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CAFR FY 2002-03 -� mkP\ANCHO CITY • PALOS COMPREHENSIVE ANNUAL FINANCIAL REPORT FISCALYEARENDED JUNE30, 2003 L =r md&m - t �s CITY OF RANCHO PALOS VERDES, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended June 30, 2003 Prepared By: Finance Department Dennis McLean, Director of Finance & Information Technology Kathryn Downs, Accounting Manager Cover photo courtesy of Roger E.Lindenmuth, 2000 Palos Verdes Peninsula Land Conservancy Photo Contest INTRODUCTORY SECTION r { Photo courtesy of Kent Tolley,2003 Palos Verdes Peninsula Land Conservancy Photo Contest CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2003 TABLE OF CONTENTS INTRODUCTORY SECTION: Table of Contents i-iii Letter of Transmittal iv-x Directory of City Officials xi Organization Chart xii GFOA Certificate of Achievement for Excellence in Financial Reporting xiii CSMFO Certificate of Award for Outstanding Financial Reporting xiv FINANCIAL SECTION: Independent Auditor's Report 1 Management Discussion and Analysis 3 Government-Wide Financial Statements Statement of Net Assets 11 Statement of Activities 12 Fund Financial Statements Governmental Funds Balance Sheet 13 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets 15 Statement of Revenues, Expenditures, and Changes in Fund Balances 16 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to the Statement of Activities 18 General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 19 Street Maintenance Special Revenue Fund Statement of Revenues, Expenditures, and Change in Fund Balance - Budget and Actual 20 Proprietary Funds Statement of Net Assets 21 Statement of Revenues, Expenses, and Changes in Fund Net Assets 22 Statement of Cash Flows 23 Notes to the Financial Statements 24 i CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2003 TABLE OF CONTENTS Supplementary Schedules Major Fund Budgetary Comparison Schedules Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual Capital Improvement Projects Capital Projects Fund 43 RDA Debt Service Fund 44 Non-Major Governmental Funds Combining Balance Sheet 47 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 53 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Special Revenue Funds Air Quality Management Fund 59 Community Development Block Grant Fund 60 EI Prado Fund 61 RDA Housing Set-Aside Fund 62 Proposition A Fund 63 Proposition C Fund 64 Recycling Fund 65 Solid Waste Fund 66 LLESS/COPS/CLEEP Fund 67 1972 Act Fund 68 1911 Act Fund 69 JPIA— Portuguese Bend Fund 70 Habitat Restoration Fund 71 Subregion One Maintenance Fund 72 Measure A Fund 73 Abalone Cove Sewer Assessment District 74 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Capital Projects Funds Bikeways Fund 75 RDA Abalone Cove Fund 76 Environmental Excise Tax Fund 77 Quimby Fund 78 Affordable Housing Fund 79 RDA Portuguese Bend Fund 80 Utility Undergrounding Fund 81 Roadway Beautification Fund 82 Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual — Permanent Fund Joint Powers Improvement Authority —Abalone Cove Fund 83 ii CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2003 TABLE OF CONTENTS Internal Service Funds Combining Statement of Net Assets 85 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets 86 Combining Statement of Cash Flows 87 STATISTICAL SECTION (Unaudited) General Governmental Expenditures by Function — Last Ten Fiscal Years 88 General Governmental Revenues by Source — Last Ten Fiscal Years 89 Property Tax Levies and Collections — Last Ten Fiscal Years 90 Assessed Value of Taxable Property— Last Ten Fiscal Years 91 Property Tax Rates—All Overlapping Governments — Last Ten Fiscal Years 92 Principal Taxpayers 93 Special Assessment Billings and Collections— Last Ten Fiscal Years 94 Computation of Legal Debt Margin 95 Statement of Direct and Overlapping Debt 96 Demographic Statistics — Last Ten Fiscal Years 97 Demographic Statistics —2000 Census Data 98 Building Permits and Property Value — Last Ten Fiscal Years 99 Miscellaneous Statistics 100 iii Photo courtesy of Linda Wedemeyer,2003 Palos Verdes Peninsula Land Conservancy Photo Contest The City has operated under the council-manager form of government since incorporation. Policy-making and legislative authority are vested in the governing council,which consists of five council members,including the mayor and mayor pro-tem. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the city manager and the city attorney. The city manager is responsible for carrying out the policies and ordinances of the governing council,for overseeing the day-to-day operations of the government,and for appointing the heads of the government's departments. The council is elected on a non-partisan,at-large basis. Council members are elected to four-year staggered terms with two or three council members elected every two years. The council designates the mayor and mayor pro-tem for a one-year term. Though the General fund reserves of the City increased moderately during the fiscal year ended June 30,2003,it is important to continue to measure the City's financial strength over time, not just on the basis of the most recent three or four years experience. The budget adopted by the City Council for the fiscal year ending June 30,2004 presents the expectation of a decrease of General fund reserves. The economic downturn and management's concern about the possible decrease of state shared revenues will require continued conservative fiscal policies. MAJOR INITIATIVES The City's staff, following specific directives of the City Council and the City Manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in an enviable environment. Planning, Building,and Code Enforcement • The City Council conditionally approved the Long Point Resort Hotel project allowing the construction of a 582-room resort hotel and a 3-hole golf practice facility with driving range on property located at 6610 Palos Verdes Drive South(former Marineland site). • The City, in cooperation with the Palos Verdes Peninsula Land Conservancy,continued to oversee the implementation of the Forrestal Management Plan and the Forrestal Steering Committee. • The City adopted new Neighborhood Compatibility Requirements,along with a Neighborhood Compatibility Handbook based on recommendations provided by the Neighborhood Compatibility Steering Committee. The City will monitor the effectiveness of the new rules and report back to the Council in one year's time. • The Equestrian Committee and City Council reviewed and approved the continued operation of two Conditional Large Domestic Animal Permits to allow non-profit organizations to conduct equestrian activities in the Portuguese Bend Equestrian Overlay District. • The City continued the process of updating the City's General Plan by holding monthly meetings of the General Plan Update Steering Committee. The Committee is charged with the task of reviewing and commenting on all of the existing goals and policies of the General Plan. • The City continued to implement its state approved Housing Element and efforts to work with the Southern California Association of Governments in preparing the Regional Transportation Plan related to the next Regional Housing Needs Assessment/Housing Element Update. • The City continued work on Phase II of the Natural Communities Conservation Plan(NCCP)as a part of its continuing effort to finalize the habitat preserve design. • The City continued to provide review and inspection services for repair of the 18th hole at Ocean Trails,which was damaged by a landslide in June 1999 prior to the opening of the golf course. The City met with Ocean Trails'staff on a regular basis to assist them in the development of the project,as well as to point out issues important to the community. The City issued Special Use Permits to allow the continued temporary operation of the 15-hole golf course during the landslide repair efforts, issued permits for the reconstruction of Palos Verdes Drive South(one of the City's major arterials),and approved plans to expand the existing Clubhouse as well as for improvements to the golf course. • The City initiated the Environmental Impact Report(EIR)for the proposed Marymount College facilities expansion. V • The City continued to formally monitor development projects in surrounding jurisdictions(referred to as"border issues")to assess their potential impacts upon the City and its residents. • The City issued Building Permits for 12 additional homes within the Oceanfront Estates residential project located along Palos Verdes Drive West. • The City oversaw the renovation and construction of the Golden Cove Shopping Center. • The City approved the recordation of Final Tract Map No. 52666 to allow the land division of a 3.92-acre lot into 13 residential lots on property located at 3200 Palos Verdes Drive West. • The City issued building permits and oversaw/inspected the construction of the Belmont Village 122-unit assisted living facility on Crestridge Road. • The City continued to approve the installation of various commercial antenna facilities for cellular telephones and personal communication systems on private property throughout the City. • The City continued to implement a permit tracking system for the Planning,Code Enforcement and Building&Safety divisions. Public Works • The City completed the storm drain improvement and landslide stabilization project at San Ramon Canyon. • The FY02-03 Arterial Overlay Program included the rehabilitation of a portion of 25th Street/Palos Verdes Drive South from the City's eastern boundary to La Rotunda Drive. • The FY01-02 Residential Overlay program was completed. • Soil remediation was completed at Point Vicente Interpretive Center with assistance from the federal government. • Storm drain improvements were constructed at the Point Vicente Interpretive Center. • Playground improvements were constructed and new play equipment installed at both Ryan Park and Ladera Linda Park. • The City awarded 53 neighborhood beautification grants totaling almost$200,000. • A traffic signal was constructed at the intersection of Hawthorne Boulevard and Vallon Drive. Recreation and Parks • The City continued to offer the use of park facilities to the Peninsula Seniors,a local non-profit organization. • The City worked cooperatively with the United States Coast Guard to host the annual Whale of a Day Celebration on the Point Vicente Lighthouse grounds. • The Los Serenos de Pointe Vicente docents continued their successful docent-led hike programs at several sites throughout the City. • Recreation&Parks Department staff coordinated the City's annual July 4th Independence Day celebration. • The City hosted the third annual Shakespeare By the Sea drama production at Upper Point Vicente Park. • Recreation&Parks Department staff continued to coordinate several annual community events including the Abalone Cove Beach Clean-Up Day and Breakfast with Santa. • Once again,the City has qualified forthe use of Community Development Block grantfunds forthe REACH program for the developmentally challenged. VI Administration • The City Council sponsored two Community Leaders'Breakfast meetings. The first was held at Ocean Trails Golf Course in November 2002. Mr. Donald Trump was the featured speaker and informed the community about his future plans for this high-profile property. The second,held in May 2003,was attended by state Senator Betty Karnette and U.S. Congressman Dana Rohrabacher,and focused on state and local budget issues. • The City hosted the California Contract Cities annual meeting in April 2003,which was attended by approximately 150 people representing the member cities. • The City successfully prepared and processed a resolution promoting the undergrounding of utilities through the League of California Cities' committees. The resolution was approved at the League's General Assembly in October 2002. • The City Council created an 8-member Emergency Preparedness Committee to pursue the goals identified by the previous Emergency Preparedness Task Force to assist the City Council and staff in improving and maintaining a high state of readiness to respond to a wide variety of emergencies and disasters. • The City continued to publish the widely read and much acclaimed quarterly City Newsletter. In FY 02-03, the newsletter featured articles on how citizens can participate more effectively in their local government,how property tax dollars are allocated,the City's new neighborhood compatibility ordinance,the history of the Portuguese Bend Beach Club and how to incorporate native plants into residential gardens. The spring 2003 edition also included a removable pamphlet on emergency preparedness. • The City Council continued to provide financial assistance to a variety of non-profit organizations that provide service to the community. • The City revised the format of the Two-Year City Budget document from a fund-based budget to a program-based budget,thereby greatly improving the organization and functionality of this important City document for the City Council,City staff members a nd the public at large. In addition,the City modified the Budget In Brief from a booklet into a brochure,which has made it more attractive, informative and simpler to distribute to the public. • The City expanded its presence on the local cable television network by producing a new monthly cable television show called"RPV CityTalk"that highlights issues of interest to the community. The City launched a new governmental/educational channel on Channel 33 through the City's cable television franchise agreement with Cox Communications. The City opened a Multi-Media Studio,operated by Palos Verdes on the Net,to produce additional original local cable programming of benefit to the community. FINANCIAL INFORMATION The Finance department of the City is responsible for establishing and maintaining an appropriate internal control structure. The internal control system is designed to ensure that the assets of the City are protected from loss,theft,or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with Generally Accepted Accounting Principles. The internal control structure is designed to provide reasonable,but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1)the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. Single Audit. As a recipient of federal,state, and county financial assistance, the City is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. In years when over$300,000 is expended on Federal financial assistance programs,the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1984 and U.S.Office of Management and Budget CircularA-133,Audits of States, Local Governments,and Non-Profit Organizations. For the year ended June 30,2003,less than$300,000 was expended on Federal financial assistance programs;and therefore,a single audit was not required. Budgeting Controls. The City of Rancho Palos Verdes maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions contained in the annual appropriated budgets approved by the City Council, Redevelopment Agency Board, and Improvement Authority Commission. Activities of the General fund, Special Revenue funds, Capital Projects funds, Debt Service fund and Permanent fund are included in the annual appropriated VII budgets of the government units. The level of budgetary control(that is,the level at which expenditures cannot legally exceed the appropriated amount)is established at the department/function level within each fund. Formal budgetary integration is employed as a management control device. The City also maintains an encumbrance accounting system as one method of maintaining budgetary control.Encumbrances lapse at year-end,and any unexpended balance is eligible to be carried over to the following year's budget appropriations with Council approval. General Government Functions. The following schedule presents a summary of all Governmental fund revenues for the fiscal year ended June 30,2003 with the amount and percentage of increases or decreases in relation to prior year revenue: Increase/ Percent of (Decrease) Increase/ Amount from FY01-02 (Decrease) Taxes $ 11,046,228 $ 369,099 3.5% Licenses and permits 1,463,135 218,264 17.5% Fines and forfeitures 115,448 (1,150) -1.0% Use of money and property 803,510 (349,373) -30.3% Charges for services 204,798 (12,589) -5.8% Revenues from other agencies 4,318,078 (3,852,436) -47.2% Other revenues 554,035 (8,653) -1.5% TOTAL REVENUES $ 18,505,232 $ (3,636,838) -16.4% With overall revenues decreasing by over$3.6 million for the year, the City recognized large fluctuations in several of the different revenue categories. These increases and decreases are discussed below. The Licenses and Permits increase of over$200,000 was primarily due to increased Building&Safety permit activity. As a result of low interest rates, new construction and home remodeling activity increased during FY02-03. Consistentwith the national trend,the City's investment rate of return decreased from an average of 3.43 percent in FY01-02 to an average of 2.18 percent in FY02-03. Interest income decreased by almost$350,000 when compared with the prior year. The decrease of revenues from other agencies was primarily due to the$3.9 million Measure A grant received in FY01-02for the Barkentine property purchase. The following schedule presents a summary of all Governmental fund expenditures for the fiscal year ended June 30,2003, and the amount and percentage of increases and decreases in relation to prior year amounts: Increase/ Percent of (Decrease) Increase/ Amount from FY01-02 (Decrease) General government $ 3,092,599 $ 177,996 6.1% Public safety 3,094,005 195,740 6.8% Public works 5,291,650 (2,157,700) -29.0% Parks and recreation 785,788 116,849 17.5% Planning,building and code enforcement 2,194,265 243,761 12.5% Pass through to other agencies 136,904 35,334 34.8% Capital outlay 3,892,640 (4,353,793) -52.8% Debt service 836,235 (93,592) -10.1% TOTAL EXPENDITURES $ 19,324,086 $ (5,835,405) -23.2% VIII The overall $5.8 million decrease in expenditures is due to large fluctuations in several expenditure categories. These increases and decreases are discussed below. The net decrease in Public Works expenditures is almost entirely comprised of prior year expenditures for engineering activities related to the San Ramon drainage project in the amount of$2.3 million. Parks and recreation expenditures increased due to staffing an administrative position in FY02-03. The position was not filled during FY01-02. As described previously, Building and Safety activity increased during FY02-03. The City contracts with a consultant for Building and Safety services. With the increased activity, consulting expenditures and the corresponding fee revenue increased. Total capital outlay expenditures decreased by a net amount of more than$4.3 million. Capital project budgets vary each year,due to the City's needs and funding availability. In addition, many capital projects are constructed over multiple fiscal years. The Barkentine open space property was purchased in FY01-02 for approximately$3.9 million. Finally, the City deferred the FY02-03 Residential Street Overlay project to be combined with the FY03-04 project. The deferral saved approximately$623,000. Budget to Actual Comparison. Once again,the City experienced a favorable budget variance in the General fund for the fiscal year ended June 30, 2003. Actual General fund revenues were approximately$764,000 greater than the amount budgeted,while expenditures were approximately$696,000 less than the amount budgeted. The positive variance resulted from the continued careful management of resources,as well as the continued strength of property values during FY02-03. Governmental Fund Balances. The combined fund balances of all Governmental Funds decreased by approximately $976,000 from the prior year. The net decrease is primarily attributable to continued spending on capital projects,including San Ramon drainage improvements and the FY01-02 Residential Street Overlay program. Debt Administration. At June 30,2003,the City had no general obligation debt and one tax increment bond issued during FY97-98. The schedule for repayment of this bond is included in the notes to the financial statements. Cash Management. To obtain increased flexibility in cash management,the City employs a pooled cash system.Thegoalsof the City's investment policy are safety,liquidity,and yield, in that order. Investments are currently maintained with the State Treasurer's Local Agency Investment Fund(LAIF);however,the City's investment policy permits investments legallyallo✓wable under state law. LAIF provides high safety and liquidity and is operated specifically for local governments. The City's invested balance with LAIF as of June 30, 2003 was $28,324,360. The average return on invested funds was 2.181%. Earnings are allocated to the various funds based on average cash balances. Risk Management. The City of Rancho Palos Verdes is a member of the California Joint Powers Insurance Authority (CJPIA). With over 80 members,it is the largestjoint powers insurance authority in California. Through the CJPIA,the City is self-insured against liability and workers'compensation claims. As protection against catastrophic loss, members fund a pool to finance large settlements. During the fiscal year ended June 30,2 003,Rancho Palos Verdes continued its proactive liability risk management role through careful monitoring of losses, working closely with the CJPIA's third-party claims adjuster, and designing and implementing programs to minimize risks and reduce losses. In addition, the City's Safety Committee analyzes workers compensation issues by monitoring work conditions,and organizing and implementing safety- training programs to reduce employee exposure to hazards. Fiduciary Operations. The City of Rancho Palos Verdes has a fiduciary fund that is used to account for assets(cash)held by the City in a trustee capacity or as an agent for other governmental units,private organizations or individuals.The trust and Ix agency fund is restricted as to its use and is not available to fund the operating activities of the City and,as such,are offset by a liability equal to the carrying amount of the asset. OTHER INFORMATION Independent Audit. The City requires an annual audit by independent certified public accountants. The accounting firm of Vavrinek,Trine, Day&Company,LLP conducted this year's audit. The auditors'report on the government-wide financial statements and combining and individual fund statements and schedules is included in the financial section of this report. GFOA Certificate of Achievement Award. The Government Finance Officer's Association of the United States and Canada (GFOA)oversees a prestigious national award program to recognize conformance with the highest standards of report preparation. In order to be awarded a Certificate of Achievement,a government unit must publish an easily readable and efficiently organized CAFR. This report must satisfy both Generally Accepted Accounting Principles and applicable legal requirements. The GFOA awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30,2002. This was the tenth consecutive year that the City of Rancho Palos Verdes has achieved this prestigious award. A copy of the GFOA Certificate of Achievement is included later in the introductory section of this year's CAFR. A Certificate of Achievement is valid for a period of one year only. We believe our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. CSMFO Certificate of Award for Outstanding Financial Reporting. The California Society of Municipal Finance Officers (CSMFO)awarded a Certificate of Award for Outstanding Financial Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30,2002. A copy of this Certificate of Award has also been included later in the CAFR's introductory section. The certificate is issued in recognition of meeting professional standards and criteria in reporting which reflect a high level of quality in the annual financial statements. We will again submit the City's annual report to the CSMFO for award consideration. Acknowledgments. Preparation of this report was the accomplishment by combined efforts of many individuals. I wish to acknowledge the assistance of our auditors,Vavrinek,Trine, Day&Company, LLP and the contributions of the Finance Department staff: Kathryn Downs,Gary Gyves,Jane Lin,Teresa Takaoka,Gayle Vanoverbeck,Selena Wright,and Nancy Vitez. I would also like to recognize the City Council for their continued leadership directing the City to achieve a sound fiscal position over the last several years. We look forward to maintaining this success in the future under the leadership of the City Council and our City Manager,Les Evans. Respectfully submitted, •I4ri:4%. Dennis McLean Director of Finance&Information Technology X � r 4 'S_ v+S ¢�•y - T CITY OF RANCHO PALOS VERDES DIRECTORY OF CITY OFFICIALS JUNE 30,2003 CITY COUNCIL Douglas Stern, Mayor Barbara Ferraro, Mayor Pro-Tem Larry Clark,Councilmember Peter Gardiner, Councilmember John C. McTaggart,Councilmember ADMINISTRATION AND DEPARTMENT HEADS CityManager ....................................................................................................................................................................Les Evans Assistant City Manager............................................................................................................................................Carolynn Petru Director of Administrative Services/City Clerk...............................................................................................................Jo Purcell Director of Public Works..............................................................................................................................................Dean Allison Director of Finance& Information Technology......................................................................................................Dennis McLean Director of Planning, Building and Code Enforcement.................................................................................................Joel Rojas Director of Recreation and Parks...........................................................................................................................Ron Rosenfeld City Attorney......................................................................................................................................Richards,Watson&Gershon XI CITY OF RANCHO PALOS VERDES ORGANIZATIONAL CHART CITIZENS OF RANCHO PALOS VERDES MAYOR AND CITY COUNCIL COMMISSIONS &COMMITTEES COMMISSIONS & COMMITTEES Planning Commission Open Space Planning Parks&Recreation Task Force Traffic Committee Emergency Preparedness Task Force Finance Advisory Committee View Restoration Mediators Equestrian Committee CITY MANAGER CITY ATTORNEY Administration/Budget Richards,Watson &Gershon Personnel/Community Outreach Risk Management CITY CLERK FINANCE & INFORMATION Records Management TECHNOLOGY Public Information Financial Reporting Elections Accounts Payable/Receivable Payroll Purchasing Information Technology RECREATION & PARKS Park Facilities PLANNING & BUILDING Point Vicente Interpretive Center Planning/Zoning Special Events Building&Safety/Geology REACH Program Code Enforcement View Restoration PUBLIC SAFETY PUBLIC WORKS L.A. County Sheriff Street Maintenance L.A.County Fire Refuse/City Engineering Animal Control Park/Building Maintenance Emergency Preparedness Capital Projects XII Caitfornia5ocietyf o 44uni ci5inanceOfficers Certificate of Award •Outstanding Financial Reporting 2001-2002 Presented to the City of Ran ch o Palos Verdes This certificate is issued in recognition ofmeetingprofessional standards and criteria in reporting SP .� which reflect a high level of quality in the annual financial statements ,�_. ••.;`/ and in the underlying accounting system from which the reports were prepared. February 24, 2003 • /11 - „ Chair,Professional&Technical Standards Committee Dedicated to Excellence in Municipal Financial Management Certificate of Achievement for Excellence in Financial Reporting Presented to City of Rancho Palos Verdes, California For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30,2002 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and financial reporting. 4:3174:,,e67 it AND S t, COMMON .t President eo SEAL e oncAso *Air de0A01 Executive Director xiv FINANCIAL SECTION MANAGEMENT'S DISCUSSION & ANALYSIS Photo courtesy of Steven Thompson,2002 Palos Verdes Peninsula Land Conservancy Photo Contest CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 As management of the City of Rancho Palos Verdes, we offer readers of the City of Rancho Palos Verde's financial statements this narrative overview and analysis of the financial activities of the City of Rancho Palos Verdes for the fiscal year ended June 30, 2003. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i\/-x of this report. Financial Highlights ➢ The assets of the City of Rancho Palos Verdes exceed its liabilities, at the close of the fiscal year ended June 30, 2003, by$118,560,176 (net assets). Of this amount, $13,004,390 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. ➢ The City's total net assets increased by$931,578. This increase is primarily attributable to the excess of General fund revenues over General fund expenditures. ➢ As of June 30, 2003, the City's governmental funds reported combined ending fund balances of$19,135,887, a decrease of$976,370 in comparison with the prior year. The decrease in combined ending fund balances is primarily attributable to continued spending on capital projects, including San Ramon drainage improvements and the FY01-02 Residential Street Overlay program. Approximately $4,697,890 (unreserved fund balance) is available for spending at the government's discretion. ➢ As of June 30, 2003, unreserved fund balance for the General fund was $9,606,644 or 86% of total General fund expenditures and transfers out. ➢ The City's total debt increased by$28,068 (0.5%)during the current fiscal year. The total increase was entirely attributable to an increase in the accumulation of employee compensated absences. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements, which are comprised of three components: 1) government-wide financial statements; 2)fund financial statements; and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Rancho Palos Verdes is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities)from 3 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, planning, building and safety, and recreation. The City does not have business-type activities. The government-wide financial statements include not only the City of Rancho Palos Verdes itself (known as the primary government), but also a legally separate Redevelopment Agency and a legally separate Improvement Authority for which the City of Rancho Palos Verdes is financially accountable. Financial information for these component units has been included as an integral part of the primary government. The government-wide financial statements can be found on pages 11-12 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Rancho Palos Verdes, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental balance sheet and governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Rancho Palos Verdes maintains 29 individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the General fund, the Street Maintenance fund, the Capital Improvements fund and the RDA Debt-Service fund, all of which are considered to be major funds. Data from the other 25 governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non- major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Rancho Palos Verdes adopts an annual appropriated budget for each of its governmental funds. A budgetary comparison statement has been provided for each governmental fund to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on pages 13-17 of this report. Proprietary funds. The City of Rancho Palos Verdes maintains one type of proprietary fund. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its fleet of vehicles, computer systems, furniture and equipment, employee benefits, and Civic Center building improvements. Because these services predominantly benefit the governmental 4 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 function, they have been included within governmental activities in the government-wide financial statements. Proprietary fund financial statements provide the same type of information as the government- wide financial statements, only in more detail. All three internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 24-41 of this report. Other information. The combining statements referred to earlier in connection with non-major governmental funds and internal service funds are presented immediately following the notes to the financial statements. Combing and individual fund statements and schedules can be found on pages 42-87 of this report. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Rancho Palos Verdes, assets exceeded liabilities by $118,560,176 at June 30, 2003. By far the largest portion of the City's net assets (80 percent) reflects its investment in capital assets (e.g. land, infrastructure, buildings, equipment). The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. City of Rancho Palos Verdes Net Assets Governmental Governmental Activities Activities June 30, 2003 June 30, 2002 Current and other assets $ 31,363,993 $ 32,700,457 Capital assets 94,894,816 93,636,014 Total assets 126,258,809 126,336,471 Long-term liabilities outstanding 5,516,954 5,617,750 Other liabilities 2,181,679 3,090,123 Total liabilities 7,698,633 8,707,873 Invested in capital assets 94,894,816 93,636,014 Restricted 10,660,970 10,326,579 Unrestricted 13,004,390 13,666,005 Total net assets $ 118,560,176 $ 117,628,598 An additional portion of the City's net assets ($10,660,970 or 9 percent) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets ($13,004,390 or 11 percent) may be used to meet the government's ongoing obligations to citizens and creditors. 5 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 Governmental activities. Governmental activities increased the City's net assets by$931,578, thereby accounting for 100 percent of the total growth in the net assets of the City. City of Rancho Palos Verdes Changes in Net Assets Governmental Governmental Activities Activities June 30, 2003 June 30, 2002 Program revenues: Charges for services $ 1,783,853 $ 1,657,580 Operating contributions and grants 2,970,984 6,876,566 Capital contributions and grants 130,988 705,945 General revenues: Property taxes 5,334,977 5,252,509 Other taxes 7,417,676 6,786,581 Other 887,160 748,788 Total revenues 18,525,638 22,027,969 Expenses: General government 3,293,469 3,068,413 Public safety 3,094,005 2,898,265 Public works 7,954,034 7,283,411 Parks and recreation 809,454 686,583 Planning, building and code enforcement 2,170,348 1,916,297 Interest on long-term debt 272,750 272,750 Total expenses 17,594,060 16,125,719 Increase in net assets 931,578 5,902,250 Net assets - beginning of fiscal year 117,628,598 111,726,348 Net assets - end of fiscal year $ 118,560,176 $ 117,628,598 Key elements of this increase are as follows: General fund revenues exceeded General fund expenses and net transfers by$2.6 million. The Capital Improvements fund balance was depleted for additional necessary capital improvements, including additional San Ramon drainage improvements ($1.3 million), Residential Street Overlay ($1.1 million) and other miscellaneous improvement projects ($1.3 million). The difference in the method of accounting for capital assets in the governmental funds versus the statement of activities accounts for an increase in excess of$1.1 million in net assets. Governmental funds fully expend capital asset costs in the period they are acquired. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives. 6 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 The difference in the method of accounting for interest income in the governmental funds versus the Statement of Activities accounts for an increase in excess of approximately $563,000 in net assets. Unpaid accrued interest income is deferred in the governmental funds since it is not available. The excess of Internal Service fund revenues over expenses of approximately $308,000. The net revenues and expenses of Internal Service funds are reported with governmental activities in the Statement of Activities. Revenues by Source —Governmental Activities investment charges for income other services other taxes 2% 3% 10% operating contributions 25% and grants 16% motor vehicle in lieu tax property taxes 15% 29% As of the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of$19,135,887, a decrease of$976,370 in comparison with the prior year. Approximately 24 percent of the combined ending fund balances ($4,697,890) constitutes unreserved fund balance, which is available for spending at the City's discretion. The remainder of the combined ending fund balances is reserved to indicate that it is not available for new spending because it has already been committed 1)to liquidate contracts and purchase orders of the prior period ($5,934,880), 2)to reserve the principal balance of loans made to the City's Redevelopment Agency ($5,877,552), and 3)for a variety of other restricted purposes ($2,625,565). The General fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the current fiscal year, unreserved fund balance of the General fund was $9,606,644, while total fund balance reached $16,460,849. As a measure of the General fund's liquidity, it may be useful to compare both unreserved fund balance and total fund balance to total fund expenditures and transfers out. Unreserved fund balance represents 86 percent of total General fund expenditures, while total fund balance represents 148 percent of that same amount. During the current fiscal year, the fund balance of the City's General fund increased by $2,655,371. The key factor in this growth follows: Revenues exceeded expenditures by approximately$3.2 million; however, more than $550,000 was transferred to other funds primarily for capital projects. 7 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 The debt service fund has a negative fund balance of$10,915,092. The Redevelopment Agency's debt to the City is recorded in the debt service fund; however, because there are currently no assets to extinguish that debt, the fund carries a negative fund balance. The net decrease in the debt service fund balance during the current year was $437,562, which represents accumulated interest on the advance from the City to the Redevelopment Agency. Proprietary funds. The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the Internal Service funds at the end of the year amounted to $3,969,104. The total growth in net assets was $307,562. General Fund Budgetary Highlights The difference between the original budget and the final amended budget was a decrease of $76,691; and can be briefly summarized as follows: A decrease of approximately$840,000 was attributable to appropriations continued to FY03-04. An increase of approximately$460,000 was attributable to appropriations continued from FY01-02. Additional funds of$39,000 were required to support consulting services for the Building & Safety program. Additional funds of$60,000 were required to support the View Restoration program. Additional funds of$65,000 were required for the Open Space Planning and Recreation and Parks task force consultant. Other immaterial increases totaled approximately $139,000. Capital Asset and Debt Administration Capital assets. The City's investment in capital assets for its governmental activities as of June 30, 2003, amounts to $94,894,816 (net of accumulated depreciation). This investment in capital assets includes land, buildings, park improvements, roadways, sewer, storm drains, vehicles, computer equipment, furniture, other equipment, and construction in progress. During the current fiscal year, the City's investment in capital assets increased by 1.3 percent. Major capital asset events during the current fiscal year included the following: The FY01-02 Residential Overlay program was completed and capitalized to pavement at a cost of approximately$1.2 million. The 25th Street Settlement project was completed with FY02-03 costs of$434,000. The joint storm drain project with the City of Palos Verdes Estates was completed with FY02-03 costs of$210,000. The Pointe Vicente Interpretive Center Soil Remediation project was completed with FY02-03 costs of$523,000. The Point Vicente storm drain was completed after fiscal year end with FY02-03 costs of $323,000. 8 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 The San Ramon Drainage project was completed with FY02-03 costs of$1.3 million. Depreciation of$3 million was recorded for the City's capital assets. City of Rancho Palos Verdes Capital Assets (net of depreciation) Governmental Governmental activities activities June 30, 2003 June 30, 2002 Land $ 15,058,724 $ 15,058,724 Buildings 2,178,959 2,242,919 Park improvements 2,007,591 659,527 Roadways 51,268,840 51,441,584 Sewer system 12,165,526 12,771,670 Storm drain system 10,461,116 5,815,947 Vehicles 42,082 55,336 Computer equipment 96,320 47,913 Furniture and other equipment 184,317 71,474 Construction in Progress 1,431,341 5,470,920 Total $ 94,894,816 $93,636,014 Additional information on the City's capital assets can be found in note 4 on page 34 of this report. Long-term debt. At the end of the current fiscal year, the City of Rancho Palos Verdes had total debt outstanding of$5,645,818. Of this amount, $5,455,000 is a liability of the Redevelopment Agency. City of Rancho Palos Verdes Outstanding Debt Governmental Governmental activities activities June 30, 2003 June 30, 2002 RDA Tax Increment Bond $ 5,455,000 $ 5,455,000 Employee compensated absences 190,818 162,750 Total $ 5,645,818 $ 5,617,750 The City's total debt increased by$28,068 (0.5 percent) during the current fiscal year, due to the accumulation of additional employee compensated absences. State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $902,133,119. Additional information on the City's long-term debt can be found in note 5 on pages 34-36 of this report. 9 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2003 Economic Factors and Next Year's Budgets and Rates ➢ Local property values remain strong; therefore, property tax revenue (approximately 29 percent of City-wide revenues) remains unaffected by the downturn in the economy. ➢ State shared revenues (i.e. Motor Vehicle In Lieu Tax) have substantially remained intact for FY02-03. These factors were considered in preparing the City's budget for FY03-04. Due to the continued uncertainty of the state budget, the FY03-04 city budget was conservatively prepared assuming that only one-third of the Motor Vehicle In Lieu Tax would be received. Indeed on November 17, 2003, the state governor rescinded the Motor Vehicle In Lieu Tax increase; thereby decreasing the tax to approximately one-third of the full rate. During the current fiscal year, unreserved fund balance in the General fund increased to $9,606,644. Requests for Information This financial report is designed to provide a general overview of the financial position of the City of Rancho Palos Verdes for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Department, 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275. 10 BASIC FINANCIAL STATEMENTS GOVERNMENT-WIDE STATEMENTS CITY OF RANCHO PALOS VERDES STATEMENT OF NET ASSETS JUNE 30, 2003 Governmental Activities ASSETS Cash and cash equivalents $ 28,096,654 Receivables: Taxes 430,624 Interest 123,308 Notes 654,986 Other 535,597 Prepaid costs 810,432 Deposits 10,000 Land held for development 702,392 Non-depreciable: Land 15,058,724 Construction in progress 1,431,341 Depreciable, net of accumulated depreciation: Property and equipment 322,719 Buildings and improvements 2,178,959 Infrastructure 75,903,073 Total Assets 126,258,809 LIABILITIES Accounts payable and accrued liabilities 1,379,291 Interest payable 22,729 Deferred revenue 132,326 Deposits 518,469 Noncurrent liabilities: Due within one year 128,864 Due in more than one year 5,516,954 Total Liabilities 7,698,633 NET ASSETS Invested in capital assets 94,894,816 Restricted Community development Expendable 6,909,228 Non-expendable 1,000,000 Public safety 67,373 Public works 2,288,698 Recreation services 395,671 Unrestricted 13,004,390 Total Net Assets $ 118,560,176 See accompanying notes to financial statements. 11 CITY OF RANCHO PALOS VERDES STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2003 Program Revenues Operating Capital Net Charges for Contributions Contributions Governmental Expenses Services and Grants and Grants Activities Governmental Activities: Administration $ 3,293,469 $ 87,552 $ 34,552 $ (3,171,365) Public safety 3,094,005 235,028 140,785 (2,718,192) Public works 7,954,034 251,558 2,795,647 130,988 (4,775,841) Parks and recreation 809,454 7,861 (801,593) Planning, building and code enforcement 2,170,348 1,201,854 (968,494) Interest on long-term debt 272,750 (272,750) Total Governmental Activities $ 17,594,060 $1,783,853 $ 2,970,984 $ 130,988 $ (12,708,235) General Revenues: Taxes: Property tax, levied for general purpose 5,334,977 Transient occupancy tax 15,508 Franchise tax 1,087,266 Sales tax 1,003,495 Motor vehicle in lieu tax 2,727,808 Utility user tax 1,832,000 Other taxes 751,599 Investment income 370,568 Loss on asset disposal (13,403) Other 529,995 Total General Revenues 13,639,813 Change in Net Assets 931,578 Net Assets at Beginning of Year 117,628,598 Net Assets at End of Year $118,560,176 See accompanying notes to financial statements. 12 FUND FINANCIAL STATEMENTS CITY OF RANCHO PALOS VERDES GOVERNMENTAL FUNDS BALANCE SHEET JUNE 30, 2003 Special Capital Revenue Projects Street Capital ASSETS General Maintenance Improvements Cash and cash equivalents $ 11,100,926 $ 967,266 $ 1,808,629 Receivable Taxes 409,937 Interest 41,491 6,355 12,834 Other 314,984 35,394 34,484 Due from other funds 40,355 45,868 Prepaid items 133,733 Advances to other funds 11,451,482 Deposits 10,000 Land held for development Total Assets $ 23,502,908 $ 1,009,015 $ 1,901,815 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued liabilities $ 817,334 $ 130,652 $ 269,823 Due to other funds Deferred revenue 5,706,256 Advances to Redevelopment Agency Deposits 518,469 Total Liabilities 7,042,059 130,652 269,823 FUND BALANCES Reserved for: Continuing appropriations 839,680 428,600 4,372,900 Reimbursement settlement agreement Prepaid costs 136,973 Advances to other funds 5,877,552 Land development Housing set-aside Unreserved, reported in: General fund 9,606,644 Special revenue funds 449,763 Capital projects funds (2,740,908) Permanent funds Debt service Total Fund Balances 16,460,849 878,363 1,631,992 Total Liabilities and Fund Balances $ 23,502,908 $ 1,009,015 $ 1,901,815 See accompanying notes to financial statements. 13 Debt Service Other Governmental RDA Funds Totals $ 10,331,232 $ 24,208,053 20,687 430,624 46,247 106,927 150,735 535,597 86,223 $ 576,745 17,752 728,230 11,451,482 10,000 702,392 702,392 $ 576,745 $ 11,269,045 $ 38,259,528 $ 143,402 $ 1,361,211 $ 40,355 45,868 86,223 5,706,256 11,451,482 11,451,482 518,469 11,491,837 189,270 19,123,641 293,700 5,934,880 1,000,000 1,000,000 136,973 5,877,552 702,392 702,392 786,200 786,200 9,606,644 4,562,014 5,011,777 3,275,415 534,507 460,054 460,054 (10,915,092) (10,915,092) (10,915,092) 11,079,775 19,135,887 $ 576,745 $ 11,269,045 $ 38,259,528 See accompanying notes to financial statements. 14 CITY OF RANCHO PALOS VERDES GOVERNMENTALFUNDS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30, 2003 Fund Balances of Governmental Funds $ 19,135,887 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets of governmental activities are not financial resources and, therefore, are not reported in the governmental funds. 94,572,097 Interest accrued on the advance receivable in the General Fund is not paid by the owing funds and, therefore, is recorded as deferred revenue and added to the balance of the advance. The statement of net assets reports on the full accrual basis and does not defer currently unavailable revenues. 5,573,930 Interest expenditures are recognized when due, and therefore, interest payable is not recorded in the governmental funds. (22,729) Long-term notes receivable are not current available resources and, therefore, are not reported in the governmental funds. 654,986 Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the governmental funds. (5,645,818) Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The assets and liabilities of the internal service funds are included in the statement of net assets. 4,291,823 Net Assets of Governmental Activities $ 118,560,176 See accompanying notes to financial statements. 15 CITY OF RANCHO PALOS VERDES GOVERNMENTALFUNDS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED JUNE 30, 2003 Special Capital Revenue Projects Street Capital General Maintenance Improvements REVENUES Taxes $ 8,626,697 Licenses and permits 1,463,135 Fines and forfeitures 115,448 Use of money and property 470,615 $ 23,244 $ 84,604 Charges for services 107,311 17,676 Revenue from other agencies 2,762,360 883,804 43,384 Other revenues 122,385 44,133 3,000 Total Revenues 13,667,951 968,857 130,988 EXPENDITURES Current: Administration 3,079,967 Public safety 2,834,073 Public works 1,542,561 1,532,488 741,138 Parks and recreation 785,788 Planning, building and code enforcement 2,194,265 Pass through to other agencies Capital outlay 22,862 3,533,776 Debt service: Principal and interest Total Expenditures 10,459,516 1,532,488 4,274,914 Excess(Deficiency)of Revenues Over Expenditures 3,208,435 (563,631) (4,143,926) OTHER FINANCING SOURCES Transfers in 100,162 735,490 476,671 Advances to Redevelopment Agency Transfers out (653,226) (89,161) Total Other Financing Sources(Uses) (553,064) 646,329 476,671 Net Change in Fund Balances 2,655,371 82,698 (3,667,255) Fund Balances, Beginning of Year 13,805,478 795,665 5,299,247 Fund Balances, End of Year $ 16,460,849 $ 878,363 $ 1,631,992 See accompanying notes to financial statements. 16 Debt Service Other Governmental RDA Funds Totals $ 560,170 $ 1,859,361 $ 11,046,228 1,463,135 115,448 39 225,008 803,510 79,811 204,798 628,530 4,318,078 384,517 554,035 560,209 3,177,227 18,505,232 12,632 3,092,599 259,932 3,094,005 1,475,463 5,291,650 785,788 2,194,265 136,904 136,904 336,002 3,892,640 836,235 836,235 985,771 2,071,397 19,324,086 (425,562) 1,105,830 (818,854) 363,551 1,675,874 (12,000) 12,000 (1,091,003) (1,833,390) (12,000) (715,452) (157,516) (437,562) 390,378 (976,370) (10,477,530) 10,689,397 20,112,257 $ (10,915,092) $ 11,079,775 $ 19,135,887 See accompanying notes to financial statements. 17 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2003 Net Change in Fund Balances -Total Governmental Funds $ (976,370) Amounts reported for governmental activities in the Statement of Activities differs from the amounts reported in the Statement of Revenues, Expenditures, and Changes in Fund Balances because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense, or are allocated to the appropriate functional expense when the cost is below the capitalization threshold. This activity is reconciled as follows: Cost of assets capitalized less disposals 4,183,580 Depreciation expense (3,072,774) Unpaid accrued interest income is deferred in the governmental funds since it is not available. This income is accrued in the Statement of Activities. 563,485 Increases in long-term notes receivable use current financial resources and are included in the expenditures, of governmental funds. Repayments of long-term notes receivable provide current financial resources and are included in the revenues of governmental funds. These changes in notes receivable are not reflected in the revenues or expenses of the Statement of Activities. This amount represents the net change in the long-term notes receivable. (45,837) Compensated absences expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. (28,068) Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The net revenues/(expenses)of the internal service funds (excluding transfers and interest income) are reported with governmental activities. 307,562 Change in Net Assets of Governmental Activities $ 931,578 See accompanying notes to financial statements. 18 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL GENERALFUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 8,403,000 $ 8,433,000 $ 8,626,697 $ 193,697 Licenses and permits 1,130,800 1,130,800 1,463,135 332,335 Fines and forfeitures 135,000 135,000 115,448 (19,552) Use of money and property 632,590 632,590 470,615 (161,975) Charges for services 109,500 109,500 107,311 (2,189) Revenue from other agencies 2,361,900 2,361,900 2,762,360 400,460 Other revenues 100,950 100,950 122,385 21,435 Total Revenues 12,873,740 12,903,740 13,667,951 764,211 EXPENDITURES Current: Administration 3,305,694 3,223,306 3,079,967 143,339 Public safety 3,135,228 3,063,944 2,834,073 229,871 Public works 1,660,030 1,730,203 1,542,561 187,642 Parks and recreation 838,230 841,730 785,788 55,942 Planning,building and code enforcement 2,254,680 2,245,772 2,194,265 51,507 Capital outlay 38,100 50,316 22,862 27,454 Total Expenditures 11,231,962 11,155,271 10,459,516 695,755 Excess of Revenues Over Expenditures 1,641,778 1,748,469 3,208,435 1,459,966 OTHER FINANCING SOURCES(USES) Transfers in 101,510 101,510 100,162 (1,348) Transfers out (2,530,835) (1,823,903) (653,226) 1,170,677 Total Other Financing Sources(Uses) (2,429,325) (1,722,393) (553,064) 1,169,329 Net Change in Fund Balances (787,547) 26,076 2,655,371 2,629,295 Fund Balance, Beginning of Year 13,805,478 13,805,478 13,805,478 Fund Balance, End of Year $13,017,931 $ 13,831,554 $ 16,460,849 $ 2,629,295 See accompanying notes to financial statements. 19 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL STREET MAINTENANCE SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 1,000 $ 1,000 $ 23,244 $ 22,244 Charges for services 21,600 21,600 17,676 (3,924) Revenue from other agencies 869,500 914,435 883,804 (30,631) Other revenues 5,000 34,000 44,133 10,133 Total Revenues 897,100 971,035 968,857 (2,178) EXPENDITURES Current: Public works 2,043,310 1,761,201 1,532,488 228,713 Excess(Deficiency)of Revenues Over Expenditures (1,146,210) (790,166) (563,631) 226,535 OTHER FINANCING SOURCES(USES) Transfers in 1,234,710 741,490 735,490 (6,000) Transfers out (86,960) (89,161) (2,201) Total Other Financing Sources(Uses) 1,234,710 654,530 646,329 (8,201) Net Change in Fund Balances 88,500 (135,636) 82,698 218,334 Fund Balance, Beginning of Year 795,665 795,665 795,665 Fund Balance, End of Year $ 884,165 $ 660,029 $ 878,363 $ 218,334 See accompanying notes to financial statements. 20 CITY OF RANCHO PALOS VERDES STATEMENT OF NET ASSETS PROPRIETARY FUNDS JUNE 30, 2003 Governmental Activities- Internal Service Funds ASSETS Current Assets Cash and cash equivalents $ 3,888,601 Receivables Interest 16,381 Prepaid items 82,202 Total Current Assets 3,987,184 Noncurrent Assets Capital assets Property and equipment 814,068 Accumulated depreciation (491,349) Total Assets 4,309,903 LIABILITIES Current Liabilities Accounts payable and accrued liabilities 18,080 Total Liabilities 18,080 NET ASSETS Invested in capital assets 322,719 Unrestricted 3,969,104 Total Net Assets $ 4,291,823 See accompanying notes to financial statements. 21 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUE, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30, 2003 Governmental Activities- Internal Service Funds OPERATING REVENUES Charges for services $ 1,085,105 Total Operating Revenues 1,085,105 OPERATING EXPENSES Personnel services 577,030 Material and supplies 272,829 Maintenance 59,588 Depreciation 91,856 Total Operating Expenses 1,001,303 Operating Income 83,802 NONOPERATING REVENUES Interest income 79,647 Loss on asset disposal (13,403) Total Non Operating Revenues 66,244 Income Before Transfers 150,046 TRANSFERS IN 157,516 Change in Net Assets 307,562 Net Assets, Beginning of Year 3,984,261 Net Assets, Ending of Year $ 4,291,823 See accompanying notes to financial statements. 22 CITY OF RANCHO PALOS VERDES STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED JUNE 30, 2003 Governmental Activities- Internal Service Funds CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers $ 1,085,105 Payments to suppliers (972,528) NET CASH PROVIDED BY OPERATING ACTIVITIES 112,577 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (253,256) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Operating transfer in 157,516 CASH FLOWS FROM INVESTING ACTIVITIES Interest received on investments 88,473 NET INCREASE IN CASH AND CASH EQUIVALENTS 105,310 CASH AND CASH EQUIVALENTS, Beginning of Year 3,783,291 CASH AND CASH EQUIVALENTS, End of Year $ 3,888,601 RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Operating income $ 83,802 Adjustments to reconcile operating income to net cash provided(used)by operating activities: Depreciation 91,856 Decrease in other receivables 1,465 Decrease in prepaid items (33,164) Decrease in accounts payable and accrued liabilities (31,382) NET CASH PROVIDED BY OPERATING ACTIVITIES $ 112,577 See accompanying notes to financial statements. 23 NOTES TO FINANCIAL STATEMENTS t r � Photo courtesy of Christy Kelly,2003 Palos Verdes Peninsula Land Conservancy Photo Contest CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies of the City of Rancho Palos Verdes conform to accounting principles generally accepted in the United States of America as applicable to governments. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for governmental accounting and financial reporting principles. The City has implemented GASB Statements No. 33 and 34 and these statements are presented according to those requirements. The following is a summary of the significant policies. A. Reporting Entity: The reporting entity "City of Rancho Palos Verdes" includes the accounts of the City, the Rancho Palos Verdes Redevelopment Agency (the RDA) and the Joint Powers Improvement Authority (the Authority). The City was incorporated on September 7, 1973 as a general law city and operates under a Council/Manager form of government. The RDA was formed in 1984 pursuant to the State of California Health and Safety Code, Section 33000 entitled "Community Redevelopment Law". Its purpose is to finance long-term capital improvements designed to eliminate physical and economic blight in a project area through stabilization of hazardous landslides. The Authority was formed on September 4, 1990 in accordance with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987, entered into by the City, the RDA and the County of Los Angeles (the County) in connection with the Horan lawsuit. The Agreement requires funds to be set aside and expended by the Authority to maintain landslide abatement improvements installed and constructed by the RDA. The criteria used in determining the scope of the reporting entity are based on the provisions of GASB Statement 14. The City of Rancho Palos Verdes is the primary government unit. Component units are those entities which are financially accountable to the primary government, either because the City appoints a voting majority of the component unit's Board, or because the component unit WWI provide a financial benefit or impose a financial burden on the City. The City has accounted for both the RDA and the Authority as "blended" component units. Despite being legally separate, the RDA and the Authority are so intertwined with the City, it is in substance, part of the City's operations. Accordingly, the balances and transactions of the RDA are reported as separate funds in the Special Revenue, Debt Service, and Capital Projects Funds. The balances and transactions of the Authority are reported as separate funds in a Permanent Fund and a Special Revenue Fund. The following specific criteria were used in determining that the RDA and the Authority are "blended" component units: 1) The members of the City Council also act as the governing body of both the RDA and the Authority. 2) The City, the RDA and the Authority are financially interdependent. The City makes loans to the RDA for use on redevelopment projects. Available property tax revenues of the RDA will be used to repay the loans from the City. It is not anticipated that tax increment revenues will be available to repay the loans any time in the immediate future. 3) Employees of the City manage both the RDA and the Authority. 24 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued The financial statements for both the RDA and the Authority may be obtained at the City's administrative offices. Participation In Public Entity Joint Powers Authority: The City is a member of the Palos Verdes Peninsula Transit Joint Powers Authority. The Transit Authority is comprised of four member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the Authority is to study, implement, and provide a public transit system within and around the Palos Verdes Peninsula. These transit services include Palos Verdes Transit, Dial-A-Ride, and a fixed route shuttle service. Periodic deposits are paid by member cities and are adjusted retrospectively to cover costs. Costs are prorated among all participating cities based on population. The City does not have an equity interest in the Transit Authority; therefore, no amount has been reported in the Statement of Net Assets. However, the City does have an ongoing financial interest because the City is able to influence the operations of the Authority so that the Authority uses its resources on behalf of the City. Also, an ongoing financial responsibility exists because the Authority is dependent on continued funding from the City. The condensed financial information of the Authority has not been reproduced in this report, but is available from the Authority. B. Accounting and Reporting Policies: The City has conformed to the pronouncements of the GASB, which are the primary authoritative statements of accounting principles generally accepted in the United States of America applicable to state and local governments. In accordance with GASB Statement No. 20, the City applies all applicable Financial Accounting Standards Board (FASB) pronouncements, as well as those of its predecessors, issued on or before November 30, 1989, unless any such pronouncements contradict GASB pronouncements. The City also applies all FASB Statements and Interpretations issued after November 30, 1989, except those that conflict with or contradict GASB pronouncements. C. Description of Funds: The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures. The following are types of funds used: Governmental Fund Types: • General Fund — Used to account for all financial resources except those that are required to be accounted for in another fund. • Special Revenue Funds— Used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specified purposes. • Debt Service Fund — The debt service fund of the RDA is used to account for property tax increment revenue and related interest income. Disbursements from this fund consist mainly of principal and interest on RDA indebtedness. 25 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued • Capital Projects Funds — Used to account for financial resources used for the construction of specific capital projects. • Permanent Fund — Used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government's programs. Proprietary Fund Type: • Internal Service Funds — Used to account for the financing of goods or services provided by one department of the City to other departments on a cost reimbursement basis. D. Basis of Accounting/Measurement Focus Government—Wide Financial Statements The City's Government-Wide Financial Statements include a Statement of Net Assets and a Statement of Activities and Changes in Net Assets. These statements present summaries of Governmental Activities for the City. These statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets and infrastructure as well as long-term debt, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. The Statement of Activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. The types of transactions reported as program revenues for the City are reported in three categories: 1) charges for services, 2) operating grants and contributions, and 3) capital grants and contributions. Charges for services include revenues from customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function. Operating grants and contributions include revenues restricted to meeting the requirements of a particular operating function and may include state shared revenues and grants. Capital grants and contributions include revenues restricted to meeting the requirements of a particular capital function and may include grants and developer fees. Taxes and other items not properly included among program revenues are reported instead as general revenues. Certain eliminations have been made as prescribed by GASB Statement No. 34 in regards to inter- fund activities, payables, and receivables. All internal balances in the government-wide statements have been eliminated. Governmental Fund Financial Statements Governmental fund financial statements include a Balance Sheet and Statement of Revenue, Expenditures, and Changes in Fund Balances for all major governmental funds and aggregated non- major funds. An accompanying schedule is presented to reconcile and explain the differences in fund balances as presented in these statements to the net assets presented in the Government-Wide Financial Statements. The City has presented all major funds that met qualifications of GASB Statement No. 34. In addition, the City has presented the Street Maintenance Special Revenue Fund as a major fund because the City believes the financial position and activities of this fund are significant to the City as a whole. 26 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the Balance Sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in fund balances. Revenues are recognized in the accounting period in which they become susceptible to accrual, that is, when they become both measurable and available to finance expenditures of the current period. "Measurable" means that the amount of the transaction can be determined, and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Accrued revenues include property taxes received within 60 days after year-end (see Note #11), taxpayer-assessed taxes such as sales taxes, and earnings on investments. Grant funds earned but not received are recorded as a receivable, and grant funds received before the revenue recognition criteria have been met are reported as deferred revenues. Expenditures are recorded when the fund liability is incurred, if measurable, except for immature interest on general long-term debt, which is recognized when due. The City reports the following major governmental funds: The General Fund is the government's primary operating fund. It accounts for all financial resources of the City, except those that are required to be accounted for in another fund. The Street Maintenance Special Revenue Fund is used to account for State highway users tax used for street maintenance, right-of-way acquisition and street construction. The Capital Improvement Capital Projects Fund is used to account for the funds used for the City's capital improvement projects. The RDA Debt Service Fund is used to account for the accumulation of resources for, and the payment of principal and interest on the RDA's debt and other long-term obligations. Proprietary Fund Financial Statements Proprietary fund types are accounted for using the "economic resources" measurement focus and accrual basis of accounting. This means that all assets and liabilities (whether current or non-current) associated with the activity are included on the balance sheet. Their reported fund equity presents total net assets. The operating statement of the proprietary funds present increases (revenues) and decreases (expenses) in total net assets. Revenues are recognized when they are earned and expenses are recognized when the liability is incurred. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's internal service funds are charges to other funds for services. Operating expenses for the internal service funds include the costs of employee benefits, maintenance of capital assets, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City's internal service funds are presented in the proprietary funds financial statements. Because the principal users of the internal services are the City's governmental activities, the financial statements of the internal service funds are consolidated into the governmental column when presented in the government-wide financial statements. To the extent possible, the cost of these services is reported in the appropriate functional activity (general government, public safety, public works, etc.). 27 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued The City uses the internal service funds to finance and account for goods and services provided by one City department to other City department including the purchase and maintenance of equipment, replacement of buildings and employee benefits. E. Budgetary Accounting_ Annual budgets are adopted on a basis consistent with GAAP for all governmental funds. All annual appropriations lapse at fiscal year-end. Throughout the year, the City Council made several supplementing budgetary adjustments to the General fund, Special Revenue funds, Capital Projects funds, Proprietary funds and the Permanent fund. These adjustments resulted in a net appropriation increase in the amount of $4,309,720. This increase resulted primarily from amounts carried over from FY 2001-02 as continuing appropriations. Under Article XIIIB of the California Constitution (the Gann Spending Limitation Initiative), the City is restricted as to the amount of annual appropriations from the proceeds of taxes, and if proceeds of taxes exceed allowed appropriations, the excess must either be refunded to the State Controller, returned to the taxpayers through revised tax rates or revised fee schedules, or an excess in one year may be offset against a deficit in the following year. For the fiscal year ended June 30, 2003, based on calculations by City Management, proceeds of taxes did not exceed related appropriations. F. Advances to Other Funds Long-term inter-fund advances are recorded as a receivable in the advancing governmental fund and as a liability in the fund receiving the advance. Accrued unpaid interest is deferred in the advancing governmental fund and the principal portion of the advance is reported as a reservation of fund balance. G. Capital Assets Capital assets, which include land, machinery and equipment (vehicles, computers, etc.), buildings and improvements, and infrastructure assets (street systems, storm drains, sewer systems, etc.), are reported in Governmental Activities column of the Government-Wide Financial Statements. Capital assets are defined by the City as all land and buildings, vehicles, computers and equipment with an initial individual cost of more than $5,000; and improvements and infrastructure assets with costs of more than $100,000. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated or annexed capital assets are recorded at estimated market value at the date of donation or annexation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Depreciation is recorded in the Government-Wide Financial Statements on a straight-line basis over the useful life of the assets as follows: Buildings and improvements 25 to 50 years Vehicles, computers, and equipment 3 to 10 years Infrastructure Assets Roadway Network 10 to 100 years Sewer Network 25 to 50 years Storm Drain Network 30 to 100 years Parks and Recreation Network 25 years 28 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued H. Employee Compensated Absences: City employees may receive from 10 to 20 days vacation time each year, depending upon length of service. An employee may accumulate earned vacation time up to a maximum of two years' worth of accrued vacation leave. Upon termination, employees are paid the full value of their unused vacation time at their existing salary. There is no fixed payment schedule for employee compensated absences. At June 30, 2003, vested accrued vacation and compensatory time amounted to $190,818. I. Investments: The City has adopted the provisions of Governmental Accounting Standards Board (GASB) Statement No 31, "Accounting and Financial Reporting for Certain Investments and External Pools", which require governmental entities to report certain investments at fair value in the balance sheet and recognize the corresponding change in the fair value of investments in the year in which the change occurred. In accordance with GASB Statement No. 31, the City has adjusted certain investments to fair value (when material). Investments are included within the financial statement classifications of"Cash and investments" and are stated at fair value, (see Note#2). J. Cash and Cash Equivalents: For purposes of the statement of cash flows of the proprietary funds, all cash and investments with an original maturity of 90 days or less are considered to be cash and cash equivalents. As explained in Note #2, the City pools it investment funds for maximum return. A substantial portion of these investments is held in the State Treasurer's Local Agency Investment Pool, which is highly liquid. The City has no non-cash investing, capital, or financing activities to be reported on the statement of cash flows. K. Claims and Judgments: When it is probable that a claim liability has been incurred, and the amount of the loss can be reasonably estimated, the City records the estimated loss, net of any insurance coverage under its self-insurance program. At June 30, 2003, in the opinion of the City Attorney, the City had no material claims, which require loss provisions in the financial statements. Small claims and judgments are recorded as expenditures when paid. The City's self-insurance program is administered through the California Joint Powers Authority (the CJPIA), which is described at Note #8. The CJPIA is a public entity risk pool, which is accounted for under the provisions of GASB Statement 10. Claim losses recorded in the CJPIA include both current claims and Incurred But Not Reported claims (IBNR). The City records amounts deposited with CJPIA as insurance expenditures in the General Fund when paid. These deposits are subject to retrospective adjustment. Favorable claims experience result in a refund of deposits from the CJPIA and such refunds, if any, are recorded as a reduction of insurance expenditures in the year received. Adverse claims experience result in the payment of additional deposits and such deposits, if any, are recorded as insurance expenditures when paid. 29 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#1—SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued L. Estimates: The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that effect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. M. Use of Restricted Resources: When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, and then unrestricted resources as they are needed. NOTE#2— CASH AND INVESTMENTS The City maintains a cash and investments pool, which is available for use by all funds. Each fund's portion of the pool is displayed on the Financial Statements as "Cash and Investments". Interest income earned on pooled cash and investments is allocated quarterly to the funds based on average monthly cash and investment balances. Interest income from restricted cash is allocated directly to the fund earning the income. Authorized Investments: Under provisions of the City's Investment Policy, and in accordance with Section 53601 of the California Government Code, the City may invest in the following types of instruments, subject to certain restrictions as to maturity and percentage of portfolio: Demand Deposits and Money Market Accounts Insured Certificates of Deposit Repurchase Agreements Obligations of the U.S. Treasury and U.S. Agencies Assessment Bonds of the City of Rancho Palos Verdes California Local Agency Investment Fund (LAIF) Shares of"Money Market Funds" Throughout the year ended June 30, 2003, the City did not utilize overnight Repurchase Agreements. Classification of Deposits and Investments by Credit Risk Statement No. 3 of the Governmental Accounting Standards Board requires that deposits and investments be classified into three categories of credit risk. These categories are as follows: Deposits: Category 1: Insured or collateralized with securities held by the City or by its agent in the City's name. Category 2: Collateralized with securities held by the pledging financial institution's trust department or agent in the City's name. Category 3: U ncol lateral ized. This includes any bank balance that is collateralized with securities held by the pledging financial institution or by its trust department or agent, but not in the City's name. 30 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#2— CASH AND INVESTMENTS, Continued Investments: Category 1: Insured or registered, or securities held by the City or its agent in the City's name. Category 2: Uninsured and unregistered, with securities held by the pledging financial institutions or counterparty's trust department or agent in the City's name. Category 3: Uninsured and unregistered, with securities held by the counterparty or by its trust department or agent, but not in the City's name. Deposits and investments were categorized as follows at June 30, 2003: BANK BALANCE - CATEGORY BANK CARRYING FAIR Categorized: 1 2 3 BALANCES AMOUNTS VALUE Demand Deposits $ 100,000 $ 28,419 $ 128,419 $ (228,706) Investments at June 30, 2003, by risk category are as follows: CATEGORY 1 2 3 Investments: Local Agency Investment Fund $ - $ - $ - 28,324,360 $ 28,404,979 (2) Petty cash on hand at June 30, 2003 1.000 Total Cash and Investments $ 28,096,654 Cash and investments are reported in the accompanying financial statements as follows: Governmental Funds $ 24,208,053 Proprietary Funds 3,888,601 $ 28,096,654 Not subject to categorization. (2) The management of the State of California Pooled Money Investment Account (generally referred to as LAIF) has indicated to the City that as of June 30, 2003, the carrying amount of the pool was $55,429,568,408 and the estimated market value of the pool (including accrued interest) was $55,709,492,881. The City's proportionate share of the value is $28,324,360. Certain derivative securities or similar products in the form of structured notes are included in the LAIF investment portfolio, totaling $304,000,000 and asset-backed securities totaling $985,676,000. The LAIF (and the City's) exposure to risk (credit, market, or legal) is not currently available. Fair Value of Investments GASB Statement No. 31 generally applies to investments in external investment pools (State of California LAIF), investments purchased with maturities greater than one year, mutual funds, and certain investment pools agreements. Generally, governmental entities need to report the "fair value" changes for these investments at year-end and record these gains or losses on their income statement. 31 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#2— CASH AND INVESTMENTS, Continued The City holds an investment in LAIF that is subject to being adjusted to "fair value". The City is required to disclose its methods and assumptions used to estimate the fair value of its holdings in LAIF. The City relied upon information provided by the State Treasurer when estimating the City's fair value position of investments held in LAIF. The City had a contractual withdrawal value of $28,324,360 whose pro-rata share of fair value was estimated by the state Treasurer to be $28,404,979. The fair value change in this investment for the year came to an amount that was not material for presentation in the financial statements. LAIF is a governmental investment pool managed and directed by the California State Treasurer and is not registered with the Securities and Exchange Commission. An oversight committee, comprised of California State officials and various participants, provide the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer's office. The City is a voluntary participant in the investment pool. NOTE#3—INTERFUND TRANSACTIONS Inter-fund Balances Inter-fund balances consisted of the following at June 30, 2003: Due to the General Fund from: RDA Debt Service $ 40,355 General fund monies were used to cover an RDA Debt Service fund negative cash balance for the ERAF shift and property tax administrative fee. Due to the Capital Improvement Projects Fund from: Bikeways $ 44 The CIP fund covered a Bikeways fund negative cash balance for interest receivable. CDBG 45,824 The CIP fund covered a CDBG fund negative cash balance for grants and interest receivable. Inter-fund Advances The General Fund has advanced the RDA Debt Service Fund amounts as described below: Balance Balance July 1, 2002 Additions Deletions June 30, 2003 Advances to the Redevelopment Agency $10,875,997 $575,485 $ 11,451,482 32 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#3—INTERFUND TRANSACTIONS, Continued The City has entered into an agreement to provide the RDA operating funds and staff assistance, supplies, technical and other services and facilities of the City as the RDA requires in carrying out its function under the community redevelopment law. The RDA will repay the resulting indebtedness, plus interest, from incremental property tax revenues arising from the project area, as such revenue becomes available. As of June 30, 2003, no revenue was available to the RDA to repay the advances due to the City, nor are sufficient revenues expected to be available to repay advances in the immediate future. Variable interest was accrued at a rate of 6.43 percent and 5.18 percent respectively during the fiscal years ended June 30, 2002 and 2003. Of the $11,451,482 remaining indebtedness, $9,105,496 relates to the Portuguese Bend portion of the RDA, while $2,345,986 relates to the Abalone Cove portion. During the year ended June 30, 2003, accrued interest of $448,518 was added to the balance of the advance to the Portuguese Bend Fund, while principal of $12,000 and accrued interest of $114,967 was advanced to the Abalone Cove Fund. No interest has ever been paid by the RDA on these advances; therefore, the interest component of the advance has been recorded as deferred revenue in the General Fund of the City. Inter-fund Transfers Inter-fund transfers for the year ended June 30, 2003 consisted of the following: Transfer From General Street Other Fund Maintenance Governmental Total General Fund $ 100,162 $ 100,162 o Street Maintenance $ 344,375 391,115 735,490 Capital Improvement Project $ 89,161 387,510 476,671 U) C Other Governmental 203,851 159,700 363,551 Internal Service 105,000 52,516 157,516 Total $ 653,226 $ 89,161 $ 1,091,003 $ 1,833,390 Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them and (2) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations or grant matching requirements. NOTE#4— CAPITAL ASSETS AND DEPRECIATION In accordance with GASB Statement No. 34, the City has reported all capital assets including infrastructure in the Government-Wide Statement of Net Assets. The City elected to use the basic reporting approach as defined by GASB Statement No. 34 for all infrastructure, whereby depreciation expense and accumulated depreciation has been recorded. The following table presents the capital assets activity for the year ended June 30, 2003. 33 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#4— CAPITAL ASSETS AND DEPRECIATION, Continued Depreciation expense was charged to functions/programs of the primary government as follows: Beginning Ending Governmental Activities Balance Increases Decreases Balance Capital assets not being depreciated: Land $ 15,058,724 $15,058,724 Construction in progress 5,470,920 $ 4,183,580 $ (8,223,159) 1,431,341 Total capital assets not being depreciated 20,529,644 4,183,580 (8,223,159) 16,490,065 Capital assets being depreciated: Buildings and improvements 3,197,989 3,197,989 Vehicles 177,069 177,069 Computer equipment 223,451 104,165 (131,199) 196,417 Furniture,fixtures and equipment 291,491 149,091 440,582 Infrastructure Roadway system 75,191,205 2,070,393 77,261,598 Sewer system 25,755,463 25,755,463 Storm drain system 6,717,814 4,769,364 11,487,178 Parks system 4,191,673 1,383,402 5,575,075 Total capital assets being depreciated 115,746,155 8,476,415 (131,199) 124,091,371 Less accumulated depreciation for: Buildings and improvements (955,070) (63,960) (1,019,030) Vehicles (121,733) (13,254) (134,987) Computer equipment (175,538) (42,354) 117,796 (100,097) Furniture,fixtures and equipment (220,017) (36,248) (256,265) Infrastructure Roadway system (23,749,621) (2,243,137) (25,992,758) Sewer system (12,983,793) (606,144) (13,589,937) Storm drain system (901,867) (124,195) (1,026,062) Parks system (3,532,146) (35,338) (3,567,484) Total accumulated depreciation (42,639,785) (3,164,630) 117,796 (45,686,620) Total capital assets being depreciated,net 73,106,370 5,311,785 (13,403) 78,404,751 Governmental activities capital assets,net $ 93,636,014 $ 9,495,365 $ (8,236,562) $94,894,816 Depreciation expense was charged to functions/programs of the primary government as follows: Administration $ 63,960 Public works,including depreciation of general infrastructure assets 2,973,476 Recreation services 35,338 Capital assets held by the City's internal service funds are charged to the various functions based on their usage of the assets 91,856 Total Depreciation Expense-Governmental Activities $ 3,164,630 NOTE#5—LONG-TERM DEBT Balance Balance Amount Due July 1,2002 Additions Deletions June 30,2003 in 2004 RDA Tax Increment Bond $ 5,455,000 $ 5,455,000 Employee compensated absences 162,750 $ 137,977 $(109,909) 190,818 $ 128,864 Totals $ 5,617,750 $ 137,977 _L(109,909) $ 5,645,818 $ 128,864 34 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#5—LONG-TERM DEBT, Continued A. RDA Tax Increment Bond In July 1991, the RDA received $10,000,000 in loan proceeds (the Loan) from the County of Los Angeles (the County) upon the County's issue of Abalone Cove Improvement Bonds 2651-M pursuant to a Reimbursement and Settlement Agreement (the Agreement), dated October 27, 1987 in connection with the Horan Lawsuit. The Loan was made for the purpose of abating the Abalone Cove landslide. The settlement Loan was secured by property assessment liens in the Abalone Cove project area. As stipulated by the parties to the Agreement, a portion of the Loan proceeds was used to repay a tax allocation and revenue anticipation promissory note issued to the County in the principal amount of $1,450,000, plus accrued interest equal to $179,244. A second portion of the proceeds was used to repay expenses advanced by the County in the amount of $135,614. A third portion was used to repay certain loans from the City to the RDA in the amount of$787,340. Per the terms of the Agreement, $1,000,000 of the proceeds was deposited in the Abalone Cove Maintenance Nonexpendable Trust Fund of the Joint Powers Improvement Authority. The remainder of the proceeds was accounted for in the RDA's Abalone Cove Fund. Concurrent with the execution of the Agreement, the County deeded its title in the Abalone Cove Beach Park to the RDA. As part of the Agreement, the RDA is required to transfer 17 percent of tax increment revenue to the Consolidated Fire Protection District of the County and 50.9 percent of tax increment revenue for debt repayment to the County. In accordance with the Agreement, the RDA was to pay the Loan principal plus interest at 7.7654 percent over a 30-year period that began in 1992. However, these debt payments were to be deferred 10 years until the fiscal year ended June 30, 2002. As part of the deferral arrangement, the accrued interest from the inception of the Loan through June 30, 2002, in the amount of $7,314,944, was scheduled for payment over a 20-year period beginning in the fiscal year ending June 30, 2002, with no additional interest. The remaining balance of $10,274,119 was scheduled for payment to the County over a 20-year period beginning in the fiscal year ending June 30, 2002, with interest at 7.7654 percent. On November 1, 1997, the City, RDA and County of Los Angeles entered into a Memorandum of Understanding (MOU) agreeing to restructure the repayment schedule of the debt owed the County by the RDA. In accordance with the terms of the MOU, the $10,000,000 loan Principal owed the County was cancelled. As consideration for the loan cancellation, the RDA made a lump sum payment to the County in the amount of $4,545,000 and issued a $5,455,000 tax increment bond to the County (the RDA bond). Of the $4,545,000 lump sum payment, $2,000,000 was paid from tax increment revenue and interest earnings accumulated in the Debt Service Fund. The remaining $2,545,000 was funded by a combination of a loan from the General Fund of the City to the Agency for$1,545,000 and a net operating transfer from the Agency's Abalone Cove Capital Projects Fund to the Debt Service Fund of $1,000,000. The private property liens resulting from the formation of the bond assessment district in connection with the Reimbursement and Settlement Agreement in 1987 were discharged in accordance with the terms of the MOU. The RDA bond was issued as a conduit through the Improvement Authority to the County. No issuance costs were incurred. One hundred percent of net future tax increment revenue will fund the payment of the RDA bond debt and the deferred interest from the original Loan until paid in full. In December 1997, the County began withholding payment of the Agency's net tax increment revenue (net of the 17 percent payment to the County Fire Protection District and the 20 percent housing set- aside amount) to offset the annual principal and interest charges. The principal of the RDA bond will mature in installments each December 2d, commencing December 2, 2004. Interest accrues at a rate of 5 percent per annum and is payable in arrears each June 2nd and December 2nd. Additionally, 35 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#5—LONG-TERM DEBT, Continued both the accrued interest and deferred interest on the $10,000,000 Loan previously owed the County was retroactively recalculated from the Loan origination date at a rate of approximately 5 percent compared to 7.7654 percent per the original Agreement. The recalculated deferred interest is $3,111,400. The accumulated amount of tax increment withheld over the scheduled principal and interest payment made during the life of the RDA bond is recorded in the Debt Service Fund as a prepaid item at June 30, 2003. After payment of the deferred interest, the RDA may elect to further defer payment to the County of the 50.9 percent of tax increment revenue in order to extinguish any other indebtedness of the RDA. This deferral would allow the tax increment to be available for the repayment of loans made to the RDA by the City (Note#3). In the event the deferral is elected, the debt owed the City is fully extinguished and no other RDA indebtedness exists, the RDA will transfer all subsequent tax increment revenue to the County to fund prior deferrals of, and current payments of, the 50.9 percent of tax increment revenue required to be paid per the Settlement Agreement. The debt service schedule below summarizes all fixed principal and interest payments for the term of the RDA bond. Because the payback period for the deferred interest amount will fluctuate depending on the availability of excess tax increment revenues, no amounts have been included in the following schedule for repayment of the deferred interest. Year Ended Tax Allocation Bond June 30 Principal Interest Total 2004 - $ 272,750 $ 272,750 2005 $ 5,000 272,625 277,625 2006 15,000 272,125 287,125 2007-2011 270,000 1,334,250 1,604,250 2012-2016 690,000 1,214,750 1,904,750 2017-2021 1,275,000 972,875 2,247,875 2022-2026 2,085,000 557,875 2,642,875 2027-2028 1,115,000 56,875 1,171,875 $ 5,455,000 $ 4,954,125 $ 10,409,125 B. Employee Compensated Absences There is no fixed payment schedule for employee compensated absences. Based on historical trends, $128,864 is estimated to be the amount that will be used and/or paid out during fiscal year 2003-04. NOTE#6— CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE In the Government-Wide financial statements net assets are classified in the following categories: Invested in Capital Assets This category groups all capital assets, including infrastructure, into one component of net assets. Accumulated depreciation on these assets reduces this category. Restricted Net Assets This category presents external restrictions imposed by creditors, grantors, contributions or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. 36 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#6— CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE, Continued Unrestricted Net Assets This category represents the net assets of the City that are not externally restricted for any project or other purpose. In the Fund Financial Statements the City has established "reserves" to segregate portions of fund balance which are not appropriable for expenditure in future periods, or which are legally set aside for a specific future use. In addition, fund balance may be designated to indicate tentative plans for financial resource utilization of unreserved fund balance in a future period. The City's governmental funds reserves and designations at June 30, 2003 are presented below, followed by explanations of the nature and purpose of each reserve and designation. Steet Capital Other General Maintenance Improvement Governmental Fund Fund Fund Funds Reserved: Continuing appropriations $ 839,680 $ 428,600 $ 4,372,900 $ 293,700 Reimbursement settlement agreement 1,000,000 Advances to other funds 5,877,552 Prepaid costs 136,973 Land held for development 702,392 Housing set-aside 786.200 Total Reserved $ 6,854,205 $ 428,600 $ 4,372,900 $ 2,782,292 A. Reserves for Encumbrances and Continuing Appropriations These reserves are maintained for purchase orders and other commitments outstanding at year-end. B. Reserved for Reimbursement Settlement Agreement This reserve has been established under the legal requirements of the Reimbursement Settlement Agreement (see Note#5). C. Reserved for Advances to Other Funds This reserve represents the long-term portion of loans from the City's General Fund to the RDA less $5,573,930 recorded as deferred revenue (see Note#12). D. Reserved for Prepaid Items This reserve is provided to indicate that the asset carrying value is not available to spend to meet expenditures of the current year. E. Reserved for Land Held for Development These funds are reserved for land purchased by the City to be sold or otherwise used for the development of low and moderate-income housing. 37 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#6— CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE, Continued F. Reserved for Housing Set-Aside These funds are reserved for low and moderate-income housing as restricted by law or administrative action. NOTE#7—PENSION PLAN Plan Description The City's defined benefit pension plan provides retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan members and beneficiaries. The Plan is part of the Public Agency portion of the California Public Employees Retirement System (CalPERS), an agent multiple- employer plan administrated by CalPERS, which acts as a common investment and administrative agent for participating public employers within the State of California. State statutes, within the Public Employees' Retirement Law, establish benefit provisions and other requirements. The City selects optional benefit provisions from the benefit menu by contract with CalPERS and adopts those benefits through local ordinance. The CalPERS issues a separate comprehensive annual financial report. Copies of the CalPERS annual financial report may be obtained from the CalPERS Executive Office — 400 P Street, Sacramento, California, 95814. Funding Policy A contribution of 7 percent of annual covered salary is required for each active plan member. For local miscellaneous members, the City pays the full 7 percent contribution for all the full-time positions, while part-time employees must contribute the 7 percent from earnings. Additionally, the City is required to contribute the actuarially determined remaining amounts necessary to fund the benefits for its members. The actuarial methods and assumptions used are those adopted by the CalPERS Board of Administration. The required employer contribution rate for fiscal year 2002-03 was zero percent for local miscellaneous members. The contribution requirements of the plan members are established by State statute and the employer contribution rate is established and may be amended by CalPERS. Annual Pension Cost For fiscal year 2002-03, the City's actual and contributed pension cost was $167,423. The required contribution for fiscal year 2002-03 was determined as part of the June 30, 2001 actuarial valuation using the entry age normal actuarial cost method with the contributions determined as a percent of pay. The actuarial assumptions included (a) 8.25 percent investment rate of return (net of administrative expenses); (b) projected salary increases fiat vary by duration of service ranging from 3.75 percent to 14.20 percent; and (c) payroll growth of 3.75 percent. Both (a) and (b) include an inflation component of 3.5 percent. The actuarial value of the Plan's assets was determined using a technique that smoothes the effect of short-term volatility in the market value of investments over a two to five year period depending on the size of investment gains and/or losses. The Plan's un-funded actuarial accrued liability (or excess assets) is being amortized as a level percentage of projected payroll expenditures on a closed basis. The remaining amortization period at June 30, 2003, was one year. 38 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#7—PENSION PLAN, Continued Three-Year Trend Information for Plan: Annual Percentage Fiscal Year Pension Cost of APC Net Pension Ending (APC) Contributed Obligation 6/30/2001 $ 133,460 100% $ 0 6/30/2002 144,783 100% $ 0 6/30/2003 167,423 100% $ 0 Schedule of Funding Status of Plan: Actuarial Entry Age Unfunded Annual Valuation Value of Normal Accrued (Overfunded) Funded Covered UAAL as a Date Assets Liability Liability Ratio Payroll % of Payroll 6/30/2000 $7,227,658 $5,690,826 $(1,536,832) 127.0% $2,102,848 -73.1% 6/30/2001 7,445,220 6,515,182 (930,038) 114.3% 2,086,935 -44.6% 6/30/2002 7,178,677 7,477,012 298,335 96.0% 2,455,956 12.1% NOTE#8—INSURANCE A. Description of Participation in the California Joint Powers Insurance Authority The City is a member of the California Joint Powers Insurance Authority (CJPIA). The CJPIA is comprised of over 80 California member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the CJPIA is to arrange and administer programs of insurance for the pooling of self-insured losses and to purchase excess insurance coverage. Each member city has a representative on the Board of Directors. The accounting methods used by the CJPIA are more fully described at Note#1-K. Self-insurance Programs of the CJPIA • General Liability Insurance Annual deposits are paid by member cities and are adjusted retrospectively to cover costs. Each member city, including Rancho Palos Verdes, has a retention level of $30,000 and pays 100 percent of each loss up to $30,000. The City does not share or pay for losses of other member cities under $30,000. Participating cities then share in the next $30,000 to $750,000 per loss occurrence. Losses between $750,000 and $5,000,000 are prorated on a payroll basis between member cities. Losses between $5,000,000 and $50,000,000 are covered by the pool's purchased re-insurance. Specific coverage includes automotive liability, personal injury, contractual liability, errors and omissions and certain other coverage. Beginning with fiscal year 1987, the CJPIA became fully self-insured. • Workers' Compensation Periodic deposits are paid by member cities and are adjusted retrospectively to cover costs. Each member city has a specific retention level. The City of Rancho Palos Verdes has a retention level of $50,000 and pays 100 percent of all losses incurred up to $50,000. The City does not share or pay for losses of other cities under$50,000. Losses of$50,000 to$100,000 39 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#8—INSURANCE, Continued are prorated among all participating cities on the basis of each city's total losses under its retention level. Losses between $100,000 and $2 million are prorated on a payroll basis. Losses in excess of$2 million and up to a limit of$5 million are covered by excess insurance purchased by the member cities. • Property Protection The City of Rancho Palos Verdes participates in the All Risk Property Protection Program, which is primarily underwritten by a casualty insurance company. The annual deposits paid by participating member cities are based upon deductibility levels and are not subject to retroactive adjustments. The City also has insurance coverage for boiler and machinery. B. Summary Disclosure of Self-Insurance Losses The City is exposed to various risks of losses related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City currently reports all of its risk management activities in its General Fund. Settled claims have not exceeded any of the coverage amounts in any of the last three fiscal years. No reductions in coverage occurred in the year ended June 30, 2003. As previously described in Note #1-K, the City has no material claims, which would require loss provisions in the financial statements. NOTE#9—ASSESSMENT DISTRICTS BOND ISSUES Assessment District No. 9 issued special assessment bonds for the purpose of public improvements under the Municipal Improvement acts of 1911 and 1913. Neither the faith, credit, not taxing power of the City is pledged to the repayment of the bonds. The City is only acting as an agent for the property owners and bondholders in collecting and forwarding the special assessment. Accordingly, the un-retired principal at June 30, 2003 of $13,091 has not been recorded as a long-term liability in the Statement of Net Assets. NOTE#10— CONTINGENCIES AND COMMITMENTS In the normal course of operations, the City has been named as a defendant in various claims and legal actions. In the opinion of management and legal counsel, the ultimate liability for these legal actions and claims will not have a material adverse effect on the City's general-purpose financial statements. NOTE#11 —PROPERTY TAXES Under California law, property taxes are assessed and collected by the counties up to 1 percent of assessed value, plus other increases approved by the voters. The property taxes go into a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City accrues only those taxes, which are received from the county within sixty days after year-end. Lien date March 1 Levy date June 30 Due date November 1 and February 1 Collection dates December 10 and April 10 40 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2003 NOTE#12—DEFERRED REVENUES The deferred revenues in the fund financial statements of the City of Rancho Palos Verdes as of June 30, 2003 consisted of the following: Source General Fund Accrued Interest from Long-Term Advances to the Redevelopment Agency $ 5,573,930 Advance on Federal Grant 132,326 Total Deferred Revenues $ 5,706,256 NOTE#13—LAND HELD FOR DEVELOPMENT On March 21, 2000, the City purchased approximately 20 acres of land to be used for an affordable housing project. The total cost of the land was $702,392. The City has recorded the cost of the land as an asset in the special revenue fund that purchased the property (Housing Set-Aside fund). The City expects one or more developers to file an application for a multiple unit housing project, with an affordable housing element, during the fiscal year ending June 30, 2004. If approved, the City anticipates transferring the land to a developer for construction of the housing project. The City will recognize a gain or loss on the disposal of the land at the time a disposition and development agreement is finalized. The fund balance in the Housing Set-Aside fund has been reserved for an amount equal to the purchase price of the land. In the event the Crestridge property is not used for low or moderate income housing, or in the event the property is used for a purpose that may not be charged against the Housing Set-Aside fund in the full amount of $702,392, then all, or a portion of the $702,392 purchase price must be reimbursed to the Housing Set-Aside fund. Following such reimbursement, the fund balance will likely exceed $1 million. The amount exceeding $1 million is defined as "excess surplus." In the event of the occurrence of excess surplus, the RDA may be required to either transfer the excess surplus to the County Housing Authority within one year, or spend such excess within an additional two years after such occurrence. The Community Redevelopment Law sets forth substantial penalties if the RDA fails to properly dispose of excess surplus funds. NOTE#14— OTHER REQUIRED FUND DISCLOSURES The following fund had a deficit fund balance as of June 30, 2003: RDA Debt Service Fund $ 10,915,092 The City plans to finance this deficit through future revenues to the fund. 41 SUPPLEMENTAL STATEMENTS CITY OF RANCHO PALOS VERDES JUNE 30, 2003 MAJOR FUND BUDGETARY COMPARISON SCHEDULES Budgetary comparison statements are presented as part of the basic financial statements for the General fund and all Major Special Revenue funds as provided for by GASB Statement No. 34. The budgetary comparison schedules for the remaining major funds are presented to aid in additional analysis and are not a required part of the basic financial statements. 42 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL CAPITAL IMPROVEMENT PROJECT CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 12,600 $ 12,600 $ 84,604 $ 72,004 Revenue from other agencies 43,384 43,384 Other revenues 3,000 3,000 Total Revenues 12,600 12,600 130,988 118,388 EXPENDITURES Current: Public works 465,740 1,042,907 741,138 301,769 Capital outlay 974,400 3,896,641 3,533,776 362,865 Total Expenditures 1,440,140 4,939,548 4,274,914 664,634 Excess(Deficiency)of Revenues Over Expenditures (1,427,540) (4,926,948) (4,143,926) 783,022 OTHER FINANCING SOURCES(USES) Operating transfer in 1,450,140 1,162,577 476,671 (685,906) Net Change in Fund Balances 22,600 (3,764,371) (3,667,255) 97,116 Fund Balance, Beginning of Year 5,299,247 5,299,247 5,299,247 Fund Balance, End of Year $ 5,321,847 $ 1,534,876 $1,631,992 $ 97,116 43 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL RDA DEBT SERVICE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 460,000 $ 460,000 $ 560,170 $ 100,170 Use of money and property 600 600 39 (561) Total Revenues 460,600 460,600 560,209 99,609 EXPENDITURES Current: Administration 12,500 12,500 12,632 (132) Pass through to other agencies 98,000 98,000 136,904 (38,904) Debt Service-interest 954,800 954,800 836,235 118,565 Total Expenditures 1,065,300 1,065,300 985,771 79,529 Excess(Deficiency)of Revenues Over Expenditures (604,700) (604,700) (425,562) 179,138 OTHER FINANCING SOURCES(USES) Advances to Redevelopment Agency 682,050 682,050 (12,000) (694,050) Total Other Financing Sources(Uses) 682,050 682,050 (12,000) (694,050) Net Change in Fund Balances 77,350 77,350 (437,562) (514,912) Fund Balance, Beginning of Year (10,477,530) (10,477,530) (10,477,530) Fund Balance, End of Year $ (10,400,180) $ (10,400,180) $(10,915,092) $ (514,912) 44 CITY OF RANCHO PALOS VERDES JUNE 30, 2003 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions Special Revenue Funds are used to account for taxes and other revenues set aside in accordance with law or administrative regulation for a specific purpose. Air Quality Management— to account for AB2766 fees received to fund programs to reduce air pollution from motor vehicles. Community Development Block Grant (CDBG) — to account for Federal Grants received from the Department of Housing and Urban Development (HUD). EI Prado —to account for taxes collected to maintain and service existing and proposed improvements. Redevelopment Agency (RDA) — Housing Set-Aside — to account for the portion of Redevelopment tax increment monies which is a requirement under California Redevelopment Law, Section 33334, to be set-aside for the development of low and moderate income housing. Proposition A— to account for the City's share of an additional one-half percent sales tax designated to fund certain public transportation orientated projects. Proposition C— to account for sales taxes received from the County and used to support public transit and related services. Recycling — to account for monies received for the City's recycling program used for community improvement, grants and promotion of recycling. Solid Waste — to account for AB939 fees received for state mandated waste reduction and recycling plans and programs. LLESS/COPS/CLEEP — to account for federal grant funds for local law enforcement supplemental services, AB3229 funds used for additional law enforcement services and public safety technology equipment. 1972 Act Landscaping and Lighting District — to account for revenues and costs associated with the City's landscaping and lighting district. 1911 Act Lighting District — to account for revenue and costs associated with a lighting district transferred to the "city-wide" landscape and lighting district from the County in 1995. Joint Powers Improvement Authority (JPIA) — Portuguese Bend — to account for maintenance and repairs of landslide abatement improvements in the Portuguese Bend Project area. Habitat Restoration — to account for fees paid by developers for conservation easements to be used exclusively for future habitat restoration efforts on City owned property. Subregion One Maintenance —to account for monies used to maintain public improvements and habitat areas dedicated to the City upon completion of the Subregion One residential development project. 45 CITY OF RANCHO PALOS VERDES JUNE 30, 2003 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions, Continued Measure A— to account for the voter approved 1992 and 1996 Measure A funds and other state and county grants used for the acquisition of open space and park improvements. Abalone Cove Sewer Assessment District— to account for property assessments used to partially pay for operation and maintenance of the Abalone Cove sewer system. Capital Projects Funds Descriptions Capital Projects Funds are used to account for financial resources used for the acquisition or construction of major capital facilities. Bikeways —to account for State funds used for the construction of bikeways and/or pedestrian facilities. Redevelopment Agency (RDA) — Abalone Cove — to account for landslide abatement in the Abalone Cove Project Area. Environmental Excise Tax— to account for taxes received in connection with new construction within the City. Quimby — to account for funds from the payment of fees or the dedication of land for park and recreation purposes. Affordable Housing — to account for in-lieu fees by developers for the City to construct low and moderate income housing. Redevelopment Agency (RDA) — Portuguese Bend — to account for monies used for landslide abatement in the Portuguese Bend Project Area. Utility Undergrounding — to account for the accumulation of monies transferred from the General fund, to be used for relocating utility poles and lines on arterial roadways underground, and provide residents assistance with utility undergrounding in residential areas of the City. Roadway Beautification — to account for the accumulation of monies transferred from the General and Recycling funds to be used for landscape improvements along the City's roadways. Permanent Fund Description Permanent Funds are used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the City's programs. Joint Powers Improvement Authority (JPIA) — Abalone Cove— to account for monies received as part of a July 1991 Reimbursement and Settlement Agreement with the County of Los Angeles. As a part of this agreement the Authority received a $1,000,000 deposit of nonexpendable principal. The interest earnings are used to pay for maintenance and repair of Abalone Cove landslide abatement improvements. 46 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET JUNE 30, 2003 Special Revenue Funds Air Quality ASSETS Management CDBG EI Prado Cash and cash equivalents $ 24,703 $ 10,778 Taxes 41 Interest 63 45 Other 12,665 $ 58,978 Prepaid items 2,255 Land held for development Total Assets $ 37,431 $ 61,233 $ 10,864 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued liabilities $ 75 $ 9,829 $ 26 Due to other funds 45,824 Total Liabilities 75 55,653 26 FUND BALANCES Reserved for: Continuing appropriations Reimbursement settlement agreement Land development Housing set-aside Unreserved, reported in: Special revenue funds 37,356 5,580 10,838 Capital projects funds Permanent funds Total Fund Balances 37,356 5,580 10,838 Total Liabilities and Fund Balances $ 37,431 $ 61,233 $ 10,864 47 Special Revenue Funds Redevelopment Agency- Housing Proposition Proposition Solid Set-Aside A c Recycling Waste $ 778,767 $ 417,581 $ 341,245 $ 584,827 $ 653,247 4,002 3,431 1,523 2,690 2,665 3,287 50,464 19,970 702,392 $ 1,488,592 $ 419,104 $ 343,935 $ 637,956 $ 676,504 $ 2,859 $ 5,312 $ 21,046 2,859 5,312 21,046 12,000 121,900 $ 702,392 786,200 0 404,245 $ 343,935 510,744 655,458 1,488,592 416,245 343,935 632,644 655,458 $ 1,488,592 $ 419,104 $ 343,935 $ 637,956 $ 676,504 48 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET(CONTINUED) JUNE 30, 2003 Special Revenue Funds LLESS/ ASSETS COPS/CLEEP 1972 Act 1911 Act Cash and investments $ 86,713 $ 242,975 $ 1,055,055 Taxes 5,201 11,443 Interest 415 1,083 4,507 Other 8,466 Prepaid items Land held for development Total Assets $ 95,594 $ 249,259 $ 1,071,005 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued liabilities $ 28,221 $ 404 $ 44,351 Due to other funds Total Liabilities 28,221 404 44,351 FUND BALANCES Reserved for: Continuing appropriations 11,000 Reimbursement settlement agreement Land development Housing set-aside Unreserved, reported in: Special revenue funds 56,373 248,855 1,026,654 Capital projects funds Permanent funds Total Fund Balances 67,373 248,855 1,026,654 Total Liabilities and Fund Balances $ 95,594 $ 249,259 $ 1,071,005 49 Special Revenue Funds Joint Powers Improvement Abalone Cove Authority- Sewer Portuguese Habitat Subregion One Assessment Bend Restoration Maintenance Measure A District $ 252,202 $ 243,103 $ 827,761 $ 58,062 $ 42,669 1,120 1,039 3,549 248 235 192 $ 253,322 $ 244,142 $ 831,310 $ 58,310 $ 43,096 $ 8,650 $ 1,450 $ 9,304 8,650 1,450 9,304 $ 127,500 21,300 244,672 116,642 829,860 $ 58,310 12,492 244,672 244,142 829,860 58,310 33,792 $ 253,322 $ 244,142 $ 831,310 $ 58,310 $ 43,096 50 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET(CONTINUED) JUNE 30, 2003 Capital Projects Funds Redevelopment Agency- Abalone Environmental ASSETS Bikeways Cove Excise Tax Quimby Cash and investments $ 56,187 $ 782,513 $ 336,291 Taxes Interest $ 44 261 3,294 1,070 Other Prepaid items Land held for development Total Assets $ 44 $ 56,448 $ 785,807 $ 337,361 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued liabilities $ 3,303 Due to other funds $ 44 Total Liabilities 44 3,303 FUND BALANCES Reserved for: Continuing appropriations Reimbursement settlement agreement Land development Housing set-aside Unreserved, reported in: Special revenue funds Capital projects funds 53,145 $ 785,807 $ 337,361 Permanent funds Total Fund Balances 53,145 785,807 337,361 Total Liabilities and Fund Balances $ 44 $ 56,448 $ 785,807 $ 337,361 51 Permanent Capital Projects Funds Fund Joint Powers Redevelopment Improvement Total Agency- Authority- Non-major Affordable Portuguese Utility Roadway Abalone Governmental Housing Bend Undergrounding Beautification Cove Funds $ 997,304 $ 446,798 $ 232,193 $ 404,455 $ 1,455,803 $ 10,331,232 20,687 4,265 2,056 993 1,676 6,688 46,247 150,735 15,497 17,752 702,392 $ 1,001,569 $ 464,351 $ 233,186 406,131 $ 1,462,491 $ 11,269,045 $ 6,135 $ 2,437 $ 143,402 45,868 6,135 2,437 189,270 293,700 1,000,000 1,000,000 702,392 786,200 4,562,014 $ 1,001,569 $ 458,216 $ 233,186 406,131 3,275,415 460,054 460,054 1,001,569 458,216 233,186 406,131 1,460,054 11,079,775 $ 1,001,569 $ 464,351 $ 233,186 $ 406,131 $ 1,462,491 $ 11,269,045 52 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED JUNE 30, 2003 Special Revenue Funds Air Quality Management CDBG EI Prado REVENUES Taxes $ 1,235 Use of money and property $ 247 208 Charges for services Revenue from other agencies 48,752 $ 183,213 Other revenues Total Revenues 48,999 183,213 1,443 EXPENDITURES Current: Public safety Public works 43,695 138,545 181 Capital outlay Total Expenditures 43,695 138,545 181 Excess(Deficiency)of Revenues Over Over Expenditures 5,304 44,668 1,262 Other Financing Sources(Uses): Transfers in Advances to Redevelopment Agency Transfers out (38,652) Total Other Financing Sources(Uses) (38,652) Net Change in Fund Balances 5,304 6,016 1,262 FUND BALANCES, Beginning of Year 32,052 (436) 9,576 FUND BALANCES, End of Year $ 37,356 $ 5,580 $ 10,838 53 Special Revenue Funds Redevelopment Agency- Housing Proposition Proposition Solid Set-Aside A c Recycling Waste $ 139,973 $ 558,342 $ 463,039 15,923 6,242 12,367 $ 13,662 $ 15,671 79,811 46,146 11,915 15,474 267,781 155,896 564,584 521,552 293,358 110,956 79 424,877 1,776 215,357 100,885 79 424,877 1,776 215,357 100,885 155,817 139,707 519,776 78,001 10,071 (471,338) (112,000) (112,216) (471,338) (112,000) (112,216) 155,817 139,707 48,438 (33,999) (102,145) 1,332,775 276,538 295,497 666,643 757,603 $ 1,488,592 $ 416,245 $ 343,935 $ 632,644 $ 655,458 54 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (CONTINUED) YEAR ENDED JUNE 30, 2003 Special Revenue Funds LLESS/ COPS/CLEEP 1972 Act 1911 Act REVENUES Taxes $ 332,806 $ 343,330 Use of money and property $ 2,927 5,167 20,604 Charges for services Revenue from other agencies 137,858 Other revenues Total Revenues 140,785 337,973 363,934 EXPENDITURES Current: Public safety 259,932 Public works 53,754 328,171 Capital outlay Total Expenditures 259,932 53,754 328,171 Excess(Deficiency)of Revenues Over Over Expenditures (119,147) 284,219 35,763 Other Financing Sources(Uses): Transfers in 26,221 Advances to Redevelopment Agency Transfers out (270,000) Total Other Financing Sources(Uses) 26,221 (270,000) Net Change in Fund Balances (92,926) 14,219 35,763 FUND BALANCES, Beginning of Year 160,299 234,636 990,891 FUND BALANCES, End of Year $ 67,373 $ 248,855 $ 1,026,654 55 Special Revenue Funds Joint Powers Improvement Abalone Cove Authority- Sewer Portuguese Habitat Subregion One Parks/ Assessment Bend Restoration Maintenance Measure A District $ 20,636 $ 5,169 $ 5,001 $ 17,217 $ 1,418 941 62,387 8,494 5,169 5,001 17,217 72,299 21,577 33,460 17,400 45,656 23,902 33,460 17,400 69,558 (28,291) 5,001 (183) 72,299 (47,981) 95,000 35,000 (59,510) 95,000 (59,510) 35,000 66,709 5,001 (183) 12,789 (12,981) 177,963 239,141 830,043 45,521 46,773 $ 244,672 $ 244,142 $ 829,860 $ 58,310 $ 33,792 56 CITY OF RANCHO PALOS VERDES NON-MAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (CONTINUED) YEAR ENDED JUNE 30, 2003 Capital Projects Redevelopment Agency- Abalone Environmental Bikeways Cove Excise Tax Quimby REVENUES Taxes Use of money and property $ 338 $ 1,636 $ 14,485 $ 8,340 Charges for services Revenue from other agencies 26,949 50,000 Other revenues 108,242 Total Revenues 27,287 1,636 122,727 58,340 EXPENDITURES Current: Public safety Public works 5,487 20,584 Capital outlay 20,582 291,518 Total Expenditures 26,069 312,102 Excess(Deficiency)of Revenues Over Over Expenditures 27,287 (24,433) 122,727 (253,762) Other Financing Sources(Uses): Transfers in 107,330 Advances to Redevelopment Agency 12,000 Transfers out (27,287) Total Other Financing Sources(Uses) (27,287) 12,000 107,330 Net Change in Fund Balances (12,433) 122,727 (146,432) FUND BALANCES, Beginning of Year 65,578 663,080 483,793 FUND BALANCES, End of Year $ - $ 53,145 $ 785,807 $ 337,361 57 Permanent Capital Projects Fund Joint Powers Redevelopment Improvement Total Agency- Authority- Non-major Affordable Portuguese Utility Roadway Abalone Governmental Housing Bend Undergrounding Beautification Cove Funds $ 1,859,361 $ 20,524 $ 10,376 $ 4,777 $ 6,927 $ 34,841 225,008 79,811 45,836 628,530 384,517 20,524 56,212 4,777 6,927 34,841 3,177,227 259,932 27,821 17,735 1,475,463 336,002 27,821 17,735 2,071,397 20,524 28,391 4,777 6,927 17,106 1,105,830 100,000 363,551 12,000 (1,091,003) 100,000 (715,452) 20,524 28,391 4,777 106,927 17,106 390,378 981,045 429,825 228,409 299,204 1,442,948 10,689,397 $ 1,001,569 $ 458,216 $ 233,186 $ 406,131 $ 1,460,054 $ 11,079,775 58 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL AIR QUALITY MANAGEMENT SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 1,600 $ 1,600 $ 247 $ (1,353) Charges for services 48,000 48,000 48,752 752 Total Revenues 49,600 49,600 48,999 (601) EXPENDITURES Current: Public works 43,960 43,960 43,695 265 Excess(Deficiency)of Revenues Over Expenditures 5,640 5,640 5,304 (336) Fund Balance, Beginning of Year 32,052 32,052 32,052 Fund Balance, End of Year $ 37,692 $ 37,692 $ 37,356 $ (336) 59 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Revenue from other agencies $ 260,000 $ 260,000 $ 183,213 $ (76,787) EXPENDITURES Current: Public works 185,800 46,680 138,545 (91,865) Capital outlay 34,200 290,659 290,659 Total Expenditures 220,000 337,339 138,545 198,794 Excess(Deficiency)of Revenues Over Expenditures 40,000 (77,339) 44,668 122,007 OTHER FINANCING SOURCES(USES) Transfers out (40,000) (40,000) (38,652) 1,348 Net Change in Fund Balances (117,339) 6,016 123,355 Fund Balance, Beginning of Year (436) (436) (436) Fund Balance, End of Year $ (436) $ (117,775) $ 5,580 $ 123,355 60 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL EL PRADO SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 1,000 $ 1,000 $ 1,235 $ 235 Use of money and property 390 390 208 (182) Total Revenues 1,390 1,390 1,443 53 EXPENDITURES Current: Public works 900 900 181 719 Excess of Revenues Over Expenditures 490 490 1,262 772 Fund Balance, Beginning of Year 9,576 9,576 9,576 Fund Balance, End of Year $ 10,066 $10,066 $ 10,838 $ 772 61 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL RDA HOUSING SET-ASIDE SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 115,000 $ 115,000 $ 139,973 $ 24,973 Use of money and property 18,000 18,000 15,923 (2,077) Total Revenues 133,000 133,000 155,896 22,896 EXPENDITURES Current: Public works 50,000 50,000 79 49,921 Excess of Revenues Over Expenditures 83,000 83,000 155,817 72,817 Fund Balance, Beginning of Year 1,332,775 1,332,775 1,332,775 Fund Balance, End of Year $ 1,415,775 $ 1,415,775 $ 1,488,592 $ 72,817 62 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL PROPOSITION A SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 583,500 $ 583,500 $ 558,342 $ (25,158) Use of money and property 9,800 9,800 6,242 (3,558) Total Revenues 593,300 593,300 564,584 (28,716) EXPENDITURES Current: Public works 486,843 486,843 424,877 61,966 Capital outlay 12,000 Total Expenditures 498,843 486,843 424,877 61,966 Excess of Revenues Over Expenditures 94,457 106,457 139,707 33,250 Fund Balance, Beginning of Year 276,538 276,538 276,538 Fund Balance, End of Year $ 370,995 $382,995 $ 416,245 $ 33,250 63 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL PROPOSITION C SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 485,000 $ 485,000 $463,039 $ (21,961) Use of money and property 6,000 6,000 12,367 6,367 Revenue from other agencies 46,146 Total Revenues 491,000 491,000 521,552 (15,594) EXPENDITURES Current: Public works 3,170 3,170 1,776 1,394 Excess(Deficiency)of Revenues Over Expenditures 487,830 487,830 519,776 (14,200) OTHER FINANCING SOURCES(USES) Transfers out (131,115) (518,960) (471,338) 47,622 Net Change in Fund Balances 356,715 (31,130) 48,438 79,568 Fund Balance, Beginning of Year 295,497 295,497 295,497 Fund Balance, End of Year $ 652,212 $ 264,367 $343,935 $ 79,568 64 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL RECYCLING SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 20,000 $ 20,000 $ 13,662 $ (6,338) Revenue from other agencies 44,500 44,500 11,915 (32,585) Other revenues 200,000 200,000 267,781 67,781 Total Revenues 264,500 264,500 293,358 28,858 EXPENDITURES Current: Public works 143,640 213,986 215,357 (1,371) Excess(Deficiency)of Revenues Over Expenditures 120,860 50,514 78,001 27,487 OTHER FINANCING SOURCES(USES) Transfers out (112,000) (112,000) (112,000) Net Change in Fund Balances 8,860 (61,486) (33,999) 27,487 Fund Balance, Beginning of Year 666,643 666,643 666,643 Fund Balance, End of Year $ 675,503 $ 605,157 $ 632,644 $ 27,487 65 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL SOLID WASTE SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 22,000 $ 22,000 $ 15,671 $ (6,329) Charges for services 74,100 74,100 79,811 5,711 Revenue from other agencies 15,000 15,000 15,474 474 Total Revenues 111,100 111,100 110,956 (144) EXPENDITURES Current: Public works 107,440 116,640 100,885 15,755 Excess(Deficiency)of Revenues Over Expenditures 3,660 (5,540) 10,071 15,611 OTHER FINANCING SOURCES(USES) Transfers out (112,216) (112,216) Net Change in Fund Balances 3,660 (117,756) (102,145) 15,611 Fund Balance, Beginning of Year 757,603 757,603 757,603 Fund Balance, End of Year $ 761,263 $ 639,847 $ 655,458 $ 15,611 66 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL LLESS/COPS/CLEEP SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 3,800 $ 3,800 $ 2,927 $ (873) Revenue from other agencies 100,000 100,000 137,858 37,858 Total Revenues 103,800 103,800 140,785 36,985 EXPENDITURES Current: Public safety 284,465 273,465 259,932 13,533 Excess(Deficiency)of Revenues Over Expenditures (180,665) (169,665) (119,147) 50,518 OTHER FINANCING SOURCES(USES) Transfers in 5,000 5,000 26,221 Net Change in Fund Balances (175,665) (164,665) (92,926) 71,739 Fund Balance, Beginning of Year 160,299 160,299 160,299 Fund Balance, End of Year $ (15,366) $ (4,366) $ 67,373 $ 71,739 67 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL 1972 ACT SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 324,970 $ 324,970 $332,806 $ 7,836 Use of money and property 6,450 6,450 5,167 (1,283) Total Revenues 331,420 331,420 337,973 6,553 EXPENDITURES Current: Public works 59,100 59,100 53,754 5,346 Excess of Revenues Over Expenditures 272,320 272,320 284,219 11,899 OTHER FINANCING SOURCES(USES) Transfers out (270,000) (270,000) (270,000) Net Change in Fund Balances 2,320 2,320 14,219 11,899 Fund Balance, Beginning of Year 234,636 234,636 234,636 Fund Balance, End of Year $ 236,956 $ 236,956 $248,855 $ 11,899 68 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL 1911 ACT SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 295,000 $ 295,000 $ 343,330 $ 48,330 Use of money and property 27,500 27,500 20,604 (6,896) Total Revenues 322,500 322,500 363,934 41,434 EXPENDITURES Current: Public works 350,200 350,200 328,171 22,029 Excess(Deficiency)of Revenues Over Expenditures (27,700) (27,700) 35,763 63,463 Fund Balance, Beginning of Year 990,891 990,891 990,891 Fund Balance, End of Year $ 963,191 $ 963,191 $ 1,026,654 $ 63,463 69 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL JPIA-PORTUGUESE BEND SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 6,000 $ 6,000 $ 5,169 $ (831) EXPENDITURES Current: Maintenance 99,100 99,100 33,460 65,640 Excess(Deficiency)of Revenues Over Expenditures (93,100) (93,100) (28,291) 64,809 OTHER FINANCING SOURCES(USES) Transfers in 95,000 95,000 95,000 Net Change in Fund Balances 1,900 1,900 66,709 64,809 Fund Balance, Beginning of Year 177,963 177,963 177,963 Fund Balance, End of Year $ 179,863 $ 179,863 $ 244,672 $ 64,809 70 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL HABITAT RESTORATION SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 4,600 $ 4,600 $ 5,001 $ 401 EXPENDITURES Capital outlay 7,500 Excess(Deficiency)of Revenues Over Expenditures (2,900) 4,600 5,001 401 Fund Balance, Beginning of Year 239,141 239,141 239,141 Fund Balance, End of Year $ 236,241 $ 243,741 $ 244,142 $ 401 71 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SUBREGION ONE MAINTENANCE SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 24,200 $ 24,200 $ 17,217 $ (6,983) EXPENDITURES Current: Public works 39,500 39,500 17,400 22,100 Excess(Deficiency)of Revenues Over Expenditures (15,300) (15,300) (183) 15,117 Fund Balance, Beginning of Year 830,043 830,043 830,043 Fund Balance, End of Year $ 814,743 $ 814,743 $ 829,860 $ 15,117 72 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL MEASURE A SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 1,418 $ 1,418 Revenue from other agencies $ 65,000 $ 65,000 62,387 (2,613) Other revenues 8,494 Total Revenues 65,000 65,000 72,299 (1,195) Excess(Deficiency)of Revenues Over Expenditures 65,000 65,000 72,299 (1,195) OTHER FINANCING SOURCES(USES) Transfers out (59,510) (59,510) (59,510) Total Other Financing Sources(Uses) (59,510) (59,510) (59,510) Net Change in Fund Balances 5,490 5,490 12,789 7,299 Fund Balance, Beginning of Year 45,521 45,521 45,521 Fund Balance, End of Year $ 51,011 $ 51,011 $ 58,310 $ 7,299 73 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL ABALONE COVE SEWER ASSESSMENT DISTRICT SPECIAL REVENUE FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Taxes $ 20,000 $ 20,000 $ 20,636 $ 636 Use of money and property 250 250 941 691 Total Revenues 20,250 20,250 21,577 1,327 EXPENDITURES Current: Public works 50,000 50,000 45,656 4,344 Capital outlay 19,306 23,902 Total Expenditures 50,000 69,306 69,558 4,344 Excess(Deficiency)of Revenues Over Expenditures (29,750) (49,056) (47,981) 5,671 OTHER FINANCING SOURCES(USES) Transfers in 35,000 35,000 35,000 Net Change in Fund Balances 5,250 (14,056) (12,981) 1,075 Fund Balance, Beginning of Year 46,773 46,773 46,773 Fund Balance, End of Year $ 52,023 $ 32,717 $ 33,792 $ 1,075 74 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BIKEWAYS CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 338 $ 338 Revenue from other agencies $ 16,000 $ 16,000 26,949 10,949 Total Revenues 16,000 16,000 27,287 11,287 OTHER FINANCING SOURCES(USES) Transfers out (16,000) (25,483) (27,287) (1,804) Net Change in Fund Balances (9,483) 9,483 Fund Balance, Beginning of Year Fund Balance, End of Year $ - $ (9,483) $ - $ 9,483 75 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL RDA ABALONE COVE CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ - $ - $ 1,636 $ 1,636 EXPENDITURES Current: Public works 5,487 (5,487) Capital outlay 65,578 20,582 44,996 Total Expenditures 65,578 26,069 39,509 Excess(Deficiency)of Revenues Over Expenditures (65,578) (24,433) 41,145 OTHER FINANCING SOURCES(USES) Advances to Redevelopment Agency 12,000 Net Change in Fund Balances (65,578) (12,433) 53,145 Fund Balance, Beginning of Year 65,578 65,578 65,578 Fund Balance, End of Year $ 65,578 $ - $ 53,145 $ 53,145 76 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ENVIRONMENTAL EXCISE TAX CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 10,100 $ 10,100 $ 14,485 $ 4,385 Other revenues 85,000 85,000 108,242 23,242 Total Revenues 95,100 95,100 122,727 27,627 Fund Balance, Beginning of Year 663,080 663,080 663,080 Fund Balance, End of Year $ 758,180 $ 758,180 $ 785,807 $ 27,627 77 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL QUIMBY CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 4,900 $ 4,900 $ 8,340 $ 3,440 Revenue from other agencies 50,000 50,000 Total Revenues 29,900 79,900 58,340 (21,560) EXPENDITURES Current: Public works 6,000 15,500 20,584 (5,084) Capital outlay 50,000 298,655 291,518 7,137 Total Expenditures 56,000 314,155 312,102 2,053 Excess(Deficiency)of Revenues Over Expenditures (26,100) (234,255) (253,762) (23,613) OTHER FINANCING SOURCES(USES) Transfers in 107,330 107,330 Net Change in Fund Balances (26,100) (126,925) (146,432) (19,507) Fund Balance, Beginning of Year 483,793 483,793 483,793 Fund Balance, End of Year $457,693 $356,868 $ 337,361 $ (19,507) 78 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL AFFORDABLE HOUSING CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 52,300 $ 52,300 $ 20,524 $ (31,776) Fund Balance, Beginning of Year 981,045 981,045 981,045 Fund Balance, End of Year $ 1,033,345 $ 1,033,345 $ 1,001,569 $ (31,776) 79 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL RDA PORTUGUESE BEND CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 5,000 $ 5,000 $ 10,376 $ 5,376 Revenue from other agencies 45,836 45,836 Other revenues 10,500 10,500 (10,500) Total Revenues 15,500 15,500 56,212 40,712 EXPENDITURES Current: Public works 120,010 120,010 27,821 92,189 Capital outlay 40,000 40,000 40,000 Total Expenditures 160,010 160,010 27,821 132,189 Excess(Deficiency)of Revenues Over Expenditures (144,510) (144,510) 28,391 172,901 Fund Balance, Beginning of Year 429,825 429,825 429,825 Fund Balance, End of Year $ 285,315 $ 285,315 $ 458,216 $ 172,901 80 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL UTILITY UNDERGROUNDING CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 6,000 $ 6,000 $ 4,777 $ (1,223) EXPENDITURES Current: Public works 20,000 20,000 20,000 Excess(Deficiency)of Revenues Over Expenditures (14,000) (14,000) 4,777 18,777 Fund Balance, Beginning of Year 228,409 228,409 228,409 Fund Balance, End of Year $ 214,409 $ 214,409 $ 233,186 $ 18,777 81 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL ROADWAY BEAUTIFICATION CAPITAL PROJECTS FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 6,000 $ 6,000 $ 6,927 $ 927 EXPENDITURES Current: Public works 15,000 15,000 15,000 Capital outlay 85,000 85,000 85,000 Total Expenditures 100,000 100,000 100,000 Excess(Deficiency)of Revenues Over Expenditures (94,000) (94,000) 6,927 100,927 OTHER FINANCING SOURCES(USES) Transfers in 100,000 100,000 100,000 Net Change in Fund Balances 6,000 6,000 106,927 100,927 Fund Balance, Beginning of Year 299,204 299,204 299,204 Fund Balance, End of Year $ 305,204 $ 305,204 $ 406,131 $ 100,927 82 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL JPIA-ABALONE COVE PERMANENT FUND FOR THE YEAR ENDED JUNE 30, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Use of money and property $ 41,000 $ 41,000 $ 34,841 $ (6,159) EXPENDITURES Current: Public works 109,700 109,700 17,735 91,965 Excess(Deficiency)of Revenues Over Expenditures (68,700) (68,700) 17,106 85,806 Fund Balance, Beginning of Year 1,442,948 1,442,948 1,442,948 Fund Balance, End of Year $ 1,374,248 $ 1,374,248 $ 1,460,054 $ 85,806 83 CITY OF RANCHO PALOS VERDES JUNE 30, 2003 INTERNAL SERVICE FUNDS DESCRIPTIONS The Internal Service Funds are used to finance and account for goods and services provided by one City department to other City departments on a cost-reimbursement basis, including depreciation. Equipment Replacement — to account for purchases, replacement and maintenance of certain equipment items on behalf of all City departments. Building Replacement — to account for the accumulation of funds transferred from the General Fund for replacement of certain buildings on behalf of the City. Employee Benefits— to account for employee benefit costs on behalf of all City departments. 84 CITY OF RANCHO PALOS VERDES INTERNAL SERVICE FUNDS COMBINING STATEMENT OF NET ASSETS JUNE 30, 2003 Equipment Building Employee Replacement Replacement Benefits Totals ASSETS Current Assets Cash and cash equivalents $ 2,298,869 $ 1,545,578 $ 44,154 $ 3,888,601 Receivables Interest 9,634 6,186 561 16,381 Prepaid items 82,202 82,202 Total Current Assets 2,308,503 1,551,764 126,917 3,987,184 Noncurrent Assets Capital assets Property and equipment 814,068 814,068 Accumulated depreciation (491,349) (491,349) Total Assets 2,631,222 1,551,764 126,917 4,309,903 LIABILITIES Current Liabilities Accounts payable and accrued liabilities 16,888 855 337 18,080 Total Liabilities 16,888 855 337 18,080 NET ASSETS Invested in capital assets 322,719 322,719 Unrestricted 2,291,615 1,550,909 126,580 3,969,104 Total Net Assets $ 2,614,334 $ 1,550,909 $ 126,580 $ 4,291,823 85 CITY OF RANCHO PALOS VERDES INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS FOR THE YEAR ENDED JUNE 30, 2003 Equipment Building Employee Replacement Replacement Benefits Totals OPERATING REVENUES Charges for services $ 475,535 $ 609,570 $ 1,085,105 Total Operating Revenues 475,535 609,570 1,085,105 OPERATING EXPENSES Personnel services 577,030 577,030 Material and supplies 150,914 $ 121,915 272,829 Maintenance 54,988 4,600 59,588 Depreciation 91,856 91,856 Total Operating Expenses 297,758 126,515 577,030 1,001,303 Operating Income(Loss) 177,777 (126,515) 32,540 83,802 NONOPERATING REVENUES Interest income 46,263 31,230 2,154 79,647 Gain (Loss)on Asset Disposal (13,403) (13,403) Total Operating Expenses 32,860 31,230 2,154 66,244 Income (Loss) Before Transfers 210,637 (95,285) 34,694 150,046 TRANSFERS IN 52,516 105,000 157,516 Change in Net Assets 263,153 9,715 34,694 307,562 Net Assets, Beginning of Year 2,351,181 1,541,194 91,886 3,984,261 Net Assets, Ending of Year $ 2,614,334 $ 1,550,909 $ 126,580 $ 4,291,823 OR 86 CITY OF RANCHO PALOS VERDES INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE FISCAL YEAR ENDED JUNE 30, 2003 Equipment Building Employee Replacement Replacement Benefits Totals CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers $ 475,535 $ 609,570 $ 1,085,105 Payments to suppliers (231,927) $ (125,660) (614,941) (972,528) NET CASH PROVIDED(USED) BY OPERATING ACTIVITIES 243,608 (125,660) (5,371) 112,577 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (253,256) (253,256) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Operating transfer in 52,516 105,000 157,516 CASH FLOWS FROM INVESTING ACTIVITIES Interest received on investments 51,080 35,139 2,254 88,473 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS 93,948 14,479 (3,117) 105,310 CASH AND CASH EQUIVALENTS, Beginning of Year 2,204,921 1,531,099 47,271 3,783,291 CASH AND CASH EQUIVALENTS, End of Year $ 2,298,869 $ 1,545,578 $ 44,154 $ 3,888,601 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED(USED) BY OPERATING ACTIVITIES Operating income(loss) $ 177,777 $ (126,515) $ 32,540 $ 83,802 Adjustments to reconcile operating income(loss)to net cash provided(used)by operating activities: Depreciation 91,856 91,856 (Increase)decrease in other receivables 1,465 1,465 (Increase)decrease in prepaid items 194 (33,358) (33,164) Increase(decrease)in accounts payable and accrued liabilities (26,219) 855 (6,018) (31,382) NET CASH PROVIDED(USED) BY OPERATING ACTIVITIES $ 243,608 $ (125,660) $ (5,371) $ 112,577 87 STATISTICAL SECTION CITY OF RANCHO PALOS VERDES Table 1 GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION* LAST TEN FISCAL YEARS Planning, Code Fiscal General Public Public Parks and Enforcement Capital Debt Year Government Safety Works Recreation &Building Outlay Service Totals 1994 $ 1,388,019 $ 2,437,018 $ 2,891,418 $ 475,036 $ 937,581 $ 1,563,682 --- $9,692,754 1995 1,497,317 2,539,329 3,166,876 489,834 1,031,028 1,623,833 --- 10,348,217 1996 1,545,955 2,609,804 3,638,583 543,602 1,148,340 1,129,275 --- 10,615,559 1997 1,588,565 2,637,280 3,856,324 550,722 1,360,468 8,885,989 --- 18,879,348 1998 1,659,753 2,533,309 4,079,842 710,477 1,558,511 3,974,928 --- 14,516,820 1999 1,679,549 2,658,145 3,942,290 633,292 1,882,051 3,116,632 --- 13,911,959 2000 1,836,468 2,662,096 5,864,072 597,045 1,646,824 2,110,309 --- 14,716,814 2001 2,388,727 2,732,579 3,616,253 596,185 1,778,319 4,227,852 --- 15,339,915 2002 2,939,097 2,898,265 3,855,747 668,938 1,950,504 9,441,273 --- 21,753,825 2003 3,084,614 3,094,005 4,306,768 785,786 2,194,265 4,767,678 --- 18,233,116 Includes all governmental fund types,excluding activity of the Redevelopment Agency and Improvement Authority. Source: City Finance Department 88 CITY OF RANCHO PALOS VERDES Table 2 GENERAL GOVERNMENTAL REVENUES BY SOURCE LAST TEN FISCAL YEARS Fees Use of Charges Revenues Fiscal and Fines and Money and for From Other Other Year Taxes Permits Forfeitures Property Services Agencies Revenues Totals 1994 $ 6,201,116 $ 676,872 $ 98,067 $ 675,856 $ 317,668 $ 3,299,943 $ 151,528 $11,421,050 1995 7,310,905 825,680 89,494 819,185 285,235 2,754,149 326,863 12,411,511 1996 8,321,970 689,077 85,790 960,071 297,124 2,558,842 359,737 13,272,611 1997 8,432,900 798,168 93,076 1,145,664 336,634 10,673,669 513,625 21,993,736 1998 8,449,951 890,269 114,409 1,239,537 175,418 4,899,646 640,609 16,409,839 1999 8,539,047 1,292,498 140,089 1,177,539 217,699 4,340,676 518,009 16,225,557 2000 9,022,637 1,089,720 156,730 1,314,901 203,691 3,654,695 1,875,671 17,318,045 2001 9,391,699 1,530,425 139,694 1,602,638 196,730 4,816,266 866,621 18,544,073 2002 9,723,259 1,589,701 116,598 987,793 217,387 8,170,513 513,512 21,318,763 2003 10,002,224 1,855,746 115,448 735,526 204,798 4,223,490 554,035 17,691,267 Includes all governmental fund types,excluding activity of the Redevelopment Agency and Improvement Authority. Source: City Finance Department 89 CITY OF RANCHO PALOS VERDES Table 3 PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Fiscal Current Current Percent Year Levy Collection Collected 1993-1994 $ 1,730,785 $ 1,658,420 95.82% 1994-1995 2,218,369 2,147,249 96.79% 1995-1996 2,700,133 2,571,526 95.24% 1996-1997 2,708,114 2,651,513 97.91% 1997-1998 2,731,834 2,664,833 97.55% 1998-1999 2,877,987 2,770,246 96.26% 1999-2000 3,123,218 3,048,626 97.61% 2000-2001 3,352,310 3,233,833 96.47% 2001-2002 3,567,276 3,451,599 96.76% 2002-2003 3,768,471 3,688,465 97.88% Source: City Public Works and Finance Departments 90 CITY OF RANCHO PALOS VERDES Table 4 ASSESSED VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Net Fiscal Secured Public Unsecured Homeowners Assessed Percent Year Value Utility Value Subtotal Exemption Value Increase 1994 $ 4,142,760,058 $ 210,000 $ 12,641,931 $ 4,155,611,989 $ 77,423,929 $ 4,078,188,060 0.70% 1995 4,277,717,064 210,000 12,448,590 4,290,375,654 79,193,508 4,211,182,146 3.26% 1996 4,316,092,536 210,000 15,334,559 4,331,637,095 79,614,908 4,252,022,187 0.97% 1997 4,354,282,854 210,000 14,956,195 4,369,449,049 79,417,508 4,290,031,541 0.89% 1998 4,414,137,301 975,785 14,526,105 4,429,639,191 79,074,508 4,350,564,683 1.41 1999 4,666,924,997 975,785 22,058,574 4,689,959,356 78,654,508 4,611,304,848 5.99% 2000 5,121,424,832 975,785 16,961,594 5,139,362,211 78,055,228 5,061,306,983 9.76% 2001 5,420,734,560 1,023,567 18,422,700 5,440,180,827 77,799,028 5,362,381,799 5.95% 2002 5,758,506,586 947,258 19,641,491 5,779,095,335 77,157,828 5,701,937,507 6.33% 2003 6,069,010,412 449,498 21,740,910 6,091,200,820 76,980,028 6,014,220,792 5.48% Source: HdL Companies 91 CITY OF RANCHO PALOS VERDES Table 5 PROPERTY TAX RATES-ALL OVERLAPPING GOVERNMENTS (PER$100 OF ASSESSED VALUATION) LAST TEN FISCAL YEARS Basic Metropolitan Fiscal County School Flood Water Library Year Levy District Control District District County Totals 1994 1.0000% 0.0004% 0.0042% 0.0089% 0.0140% 0.0017% 1.0292% 1995 1.0000% --- 0.0060% 0.0089% 0.0042% 0.0020% 1.0211% 1996 1.0000% --- 0.0010% 0.0089% 0.0150% 0.0018% 1.0267% 1997 1.0000% --- 0.0020% 0.0089% 0.0150% 0.0016% 1.0275% 1998 1.0000% --- 0.0022% 0.0089% 0.0148% 0.0016% 1.0275% 1999 1.0000% --- 0.0020% 0.0089% 0.0114% 0.0015% 1.0237% 2000 1.0000% --- 0.0018% 0.0089% 0.0113% 0.0014% 1.0234% 2001 1.0000% --- 0.0016% 0.0088% 0.0114% 0.0013% 1.0230% 2002 1.0000% --- 0.0005% 0.0077% 0.0096% 0.0011% 1.0189% 2003 1.0000% --- 0.0009% 0.0067% 0.0097% 0.0010% 1.0183% Note: The state constitutional amendment Proposition 13 provided that the tax rate be limited to 1%of assessed value,levied only by the County and shared with all other jurisdictions. All other jurisdictions and the County can levy a tax rate for voter approved debt. Source: HdL Companies 92 CITY OF RANCHO PALOS VERDES Table 6 PRINCIPAL TAXPAYERS JUNE 30,2003 2002 Percentage of Type of Assessed Total Assessed Taxpayer Business Valuation Valuation Ocean Trails Limited Partnership Golf Course/Residential $ 62,320,260 1.04% P.V.Victoria Apartments Apartments 40,814,540 0.68% RPV Associates Residential Development 31,115,443 0.52% VRPV LLC,Et.Al.Kennedy Palos Verdes Apartments 26,896,304 0.45% Western Riviera Investors Apartments 24,853,212 0.41% York Long Point Associates Commercial/Residential 22,010,505 0.37% American Golf,Inc. Golf Course 13,873,318 0.23% Theodore Gardner II Apartments 13,528,404 0.22% Salvation Army Institutional/Commercial 13,456,653 0.22% Top Terraces Inc. Commercial/Retail 12,444,000 0.21% TOTAL TOP TEN $ 261,312,639 4.35% Source: HdL Companies 93 CITY OF RANCHO PALOS VERDES Table 7 SPECIAL ASSESSMENT BILLINGS AND COLLECTIONS LAST TEN FISCAL YEARS Special Special Percent of Fiscal Assessment Assessments Levy Year Billings Collected Collected 1994 $ 816,170 $ 816,339 100.0% 1995 811,651 796,924 98.2 1996 809,208 788,919 97.5 1997 756,438 741,261 98.0 1998 374,483 368,652 98.4 1999 325,130 333,455 102.6 2000 326,425 327,423 100.3 2001 326,396 325,337 99.7 2002 327,460 324,016 98.9 2003 327,384 332,806 101.7 Source: City Public Works and Finance Departments 94 CITY OF RANCHO PALOS VERDES Table 8 COMPUTATION OF LEGAL DEBT MARGIN AS OF JUNE 30, 2003 Net Assessed Value $ 6,014,220,792 Debt limit-15%of assessed value $ 902,133,119 Amount of debt applicable to debt limit --- Legal debt margin $ 902,133,119 Note: Section 43605 of the Government Code of the State of California limits the amount of indebtedness for public improvements to 15%of the assessed valuation of all real personal property in the City. The City of Rancho Palos Verdes has no general bonded indebtedness. Source: City Finance Department 95 CITY OF RANCHO PALOS VERDES Table 9 STATEMENT OF DIRECT AND OVERLAPPING DEBT AS OF JUNE 30, 2003 Percent Bonded Debt Applicable June 30,2003 DIRECT AND OVERLAPPING BONDED DEBT: Los Angeles County Detention Facilities 1987 1.014% $ 306,450 Los Angeles County Flood Control Storm Drain Bonds No.4 0.937% 94,735 Los Angeles County Flood Control Refunding Bonds 1993 0.937% 7,918 Palos Verdes Library District Refunding Bonds 1998 49.501% 6,222,238 West Basin Metropolitan Water District * 1.057% 5,024,555 Los Angeles City Community College 2003 Series A 1.798% 1,761,036 Los Angeles City Community College 2003 Series B&C 1.798% 1,648,774 Los Angeles City Community College 2001 Series A 1.798% 9,114,458 Los Angeles Unified School District 2002 Refunding Bonds 0.217% 551,761 Los Angeles Unified School District 2002 Series A 0.217% 1,101,731 Los Angeles Unified School District 1997 Series A 0.217% 686,637 Los Angeles Unified School District 1997 Series B 0.217% 489,025 Los Angeles Unified School District 1997 Series C 0.217% 450,881 Los Angeles Unified School District 1997 Series D 0.217% 578,124 Los Angeles Unified School District 1997 Series E 0.217% 1,059,320 Los Angeles Unified School District 1997 Series F 0.217% 4,560,278 Palos Verdes Peninsula USD Series 2000 A 46.923% 9,138,290 Palos Verdes Peninsula USD Series 2000 B 46.923% 7,047,908 Palos Verdes Peninsula USD Series 2000 C 46.923% 4,892,850 TOTAL DIRECT AND OVERLAPPING BONDED DEBT $ 54,736,969 (1) (1) Excludes revenue, mortgage revenue,tax allocation bonds, interim financing obligations, non-bonded capital lease obligations,and certificates of participation. Debt to Assessed Valuation Ratios: Direct Debt 0.00% Overlapping Debt 0.92% Total Debt 0.92% * This debt is a portion of a larger agency,which is responsible for debt in areas outside the City. Source: HdL Companies 96 CITY OF RANCHO PALOS VERDES Table 10 DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS Fiscal Housing Year Population Units 1994 42,000 15,581 1995 42,089 15,588 1996 42,670 15,610 1997 43,155 15,623 1998 43,657 15,652 1999 44,345 15,683 2000 44,933 15,706 2001 41,145 15,753 2002 42,002 15,762 2003 42,322 15,772 Source: CA Department of Finance and the City Planning, Building and Code Enforcement Department 97 CITY OF RANCHO PALOS VERDES Table 11 DEMOGRAPHIC STATISTICS 2000 CENSUS DATA Population distribution by ethnic group: Individuals Percent White 27,660 67.23% Asian 10,676 25.95% Black or African American 815 1.98% American Indian/Alaska Native 62 0.15% Other 1,932 4.70% Total 41,145 100.00% Population distribution by age: Individuals Percent 0-9 years 4,732 11.50% 10-19 years 5,436 13.21% 20-34 years 4,067 9.88% 35-44 years 6,584 16.00% 45-54 years 6,789 16.50% 55-64 years 5,837 14.19% 65-74 years 4,574 11.12% 75+years 3,126 7.60% Total 41,145 100.00% Household by type: Household Number of type: households Percent Family-Married Couple 6,423 42.10% Family-Married Couple with children under 18 4,375 28.68% Family-Single Parent 830 5.44% Family-Single Parent with children under 18 595 3.90% Non Family 464 3.04% Householder living alone 2,569 16.84% Total 15,256 100.00% Housing Tenure: Units Percent Owner-occupied 12,456 81.65% Renter-occupied 2,800 18.35% Total 15,256 100.00% Source: U.S. Bureau of the Census 98 CITY OF RANCHO PALOS VERDES Table 12 BUILDING PERMITS AND PROPERTY VALUE LAST TEN FISCAL YEARS Total Construction New Residential Construction Fiscal Number of Property Number of Property Bank Year Permits Value Units Value Deposits 1994 1,158 $ 16,174,450 11 $ 4,589,000 $ 103,983,000 1995 1,269 24,004,600 25 10,805,000 113,023,000 1996 1,356 19,993,784 19 8,572,000 193,339,000 1997 1,389 20,897,000 23 9,766,000 139,282,000 1998 2,373 25,799,345 31 11,948,000 170,584,000 1999 3,129 65,373,000 96 43,200,000 198,802,000 2000 2,544 41,403,218 39 24,949,630 202,839,000 2001 2,468 22,685,411 9 4,677,000 207,807,000 2002 1,319 20,363,386 10 4,387,828 208,627,000 2003 1,405 37,526,472 16 9,931,300 ** Data regarding bank deposits within the City of Rancho Palos Verdes for the fiscal year ended June 30,2002 is not currently available. Source: City Planning,Building and Code Enforcement Department and State Banking Department 99 CITY OF RANCHO PALOS VERDES Table 13 MISCELLANEOUS STATISTICS AS OF JUNE 30, 2003 Date of Incorporation September 7, 1973 Form of Government Council/Manager Area 13.6 square miles Coastline 7.5 miles Contract Services: Police Protection Los Angeles County Sheriff Fire Protection Los Angeles County Fire Protection District Sewers Los Angeles County Sanitation District#5 Utilities: Water California Water Service Company Gas Southern California Gas Company Electricity Southern California Edison Telephone Verizon, Pacific Bell City Facilities: Streets 143 miles Parks 14 with 514 acres Employees(Full-Time) 45 Source: City Finance Department 100