of design professional Insureds including, advice and recommendations to the Insured and their defense counsel. Website www.lexaehelp.com — the Company has created a state-of-the-art Website exclusively for our design professional Insureds. Among some of its topics, the Website contains video seminars (eligible for CEU credits), contract guidelines, newsletters, and state by state legal issues summaries. LX8535(09/09) DRAFT COPY Page 1 of 2 • Access to the Website - First, designate a password administrator who will be responsible for issuing passwords to the firm members and will have access to online usage tracking of risk management training. Next,the designated administrator should go to www.lexaehelp.com and click on "Current Lexington A&E Insureds click here to request a password" Once the in- formation is submitted you should receive a password within 7 to 10 business days. The above referenced services are provided at no cost to the Named Insured and no premium has been allocated for these services. As such, the Company reserves the right to change or discon- tinue these services at the Company's sole discretion and without notice to the Named Insured. Without exception, services are only available while this policy is in force. All other terms and conditions of the policy remain the same. _ 1 I Authorized Representative OR Countersignature (In states where applicable) LX8535(09/09) DRAFT COPY Page 2 of 2 ENDORSEMENT # This endorsement, effective 12:01 AM 11/09/2015 Forms a part of policy no.: 028174912 Issued to: WI LLDAN GROUP, INC. By: LEXINGTON INSURANCE COMPANY PROFESSIONAL LIABILITY CRISIS RESPONSE COVERAGE EXTENSION ENDORSEMENT (WITH CRISIS MANAGEMENT LOSS AND CRISIS RESPONSE COSTS) This endorsement modifies insurance provided by the policy: • CRISIS RESPONSE NOTIFICATION TELEPHONE NUMBER: 877-743-7669 THIS ENDORSEMENT EXTENDS COVERAGE TO PROVIDE FOR CRISIS RESPONSE COSTS AND CRISIS MANAGEMENT LOSS ARISING OUT OF A CRISIS EVENT BECAUSE OF A WRONGFUL ACT TO WHICH INSURANCE APPLIES. THE LIMITS OF INSURANCE PROVIDED FOR SUCH COVERAGE ARE IN ADDITION TO THE LIMITS OF INSURANCE PROVIDED IN THE DECLARATIONS OF THIS POLICY. SCHEDULE Crisis Response Coverage Extension Limits of Insurance Crisis Response Aggregate Limit $300,000 Each Crisis Response Costs Limit $250,000 Each Crisis Event Each Crisis Management Loss Limit $50,000 Each Crisis Event Notwithstanding any provisions to the contrary in the policy to which this endorsement is attached, including the attachment point of any excess professional liability policy, if applicable, subject to the Limits of Insurance as shown in the above Schedule and in accordance with the terms and conditions set forth in this endorsement, this policy is extended to provide crisis response costs and crisis management loss arising out of a crisis event because of a wrongful act to which insurance applies. SECTION I. -CRISIS RESPONSE COVERAGE EXTENSION A. We will reimburse you or pay on your behalf reasonable and necessary crisis response costs and/or crisis management loss arising out of a crisis event because of a wrongful act to which insurance applies. The amount we will reimburse you or pay on your behalf for such crisis response costs and/or crisis management loss is limited as described in SECTION III - CRISIS RESPONSE LIMITS OF INSURANCE. No self-insured retention or deductible shall apply to this coverage extension endorsement. B. We will reimburse you or pay on your behalf crisis response costs and/or crisis management loss arising out of a crisis event only if all of the following conditions are met: 1. The crisis event first occurs during the policy period or extended reporting period, if applicable; 2. The wrongful act (or interrelated wrongful act, if applicable) that gives rise to the crisis event is covered under the policy to which this endorsement is attached; 3. If this endorsement is attached to and made part of a claims made policy or claims made and reported policy: a. A claim because of such wrongful act (or interrelated wrongful act, if applicable) must be made against the insured during the policy period or extended reporting period, if applicable; or LX8704(05/11) DRAFT COPY Page 1 of 4 b. If a claim has not been made, senior management must reasonably believe that a claim because of such wrongful act (or interrelated wrongful act, if applicable) will be made against an insured during the policy period or extended reporting period, if applicable; and 4. Such crisis response costs and/or crisis management loss are incurred within thirty (30) days after the commencement date of the crisis event. The end of the policy period will not cut short this thirty (30) day period. SECTION II. -EXCLUSIONS All exclusions of the policy apply to this endorsement, including any exclusion which applies to workers compensation or employer's liability. The following additional exclusion applicable to this endorsement supersede any similar exclusions in the policy. This insurance does not apply to: Newly acquired or merged entities Crisis response costs or crisis management loss resulting from wrongful act that occurred prior to the date you acquired or merged with any other entity. SECTION III.-CRISIS RESPONSE LIMITS OF INSURANCE A. The Schedule above and the rules below establish the most we will reimburse or pay on your behalf for crisis response costs and crisis management loss regardless of the number of insureds, crisis events, or affected persons. B. The Crisis Response Aggregate Limit is the most we will reimburse or pay on your behalf for the sum of all crisis response costs and crisis management loss under this endorsement. C. Subject to Paragraph B. above, the Each Crisis Response Costs Limit is the most we will reimburse or pay on your behalf for all crisis response costs arising out of any one crisis event. D. Subject to Paragraph B. above,the Crisis Management Loss Limit is the most we will reimburse or pay on your behalf for all crisis management loss arising out of any one crisis event. E. All crisis events arising out of the same wrongful act or related or interrelated wrongful acts will be deemed one crisis event and shall be deemed to have occurred when the first of such crisis events commences to occur. SECTION IV. -DEFINITIONS The definitions of the policy apply to this endorsement. However, the following additional definitions applicable to this endorsement supersede any similar definitions in the policy. You and your refer to the Named Insured and we, us and our refer to the Company providing this insurance. Other words and phrases that appear in boldface type have special meaning as follows: A. Affected persons means those individuals who suffer direct bodily injury or property damage, or directly experience imminent injury, including such individuals immediate family members. B. Bodily injury means bodily injury, sickness, or disease sustained by a person, including death resulting from any of these at any time. C. Claim means a claim as defined by the policy to which endorsement is attached. D. Crisis event means: 1. Significant adverse regional or national news media coverage because of a wrongful act or related or interrelated wrongful acts; or LX8704(05/11) DRAFT COPY Page 2 of 4 2. Bodily injury sustained by an affected person(s), property damage to property of an affected person(s), or the direct experience of imminent injury by an affected person(s) because of a wrongful act or related or interrelated wrongful acts which results in significant adverse regional or national news media coverage. The crisis event as set forth in this Definition D.2. will be deemed to occur when the bodily injury, property damage or imminent injury first commences with respect to the first affected person. E. Crisis management firm means a public relations firm or crisis management firm, assigned or approved by us in writing, that is hired by you to perform services of the type covered under crisis management loss in connection with a crisis event. F. Crisis management loss means reasonable and necessary fees and expenses charged by a crisis management firm or your employees in providing public relations and media management services for the purpose of maintaining and restoring public confidence in you. These expenses may include printing, advertising, or mailing of materials to manage reputational risk. This does not include the salaries of your employees. Crisis management loss shall not include crisis response costs. G. Crisis response costs means: 1. reasonable and necessary emergency transport expenses, emergency psychology expenses, funeral expenses, travel expenses, and temporary living expenses incurred by you to provide relief and/or support to affected persons, and 2. expenses incurred by you to secure the scene of a crisis event (as defined in Definition D.2.). Crisis response costs shall not include crisis management loss. H. Emergency transport expenses means reasonable and necessary emergency transport expenses, occurring within 24-hours after a crisis event (as defined in Definition D.2.), to transport an affected person sustaining bodily injury in such crisis event to a medical treatment facility. I. Emergency psychology expenses means reasonable and necessary expenses for psychology or counseling services provided to affected persons and incurred within the first fourteen (14) days after a crisis event (as defined in Definition D.2.). This does not include the costs or expenses of any medications or hospitalizations. Such psychology or counseling services must be approved by the crisis management firm. J. Imminent injury means the actual and immediate threat of bodily injury or property damage. K. Insured means insured as defined by the policy to which endorsement is attached. L. Property damage means: 1. Physical injury to tangible property, including all resulting loss of use of that property. All such loss of use shall be deemed to occur at the time of the physical injury that caused it; or 2. Loss of use of tangible property that is not physically injured. All such loss of use shall be deemed to occur at the time of the crisis event(as defined in Definition D.2.)that caused it. For the purposes of this insurance, electronic data is not tangible property. As used in this definition, electronic data means information, facts or programs stored as or on, created or used on, or transmitted to or from computer software, including systems and applications software, hard or floppy disks, CD-ROMS, tapes, drives, cells, data processing devices or any other media which are used with electronically controlled equipment. M. Wrongful act or Interrelated wrongful act means a wrongful act, interrelated wrongful act, breach of professional duty, media wrongful act and/or technology wrongful act, whichever is/are applicable, as defined by the policy to which endorsement is attached. LX8704(05/11) DRAFT COPY Page 3 of 4 SECTION V. -CONDITIONS The conditions of the policy apply to this endorsement. However, the following conditions applicable to this endorsement supersede any similar conditions of the policy to the contrary. A. Insured's Duties in the Event of a Crisis Event 1. You must see to it that we are notified by telephone within twenty-four (24) hours of a crisis event which may result in crisis response costs or crisis management loss. The call must be made to 877-743-7669. If necessary, we will provide you with an approved crisis management firm unless we agree to accept a crisis management firm that you have selected. 2. Thereafter, you must provide written notice,as soon as practicable. To the extent possible, this written notice should include: a. How, when and where the crisis event took place; b. The names and addresses of any affected persons and witnesses; and c. The nature and location of any injury or damage arising out of the crisis event. 3. If reimbursement is sought directly by you, you must submit a claim for reimbursement of crisis response costs and crisis management loss within ninety (90) days after incurring such crisis response costs or crisis management loss. Such claim(s) must include invoices and/or receipts supporting such crisis response costs or crisis management loss for each and every expense in excess of fifty (50) dollars. 4. Written notice and claim submission as required in Paragraphs 1. and 2. of this section, respectively, shall be mailed or delivered to: AIG-Lexington c/o ACPC P.O. Box 293118 Nashville, TN 37229-3118 Claim reporting information can also be found on our website,www.lexingtoninsurance.com B. Anti-Stacking Provision If crisis response costs or crisis management loss provided by this coverage extension endorsement are also provided by any other insurance issued to you by us or any of our affiliated companies (whether or not such costs or loss are referred to using these same terms), the maximum limit of insurance under all insurance available shall not exceed the highest applicable limit of insurance available under any one policy or endorsement. This condition does not apply to any other insurance issued by us or any of our affiliated companies specifically intended to apply as excess insurance over this coverage extension endorsement. All other terms and conditions of the policy remain the same. , Authorized Representative LX8704(05/11) DRAFT COPY Page 4 of 4 ARCHITECTS AND ENGINEERS PROFESSIONAL LIABILITY POLICY NOTICE: THIS POLICY PROVIDES CLAIMS MADE AND REPORTED COVERAGE, THE POLICY APPLIES ONLY TO CLAIMS FIRST MADE AGAINST THE INSURED AND REPORTED TO THE COMPANY IN ACCORDANCE WITH THE TERMS SET FORTH HEREIN. NOTICE: THE LIMIT OF INSURANCE AVAILABLE TO PAY JUDGMENTS OR SETTLEMENTS SHALL BE REDUCED BY AMOUNTS INCURRED FOR DEFENSE EXPENSES. Various provisions throughout this policy restrict coverage. Please read the entire policy carefully to determine rights, duties and what is and is not covered. Word and phrases that appear in boldfaced type have special meaning. Please refer to Section III. DEFINITIONS. In consideration of the payment of the premium by the First Named Insured and in reliance upon the statements in the First Named Insured's application incorporated herein by reference, subject to all of the terms and conditions of this policy, the Company agrees as follows: I. COVERAGE: A. The Company will pay those sums that the Insured shall become legally obligated to pay as Damages because of a Breach of Professional Duty in the rendering or failure to render Professional Services to others by the Insured or any entity for whom the Insured is legally liable and to which this insurance applies. B. For this insurance to apply, all of the following conditions must be met: 1. The Breach of Professional Duty must first take place on or after the Retroactive Date shown in Item 6. of the Declarations and prior to the end of the Policy Period; 2. Prior to the Effective Date of this policy, no officer, director, principal, partner, insurance manager, risk manager or in-house counsel of any Insured had knowledge of any actual or alleged Breach of Professional Duty or circumstance that reasonably could give rise to a Claim under this policy. If such officer, director, principal, partner, insurance manager, risk manager or in-house counsel of any Insured knew, prior to the effective date of this policy, of any Breach of Professional Duty or circumstance that reasonably could give rise to a Claim under this policy, then any continuation, change or resumption of such Breach of Professional Duty or circumstance during or after this Policy Period will be deemed to have been known prior to this Policy Period; 3. Claim must first be made against the Insured during the Policy Period; and 4. The Insured must report the Claim to the Company, in writing, during the Policy Period or within sixty (60) days after the end of the Policy Period. C. COVERAGE TERRITORY The insurance provided by this policy applies to Claims arising out of Professional Services that take place in and result in a Claim brought within: 1. the United States of America, its territories or possessions or Puerto Rico; and 2. elsewhere in the world. LX4204(07/13) Page 1 of 16 D. DEFENSE PROVISIONS 1. CLAIMS BROUGHT WITHIN THE UNITED STATES OF AMERICA, ITS TERRITORIES OR POSSESSIONS OR PUERTO RICO When any Claim against an Insured for which coverage is provided under this policy is brought within the United States of America, its territories or possessions or Puerto Rico, the Company has the right to investigate such Claim, and the duty to defend such Claim with defense counsel selected by the Company even if such Claim is groundless, false or fraudulent. The Company's obligation to defend or to continue to defend any Claim as provided in this Subparagraph D.1. shall end when the applicable limit of insurance has been exhausted by the payment of Damages and/or Defense Expenses. The Company shall not defend any Claim or pay any Defense Expenses that accrue after the applicable limit of insurance has been exhausted by the payment of Damages and/or Defense Expenses and the Company shall have the right to withdraw from the further defense of such Claim by tendering control of said defense to the Insured. 2. ELSEWHERE IN THE WORLD When any Claim against an Insured for which coverage is provided under this policy is brought outside the jurisdictions set forth in Subparagraph C.1. above, the Company shall not have the duty to defend, but the Company shall have the right to associate with the Insured in the investigation, defense and control of such Claim from the date the Claim is first made against the Insured or a notice of circumstance has been received by the Company. The First Named Insured has a right to select defense counsel with the Company's approval. The Insured has a duty to cooperate with the Company and promptly provide any information or materials that the Company requests. The Insured shall, under the Company's supervision, make or cause to be made such investigation and defense as the Company directs. Subject to prior written authorization by the Company, the Insured may also effect settlement. The Company shall reimburse the Insured for Damages and/or Defense Expenses as authorized by the Company. The Company shall not pay Damages and/or Defense Expenses after the applicable limit of insurance has been exhausted. E. SETTLEMENT PROVISIONS The Company will not settle any Claim without the consent of the First Named Insured. If, however, the First Named Insured refuses to consent to a settlement recommended by the Company and elects to contest such Claim or continue legal proceedings in connection with such Claim, then the Company's liability for the Claim shall not exceed the amount for which the Claim could have been so settled plus Defense Expenses incurred up to the date of such refusal subject to the applicable limit of insurance under this policy. II. COVERAGE EXTENSIONS: A. DISCIPLINARY PROCEEDINGS The Company will reimburse the Insured, upon written request, for reasonable and necessary attorney fees and court or administrative costs in responding to a LX4204(07/13) Page 2 of 16 Disciplinary Proceeding against an Insured. The initial written notice of such Disciplinary Proceeding must be received during the Policy Period and arise out of a Breach of Professional Duty that must first take place on or after the Retroactive Date shown in Item 6. of the Declarations and prior to the end of the Policy Period. Regardless of the number of Insureds or Disciplinary Proceedings, the most the Company shall reimburse the Insureds for all Disciplinary Proceedings during the Policy Period shall be $25,000. This amount is included within and reduces the Limits of Insurance and is not subject to the Deductible or Self-Insured Retention, whichever is applicable. The Company has no obligation to defend or provide defense counsel with respect to such Disciplinary Proceedings. B. MEDIATION INCENTIVE If the First Named Insured and the Company jointly agree to utilize Mediation as a means to try to resolve a Claim made against the Insured, and if such Claim is resolved through the use of Mediation, then the Named Insured's deductible for such Claim shall be 50% of the amount of the Deductible shown in Item 4. of the Declarations applicable to such Claim, subject to a maximum reduction of $20,000 for such Claim. The Company shall reimburse the Named Insured for any applicable deductible payment made in excess of such reduced deductible, as soon as practicable, after the conclusion of the Mediation. C. ATTENDANCE AT MEDIATIONS, ARBITRATIONS, DEPOSITIONS OR TRIALS The Company will reimburse the Insured, upon written request, for loss of earnings by the Insured as a result of being required to attend, at the Company's request, a mediation, arbitration, deposition or trial related to a covered Claim, subject to the following: 1. No reimbursement will apply for the first two (2) days of attendance by the Insured required for each Claim; 2. Loss of earnings reimbursement will not be considered Damages and/or Defense Expenses and will be reimbursed in addition to the limits of insurance and is not subject to the Deductible or Self-Insured Retention, whichever is applicable. 3. Loss of earnings reimbursement for attending mediations, arbitrations, depositions or trials shall not exceed $400 per Insured per day for each Claim, subject to a maximum policy aggregate of $7,500 for attendance by all Insureds for all Claims under this policy. III. EXCLUSIONS This insurance does not apply to and the Company will not pay Damages and/or Defense Expenses for any Claim based upon or arising out of: A. Business Enterprise 1. any Insured's involvement as a partner, officer, director, stockholder, employer or employee of any business enterprise that is not an Insured under this policy; or LX4204(07/13) Page 3 of 16 2. any Claim made by any organization or a subsidiary or affiliate of such organization or by any person: a. that is not an Insured under this policy, and b. that: (1) wholly or partly owns an Insured, or (2) to any extent controls, operates or manages an Insured, or (3) an Insured has a greater than 25% ownership interest in such organization or a subsidiary or affiliate of such organization, or (4) is controlled, operated or managed by an Insured. B. Dishonest Acts 1. Any dishonest, fraudulent, criminal or knowingly wrongful or malicious acts or omissions committed intentionally or at the direction of any Insured; or 2. Any Insured's intentional, knowing, willful, or deliberate violation or non- compliance with any statute, regulation, ordinance, administrative complaint, notice of violation, notice letter, executive order or any instruction of any governmental agency or body. However, the Company shall defend a Claim against an Insured who did not commit, participate in, or have knowledge of the acts or omissions set forth in Subparagraph B.1. or B.2., except the Company shall not defend any criminal prosecution under any circumstances. C. Employee Injury Bodily Injury sustained by any employee of any Insured while engaged in employment by any Insured including: 1. Any Claim by any person or entity for care, loss of services, loss of consortium or death resulting at any time from such Bodily Injury or 2. Any Claim by any person or entity seeking contribution or indemnity because of such Bodily Injury, except that this exclusion does not apply to liability arising under a written contract executed prior to the Bodily Injury. D. Express Warranty or Guarantee Any express warranty or guarantee unless the Insured's liability arises as a result of a Breach of Professional Duty and would have existed absent such express warranty or guarantee. E. Faulty Workmanship The cost to repair or replace any faulty workmanship including, but not limited to faulty: assembly, construction, erection, fabrication, installation, remediation, dismantling, drilling, excavation or manufacturing. LX4204(07/13) Page 4 of 16 F. Goods, Products, Fixtures or Components The design, manufacture, sale, distribution or supply of any goods, products, fixtures or components thereof including, but not limited to, computer programs or software, by or on behalf of any Insured. However, this exclusion does not apply to computer programs or software created or modified specifically for a client for whom the Insured is rendering Professional Services. G. Insured v. Insured Any Claim made by any Insured against any other Insured, whether collusive or not. H. Intellectual Property Infringement of patent, trademark or trade dress or misappropriation of trade secrets. I. Liability of Others Assumed by Contract The liability of others assumed by any Insured under any contract or agreement unless such liability arises as a result of a Breach of Professional Duty and would have existed absent such contract or agreement. J. Nuclear Nuclear reaction, radiation or contamination, under any circumstances and regardless of cause, within or originating from a Nuclear Facility. K. Personal Injury 1. False arrest, detention, or imprisonment; 2. Malicious prosecution; 3. The wrongful eviction from, wrongful entry into, or invasion of the right of private occupancy of a room, dwelling or premises that a person occupies; 4. Libel, slander or defamation; or 5. Invasion of privacy or violation of a right of privacy. L. Prior Notice Any fact or circumstance for which notice was given by an Insured to a professional liability insurer prior to the effective date of this policy. M. Third Party and Employment-Related Practices Discrimination, humiliation, harassment, wrongful termination, retaliation, infliction of emotional distress, negligent evaluation, wrongful discipline, wrongful reference, failure to grant tenure, wrongful failure to employ or promote or wrongful demotion. However, this exclusion does not apply to any Claim based upon the Americans With Disabilities Act ("ADA") or Fair Housing Act ("FHA") or any state or local versions of those acts, as may be amended from time to time and arising out of the Insured's rendering or failure to render Professional Services. LX4204(07/13) Page 5 of 16 N. War 1. War, including undeclared or civil war; 2. Warlike action by a military force, including action in hindering or defending against an actual or expected attack, by any government, sovereign or other authority using military personnel or other agents; or 3. Insurrection, rebellion, revolution, usurped power, or action taken by governmental authority in hindering or defending against any of these. This exclusion does not apply to a certified act of terrorism defined by Section 102. Definitions, of the Terrorism Risk Act of 2002 and any revisions or amendments thereto. 0. Workers' Compensation and Similar Laws Any obligation of any Insured under any workers' compensation, disability benefits or unemployment compensation law or any similar laws. IV. DEFINITIONS A. Agency Construction Manager means a person or organization that provides professional consulting services to a project owner to assist the project owner in the oversight of a project and to monitor the progress of the design and construction process. However, the Company does not cover any At-Risk Construction Management Services. B. At-Risk Construction Management Services means services that are provided with respect to any project for which any Insured holds any contract to perform any assembly, construction, erection, fabrication, installation, remediation, dismantling, drilling, excavation or manufacturing either by itself or through any subcontractor at any tier. C. Bodily Injury means bodily injury, sickness or disease sustained by a person, including death resulting from any of these at any time. D. Breach of Professional Duty means negligence, defined as the failure to meet the professional standard of care legally required or reasonably expected under the circumstances in the rendering of or failure to render Professional Services by the Insured. E. Claim means any demand or notice received by an Insured alleging a Breach of Professional Duty. A Claim does not include a Disciplinary Proceeding. F. Damages means those amounts that the Insured is legally obligated to pay for any Claim to which this insurance applies and shall include judgments and settlements, interest on judgments, and punitive, exemplary or multiple Damages. However, Damages shall not include: 1. The return or withdrawal of professional fees, 2. Sanctions, fines or penalties imposed by law against any Insured, LX4204(07/13) Page 6 of 16 3. Punitive, exemplary or multiple Damages or other Damages, that are deemed uninsurable under the law pursuant to which this policy shall be construed, and 4. Liquidated Damages, except for liability the Insured would have had in the absence of such Liquidated Damages. G. Defense Expenses means reasonable and necessary: 1. Fees charged by any attorneys designated and approved by the Company for services in connection with the investigation or defense of Claims; 2. Fees, costs and expenses resulting from the investigation and defense of a Claim, if authorized in advance by the Company; and 3. Costs of the premium on an appeal bond on a judgment that the Company has agreed to pay. The Company is not obligated to furnish such appeal bonds. Defense Expenses shall not include the salaries of any employee or overhead of the Company or of the Insured. H. Disciplinary Proceeding means any matter alleging a violation of a rule of professional conduct, including an initial inquiry before a state or federal licensing board or a peer review committee to investigate such charges. I. First Named Insured means the Named Insured first shown in Item 1. of the Declarations. J. Insured means: 1. The Named Insured; 2. Any person who is or was a partner, officer, director, member or employee of the Named Insured but only while acting within the scope of such individual's duties or employment; 3. The heirs, executors, administrators, and legal representatives of each Insured in Subparagraph J.1. and J.2. above, in the event of death, incapacity or bankruptcy of such Insured, but only with respect to liability arising out of Professional Services rendered by or on behalf of the Named Insured prior to such Insured's death, incapacity or bankruptcy; 4. A former partner, officer, director, member or employee of the Named Insured while rendering Professional Services for the Named Insured; 5. Contract or leased personnel while rendering Professional Services under the supervision and direction of the Named Insured; 6. A limited liability company in which the Named Insured is a member, but only for the Named Insured's legal liability arising out of the Named Insured's participation in such limited liability company; 7. A joint venture in which the Named Insured is named as a co-venturer, but only for the Named Insured's legal liability arising out of the Named Insured's participation in such joint venture; or LX4204(07/13) Page 7 of 16 8. Any Predecessor in Interest. K. Liquidated Damages means any amount stipulated to in a written contract or written agreement by any Insured to be the amount or measure of damages to be recovered by an aggrieved party to such contract or agreement if any Insured breaches the such contract or agreement or fails to perform or adequately perform its obligations under such contract or agreement. L. Mediation means non-binding intervention by a qualified, professional mediator or judge. M. Named Insured means the First Named Insured and any person or entity qualifying as a Named Insured under this policy. N. Nuclear facility means the site at which a nuclear reactor is located or where nuclear waste or material is disposed of or stored. 0. Policy Period means the period of time from the effective date of this policy to the expiration date or earlier termination date, if any, of this policy. P. Predecessor in Interest means any prior entity that: 1. Was acquired or whose assets were acquired prior to the effective date of this policy or for which a name change has occurred prior to the effective date of this policy, 2. Has been disclosed in the application for insurance under this Policy, and 3. For which the Named Insured in a written contract or written agreement is required to provide insurance coverage as is provided by this policy. The partners and principals of a Predecessor in Interest are also included within the definition of Predecessor in Interest. Q. Professional Services means those services that: (1) the Insured is qualified to perform and (2) are performed for others, in their capacity as an architect, engineer, land surveyor, landscape architect, scientist, technical consultant or Agency Construction Manager, including such services when performed on projects seeking LEED certification and/or utilizing Building Information Modeling (BIM). Professional Services shall not include: (1)facilities operations services, (2) maintenance operations services or (3)At-Risk Construction Management Services. V. LIMITS OF INSURANCE A. The Limits of Insurance shown in Item 3. of the Declarations is the most the Company will pay regardless of the number of: 1. Insureds, 2. Claims made, or 3. Person or organizations making Claims. LX4204(07/13) Page 8 of 16 B. The Policy Aggregate Limit shown in Item 3.B. of the Declarations is the most the Company will pay for all Damages and/or Defense Expenses for all Claims under this policy. C. Subject to B. above, the Each Claim Limit shown in Item 3.A. of the Declarations is the most the Company will pay for all Damages and/or Defense Expenses for each Claim under this policy in accordance with Section VII. RELATED CLAIMS. D. Once the applicable limit of insurance has been exhausted by the payment of Damages and/or Defense Expenses, the Company shall have no further duty to defend or pay any Damages and/or Defense Expenses with respect to such Claim. VI. DEDUCTIBLE The Deductible shown in Item 4. of the Declarations applies to each Claim in same manner as described in Section VII. RELATED CLAIMS and shall be the joint and several obligation of the Named Insureds. The Deductible shall be applied to the payment of Damages and/or Defense Expenses. The Limits of Insurance shall apply in excess of the Deductible. The Named Insured must first pay any Damages and/or Defense Expenses within the Deductible. After the exhaustion of the Deductible by the payment of Damages and/or Defense Expenses by the Named Insured, Damages and/or Defense Expenses shall be paid or reimbursed, whichever is applicable, in accordance with Paragraph D. of Section I. COVERAGES. The Company may advance payment for part or all of the Deductible and, upon notification of such payment made, the Named Insured must promptly reimburse the Company for the Deductible advanced by the Company. VII. RELATED CLAIMS All Claims arising out of a single Breach of Professional Duty or any series of logically or causally related Breaches of Professional Duty shall be considered a single Claim and shall be deemed to be made at the time the first of such Claims is made. This policy shall only apply if the first Claim arising from such logically or causally related Breaches of Professional Duty is made during the Policy Period or Extended Reporting Period, if applicable. This section applies regardless of the number of Insureds involved in such a Claim, the number of Claims made, or the number of people or organizations that make the Claims. VIII. CONDITIONS As a condition precedent to the right of coverage under this policy, the Insured must do all of the following: A. INSURED'S DUTIES WHEN THERE IS A CLAIM 1. If a Claim is made against the Insured, give written notice to the Company, as soon as practicable, but in no event later than sixty (60) days after the expiration date or earlier termination date of the policy. Written notice shall be given to: LX4204(07/13) Page 9 of 16 Lexington Insurance Company 100 Summer Street Boston, MA 02110 Attn: AEtE Professional Liability Claim Department Such written notice shall include all of the following: a. The actual or alleged Breach of Professional Duty or circumstance which is the subject of the Claim; b. A description of the Professional Services rendered by the Insured; c. The date(s)that such Professional Services were rendered; d. A description of the injury or damage that has resulted in the Claim; e. The identities and addresses of any potential claimant(s); and f. The project(s)involved in the Claim. Written notice shall also include every demand, notice, summons or other process received by the Insured or the Insured's representatives. 2. In addition, all Insureds must comply with all of the following: a. Cooperate with the Company in the investigation, defense and settlement of the Claim, including providing the Company with information and/or documents requested by the Company in connection with its investigation or defense of the Claim, within thirty (30)days after such request by the Company; b. Notify the Company immediately: (1) Of any settlement offers or demands, and (2) Upon receiving any request to engage in settlement negotiations. c. Submit to an examination by a representative of the Company, under oath if required by the Company; and d. Assist the Company, upon the Company's request, to secure and affect any rights of indemnity, contribution or apportionment. Unless explicitly provided under Section II.C. ATTENDANCE AT MEDIATIONS, ARBITRATIONS, DEPOSITIONS OR TRIALS, any expenses incurred by the Insured with respect to Subparagraphs 2.a. through 2.d., inclusive, shall be without charge to the Company. 3. If the Insured has the right to either accept or reject arbitration of any Claim, • exercise such right only with the written consent of the Company. 4. Other than what is required by law, refrain from discussing the facts and circumstances of any Claim with anyone other than defense counsel representing the Insured or representatives of the Company. LX4204(07/13) Page 10 of 16 B. REPORTING OF A POTENTIAL CLAIM If the Insured first becomes aware during the Policy Period of an actual or alleged Breach of Professional Duty or circumstance that reasonably could give rise to a Claim under this policy, the Insured may give written notice to the Company containing all of the information below. If such written notice is received by the Company prior to the end of the Policy Period, then any Claim subsequently made against the Insured arising out of the same Breach of Professional Duty or circumstance shall be deemed to have been first made during the Policy Period. The written notice shall contain all of the following information: 1. The actual or alleged Breach of Professional Duty or circumstance which is the subject of a potential Claim; 2. A description of the Professional Services rendered by the Insured which may result in the Claim; 3. The date(s) that such Professional Services which may result in the Claim were rendered; 4. A description of the injury or damage that may result in a Claim; 5. The identities and addresses of any potential claimant(s); 6. The project(s)involved in any such potential Claim; and 7. The circumstances by which the Insured first became aware of the potential Claim. The Insured shall cooperate fully with the Company in any investigation of a potential Claim. C. VOLUNTARY PAYMENTS No Insured shall admit any liability, settle any Claims or assume any obligations without the prior written consent of the Company. D. ACQUISITIONS OR FORMATION The Company will cover any organization, other than joint ventures or limited liability companies, the Named Insured newly acquires or forms and over which the Named Insured maintains ownership or a majority interest, only for sixty (60) days or for the remainder of the Policy Period, whichever is less, from the date that the Named Insured acquires or forms it (hereinafter the "initial period"). No Insured is covered for any Breach of Professional Duty that occurred before the Named Insured acquired or formed the organization. The First Named Insured shall notify the Company in writing within sixty (60) days after the Named Insured newly acquires or forms such organization. The Company reserves the right to charge an additional premium for this initial period. For coverage to apply after the expiration of this initial period, the Named Insured must provide any information the Company requires within the first sixty (60) days LX4204(07/13) Page 11 of 16 after the Named Insured newly acquires or forms such organization. The Company will review such information and reserves the right to amend the policy and charge an additional premium from the date of the acquisition or formation of such organization. The additional premium must be paid when due in order for coverage to be extended for the newly acquired or formed organization. E. ACTION AGAINST THE COMPANY No person or organization has a right under this policy to sue the Company or to join the Company as a party or otherwise bring the Company into a suit seeking Damages against an Insured, unless: 1. all the terms and conditions of this policy have been fully complied with; and 2. the amount of such Damages have been fixed or rendered certain; a. by final judgment against the Insured after trial of the issues; or b. the time to appeal such judgment has expired without an appeal being taken; or c. if appeal is taken, after the appeal has been determined; or d. by an agreed settlement in accordance with the terms and conditions of this policy. An agreed settlement means a settlement and release of liability executed by the claimant or the claimant's legal representative, and the Insured, with the written consent of the Company. F. APPLICATION The statements in the application are the Insured's representations and are deemed material. This policy is issued based upon the truth and accuracy of such representations. The application to this policy is incorporated herein by reference shall become part of this policy. This policy embodies all agreements existing between the Insured and the Company or any of its representatives relating to this policy. G. ASSIGNMENT The interest of the Insured under this policy is not assignable to any other person or organization without the prior written consent of the Company. H. BANKRUPTCY Bankruptcy, receivership or insolvency of the Insured will not relieve the Company of its obligations under this policy. However, such bankruptcy, receivership or insolvency shall in no way increase the Company's liability under this policy nor will this insurance apply to liability directly or indirectly due to bankruptcy, insolvency, receivership, or subsequent liquidation. The Insured must immediately send the Company any petition, pleading or legal documents that could affect this insurance. I. CANCELLATION LX4204(07/13) Page 12 of 16 1. The First Named Insured may cancel this policy by mailing or delivering to the Company advance written notice of cancellation. 2. The Company may cancel this policy by mailing or delivering to the First Named Insured written notice of cancellation at least: a. 10 days before the effective date of cancellation if the Company cancels for nonpayment of premium; or b. 30 days before the effective date of cancellation if the Company cancels for any other reason. 3. The Company will mail or deliver the Company's notice to the First Named Insured's last mailing address known to the Company. 4. Notice of cancellation will state the effective date of cancellation. The Policy Period will end on that date. 5. If this policy is canceled, the Company will send the First Named Insured any premium refund due. If the Company cancels, the refund will be pro rata. If the First Named Insured cancels, earned premium will be calculated in accordance with the customary short-rate table and procedure, or the Minimum Earned Premium at Inception of the policy shown in Item 5.B. of the Declarations, which ever is greater. The cancellation will be effective even if the Company has not made or offered a refund. 6. If notice is mailed, proof of mailing will be sufficient proof of notice. J. CHANGE IN CONTROL 1. If the First Named Insured consolidates with or merges into, or sells the majority of its assets to any person or entity; or 2. If any person or entity acquires an amount of the outstanding ownership interests representing more than 50% of the voting or designation power for the election of directors of the First Named Insured, or acquires the voting or designation rights of such an amount of ownership interests; this policy will continue in full force and effect as to a Breach of Professional Duty that occurs prior to the effective date of such transaction. There will be no coverage afforded by this policy for a Breach of Professional Duty that occurs on or after the effective date such transaction. K. CHANGES MADE TO THIS POLICY The terms and conditions of this policy cannot be waived or changed except by specific written endorsement issued by the Company and made part of this policy. L. FALSE OR FRAUDULENT CLAIMS If the Insured reports any Claim knowing such Claim to be false or fraudulent, this policy shall become void and all insurance coverage hereunder shall be forfeited. M. OPTIONAL EXTENDED REPORTING PERIOD LX4204(07/13) Page 13 of 16 1. If this policy is cancelled or non-renewed by the Company or the First Named Insured, for reasons other than nonpayment of premium or failure to comply with the terms and conditions of this policy, the First Named Insured shall have the option to purchase an Optional Extended Reporting Period. 2. In order to purchase the Optional Extended Reporting Period, the First Named Insured must notify the Company in writing, within sixty (60) days after the end of the Policy Period, of its election of the Optional Extended Reporting Period set forth in Item 7. of the Declarations and include the corresponding additional premium with such written election. Once in place, the Optional Extended Reporting Period cannot be cancelled by the First Named Insured or the Company and the additional premium shall be fully earned. The Optional Extending Reporting Period must be endorsed onto this policy. 3. The Optional Extended Reporting Period applies to a Claim which is first made against the Insured during the Optional Extended Reporting Period because of a Breach of Professional Duty which first takes on or after the Retroactive Date shown in Item 6. of the Declarations and prior to the end of the Policy Period. Such Claim must be reported to the Company, as soon as practicable, but no later than (60) days after the end of the Optional Extended Reporting Period. The Optional Extended Reporting Period shall commence at the end of Policy Period. 4. If this policy is succeeded by another claims-made professional liability policy, then coverage provided under the Optional Extended Reporting Period shall be excess over such other professional liability policy. 5. The quotation of a different premium, Deductible or Self-Insured Retention, limit(s) of insurance or differing terms and conditions for renewal does not constitute a non-renewal for the purpose of this provision. The Optional Extended Reporting Period shall not increase, reinstate or renew the Limits of Insurance under this Policy. N. OTHER INSURANCE This insurance shall be excess over any other valid insurance, whether collectible or not, and whether provided on a primary, excess, contingent or any other basis, provided that such insurance is not specifically written to be excess over this policy. 0. SOLE AGENT The First Named Insured is the appointed and irrevocable agent for all Insureds, including, for the purpose of receipt of any notice of cancellation, notice of nonrenewal (if applicable), negotiation and agreement to any endorsement and the payment or return of any premium under this policy. P. SUBROGATION In the event of any payment under this policy, the Company shall be subrogated to all the Insured's rights of recovery therefor against any person or organization and the Insured shall execute and deliver instruments and papers and do whatever else is necessary to secure such rights. The Insured shall do nothing after the Insured LX4204(07/13) Page 14 of 16 becomes aware of a circumstance that reasonably could give rise to a Claim to prejudice such rights. The Company agrees to waive this right of subrogation against the client of the Insured to the extent that the Insured had, prior to a Claim, a written agreement to waive such rights. Q. SERVICE OF SUIT In the event of failure of the Company to pay any amount claimed to be due hereunder, the Company, at the request of the Insured, will submit to the jurisdiction of a court of competent jurisdiction within the United States. Nothing in this Condition constitutes or should be understood to constitute a waiver of the Company's rights to commence an action in any court of competent jurisdiction in the United States, to remove an action to a United States District Court or to seek a transfer of a case to another court as permitted by the laws of the United States or of any state in the United States. It is further agreed that service of process in such suit may be made upon Counsel, Legal Department, Lexington Insurance Company, 100 Summer Street, Boston, Massachusetts, 02110 or his or her representative, and that in any suit instituted against the Company upon this policy, the Company will abide by the final decision of such court or of any appellate court in the event of an appeal. Further, pursuant to any statute of any state, territory, or district of the United States which makes provision therefor, the Company hereby designates the Superintendent, Commissioner or Director of Insurance, or other officer specified for that purpose in the statute, or his or her successor or successors in office as its true and lawful attorney upon whom may be served any lawful process in any action, suit, or proceeding instituted by or on behalf of the Insured or any beneficiary hereunder arising out of this policy of insurance and hereby designates the above named Counsel as the person to whom the said officer is authorized to send such process or a true copy thereof. R. ARBITRATION Exclusive Remedy: Notwithstanding the Service of Suit Clause, in the event of disagreement as to the interpretation of this Policy, other than excess of policy limit disputes, it is mutually agreed that such dispute shall be submitted to binding arbitration before a panel of three (3) arbitrators consisting of two (2) party-nominated non-neutral arbitrators and a third neutral arbitrator (hereinafter, the "umpire") as the sole, exclusive and final remedy for the resolution of such dispute. Rules of the Arbitration: With respect to procedural rules, the arbitrators shall be relieved of all judicial formality and shall follow the procedural rules applicable to the arbitration as set forth in the Commercial Arbitration Rules of the American Arbitration Association, including its Optional Rules for Emergency measures of protection (together, hereinafter, the "Rules") and judgment on the award rendered by the arbitrators may be entered in any court having competent jurisdiction over the dispute. Selection of Panel: The party initiating arbitration of a dispute (the "Initiating Party") shall send notice in writing of its submission of the dispute to arbitration to the other party (the "Respondent"), said notice including the name, address and occupation of the arbitrator appointed by the Initiating Party. The Respondent, within thirty (30) days after receipt of the notice from the Initiating Party, shall notify the Initiating Party in writing of the name, address and occupation of the arbitrator nominated by the Respondent. If the Respondent fails to notify the Initiating Party of its appointed LX4204(07/13) Page 15 of 16 arbitrator within said thirty (30) days, the Initiating Party shall nominate the Respondent's arbitrator. The two (2) arbitrators so selected shall, within thirty (30) days after the appointment of the second arbitrator, select an umpire. If the arbitrators are unable to agree upon an umpire, then if a Judicial Arbitration and Mediation Services (hereinafter, "JAMS") umpire is available in the jurisdiction where the arbitration proceedings are to be held, such umpire shall be selected in accordance with Rule 15 (as may be amended from time to time) of the JAMS Comprehensive Arbitration Rules and Procedures for the selection of a sole arbitrator. However, if a JAMS umpire is not available in the jurisdiction where the arbitration proceedings are to be held, then such umpire shall be appointed in accordance with R-13 (as may be amended from time to time) of the American Arbitration Association Rules. The arbitration hearings shall be completed within twelve (12) months after the selection of the umpire. Venue of the Arbitration: The arbitration proceedings shall take place in Boston, Massachusetts. Finality and Timing of Award: The decision of at least two (2) of the three (3) panel members shall be binding and final and not subject to appeal except for grounds of fraud and/or gross misconduct by any of the arbitrators and/or umpire. The award shall be issued within thirty (30) days after the close of the hearings. The arbitrators are not empowered to award punitive or exemplary damages and the parties waive any right to recover any such damages. Expenses of Arbitration: Each party shall bear the expenses of its appointed arbitrator and the fees and expenses of its attorney(s) and shall jointly and equally share with the other the expense of the umpire and the arbitration. Confidentiality: The parties shall maintain the confidential nature of the arbitration proceedings and the award, including the hearing(s), except as may be necessary: (1) to prepare for or conduct the arbitration hearing on the merits, (2) in connection with a court application for a preliminary remedy, (3) in connection with a judicial challenge to an award or its enforcement, (4) in connection with a judicial proceeding to enforce an award, (5) in connection with reinsurance or (6) unless otherwise required by law or judicial decision. Severability: If any provision or provisions of this arbitration clause shall be held to be invalid, unenforceable or in conflict with the law of any jurisdiction, the validity and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. S. TITLES The titles in this form and any endorsements included in this policy are solely for reference and shall not in any way affect the provisions to which they relate. IN WITNESS WHEREOF, the Company identified on the Declarations has caused this policy to be signed by its President, Secretary and a duly authorized representative of the Insurance Company. LX4204(07/13) Page 16 of 16 SNA Commercial Umbrella New Business Declaration POLICY NUMBER COVERAGE PROVIDED BY FROM - POLICY PERIOD - TO C 6020541586 VALLEY FORGE INSURANCE COMPANY 11/09/2015 11/09/2016 333 S. WABASH CHICAGO, IL. 60604 INSURED NAME AND ADDRESS WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 AGENCY NUMBER AGENCY NAME AND ADDRESS 090172 AON RISK INSURANCE SERVICES WEST INC 707 WILSHIRE BLVD. , PO BOX 54670 (90054) LOS ANGELES, CA 90017 Phone Number: (213) 630-3200 BRANCH NUMBER BRANCH NAME AND ADDRESS 240 LOS ANGELES 915 WILSHIRE BLVD. , STE. 1650 LOS ANGELES, CA 90017 Phone Number: (877)400-0750 This policy becomes effective and expires at 12:01 A.M. standard time at your mailing address on the dates shown above. The Named Insured is a Corporation. Your policy is composed of this Declarations, with the attached Coverage Forms, and Endorsements if any. The Policy Forms and Endorsement Schedule shows all forms applicable to this policy at the time of policy issuance. PREMIUM Estimated Estimated Premium Basis Exposure Rate Advance Premium MEM Flat Charge - - Minimum Premium: Annual Total Advance Premium: mmm _ Audit Period is Not Auditable INSURED Page 1 of 4 CNA IMPORTANT INFORMATION NOTICE - OFFER OF TERRORISM COVERAGE NOTICE - DISCLOSURE OF PREMIUM THIS NOTICE DOES NOT FORM A PART OF YOUR POLICY, GRANT ANY COVERAGE OR CHANGE THE TERMS AND CONDITIONS OF ANY COVERAGE UNDER THE POLICY You are hereby notified that under the Terrorism Risk Insurance Act, as extended and reauthorized ("Act"), you have a right to purchase insurance coverage of losses arising out of acts of terrorism, as defined in Section 102(1) of the Act, subject to all applicable policy provisions. The Terrorism Risk Insurance Act established a federal program within the Department of the Treasury, under which the federal government shares, with the insurance industry,the risk of loss from future terrorist attacks. This Notice is designed to alert you to coverage restrictions and to certain terrorism provisions in the policy. If there is any conflict between this Notice and the policy (including its endorsements),the provisions of the policy(including its endorsements)apply. CHANGE IN THE DEFINITION OF A CERTIFIED ACT OF TERRORISM The Act applies when the Secretary of the Treasury certifies that an event meets the definition of an act of terrorism. Originally the Act provides that to be certified an act of terrorism must cause losses of at least five million dollars and must have been committed by an individual or individuals acting on behalf of any foreign person or foreign interest to coerce the government or population of the United States. However, the 2007 reauthorization of the Act no longer requires the act of terrorism to be committed by or on behalf of a foreign interest and certified acts of terrorism now encompass, for example, a terrorist act committed against the United States government by a United States citizen when the act is determined by the federal government to be"a certified act of terrorism." In accordance with the Act, we are required to offer you coverage for losses resulting from an act of terrorism that is certified under the federal program. The policy's other provisions, including nuclear,war or military action exclusions,will still apply to such an act. The premium F charge for terrorism coverage is shown separately on your Policy Declarations, and is also 0 included in the total premium. L.N DISCLOSURE OF FEDERAL PARTICIPATION IN PAYMENT OF TERRORISM LOSSES 0 0 The United States Government, Department of the Treasury, will pay a share of terrorism L. losses insured under the federal program. The federal share equals 85%of that portion of the amount of such insured losses that exceeds the applicable insurer retention. LIMITATION ON PAYMENT OF TERRORISM LOSSES (applies to policies which cover terrorism losses insured under the federal program, including those which only cover fire losses) If aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year(January 1 through December 31), the Treasury shall not make any payment for any portion of the amount of such losses that exceeds$100 billion. Further,this coverage is subject to a limit on our liability, pursuant to the federal law where, if aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31) and we have met our insurer deductible under the Act, we shall not be liable for the payment of any portion of the amount of such losses that exceeds $100 billion, and in such case insured losses up to that amount are subject to pro rata allocation in accordance with procedures established by the Secretary - of the Treasury. G-144233-F Page 1 of 1 (Ed. 01/08) POLICY NUMBER INSURED NAME AND ADDRESS C 6020541586 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 POLICY LIMITS OF INSURANCE Each Incident: $25,000,000 Aggregate: $25,000,000 RETAINED LIMIT Retained Limit: $0 SCHEDULE OF UNDERLYING INSURANCE Underlying Insurer Policy Number Underlying LimitS of Policy Period Insurance Coverages Insurance The Continental Insurance Co. General Each Occurrence Limit $1,000,000 Liability General Aggregate Limit $2,000,000 Doesnt apply per location 5088210281 Doesnt apply per project Eff: 11/09/2015 to 11/09/2016 Products/Completed Operations $2, 000,000 Aggregate Limit Personal and Advertising $1,000,000 Injury Liability Limit Nat'l Fire Ins Co of Hartford Automobile Combined Bodily Injury and Liability Property Damage Liability: Each Accident Limit $1,000,000 or 6020541619 Bodily Injury Liability: Each Person Limit $ Eff: 11/09/2015 to 11/09/2016 Each Accident Limit $ Property Damage Liability: Each Accident Limit $ The Continental Insurance Co. Employers Bodily Injury By Accident: Liability Each Accident Limit $1,000,000 Bodily Injury By Disease: 6020541572 Each Employee Limit $1,000,000 Policy Limit $1,000,000 Eff: 11/09/2015 to 11/09/2016 The Continental Insurance Co. Employers Bodily Injury By Accident: Liability Each Accident Limit $1,000,000 Bodily Injury By Disease: 6022647422 Each Employee Limit $1, 000,000 Policy Limit $1,000,000 Eff: 11/09/2015 to 11/09/2016 INSURED Page 2 of 4 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541586 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 SCHEDULE OF UNDERLYING INSURANCE Underlying Insurer Policy Number Underlying Limits of Policy Period Insurance Coverages Insurance The Continental Insurance Co. Employee Each Employee Limit $1,000,000 Benefit Limit Aggregate Limit $1,000,000 5088210281 Eff: 11/09/2015 to 11/09/2016 MEM ERE MEM ERR EEE SEE ERR INSURED Page 3 of 4 POLICY NUMBER INSURED NAME AND ADDRESS C 6020541586 WILLDAN GROUP, INC. 2401 E KATELLA AVE STE 300 ANAHEIM, CA 92806-5909 FORMS AND ENDORSEMENTS SCHEDULE Form Number Form Title G133136B 07/2005 Bridge Endorsement G15057C 06/2005 Commercial Umbrella Plus Coverage Part G15115A 10/1989 Changes-Notice-Cancellation or Material Cov Change G16375E 01/2004 Contractor Limitation Endorsement G17900B 01/2004 Personal and Advertising Injury Limitation Endt G300912A 02/2010 Pollution Exclusion Amendment G300982A 07/2010 Crisis Management Coverage Endorsement G301134A 10/2010 Key Employee Replacement Expense Coverage Endt IL0017 11/1998 Common Policy Conditions IL0270 09/2007 California Changes - Cancellation and Nonrenewal *** PLEASE READ THE ENCLOSED IMPORTANT NOTICES CONCERNING YOUR POLICY *** Form Number Form Title G144233F 01/2008 Notice - Offer of Terrorism Disclosure of Premium Countersignature tretew.1/41.r. Secretary Chairman of the Board P-43770-B (Ed. 10/89) INSURED Page 4 of 4 G-15115-A CNA (Ed. 10/89) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CHANGES - NOTICE OF CANCELLATION OR MATERIAL COVERAGE CHANGE This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART LIQUOR LIABILITY COVERAGE PART OWNERS AND CONTRACTORS PROTECTIVE LIABILITY COVERAGE PART POLLUTION LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART RAILROAD PROTECTIVE LIABILITY COVERAGE PART In the event of cancellation or material change that reduces or restricts the insurance afforded by this Coverage Part(other than the reduction of aggregate limits through payment of claims), we agree to mail prior written notice of cancellation or material change to: SCHEDULE 1. Number of days advance notice: 45 10 DAYS NON PAYMENT OF PREMIUM 45 DAYS FOR ALL OTHER 2. Name: THE STATE OF WASHINGTON 3. Address: DEPT OF ENTERPRISES SERVICES 1500 JEFFERSON ST. , SE OLYMPIA, WA 98501 O M cos Et O N O co co O O O N O O G-15115-A Page 1 of 1 (Ed. 10/89) G-133136-B CNA (Ed.07/05) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. BRIDGE ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART Any "state amendatory" endorsement which is listed in the Office (ISO) state cancellation, nonrenewal, or amendatory Commercial Umbrella Plus Coverage Part Declarations will endorsement which begins with an IL or CG prefix. modify the Commercial Umbrella Plus Coverage Part, even When a"state amendatory"endorsement is attached to the if the endorsement does not state that it will modify the Commercial Umbrella Plus Coverage Part, the term claim, Commercial Umbrella Coverage Part. as used in the "state amendatory" endorsement, shall For the purposes of this endorsement, a "state mean "ultimate net loss" as defined in the Commercial amendatory" endorsement means any Insurance Services Umbrella Plus Coverage Part. 8 8 . 0 O O N O O L - G-133136-B Page 1 of 1 (Ed.07/05) G-15057-C CNA (Ed. 06/05) COMMERCIAL UMBRELLA PLUS COVERAGE PART Various provisions in this policy restrict coverage. Read termination of this policy period; and (b) no the entire policy carefully to determine rights, duties and "authorized insured" first knows of this"bodily what is and is not covered. injury" or "property damage" until after the termination of this policy period, then such Throughout this policy the words "you" and "your" refer to first knowledge will be deemed to be during the Named Insured identified under SECTION II—WHO IS this policy period. AN INSURED of this policy. b. "Bodily injury" or "property damage" which occurs The word "insured" means any person or organization during the policy period and was not, prior to the qualifying as such under SECTION II — WHO IS AN policy period, known to have occurred by any INSURED. "authorized insured" includes any continuation, The words "we," "us" and "our" refer to the Company change or resumption of that "bodily injury" or providing this insurance. "property damage" after the end of the policy period. Other words and phrases that appear in quotation marks c. "Bodilyinjury" "propertydamage"will be deemed have special meaning. Refer to SECTION V — J ry or g DEFINITIONS. to have been knownto have occurred at the "authorized time when any insured : SECTION I—COVERAGES orfs all, or anypart, "bodily injury"of the bodil (1) Reports or 1. Insuring Agreement "property damage"to us or any other insurer; We will pay on behalf of the insured those sums in (2) Receives a written or verbal demand, claim or excess of "scheduled underlying insurance," "suit" for damages because of the "bodily "unscheduled underlying insurance" or the "retained injury"or"property damage";or limit" that the insured becomes legally obligated to pay (3) Becomes aware byanyother means that as "ultimate net loss" because of "bodily injury, "property damage" or "personal and advertising injury" "bodily injury" or "property damage" has to which this insurance applies. occurred or has begun to occur. a. This insurance applies to "bodily injury" and d. This insurance applies to "personal and advertising "property damage"only if: injury" caused by an "incident" committed anywhere in the world during the policy period. (1) The "bodily injury" or "property damage" is If we areprevented bylaw, statute or otherwise from caused by an "incident" anywhere in the world; paying on behalf of the insured, then we will indemnify the insured for those sums,that the insured is legally (2) The "bodily injury" or "property damage" obligated to pay as "ultimate net loss" because of occurs during the policy period; and "bodily injury," "property damage" or "personal and (3) With respect to "bodily injury" or "property advertising injury"to which this insurance applies. damage" that continues, changes or resumes 2. Exclusions so as to occur during more than one policy period, both of the following conditions are This Insurance does not apply to: met: a. Expected or Intended Injury (i) Prior to the policy period, no "authorized "Bodily injury" or "property damage" expected or insured" knew that the "bodily injury" or intended from the standpoint of the insured. This "property damage"had occurred, in whole exclusion does not apply to "bodily injury" or in part; and resulting from the use of reasonable force to (ii) During the policy period, an "authorized protect persons or property. This exclusion does insured"first knew that the "bodily injury" not apply to Employers Liability claims for "bodily or "property damage" had occurred, in injury" covered by "scheduled underlying whole or in part. insurance. For purposes of this Paragraph (1) a.(3) only, b. Contractual Liability if(a) "bodily injury" or"property damage" that "Bodily injury," "property damage" or "personal occurs during this policy period does not and advertising injury" for which the insured is continue, change or resume after the obligated to pay damages by reason of the G-15057-C Page 1 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) assumption of liability in a contract or agreement. However, this exclusion does not apply to This exclusion does not apply to liability for paragraphs 10. a., b. and c. of"personal and "ultimate net loss": advertising injury" under SECTION V — (1) That the insured would have in the absence of DEFINITIONS; the contract or agreement; or For the purposes of this exclusion, the placing Because of "bodilyinjury" or "property of frames, borders or links, or advertising, for (2) you or others anywhere on the Internet, is not damage"assumed in a contract or agreement by itself, considered the business of that is an "insured contract," provided the advertising, broadcasting, publishing or "bodily injury" or "property damage" occurs telecasting. subsequent to the execution of the contract or agreement. (10) Arising out of an electronic chatroom or c. "Personal and advertisinginjury" Exclusions bulletin board the insured hosts, owns, or over which the insured exercises control; or "Personal and advertising injury": (11) Arising out of the unauthorized use of (1) Caused by or at the direction of the insured another's name or product in your e-mail with the knowledge that the act would violate address, domain name or metatag, or any the rights of another and would inflict other similar tactics to mislead another's "personal and advertising injury"; potential customers. (2) Arising out of oral or written publication of d. Workers'Compensation and Similar Laws material, if done by or at the direction of the Any obligation of the insured under a: insured with knowledge of its falsity; (3) Arising out of oral or written publication of (1) Workers'compensation; material whose first publication took place (2) Disability benefits; or before the beginning of the policy period; (3) Unemployment compensation (4) Arising out of a criminal act committed by or at law or any similar law. the direction of the insured; (5) Arising out of a breach of contract, except an e. Employers Liability implied contract to use another's advertising "Bodily injury"to: idea in your"advertisement"; (1) An employeeout of and of the insured arising (6) Arising out of the failure of goods, products or in the course of: services to conform with any statement of quality or performance made in your (a) Employment by the insured; or "advertisement"; (b) Performing duties related to the conduct (7) Arisingout of the wrongdescription of the of the insured's business; or P c, price of goods, products or services stated in (2) The spouse, child, parent, brother or sister of your"advertisement"; that employee as a consequence of (1) (8) Arising out of the infringement of copyright, above. patent, trademark, trade secret or other This exclusion applies: intellectual property rights; (1) Whether the insured may be liable as an However, this exclusion does not apply to employer or in any other capacity; and infringement, in your "advertisement," of copyright,trade dress or slogan; (2) To any obligation to share damages with or repay someone else who must pay damages (9) Committed byan insured whose business is: because of the injury. (a) Advertising, broadcasting, publishing or This exclusion does not apply: telecasting; (1) To liability assumed by the insured under an (b) Designing or determining content of "insured contract"; or websites for others; or (2) Only to the extent that coverage is provided (c) An Internet search, access, content or by"scheduled underlying insurance." service provider; G-15057-C Page 2 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) f. Pollution from the covered "automobile" to the place where they are finally: (1) "Bodily injury" or "property damage" arising out of the actual, alleged or threatened (i) Delivered; discharge, dispersal, seepage, migration, release or escape of"pollutants": (ii) Disposed of; or (a) At or from any premises, site or location (iii) Abandoned which is or was at any time owned or by the insured. occupied by, or rented or loaned to, any insured; Subparagraphs (a) and (d)(i) do not apply to "bodily injury" or "property damage" arising (b) At or from any premises, site or location out of heat, smoke or fumes from a hostile which is or was at any time used by or for fire. any insured or others for the handling, storage, disposal, processing or treatment As used in this exclusion, a hostile fire means of waste; one which becomes uncontrollable or breaks out from where it was intended to be. (c) Which are or were at any time transported, handled, stored, treated, Subparagraph (d)(i) does not apply to "bodily disposed of, or processed as waste by or injury"or"property damage" arising out of the for any insured or any person or escape of fuels, lubricants, or other operating organization for whom you may be legally fluids which are needed to perform the normal Y responsible; or electrical, hydraulic or mechanical functions necessary for operation of"mobile equipment" (d) At or from any premises, site or location or its parts, if such fuels, lubricants or other on which any insured or any contractors operating fluids escape from a vehicle part or subcontractors working directly or designed to hold, store or receive them. This indirectly on any insured's behalf are exception does not apply if the "bodily injury" performing operations: or "property damage" arises out of the (i) If the"pollutants"are brought on or to intentional discharge, dispersal or release of the premises, site or location in the fuels, lubricants or other operating fluids, connection with such operations by or if such fuels, lubricants or other operating such insured, contractor or fluids are brought on or to the premises, site subcontractor; or or location with the intent that they be discharged, dispersed or released as part of (ii) If the operations are to test for, the operations being performed by such monitor, clean up, remove, contain, insured, contractor or subcontractor. treat, detoxify or neutralize, or in any Subparagraph (e)(iii) does not I to fuels, way respond to, or assess the effects pp y lubricants, fluids, exhaust, gases or other of"pollutants." similar "pollutants" that are needed for or (e) That are, or that are contained in property result from the normal electrical, hydraulic or that is: mechanical functioning of the covered (i) Being transported or towed b , or "automobile" or its parts if the "pollutants" Y escape or are discharged, dispersed or handled for movement into, onto or released directly from an "automobile" part from a covered"automobile"; designed by its manufacturer to hold, store, (ii) Otherwise in the course of transit; receive or dispose of such"pollutants." (iii)Being stored, disposed of, treated or Subparagraphs (f) and (g) do not apply if the processed in or upon the covered "pollutants" or property in which the "automobile"; "pollutants" are contained are upset, Before the or property in overturned or damaged as a result of the (f) "pollutants" p p Y maintenance or use of a covered "automobile" which the "pollutants" are contained are and the discharge, dispersal, release or moved from the place where they are escape of the "pollutants" is caused directly accepted by the insured for movement by such upset, overturn or damage. into or onto the covered"automobile"; or (2) "Personal and advertising injury"arising out of (g) After the "pollutants" or property in which the actual, alleged or threatened discharge, the "pollutants" are contained are moved dispersal, seepage, migration, release or escape of"pollutants"at any time. G-15057-C Page 3 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) (3) Any loss, cost or expense arising out of any: This exclusion applies even if the claims against e demand or order thatany insured allege negligence or other wrongdoing (a) Request, any in the supervision, hiring, employment, training, or insured or others test for, monitor, clean monitoring of others by that insured, if the up, remove, contain, treat, detoxify or "incident" which caused the "bodily injury" or neutralize, or in any way respond to, or "property damage" involved the ownership, assess the effects of"pollutants"; or maintenance, use or entrustment to others of any (b) Claim or "suit" by or on behalf of a "aircraft"that is owned or operated by or rented or governmental authority for damages loaned to any insured. because of testing for, monitoring, i. War cleaning up, removing, containing, treating, detoxifying or neutralizing, or in Any liability arising out of: any way responding to, or assessing the (1) War, including undeclared or civil war; effects of pollutants. g. Watercraft (2) Warlike action by a military force, including action in hindering or defending against an "Bodily injury" or"property damage" arising out of actual or expected attack, by any the: government, sovereign or other authority using military personnel or other agents; or (1) Ownership; (3) Insurrection, rebellion, revolution, usurped (2) Maintenance; power, or action taken by governmental (3) Use;or authority in hindering or defending against any of these. (4) Entrustment to others j. Damage to Property of a"watercraft"owned or operated by or rented or loaned to an insured. Use includes operation or "Property damage"to: "loading or unloading." (1) Property you own, rent, or occupy, including This exclusion applies even if the claims against any costs or expenses incurred by you, or any any insured allege negligence or other wrongdoing other person, organization or entity, for repair, in the supervision, hiring, employment, training, or replacement, enhancement, restoration or monitoring of others by that insured, if the maintenance of such property for any reason, "incident" which caused the "bodily injury" or including prevention of injury to a person or "property damage" involved the ownership, damage to another's property; maintenance, use or entrustment to others of any (2) Premises you sell, give away or abandon, if watercraft that is owned or operated by or rented the "property damage" arises out of any part or loaned to any insured. of those premises; 0 This exclusion does not apply to: (3) Property loaned to you; 0 1 (1) A "watercraft" while ashore on premises you (4) Personal property in the care, custody or own or rent; control of the insured; o (2) A"watercraft"you do not own that is: (5) That particular part of real property on which (a) Less than 55 feet long; and you or any contractors or subcontractors working directly or indirectly on your behalf (b) Not being used to carry persons or are performing operations, if the "property property for a charge; or damage"arises out of those operations; or (3) Liability assumed under an "insured contract" (6) That particular part of any property that must for the ownership, maintenance or use of be restored, repaired or replaced because - "watercraft." "your work"was incorrectly performed on it. h. Aircraft Paragraph (2) of this exclusion does not apply if The ownership, maintenance, operation, use, the premises are "your work" and were never entrustment to others or "loading or unloading" of occupied, rented or held or rentaly you. any"aircraft": Paragraphs(3),(4),(5)and(6)of this exclusion do (1) Owned by an insured; or not apply to liability assumed under a sidetrack agreement. (2) Chartered without crew by an insured or on an insured's behalf. G-15057-C Page 4 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) Paragraph (6) of this exclusion does not apply to q. Uninsured/Underinsured Motorist and Similar "property damage" included in the "products- Laws completed operations hazard." Liability imposed on the insured under an k. Damage to your Product uninsured/underinsured motorist law, a personal "Property damage"to "yourproduct" arisingout of injury protection law, a reparations benefit law or P Y 9 Y other similar law. it or any part of it. I. Damageto you Work r. Electronic Data "Property damage" to work" arisingout of it Any liability arising out of the loss of, loss of use P Y "your of, damage to, corruption of, inability to access, or or any part of it and included in the "products- inability to manipulate"electronic data." completed operations hazard." This exclusion does nota I if the damaged s. Nonemployment Related Discrimination apply 9 work or the work out of which the damage arises To any alleged or actual nonemployment related was performed on your behalf by a subcontractor. discrimination committed intentionally against a m. Damage to Impaired Property or Property Not person. Physically Injured t. Asbestos "Property damage" to "impaired property" or (1) "Bodily Injury," "property damage" or property that has not been physically injured, "personal and advertising injury"arising out of arising out of: the actual, alleged or threatened exposure at (1) A defect, deficiency, inadequacy or dangerous any time to"asbestos"; or condition in"your product"or"your work"; or (2) Any loss, cost or expense that may be (2) A delay or failure by you or anyone acting on awarded or incurred: your behalf to perform a contract or (a) By reason of a claim or"suit"for any such agreement in accordance with its terms. injury or damage;or This exclusion does not apply to the loss of use of (b) In complying with a governmental other property arising out of sudden and direction or request to test for, monitor, accidental physical injury to "your product" or clean up, remove, contain or dispose of "your work" after it has been put to its intended "asbestos." use. u. Fungi and Microbes n. Recall of Products,Work Or Impaired Property (1) "Bodily injury," "property damage" or Damages claimed for any loss, cost or expense "personal and advertising injury,"which would incurred by you or others for the loss of use, not have occurred, in whole or in part, but for withdrawal, recall, inspection, repair, replacement, the actual, alleged or threatened inhalation of, adjustment, removal or disposal of: ingestion of, contact with, exposure to, (1) "Your product"; existenceof, or presence of any "fungi or microbes"; , or (2) "Your work"; or (2) Any loss, cost, or expense arising out of the (3) "Impaired property"; testing for, monitoring, cleaning up, removing, containing, treating, detoxifying, neutralizing, if such product, work, or property is withdrawn or remediating, or disposing of, or in any way recalled from the market or from use by any responding to or assessing the effects of person or organization because of a known or "fungi or microbes" by any insured or by suspected defect, deficiency, inadequacy or anyone else. dangerous condition in it. This exclusion applies regardless of any other o. E.R.I.S.A. cause or event that contributes concurrently or in Liability for alleged or actual violations of the any sequence to such injury or damage, loss, cost Employees Retirement Income Security Act of or expense. 1974 or any amendments or additions thereto. v. Silica p. Directors and Officers (1) "Bodily injury"arising in whole or in part out of Liability for a wrongful act, error, omission or the actual, alleged or threatened respiration or breach of duty by an insured in the performance of ingestion at any time of"silica;"or the office of director or officer of an organization. G-15057-C Page 5 of 17 (Ed.06/05) G-15057-C (Ed. 06/05) (2) "Personal and advertising injury" or "property To the extent that this insurance applies to an damage" arising in whole or in part out of the "automobile" or "mobile equipment" it is further actual, alleged or threatened presence of subject to the pollution exclusion, exclusion f. of "silica." this policy. w. Named Insured vs. Named Insured Use includes operation or"loading or unloading." Any liability arising out of claims or "suits" by a bb. Do Not Call named insured against another named insured. Any liability arising directly or indirectly out of any x. Employment Related Practices action or omission that violates or is alleged to Anyliabilityarisingout of: violate: (1) The Telephone Consumer Protection Act (1) A refusal to employ; (TCPA), including any amendment of or (2) Termination of employment; addition to such law; or (3) Demotion, evaluation, reassignment, (2) The CAN-SPAM Act of 2003, including any discipline; amendment of or addition to such law; or (4) Coercion, defamation, discrimination, (3) Any statute, ordinance or regulation, other harassment or humiliation; or than the TCPA or the CAN-SPAM Act of 2003, that prohibits or limits the sending, any other employment related practices, policies, transmitting, communicating or distribution of acts or omissions. material or information. y. Terrorism Limitation SECTION II—WHO IS AN INSURED "Bodily injury" or"property damage" arising out of 1. Named Insured means any individual or organization any act of terrorism, unless, and then only to the stated in the Declarations of this policy and if you are extent that coverageis provided by "scheduled designated in the Declarations of this policy as: underlying insurance." a. An individual, you and your spouse, but only with z. Liquor Liability Limitation respect to the conduct of a business of which you "Bodily injury" or "property damage" for which an are the sole owner. insured may be held liable by reason of: If you are designated in the Declarations of this (1) Causing or contributing to the intoxication of policy as an individual, this policy shall not apply any person; to liability arising out of your domestic or non- business activities. This does not apply to the (2) The furnishing of alcoholic beverages to a ownership, maintenance, use or "loading or M person under the legal drinking age or under unloading" of any"automobile," or to the Personal i the influence of alcohol;or Umbrella Liability Coverage Part. N (3) Anystatute, ordinance or regulation relatingto 9 b. A partnership or joint venture, you and your 1 the sale, gift, distribution or use of alcoholic members, your partners, and their spouses, but N beverages; only with respect to the conduct of your business. O O L. unless, and then only to the extent that coverage No person or organization is an insured with is provided by"scheduled underlying insurance." respect to the conduct of any current or past aa. Auto and Mobile Equipment Limitation partnership or joint venture that is not shown as a Named Insured in the Declarations. Any liability arising out of the: c. An organization other than a partnership or joint (1) Ownership; venture, you and your executive officers and directors, but only with respect to their duties as (2) Maintenance; your officers or directors. Your stockholders are (3) Use; or also named insureds, but only with respect to their liability as stockholders. (4) Entrustment to others = d. A limited liability company, you and your of an "automobile" or "mobile equipment" owned members, but only with respect to the conduct of or operated by or rented or loaned to an insured your business. Your managers are also named unless, and then only to the extent that coverage insureds but only respect ect to their duties as is provided by"scheduled underlying insurance." p your managers. G-15057-C Page 6 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) No person or organization is an insured with you, any of your employees, "volunteer respect to the conduct of any current or past workers" any partner or member (if you are a limited liability company that is not shown as a partnership or joint venture) or any member(if Named Insured in the Declarations. you are a limited liability company). e. A corporation or organization, other than b. A person or organization for whom you are partnerships, joint ventures or limited liability required, by virtue of a written contract entered companies, that you form, acquire or gain control into prior to the "bodily injury," "property damage" of during the policy period, but only with respect to or "personal and advertising injury" occurring or "bodily injury,""property damage"or"personal and being committed, to provide the insurance that is advertising injury" taking place after you form, afforded by this policy.This insurance applies only acquire or gain control of such corporation or with respect to operations by you or on your behalf organization. or to facilities you own or use, but only to the 2. Insured means the Named Insured and: extent of the limits of insurance required by such contract, not to exceed the limits of insurance in a. Your "volunteer workers" only while performing this policy. duties related to the conduct of your business, or c. Any other persons or organizations included as an your employees, other than your executive officers insured under the provisions of the "scheduled and directors(if you are an organization other than a partnership, joint venture or limited liabilityunderlying insurance" shown in the Declarations p p of this policy and then only for the same coverage, company) or your members (if you are a limited except for limits of insurance, afforded under such liability company ) but only for acts within the "scheduled underlying insurance." scope of their employment by you or while performing duties related to the conduct or your However, If a blanket additional insured business. However, none of these employees or endorsement is attached to the general liability "volunteer workers" is an insured for: "scheduled underlying insurance" pursuant to a u written or oral contract or agreement between you (1) "Bodily injury" or "personal and advertising and another person or organization (called injury": additional insured), this insurance is excess over (a) To you; to your partners or members (if such insurance provided to the additional insured you are a partnership or joint venture) to subject to the following conditions: your members(if you are a limited liability (1) If the limits specified in the written contract or company) or to a co-employee while in agreement are less than the limits provided by the course of his or her employment or the"scheduled underlying insurance,"then no performing duties related to the conduct coverage is provided to the additional insured of your business, or to your other under this policy. "volunteer workers" while performing duties related to the conduct of your (2) If the limits specified in the written contract or business; agreement are greater than the limits provided (b) To the spouse, child, parent, brother or by the"scheduled underlying insurance,"then p this insurance is excess over the insurance sister of that co-employee or "volunteer provided by the "scheduled underlying worker" as a consequence of Paragraph insurance." The limits of insurance for the (1)(a)above; additional insured are the lesser of: (c) For which there is any obligation to share (i) The limits specified in the written contract; damages with or repay someone else or who must pay damages because of the injury described in Paragraphs (1)(a) or (ii) The limits of the "scheduled underlying (b)above; or insurance"plus the limits of this policy. (d) Arising out of his or her providing or SECTION III—LIMITS OF INSURANCE failing to provide professional health care 1. The Limits of Insurance shown in the Declarations and services. the rules below fix the most we will pay regardless of (2) "Property damage"to property: the number of: (a) Owned, occupied or used by; a. Insureds; (b) Rented to, in the care, custody or control b. Claims made or"suits"brought; or, or over which physical control is being c, Persons or organizations making claims or exercised for any purpose by bringing"suits." G-15057-C Page 7 of 17 (Ed. 06/05) G-15057-C (Ed.06/05) d. "Automobiles," "aircraft" or "watercraft" to which than 12 months. In that case, the additional period will this policy applies; or be deemed part of the last preceding period for e. Coverages under which loss is insured in this purposes of determining the limits of insurance. 9 policy. SECTION IV—CONDITIONS 2. The limit of insurance shown in the Declarations as the 1. Financial Impairment Aggregate Limit is the most we will pay for the sum of Bankruptcy, rehabilitation, receivership, liquidation or all "ultimate net loss, to which this insurance applies q other and applies separately to all"ultimate net loss": financial impairment of you or an "underlying insurer' shall neither relieve nor increase any of our a. Included in the "products-completed operations obligations under this policy. hazard"; In the event there is diminished recovery or no b. To which, and in the same manner, an aggregate recovery available to you as a result of such financial limit applies under "scheduled underlying impairment of an insurer providing "scheduled insurance" other than "ultimate net loss" included underlying insurance," the coverage under this policy in the "products-competed operations hazard"; shall apply only in excess of the limits of insurance and stated in the "scheduled underlying insurance." Under c. To which no "scheduled underlying insurance" no circumstances shall we be required to drop down y g and replace the limits of insurance, or assume the applies. obligations of a financially impaired insurer. The Aggregate Limit does not apply to "ultimate net 2. Duties of the Insured loss„ for which no aggregate limit applies in the "scheduled underlying insurance.” a. In the event of an"incident"which has not resulted 3. Subject to 2.above,the limit of insurance shown in the in a claim or suit. Declarations as the Each Incident limit is the most we Whenever you have information of an "incident" will pay for the sum of all "ultimate net loss" to which which involves injuries or damages likely to this insurance applies arising arising out of any one involve this policy, written notice shall be given by "incident." or for you to us or to our authorized agent as soon 4. In the event of reduction or exhaustion of the as practicable. The notice shall contain: aggregate limits of insurance under "scheduled (1) Particular information sufficient to identify the underlying insurance" solely by reason of payments of insured; a combination of covered: (2) Such information as can be reasonably a. Expenses; obtained with respect to time, place and circumstances of the occurrence or offense; b. Settlements; or and C. Judgments (3) Names and addresses of the insured and of o paid thereunder as a result of"bodily injury," property available witnesses. I damage or "personal and advertising injury" taking b. In the Event of Claims or Suit N place during this policy period,this policy shall, subject to this limit of insurance provision and to the remaining You shall provide us with written notice as soon as terms and provisions and conditions of this policy: practicable whenever: a. Apply in excess of such reduction of "scheduled (1) A claim is made or "suit" is brought against underlying insurance"; or you; b. Apply in place of the exhausted amount of (2) You receive notice that a right to bring claim "scheduled underlying insurance." or"suit"against you will be asserted;or Nothing in a. or b. above shall serve to increase the (3) You obtain information that the obligation of limits of insurance shown in the Declarations. "underlying insurers"to: 5. The limits of this policy shall apply separately to: (a) Investigate; — a. Each consecutive annual period; and (b) Defend; b. Remaining periods of less than 12 months; (c) Pay on behalf of;or starting with the beginning of the policy period shown (d) Indemnify in the Declarations, unless the policy period is extended after issuance for an additional period of less you has ceased. G-15057-C Page 8 of 17 (Ed.06/05) G-15057-C (Ed. 06/05) Every demand, notice, summons, amended brought. However, the inclusion of more than one complaint or other process received by you or insured shall not operate to increase the limits of your representative shall be forwarded with each insurance. notice. 8. Annual Rating 3. Legal Action Against Us If this policy is issued for a period in excess of one No legal action shall be brought against us unless you year, the premium may be revised on each annual have fully complied with all the terms of this policy and anniversary in accordance with our rates and rules in the amount of your obligation to pay has been finally effect at that time. determined either by: 9. "Scheduled Underlying Insurance" a. Judgment against you after actual trial; or Material change in premium for"scheduled underlying b. Written agreement between us, you and the insurance" shall be promptly reported to us. Premium claimant. for this policy may be adjusted to reflect changes in 4. Other Insurance underlying insurance in accordance with our manuals in effect at the time of the change. This insurance is excess over and will not contribute 10. Maintenance of"Scheduled Underlying Insurance" with any other insurance available to the insured whether such other insurance is stated to be primary, While this policy is in force you agree that the policies contributory, excess, contingent or otherwise. This listed in the Declarations as "scheduled underlying condition does not apply to insurance purchased insurance" and their renewals and replacements shall specifically to apply in excess of this insurance. be maintained, without alterations of terms or 5. Premium Audit conditions, in full effect during the term of this policy; except for reduction or exhaustion of the aggregate a. We will compute all premiums for this policy in limits of insurance in the "scheduled underlying accordance with our rules and rates. insurance,"provided that such reduction or exhaustion is solely the result of "incidents" taking place during b. If the premium is shown in the Declarations as flat, this policy period, and not before. If you fail to maintain the premium for this policy is not subject to "scheduled underlying insurance," this condition shall adjustment. not invalidate this policy. However, in the event of c. If the premium is shown in the Declarations as such failure, we will only be liable to the same extent adjustable, the premium shown as the advance as if you had complied with this condition. premium is a deposit premium only.At the close of 11. Appeals each audit period we will compute the earned premium for that period. Audit premiums are due If you or your"underlying insurers" elect not to appeal and payable on notice to the first Named Insured a judgment in excess of the limits of insurance shown in the Declarations. If the sum of the afforded by the: advance and audit premiums paid for the policy a. "Scheduled underlying insurance"; term are greater than the earned premium, we will return the excess, subject to the minimum b. "Unscheduled underlying insurance"; or premium, to the first Named Insured shown in the c. "Retained limit"; Declarations. d. The first Named Insured shown in the we may elect to appeal. Our limit of liability shall not Declarations must keep records of the information be increased because of such appeal. We will, we need for premium computation, and send us however, pay the following costs and expenses: copies at such times as we request. a. All premium bonds to release attachments for an 6. Nonrenewal amount not in excess of the applicable limit of liability of this policy; If we decide not to renew this policy, we will mail or b. All premiums on appeal bonds required in such deliver to the first Named Insured shown in the defended "suit," but without obligation to apply for Declarations written notice of the nonrenewal not less or furnish such bonds; than 30 days before the expiration date. If notice is mailed, proof of mailing will be sufficient c. Court fees; proof of notice. d. Costs and expenses taxed against you by the 7. Severability of Interests appellate court and interest accruing after entry of a judgment against you and before we have: The insurance afforded applies separately to each (1) Paid; insured against whom claim is made or "suit" is G-15057-C Page 9 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) (2) Offered to pay; or such payments in full if the insured first named fails to (3) Deposited in court pay the amount due within 30 days after we give p written notice or demand. the part of the judgment that is within the 15. Trade Sanctions applicable limit of insurance. Where the "underlying insurers"terminate their liability to pay In accordance with laws and regulations of the United interest on the judgment by an offer to pay their States concerning economic and trade embargoes, limits,you shall demand that such limits be paid. If this policy is void ab initio(void from its inception) with the appeal is successful, such amounts not respect to any term or condition of this policy that obligated to be paid shall be returned to such violates any laws or regulations of the United States "underlying insurer." concerning economic and trade embargoes including, 12. Subro ation but not limited to the following: 9 In the case of anypayments byus under the a. Any insured, or any person or entity claiming the p y benefits of an insured, who is or becomes a coverages of this policy, we shall be subrogated to all Specially Designated National or Blocked Person rights of recovery against any other party which you or who is otherwise subject to U.S. economic or may have and will cooperate with you and all other trade sanctions; interests. Amounts recovered shall be apportioned in the following order: b. Any claim or"suit"that is brought in a Sanctioned a. Amountspaid in excess of the payments under Country or by a Sanctioned Country Government, p y where any action in connection with such claim or this policy shall first be reimbursed up to the "suit" is prohibited by U.S. economic or trade amount paid by those, including you, who made sanctions; such payments; b. We are then to be reimbursed upto the amount c. Any claim or"suit"that is brought by any Specially Designated National or Blocked Person or any we paid; person or entity who is otherwise subject to U.S. c. Any remainder shall be available to the interests of economic or trade sanctions; those over whom this coverage is in excess and d. Property that is located in a Sanctioned Country or who are entitled to claim such remainder. that is owned by, rented to or in the care, custody Expenses necessary to the recovery of such amounts or control of a Sanctioned Country Government, shall be divided between the interests concerned, where any activities related to such property are including you, in the ratio of their respective recoveries prohibited by U.S. economic or trade sanctions; or as finally settled. e. Property that is owned by, rented to or in the care, 13. Settlement of Claims or Suit custody or control of a Specially Designated National or Blocked Person, or any person or We may pay, but are not obligated to pay, any part or entity who is otherwise subject to U.S. economic F all of the amount of the "retained limit" to effect or trade sanctions. N settlement of a claim or"suit." Upon notification of the .4 action taken you shall promptly reimburse us for such As used in this policy a Specially Designated National part of the "retained limit"that we had paid. All named or Blocked Person is any person or entity that is on the insureds are jointly and severally responsible for our list of Specially Designated Nationals and Blocked in reimbursement and agree to make such Persons issued by the U.S. Treasury Department's reimbursement within 30 days after we give you Office of Foreign Asset Control (O.F.A.C.) as it may be written notice or demand for payment. from time to time amended. 14. Sole Agent As used in this policy a Sanctioned Country is any country that is the subject of trade or economic The insured first named in the Declarations is embargoes imposed by the laws or regulations of the authorized to act on behalf of all named insureds and United States of America. other insureds with respect to: SECTION V—DEFINITIONS IMINIMI a. The giving and receiving of notice of cancellation; and 1. "Advertisement" means a notice that is broadcast or published to the general public or specific market b. Receiving return premium that may be payable segments about your goods, products or services for under this policy. the purpose of attracting customers or supporters. For The insured first named in the Declarations is the purposes of this definition responsible for the payment of premiums, but the other named Insureds jointly and severally agree to make G-15057-C Page 10 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) a. Notices that are published include material placed indemnification of a municipality in connection with on the Internet or on similar electronic means of work performed for a municipality) under which communication;and you assume the tort liability to pay damages b. Regarding websites, onlythatpart of a website because of"bodily injury"or"property damage" to g g a third person or organization, if the contracts or that is about your goods or services for the agreements are made prior to the"bodily injury"or purposes of attracting customers or supporters is "property damage." considered an advertisement. 2. "Automobile" means Tort liability means liability that would be imposed by law in the absence of contracts or agreements. a. A land motor vehicle, trailer or semitrailer An "insured contract" does not include that part of a designed for travel on public roads; including any contract or agreement: attached machinery or equipment; or b. Anyother land vehicle that is subject to a a. That indemnifies an architect, engineer or surveyor for an injury or damages arising out of: compulsory or financial responsibility law or other motor vehicle insurance law in the state where it is (1) Preparing, approving or failing to prepare or licensed or principally garaged. approve: However, "automobile" does not include "mobile (a) Maps; equipment." (b) Drawings; 3. "Bodily injury" means bodily injury, sickness or (c) Opinions; disease sustained by a person, including death, humiliation, shock, mental anguish or mental injury by (d) Reports; that person at any time which results as a consequence of the bodily injury, sickness or disease. (e) Surveys; 4. "Aircraft" means a vehicle designed to transport (f) Change orders; persons or property in the air. (g) Designs;or 5. "Impaired property" means tangible property, other (h) Specifications; or than"your product" "your your work, that cannot be used or is less useful because: (2) Giving directions or instructions, or failing to give them, if that is the primary cause of the a. It incorporates"your product"or"your work"that is injury or damage; known or thought to be defective, deficient, inadequate or dangerous; or b. Under which the insured, if an architect, engineer or surveyor, assumes liability for injury or damage b. You have failed to fulfill the terms of a contract or arising out of the insured's rendering or failure to agreement; render professional services, including those listed if such property can be restored to use by: in a.(1) above and supervisory, inspection or engineering services; or a. "yourThe repair, replacement, adjustment or removal of c. That indemnifies aperson or organization for product"or"your work"; or g damage by fire to premises rented or loaned to an b. Your fulfilling the terms of the contract or insured. agreement. 7. "Loading or unloading" means the handling of 6. "Insured contract"means: property: a. A lease of premises; a. After it is moved from the place where it is b. A sidetrack agreement; accepted for movement into or onto an "aircraft," "watercraft"or"automobile"; c. An easement or license agreement, except in b. While it is in or on an "aircraft," "watercraft" or connection with construction or demolition "automobile"; or operations on or within 50 feet of a railroad; d. An indemnification of a municipality as required by c. ,While it is being moved from an "aircraft," ordinance, except in connection with work for a watercraftor"automobile"to the place where it is finally delivered; municipality; e. An elevator maintenance agreement; or but "loading or unloading" does not include the movement of property by means of a mechanical f. The part of other contracts or agreements device, other than a hand truck, that is not attached to pertaining to your business (including an the"aircraft,""watercraft"or"automobile." G-15057-C Page 11 of 17 (Ed.06/05) G-15057-C (Ed. 06/05) 8. "Mobile equipment"means any of the following types compulsory or financial responsibility law or other of land vehicles, including any attached machinery or motor vehicle insurance law are considered equipment: "automobiles" a. Bulldozers, farm machinery, forklifts and other 9. "Incident" vehicles designed for use principally off public a. With respect to "bodilyinjury" and "property roads; damage," "incident" means an occurrence. An b. Vehicles that travel on crawler treads; occurrence means an accident, including c. Vehicles maintained for use solely on or next to continuous or repeated exposure to substantially the same general harmful conditions. premises you own or rent; d. Vehicles, whether self-propelled or not, b. With respect to "personal and advertising injury,", incident means an offense arising out of your maintained primarily to provide mobility to business. permanently mounted: diggers 10. "Personal and Advertising Injury" means injury, (1) Power cranes, shovels, loaders, di gg or including consequential "bodily injury," arising out of drills; or one or more of the following offenses: (2) Road construction or resurfacing equipment a. False arrest, detention or imprisonment; such as graders, scrapers or rollers; e. Vehicles not described in a.,b.,c.or d. above that b. Malicious prosecution or abuse of process; are not self-propelled and are maintained primarily c. Wrongful eviction from, wrongful entry into, or the to provide mobility to permanently attached invasion of the right of private occupancy of a equipment of the following types: room, dwelling or premises that a person occupies Air compressors, pumps, and generators, committed by or on behalf of its owner, landlord or (1) P P P lessor; including spraying, welding, building cleaning, geophysical exploration, lighting and well d. Discrimination, unless such insurance is servicing equipment;or prohibited by law; (2) Cherry pickers and similar devices used to e. Oral or written publication, in any manner, of raise or lower workers; material that slanders or libels a person or organization or disparages a person's or f. Vehicles not described in a., b., c. or d. above organization's goods, products or services; maintained primarily for purposes other than the transportation of persons or cargo. f. Oral or written publication, in any manner, of However self-propelled vehicles with the followingmaterial that violates a person's right of privacy; P P type of permanently attached equipment are not g. The use of another's advertising idea in your "mobile equipment" but will be considered "advertisement;" "automobiles": h. Infringing upon another's copyright, trade dress or N 1 (1) Equipment designed primarily for: slogan in your"advertisement." (a) Snow removal ; 11. a. "Products-completed operations hazard" o Road maintenance, but not construction includes "bodily injury" and "property damage" (b) occurring away from premises an insured owns or or resurfacing; or rents and arising out of "your product" or "your (c) Street cleaning; work"except: (2) Cherry pickers and similar devices mounted Products in your physical possession; or on "automobiles"or truck chassis and used to (2) Work not yet completed or abandoned. - raise or lower workers; and (3) Air compressors, pumps and generators, b. "Your work" will be deemed completed at the includingspraying, weldin , buildingcleaning, earliest of the following: 9 = geophysical exploration, lighting and well (1) When all work called for in the "insured servicing equipment. contract"has been completed; However, "mobile equipment" does not include any (2) When all of the work to be done at the site land vehicles that are subject to a compulsory or has been completed if the"insured's contract" financial responsibility law or other motor vehicle calls for work at more than one site;or insurance law in the state where it is licensed or principally garaged. Land vehicles subject to a G-15057-C Page 12 of 17 (Ed.06/05) G-15057-C (Ed.06/05) (3) When that part of the work done at a job site 14. "Your product" means: has been put to its intended use by a person a. Any goods or products, other than real property, or organization other than another contractor manufactured, sold, handled, distributed or or subcontractor working on the same project. Work that may need: disposed of by: (a) Service; (1) You; (b) Maintenance; (2) Others trading under your name; or (3) A person or organization whose business or (c) Correction; assets ou have acquired; and Y (d) Repair; or b. ContainersParts other than vehicles), materials, ( (e) Replacement; or equipment furnished in connection with such but which is otherwise complete,will be treated as goods or products. completed. "Your product" includes warranties or representations c. This hazard does not include "bodilyinjury" or made with respect to the fitness, quality, durability, ry performance or use of"your product"and the providing "property damage"arising out of: of or failure to provide warnings or instructions. (1) The transportation of property, unless the "Your product" does not include vending machines or injury or damage arises out of a condition in or other property rented to or located for the use of others on a vehicle created by the "loading or but not sold. unloading"of it; or (2) The existence of: 15. "Your work"means: a. Work or operations performed by you or on your (a) Tools; behalf; and (b) Uninstalled equipment; or b. Materials, parts or equipment furnished in (c) Abandoned or unused materials. connection with such work or operations. 12. "Property damage"means: "Your work" includes warranties or representations made with respect to the fitness, quality, durability, a. Physical injury to tangible property, including all performance or use of"your work"and the providing of resulting loss of use of that property. All such loss or failure to provide warnings or instructions. of use shall be deemed to occur at the time of the physical injury that caused it;or 16. "Retained limit" means the amount stated as such in the Declarations. The "retained limit" is retained and b. Loss of use of tangible property that is not payable by the insured as respects all "incidents" not physically injured. All such loss shall be deemed covered by "scheduled underlying insurance" or by to occur at the time of the occurrence that caused "unscheduled underlying insurance." it. 17. "Scheduled underlying insurance" means the For the purposes of this insurance, "electronic data" is insurance policies listed in the Schedule of Underlying not tangible property. Insurance including renewal or replacement of such 13. "Suit" means a civil proceeding in which damages contracts which are not more restrictive than those because of: listed in the aforementioned Schedule of Underlying Insurance. a. "Bodily injury"; 18. "Ultimate net loss" b. "Property damage"; or a. "Ultimate net loss" means the actual damages the c. "Personal and advertising injury"; insured is legally obligated to pay, either through: to which this insurance applies are alleged. "Suit" (1) Final adjudication on the merits; or includes: (2) Through compromise settlement with our a. An arbitration proceeding alleging such damages written consent or direction; to which you must submit with our consent; or because of"incident(s)"covered by this policy. b. Any other alternative dispute resolution proceeding in which such damages are claimed However, it includes the above mentioned sums and to which you submit with our consent. only after deducting all other recoveries and salvages. G-15057-C Page 13 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) b. "Ultimate net loss"does not include the following: systems and applications software, hard or floppy disks, CD-ROMS, tapes, drives, cells, data processing (1) Costs or expenses related to: devices or any other media which are used with (a) Litigation, electronically controlled equipment. (b) Settlement; 24. "Pollutants" means any solid, liquid, gaseous or thermal irritant or contaminant, including smoke, (c) Adjustment; or vapor, soot, fumes, acids, alkalis, chemicals and (d) Appeals; waste. Waste includes materials to be recycled, reconditioned or reclaimed. nor costs orexpenses incidentto the same which an "underlying insurer" has paid, 25. "Fungi or microbes"means: incurred or is obligated to pay to or on behalf a. Any form of fungus, yeast, mold, mildew, or of the insured; mushroom, including mycotoxins, spores, scents, (2) Pre-judgment interest; byproducts or other substances produced or released by fungi; and (3) Office costs and expenses and salaries and expenses of the employees of an insured; b. Any bacteria, virus, or any other non-fungal, single celled or colony-form organism, including any (4) Our office costs and expenses and salaries of toxins, scents, byproducts or other substances it our employees;or produces or releases,whose injurious source is in (5) General retainer and/or monitoring fees of or on a building or its contents. counsel retained by the insured. But "fungi and microbes" does not include fungi that 19. "Underlying insurer" means an insurer whose policy were deliberately grown for human consumption, covers "bodily injury," "property damage" or "personal microbes that were transmitted directly from person to and advertising injury" also covered by this policy but person, or microbes that caused food poisoning, if does not include insurers whose policies were your business is food processing, sales, or serving. purchased specifically to be in excess of this policy. It 26. "Silica"means the chemical compound silicon dioxide includes all insurers providing: (SiO2) in any form, including dust which contains a. "Unscheduled underlying insurance"; and "silica." b. "Scheduled underlying insurance." 27. "Asbestos" means the mineral in any form whether or not the asbestos was at any time: 20. "Unscheduled underlying insurance" a. Airborne as a fiber, particle or dust; a. "Unscheduled underlying insurance" means insurance policies available to an insured, b. Contained in or formed a part of a product, whether: structure or other real or personal property; 1 c. Carried on clothing; ( ) Primary; 1 (2) Excess; d. Inhaled or ingested; or 3 Excess-Contin ent� or e. Transmitted by any other means. N ( ) 9 0 28. "Volunteer worker" means a person who is not your (4) Otherwise; employee, and who donates his or her work and acts except the policies listed in the Schedule of at the direction of and within the scope of duties Underlying Insurance. determined by you, and is not paid a fee, salary or b. "Unscheduled underlying insurance" does not other compensation by you or anyone else for their y g work performed for you. include insurance purchased specifically to be excess of this policy. SECTION VI — DEFENSE PAYMENT AND RELATED 21. "Watercraft" means a vehicle designed to transport DUTIES persons or property in or on water. 1. If a claim or "suit" alleges damages covered by underlying policies and the obligation of all"underlying 22. "Authorized Insured" means any named insured or insurers"either to: =.-_ any employee authorized by a named insured to give or receive notice of a claim or"suit." a. Investigate and defend the insured; or 23. "Electronic data" means information, facts or b. Pay the cost of such investigation and defense; programs stored as or on, created or used on, or — ceases solely through exhaustion of all underlying transmitted to or from computer software, including limits of insurance through payment of a combination Y G-15057-C Page 14 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) of covered expenses, settlements or judgments for not pay prejudgment interest on that period of time "bodily injury," "property damage" or "personal and after we offer to pay: advertising injury" taking place during our policy a. Our limit of insurance; or period,then we will either: a. Assume the investigation and defense of the b. That portion of our limit of insurance which equals insured against"suits"seeking damages; or the amount of a settlement demand when combined with the limits of"underlying insurers." b. If we elect not to assume the investigation and 8. We will payinterest on a judgment that accrues after defense in 1.a. above, we will reimburse the g insured for reasonable defense costs and entry of that judgment, but before we have: expenses incurred with our written consent. a. Paid; However, such reimbursement excludes: b. Offered to pay; or (1) Office expenses of the insured; c. Deposited in court (2) Salaries and expenses of employees; and that part of the judgment that is within the limit of (3) General retainer fees of counsel retained by insurance of this policy. The amount of interest we pay the insured. will be in direct proportion that amount we pay as 2. We will investigate and defend an insured or damages bears to the total amount of judgment. We reimburse an insured for "suits" brought against an will not pay additional interest that accrues after we insured for a claim or "suit" that alleges damages have: because of "bodily injury," "property damage" or a. Paid; "personal and advertising injury"not covered under: b. Offered to pay; a. "Scheduled underlying insurance"; and c. Deposited in court b. "Unscheduled underlying insurance"; that part of the judgment that is within the limit of but which seeks damages because of "bodily injury," insurance of this policy. "property damage"or"personal and advertising injury" otherwise covered under this policy. Costs and 9. We will pay all reasonable expenses incurred by the expanses of such investigation and defense are not insured at our request to assist us in the investigation subject to the"retained limit." or defense of the claim or "suit." This includes actual loss of earnings up to liability $250. a day because of 3. We will investigate and defend an insured or time off from work. reimburse an insured for such costs of investigation and defense described in either 1. or 2. above, even if NUCLEAR ENERGY LIABILITY EXCLUSION the allegations of a"suit"are: ENDORSEMENT (BROAD FORM) a. Groundless; b. False; or It is agreed that: c. Fraudulent; I. This policy does not apply: but only until we make payment or offer to pay or A. Under Liability Coverage to ;bodilyinjury" deposit in court that part of judgment(s) not exceeding "personal and advertising injury" or "property our limit of insurance. damage" 4. We shall also have the sole right to make settlement of 1. With respect to which an insured under this a"suit"as we deem expedient. policy, is also an insured under a nuclear energy liability policy issued by the: 5. If not permitted by law or otherwise to perform these a. Nuclear EnergyLiabilityInsurance duties, we will pay an insured for defense costs and expenses incurred with our prior written consent. Association; 6. Amounts we pay or incur pursuant to the obligation to b. Mutual Atomic Energy Liability defend or pay the costs and expenses of defense are Underwriters; or in addition to, and not subject to, the limits of c. Nuclear Insurance Association of insurance stated in the Declarations. Canada; 7. In addition to our limits of insurance, we will pay or any of their successors, or would be an prejudgment interest awarded against an insured on insured under any such policy but for its that part of a judgment covered by this policy. We will G-15057-C Page 15 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) termination upon exhaustion of its limit of II. As used in this endorsement: liability; or A. "Hazardous properties" include radioactive, toxic 2. Resulting from the "hazardous properties" of or explosive properties. "nuclear material"and with respect to which: B. "Nuclear material" means "source material," a. Any person or organization is required to "special nuclear material"or"byproduct material." maintain financial protection pursuant to C. "Source material," "special nuclear material" and the Atomic Energy Act of 1954,or any law "by-product material" have the meanings given or amendment thereof; or y them in the Atomic Energy Act of 1954 or in any b. The insured is,or had this policy not been law amendatory thereof. issued would be, entitled to indemnity D. "Spent fuel" means anyfuel element or fuel from the United States of America, or any p component, solid or liquid, which has beenused agency thereof, under any agreement or exposed to radiation in a"nuclear reactor." entered into by the United States of America, or any agency thereof, with any E. "Waste"means waste material: person or organization. 1. Containing "by-product material" other than B. Under any Supplementary Payments provision the tailings or waste produced by the relating to first aid, to expenses incurred with extraction or concentration of uranium or respect to "bodily injury" resulting from the thorium from ore processed primarily for its "hazardous properties" of "nuclear material," and "source material"content; and arising out of the operation of a "nuclear facility" by any person or organization. 2. Resulting from the operation by anyperson or organization, of a "nuclear facility" included C. Under any Liability Coverage, to "bodily injury" within paragraphs 1. and 2. of the definition of "personal and advertising injury" or "property "nuclear facility." damage"resulting from the"hazardous properties" of"nuclear material,"if: F. "Nuclear facility"means: 1. The"nuclear material": 1. Any"nuclear reactor"; a. Is at any "nuclear facility" owned by, or 2. Any equipment or device designed or used operated by or on behalf of,an insured;or for: b. Has been discharged or dispersed a. Separating the isotopes of uranium or therefrom; plutonium; 2. The "nuclear material" is contained in "spent b. Processing or utilizing"spent fuel"; or fuel" or "waste" at any time possessed, c. handling, processing or packaging handled, used, processed, stored, transported "waste"; 7, or disposed of by or on behalf of an insured; or 3. Any equipment or device used for the 1processing, fabricating or alloying of special 3. The "bodily injury," "personal and advertising "nuclear material" if at any time the total injury,"or"property damage" arises out of the amount of such material in the custody of the furnishing by an insured of services, insured at the premises where such materials, parts or equipment in connection equipment is located consists of or contains with the: more than: a. Planning; a. 25 grams of plutonium or uranium 233 or any combination thereof; or b. Construction;- c. Maintenance; b. 250 grams of uranium 235; d. Operation;or 4. Any structure, basin, excavation, premises or place prepared or used for the storage or e. Use of disposal of"waste"; any "nuclear facility," but if such facility is and includes the site on which any of the located within the United States of America, foregoing is located, all operations conducted on - its territories or possessions or Canada, this such site and all premises used for such exclusion (C.3.) applies only to "property operations. damage" to such "nuclear facility" and any property threat. G-15057-C Page 16 of 17 (Ed. 06/05) G-15057-C (Ed. 06/05) G. "Nuclear reactor" means an apparatus designed H. "Property damage" includes all forms of or used to sustain nuclear fission in a self- radioactive contamination of property. supporting chain reaction or to contain a critical mass of fissionable material. G-15057-C Page 17 of 17 (Ed. 06/05) G-16375-E CNA (Ed. 01/04) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CONTRACTOR LIMITATION ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART I. The following paragraphs are added to SECTION I — pressure, prime movers, machinery or power COVERAGES, 2. Exclusions: transmitting equipment. This insurance does not apply: "Exterior insulation and finishing system" (EIFS) means an exterior wall cladding system consisting of 1. to "bodily injury," "property damage," or "personal an insulation material attached to a substrate, a base and advertising injury"arising out of the rendering coat on the surface of the insulation material, and a of or failure to render any "professional services" protective finish applied to the base coat and any by or on behalf of any insured; accessories thereto, including but not limited to 2. to "bodily injury," "property damage," or "personal conditioners, primers, accessories, flashings, coatings, and advertising injury"arising out of any operation caulking or sealants. performed by or on behalf of any insured which is "Professional services" means the preparing, or was insured under an Owner Controlled approving, or failing to prepare or approve, maps, Insurance Program (O.C.I.P.), or Contractor shop drawings, opinions, reports, surveys, field orders, Controlled Insurance Program (C.C.I.P.), change orders, or drawings and specifications, or otherwise referred to as a wrap-up; supervisory or inspection activities performed as part 3. to "bodily injury," "property damage," or "personal of any architectural, engineering or surveying and advertising injury" arising out of the design, activities. "Professional services" do not include manufacture, construction, fabrication, services within construction means, methods, preparation, installation, application, maintenance techniques, sequences and procedures employed by or repair, including remodeling, service, correction, you in connection with your operations in your capacity or replacement, of an "exterior insulation and as a construction contractor. finishing system"(EIFS)or any part thereof, or any "Residential structure" means a structure where 30% substantially similar system or any part thereof, by or more of the square footage area is used or intended or on behalf of any insured; to be used for human habitation. 4. to "property damage" arising out of the "explosion "Structural property damage" means the collapse of or hazard," the "collapse hazard" or the structural injury to any building or structure due to: L. "underground property damage hazard;" 1. Gradingof land, excavating, borrowing, filling, g� g� 5. to "bodily injury," "property damage" or "personal back-filling, tunneling, pile driving, cofferdam work L. and advertising injury" arising out of the or caisson work; or "subsidence"of land; 2. Moving, shoring, underpinning, raising or 6. to "bodily injury," "property damage" or "personal demolition of any building or structure or removal o and advertising injury" arising out of "your work" or rebuilding of any structural support of that on any"residential structure." building or structure. Paragraphs 3., 4., 5., and 6. of this exclusion do not "Subsidence"means earth movement including but not apply if such "bodily injury," "property damage" or limited to: "personal injury and advertising injury" is covered by "scheduled underlying insurance." a. Landslide; = II. The following definitions are added to SECTION V — b. Mudflow; DEFINITIONS: c. Earth sinking; "Collapse hazard" includes "structural property d. Earth rising; damage" and any resulting "property damage" to any -TM other property at any time. e. Collapse or movement of fill; "Explosion hazard" includes"property damage" arising f. Earth settling, slipping, falling away, caving in, out of blasting or explosion. The "explosion hazard" eroding or tilting; does not include "property damage" arising out of the Earthquake; or explosion of air or steam vessels, piping under g. q h. Any other movement of land or earth. G-16375-E Page 1 of 2 (Ed.01/04) G-16375-E (Ed. 01/04) "Underground property damage hazard" includes tanks, tunnels, any similar property, or any apparatus "underground property damage" and any resulting used with them, beneath the surface of the ground or "property damage"to any other property at any time. water, caused by and occurring during the use of "Underground property damage" means "property mechanical equipment for the purpose of grading land, gp p y g paving, excavating, dulling, borrowing, filling, back- damage" to wires, conduits, pipes, mains, sewers, filling or pile driving. G-16375-E Page 2 of 2 (Ed. 01/04) G-17900-B CNA (Ed.01/04) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. PERSONAL AND ADVERTISING INJURY LIMITATION ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART The following paragraph is added to SECTION I - "personal and advertising injury." However, this exclusion COVERAGE,2. Exclusions: does not apply to any claim or"suit"for which coverage is This insurance does not appl to: provided by"scheduled underlying insurance." y All other terms, exclusions and conditions of this policy remain unchanged and in full force and effect. co L. L. O i N O O i G-17900-B Page 1 of 1 (Ed. 01/04) G-300912-A CNA (Ed. 02/10) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. POLLUTION EXCLUSION AMENDMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART Exclusion f. of SECTION I — COVERAGES is deleted in insured for movement into or onto the covered its entirety, and is replaced by the following: "automobile"; or f. Pollution (g) After the "pollutants" or property in which the "pollutants"are contained are moved from the (1) "Bodily injury" or"property damage" arising out of covered "automobile"to the place where they the actual, alleged or threatened discharge, are finally: dispersal, seepage, migration, release or escape i of"pollutants": (i) Delivered; (a) At or from any premises, site or location which (ii) Disposed of; or is or was at any time owned or occupied by, (iii) Abandoned or rented or loaned to, any insured; by the insured. (b) At or from any premises, site or location which is or was at any time used by or for any Subparagraph (a) does not apply to "bodily insured or others for the handling, storage, injury" if sustained within a building and disposal, processing or treatment of waste; caused by smoke, fumes, vapor, or soot produced by or originating from equipment (c) Which are or were at any time transported, that is used to heat, cool, or dehumidify the handled, stored, treated, disposed of, or building, or equipment that is used to heat processed as waste by or for any insured or water for personal use, by the building's any person or organization for whom you may occupants or their guests. be legally responsible; or Subparagraphs (a) and (d)(i) do not apply to (d) At or from any premises, site or location on "bodily injury" or "property damage" arising which any insured or any contractors or out of heat, smoke or fumes from a hostile subcontractors working directly or indirectly fire. on any insured's behalf are performing operations: As used in this exclusion, a hostile fire means one which becomes uncontrollable or breaks (i) If the "pollutants"are brought on or to the out from where it was intended to be. premises, site or location in connection with such operations by such insured, Subparagraph (d)(i)does not apply to "bodily contractor or subcontractor; or injury" or"property damage" arising out of the ., escape of fuels, lubricants, or other operating (ii) If the operations are to test for, monitor, fluids which are needed to perform the normal clean up, remove, contain, treat, detoxify electrical, hydraulic or mechanical functions or neutralize, or in any way respond to, or necessary for operation of"mobile equipment" assess the effects of"pollutants." or its parts, if such fuels, lubricants or other (e) That are, or that are contained in property that operating fluids escape from a vehicle part is: designed to hold, store or receive them. This exception does not apply if the "bodily injury" (i) Being transported or towed by, or handled for or "property damage arises out of the movement into, onto or from a covered intentional discharge, dispersal or release of "automobile"; the fuels, lubricants or other operating fluids, (ii) Otherwise in the course of transit; or if such fuels, lubricants or other operating fluids are brought on or to the premises, site (iii) Being stored, disposed of, treated or or location with the intent that they be processed in or upon the covered discharged, dispersed or released as part of "automobile"; the operations being performed by such Before the "pollutants" or propertyin which insured, contractor or subcontractor. (f) P the"pollutants" are contained are moved from Subparagraph (e)(iii) does not apply to fuels, the place where they are accepted by the lubricants, fluids, exhaust, gases or other similar "pollutants" that are needed for or G-300912-A Page 1 of 2 (Ed.02/10) G-300912-A (Ed. 02/10) result from the normal electrical, hydraulic or seepage, migration, release or escape of mechanical functioning of the covered "pollutants"at any time. "automobile" or its parts if the "pollutants" (3) Anyloss, cost or expense arisingout of any: escape or are discharged, dispersed or y released directly from an "automobile" part (a) Request, demand or order that any insured or designed by its manufacturer to hold, store, others test for, monitor, clean up, remove, receive or dispose of such"pollutants." contain, treat, detoxify or neutralize, or in any Subparagraphs (f) and (g) do not apply if the way respond to, or assess the effects of "pollutants" or property in which the "pollutants"; or "pollutants" are contained are upset, (b) Claim or "suit" by or on behalf of a overturned or damaged as a result of the governmental authority for damages because maintenance or use of a covered "automobile" of testing for, monitoring, cleaning up, and the discharge, dispersal, release or removing, containing, treating, detoxifying or escape of the "pollutants" is caused directly neutralizing, or in any way responding to, or by such upset, overturn or damage. assessing the effects of"pollutants." (2) "Personal and advertising injury"arising out of the All other terms, conditions and exclusions of this policy actual, alleged or threatened discharge, dispersal, remain unchanged. • i L. O N O O O N O O L G-300912-A Page 2 of 2 (Ed. 02/10) G-300982-A CNA (Ed. 07/10) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CRISIS MANAGEMENT COVERAGE ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART SCHEDULE Crisis Management Expense Aggregate Limit: $250,000 per policy period. Solely with respect to the Crisis Management Coverage provided by this endorsement, the following changes apply to the Commercial Umbrella Plus Coverage Part. A. The following paragraph is added to SECTION I — of all "eligible crisis management expense"to COVERAGES, 1. Insuring Agreement: which this insurance applies. e. When this policy applies to an "incident" that C. The following definitions are added to SECTION V — causes"serious bodily injury or property damage," DEFINITIONS: we will reimburse you for "eligible crisis 1. "Serious bodily injury or property damage" means management expense" you incur and report to us injury to three or more people resulting in death, within sixmonths of th "incident." permanent disfigurement, or the permanent loss B. The following changes are made to SECTION III — or impairment of a bodily function, body part or LIMITS OF INSURANCE: organ. "Serious bodily injury or property damage" also means "property damage" to which this 1. Paragraph 2. is deleted in its entirety and replaced insurance applies. with the following; 2. "Eligible crisis management expense" means The limit of insurance shown in the Declarations reasonable and necessary expenses incurred by a as the Aggregate Limit is the most we will pay for crisis management firm that you hire to provide the sum of all "ultimate net loss" and "eligible media management services for the purpose of crisis management expense" to which this maintaining and restoring public confidence in insurance applies. This Aggregate Limit applies you. separately to all"ultimate net loss": But "eligible crisis management expense" does a. Included in the "products-completed not mean any of the following: operations hazard"; a. Salary, wages, or benefits of you, your b. To which, and in the same manner, an employees or your temporary workers; aggregate limit under "scheduled underlying insurance" other than "ultimate net loss" b. Costs to acquire, repair or replace real or included in the "products-completed personal property; operations hazard"; and c. Your loss of business income; c. To which no"scheduled underlying insurance" d. Your expense to hire a public adjuster or applies appraiser or any other claim adjustment and includes any associated "eligible crisis expenses incurred by you; and management expense." e. "Bodily injury," "property damage," "personal The Crisis Management Expense Aggregate Limit and advertising injury," or any expense or listed in the Schedule above is included within and other coverage this policy provides, other than is not in addition to the Aggregate Limit of this this CRISIS MANAGEMENT COVERAGE policy. ENDORSEMENT. 2. The following paragraph is added: 6. Subject to 2. above, the Crisis Management All other terms, conditions and exclusions of this policy Expense Aggregate Limit stated in the remain unchanged. Schedule is the most we will pay for the sum G-300982-A Page 1 of 1 (Ed. 07/10) G-301134-A CNA (Ed. 10/10) THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. KEY EMPLOYEE REPLACEMENT EXPENSE COVERAGE ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL UMBRELLA PLUS COVERAGE PART SCHEDULE Limit of Insurance: $100,000 per Key Employee Key Employee Replacement Expense Coverage Aggregate Limit: $100,000 per policy period. Solely with respect to the Key Employment Replacement Expense Coverage provided by this endorsement,the following changes apply to the Commercial Umbrella Plus Coverage Part. I. The following paragraphs are added to SECTION I — f. Any accident while the "Key Employee" was COVERAGES, 1. Insuring Agreement: driving while intoxicated, impaired, or other f. We will reimburse you for the actual and wise under the influence of alcohol; or necessary"Key Employee Replacement Expense" g. Taking illegally obtained drugs. you incur due to your permanent loss of the 2. Anyexpenses you incur which you would not have services of a "Key Employee" caused by a "covered accident" and reported to us within six incurred if you had used all reasonable means to: months of the"covered accident." a. Find a permanent replacement for the "Key Insurance under this endorsement applies only if the Employee"; and "covered accident"occurs while your policy is in effect. b. Reduce or discontinue the "Key Employee But the period of time for which we will pay expenses Replacement Expense"; covered under this endorsement will not be limited by the expiration of your policy. as soon as possible after your permanent loss of the services of the "Key Employee" caused by a Insurance under this endorsement does not apply to: "covered accident." 1. The death or permanent disability of a "Key Insurance under this endorsement includes the Employee"relating to, or arising out of: reasonable extra expense you incur to minimize °° a. War and Military Action, meaning: the amount of "Key Employee Replacement Expense, but only to the extent the amount of i (1) War, including undeclared or civil war; "Key Employee Replacement Expense" otherwise (2) Warlike action by a military force, payable under this endorsement is reduced. including action in hindering or defending 3. Any additional expenses incurred due to your loss against an actual or expected attack, by of the services of a permanent replacement L. any government, sovereign or other employee appointed or hired to replace a "Key authority using military personnel or other Employee," however caused. But this exclusion agents; or does not apply if the replacement employee is ltiusurped included in the definition as a "Key Employee"and (3) Insurrection, rebellion, revolution, your loss of the services of the replacement power, or action taken by governmental „ authority in defending against any of employee is caused by a"covered accident. these; The amount of"Key Employee Replacement Expense” b. Nuclear reaction or radiation or radioactive will be determined based on: contamination, however caused; 1. The actual and necessary expenses covered c. Sickness or disease, includingmetal illness or under this endorsement which you incur to find, to = mental injury; appoint or hire and to train a permanent _ replacement for the "Key Employee" and to d. Pregnancy, childbirth, miscarriage or abortion; continue the performance of the"Key Employee's" normal job responsibilities while a permanent e. Suicide, attempted suicide or self inflicted replacement is being sought, appointed or hired, bodily injury,while sane or insane; G-301134-A Copyright 2010, CNA Financial Corporation Page 1 of 3 (Ed. 10/10) G-301134-A (Ed. 10/10) and trained. We will deduct from the total of such 3. Subject to 2. above, the limit of insurance expenses: shown in the Declarations as the Each a. Anyexpenses which would have been Incident limit is the most we will pay for the ifsum of all "ultimate net loss" and all "Key incurred by you for the"Key Employee" you Employee Replacement Expense" to which had not „lost the services of the "Key this insurance applies arising out of any one Employee"; and "incident." b. Any "Key Employee Replacement Expense" III. The following definitions are added to SECTION V — that is paid for by any other insurance. DEFINITIONS: 2. Necessary expenses that reduce the "Key B. "Key Employee Replacement Expense"as used in Employee Replacement Expense" that otherwise this endorsement means the necessary expenses would have been incurred. you incur that you would not have incurred if you II. The following changes are made to SECTION III — had not lost the services of the"Key Employee": LIMITS OF INSURANCE: 1. To continue the performance of the "Key A. Paragraph 2. is deleted in its entirety and replaced Employee's" normal job responsibilities, with with the following: comparable quality, while a permanent replacement for the "Key Employee" is being 2. The limit of insurance shown in the sought, appointed or hired, and trained. Declarations as the Aggregate Limit is the Insurance under this endorsement for these most we will pay for the sum of all "ultimate expenses will apply for the period of time net loss,"to which this insurance applies and beginning on the date of your permanent loss applies separately to all"ultimate net loss": of the services of the"Key Employee" caused a. Included in the "products-completed by a "covered accident," and ending 60 days operations hazard"; after the date a permanent replacement for the Key Employee is appointed or hired, b. To which, and in the same manner, an subject to a maximum period of 180 days. aggregate limit applies under "scheduled underlying insurance"other than "ultimate 2. To finda qualified permanent replacement to net loss" included in the "products- fill the "Key Employee's" position described in competed operations hazard"; and the Schedule, meaning the normal and reasonable: c. To which no "scheduled underlying insurance"applies. a. Costs of advertising the employment position opening; The most we will pay for "Key Employee Replacement Expense" due to your loss of b. Travel, lodging, meal and entertainment the services of any one"Key Employee" is the expenses incurred in interviewing job applicable Limit of Insurance shown in the applicants for the employment position Schedule for the "Key Employee." The opening; and amount payable under this endorsement is c. Miscellaneous extra expenses incurred in "retained subject to the limit. finding, interviewing and negotiating with The limit of insurance shown in the Schedule the job applicants, including, but not above as the Key Employee Replacement limited to, overtime pay, costs to verify Expense Coverage Aggregate Limit is the the background and references the job most we will pay for the sum of all "Key applicants and legal expenses incurred to Employee Replacement Expense" to which draw up employment contracts. this insurance applies. This Key Employee Insurance under this endorsement for these Replacement Expense Coverage Aggregate expenses will apply for the period of time Limit listed in the Schedule above is included beginning on the date of your permanent loss within and is not in addition to the Aggregate of the services of the"Key Employee" caused Limit of this policy. by a "covered accident," and ending on the The Aggregate Limit does not apply to date a permanent replacement for the "Key "ultimate net loss"for which no aggregate limit Employee" is appointed or hired, subject to a applies in the "scheduled underlying maximum period of 180 days. insurance." 3. To appoint or hire and to train a permanent B. Paragraph 3. is deleted in its entirety and replaced replacement for the"Key Employee," meaning with the following: the normal and reasonable: G-301134-A Copyright 2010, CNA Financial Corporation Page 2 of 3 (Ed. 10/10) G-301134-A (Ed. 10/10) a. Expenses you incur to relocate the e. "Bodily injury," "property damage," replacement employee to an area within a "personal and advertising injury," or any reasonable commute from the applicable expense or other coverage this policy employment location described in the provides, other than this KEY Schedule; EMPLOYEE REPLACEMENT EXPENSE b. First year amounts of the replacement COVERAGE ENDORSEMENT. P employee's: C. "Covered Accident" means a sudden and n unexpected "incident," not otherwise excluded in (i) Annual base starting salary; this endorsement, which solely and independently (ii) Employee perquisite costs; and of any other cause results in the "Key Employee's": (iii) Employee benefit costs; 1. Death; or in excess of the amounts which would have been incurred for the "Key 2. Permanent disability, meaning the permanent Employee" if you had not lost the services physical inability, or mental inability due to a of the "Key Employee." But we will not permanent physical inability, of the "Key pay more for these expenses than 10% of Employee"to perform the normal duties of the the amounts which would have been applicable position for which the individual incurred for the"Key Employee." qualifies as a"Key Employee" c. First year costs of the replacement within one year after the date of the sudden employee's training and education if the occurrence. training and education is necessary for C. "Key Employee"means of the following officer and the replacement employee to perform the employment positions: duties of the applicable position listed in the definition of"Key Employee" with the 1. Chief Executive Officer; same quality of service as the "Key 2. Chief Operating Officer; Employee." Insurance under this endorsement for these 3. Chief Financial Officer; expenses will apply only if the permanent 4. Corporate Secretary; replacement for the "Key Employee" is appointed or hired within 180 days after the 5. Treasurer; date of your permanent loss of the services of 6. Executive Vice President; and the "Key Employee" caused by a "covered accident." 7. Risk Manager. But "Key Employee Replacement Expense" does not D. The following is added to the definition of F mean any of the following: "incident" “, With respect to KeyEmployee o a. Except as provided in paragraph 3.b c. i above, salary, wages, or benefits of you, Replacement Expense Coverage, your employees, your temporary workers "incident"means a"Covered Accident." L. or"volunteer workers"; b. Costs to acquire, repair or replace real or All other terms, conditions and exclusions of this policy personal property; remain unchanged. c. Your loss of business income; d. Your expense to hire a public adjuster or - appraiser or any other claim adjustment expenses incurred by you. G-301134-A Copyright 2010, CNA Financial Corporation Page 3 of 3 (Ed. 10/10) IL001711 98 COMMON POLICY CONDITIONS All Coverage Parts included in this policy are subject to the following conditions. A. Cancellation b. Give you reports on the conditions we find; 1. The first Named Insured shown in the Declarations and may cancel this policy by mailing or delivering to c. Recommend changes. us advance written notice of cancellation. 2. We are not obligated to make any inspections, 2. We may cancel this policy by mailing or delivering surveys, reports or recommendations and any to the first Named Insured written notice of such actions we do undertake relate only to cancellation at least: insurability and the premiums to be charged. We a. 10 days before the effective date of do not make safety inspections. We do not y undertake to perform the duty of any person or cancellation if we cancel for nonpayment of organization to provide for the health or safety of premium; or workers or the public. And we do not warrant that b. 30 days before the effective date of conditions: cancellation if we cancel for any other reason. a. Are safe or healthful; or 3. We will,mail or deliver our notice to the first Named b. Comply with laws, regulations, codes or Insureds last mailing address known to us. standards. 4. Notice of cancellation will state the effective date of 3. Paragraphs 1. and 2. of this condition apply not cancellation. The policy period will end on that only to us, but also to any rating, advisory, rate date. service or similar organization which makes 5. If this policy is cancelled, we will send the first insurance inspections, surveys, reports or Named Insured any premium refund due. If we recommendations. cancel, the refund will be pro rata. If the first 4. Paragraph 2. of this condition does not apply to Named Insured cancels, the refund may be less any inspections, surveys, reports or than pro rata. The cancellation will be effective recommendations we may make relative to even if we have not made or offered a refund. certification, under state or municipal statutes, 6. If notice is mailed, proof of mailing will be sufficient ordinances or regulations, of boilers, pressure proof of notice. vessels or elevators. B. Changes E. Premiums This policy contains all the agreements between you The first Named Insured shown in the Declarations: and us concerning the insurance afforded. The first 1. Is responsible for the payment of all premiums; and Named Insured shown in the Declarations is authorized L. to make changes in the terms of this policy with our 2. Will be the payee for any return premiums we pay. io consent.This policy's terms can be amended or waived 0 only by endorsement issued by us and made a part of F. Transfer Of Your Rights And Duties Under This Policy this policy. 0 C. Examination Of Your Books And Records Your rights and duties under this policy may not be transferred without our written consent except in the We may examine and audit your books and records as case of death of an individual named insured. they relate to this policy at any time during the policy If you die, your rights and duties will be transferred to period and up to three years afterward. g your legal representative but only while acting within D. Inspections And Surveys the scope of duties as your legal representative. Until your legal representative is appointed, anyone having 1. We have the right to: proper temporary custody of your property will have a. Make inspections and surveys at any time; your rights and duties but only with respect to that property. IL 0017 11 98 Copyright, Insurance Services Office, Inc., 1998 Page 1 of 1 IL 02 70 09 07 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. CALIFORNIA CHANGES - CANCELLATION AND NONRENEWAL This endorsement modifies insurance provided under the following: CAPITAL ASSETS PROGRAM (OUTPUT POLICY) COVERAGE PART COMMERCIAL AUTOMOBILE COVERAGE PART COMMERCIAL GENERAL LIABILITY COVERAGE PART COMMERCIAL INLAND MARINE COVERAGE PART COMMERCIAL PROPERTY COVERAGE PART CRIME AND FIDELITY COVERAGE PART EMPLOYMENT-RELATED PRACTICES LIABILITY COVERAGE PART EQUIPMENT BREAKDOWN COVERAGE PART FARM COVERAGE PART LIQUOR LIABILITY COVERAGE PART POLLUTION LIABILITY COVERAGE PART PRODUCTS/COMPLETED OPERATIONS LIABILITY COVERAGE PART PROFESSIONAL LIABILITY COVERAGE PART A. Paragraphs 2. and 3. of the Cancellation Common (2) Discovery of fraud or material Policy Condition are replaced by the following: misrepresentation by: 2. All Policies In Effect For 60 Days Or Less (a) Any insured or his or her If this policy has been in effect for 60 days or representative in obtaining this less, and is not a renewal of a policy we have insurance; or previously issued, we may cancel this policy by (b) You or your representative in mailing or delivering to the first Named Insured pursuing a claim under this policy. at the mailing address shown in the policy and (3) A judgment by a court or an to the producer of record, advance written notice administrative tribunal that you have of cancellation, stating the reason for violated a California or Federal law, cancellation, at least: having as one of its necessary N a. 10 days before the effective date of elements an act which materially cancellation if we cancel for: increases any of the risks insured (1) Nonpayment of premium; or against. N (2) Discovery of fraud by: (4) Discovery of willful or grossly negligent acts or omissions, or of any violations N (a) Any insured or his or her of state laws or regulations establishing us representative in obtaining this safety standards, by you or your insurance; or representative, which materially (b) You or your representative in increase any of the risks insured pursuing a claim under this policy. against. b. 30 days before the effective date of (5) Failure by you or your representative to cancellation if we cancel for any other implement reasonable loss control reason. requirements, agreed to by you as a condition of policy issuance, or which 3. All Policies In Effect For More Than 60 Days were conditions precedent to our use of a. If this policy has been in effect for more a particular rate or rating plan, if that than 60 days, or is a renewal of a policy we failure materially increases any of the issued,we may cancel this policy only upon risks insured against. _ the occurrence, after the effective date of (6) A determination by the Commissioner the policy,of one or more of the following: of Insurance that the: - (1) Nonpayment of premium, including payment due on a prior policy we a Loss of, or changes in, our reinsurance covering all or part of issued and due during the current policy term covering the same risks. IL 02 70 09 07 Copyright, ISO Properties, Inc.,2006 Page 1 of 3 the risk would threaten our financial However, we shall cancel this policy if the integrity or solvency;or first Named Insured has accepted a new or (b) Continuation of the policy coverage renewal policy issued by the CEA that would: includes an earthquake policy premium surcharge but fails to pay the earthquake (i) Place us in violation of policy premium surcharge authorized by the California law or the laws of CEA. the state where we are c. We maynot cancel such coverage domiciled;or g solely because corrosive soil conditions exist on (ii) Threaten our solvency. the premises. This Restriction (c.) applies (7) A change by you or your representative only if coverage is subject to one of the in the activities or property of the following, which exclude loss or damage commercial or industrial enterprise, caused by or resulting from corrosive soil which results in a materially added, conditions: increased or changed risk, unless the (1) Capital Assets Program Coverage added, increased or changed risk is Form (Output Policy); included in the policy. (2) Commercial Property Coverage Part — b. We will mail or deliver advance written Causes Of Loss Special Form; or notice of cancellation, stating the reason for (3) FarmCoverage Part— Causes Of Loss cancellation, to the first Named Insured, at overa g the mailing address shown in the policy, Form —Farm Property, Paragraph D. and to the producer of record, at least: Covered Causes Of Loss Special. (1) 10 days before the effective date of C. The following is added and supersedes any cancellation if we cancel for provisions to the contrary: nonpayment of premium or discovery of NONRENEWAL fraud; or 1. Subject to the provisions of Paragraphs C.2. (2) 30 days before the effective date of and C.3. below, if we elect not to renew this cancellation if we cancel for any other policy, we will mail or deliver written notice reason listed in Paragraph 3.a. stating the reason for nonrenewal to the first B. The following provision is added to the Cancellation Named Insured shown in the Declarations and Common Policy Condition: to the producer of record, at least 60 days, but not more than 120 days, before the expiration or 7. Residential Property anniversary date. This provision applies to coverage on real We will mail or deliver our notice to the first property which is used predominantly for Named Insured, and to the producer of record, residential purposes and consisting of not more at the mailing address shown in the policy. than four dwelling units, and to coverage on 2. Residential Property tenants' household personal property in a residential unit, if such coverage is written under This provision applies to coverage on real one of the following: property used predominantly for residential Commercial Property Coverage Part purposes and consisting of not more than four Farm Coverage —Farm Property —Farm dwelling units, and to coverage on tenants' g household property contained in a residential Dwellings, Appurtenant Structures And unit, if such coverage is written under one of the Household Personal Property Coverage Form following: a. If such coverage has been in effect for 60 Capital Assets Program (Output Policy) days or less, and is not a renewal of Coverage Part coverage we previously issued, we may cancel this coverage for any reason, except Commercial Property Coverage Part as provided in b.and c. below. Farm Coverage Part —Farm Property —Farm b. We maynot cancel this policysolelyDwellings, Appurtenant Structures And Household Personal Property Coverage Form because the first Named Insured has: a. We may elect not to renew such coverage (1) Accepted an offer of earthquake for any reason, except as provided in b., c. coverage; or and d. below: (2) Cancelled or did not renew a policy b. We will not refuse to renew such coverage issued by the California Earthquake solely because the first Named Insured has Authority (CEA) that included an accepted an offer of earthquake coverage. earthquake policy premium surcharge. However, the following applies only to insurers who are associate participating Page 2 of 3 Copyright, ISO Properties, Inc., 2006 IL 02 70 09 07 insurers as established by Cal. Ins. Code included an earthquake policy premium Section 10089.16. We may elect not to surcharge. renew such coverage after the first Named d. We will not refuse to renew such coverage Insured has accepted an offer of solely because corrosive soil conditions earthquake coverage, if one or more of the exist on the premises. This Restriction (d.) following reasons applies: applies only if coverage is subject to one of (1) The nonrenewal is based on sound the following,which exclude loss or damage underwriting principles that relate to the caused by or resulting from corrosive soil coverages provided by this policy and conditions: that are consistent with the approved (1) Capital Assets Program Coverage rating plan and related documents filed Form(Output Policy); with the Department of Insurance as required by existing law; (2) Commercial Property Coverage Part — (2) The Commissioner of Insurance finds Causes Of Loss Special Form; or that the exposure to potential losses (3) Farm Coverage Part —Causes Of Loss will threaten our solvency or place us in Form —Farm Property, Paragraph D. a hazardous condition. A hazardous Covered Causes Of Loss Special. condition includes, but is not limited to, 3. We are not required to send notice of a condition in which we make claims nonrenewal in the following situations: payments for losses resulting from an earthquake that occurred within the a. If the transfer or renewal of a policy, without any changes in terms, conditions, or rates, preceding two years and that required a is between us and a member of our reduction in policyholder surplus of at insurancerou least 25% for payment of those claims; g p' or b. If the policy has been extended for 90 days or less, provided that notice has been given (3) We have: in accordance with Paragraph C.1. (a) Lost or experienced a substantial c. If you have obtained replacement coverage, reduction in the availability or or if the first Named Insured has agreed, in scope of reinsurance coverage;or writing, within 60 days of the termination of (b) Experienced a substantial increase the policy,to obtain that coverage. in the premium charged for d. If the policy is for a period of no more than reinsurance coverage of our 60 days and you are notified at the time of residential property insurance issuance that it will not be renewed. policies; and the Commissioner has approved a plan e. If the first Named Insured requests a for the nonrenewals that is fair and change in the terms or conditions or risks N equitable, and that is responsive to the covered by the policy within 60 days of the s q p end of the policy period. changes in our reinsurance position. c. We will not refuse to renew such coverage f. If we have made a written offer to the first g Named Insured, in accordance with the solely because the first Named Insured has cancelled or did not renew aolic , issued timeframes shown in Paragraph C.1., to p y renew the policy under changed terms or by the California Earthquake Authority that L. conditions or at an increased premium rate, when the increase exceeds 25%. IL 02 70 09 07 Copyright, ISO Properties, Inc.,2006 Page 3 of 3