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CAFR FY 2008-09COMPREHENSIVEANNUAL FINANCIAL REPORT FISCAL YEAR ENDED -."\- . JUNE 30, 2009 ' •�� �.,n� ,��"� t ��i.`;. Ems: � � 04 }� • " .: , t , �; 'fir' -• arc', •1 ^Yr _,�.'+sS r- -. ,rf ��V �^ 1 :�♦1,�Y w �� fes, • /.•t _ - '�`;, � t' � �, '�' w �;►� .1\ -�� � • ,1� + yJ 1. ', � 1 `y.d! .� .� ♦•/1/ Y ♦ 1 ✓•' / r �� �, 1 . t -•f FI fir, 7 '1.' '` , IM .. •�� �• L4 • �.� r ,,� �r ,/ �. `ti ^� a ♦li=—`�:r�' �-. J1 � �' � r mss' ,y � CITY OF RANCHO PALOS VERDES, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended June 30, 2009 Prepared By: Finance & Information Technology Department Dennis McLean, Director Kathryn Downs, Deputy Director Cover photo provides a view of the Rancho Palos Verdes shoreline and Trump National Golf Course INTRODUCTORY SECTION Marilyn Ryan Sunset Point Park CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2009 TABLE OF CONTENTS INTRODUCTORY SECTION: Table of Contents Letter of Transmittal iv -x Directory of City Officials A Organization Chart xii GFOA Certificate of Achievement for Excellence in Financial Reporting xiii FINANCIAL SECTION: Independent Auditor's Report 3 Management Discussion and Analysis 7 Government -Wide Financial Statements Statement of Net Assets 19 Statement of Activities 20 Fund Financial Statements Governmental Funds Balance Sheet 24 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets 27 Statement of Revenues, Expenditures, and Changes in Fund Balances 28 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to the Statement of Activities 30 General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 31 Street Maintenance Special Revenue Fund Statement of Revenues, Expenditures, and Change in Fund Balance - Budget and Actual 32 Proprietary Funds Statement of Net Assets 33 Statement of Revenues, Expenses, and Changes in Fund Net Assets 34 Statement of Cash Flows 35 Notes to the Financial Statements 38 CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2009 TABLE OF CONTENTS Supplementary Information Major Fund Budgetary Comparison Schedules Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual RDA Debt Service Fund 68 Capital Improvements Capital Projects Fund 69 Non -Major Governmental Funds Combining Balance Sheet 74 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 80 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Special Revenue Funds Air Quality Management Fund 86 Community Development Block Grant Fund 87 EI Prado Fund 88 RDA Housing Set -Aside Fund 89 Proposition A Fund 90 Proposition C Fund 91 Beautification Fund 92 Waste Reduction Fund 93 Public Safety Grants Fund 94 1972 Act Fund 95 1911 Act Fund 96 JPIA — Portuguese Bend Fund 97 Habitat Restoration Fund 98 Subregion One Maintenance Fund 99 Measure A Fund 100 Abalone Cove Sewer Assessment District 101 Rancho Palos Verdes TV Channel 102 Dr. Allen and Charlotte Ginsburg Cultural Arts Building 103 Donor Restricted Contributions 104 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Capital Projects Funds Bikeways Fund 105 RDA Abalone Cove Fund 106 Environmental Excise Tax Fund 107 Quimby Fund 108 Affordable Housing Fund 109 RDA Portuguese Bend Fund 110 Utility Undergrounding Fund 111 Roadway Beautification Fund 112 CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2009 TABLE OF CONTENTS Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual — Permanent Fund JPIA —Abalone Cove Fund 113 Internal Service Funds Combining Statement of Net Assets 116 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets 117 Combining Statement of Cash Flows 118 STATISTICAL SECTION (Unaudited) Financial Trends Net Assets by Component 120 Changes in Net Assets 121 Governmental Activities Tax Revenue By Source 123 Fund Balances of Governmental Funds 124 Changes in Fund Balances of Governmental Funds 125 General Governmental Tax Revenues By Source 126 Revenue Capacity Assessed Value and Estimated Actual Value of Tax Property 127 Property Tax Rates - Direct and Overlapping Governments 128 Principal Property Taxpayers 129 Property Tax Levies and Collections 130 Debt Capacity Ratios of Outstanding Debt by Type 131 Direct and Overlapping Governmental Activities Debt 132 Legal Debt Margin Information 133 Demographic and Economic Information Demographic and Economic Statistics 134 Principal Employers 135 Operating Information Full-time Equivalent City Government Employees by Function 136 Operating Indicators by Function 137 Capital Asset Statistics by Function 138 N CITY O RANCHO PALOS VERDES December 18, 2009 Honorable Mayor and City Council City of Rancho Palos Verdes Rancho Palos Verdes, California The Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes for the fiscal year ended June 30, 2009, is hereby submitted as mandated by both local ordinances and state statutes. These ordinances and statutes require that the City of Rancho Palos Verdes issue annually a report on its financial position and activity, and that an independent firm of certified public accountants audit this report. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner that presents fairly the financial position and results of operations of the various funds and component units of the City of Rancho Palos Verdes. In addition, to the best of our knowledge, there are no untrue statements of material fact within the financial statements or omissions of material fact to cause the financial statements to be misleading. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The financial section of the CAFR includes management's discussion and analysis (MD&A). This letterof transmittal is designed to complement the MD&A and should be read in conjunction with it. The financial reporting entity (the government) includes all the funds of the primary government (i.e., the City of Rancho Palos Verdes as legally defined), as well as its component units, the Rancho Palos Verdes Redevelopment Agency and the Joint Powers Improvement Authority. A component unit is a legally separate entity for which the primary government is financially accountable. The City provides a broad range of services, including police protection, solid waste collection, construction and maintenance of streets and other infrastructure, planning and zoning activities, recreational activities, cultural events, and general administrative services. The City of Rancho Palos Verdes is a contract city, meaning that some of these services are provided by contract with other agencies (both public and private) and some services are delivered by the City's own employees. Special districts of the County of Los Angeles provide library services, fire protection services, and sewer services. The City has excluded the County of Los Angeles, as well as the State of California and various school districts, from the financial reporting entity because they do not meet the established criteria for inclusion. GOVERNMENTAL STRUCTURE, ECONOMIC CONDITION AND OUTLOOK The City of Rancho Palos Verdes is located on a coastal peninsula overlooking the Pacific Ocean in Los Angeles County, 20 miles south of the City of Los Angeles. The City was incorporated September 7, 1973. The City currently has a land area of 13.6 square miles and a population of about 43,000. The City is primarily a "bedroom" community with relatively little commercial activity. The City has operated under the council-manager form of government since incorporation. Policy-making and legislative authority are vested in the governing council, which consists of five council members, including the mayor and mayor pro -tem. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the city manager and the city attorney. The city manager is responsible for carrying out the policies and ordinances of the governing council, for overseeing the day-to-day operations of the government, and for appointing the heads of the government's departments. The council is elected on a non- partisan, at -large basis. Council members are elected to four-year staggered terms with two or three council members elected every two years. The council designates the mayor and mayor pro -tem for a one-year term. Though the General fund reserves of the City decreased during the fiscal year ended June 30, 2009, it is important to continue to measure the City's financial strength overtime, notjuston the basis of the most recent three or four years IV experience. The economic downturn affecting revenue sources such as taxes and permits, as well as the need to fund additional infrastructure renewal and maintenance will require continued conservative fiscal policies. MAJOR INITIATIVES The City's staff, following specific directives of the City Council and the City Manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in an enviable environment. Planning, Building, and Code Enforcement ➢ The City together with the Palos Verdes Peninsula Land Conservancy continued management of the City's Natural Communities Conservation Plan (NCCP) Preserve, developed a Preserve Trails Plan and continued its effort for acquiring open space for inclusion into the habitat preserve. ➢ The City continued to formally monitor development projects in surrounding jurisdictions (referred to as "border issues") to assess their potential impacts upon the City and its residents. ➢ The City continued to approve the installation of various commercial antenna facilities for cellular telephones and personal communication systems on private property throughout the City. ➢ The City continued to take steps in updating its General Plan by working with a consulting team in the preparation of various studies to support the General Plan Update. Staff is currently working with the consulting team to complete specific studies and is in the process of presenting Draft General Plan Elements to the Planning Commission and various advisory committees for initial review. Staff expects the General Plan Update to be completed in 2010. ➢ The City continued to implement its Housing Element by approving the "Mirandela" 34 unit affordable housing project on March 3, 2009. The project is a multi -family rental housing project that will be made available to seniors 62 years and older that qualify under extremely -low, very -low, low and moderate incomes. The project will be funded by a combination of sources, which include the City's In -lieu Affordable Housing Fund, the Redevelopment Agency's 20% Affordable Housing Fund, and 9% Tax Credits awarded by the California Tax Credit Allocation Committee. Grading on the project is expected to begin in November 2009. The project will be completed in late 2010/early 2011. ➢ The City authorized a partnership with the Annenberg Foundation to improve Lower Point Vicente Park with the construction of an animal education facility, outdoor exhibits and site improvements. ➢ The City approved anew, 28 -unit condominium project on the site of an abandoned former Verizon facility. The project includes the provision of two (2) dwelling units that will be made affordable for sale to very -low-income households. ➢ The City approved anew, 7,116 -square -foot commercial office building located on a vacant lot at the northwest corner of Hawthorne Boulevard and Crest Road. The project includes subterranean and surface parking, on-site signage and landscaping. ➢ The City adopted the Vision Plan, a coordinated master plan consisting of program, design and linkage concepts for land located within the coastal region of the City. The Vision Plan was developed jointly by City Staff, the PVPLC, and the Melendrez landscape architectural firm. ➢ The City worked closely with the Terranea Resort and Spa to complete the project and open for business on June 12, 2009. Included in the opening are the hotel room accommodations, banquet and conference facilities, restaurants and the spa and fitness center, and the 9 -hole golf course. Additionally, the City approved public amenities that are now available for use. ➢ The City approved the construction of anew Trader Joe's Market and upgrades to the Golden Cove Center. The approved project includes a new 11,000 square foot Trader Joe's grocery store building and restriping and reconfiguring the existing parking lot to increase the overall number of parking spaces in the shopping center. v ➢ The City approved a major revision to the existing St. John Fisher Church, which included a combined total of 32,426 square feet of new building area to the existing site composed of a new sanctuary (to replace the existing sanctuary), a new administration building, a new two -classroom preschool, a new art room, and a new school library. Public Works ➢ The annual residential street overlay and slurry seal project was completed for the 2007-08 cycle. ➢ Voter approved storm drain user fees collected through the Water Quality and Flood Protection program were used to continue the City's storm drain lining program for FY 08-09. Approximately $0.6 million of additional lining was completed, thereby extending the life of the storm drain pipes. In addition, six storm drain outlets were reconstructed at various locations throughout the Ctiy. ➢ The $7.4 million McCarrell Canyon storm drain project, which is a backbone project of the City's drainage system, was substantially completed. ➢ The Palos Verdes Drive South emergency storm drain repair project was completed. ➢ Trail improvements were completed using Measure A grant monies from the County 4th Supervisorial District. The projects included the Toyon Trail located in the Portuguese Nature Preserve and the Coolheights Trail Head Improvement located in the Forrestal Nature Preserve. ➢ The City awarded $157,500 of beautification grants for local neighborhood beautification projects. ➢ Modifications were made to the lobby and conference room of the Planning Department to improve public counter service and workspace areas. These improvements included anew service counter, workstations and a conference room. ➢ Analysis of the City's sewer system and preparation of the Sewer System Management Plan was completed. The plan was approved for adoption by the City Council. ➢ Graphic Information System (GIS) updates were completed for the City's infrastructure. The Sanitary Sewer System GIS layerwas updated and included information of the City maintained Abalone Cove sewersystem. In addition, the GIS infrastructure of the Storm Drain Master Plan was updated, which included information on the storm drains, catch basins, invert, size, and type of material. ➢ Following the recommendations of the Los Angeles County Department of Agricultural Commissioner/Weights and Measures and the Los Angeles County Fire Department, the City's annual fuel modification program began brush clearance work in May of 2009 and will be completed in the 2009-2010 fiscal year. There were several fuel modification zones identified throughout the City, and they are being addressed using goats, as well as manpower, to complete the vegetation thinning. ➢ The City updated 95% of traffic engineering speed surveys for roadways and arterials. ➢ The City continued to improve neighborhood traffic safety by use of radar trailers and speed feedback signs as an educational tool to motorists. ➢ The City completed the annual pavement striping update to improve traffic safety around schools and on streets where striping is missing or faded. ➢ As part of the City's traffic calming program, speed humps were constructed in the Toscanini Street area to address the speeding issue. ➢ Development of the Oversized Vehicle Parking Ordinance was completed and adopted by the City Council. ➢ The City's Neighborhood Permit Parking program was revised and adopted by City Council for implementation in January 2010. VI ➢ Annual right-of-way maintenance was completed for the Sidewalk and Bus Shelter programs. The Sidewalk Program includes sidewalk grinding and sidewalk removal and replacement. Maintenance was completed on multiple bus shelters throughout the City. ➢ The City began the process of procuring a new residential solid waste contract. Seven competitive proposals were received in response to its Requests for Proposals. A contract is expected to be awarded in November 2009. ➢ The City continued to provide grants/loans to low and moderate income residents for minor repairs to their single family homes through the Home Improvement Program (HIP). Funds are provided through the Community Development Block Grant program, which is administered by the County for the federal Department of Housing and Urban Development (HUD). ➢ The City received approximately $630,000 in Transportation Improvement Program funds for the construction of a bike compatible lane along Palos Verdes Drive South between Narcissa Drive and Schooner Drive. ➢ The City received approximately $252,000 in Highway Safety Improvement Program funds for the redesign and construction of new guardrails along Palos Verdes Drive East as an interim safety measure to the overall safety improvement project of the entire Palos Verdes Drive East corridor. ➢ The City received approximately $212,000 in Highway Safety Improvement Program funds for the traffic signal upgrade at Crenshaw Boulevard and Crestridge Road to improve turn movements and ADA access. ➢ The City completed its design of new landscaped medians along Palos Verdes Drive West and Hawthorne Blvd marking this intersection as a focal entry -point into the City by way of beautifying the public rights of way. Recreation and Parks ➢ Recreation and Parks Staff continued to operate the Point Vicente Interpretive Center which attracts approximately 40,000 visitors touring the museum annually. ➢ Recreation and Parks Staff also continued to operate the Point Vicente Interpretive Center's nature and sea - themed gift shop and to facilitate rentals of the facility for private parties and weddings. ➢ Recreation and Parks Staff and the Los Serenos de Point Vicente docents hosted the annual Whale of a Day event on the Point Vicente Interpretive Center grounds. ➢ The Los Serenos de Pointe Vicente docents continued their successful docent -led hike programs at several sites throughout the City. ➢ Recreation Staff assisted the Peninsula Seniors, a local non-profit organization, with theiroperation of temporary offices and a classroom using modular trailers at Upper Point Vicente Park. The City also continued to offer the Peninsula Seniors the use of other park facilities for various events. ➢ Recreation and Parks Staff coordinated the City's annual July 4th Independence Day celebration. ➢ Recreation and Parks Staff continued to coordinate numerous annual and one-time community events including the Abalone Cove Beach Clean -Up Day and Breakfast with Santa. ➢ Recreation and Parks Staff helped coordinate numerous special events including Shakespeare by the Sea's production of "As You Like It," Las Candalistas' Walk on the Wild Side, the Rolling Hills Estates Kiwanis Club's Palos Verdes Marathon, the American Diabetes Association's Tour de Cure bike ride, and the Honda Ride for Kids. ➢ Through the City's Gifts for Parks program, Recreation Staff and Los Serenos de Point Vicente docents continued to pursue donations for PVIC exhibits, the Fourth of July Celebration, Breakfastwith Santa and other special events and programs. V11 ➢ Once again, the City has qualified for the use of Community Development Block Grant funds for the REACH program for youth and young adults with developmental disabilities. Administration ➢ Staff presented a status report to the City Council in August 2009 regarding implementation of the February 2008 Organization -Wide Management Assessment and reported that to date the City has successfully completed 49% of the consultant's recommendations. ➢ Using grant funds, the City purchased a new Sheriffs patrol unit equipped with Automatic License Plate Recognition technology to operate along and within the neighborhoods adjacent to Western Avenue and Palos Verdes Drive East. Since its deployment in March 2009, the new technology has recorded 260,000 license plates and assisted the Lomita Sheriffs Station in a total of 23 incidents. ➢ RPV TV continued to expand programming offered on the City's cable channel, RPV TV, including rebroadcasts of the City Council and Planning Commission meetings, productions of a wide variety of local interest programming and offering a Video Bulletin Board featuring local community events. ➢ The City implemented a Peafowl Management Program to address overpopulation issues in the Vista Grande neighborhood. To date, the City has successfully trapped and relocated over 30 birds. ➢ The City Council conducted a Tactical Planning Workshop in March 2009 which identified the City's major initiatives for the year. ➢ The City Council hosted the first Candidates Ethics Workshop for the seven candidates running for two vacant City Council seats in November 2009. ➢ The City retained a highly -regarded consulting firm to assist the City with identifying and pursuing grant opportunities, particularly in light of the American Recovery and Reinvestment Act. To date, the City has been successful in securing $1.4 million in grant funding in 2009. ➢ The City hosted Community Leaders' Breakfasts in January and October 2009 providing updates on the development of the Five Year Capital Improvement Program and the proposed Annenberg Project at Lower Point Vicente Park, respectively. ➢ The update to the City's Cost Based Fee Study was completed and a new fee schedule was adopted by the City Council in March 2009, thus aligning user fees with the cost of providing related services. ➢ The City implemented the new ADP payroll and human resources benefits system as an improvement to efficiency and management effectiveness. ➢ City staff developed a Five Year Capital Improvement Plan to manage and plan for the City's infrastructure which was adopted by the City Council in June 2009. FINANCIAL INFORMATION The Finance and Information Technology department of the City is responsible for establishing and maintaining an appropriate internal control structure. The internal control system is designed to ensure that the assets of the City are protected from loss, theft, or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with Generally Accepted Accounting Principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. Single Audit. As a recipient of federal, state, and county financial assistance, the City is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. In years when over $500,000 is expended on Federal financial assistance programs, the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1984 and U.S. Office of Management and Budget VIII Circular A-133, Audits of States, Local Governments, and Non -Profit Organizations. For the year ended June 30, 2009, only $441,072 was expended on Federal financial assistance programs; and therefore, a Single Audit is not required. Budgeting Controls. The City of Rancho Palos Verdes maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions contained in the annual appropriated budgets approved by the City Council, Redevelopment Agency Board, and Improvement Authority Commission. Activities of the General fund, Special Revenue funds, Capital Projects funds, Debt Service fund and Permanentfund are included in the annual appropriated budgets of the government units. The level of budgetary control (that is, the level atwhich expenditures cannot legally exceed the appropriated amount) is established at the department/function level within each fund. Formal budgetary integration is employed as a management control device. The City also maintains an encumbrance accounting system as one method of maintaining budgetary control. These encumbrances lapse at year-end, and any unexpended balance is eligible to be carried over to the following year's budget appropriations with City Council approval. Budget to Actual Comparison. The City experienced a small overall favorable budget variance in the General fund for the fiscal year ended June 30, 2009. Actual General fund revenues were approximately $114,000 less than the amount budgeted, while expenditures and inter -fund transfers were approximately $1 million less than the amount budgeted. The overall positive variance resulted from the continued careful management of resources during FY08- 09. Debt Administration. At June 30, 2009, the City had no general obligation debt and one tax increment bond issued during FY97-98. The schedule for repayment of this bond is included in the notes to the financial statements. Cash Management. To obtain increased flexibility in cash management, the City employs a pooled cash system. The goals of the City's investment policy are safety, liquidity, and yield, in that order. The City's investments are currently maintained with U.S. Treasury securities and the State Treasurer's Local Agency Investment Fund (LAIF). LAIF provides high safety and liquidity and is operated specifically for local governments. Earnings are allocated to the various funds based on average cash balances. Risk Management. The City of Rancho Palos Verdes is a member of the California Joint Powers Insurance Authority (CJPIA). With 119 members, it is the largest joint powers insurance authority in California. Through the CJPIA, the City is self-insured against liability and workers' compensation claims. As protection against catastrophic loss, members fund a pool to finance large settlements. During the fiscal year ended June 30, 2009, Rancho Palos Verdes continued its proactive liability risk management role through careful monitoring of losses, working closely with the CJPIA's third -party claims adjuster, and designing and implementing programs to minimize risks and reduce losses. In addition, the City Manager's staff analyzes workers compensation issues by monitoring work conditions, and organizing and implementing safety -training programs to reduce employee exposure to hazards. Fiduciary Operations. The City of Rancho Palos Verdes has a fiduciary fund that is used to account for assets (cash) held by the City in a trustee capacity or as an agent for other governmental units, private organizations or individuals. The trust and agency fund is restricted as to its use and is not available to fund the operating activities of the City and, as such, are offset by a liability equal to the carrying amount of the asset. OTHER INFORMATION Independent Audit. The City requires an annual audit by independent certified public accountants. The accounting firm of Diehl, Evans & Company, LLP conducted this year's audit. The auditors' report on the government -wide financial statements and combining and individual fund statements and schedules is included in the financial section of this report. Audit Committee. The City Council appointed two Council members to an ad-hoc Audit Committee for 2009. The Audit Committee participated in planning the audit, conducted an exit interview with auditors and received the draft audited financial statements prior to finalizing the document. GFOA Certificate of Achievement Award. The Government Finance Officer's Association of the United States and Canada (GFOA) oversees a prestigious national award program to recognize conformance with the highest standards of report preparation. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized CAFR. This report must satisfy both Generally Accepted Accounting Principles and applicable legal requirements. Ix The GFOA awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30, 2008. This was the 16 Reporting year that the City of Rancho Palos Verdes has achieved this prestigious award. A copy of the GFOA Certificate of Achievement is included later in the introductory section of this year's CAFR. A Certificate of Achievement is valid for a period of one year only. We believe our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments. Completion of this report was the accomplishment by combined efforts of many individuals, especially Linda Gan-Vanderlinde, the City's new Senior Accountant and Kathryn Downs, Deputy Director of Finance and Information Technology, who coordinated preparation of the report. I wish to acknowledge the assistance of our auditors, Diehl, Evans & Company, LLP and the contributions of other Finance and Information Technology Department staff: Sara Singer, Jane Lin, Selena Wright, Gayle Vanoverbeck, and Nancy Vitez. I would also like to recognize the City Council for their continued leadership directing the City to achieve a sound fiscal position over the last several years. We look forward to maintaining this success in the future under the leadership of the City Council Respectfully submitted, Dennis McLean Director of Finance & Information Technology X Sunset in Rancho Palos Verdes CITY OF RANCHO PALOS VERDES DIRECTORY OF CITY OFFICIALS JUNE 30, 2009 CITY COUNCIL Larry Clark, Mayor Steve Wolowicz, Mayor Pro -Tem Peter Gardiner, Councilman Thomas D. Long, Councilman Douglas W. Stern, Councilman ADMINISTRATION AND DEPARTMENT HEADS City Manager ........... Deputy City Manager City Clerk ................. Director of Finance and Information Technology Director of Planning, Building and Code Enforcement Director of Public Works ............................................. Director of Recreation and Parks City Attorney XI ......................... Carolyn Lehr ...................... Carolynn Petru ...................... Carla Morreale ..................... Dennis McLean ............................. Joel Rojas ................................. Jim Bell ...................... Ron Rosenfeld Richards, Watson & Gershon CITY OF RANCHO PALOS VERDES ORGANIZATIONAL CHART CITIZENS OF RANCHO PALOS VERDES I MAYOR AND CITY COUNCIL I COMMISSIONS & COMMITTEES Planning Commission Traffic Safety Commission Finance Advisory Committee CITY MANAGER Administration/Budget Personnel/Community Outreach Risk Management COMMISSIONS & COMMITTEES Emergency Preparedness Committee Equestrian Committee Oversight Committee for the Water Quality & Flood Protection Program CITY ATTORNEY Richards, Watson & Gershon RECREATION & PARKS Park Facilities COMMUNITY DEVELOPMENT Point Vicente Interpretive Center Planning/Zoning Special Events Building & Safety/Geology REACH Program Code Enforcement View Restoration PUBLIC SAFETY FINANCE & INFORMATION CITY CLERK TECHNOLOGY Records Management Financial Reporting Animal Control Public Information Accounts Payable/Receivable Elections Capital Projects Payroll Purchasing Information Technology RECREATION & PARKS Park Facilities COMMUNITY DEVELOPMENT Point Vicente Interpretive Center Planning/Zoning Special Events Building & Safety/Geology REACH Program Code Enforcement View Restoration PUBLIC SAFETY PUBLIC WORKS L.A. County Sheriff Street Maintenance L.A. County Fire Refuse/City Engineering Animal Control Park/Building Maintenance Emergency Preparedness Capital Projects M Certificate of Achievement for Excellence in Financial Reporting Presented to City of Rancho Palos Verdes California For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2008 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. AGE OpF�C 3 F•� ovtx Fy�� _ ONiTE�pA7ES � .. 'Qo off` President Executive Director FINANCIAL SECTION Terranea Resort Q DIEHL, EVANS & COMPANY, LLP CERTIFIED PUBLIC ACCOUNTANTS & CONSULTANTS MICHAEL R. LUDIN, CPA A PARTNERSHIP INCLUDING ACCOUNTANCY CORPORATIONS CRAIG W. SPRAKER, CPA NITIN P. PATEL, CPA ROBERT CALLANAN, CPA 5 CORPORATE PARK, SUITE 100 *PHILIP H. HOLTKAMP, CPA IRVINE, CALIFORNIA 92606-5165 *THOMAS M. *HARVEY J. SCERHROEDER,ECPA EDCPA (949) 399-0600 • FAX (949) 399-0610 KENNETH R. AMES, CPA WWW.diehleyans.com WILLIAM C. PENTZ, CPA 'A PROFESSIONAL CORPORATION December 18, 2009 INDEPENDENT AUDITORS' REPORT The Honorable Mayor and Members of City Council City of Rancho Palos Verdes Rancho Palos Verdes, California We have audited the accompanying financial statements of the governmental activities, the business -type activity, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California, as of and for the year ended June 30, 2009, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Rancho Palos Verdes's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activity, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California, as of June 30, 2009, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General and Street Maintenance Special Revenue major governmental funds for the year then ended in conformity with accounting principles generally accepted in the United States of America. OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W. VALLEY PARKWAY, SUITE 330 CARLSBAD, CALIFORNIA 92008-2389 ESCONDIDO, CALIFORNIA 92025-2598 (760) 729-2343 • FAX (760) 729-2234 (760) 741-3141 • FAX (760) 741-9890 3 In accordance with Government Auditing Standards, we have also issued our report dated December 18, 2009, on our consideration of the City of Rancho Palos Verdes's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The management's discussion is not a required part of the basic financial statements but is supplementary information required by the accounting principles generally accepted in the United States of America. We have applied certain limited procedures to the management's discussion and analysis, which consisted principally of inquiries of management regarding the methods of measurement and presentation of this required supplementary information. However, we did not audit the management's discussion and analysis and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Rancho Palos Verdes, California's basic financial statements. The introductory section, major fund budgetary comparison schedules, combining and individual nonmajor fund financial statements and schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The major fund budgetary comparison schedules and combining and individual nonmajor fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. r n MANAGEMENT'S DISCUSSION & ANALYSIS 4XI M - VX CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 The Management of the City of Rancho Palos Verdes offers readers of the City of Rancho Palos Verdes' Financial Statements this narrative overview and analysis of the City's financial activities for the Fiscal Year ended June 30, 2009. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our Letter of Transmittal, which can be found on pages iv -x of this report. Financial Highlights ➢ The assets of the City of Rancho Palos Verdes exceed its liabilities at the close of the Fiscal Year ended June 30, 2009, by $154,728,813 (Net Assets). Of this amount, $33,385,079 (Unrestricted Net Assets) may be used to meet the government's ongoing obligations to its citizens and creditors. ➢ The City's Total Net Assets increased by $543,196. This increase is mainly attributable to continued payment of the Redevelopment Agency's long term debt to the County. ➢ As of June 30, 2009, the City's Governmental Funds reported combined ending Fund Balances of $23,434,239, an increase of $590,127 in comparison with the prior year. The increase in combined ending Fund Balances is primarily attributable to revenue received in the Proposition C fund that will be used during FY09-10 for an arterial overlay project. ➢ As of June 30, 2009, unreserved/undesignated Fund Balance for the General Fund was $10,440,256 or 49% of total General Fund expenditures and transfers out. ➢ The City's total debt decreased by $349,097 (5%) during the current Fiscal Year. The decrease was primarily attributable to partial payment of the RDA deferred interest payable. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements, which are comprised of three components: 1) Government -Wide Financial Statements; 2) Fund Financial Statements; and 3) Notes to the Financial Statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -Wide Financial Statements. The Government -Wide Financial Statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as Net Assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Rancho Palos Verdes is improving or deteriorating. The Statement of Activities presents information showing how the government's net assets changed during the most recent Fiscal Year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both the Government -Wide Financial Statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from See independent auditors' report. CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City include general government, public safety, public works, planning, building and safety, and recreation. The City's business -type activities include only the Water Quality and Flood Protection program for renewal and maintenance of the City's storm drain facilities. The Government -Wide Financial Statements include not only the City of Rancho Palos Verdes itself (known as the Primary Government), but also a legally separate Redevelopment Agency and a legally separate Improvement Authority for which the City of Rancho Palos Verdes is financially accountable. Financial information for these Component Units has been included as an integral part of the primary government. The Government -Wide Financial Statements can be found on pages 19-21 of this report. Fund Financial Statements. A Fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Rancho Palos Verdes, like other State and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the Funds of the City can be divided into three categories: Governmental Funds, Proprietary Funds, and Fiduciary Funds. Governmental Funds. Governmental Funds are used to account for essentially the same functions reported as governmental activities in the Government -Wide Financial Statements. However, unlike the Government -Wide Financial Statements, Governmental Fund Financial Statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the Fiscal Year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of Governmental Funds is narrower than that of the Government -Wide Financial Statements, it is useful to compare the information presented for Governmental Funds with similar information presented for governmental activities in the Government -Wide Financial Statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. The Governmental Balance Sheet and Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances provide a reconciliation to facilitate this comparison between Governmental Funds and governmental activities. The City of Rancho Palos Verdes maintained 32 individual Governmental Funds during the Fiscal Year ended June 30, 2009. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General Fund, the Street Maintenance Fund, the Capital Improvements Fund and the RDA Debt -Service Fund, all of which are considered to be major funds. Data from the other 28 Governmental Funds are combined into a single, aggregated presentation. Individual fund data for each of these Other Governmental Funds is provided in the form of combining statements elsewhere in this report. The City of Rancho Palos Verdes adopts an annual appropriated budget for each of its Governmental Funds. A budgetary comparison statement has been provided for each Governmental Fund to demonstrate compliance with this budget. The basic Governmental Fund Financial Statements can be found on pages 24-32 of this report. Proprietary Funds. The City of Rancho Palos Verdes maintains two types of Proprietary Funds. Enterprise Funds are used to report the same functions presented as business -type activities in the Government -Wide Financial Statements. The City uses an Enterprise Fund to account for its See independent auditors' report. 8 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 Water Quality and Flood Protection Program. Internal Service Funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses Internal Service Funds to account for its fleet of vehicles, computer systems, furniture and equipment, Employee Benefits, and Civic Center Building Improvements. Because these services predominantly benefit the governmental function, they have been included within governmental activities in the Government -Wide Financial Statements. Proprietary Fund Financial Statements provide the same type of information as the Government - Wide Financial Statements, only in more detail. These statements can be found on pages 33-35 of this report. The Proprietary Fund Financial Statements provide separate information for the Enterprise Fund and the Internal Service Funds. The Enterprise Fund is presented as a single major fund of the City, while the Internal Service Funds are combined and presented as a single, aggregated presentation in the Statement. Individual fund data for the Internal Service Funds is provided in the form of combining statements elsewhere in this report. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the Government -Wide and Fund Financial Statements. The notes to the financial statements can be found on pages 38-65 of this report. Other information. The combining statements referred to earlier in connection with Other Governmental Funds and Internal Service Funds are presented immediately following the Notes to the Financial Statements. Combining and individual fund statements and schedules can be found on pages 68-118 of this report. Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Rancho Palos Verdes, assets exceeded liabilities by $154,728,813 at June 30, 2009. By far, the largest portion of the City's Net Assets (78 percent) reflects its investment in Capital Assets (e.g. Land, Infrastructure, Buildings, and Equipment). The City uses these Capital Assets to provide services to its citizens; consequently, these assets are not available for future spending. City of Rancho Palos Verdes Net Assets See independent auditors' report. 9 Governmental Activities Business -type Activities Total June 30, 2009 June 30, 2008 June 30, 2009 June 30, 2008 June 30, 2009 June 30, 2008 Current and other assets Capital assets $ 44,072,296 107,867,070 $ 42,756,269 109,375,667 $ 4,286,089 12,476,664 $ 8,817,059 5,599,028 $ 48,358,385 120,343,734 $ 51,573,328 114,974,695 Total assets 151,939,366 152,131,936 16,762,753 14,416,087 168,702,119 166,548,023 Long-term liabilities outstanding Other liabilities 7,121,149 4,674,432 7,470,246 3,815,109 - 2,177,725 - 1,077,051 7,121,149 6,852,157 7,470,246 4,892,160 Total liabilities 11,795,581 11,285,355 2,177,725 1,077,051 13,973,306 12,362,406 Invested in capital assets Restricted Unrestricted 107,867,070 1,000,000 31,276,715 109,375,667 1,000,000 30,470,914 12,476,664 - 2,108,364 5,599,028 - 7,740,008 120,343,734 1,000,000 33,385,081 114,974,695 1,000,000 38,210,922 Total net assets $ 140,143,785 1 $ 140,846,581 $ 14,585,028 $ 13,339,036 $ 154,728,813 1 $ 154,185,617 See independent auditors' report. 9 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 An additional portion of the City's Net Assets ($1,000,000 or less than 1%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of Unrestricted Net Assets ($33,385,079 or 21 %) may be used to meet the government's ongoing obligations to its citizens and creditors. Governmental Activities. Governmental Activities decreased the City's Net Assets by $702,796. City of Rancho Palos Verdes Changes in Net Assets Key elements of this decrease are as follows: ➢ Due to the slow down of economy and the housing market, licenses, permits and all other user charges declined. Contributions and grants from other governmental agencies were also reduced due to nation-wide reduction of tax revenue, which led to less available federal and state resources to allocate to the City. Compared with last year, program revenue decreased by $2,166,627 or 24 percent. ➢ On the other side, the expenses increased in every function. Key factors included the purchase of affordable housing, accelerated reduction of the City's pension liability, and improvements to the City's infrastructure. See independent auditors' report. 10 Governmental Business -type Activities Activities Total June 30, 2009 June 30, 2008 June 30, 2009 June 30, 2008 June 30, 2009 June 30, 2008 Program revenues: Charges for services $ 3,369,955 $ 4,099,637 $ - $ - $ 3,369,955 $ 4,099,637 Operating contributions and grants 2,963,037 3,569,807 2,963,037 3,569,807 Capital contributions and grants 642,020 1,472,195 642,020 1,472,195 General revenues: Property taxes 11,462,079 10,935,253 11,462,079 10,935,253 Other taxes 5,719,141 5,803,960 5,719,141 5,803,960 Other 855,825 1 1,854,748 1,682,985 1,504,495 2,538,810 3,359,243 Total revenues 25,012,057 27,735,600 1,682,985 1,504,495 26,695,042 29,240,095 Expenses: Administration 6,356,695 4,724,522 - - 6,356,695 4,724,522 Public safety 4,233,255 4,044,426 4,233,255 4,044,426 Public works 10,555,058 9,025,725 10,555,058 9,025,725 Parks and recreation 1,605,276 1,395,769 1,605,276 1,395,769 Planning, building and code enforcement 2,696,502 2,441,321 2,696,502 2,441,321 Interest on long-term debt 268,067 269,708 268,067 269,708 Water Quality Flood Protection - - 436,993 300,781 436,993 300,781 Total expenses 25,714,853 21,901,471 436,993 300,781 26,151,846 22,202,252 Increase in net assets before transfers 702,796 5,834,129 1,245,992 1,203,714 543,196 7,037,843 Transfers 4,719,193 - 4,719,193 - - Increase in net assets 702,796 1,114,936 1,245,992 5,922,907 543,196 7,037,843 Net assets - beginning of fiscal year 140,846,581 139,731,645 13,339,036 7,416,129 154185617 1 147 147 774 Net assets - end of fiscal year $ 140,143,785 $ 140,846,581 $ 14,585,028 $ 13,339,036 $ 154,728,813 1 $ 154,185,617 Key elements of this decrease are as follows: ➢ Due to the slow down of economy and the housing market, licenses, permits and all other user charges declined. Contributions and grants from other governmental agencies were also reduced due to nation-wide reduction of tax revenue, which led to less available federal and state resources to allocate to the City. Compared with last year, program revenue decreased by $2,166,627 or 24 percent. ➢ On the other side, the expenses increased in every function. Key factors included the purchase of affordable housing, accelerated reduction of the City's pension liability, and improvements to the City's infrastructure. See independent auditors' report. 10 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 Revenues by Source — Governmental Activities charges for other services other taxes 3% 13% operating contributions L property taxes 46% nd grants 12% capital contributions and grants 3% Business -Type Activities. Business -type activities increased the City's net assets by $1,245,992 primarily due to collection of storm drain user fees that will be utilized during FY09-10 for projects continued from FY08-09. Financial Analysis of Governmental Funds As of the end of the current Fiscal Year, the City's Governmental Funds reported combined ending Fund Balances of $23,434,239, an increase of $590,125 in comparison with the prior year. Approximately 57% of the combined ending Fund Balances (about $13.45 million) constitute unreserved Fund Balance, which is available for spending at the City's discretion. The combined unreserved Fund Balance includes the RDA Debt Service negative unreserved Fund Balance of $16,283,294. The remainder of the combined ending Fund Balances is reserved to indicate that it is not available for new spending because it has already been committed 1) to reserve the principal balance of loans made to the City's Redevelopment Agency ($6,219,545), and 2) for a variety of other restricted purposes ($3,767,141). The General Fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the current Fiscal Year, the unreserved Fund Balance of the General Fund was $11,773,556, while total Fund Balance reached $18,087,274. As a measure of the General Fund's liquidity, it may be useful to compare both Unreserved Fund Balance and Total Fund Balance to total fund expenditures and transfers out. Unreserved Fund Balance represents 55% of total General Fund uses, while total Fund Balance represents 86% of that same amount. During Fiscal Year 08-09, the Fund Balance of the City's General Fund decreased by $2,007,063. The City Council adopted a reserve policy that included a Capital Improvement Projects reserve of $3 million for emergency infrastructure projects. The reserve was funded with a transfer from the General Fund during FY08-09. In addition, there was a favorable General Fund expenditure variance of about $1 million. The total variance was comprised of insignificant savings in a large number of the General Fund's 32 budget programs. About half of the expenditure variance was concentrated in the City Attorney, Personnel, Information Technology, Park and Building Maintenance, and Building and Safety programs. Most of the expenditure variances were permanent savings for FY08-09 programs. Compared with the prior year, the Street Maintenance Fund Balance was decreased by $154,108. This special revenue fund receives restricted revenue sources for street maintenance activities, but is heavily subsidized by the General Fund. The General Fund subsidy for FY08-09 See independent auditors' report. 11 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 was reduced to facilitate a planned reduction of the accumulated Street Maintenance fund balance that had grown over time through prior years' favorable expenditure variances. The Debt Service Fund has a net negative Fund Balance of $16,283,294. The Redevelopment Agency's debt to the City is recorded in the Debt Service Fund. However, because there are currently no assets to extinguish that debt, the fund carries a negative Fund Balance. The net decrease in the Debt Service Fund Balance during the current year was $754,851, which primarily represents accumulated interest on the advance from the City to the Redevelopment Agency. As noted above, the Capital Improvement Projects (CIP) Fund received a transfer of $3,000,000 from the General Fund to be held in reserve for emergency infrastructure projects per the City Council's approved Reserve Policy. In addition, the General Fund transferred almost $1.5 million to the CIP Fund for the annual residential pavement project. A project was completed using about $0.9 million of FY08-09 monies, and the remaining appropriation was continued to FY09- 10. The remaining $0.6 million of the FY08-09 General Fund transfer will be used by the CIP Fund during FY09-10 for the next annual residential pavement project. Financial Analysis of Proprietary Funds The City's Proprietary Funds provide the same type of information found in the Government -Wide Financial Statements, but in more detail. Unrestricted Net Assets of the Enterprise Fund at the end of the year amounted to $2,108,364. Unrestricted Net Assets of the Internal Service Funds at the end of the year amounted to $4,499,049. The total growth in Proprietary Fund type net assets was $256,589 or 4 percent. General Fund Budgetary Highlights The difference between original budgeted expenditures and the final amended budget was a decrease of $598,885; and is briefly summarized as follows: y A decrease of $1,333,300 was attributable to appropriations continued to FY09-10. y An increase of $1,277,915 was attributable to appropriations continued from FY07-08. y Salary and benefit budgets across a number of programs were reduced by about $427,500 to account for vacant positions. y Other immaterial reductions totaled approximately $116,000. Capital Asset and Debt Administration Capital Assets. The City's investment in Capital Assets for its governmental activities as of June 30, 2009, amounts to $107,867,070 (net of accumulated depreciation). This investment in capital assets includes land, buildings, park improvements, roadways, sewer, storm drains, vehicles, computer equipment, furniture, other equipment, and construction in progress. During the current Fiscal Year, the City's investment in capital assets increased by about $1.9 million or a little more than 1 percent. Major capital asset events during the current Fiscal Year included the following: ➢ Depreciation of $3.5 million was recorded for the City's Capital Assets. Residential street overlay was completed with a total cost of about $1.0 million. See independent auditors' report. 12 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 y Two condominium units were purchased for the purpose of providing affordable housing at a total cost of about $0.8 million. City of Rancho Palos Verdes Capital Assets (net of depreciation) Additional information on the City's Capital Assets can be found in Note # 4 on pages 52-53 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $7,121,149. Of this amount, $6,805,909 is a liability of the Redevelopment Agency. City of Rancho Palos Verdes Outstanding Debt RDA Tax Increment Bond RDA Deferred Interest Payable Emplovee compensated absences Total Governmental Activities June 30. 2009 1 June 30. 2008 $ 5,315,000 $ 5,370,000 1,490,909 1,785, 536 315,240 314,710 $ 7,121,149 1 $ 7,470,246 The City's total debt decreased by $349,097 (4.7%) during the current Fiscal Year, primarily due to partial payment of the RDA deferred interest payable. See independent auditors' report. 13 Governmental Activities June 30, 2009 June 30, 2008 Capital assets not being depreciated Land $ 32,139,008 $ 32,139,008 Construction in progress 196,174 156,354 Total capital assets not being depreciated 32,335,182 32,295,362 Capital assets being depreciated, net Buildings 7,725,387 7,174,749 Vehicles 153,979 163,410 Computer equipment 71,327 69,569 Furniture, fixtures and equipment 92,471 142,659 Infrastructure Roadwaysystem 45,484,324 46,682,868 Sewer system 9,357,693 9,812,802 Storm drain system 10,681,899 10,932,378 Park system 1,964,808 2,101,870 Total capital assets being depreciated, net 75,531,888 77,080,305 Capital Assets, net $ 107,867,070 $ 109,375,667 Additional information on the City's Capital Assets can be found in Note # 4 on pages 52-53 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $7,121,149. Of this amount, $6,805,909 is a liability of the Redevelopment Agency. City of Rancho Palos Verdes Outstanding Debt RDA Tax Increment Bond RDA Deferred Interest Payable Emplovee compensated absences Total Governmental Activities June 30. 2009 1 June 30. 2008 $ 5,315,000 $ 5,370,000 1,490,909 1,785, 536 315,240 314,710 $ 7,121,149 1 $ 7,470,246 The City's total debt decreased by $349,097 (4.7%) during the current Fiscal Year, primarily due to partial payment of the RDA deferred interest payable. See independent auditors' report. 13 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2009 State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $1,345,594,000. Additional information on the City's long-term debt can be found in Note # 5 on pages 53-56 of this report. Economic Factors and Next Year's Budgets and Rates ➢ Local property values remain strong; therefore, Property Tax Revenue (approximately 43 percent of City -Wide Revenues) remains largely unaffected by the downturn in the economy. While other cities in Los Angeles County saw property assessments decrease by as much as 15 percent for FY09-10, the City of Rancho Palos Verdes experienced an overall 1.3 percent increase in property assessments. ➢ The state declared a fiscal emergency and took a property tax loan from cities for FY09- 10. The amount of the City's loan to the state is about $0.8 million. The City was able to sell the FY09-10 loan receivable; therefore, the City's FY09-10 property tax revenue will remain intact. ➢ A major hotel development, the Terranea Resort & Spa, opened for business on 102 acres of the City's coastline on June 12, 2009. The Resort employs more than 700 people and generates transient occupancy tax, sales tax, business license tax, and golf tax deposited to the City's General Fund. The Resort is expected to generate total tax revenue of as much as $8 million annually once it reaches stabilization. The City's FY09- 10 budget does not include transient occupancy tax, sales tax, and golf tax to be received from the Resort. After initial revenue trends are demonstrated, adjustments will be made to the City's FY09-10 budget during the Midyear Financial Review. ➢ The Consumer Price Index for Los Angeles County decreased by 2.2 percent for the 12 months ended June 2009; therefore, the City's FY09-10 budget includes no increases for revenues such as business license tax and expenditures such as employee salaries. Requests for Information This Financial Report is designed to provide a general overview of the financial position of the City of Rancho Palos Verdes for all those with an interest in the government's finances. Questions concerning any of the information provided in this report, or requests for additional financial information, should be addressed to the Finance and Information Technology Department at 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275 or financea-rov.com. See independent auditors' report. 14 BASIC FINANCIAL STATEMENTS 15 Coast Guard Lighthouse 16 GOVERNMENT -WIDE STATEMENTS 17 b'N ANN 9t L; Docent Hike — Tide Pools 18 CITY OF RANCHO PALOS VERDES 61F-1YW►51®1120911WIN NWILI 9MW June 30, 2009 ASSETS: Cash and cash equivalents Receivables: Taxes Interest Notes Other Prepaid costs Land held for development Capital assets, not being depreciated: Land Construction in progress Capital assets, being depreciated, net: Property and equipment Buildings and improvements Infrastructure TOTAL ASSETS Governmental Business -type Activities Activities Total $ 39,679,902 $ 4,252,469 $ 43,932,371 812,920 - 812,920 104,288 11,689 115,977 743,591 - 743,591 843,046 21,931 864,977 1,186,157 - 1,186,157 702,392 - 702,392 32,139,008 1,408,493 33,547,501 196,174 7,419,621 7,615,795 317,777 5,906 323,683 7,725,387 - 7,725,387 67,488,724 3,642,644 71,131,368 LIABILITIES: Accounts payable and accrued liabilities 3,240,180 1,800,439 5,040,619 Interest payable 20,825 - 20,825 Retentions payable 54,300 377,286 431,586 Unearned revenue 132,074 - 132,074 Deposits payable 1,227,053 1,227,053 Long-term liabilities: Due within one year 297,908 297,908 Due beyond one year 6,823,241 6,823,241 TOTAL LIABILITIES 11.795.581 2.177.725 13.973.306 NET ASSETS: Invested in capital assets, net of related debt Restricted for: Community development: Nonexpendable Unrestricted TOTAL NET ASSETS 107,867,070 12,476,664 120,343,734 1,000,000 - 1,000,000 31,276,715 2,108,364 33,385,079 $ 140,143,785 $ 14,585,028 $ 154,728,813 See independent auditors' report and notes to financial statements. 19 CITY OF RANCHO PALOS VERDES STATEMENT OF ACTIVITIES For the year ended June 30, 2009 Functions/programs Expenses Governmental Activities: Administration $ 6,356,695 Public safety 4,233,255 Public works 10,555,058 Parks and recreation 1,605,276 Planning, building and code enforcement 2,696,502 Interest on long-term debt 268,067 Total governmental activities 25,714,853 Business -type Activity: Water Protection Flood Control 436,993 Total Primary Government $ 26,151,846 Program Revenues Operating Capital Charges for Grants and Grants and $ 554,947 $ 4,797 $ - 266,766 100,000 - 422,535 2,745,219 642,020 482,952 - - 1,642,755 113,021 - 3,369,955 2,963,037 642,020 $ 3,369,955 $ 2,963,037 $ 642,020 General revenues: Taxes: Property tax, levied for general purpose Property tax, Redevelopment Agency tax increment Storm Drain user fees levied for water quality and flood protection Transient occupancy tax Sales tax Franchise tax Motor vehicle in lieu tax (unrestricted) Utility user tax Othertaxes Investment income Unrestricted grants, contributions and other revenues Total general revenues and transfers Change in net assets Net assets - beginning of year Net assets - end of year See independent auditors' report and notes to financial statements. 20 Net (Expense) Revenue and Changes in Net Assets Governmental Business -type Activities Activity Total $ (5,796,951) $ (3,866,489) (6,745,284) (1,122,324) (940,726) (268,067) (18,739,841) $ (5,796,951) (3,866,489) (6,745,284) (1,122,324) (940,726) (268,067) - (18,739,841) - (436,993) (436,993) (18,739,841) (436,993) (19,176,834) 10,341,038 - 10,341,038 1,121,041 - 1,121,041 - 1,251,733 1,251,733 85,245 - 85,245 1,052,398 - 1,052,398 1,709,009 - 1,709,009 147,904 - 147,904 2,267,431 - 2,267,431 457,154 - 457,154 630,842 104,601 735,443 224,983 326,651 551,634 18,037,045 1,682,985 19,720,030 (702,796) 1,245,992 543,196 140, 846,5 81 13,339,036 154,185,617 $ 140,143,785 $ 14,585,028 $ 154,728,813 21 Shoreline Park 22 FUND FINANCIAL STATEMENTS 23 CITY OF RANCHO PALOS VERDES BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2009 FUND BALANCES (DEFICIT): Special Reserved for: Revenue Reimbursement settlement agreement - Street Prepaid items General Maintenance ASSETS 6,219,543 - Cash and cash equivalents $ 13,896,377 $ 732,099 Receivables: - - Taxes 764,413 - Interest 49,688 234 Notes - - Other 501,030 89,472 Due from other funds 444,363 - Prepaid items 94,175 - Advances to other funds 16,886,970 - Land held for development - - TOTAL ASSETS 32,637,77 821,805 LIABILITIES AND FUND BALANCES - - LIABILITIES: - - Accounts payable and accrued liabilities $ 2,427,249 $ 364,581 Due to other funds - - Retentions payable 21,557 32,743 Deferred revenue 10,873,883 - Advances from other funds - - Deposits payable 1,227,053 - TOTAL LIABILITIES 14,549,742 397,324 FUND BALANCES (DEFICIT): Reserved for: Reimbursement settlement agreement - - Prepaid items 94,175 - Advances to other funds 6,219,543 - Land held for development - - Housing set-aside - - Habitat restoration - - Unreserved: Designated for continuing appropriations: General fund 1,333,300 - Special revenue funds - 204,000 Capital projects funds - - Undesignated and reported in: General fund 10,440,256 - Special revenue funds - 220,481 Debt service fund - - Capital projects funds - - Permanent fund - - TOTAL FUND BALANCES (DEFICIT) 18,087,274 424,481 TOTAL LIABILITIES AND FUND BALANCES $ 32,637,016 $ 821,805 See independent auditors' report and notes to financial statements. 24 Debt Capital - - 106,350 106,350 Service Projects Other Total Redevelopment Capital Governmental Governmental Agency Improvements Funds Funds 1,000,000 $ 46,672 $ 7,245,599 $ 13,344,754 $ 35,265,501 15,885 - 32,621 812,919 4 5,590 37,126 92,642 - - 388,629 388,629 - 1,200 251,344 843,046 - 4,126 - 448,489 541,115 - 20,359 655,649 - - - 16,886,970 - - 702,392 702,392 603,676 7,2561515 S 14,777,225 56,096,237 $ - $ 49,335 283,648 $ 3,124,813 - - 106,350 106,350 - - - 54,300 - - 388,629 11,262,512 16,886,970 - - 16,886,970 - - - 1,227,053 16,886,970 49,335 778,627 32,661,998 - - 1,000,000 1,000,000 541,115 - 20,359 655,649 - - - 6,219,543 - - 702,392 702,392 - - 1,365,359 1,365,359 - - 43,741 43,741 - - - 1,333,300 - - 206,633 410,633 - 5,682,803 759,368 6,442,171 - - - 10,440,256 - - 7,689,860 7,910,341 (16,824,409) - - (16,824,409) - 1,524,377 1,848,655 3,373,032 - - 362,231 362,231 (16,283,294) 7,207,180 13,998,598 23,434,239 $ 603,676 $ 7,256,515 $ 14,777,225 $ 56,096,237 25 ����� .� ,; •'"gni .. - - �. .. CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS June 30, 2009 Fund balances - total governmental funds $ 23,434,239 Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not current financial resources and, therefore, are not reported in the governmental funds balance sheet. 107,549,293 Interest accrued on the advance receivable in the General Fund is not paid by the owing funds and, therefore, is recorded as deferred revenue and added to the balance of the advance. The Statement of Net Assets reports on the full accrual basis and does not defer currently unavailable revenues. 10,667,427 Intergovernmental revenues earned, but not available, are deferred in the fund financial statements. The revenue is not deferred on the Statement of Activities. 74,383 Interest expenditures are recognized when due, and therefore, interest payable is not recorded in the governmental funds. (20,825) Long-term notes receivable are not current available resources and, therefore, do not affect the governmental fund balance. 743,591 Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the governmental funds. (7,121,149) Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The assets and liabilities of the internal service funds are included in the Statement of Net Assets. 4,816,826 Net assets of governmental activities $ 140,143,785 See independent auditors' report and notes to financial statements. 27 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For the year ended June 30, 2009 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,119,529 (865,933) OTHER FINANCING SOURCES (USES) Transfers in 177,546 711,825 Transfers out (5,304,138) - TOTAL OTHER FINANCING SOURCES (USES) (5,126,592) 711,825 NET CHANGE IN FUND BALANCES (2,007,063) (154,108) FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 20,094,337 578,589 FUND BALANCES (DEFICIT) - END OF YEAR $ 18,087,274 $ 424,481 See independent auditors' report and notes to financial statements. 28 Special Revenue Street General Maintenance REVENUES: Taxes $ 15,656,090 $ - Licenses and permits 1,754,687 - Fines and forfeitures 213,900 Use of money and property 935,944 29,561 Charges for services 57,538 105,599 Revenue from other agencies 152,701 1,063,862 Other revenues 145,300 - TOTAL REVENUES 18,916,160 1,199,022 EXPENDITURES: Current: Administration 4,795,190 - Public safety 4,200,970 - Public works 3,034,391 2,064,955 Parks and recreation 1,353,930 - Planning, building and code enforcement 2,412,150 - Pass through to other agencies - - Capital outlay - - Debt service: Principal - - Interest and fiscal charges - - TOTAL EXPENDITURES 15,796,631 2,064,955 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 3,119,529 (865,933) OTHER FINANCING SOURCES (USES) Transfers in 177,546 711,825 Transfers out (5,304,138) - TOTAL OTHER FINANCING SOURCES (USES) (5,126,592) 711,825 NET CHANGE IN FUND BALANCES (2,007,063) (154,108) FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 20,094,337 578,589 FUND BALANCES (DEFICIT) - END OF YEAR $ 18,087,274 $ 424,481 See independent auditors' report and notes to financial statements. 28 Debt Capital Service Projects Other Total Redevelopment Capital Governmental Governmental Agency Improvements Funds Funds $ 900,840 $ - $ 1,016,192 $ 17,573,122 - - - 1,754,687 - - - 213,900 222 45,986 228,171 1,239,884 - - - 163,137 - 658,198 1,700,629 3,575,390 - - 321,870 467,170 901,062 704,184 3,266,862 24,987,290 18,509 - 101,089 4,914,788 - - 32,285 4,233,255 - - 1,975,703 7,075,049 - - - 1,353,930 - - 311,322 2,723,472 187,211 - - 187,211 - 1,501,477 957,790 2,459,267 349,627 - - 349,627 1,100,566 - - 1,100,566 1,655,913 1,501,477 3,378,189 24,397,165 (754,851) (797,293) (111,327) 590,125 - 4,608,507 317,542 5,815,420 - - (511,282) (5,815,420) - 4,608,507 (193,740) - (754,851) 3,811,214 (305,067) 590,125 (15,528,443) 3,395,966 14,303,665 22,844,114 $ (16,283,294) $ 7,207,180 $ 13,998,598 $ 23,434,239 29 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the year ended June 30, 2009 Net change in fund balances - total governmental funds $ 590,125 Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense, or are allocated to the appropriate functional expense when the cost is below the capitalization threshold. Asset disposals are also not recognized in the governmental funds. This activity reconciled as follows: Cost of assets capitalized 1,895,345 Depreciation expense (3,346,081) Unpaid accrued interest income is deferred in the governmental funds since it is not available. This income is accrued in the Statement of Activities. 832,441 Intergovernmental revenues earned, but not available are deferred in the fund financial statements. (7,822) Interest expenditures are recognized when due, and therefore, interest payable is not recorded in the governmental funds. This amount represents the net change in interest payable. 58 Increases in long-term notes receivable use current financial resources and are included in the expenditures of governmental funds. Repayments of long-term notes receivables provide current financial resources and are included in the revenues of governmental funds. These changes in notes receivable are not reflected in the revenues or expenses of the Statement of Activities. This amount represents the net change in the long-term notes receivable. (26,556) Compensated absences expenses reported in the Statement of Activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. (530) Principal payments on debt are recorded as expenditures in the funds. The expenditure is not recognized in the Statement of Activities since it reduces the liability reported on the Statement of Net Assets. Principal payments consisted of the following: Redevelopment Agency tax increment bond 55,000 Redevelopment Agency deferred interest payable 294,627 Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The net revenues/(expenses) of the internal service funds (excluding transfers and interest income) are reported with governmental activities. (989,403) Change in net assets of governmental activities $ (702,796) See independent auditors' report and notes to financial statements. 30 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND For the year ended June 30, 2009 31 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Taxes $ 16,245,100 $ 15,810,100 $ 15,656,090 $ (154,010) Licenses and permits 1,601,913 1,691,913 1,754,687 62,774 Fines and forfeitures 276,600 241,600 213,900 (27,700) Use of money and property 1,020,950 860,950 935,944 74,994 Charges for services 58,200 58,200 57,538 (662) Revenue from other agencies 332,500 222,500 152,701 (69,799) Other revenues 145,300 145,300 145,300 TOTAL REVENUES 19,680,563 19,030,563 18,916,160 (114,403) EXPENDITURES: Current: Administration 5,216,637 5,093,555 4,795,190 298,365 Public safety 4,300,890 4,322,370 4,200,970 121,400 Public works 3,675,857 3,354,494 3,034,391 320,103 Parks and recreation 1,440,990 1,434,260 1,353,930 80,330 Planning, building and code enforcement 2,753,620 2,584,430 2,412,150 172,280 TOTAL EXPENDITURES 17,387,994 16,789,109 15,796,631 992,478 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 2,292,569 2,241,454 3,119,529 878,075 OTHER FINANCING SOURCES (USES): Transfers in 230,246 206,246 177,546 (28,700) Transfers out (2,453,386) (5,381,288) (5,304,138) 77,150 TOTAL OTHER FINANCING SOURCES (USES) (2,223,140) (5,175,042) (5,126,592) 48,450 NET CHANGE IN FUND BALANCE 69,429 (2,933,588) (2,007,063) 926,525 FUND BALANCE - BEGINNING OF YEAR 20,094,337 20,094,337 20,094,337 - FUND BALANCE - END OF YEAR $ 20,163,766 $ 17,160,749 $ 18,087,274 $ 926,525 See independent auditors' report and notes to financial statements. 31 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL STREET MAINTENANCE SPECIAL REVENUE FUND For the year ended June 30, 2009 EXPENDITURES: Current: Public works 1,964,845 2,097,145 2,064,955 32,190 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (741,016) (873,316) (865,933) 7,383 OTHER FINANCING SOURCES: Transfers in 641,825 711,825 711,825 - NET CHANGE IN FUND BALANCE (99,191) (161,491) (154,108) 7,383 FUND BALANCE - BEGINNING OF YEAR 578,589 578,589 578,589 - FUND BALANCE - END OF YEAR $ 479,398 $ 417,098 $ 424,481 $ 7,383 See independent auditors' report and notes to financial statements. 32 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 9,000 $ 9,000 $ 29,561 $ 20,561 Charges for services 4,000 4,000 105,599 101,599 Revenue from other agencies 1,210,829 1,210,829 1,063,862 (146,967) TOTAL REVENUES 1,223,829 1,223,829 1,199,022 (24,807) EXPENDITURES: Current: Public works 1,964,845 2,097,145 2,064,955 32,190 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (741,016) (873,316) (865,933) 7,383 OTHER FINANCING SOURCES: Transfers in 641,825 711,825 711,825 - NET CHANGE IN FUND BALANCE (99,191) (161,491) (154,108) 7,383 FUND BALANCE - BEGINNING OF YEAR 578,589 578,589 578,589 - FUND BALANCE - END OF YEAR $ 479,398 $ 417,098 $ 424,481 $ 7,383 See independent auditors' report and notes to financial statements. 32 CITY OF RANCHO PALOS VERDES STATEMENT OF NET ASSETS PROPRIETARY FUNDS June 30, 2009 ASSETS CURRENT ASSETS: Cash and cash equivalents Receivables: Interest Other Prepaid items TOTAL CURRENT ASSETS NONCURRENT ASSETS: Capital assets, not being depreciated: Land Construction in progress Capital assets, being depreciated: Property and equipment Infrastructure Accumulated depreciation TOTAL NONCURRENT ASSETS TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Due to other funds Accounts payable and accrued liabilities Retentions payable TOTAL CURRENT LIABILITIES NET ASSETS Invested in capital assets Unrestricted TOTAL NET ASSETS See independent auditors' report and notes to financial statements. 33 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds $ 4,252,469 $ 4,414,401 11,689 11,646 21,931 - - 530,508 1,408,493 - 7,419,621 - 11,813 1,346,194 3,850,856 - (214,119) (1,028,417) 12,476,664 317,777 16,762,753 5,274,332 - 342,139 1,800,439 115,367 377,286 - 2,177,725 457,506 12,476,664 317,777 2,108,364 4,499,049 $ 14,585,028 $ 4,816,826 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - PROPRIETARY FUNDS For the year ended June 30, 2009 OPERATING REVENUES: Charges for services OPERATING EXPENSES: Personnel services Materials and supplies Maintenance Depreciation TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) NONOPERATING REVENUES: Other revenues Interest income Storm drain user fees TOTAL NONOPERATING REVENUES CHANGE IN NET ASSETS TOTAL NET ASSETS - BEGINNING OF YEAR TOTAL NET ASSETS - END OF YEAR See independent auditors' report and notes to financial statements. 34 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds 8,902 2,318,464 60,645 186,188 281,664 223,940 85,782 142,663 (436,993) (1,075,521) 326,651 1,580 104,601 84,538 1,251,733 - 1,682,985 86,118 1,245,992 (989,403) 13,339,036 5,806,229 $ 14,585,028 $ 4,816,826 CITY OF RANCHO PALOS VERDES STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the year ended June 30, 2009 CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from interfund services provided Payments to suppliers Payments to employees NET CASH USED BY OPERATING ACTIVITIES CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Receipts from storm drain user fees CASH FLOWS FROM INVESTING ACTIVITIES: Interest received on investments NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH USED BY OPERATING ACTIVITIES: Operating income (loss) Adjustments to reconcile operating income (loss) to net cash used by operating activities: Depreciation Changes in operating assets and liabilities: Increase in prepaid items Decrease in accrued liabilities NET CASH USED BY OPERATING ACTIVITIES See independent auditors' report and notes to financial statements. 35 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds $ - $ 1,795,734 (342,309) (306,993) (8,902) (2,717,372) (351,211) (1,228,631) (5,862,744) (84,801) 1,253,920 342,139 453,786 99,293 (4,506,249) (872,000) Q'7cQ'71Q C IQG Alli $ 4,252,469 $ 4,414,401 $ (436,993) $ (1,075,521) 85,782 142,663 - (382,011) - 86,238 $ (351,211) $ (1,228,631) ]r NOTES TO FINANCIAL STATEMENTS 37 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies of the City of Rancho Palos Verdes (the City) conform to accounting principles generally accepted in the United States of America as applicable to governments. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for governmental accounting and financial reporting principles. The following is a summary of the significant policies. A. Reporting Entity The reporting entity, "City of Rancho Palos Verdes", includes the accounts of the City, the Rancho Palos Verdes Redevelopment Agency (the RDA), and the Joint Powers Improvement Authority (the Authority). The City was incorporated on September 7, 1973, as a General Law City and operates under a Council/Manager form of government. The RDA was formed in 1984 pursuant to the State of California Health and Safety Code Section 33000 entitled "Community Redevelopment Law". Its purpose is to finance long-term capital improvements designed to eliminate physical and economic blight in a project area through stabilization of hazardous landslides. The Authority was formed on September 4, 1990, in accordance with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987, entered into by the City, the RDA, and the County of Los Angeles (the County) in connection with the Horan Lawsuit. The Agreement requires funds to be set aside and expended by the Authority to maintain landslide abatement improvements installed and constructed by the RDA. The criteria used in determining the scope of the reporting entity are based on the provisions of GASB Statement 14. The City of Rancho Palos Verdes is the primary government unit. Component units are those entities which are financially accountable to the primary government, either because the City appoints a voting majority of the component unit's Board, or because the component unit will provide a financial benefit or impose a financial burden on the City. The City has accounted for both the RDA and the Authority as "blended" component units. Despite being legally separate entities, the RDA and the Authority are so intertwined with the City, they are, in substance, part of the City's operations. See independent auditors' report. 38 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Accordingly, the balances and transactions of the RDA are reported as separate Special Revenue, Debt Service, and Capital Projects Funds. The balances and transactions of the Authority are reported as separate Permanent and Special Revenue Funds. The following specific criteria were used in determining that the RDA and the Authority are "blended" component units: 1) The members of the City Council also act as the governing body of both the RDA and the Authority. 2) The City, the RDA and the Authority are financially interdependent. The City subsidizes maintenance operations performed by the Authority. The City makes loans to the RDA for use on redevelopment projects. Available property tax revenues of the RDA will be used to repay the loans from the City. It is not anticipated that tax increment revenues will be available to repay the loans any time in the immediate future. 3) Employees of the City manage both the RDA and the Authority. Separately issued financial statements for both the RDA and the Authority may be obtained at the City's administrative offices. Participation in Public Entity Joint Powers Authority The City is a member of the Palos Verdes Peninsula Transit Joint Powers Authority (the Transit Authority). The Transit Authority is comprised of four member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the Authority is to study, implement, and provide a public transit system within and around the Palos Verdes Peninsula. These transit services include Palos Verdes Transit, Dial -A - Ride, and a fixed route shuttle service. Periodic deposits are paid by member Cities and are adjusted retrospectively to cover costs. Costs are prorated among all participating Cities based on population. The City does not have an equity interest in the Transit Authority; therefore, no amount has been reported in the Statement of Net Assets. However, the City does have an ongoing financial interest, because the City is able to influence the operations of the Authority so that the Authority uses its resources on behalf of the City. Also, an ongoing financial responsibility exists because the Authority is dependent on continued funding from the City. The condensed financial information of the Authority has not been reproduced in this report, but is available upon request from the Authority by emailing See independent auditors' report. 39 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) pvtransit(a-)-palosverdes.com or mailing a request to P.O. Box 2656, Palos Verdes Peninsula, CA 90274. B. Accounting and Reporting Policies The City has conformed to the pronouncements of the Governmental Accounting Standards Board (GASB), which are the primary authoritative statements of accounting principles generally accepted in the United States of America applicable to State and Local governments. In accordance with GASB Statement No. 20, the City applies all applicable Financial Accounting Standards Board (FASB) pronouncements, as well as those of its predecessors, issued on or before November 30, 1989, unless any such pronouncements contradict GASB pronouncements. C. Description of Funds The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures. The following are types of funds used: Governmental Fund Types • General Fund — Used to account for all financial resources except those that are required to be accounted for in another fund. • Special Revenue Funds — Used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specified purposes. • Debt Service Fund — The debt service fund of the RDA is used to account for property tax increment revenue and related interest income. Disbursements from this fund consist mainly of principal and interest on RDA indebtedness. • Capital Projects Funds — Used to account for financial resources used for the construction of specific capital projects. See independent auditors' report. 40 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) • Permanent Fund — Used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government's programs. Proprietary Fund Types • Enterprise Funds — Used to finance and account for the acquisition, operation, and maintenance of the City's facilities and services; which are supported primarily by user charges. • Internal Service Funds — Used to account for the financing of goods or services provided by one department of the City to other departments on a cost - reimbursement basis. D. Basis of Accounting/Measurement Focus Government — Wide Financial Statements The City's Government -Wide Financial Statements include a "Statement of Net Assets" and a "Statement of Activities". These two statements present summaries of Governmental Activities for the City. These statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets, infrastructure, and long-term debt, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned, while expenses are recognized in the period in which the liability is incurred. The Statement of Activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenue transactions for the City are reported in three categories: 1) Charges for Services, 2) Operating Grants and Contributions, and 3) Capital Grants and Contributions. Charges for Services include revenues from customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function. Operating Grants and Contributions include revenues restricted to meeting the requirements of a particular operating function and may include state shared revenues and grants. Capital Grants and Contributions include revenues restricted to meeting the requirements of a particular capital function and may include grants and developer fees. Taxes and other items not properly included See independent auditors' report. 41 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) among program revenues are reported balances in the Governmental -Wide prescribed by GASB Statement No. 34. instead as general revenues. Internal Statements have been eliminated as Governmental Fund Financial Statements Governmental fund financial statements include a "Balance Sheet — Governmental Funds" and "Statement of Revenues, Expenditures, and Changes in Fund Balances — Governmental Funds" for all major and other governmental funds. An accompanying schedule is presented to reconcile and explain the differences in fund balances as presented in these statements to the Net Assets presented in the Government -Wide Financial Statements. The City has presented all major funds that met qualifications of GASB Statement No. 34. In addition, the City has presented the Street Maintenance Special Revenue Fund as a major fund because the City believes the financial position and activities of this fund are significant to the City as a whole. All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the Balance Sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in fund balances. Revenues are recognized in the accounting period in which they become susceptible to accrual, that is, when they become both measurable and available to finance expenditures of the current period. "Measurable" means that the amount of the transaction can be determined, and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Accrued revenues include property taxes received within 60 days after year-end (see Note #10), taxpayer -assessed taxes such as sales taxes, and earnings on investments. Grant funds earned but not received are recorded as a receivable, and grant funds received before the revenue recognition criteria have been met are reported as deferred revenues. Expenditures are recorded when the fund liability is incurred, if measurable, except for immature interest on general long-term debt, which is recognized when due. The City reports the following major governmental funds The General Fund is the City's primary operating fund. It accounts for all financial resources of the City, except those that are required to be accounted for in another fund. See independent auditors' report. 42 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) The Street Maintenance Special Revenue Fund is used to account for state - shared highway users tax used for street maintenance, right-of-way acquisition and street construction. The RDA Debt Service Fund is used to account for the accumulation of resources and for the payment of principal and interest on the RDA's debt. The Capital Improvement Capital Projects Fund is used to account for funds used for the City's capital improvement projects. Proprietary Fund Financial Statements Proprietary fund types are accounted for using the "economic resources" measurement focus and accrual basis of accounting. This means that all assets and liabilities (whether current or non-current) associated with the activity are included on the balance sheet. Fund equity is presented as total net assets. The operating statement of proprietary funds presents increases (revenues) and decreases (expenses) in total net assets. Revenues are recognized when they are earned and expenses are recognized when the liability is incurred. Proprietary funds distinguish operating revenues and expenses from non- operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's enterprise and internal service funds are charges for services. Operating expenses for the enterprise and internal service funds include the costs of services, employee benefits, maintenance of capital assets, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City uses the internal service funds to finance and account for goods and services provided by one City department to other City departments, including the purchase and maintenance of equipment, replacement of buildings and payment of employee benefits. The City's internal service funds are presented in the proprietary funds financial statements. Because the principal users of the internal services are the City's governmental activities, the financial statements of the internal service funds are consolidated into the governmental column when presented in the government -wide financial statements. To the extent possible, the cost of these services is reported in the appropriate functional activity (administration, public safety, public works, etc.). See independent auditors' report. 43 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) The City reports the following major enterprise fund The Water Quality Flood Protection Fund is used to account for voter approved storm drain user fees used to repair and replace the City's storm drain facilities. E. Budgetary Accounting Annual budgets are adopted on a basis consistent with GAAP for all governmental funds. All annual appropriations lapse at fiscal year-end. Budget control is maintained over all accounts, and expenditures are not allowed to exceed appropriations at the department/function level. Throughout the year, the City Council made several supplementing budgetary adjustments to the General fund, Special Revenue funds, Capital Projects funds, Proprietary funds and the Permanent fund. These adjustments resulted in a net appropriation increase in the amount of $7,516,017. This increase resulted primarily from the amount carried over from FY07-08 for the McCarrell Canyon storm drain project. Under Article XIIIB of the California Constitution (the Gann Spending Limitation Initiative), the City is restricted as to the amount of annual appropriations from the proceeds of taxes, and if proceeds of taxes exceed allowed appropriations, the excess must either be refunded to the State Controller, returned to the taxpayers through revised tax rates or revised fee schedules, or an excess in one year may be offset against a deficit in the following year. For the fiscal year ended June 30, 2009, based on calculations by City Management, proceeds of taxes did not exceed related appropriations. F. Advances to Other Funds Long-term inter -fund advances are recorded as a receivable in the advancing governmental fund and as a liability in the fund receiving the advance. Accrued unpaid interest, for which there is no immediately available resources to pay, is deferred in the advancing governmental fund and the principal portion of the advance is reported as a reservation of fund balance. G. Caaital Assets Capital assets include land, machinery and equipment (vehicles, computers, etc.), buildings and improvements, and infrastructure assets (street systems, storm drains, sewer systems, etc.); and are reported in Governmental Activities column of the Government -Wide Financial Statements. Capital assets are defined by the City as all land and buildings, vehicles, computers and equipment See independent auditors' report. 44 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) with an initial individual cost of more than $5,000; and improvements and infrastructure assets with costs of more than $100,000. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated or annexed capital assets are recorded at estimated market value at the date of donation or annexation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Depreciation is recorded in the Government -Wide Financial Statements on a straight-line basis over the useful life of the assets as follows: Buildings and improvements 25 to 50 years Vehicles, computers, and equipment 3 to 10 years Infrastructure Assets Roadway Network 10 to 100 years Sewer Network 25 to 50 years Storm Drain Network 30 to 100 years Parks and Recreation Network 25 years H. Employee Compensated Absences City employees may receive from 10 to 20 days vacation time each year, depending upon length of service. An employee may accumulate earned vacation time up to a maximum of two years' worth of accrued vacation leave. Upon termination, employees are paid the full value of their unused vacation time at their existing salary. There is no fixed payment schedule for employee compensated absences. At June 30, 2009, vested accrued vacation and compensatory time amounted to $315,240. The General Fund will primarily be used to liquidate the liability for compensated absences in future years. 1. Investments The City has adopted the provisions of Governmental Accounting Standards Board (GASB) Statement No. 31, "Accounting and Financial Reporting for Certain Investments and External Pools", which require governmental entities to report certain investments at fair value in the balance sheet and recognize the corresponding change in the fair value of investments in the year in which the See independent auditors' report. 45 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) change occurred. In accordance with GASB Statement No. 31, the City has adjusted certain investments to fair value (when material). Investments are included within the Financial Statement classifications of "Cash and Cash Equivalents" and are stated at fair value, (see Note #2). J. Cash and Cash Equivalents For purposes of the statement of cash flows of the proprietary funds, all cash and investments with an original maturity of 90 days or less are considered to be cash and cash equivalents. As explained in Note #2, the City pools investment funds for maximum return. A substantial portion of these investments is held in short-term U.S. Treasury securities and the State Treasurer's Local Agency Investment Fund, which is a highly liquid investment pool available to local governmental agencies. The City has no non-cash investing, capital, or financing activities to be reported on the statement of cash flows. K. Claims and Judgments When it is probable that a claim liability has been incurred, and the amount of the loss can be reasonably estimated, the City records the estimated loss, net of any insurance coverage under its self-insurance program. At June 30, 2009, in the opinion of the City Attorney, the City had no material claims, which require loss provisions in the financial statements. Small claims and judgments are recorded as expenditures when paid. The City's self-insurance program is administered through the California Joint Powers Authority (the CJPIA), which is described at Note #8. The CJPIA is a public entity risk pool, which is accounted for under the provisions of GASB Statement 10. Claim losses recorded in the CJPIA include both current claims and "Incurred but Not Reported" (IBNR) claims. The City records amounts deposited with CJPIA as insurance expenditures in the General Fund when paid. These deposits are subject to retrospective adjustment. Favorable claims experience result in a refund of deposits from the CJPIA and such refunds, if any, are recorded as a reduction of insurance expenditures in the year received. Adverse claims experience result in the payment of additional deposits and such deposits, if any, are recorded as insurance expenditures when paid. L. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods See independent auditors' report. 46 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) and are recorded as prepaid items using the consumption method. In governmental funds, the prepaid assets recorded do not reflect current appropriable resources and thus, an equivalent portion of fund balance is reserved. The City had a total of $1,186,157 ($655,649 in governmental funds and $530,508 in internal service funds) of prepaid items as of June 30, 2009. M. Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that effect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. N. Use of Restricted Resources When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, and then unrestricted resources as they are needed. NOTE #2 — CASH AND INVESTMENTS Cash and investments as of June 30, 2009, are classified in the accompanying financial statements as follows- Government - Wide Statement of Net Assets Total cash and cash equivalents $ 43,932,371 Cash and investments as of June 30, 2009 consist of the following: Petty Cash $ 2,500 Deposits with Financial Institutions 4,336,392 Investments 39,593,479 Total cash and investments 43.932.371 See independent auditors' report. 47 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #2 — CASH AND INVESTMENTS (continued) Investments Authorized by the California Government Code and the City of Rancho Palos Verdes' Investment Policy The table below identifies the investment types that are authorized for the City of Rancho Palos Verdes by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City's investment policy, where more restrictive) that address interest rate risk, credit risk, and concentration of credit risk Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by purchasing a combination of U.S. Treasury securities and investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City's investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Investment Tvoe State Investment Pool U.S. Treasury Securities Remaining Maturity (in Months) 12 Months or Less $ 30,274,905 9,318,574 $ 39,593,479 See independent auditors' report. 48 Maximum Amount or Maximum Maximum Percent of in One Authorized Investment Type Maturity Portfolio Issuer U.S. Treasury Obligations 3 years None None Negotiable Certificates of Deposit 5 years 30% None Repurchase Agreements 7 days 15% None Money Market Mutual Funds N/A 15% 15% Local Agency Investment Fund (LAIF) N/A None None Money Market Savings/Demand Deposits N/A $5 million 15% Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by purchasing a combination of U.S. Treasury securities and investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City's investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Investment Tvoe State Investment Pool U.S. Treasury Securities Remaining Maturity (in Months) 12 Months or Less $ 30,274,905 9,318,574 $ 39,593,479 See independent auditors' report. 48 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #2 — CASH AND INVESTMENTS (continued) Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The City's LAIF investment is not rated; and U.S. Treasury Securities are exempt from disclosure. Concentration of Credit Risk The investment policy of the City of Rancho Palos Verdes contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. As of June 30, 2009, the City's investments in LAIF and U.S. Treasury Securities were exempt from concentration of credit risk disclosure. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City of Rancho Palos Verdes' investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The market value of the pledged securities in the collateral pool must equal at least 110 percent of the total amount deposited by the public agencies. California law also allows financial institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150 percent of the secured public deposits. The amount of the City of Rancho Palos Verdes' deposits with financial institutions in excess of federal depository insurance limits that was held in collateralized accounts where the collateral is not held specifically in the name of the City, as described above, was $4,095,665 at June 30, 2009. See independent auditors' report. 49 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #2 — CASH AND INVESTMENTS (continued) Investment in State Investment Pool The City of Rancho Palos Verdes is a voluntary participant in LAIF that is regulated by California Government Code Section 16429 under the oversight of the Treasurer of the State of California. The fair value of the City of Rancho Palos Verdes' investment in this pool is reported in the accompanying financial statements at amounts based upon the City of Rancho Palos Verdes' pro -rata share of the fair value provided by LAIF for the entire pool portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. LAIF is a governmental investment pool managed and directed by the Treasurer of the State of California and is not registered with the Securities and Exchange Commission. An oversight committee comprised of California State officials and various other participants provides oversight to the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer's office. The City is a voluntary participant in the investment pool. NOTE #3 — INTERFUND TRANSACTIONS Inter -fund balances consisted of the following at June 30, 2009: Due To Capital Improvement General Capital Project Fund Funds Totals o Other Governmental Funds $ 102,224 $ 4,126 $ 106,350 Ui Internal Service Funds 342,139 - 342,139 a� o Totals: $ 444,363 $ 4,126 $ 448,489 General fund cash was used to cover the prepayment of the employer pension contribution for FY09-10 in the Employee Benefits Fund. General fund cash was also used to cover grant expenditures in the other Governmental Funds (CDBG and Measure A Funds) until reimbursement is received from the grant agencies. Capital Improvement Projects Fund cash was used to cover TDA Article 3 expenditures in the Bikeways fund that are expected to be reimbursed during FY09-10. See independent auditors' report. 50 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #3 — INTERFUND TRANSACTIONS (continued) Inter -fund Advances The General Fund has advanced the RDA Debt Service Fund amounts as described below: Balance Balance July 1, 2008 Additions Deletions June 30, 2009 Advances to the Redevelopment Agency $16,010,044 $ 876,926 $ - $ 16,886,970 The City has entered into an agreement to provide the RDA operating funds and staff assistance, supplies, technical and other services and facilities of the City as the RDA requires in carrying out its function under the community redevelopment law. The RDA will repay the resulting indebtedness, plus interest, from incremental property tax revenues arising from the project area, as such revenue becomes available. As of June 30, 2009, no revenue was available to the RDA to repay the advances due to the City, nor is sufficient revenue expected to be available to repay advances in the immediate future. Variable interest was accrued at a rate of 5.185 percent during the fiscal year ended June 30, 2009. Of the $16,886,970 advance, $13,082,972 relates to the Portuguese Bend portion of the RDA, while $3,803,998 relates to the Abalone Cove portion. During the year ended June 30, 2009, accrued interest of $644,923 was added to the balance of the advance to the Portuguese Bend Fund, while principal of $44,485 and accrued interest of $187,518 was advanced to the Abalone Cove Fund. No interest has ever been paid by the RDA on these advances; therefore, the interest component of the advance has been recorded as deferred revenue in the General Fund of the City. Inter -fund Transfers Inter -fund transfers for the year ended June 30, 2009, consisted of the following - 0 General Fund Street Maintenance U) Capital Improvement Projects 5o Other Governmental Funds Totals See independent auditors' report. 51 Transfer From Other General Governmental Fund Funds Totals $ - $ 177,546 $ 177,546 455,025 256,800 711,825 4,531,571 76,936 4,608,507 317,542 - 317,542 $ 5,304,138 $ 511,282 $ 5,815,420 See independent auditors' report. 51 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #3 — INTERFUND TRANSACTIONS (continued) Transfers are used to: 1) move revenues from the fund that statute or budget requires for collection to the fund that statute or budget requires for expenditure; and 2) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations or grant matching requirements. NOTE #4 — CAPITAL ASSETS AND DEPRECIATION In accordance with GASB Statement No. 34, the City has reported all capital assets including infrastructure in the Government -Wide Statement of Net Assets. The City elected to use the basic reporting approach as defined by GASB Statement No. 34 for all infrastructures, whereby depreciation expense and accumulated depreciation has been recorded. The following tables present the capital assets activity for the year ended June 30, 2009. Beginning Ending Governmental Activities Balance Increases Decreases Balance Capital assets not being depreciated: Land 32,139,008 32,139,008 Construction in progress 156,354 1,134,335 (1,094,515) 196,174 Total capital assets not being depreciated 32,295,362 1,134,335 (1,094,515) 32,335,182 Capital assets being depreciated: Buildings and improvements Vehicles Computer equipment Furniture, fixtures and equipment Infrastructure Roadway system Sewer system Storm drain system Parks system Total capital assets being depreciated Less accumulated depreciation for: Buildings and improvements Vehicles Computer equipment Furniture, fixtures and equipment Infrastructure Roadway system Sewer system Storm drain system Parks system Total accumulated depreciation 8,798,564 761,010 286,392 24,929 575,430 13,622 466,266 46,250 9,559,574 (12,092) 299,229 (54,610) 534,442 512,517 81,694,552 980,231 82,674,783 25,755,463 25,755,463 13,148,416 13,148,416 6,169,367 114,284 6,283,651 136,894,450 1,940,326 (66,702) 138,768,075 (1,623,815) (210,372) (122,982) (46,452) (505,861) (54,382) (323,607) (41,829) (1,834,187) 12,092 (157,342) 54,610 (505,633) (365,436) (35,011,684) (2,178,775) (37,190,459) (15,942,661) (455,109) (16,397,770) (2,216,038) (250,479) (2,466,517) (4,067,497) (251,346) (4,318,843) (59,814,145) (3,488,744) 66,702 (63,236,187) Total capital assets being depreciated, net 77,080,305 (1,548,418) - 75,531,888 Governmental activities capital assets, net 109,375,667(414,083) (1,094,515) 107,867,070 See independent auditors' report. 52 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #4 — CAPITAL ASSETS AND DEPRECIATION (continued) Depreciation expense was charged to functions/programs of the primary government as follows: Administration $ 210,372 Public Works (including depreciation of general infrastructure Assets) 2,884,363 Recreation Services 251,346 Capital assets held by the City's internal service funds are charged to the various functions based on their usage of the assets 142,663 Total Depreciation Expense — Governmental Activities $3,488,744 Business -type Actvities Capital assets not being depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated: Equi pment Storm drain system Total capital assets being depreciated Less accumulated depreciation for: Equipment Storm drain system Total accumulated depreciation Total capital assets being depreciated, net Business -type activities capital assets, net Beginning Ending Balance Increases Decreases Balance 1,408,493 (2,363) 1,408,493 1,850,425 6,963,418 (1,394,222) 7,419,621 3,258,918 6,963,418 (1,394,222) 8,828,114 in 2009 RDA Tax Increment Bond 11,813 1,308,440 11,813 2,456,634 1,394,222 3,850,856 2,468,447 1,394,222 - 3,862,669 (3,544) (2,363) (5,907) (124,793) (83,419) (208,212) (128,337) (85,782) - (214,119) in 2009 RDA Tax Increment Bond 2,340,110 1,308,440 - 3,648,550 5,599,028 8,271,858 (1,394,222) 12,476,664 Depreciation expense of $85,782 is included in the Water Quality Flood Protection enterprise fund. NOTE #5 — LONG-TERM DEBT See independent auditors' report. 53 Balance Balance Amount Due July 1, 2008 Additions Deletions June 30, 2009 in 2009 RDA Tax Increment Bond $5,370,000 $ - $ (55,000) $ 5,315,000 $ 65,000 RDA Deferred Interest Payable 1,785,536 - (294,627) 1,490,909 - Employee Compensated Absences 314,710 233,046 (232,516) 315,240 232,908 Totals $ 7,470,246 $ 233,046 7 (582,143) 7-7,1721 149 $ 297,908 See independent auditors' report. 53 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #5 — LONG-TERM DEBT (continued) A. RDA Tax Increment Bond and Deferred Interest Payable In July 1991, the RDA received $10,000,000 in loan proceeds (the Loan) from the County of Los Angeles (the County) upon the County's issue of Abalone Cove Improvement Bonds 2651-M pursuant to a Reimbursement and Settlement Agreement (the Agreement), dated October 27, 1987 in connection with the Horan Lawsuit. The Loan was made for the purpose of abating the Abalone Cove landslide. The settlement Loan was secured by property assessment liens in the Abalone Cove project area. As stipulated by the parties to the Agreement, a portion of the Loan proceeds was used to repay a tax allocation and revenue anticipation promissory note issued to the County in the principal amount of $1,450,000, plus accrued interest equal to $179,244. A second portion of the proceeds was used to repay expenses advanced by the County in the amount of $135,614. A third portion was used to repay certain loans from the City to the RDA in the amount of $787,340. Per the terms of the Agreement, $1,000,000 of the proceeds was deposited in the Abalone Cove Permanent Fund of the Joint Powers Improvement Authority. The remainder of the proceeds was accounted for in the RDA's Abalone Cove Fund. Concurrent with the execution of the Agreement, the County deeded its title in the Abalone Cove Beach Park to the RDA. As part of the Agreement, the RDA is required to transfer 17 percent of tax increment revenue to the Consolidated Fire Protection District of the County and 50.9 percent of tax increment revenue for debt repayment to the County. In accordance with the Agreement, the RDA was to pay the Loan principal plus interest at 7.7654 percent over a 30 -year period that began in 1992. However, these debt payments were to be deferred 10 years until the fiscal year ended June 30, 2002. As part of the deferral arrangement, the accrued interest from the inception of the Loan through June 30, 2002, in the amount of $7,314,944, was scheduled for payment over a 20 -year period beginning in the fiscal year ended June 30, 2002 with no additional interest. The remaining balance of $10,274,119 was scheduled for payment to the County over a 20 -year period beginning in the fiscal year ended June 30, 2002, with interest at 7.7654 percent. See independent auditors' report. 54 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #5 — LONG-TERM DEBT (continued) On November 1, 1997, the City, the RDA and the County of Los Angeles entered into a Memorandum of Understanding (MOU) agreeing to restructure the repayment schedule of the debt owed to the County by the RDA. In accordance with the terms of the MOU, the $10,000,000 loan principal owed to the County was cancelled. As consideration for the loan cancellation, the RDA made a lump sum payment to the County in the amount of $4,545,000 and issued a $5,455,000 tax increment bond to the County (the RDA bond). Of the $4,545,000 lump sum payment, $2,000,000 was paid from tax increment revenue and interest earnings accumulated in the Debt Service Fund. The remaining $2,545,000 was funded by a combination of a loan from the General Fund of the City to the Agency for $1,545,000 and a net operating transfer from the Agency's Abalone Cove Capital Projects Fund to the Debt Service Fund of $1,000,000. The private property liens resulting from the formation of the bond assessment district in connection with the Reimbursement and Settlement Agreement in 1987 were discharged in accordance with the terms of the MOU. The RDA bond was issued as a conduit through the Improvement Authority to the County. No issuance costs were incurred. One hundred percent of net future tax increment revenue will fund the payment of the RDA bond debt and the deferred interest from the original Loan until paid in full. In December 1997, the County began withholding payment of the Agency's net tax increment revenue (net of the 17 percent payment to the County Fire Protection District and the 20 percent housing set-aside amount) to offset the annual principal and interest charges. The principal of the RDA bond began maturing in installments each December 2nd, commencing December 2, 2004. Interest accrues at a rate of 5 percent per annum and is payable in arrears each June 2nd and December 2nd. Additionally, both the accrued interest and deferred interest on the $10,000,000 Loan previously owed the County was retroactively recalculated from the Loan origination date at a rate of approximately 5 percent compared to 7.7654 percent per the original Agreement. The recalculated deferred interest was $3,111,400. In accordance with the MOU, the recalculated deferred interest does not accrue additional interest. As of June 30, 2009, a total of $1,620,491 in accumulated tax increment has been applied against this balance, including $294,627 applied during fiscal year 2008-09. The remaining balance at June 30, 2009, was $1,490,909. The accumulated amount of tax increment withheld over the scheduled principal and interest payment made during the life of the RDA bond is recorded in the Debt Service Fund as a prepaid item at June 30, 2009. After payment of the deferred interest, the RDA may elect to further defer payment to the County of the 50.9 percent of tax increment revenue in order to See independent auditors' report. 55 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #5 — LONG-TERM DEBT (continued) extinguish any other indebtedness of the RDA. This deferral would allow the tax increment to be available for the repayment of loans made to the RDA by the City (Note #3). In the event the deferral is elected, and the debt owed the City is fully extinguished and no other RDA indebtedness exists, the RDA will transfer all subsequent tax increment revenue to the County to fund prior deferrals of, and current payments of, the 50.9 percent of tax increment revenue required to be paid per the Settlement Agreement. The debt service schedule below summarizes all fixed principal and interest payments for the term of the RDA bond. Because the payback period for the deferred interest amount will fluctuate depending on the availability of excess tax increment revenues, no amounts have been included in the following schedule for repayment of the deferred interest. Year Ending June 30, Principal Interest Total 2010 65,000 265,125 330,125 2011 85,000 260,375 345,375 2012 100,000 255,750 355,750 2013 120,000 250,250 370,250 2014 135,000 243,875 378,875 2015-2019 1,020,000 1,087,500 2,107,500 2020-2024 1,730,000 748,250 2,478,250 2025-2028 2,060,000 216,750 2,276,750 Totals 5,315,000 3,327,875 8,642,875 B. Employee Compensated Absences There is no fixed payment schedule for employee compensated absences. Based on historical trends, $232,908 is estimated to be the amount that will be used and/or paid out during fiscal year 2009-10. NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE In the Government -Wide financial statements net assets are classified in the following categories: Invested in Capital Assets, Net of Related Debt This category groups all capital assets, including infrastructure, into one component of net assets. Accumulated depreciation on these assets reduces this See independent auditors' report. 56 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE (continued) category as does any outstanding balance on debt incurred in acquiring or constructing the capital assets. Restricted Net Assets This category presents external restrictions imposed by creditors, grantors, contributions or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. Unrestricted Net Assets This category represents the net assets of the City that are not externally restricted for any project or other purpose. In the Fund Financial Statements the City has established "reserves" to segregate portions of fund balance which are not appropriable for expenditure in future periods, or which are legally set aside for a specific future use. In addition, fund balance may be designated to indicate tentative plans for financial resource utilization of unreserved fund balance in a future period. The City's governmental funds reserves and designations at June 30, 2009 are presented below, followed by explanations of the nature and purpose of each reserve and designation. Reserved: Reimbursement settlement agreement Advances to other funds Prepaid items Land held for development Housing set-aside Habitat restoration Totals Reserved Designated: Continuing Appropriations: General fund Special revenue funds Capital projects funds Totals Designated Street RDA Debt Capital Other General Maintenance Service Improvement Governmental Fund Fund Fund Fund Funds $ - $ - $ - $ - $ 1,000,000 6,219,545 - - - - 94,175 - 541,115 - 20,359 - - - - 702,392 - - - - 1,365,359 - - - - 43,741 $6,313,720 $ - $ 541,115 $ - $ 3,131,851 $1,333,300 $ - $ - $ - $ - - 204,000 - - 206,633 - - - 5,682,803 759,368 $1,333,300 $ 204,000 $ - $ 5,682,803 $ 966,001 See independent auditors' report. 57 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE (continued) A. Reserved for Reimbursement Settlement Agreement This reserve has been established under the legal requirements of the Reimbursement Settlement Agreement (see Note #5). B. Reserved for Advances to Other Funds This reserve represents the long-term portion of loans from the City's General Fund to the RDA less $10,667,427 recorded as deferred revenue (see Note #11). C. Reserved for Prepaid Items This reserve is provided to indicate that the asset carrying value is not available to spend to meet expenditures of the current year. D. Reserved for Land Held for Development These funds are reserved for land purchased by the City to be sold or otherwise used for the development of low and moderate -income housing. E. Reserved for Housing Set -Aside These funds are reserved for low and moderate -income housing as restricted by law or administrative action. F. Reserved for Habitat Restoration These funds are reserved as required by the City's Natural Community Conservation Plan to provide for future habitat restoration in the City's open space preserve. G. Designated for Continuing Appropriations These designations are maintained for current year budget appropriations that are formally carried over into the subsequent fiscal year. See independent auditors' report. 58 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #7 — PENSION PLAN Plan Description The City provides a defined benefit pension plan that includes retirement and disability benefits, annual cost -of -living adjustments, and death benefits to plan members and beneficiaries. The City participates in the Miscellaneous 2.5% at 55 Risk Pool of the California Public Employee's Retirement System (CalPERS), a cost-sharing, multi-employer public employee defined benefit pension plan administered by CalPERS. CalPERS provides retirement and disability benefits, annual cost -of -living adjustments, and death benefits to plan members and beneficiaries. State statutes, within the Public Employees' Retirement Law, establish benefit provisions and other requirements. The City selects optional benefit provisions from the benefit menu by contract with CalPERS and adopts those benefits through local ordinance. Copies of the CalPERS annual financial report may be obtained from the CalPERS Executive Office at 400 P Street, Sacramento, California 95814 or downloaded from their website at www.calpers.gov. Funding Policy The contribution requirements of plan members are established by State statute and the employer contribution rate is established and amended by CalPERS. Active City employees are required to contribute 8% of their annual covered salary. The City pays 6.5% of the contribution for all the full-time positions, and 1% of the contribution for part-time employees. The City is required to contribute the actuarially determined remaining amounts necessary to fund the benefits for its members. The FY08-09 rate was 15.275% of covered payroll. The City's contributions to CalPERS for the years ending June 30, 2009, 2008 and 2007 were $1,508,304, $747,183 and $631,220, respectively, and were equal to the required contribution for each year. As a result of having less than 100 active members as of June 30, 2003, the City was required to participate in a risk pool. The City's pooled employer contribution rate is the same as the stand-alone employer contribution rate. At the time of joining the mandatory pooled plan, CalPERS established an employer side fund to account for the difference between the funded status of the pooled plan and the funded status of the City's plan. The amortization of the side fund is included in the determination of the City's annual required contribution. The funded status of the pooled plan may be obtained from CalPERS. See independent auditors' report. 59 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION Description of Self -Insurance Pool Pursuant to Joint Powers Agreement The City is a member of the California Joint Powers Insurance Authority (CJPIA). The CJPIA is comprised of 122 California public entities and is organized under a joint powers agreement pursuant to California Government Code section 6500 et seq. The purpose of the CJPIA is to arrange and administer programs for the pooling of self-insured losses, to purchase excess insurance or reinsurance, and to arrange for group -purchased insurance for property and other coverage. The CJPIA pool began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a 9 -member Executive Committee. Self -Insurance Programs of the CJPIA General Liability Each member government pays a primary deposit to cover estimated losses for a fiscal year (claims year). After the close of a fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Costs are spread to members as follows: the first $30,000 of each occurrence is charged directly to the member's primary deposit; costs from $30,000 to $750,000 and the loss development reserves associated with losses up to $750,000 are pooled based on the member's share of losses under $307000. Losses from $750,000 to $2,000,000 and the associated loss development reserves are pooled based on payroll. Costs of covered claims from $2,000,000 to $50,000,000 are currently paid by excess insurance subject to a $3,000,000 annual aggregate deductable and a quota -sharing agreement whereby CJPIA is financially responsible for 40% of losses occurring within the $2,000,000 to $10,000,000 layer. Costs of covered claims for subsidence losses are paid by excess insurance with $25,000,000 sub -limits per member per occurrence and a $15,000,000 annual aggregate. The overall protection for each member is $50,000,000 per occurrence. Administrative expenses are paid from CJPIA investment earnings. Workers' Compensation The City also participates in the workers' compensation pool administered by CJPIA. Each member pays a primary deposit to cover estimated losses for a See independent auditors' report. 60 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION (continued) fiscal year (claims year). After the close of the fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Each member has a retention level of $50,000 for each loss and this is charged directly to the member's primary deposit. Losses from $50,000 to $100,000 and the loss development reserve associated with losses up to $100,000 are pooled based on the member's share of losses under $50,000. Losses from $100,000 to $2,000,000 and the loss development reserves associated with those losses are pooled based on payroll. Losses from $2,000,000 up to statutory limits are paid under an excess insurance policy. Administrative expenses are paid from CJPIA investment earnings. Employer's Liability losses are pooled among members to $2,000,000, coverage from $2,000,000 to $4,000,000 is purchased as part of an excess insurance policy, and losses from $4,000,000 to $10,000,000 are pooled among members. Purchased Insurance Environmental Insurance The City participates in the pollution legal liability and remediation legal liability insurance, which is available through CJPIA. The policy covers sudden and gradual pollution of scheduled property, streets, and storm drains owned by the City. Coverage is on a claims -made basis. There is a $50,000 deductible. The CJPIA has a limit of $50,000,000 for the 3 -year period from July 1, 2008 through July 1, 2011. Each member of the CJPIA has a $10,000,000 limit during the 3 - year term of the policy. Property Insurance The City participates in the all-risk property protection program of the CJPIA. This insurance protection is underwritten by several insurance companies. The City's property is currently insured according to a schedule of covered property submitted by the City to the CJPIA. The City currently has all-risk property insurance protection in the amount of $12,469,951. There is a $5,000 deductible per occurrence except for non -emergency vehicle insurance which has a $1,000 deductible. Premiums for the coverage are paid annually and are not subject to retroactive adjustments. See independent auditors' report. 61 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION (continued) Earthquake and Flood Insurance The City purchases earthquake and flood insurance on a portion of its property. The earthquake insurance is part of the property protection insurance program of the CJPIA. The City's property currently has earthquake protection in the amount of $12,437,404. There is a deductible of 5% of value with a minimum deductible of $100,000. Premiums for the coverage are paid annually and are not subject to retroactive adjustments. Crime Insurance The City purchases crime insurance coverage in the amount of $1,000,000 with a $2,500 deductible. The fidelity coverage is provided through CJPIA. Premiums are paid annually and are not subject to retroactive adjustments. Special Event Tenant User Liability Insurance The City further protects against liability damages by requiring tenant users of certain property to purchase low-cost tenant user liability insurance for certain activities on City property. The insurance premium is paid by the tenant user and is paid to the City according to a schedule. The City then pays for the insurance. Adequacy of Protection During the past three fiscal (claims) years none of the above programs of protection have had settlements or judgments that exceeded pooled or insured coverage. There have been no significant reductions in pooled or insured liability coverage in the year ended June 30, 2009. NOTE #9 — CONTINGENCIES AND COMMITMENTS Litigation In the normal course of operations, the City has been named as a defendant in various claims and legal actions. Generally, unfavorable results of these claims and legal actions are funded through the City's participation in California Joint Powers Insurance Authority (CJPIA, see Note #8) and, as such, the City believes that the ultimate liability for these legal actions and claims will not have a material adverse effect on the City's financial statements. The City is also a defendant in See independent auditors' report. 62 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #9 — CONTINGENCIES AND COMMITMENTS (continued) legal actions for which the potential losses would not be covered through participation in CJPIA. The likelihood of an unfavorable outcome or the amount of potential losses cannot be reasonably estimated by the City for these claims at this time. In the event of an unfavorable outcome the losses would likely be material to the City's financial statements. Storm Drain Failures During the winter storms of fiscal year 2004-05 citywide emergency repairs were required, including those to repair sinkholes along Western Avenue. The City received reimbursement from the Federal Emergency Management Agency in the amount of approximately $1.2 million. Of that amount, $274,430 is currently reserved in the Capital Improvement Projects Fund, related to the repairs; however, it is unclear whether the final costs will be allowable under FEMA guidelines. If the costs are not allowed, the funding would have to be returned. The repairs of the sinkholes, noted above, brought to light issues with other storm drains in the area. The City's share of costs for preventative and/or emergency repairs, if required, is unknown. Building Moratorium There is longstanding building moratorium in the landslide area of the City. Several landowners with parcels in this area filed a lawsuit claiming an unconstitutional taking of their property due to the building moratorium and the City's adoption in 2002 of a safety standard that must be satisfied before development could occur in this area. The landowners claim that the City has made it impossible for them to satisfy the exception to the moratorium that would allow development of the parcels. Judgment was entered for the City after a three-month trial in the Superior Court. However, the California Court of Appeal reversed the trial court's decision. The landowners are seeking a trial on the issue of damages, which they assert exceed $32 million. The trial is currently scheduled for February 2010. The City has repealed the resolution that was adopted in 2002 and intends to demonstrate to the court that it has adopted a reasonable process to enable development of the parcels in question; which is designed to negate the plaintiffs' claims for monetary damages. See independent auditors' report. 63 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #9 — CONTINGENCIES AND COMMITMENTS (continued) Supplemental Educational Revenue Augmentation Funds Contributions for the Fiscal Years 2009-2010 and 2010-2011 Pursuant to AB 26 4x, a budget trailer bill, California redevelopment agencies were required to make SERAF contributions totaling $ 1.7 billion for the fiscal year 2009-2010 and $ 350 million for the fiscal year 2010-2011. Under AB 26 4x, agencies may borrow a portion of the required contributions from their low and moderate income housing fund. Alternatively, sponsoring governmental agencies (the cities or counties) may elect to pay the SERAF contributions on behalf of their redevelopment agencies. On October 20, 2009, the CRA filed a class action lawsuit in behalf of all California redevelopment agencies, challenging the SERAF obligations as unconstitutional. The Agency's prposed SERAF contributions under AB 26 4x are $330,125 for the fiscal year 2009-2010 and approximately $68,000 for 2010-2011. It is the position of Agency officials that the SERAF contributions required by AB 26 4x are unconstitutional, and that the Agency is not obligated to make these contributions. However, if the class action lawsuit is unsuccessful, and if the Agency were required to make these SERAF contributions, Agency officials have estimated that the Agency would have sufficient funds to make the required contributions. NOTE #10 — PROPERTY TAXES Under California law, property taxes are assessed and collected by the counties up to one percent of assessed value, plus other increases approved by the voters. The property taxes go into a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City accrues only those taxes, which are received from the county within sixty days after year-end. Lien date Levy date Due date Collection dates NOTE #11— DEFERRED REVENUES January 1 June 30 November 1 and February December 10 and April 10 The deferred revenues in the fund financial statements of the City of Rancho Palos Verdes as of June 30, 2009 consisted of the following: See independent auditors' report. 64 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #11— DEFERRED REVENUES (continued) General Fund: Accrued interest from long-term advance to the RDA $ 10,667,427 Advance on federal grant 108,034 Revenue earned but not available 97,465 Cash on deposit for the Del Cerro lighting district 957 Capital Improvements Projects Fund: Advance on local grant Other Governmental Funds - Long -term notes receivable offset (loans expended when made) 388,629 Total Deferred Revenues 11.262.512 NOTE #12 — LAND HELD FOR DEVELOPMENT On March 21, 2000, the Agency purchased approximately 20 acres of land to be used for an affordable housing project. The total cost of the land was $702,392. The Agency has recorded the cost of the land as an asset in the RDA Housing Set -Aside special revenue fund that purchased the property. A developer submitted an application for a senior condominium housing project with an affordable housing component. The project was planned to utilize a parcel owned by the Agency and a neighboring private parcel. The developer withdrew the application, and currently the property owner of the neighboring private parcel is moving forward with a senior condominium project on only that parcel. In September 2007, the City/Agency made a decision to move forward with development of only the Agency parcel with a senior affordable housing project. In September 2008, the Agency entered into an Exclusive Negotiating Agreement with AMCAL: Multi -Housing Inc. On March 3, 2009, the City Council/Agency Board approved AMCAL's proposed 34 -unit senior affordable housing project, which includes 33 rental units of affordable housing and 1 market rate rental unit for an on-site manager. On March 17, 2009, the Agency approved a Disposition and Development Agreement (DDA) with AMCAL. In September 2009 the project was awarded Tax Credits from the California Tax Credit Allocation Committee, which will be an important funding source for the project. Per the DDA, the Agency anticipates transferring the Agency's land to the developer for construction of the proposed senior affordable housing project in December 2009. The fund balance in the RDA Housing Set -Aside fund has been reserved for an amount equal to the purchase price of the land. Remaining funds in the RDA Housing Set -Aside fund will be used towards the development of this project, as well as other affordable housing. See independent auditors' report. 65 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 NOTE #13 — OTHER REQUIRED FUND DISCLOSURES The following funds had deficit fund balances as of June 30, 2009: Major Fund: RDA Debt Service Fund Other Governmental Fund: CDBG Rancho Palos Verdes TV Channel $16,283,294 6 4,714 The City plans to finance those fund deficits through future revenues and transfers from other funds. See independent auditors' report. 66 SUPPLEMENTARY INFORMATION 67 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY DEBT SERVICE FUND For the year ended June 30, 2009 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Current: Administration Pass through to other agencies Debt service: Principal Interest and fiscal charges TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE (DEFICIT) - BEGINNING OF YEAR FUND BALANCE (DEFICIT) - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 826,800 $ 826,800 $ 900,840 $ 74,040 - - 222 222 826,800 826,800 901,062 74,262 13,900 13,900 18,509 (4,609) 175,700 175,700 187,211 (11,511) 382,975 382,975 349,627 33,348 1,153,084 1,153,084 1,100,566 52,518 1,725,659 1,725,659 1,655,913 69,746 (898,859) (898,859) (754,851) 144,008 (15,528,443) (15,528,443) (15,528,443) $ (16,427,302) $ (16,427,302) $ (16,283,294) $ 144,008 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL CAPITAL IMPROVEMENTS CAPITAL PROJECTS FUND For the year ended June 30, 2009 See independent auditors' report. we Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 21,200 $ 21,200 $ 45,986 $ 24,786 Revenue from other agencies 252,000 892,620 658,198 (234,422) TOTAL REVENUES 273,200 913,820 704,184 (209,636) EXPENDITURES: Capital outlay 3,008,772 2,262,081 1,501,477 760,604 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (2,735,572) (1,348,261) (797,293) 550,968 OTHER FINANCING SOURCES: Transfers in 2,524,942 6,521,942 4,608,507 (1,913,435) NET CHANGE IN FUND BALANCE (210,630) 5,173,681 3,811,214 (1,362,467) FUND BALANCE - BEGINNING OF YEAR 3,395,966 3,395,966 3,395,966 FUND BALANCE - END OF YEAR $ 3,185,336 $ 8,569,647 $ 7,207,180 $ (1,362,467) See independent auditors' report. we _...- mr .. � � �, �... u- . Q._.`ja � �� c .. -�: �, a CITY OF RANCHO PALOS VERDES JUNE 30, 2009 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions Special Revenue Funds are used to account for taxes and other revenues set aside in accordance with law or administrative regulation for a specific purpose. Air Quality Management — to account for AB2766 fees received to fund programs to reduce air pollution from motor vehicles. Community Development Block Grant (CDBG) — to account for Federal Grants received from the Department of Housing and Urban Development (HUD). EI Prado — to account for taxes collected to maintain and service existing and proposed improvements to the common area of the EI Prado neighborhood. Redevelopment Agency Housing Set -Aside — to account for the portion of Redevelopment tax increment monies which is a requirement under California Redevelopment Law, Section 33334, to be set-aside for the development of low and moderate income housing. Proposition A — to account for the City share of an additional one-half percent sales tax designated to fund certain public transportation orientated projects. Proposition C — to account for sales taxes received from the County and used to support public transit and related services. Beautification — to account for monies received for the City's recycling program used for community improvement, grants and promotion of recycling. Waste Reduction — to account for AB939 fees received for state mandated waste reduction and recycling plans and programs. Public Safety Grants — to account for federal grant funds for local law enforcement supplemental services, AB3229 funds used for additional law enforcement services and public safety technology equipment. 1972 Act Landscaping and Lighting District (1972 Act) — to account for revenues and costs associated with the City's landscaping and lighting district. 1911 Act Lighting District (1911 Act) — to account for revenue and costs associated with a lighting district transferred to the "city -side" landscape and lighting district from the County in 1995. 71 CITY OF RANCHO PALOS VERDES JUNE 30, 2009 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions (continued) Joint Powers Improvement Authority - Portuguese Bend — to account for maintenance and repairs of landslide abatement improvements in the Portuguese Bend Project area. Habitat Restoration — to account for fees paid by developers for conservation easements to be used exclusively for habitat restoration efforts on City owned property. Subregion One Maintenance — to account for monies used to maintain public improvements and habitat areas dedicated to the City upon completion of the Subregion One residential development project also known as Oceanfront Estates. Measure A — to account for the voter approved 1992 and 1996 Measure A funds and other state and county grants used for the acquisition of open space and park improvements. Abalone Cove Sewer Assessment District — to account for property assessments used to partially pay for operation and maintenance of the Abalone Cove sewer system. Rancho Palos Verdes TV Channel — to account for donations and General Fund subsidies used to operate the City's cable television channel. Dr. Allen and Charlotte Ginsburg Cultural Arts Building(Ginsburg Cultural Art Bldg) — to account for a private donation to be used for either construction of a building at the Upper Point Vicente Civic Center to be used for dancing and other cultural activities, or for the purchase of open space within the City for habitat conservation and passive recreational purposes. Donor Restricted Contributions — to account for donations received to construct or acquire recreational facilities within the City. Capital Projects Funds Descriptions Capital Projects Funds are used to account for financial resources used for the acquisition or construction of major capital facilities. Bikeways — to account for state funds that are used for the construction of bikeways and pedestrian facilities. 72 CITY OF RANCHO PALOS VERDES JUNE 30, 2009 NONMAJOR GOVERNMENTAL FUNDS Capital Projects Funds Descriptions (continued) Redevelopment Agency - Abalone Cove — to account for monies used for landslide abatement in the Abalone Cove area of the Redevelopment Agency Project Area. Environmental Excise Tax — to account for taxes received in connection with new construction within the City. Quimby — to account for developer paid fees or the dedication of land for park and recreation purposes. Affordable Housing — to account for developer paid in -lieu fees for the City to construct low and moderate income housing. Redevelopment Agency - Portuguese Bend — to account for monies used for landslide abatement in the Portuguese Bend area of the Redevelopment Agency Project Area. Utility Undergrounding — to account for the accumulation of monies transferred from the General fund, to be used for relocating utility poles and lines on arterial roadways underground, and provide residents assistance with utility undergrounding in residential areas of the City. Roadway Beautification — to account for the accumulation of monies transferred from the General and Recycling funds to be used for landscape improvements along the City's roadways. Permanent Fund Descriation Permanent Funds are used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the City's programs. Joint Powers Improvement Authority - Abalone Cove — to account for monies received as part of a July 1991 Reimbursement and Settlement Agreement with the County of Los Angeles. As a part of this agreement the Authority received a $1,000,000 deposit of nonexpendable principal. The interest earnings are used to pay for maintenance and repair of Abalone Cove landslide abatement improvements. 73 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS June 30, 2009 See independent auditors' report 74 Special Revenue Funds Redevelopment Air Agency Quality Housing Management CDBG El Prado Set -Aside ASSETS Cash and cash equivalents $ 39,270 $ - $ 11,081 $ 1,357,928 Receivables: Taxes - - 84 3,922 Interest 74 - 30 4,454 Notes - 388,629 - - Other 13,432 57,309 - - Prepaid items - - - - Land held for development - - - 702,392 TOTAL ASSETS 52,776 445,938 11,195 2,068,696 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ - $ 5,937 $ 57 $ 945 Due to other funds - 51,378 - - Deferred revenue - 388,629 - - TOTAL LIABILITIES - 445,944 57 945 FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - Prepaid items - - - - Land held for development - - - 702,392 Housing set-aside - - - 1,365,359 Habitat restoration - - - - Unreserved: Designated for continuing appropriations: Special revenue funds - - - - Capital projects funds - - - - Undesignated reported in: Special revenue funds 52,776 (6) 11,138 - Capital projects funds - - - - Permanent funds - - - - TOTALFUND BALANCES (DEFICIT) 52,776 (6) 11,138 2,067,751 TOTAL LIABILITIES AND FUND BALANCES 52,776 445,938 11,195 2,068,696 See independent auditors' report 74 Special Revenue Funds (Continued) $ 125 $ 126 $ 35,492 $ 33,962 $ Public 126 125 Waste Safety Proposition A Proposition C Beautification Reduction Grants 1972 Act $ 197,388 $ 2,558,650 $ 1,351,728 $ 178,626 $ 9,278 $ 54,323 - - - - - 4,752 431 6,475 3,563 606 262 564 - - 47,452 28,835 25,000 - $ 197,819 $ 2,565,125 $ 1,402,743 $ 208,067 $ 34,540 $ 59,639 $ 125 $ 126 $ 35,492 $ 33,962 $ 126 125 35,492 33,962 - $ 980 980 - - 11,000 60,000 33,633 - 197,694 2,564,999 1,356,251 114,105 907 58,659 197,694 2,564,999 1,367,251 174,105 34,540 58,659 $ 197,819 $ 2,565,125 $ 1,402,743 $ 208,067 $ 34,540 $ 59,639 (Continued) 75 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2009 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ 56,874 $ 7,061 $ 54,119 $ 7,644 Due to other funds - - - - Deferred revenue - - - - TOTAL LIABILITIES 56,874 7,061 54,119 7,644 FUND BALANCES: Special Revenue Funds (Continued) Reimbursement settlement Joint Powers - - - Prepaid items - - - - Land held for development - Improvement Housing set-aside - Subregion Habitat restoration - - 43,741 - Authority Habitat One 1911 Act Portuguese Bend Restoration Maintenance ASSETS - - - Undesignated reported in: Special revenue funds 1,632,607 Cash and cash equivalents $ 1,662,300 $ 238,158 $ 278,873 $ 773,101 Receivables: BALANCES (DEFICIT) 1,632,607 231,613 225,180 767,336 TOTAL LIABILITIES Taxes 22,653 - - - Interest 4,528 516 426 1,879 Notes - - - - Other - - - - Prepaid items - - - - Land held for development - - - - TOTAL ASSETS 1,689,481 238,674 279,299 774,980 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ 56,874 $ 7,061 $ 54,119 $ 7,644 Due to other funds - - - - Deferred revenue - - - - TOTAL LIABILITIES 56,874 7,061 54,119 7,644 FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - Prepaid items - - - - Land held for development - - - - Housing set-aside - - - - Habitat restoration - - 43,741 - Unreserved: Designated for continuing appropriations: Special revenue funds - - 70,000 - Capital projects funds - - - - Undesignated reported in: Special revenue funds 1,632,607 231,613 111,439 767,336 Capital projects funds - - - - Permanent funds - - - - TOTALFUND BALANCES (DEFICIT) 1,632,607 231,613 225,180 767,336 TOTAL LIABILITIES AND FUND BALANCES 1,689,481 238,674 279,299 774,980 See independent auditors' report We Special Revenue Funds (Continued) $ - $ 33,800 $ 27,944 $ - $ - $ 265,066 50,846 - - - - 102,224 - - - - - 388,629 50,846 33,800 27,944 - - 755,919 - - 3,051 - - 3,051 - - - - - 702,392 - - - - - 1,365,359 - - - - - 43,741 - 32,000 - - - 206,633 33,928 61,594 (7,765) 500,503 2,082 7,689,860 33,928 93,594 (4,714) 500,503 2,082 10,011,036 $ 84,774 $ 127,394 $ 23,230 $ 500,503 $ 2,082 $ 10,766,955 (Continued) 77 Dr. Allen and Abalone Cove Rancho Charlotte Total Sewer Palos Ginsburg Donor Special Assessment Verdes Cultural Restricted Revenue Measure A District TV Channel Arts Building Contributions Funds $ 7,440 $ 125,884 $ 20,179 $ 499,196 $ 2,077 $ 9,365,480 - 1,210 - - - 32,621 89 300 - 1,307 5 25,509 - - - - - 388,629 77,245 - - - - 249,273 - - 3,051 - - 3,051 - - - - - 702,392 $ 84,774 $ 127,394 $ 23,230 $ 500,503 $ 2,082 $ 10,766,955 $ - $ 33,800 $ 27,944 $ - $ - $ 265,066 50,846 - - - - 102,224 - - - - - 388,629 50,846 33,800 27,944 - - 755,919 - - 3,051 - - 3,051 - - - - - 702,392 - - - - - 1,365,359 - - - - - 43,741 - 32,000 - - - 206,633 33,928 61,594 (7,765) 500,503 2,082 7,689,860 33,928 93,594 (4,714) 500,503 2,082 10,011,036 $ 84,774 $ 127,394 $ 23,230 $ 500,503 $ 2,082 $ 10,766,955 (Continued) 77 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2009 See independent auditors' report 78 Capital Projects Funds Redevelopment Agency Abalone Environmental Bikeways Cove Excise Tax Quimby ASSETS Cash and cash equivalents $ 1,998 $ 6,149 $ 852,397 $ 25,105 Receivables: Taxes - - - - Interest 57 22 2,214 65 Notes - - - - Other 2,071 - - - Prepaid items - - - - Land held for development - - - - TOTAL ASSETS 4,126 6,171 854,611 25,170 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ - $ - $ 15,318 $ - Due to other funds 4,126 - - - Deferred revenue - - - - TOTAL LIABILITIES 4,126 - 15,318 - FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - Prepaid items - - - - Land held for development - - - - Housing set-aside - - - - Habitat restoration - - - - Unreserved: Designated for continuing appropriations: Special revenue funds - - - - Capital projects funds - - 92,000 - Undesignated reported in: Special revenue funds - - - - Capital projects funds - 6,171 747,293 25,170 Permanent funds - - - - TOTALFUND BALANCES (DEFICIT) - 6,171 839,293 25,170 TOTAL LIABILITIES AND FUND BALANCES 4,126 6,171 854,611 25,170 See independent auditors' report 78 $ - $ 105 $ - $ - $ 15,423 $ 3,159 $ 283,648 - - - - 4,126 - 106,350 - - - - - - 388,629 - 105 - - 19,549 3,159 778,627 - - - - - 1,000,000 1,000,000 - 17,308 - - 17,308 - 20,359 - - - - - - 702,392 - - - - - - 1,365,359 - - - - - - 43,741 - - - - - - 206,633 667,368 - - - 759,368 - 759,368 - - - - - - 7,689,860 170,965 523,733 273,770 101,553 1,848,655 - 1,848,655 - - - - - 362,231 362,231 838,333 541,041 273,770 101,553 2,625,331 1,362,231 13,998,598 $ 838,333 $ 541,146 $ 273,770 $ 101,553 $ 2,644,880 $ 1,365,390 $ 14,777,225 79 Capital Projects Funds (Continued) Permanent Fund Redevelopment Total Joint Powers Total Agency Capital Improvement Other Affordable Portuguese Utility Roadway Projects Authority Governmental Housing Bend Undergrounding Beautification Funds Abalone Cove Funds $ 836,166 $ 522,131 $ 273,063 $ 101,291 $ 2,618,300 $ 1,360,974 $ 13,344,754 - - - - - - 32,621 2,167 1,707 707 262 7,201 4,416 37,126 - - - - - - 388,629 - - - - 2,071 - 251,344 - 17,308 - - 17,308 - 20,359 - - - - - - 702,392 $ 838,333 $ 541,146 $ 273,770 $ 101,553 $ 2,644,880 $ 1,365,390 $ 14,777,225 $ - $ 105 $ - $ - $ 15,423 $ 3,159 $ 283,648 - - - - 4,126 - 106,350 - - - - - - 388,629 - 105 - - 19,549 3,159 778,627 - - - - - 1,000,000 1,000,000 - 17,308 - - 17,308 - 20,359 - - - - - - 702,392 - - - - - - 1,365,359 - - - - - - 43,741 - - - - - - 206,633 667,368 - - - 759,368 - 759,368 - - - - - - 7,689,860 170,965 523,733 273,770 101,553 1,848,655 - 1,848,655 - - - - - 362,231 362,231 838,333 541,041 273,770 101,553 2,625,331 1,362,231 13,998,598 $ 838,333 $ 541,146 $ 273,770 $ 101,553 $ 2,644,880 $ 1,365,390 $ 14,777,225 79 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS For the year ended June 30, 2009 Special Revenue Funds Redevelopment Air Agency Quality Housing Management CDBG El Prado Set -Aside REVENUES: Taxes $ - $ - $ 1,827 $ 220,201 Use of money and property 455 - 173 27,391 Revenue from other agencies 50,124 113,021 - - Other revenues - - - - TOTAL REVENUES 50,579 113,021 2,000 247,592 EXPENDITURES: Current: Administration - - - - Public safety - - - - Public works 50,000 - 434 - Planning, building and code enforcement - - - 308,806 Capital outlay - 92,364 - 432,094 TOTAL EXPENDITURES 50,000 92,364 434 740,900 EXCESS (DEFICIENTY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES): Transfers in Transfers out TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCES FUND BALANCES (DEFICIT) - 579 20,657 1,566 (493,308) - (20,646) - - - (20,646) - - 579 11 1,566 (493,308) BEGINNING OF YEAR 52,197 (17) 9,572 2,561,059 FUND BALANCES (DEFICIT) - END OF YEAR $ 52,776 $ (6) $ 11,138 $ 2,067,751 See independent auditors' report. 901 Special Revenue Funds (Continued) - - - - Public - 635,047 6,095 168,226 Waste Safety 67,661 Proposition A Proposition C Beautification Reduction Grants 1972 Act $ - $ - $ - $ - $ - $ 257,138 2,351 36,944 22,672 4,582 1,625 1,877 621,569 557,794 - 134,546 100,000 - - - 198,398 - - - 623,920 594,738 221,070 139,128 101,625 259,015 - - - - 32,285 - 635,047 6,095 168,226 284,573 - 67,661 67,661 635,047 6,095 168,226 284,573 32,285 (11,127) 588,643 52,844 (145,445) 69,340 191,354 (15,150) - (12,784) - (100,000) (180,000) (15,150) - (12,784) - (100,000) (180,000) (26,277) 588,643 40,060 (145,445) (30,660) 11,354 223,971 1,976,356 1,327,191 319,550 65,200 47,305 $ 197,694 $ 2,564,999 $ 1,367,251 $ 174,105 $ 34,540 $ 58,659 (Continued) 81 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2009 See independent auditors' report. W Special Revenue Funds (Continued) Joint Powers Improvement Subregion Authority Habitat One 1911 Act Portuguese Bend Restoration Maintenance REVENUES: Taxes $ 492,705Use of money and property 27,552 3,969 2,585 12,331 Revenue from other agencies - - - - Other revenues - - 6,528 - TOTAL REVENUES 520,257 3,969 9,113 12,331 EXPENDITURES: Current: Administration - - - - Public safety - - - - Public works 402,551 82,253 124,687 50,755 Planning, building and code enforcement - - - - Capital outlay - - 7,503 - TOTAL EXPENDITURES 402,551 82,253 132,190 50,755 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 117,706 (78,284) (123,077) (38,424) OTHER FINANCING SOURCES (USES): Transfers in - 82,252 115,000 55,000 Transfers out (76,800) - - - TOTAL OTHER FINANCING SOURCES (USES) (76,800) 82,252 115,000 55,000 NET CHANGE IN FUND BALANCES 40,906 3,968 (8,077) 16,576 FUND BALANCE (DEFICIT) - BEGINNING OF YEAR 1,591,701 227,645 233,257 750,760 FUND BALANCES (DEFICIT) - END OF YEAR $ 1,632,607 $ 231,613 $ 225,180 $ 767,336 See independent auditors' report. W Special Revenue Funds (Continued) - - 101,089 Dr. Allen and - 101,089 - Abalone Cove Rancho Charlotte - Total - Sewer Palos Ginsburg Donor Special - Assessment Verdes Cultural Restricted Revenue Measure A District TV Channel Arts Building Contributions Funds $ - $ 44,321 $ - $ - $ - $ 1,016,192 1,478 2,021 192 8,458 34 156,690 98,945 - - - - 1,675,999 - 7,829 - - - 212,755 100,423 54,171 192 8,458 34 3,061,636 - - 101,089 - - 101,089 - - - - - 32,285 - 50,355 - - - 1,922,637 - - - - - 308,806 - 38,635 - - - 570,596 - 88,990 101,089 - - 2,935,413 100,423 (34,819) (100,897) 8,458 34 126,223 - 10,700 54,590 - - 317,542 (75,900) - - - - (481,280) (75,900) 10,700 54,590 - - (163,738) 24,523 (24,119) (46,307) 8,458 34 (37,515) 9,405 117,713 41,593 492,045 2,048 10,048,551 $ 33,928 $ 93,594 $ (4,714) $ 500,503 $ 2,082 $ 10,011,036 (Continued) 83 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2009 See independent auditors' report. :11 Capital Projects Funds Redevelopment Agency Abalone Environmental Bikeways Cove Excise Tax Quimby REVENUES: TaxesUse of money and property 174 119 14,237 416 Revenue from other agencies 24,630 - - - Other revenues - - 59,111 - TOTAL REVENUES 24,804 119 73,348 416 EXPENDITURES: Current: Administration - - - - Public safety - - - - Public works - - - - Planning, building and code enforcement - - - - Capital outlay - - 58,278 - TOTAL EXPENDITURES - - 58,278 - EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 24,804 119 15,070 416 OTHER FINANCING SOURCES (USES): Transfers in - - - - Transfers out (30,002) - - - TOTAL OTHER FINANCING SOURCES (USES) (30,002) - - - NET CHANGE IN FUND BALANCES (5,198) 119 15,070 416 FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 5,198 6,052 824,223 24,754 FUND BALANCES (DEFICIT) - END OF YEAR $ - $ 6,171 $ 839,293 $ 25,170 See independent auditors' report. :11 - - - - - Capital Projects Funds (Continued) - - - - - Permanent Fund - 17,934 - - 17,934 35,132 1,975,703 2,516 - - - 2,516 - 311,322 328,916 - - - 387,194 - 957,790 Redevelopment 35,132 3,378,189 Total Joint Powers Total $ 541,041 $ Agency $ 101,553 Capital Improvement Other Affordable Portuguese Utility Roadway Projects Authority Governmental Housing Bend Undergrounding Beautification Funds Abalone Cove Funds $ - $ - $ - $ - $ - $ - $ 1,016,192 14,534 9,712 4,529 1,678 45,399 26,082 228,171 - - - - 24,630 - 1,700,629 - 50,004 - - 109,115 - 321,870 14,534 59,716 4,529 1,678 179,144 26,082 3,266,862 - - - - - - 101,089 - - - - - - 32,285 - 17,934 - - 17,934 35,132 1,975,703 2,516 - - - 2,516 - 311,322 328,916 - - - 387,194 - 957,790 331,432 17,934 - - 407,644 35,132 3,378,189 (316,898) 41,782 4,529 1,678 (228,500) (9,050) (111,327) (316,898) 41,782 - (30,002) - (30,002) - 317,542 - (511,282) - (193,740) 4,529 1,678 (258,502) (9,050) (305,067) 1,155,231 499,259 269,241 99,875 2,883,833 1,371,281 14,303,665 $ 838,333 $ 541,041 $ 273,770 $ 101,553 $ 2,625,331 $ 1,362,231 $ 13,998,598 85 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AIR QUALITY MANAGEMENT SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Use of money and property Revenue from other agencies TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 1,310 $ 1,310 $ 455 $ (855) 50,000 50,000 50,124 124 51,310 51,310 50,579 (731) 50,000 50,000 50,000 - 1,310 1,310 579 (731) 52,197 52,197 52,197 - $ 53,507 $ 53,507 $ 52,776 $ (731) :: CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 87 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 188,908 $ 188,908 $ 113,021 $ (75,887) EXPENDITURES: Capital outlay 168,262 168,262 92,364 75,898 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 20,646 20,646 20,657 11 OTHER FINANCING USES: Transfers out (20,646) (20,646) (20,646) - NET CHANGE IN FUND BALANCE - - 11 11 FUND BALANCE (DEFICIT) - BEGINNING OF YEAR (17) (17) (17) FUND BALANCE (DEFICIT) - END OF YEAR $ (17) $ (17) $ (6) S 11 See independent auditors' report. 87 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL EL PRADO SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 1,820 $ 1,820 210 210 2,030 2,030 900 900 Variance with Final Budget Positive Actual (Negative) $ 1,827 $ 7 173 (37) 2,000 (30) 466 1,130 1,130 1,566 436 9,572 9,572 9,572 - $ 10,702 $ 10,702 $ 11,138 $ 436 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY HOUSING SET-ASIDE SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. we Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Taxes $ 204,600 $ 204,600 $ 220,201 $ 15,601 Use of money and property 31,400 31,400 27,391 (4,009) TOTAL REVENUES 236,000 236,000 247,592 11,592 EXPENDITURES: Current: Planning, building and code enforcement 25,000 174,670 308,806 (134,136) Land - - 432,094 (432,094) Capital outlay - 1,212,637 - 1,212,637 TOTAL EXPENDITURES 25,000 1,387,307 740,900 646,407 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 211,000 (1,151,307) (493,308) 657,999 FUND BALANCE - BEGINNING OF YEAR 2,561,059 2,561,059 2,561,059 - FUND BALANCE - END OF YEAR $ 2,772,059 $ 1,409,752 $ 2,067,751 $ 657,999 See independent auditors' report. we CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION A SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Use of money and property Revenue from other agencies TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. .e Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 5,600 $ 5,600 $ 2,351 $ (3,249) 721,300 721,300 621,569 (99,731) 726,900 726,900 623,920 (102,980) 644,893 644,893 635,047 9,846 82,007 82,007 (11,127) (93,134) (18,200) (18,200) (15,150) 3,050 63,807 63,807 (26,277) (90,084) 223,971 223,971 223,971 $ 287,778 $ 287,778 $ 197,694 $ (90,084) .e CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION C SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 91 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 15,300 $ 15,300 $ 36,944 $ 21,644 Revenue from other agencies 601,100 601,100 557,794 (43,306) TOTAL REVENUES 616,400 616,400 594,738 (21,662) EXPENDITURES: Current: Public works 5,700 5,700 6,095 (395) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 610,700 610,700 588,643 (22,057) OTHER FINANCING USES: Transfers out (608,671) (2,408,671) - 2,408,671 NET CHANGE IN FUND BALANCE 2,029 (1,797,971) 588,643 2,386,614 FUND BALANCE - BEGINNING OF YEAR 1,976,356 1,976,356 1,976,356 - FUND BALANCE - END OF YEAR $ 1,978,385 $ 178,385 $ 2,564,999 $ 2,386,614 See independent auditors' report. 91 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BEAUTIFICATION SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Use of money and property Other revenues TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 22,300 $ 22,300 $ 22,672 $ 372 195,000 195,000 198,398 3,398 217,300 217,300 221,070 3,770 265,940 467,784 168,226 299,558 (48,640) (250,484) 52,844 303,328 (155,200) (160,200) (12,784) (203,840) (410,684) 40,060 450,744 1,327,191 1,327,191 1,327,191 - $ 1,123,351 $ 916,507 $ 1,367,251 $ 450,744 '11 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL WASTE REDUCTION SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 93 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 5,540 $ 5,540 $ 4,582 $ (958) Revenue from other agencies 135,000 172,500 134,546 (37,954) TOTAL REVENUES 140,540 178,040 139,128 (38,912) EXPENDITURES: Current: Public works 337,160 314,660 284,573 30,087 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (196,620) (136,620) (145,445) (8,825) OTHER FINANCING USES: Transfers out (7,000) (7,000) 7,000 NET CHANGE IN FUND BALANCE (203,620) (143,620) (145,445) (1,825) FUND BALANCE - BEGINNING OF YEAR 319,550 319,550 319,550 FUND BALANCE - END OF YEAR $ 115,930 $ 175,930 $ 174,105 $ (1,825) See independent auditors' report. 93 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PUBLIC SAFETY GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 720 $ 720 $ 1,625 $ 905 Revenue from other agencies 100,000 100,000 100,000 - TOTAL REVENUES 100,720 100,720 101,625 905 EXPENDITURES: Current: Public safety - 32,285 32,285 - EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 100,720 68,435 69,340 905 OTHER FINANCING USES: Transfers out (100,000) (100,000) (100,000) NET CHANGE IN FUND BALANCE 720 (31,565) (30,660) 905 FUND BALANCE - BEGINNING OF YEAR 65,200 65,200 65,200 - FUND BALANCE - END OF YEAR $ 65,920 $ 33,635 $ 34,540 $ 905 See independent auditors' report. CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1972 ACT SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 257,273 $ 257,273 $ 257,138 $ (135) 800 800 1,877 1,077 258,073 258,073 259,015 942 67,900 67,900 67,661 239 190,173 190,173 191,354 1,181 (180,000) (180,000) (180,000) 10,173 10,173 11,354 1,181 47,305 47,305 47,305 - $ 57,478 $ 57,478 $ 58,659 $ 1,181 95 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1911 ACT SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Me Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 375,000 $ 375,000 $ 492,705 $ 117,705 35,000 35,000 27,552 (7,448) 410,000 410,000 520,257 110,257 480,000 480,000 402,551 77,449 (70,000) (70,000) 117,706 187,706 (76,800) (76,800) (76,800) - (146,800) (146,800) 40,906 187,706 1,591,701 1,591,701 1,591,701 - $ 1,444,901 $ 1,444,901 $ 1,632,607 $ 187,706 Me CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY PORTUGUESE BEND SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Use of money and property EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 3,880 $ 3,880 $ 3,969 $ 89 135,100 135,100 82,253 52,847 (131,220) (131,220) (78,284) 52,936 91,500 91,500 82,252 (9,248) (39,720) (39,720) 3,968 43,688 227,645 227,645 227,645 - $ 187,925 $ 187,925 $ 231,613 $ 43,688 97 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL HABITAT RESTORATION SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 4,400 $ 4,400 $ 2,585 $ (1,815) Other revenues - - 6,528 6,528 TOTAL REVENUES 4,400 4,400 9,113 4,713 EXPENDITURES: Current: Public works 123,200 123,200 124,687 (1,487) Capital outlay 5,000 38,877 7,503 31,374 TOTAL EXPENDITURES 128,200 162,077 132,190 29,887 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (123,800) (157,677) (123,077) (25,174) OTHER FINANCING SOURCES: Transfers in 115,000 115,000 115,000 NET CHANGE IN FUND BALANCE (8,800) (42,677) (8,077) (25,174) FUND BALANCE - BEGINNING OF YEAR 233,257 233,257 233,257 FUND BALANCE - END OF YEAR $ 224,457 $ 190,580 $ 225,180 $ (25,174) See independent auditors' report. CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SUBREGION ONE MAINTENANCE SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Use of money and property EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 18,900 $ 12,000 $ 12,331 $ 331 65,900 65,900 50,755 15,145 (47,000) (53,900) (38,424) 15,476 40,000 55,000 55,000 - (7,000) 1,100 16,576 15,476 750,760 750,760 750,760 - $ 743,760 $ 751,860 $ 767,336 $ 15,476 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE A SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 100 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 800 $ 800 $ 1,478 $ 678 Revenue from other agencies 66,000 166,000 98,945 (67,055) TOTAL REVENUES 66,800 166,800 100,423 (66,377) OTHER FINANCING USES: Transfers out (99,900) (175,900) (75,900) 100,000 NET CHANGE IN FUND BALANCE (33,100) (9,100) 24,523 33,623 FUND BALANCE - BEGINNING OF YEAR 9,405 9,405 9,405 - FUND BALANCE - END OF YEAR $ (23,695) $ 305 $ 33,928 $ 33,623 See independent auditors' report. 100 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ABALONE COVE SEWER ASSESSMENT DISTRICT SPECIAL REVENUE FUND For the year ended June 30, 2009 REVENUES: Taxes Use of money and property Other revenues TOTAL REVENUES EXPENDITURES: Current: Public works Capital Outlay TOTAL EXPENDITURE EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. 101 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 44,750 $ 44,750 $ 44,321 $ (429) 460 460 2,021 1,561 - - 7,829 7,829 45,210 45,210 54,171 8,961 65,800 65,800 50,355 15,445 - 38,000 38,635 (635) 65,800 103,800 88,990 14,810 (20,590) (58,590) (34,819) (5,849) 10,700 10,700 10,700 (9,890) (47,890) (24,119) (5,849) 117,713 117,713 117,713 $ 107,823 $ 69,823 $ 93,594 $ (5,849) 101 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL RANCHO PALOS VERDES TV CHANNEL SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 102 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 150 $ 150 $ 192 $ 42 Other revenues 1,000 1,000 - (1,000) TOTAL REVENUES 1,150 1,150 192 (958) EXPENDITURES: Current: Administration 116,890 101,090 101,089 1 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (115,740) (99,940) (100,897) (957) OTHER FINANCING SOURCES: Transfers in 119,590 54,590 54,590 - NET CHANGE IN FUND BALANCE 3,850 (45,350) (46,307) (957) FUND BALANCE - BEGINNING OF YEAR 41,593 41,593 41,593 - FUND BALANCE - END OF YEAR $ 45,443 $ (3,757) $ (4,714) $ (957) See independent auditors' report. 102 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DR. ALLEN AND CHARLOTTE GINSBURG CULTURAL ARTS BUILDING SPECIAL REVENUE FUND For the year ended June 30, 2009 See independent auditors' report. 103 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 12,200 $ 12,200 $ 8,458 $ (3,742) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 12,200 12,200 8,458 (3,742) FUND BALANCE - BEGINNING OF YEAR 492,045 492,045 492,045 FUND BALANCE - END OF YEAR $ 504,245 $ 504,245 $ 500,503 $ (3,742) See independent auditors' report. 103 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DONOR RESTRICTED CONTRIBUTIONS SPECIAL REVENUE FUND For the year ended June 30, 2009 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ $ $ 34 $ 34 FUND BALANCE - BEGINNING OF YEAR 2,048 2,048 2,048 - FUND BALANCE - END OF YEAR $ 2,048 $ 2,048 $ 2,082 $ 34 See independent auditors' report. 104 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BIKEWAYS CAPITAL PROJECTS FUND For the year ended June 30, 2009 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ $ $ 174 $ 174 Revenue from other agencies 25,000 26,802 24,630 (2,172) TOTAL REVENUES 25,000 26,802 24,804 (1,998) OTHER FINANCING USES: Transfers out (25,000) (32,000) (30,002) 1,998 NET CHANGE IN FUND BALANCE - (5,198) (5,198) - FUND BALANCE - BEGINNING OF YEAR 5,198 5,198 5,198 FUND BALANCE - END OF YEAR $ 5,198 $ $ $ See independent auditors' report. 105 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY ABALONE COVE CAPITAL PROJECTS FUND For the year ended June 30, 2009 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 150 $ 150 $ 119 $ (31) FUND BALANCE - BEGINNING OF YEAR 6,052 6,052 6,052 - FUND BALANCE - END OF YEAR $ 6,202 $ 6,202 $ 6,171 $ (31) See independent auditors' report. 106 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ENVIRONMENTAL EXCISE TAX CAPITAL PROJECTS FUND For the year ended June 30, 2009 See independent auditors' report. 107 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 19,600 $ 19,600 $ 14,237 $ (5,363) Other revenues 74,240 74,240 59,111 (15,129) TOTAL REVENUES 93,840 93,840 73,348 (20,492) EXPENDITURES: Capital outlay - 58,295 58,278 17 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 93,840 35,545 15,070 (20,475) OTHER FINANCING USES: Transfers out (29,000) (29,000) - 29,000 NET CHANGE IN FUND BALANCE 64,840 6,545 15,070 8,525 FUND BALANCE - BEGINNING OF YEAR 824,223 824,223 824,223 - FUND BALANCE - END OF YEAR $ 889,063 $ 830,768 $ 839,293 $ 8,525 See independent auditors' report. 107 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL QUINIBY CAPITAL PROJECTS FUND For the year ended June 30, 2009 REVENUES: Use of money and property Other TOTAL REVENUES EXPENDITURES: Current: Capital outlay EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 310 $ 310 12,000 12,000 12,310 12,310 25,000 Variance with Final Budget Positive Actual (Negative) $ 416 $ 106 - (12,000) 416 (11,894) - 25,000 12,310 (12,690) 416 13,106 24,754 24,754 24,754 - $ 37,064 $ 12,064 $ 25,170 $ 13,106 108 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AFFORDABLE HOUSING CAPITAL PROJECTS FUND For the year ended June 30, 2009 See independent auditors' report. 109 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 19,500 $ 19,500 $ 14,534 $ (4,966) EXPENDITURES: Current: Planning, building and code enforcement - - 2,516 (2,516) Land - 328,916 (328,916) Capital outlay 331,432 - 331,432 TOTAL EXPENDITURE - 331,432 331,432 - EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 19,500 (311,932) (316,898) (4,966) FUND BALANCE - BEGINNING OF YEAR 1,155,231 1,155,231 1,155,231 FUND BALANCE - END OF YEAR $ 1,174,731 $ 843,299 $ 838,333 $ (4,966) See independent auditors' report. 109 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY PORTUGUESE BEND CAPITAL PROJECTS FUND For the year ended June 30, 2009 REVENUES: Use of money and property Other revenues TOTAL REVENUES EXPENDITURES: Current: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. 110 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 10,900 $ 10,900 $ 9,712 $ (1,188) - - 50,004 50,004 10,900 10,900 59,716 48,816 26,300 26,300 17,934 8,366 (15,400) (15,400) 41,782 57,182 499,259 499,259 499,259 - $ 483,859 $ 483,859 $ 541,041 $ 57,182 110 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL UTILITY UNDERGROUNDING CAPITAL PROJECTS FUND For the year ended June 30, 2009 See independent auditors' report. 111 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 6,800 $ 6,800 $ 4,529 $ (2,271) FUND BALANCE - BEGINNING OF YEAR 269,241 269,241 269,241 FUND BALANCE - END OF YEAR $ 276,041 $ 276,041 $ 273,770 $ (2,271) See independent auditors' report. 111 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ROADWAY BEAUTIFICATION CAPITAL PROJECTS FUND For the year ended June 30, 2009 See independent auditors' report. 112 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 2,500 $ 2,500 $ 1,678 $ (822) FUND BALANCE - BEGINNING OF YEAR 99,875 99,875 99,875 - FUND BALANCE - END OF YEAR $ 102,375 $ 102,375 $ 101,553 $ (822) See independent auditors' report. 112 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY ABALONE COVE PERMANENT FUND For the year ended June 30, 2009 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 32,900 $ 32,900 $ 26,082 $ (6,818) EXPENDITURES: Current: Public works 106,776 106,776 35,132 71,644 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (73,876) (73,876) (9,050) 64,826 FUND BALANCE - BEGINNING OF YEAR 1,371,281 1,371,281 1,371,281 - FUND BALANCE - END OF YEAR $ 1,297,405 $ 1,297,405 $ 1,362,231 $ 64,826 See independent auditors' report. 113 't p s v kr-- I Vi r 4 ;.. _ c`1- ti �.. '-' k„jrJ "RSO .`C\_ •''-'- CITY OF RANCHO PALOS VERDES JUNE 30, 2009 INTERNAL SERVICE FUNDS DESCRIPTIONS The Internal Service Funds are used to finance and account for goods and services provided by one City department to other City departments on a cost - reimbursement basis, including depreciation. Equipment Replacement — to account for purchases, replacement and maintenance of certain equipment items on behalf of all City departments. Building Replacement — to account for the accumulation of funds transferred from the General Fund for replacement of certain buildings on behalf of the City. Employee Benefits — to account for employee benefit costs for all employees charged to various City departments. 115 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS June 30, 2009 ASSETS CURRENT ASSETS: Cash and cash equivalents Receivables: Interest Prepaid items TOTAL CURRENT ASSETS NONCURRENT ASSETS: Capital assets: Property and equipment Accumulated depreciation TOTAL NONCURRENT ASSETS TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Due to other funds Accounts payable and accrued liabilities TOTAL LIABILITIES NET ASSETS Invested in capital assets Unrestricted TOTAL NET ASSETS See independent auditors' report. Equipment Building Employee Replacement Replacement Benefits Totals $ 3,049,521 $ 1,364,880 $ - $ 4,414,401 7,957 3,606 83 11,646 - - 530,508 530,508 3,057,478 1,368,486 530,591 4,956,555 1,346,194 - - 1,346,194 (1,028,417) - - (1,028,417) 317,777 - - 317,777 3,375,255 1,368,486 530,591 5,274,332 - - 342,139 342,139 89,321 42,435 (16,389) 115,367 89,321 42,435 325,750 457,506 317,777 - - 317,777 $ 3,285,934 $ 1,326,051 $ 204,841 $ 4,816,826 116 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - INTERNAL SERVICE FUNDS For the year ended June 30, 2009 OPERATING REVENUES: Charges for services OPERATING EXPENSES: Personnel services Materials and supplies Maintenance Depreciation TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) NONOPERATING REVENUES: Other revenues Investment income TOTAL NONOPERATING REVENUES CHANGE IN NET ASSETS TOTAL NET ASSETS - BEGINNING OF YEAR TOTAL NET ASSETS - END OF YEAR See independent auditors' report. Equipment Building Employee Replacement Replacement Benefits Totals $ 180,600 $ - $ 1,615,134 $ 1,795,734 - - 2,318,464 2,318,464 186,188 - - 186,188 17,842 206,098 - 223,940 142,663 - - 142,663 346,693 206,098 2,318,464 2,871,255 (166,093) (206,098) (703,330) (1,075,521) 1,580 - - 1,580 51,192 24,419 8,927 84,538 52,772 24,419 8,927 86,118 (113,321) (181,679) (694,403) (989,403) 3,399,255 1,507,730 899,244 5,806,229 $ 3,285,934 $ 1,326,051 $ 204,841 $ 4,816,826 117 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For the year ended June 30, 2009 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Cash received from other funds CASH FLOWS FROM INVESTING ACTIVITIES: Interest and dividends NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR (84,801) (84,801) 342,139 342,139 59,074 27,960 12,259 99,293 15,631 (139,791) (747,840) (872,000) 3,033,890 1,504,671 747,840 5,286,401 $ 3,049,521 $ 1,364,880 $ - $ 4,414,401 RECONCILIATION OF OPERATING INCOME Equipment Building Employee (LOSS) TO NET CASH PROVIDED (USED) Replacement Replacement Benefits Totals CASH FLOWS FROM OPERATING ACTIVITIES: Operating income (loss) $ (166,093) $ (206,098) $ (703,330) Receipts from interfund services provided $ 180,600 $ $ 1,615,134 $ 1,795,734 Payments to suppliers (139,242) (167,751) - (306,993) Payments to employees - - (2,717,372) (2,717,372) NET CASH PROVIDED (USED) (Increase) decrease in prepaid items - - (382,011) BY OPERATING ACTIVITIES 41,358 (167,751) (1,102,238) (1,228,631) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Cash received from other funds CASH FLOWS FROM INVESTING ACTIVITIES: Interest and dividends NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR (84,801) (84,801) 342,139 342,139 59,074 27,960 12,259 99,293 15,631 (139,791) (747,840) (872,000) 3,033,890 1,504,671 747,840 5,286,401 $ 3,049,521 $ 1,364,880 $ - $ 4,414,401 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: Operating income (loss) $ (166,093) $ (206,098) $ (703,330) $ (1,075,521) Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Depreciation 142,663 142,663 Changes in operating assets and liabilities: (Increase) decrease in prepaid items - - (382,011) (382,011) Increase (decrease) in accrued liabilities 64,788 38,347 (16,897) 86,238 NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 41,358 $ (167,751) $ (1,102,238) $ (1,228,631) See independent auditors' report. 118 STATISTICAL SECTION This part of the City of Rancho Palos Verdes' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city's overall financial health. Contents Page Financial Trends 120 These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. Revenue Capacity 127 These schedules contain information to help the reader assess the City's most significant local revenue source, property tax. Debt Capacity 131 These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the city's ability to issue additional debt in the future. The City does not have general bond indebtedness or debt issued with pledged revenue. Demographic and Economic Information 134 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place. Operating Information 136 These schedules contain services and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. 119 Governmental activities Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business -type activities Invested in capital assets, net of related debt Restricted Unrestricted Total business -type activities net assets Primary government Invested in capital assets, net of related debt Restricted Unrestricted Total primary government net assets City of Rancho Palos Verdes Net Assets by Component Last Eight Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 $ 93,636 $ 94,895 $ 92,499 $ 94,023 $109,991 $109,746 $109,376 $ 107,867 10,327 10,661 11,586 12,075 12,417 12,163 1,000 1,000 13,666 13,004 14,271 15,659 16,024 17,823 30,471 31,277 $117,629 $118,560 $118,356 $121,757 $138,432 $139,732 $140,847 $ 140,144 $ 1,311 $ 2,158 $ 5,599 $ 12,477 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 120 $ 2,000 2,799 5,258 7,740 2,108 $ 2,000 $ 4,110 $ 7,416 $ 13,339 $ 14,585 $ 93,636 $ 94,895 $ 92,499 $ 94,023 $111,302 $111,904 $114,975 $ 120,344 10,327 10,661 11,586 12,075 12,417 12,163 1,000 1,000 13,666 13,004 14,271 17,659 18,823 23,081 38,211 33,385 $117,629 $118,560 $118,356 $123,757 $142,542 $147,148 $154,186 $ 154,729 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 120 Expenses Governmental activities: Administration Public safety Public works Parks and recreation Planning, building and code enforcement Interest on long-term debt Total governmental activities expenses Business -type activities: Water Quality Flood Protection Total primary government expenses Program Revenues Governmental activities: Charges for services: Administration Public safety Public works Parks and recreation Planning, building and code enforcement Operating grants and contributions Capital grants and contributions Total governmental activities program revenues Business -type activities: Charges for services: Water Quality Flood Protection Operating grants and contributions Capital grants and contributions Total business -type activities program revenues Total primary government program revenues Net (expense)/revenue Governmental activities Business -type activities Total primary government net expense City of Rancho Palos Verdes Changes in Net Assets Last Eight Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 $ 3,069 $ 3,294 $ 3,499 $ 4,055 $ 4,350 $ 4,953 $ 4,724 $ 6,357 2,898 3,094 3,024 3,079 3,437 3,751 4,044 4,233 7,283 7,954 7,462 9,488 9,290 9,969 9,026 10,555 687 809 948 1,065 1,659 1,439 1,396 1,605 1,916 2,170 2,296 2,223 2,060 2,631 2,441 2,697 273 273 273 272 270 271 270 268 16,126 17,594 17,502 20,182 21,066 23,014 21,901 25,715 47 271 301 437 $16,126 $ 17,594 $ 17,502 $ 20,182 $21,113 $ 23,285 $ 22,202 $ 26,152 $ 157 $ 87 $ 69 $ 62 $ 35 $ 29 $ 538 $ 555 433 235 165 163 224 332 316 267 78 252 217 131 37 185 1,002 422 10 8 6 41 45 51 483 483 979 1,202 1,363 1,188 1,319 1,599 1,760 1,643 6,877 2,971 2,836 2,728 3,894 4,200 3,570 2,963 706 131 37 4,524 17,299 317 1,472 642 9,240 4,886 4,693 8,837 22,853 6,713 9,141 6,975 $ 9,240 $ 4,886 $ 4,693 $ 8,837 $22,853 $ 6,713 $ 9,141 $ 6,975 $ (6,886) $(12,708) $(12,809) $(11,345) $ 1,787 $(16,301) $(12,760) $(18,740) - - - - (47) (271) (301) (437) $ (6,886) $(12,708) $(12,809) $(11,345) $ 1,740 $(16,572) $(13,061) $(19,177) 121 General Revenues and Other Changes in Net Assets Governmental activities: Taxes Property taxes Franchise taxes Sales taxes Utility user taxes Other taxes Investment income Other Transfers Total governmental activities Business -type activities: Investment income User Fees Other Transfers Total business -type activities Total primary government Change in Net Assets Governmental activities Business -type activities Total primary government net expense City of Rancho Palos Verdes Changes in Net Assets Last Eight Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 $ 5,253 $ 5,335 $ 5,706 $ 5,840 $ 9,621 $ 10,235 $ 10,935 $ 11,462 1,139 1,087 1,275 1,307 1,454 1,512 1,599 1,709 1,093 1,003 1,205 1,276 1,214 1,381 1,056 1,053 1,812 1,832 1,851 1,901 2,191 2,271 2,329 2,267 2,744 3,495 2,867 4,545 727 363 820 690 814 371 331 594 997 1,615 1,555 735 (67) 517 2,481 1,283 793 2,101 300 225 (2,000) (2,109) (2,017) (4,719) - 12,788 13,640 15,716 14,746 14,888 17,461 13,875 18,141 48 51 283 105 - 1,188 1,222 1,578 - 320 2,000 2,109 2,017 4,719 - - - - 2,000 2,157 3,576 6,224 1,683 $12,788 $ 13,640 $ 15,716 $ 16,746 $17,045 $ 21,037 $ 20,099 $ 19,824 $ 5,902 $ 932 $ 2,907 $ 3,401 $16,675 $ 1,160 $ 1,115 $ (599) - - - 2,000 2,110 3,305 5,923 1,246 $ 5,902 $ 932 $ 2,907 $ 5,401 $18,785 $ 4,465 $ 7,038 $ 647 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 122 City of Rancho Palos Verdes Governmental Activities Tax Revenues By Source Last Eight Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 1: Most of the Motor Vehicle In Lieu Tax is received as Property Tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 123 Utility Fiscal Property Franchise Sales Users Other Year Tax Tax Tax Tax Taxes Total 2002 $ 5,253 $ 1,139 $1,093 $1,812 $ 2,744 $12,041 2003 5,335 1,087 1,003 1,832 3,495 12,752 2004 5,706 1,275 1,205 1,851 2,867 12,904 2005 5,840 1,307 1,276 1,901 4,545 14,869 2006 9,621 ' 1,454 1,214 2,191 727 ' 15,207 2007 10,235 1,512 1,381 2,271 363 15,762 2008 10,935 1,599 1,056 2,329 820 16,739 2009 11,462 1,709 1,053 2,267 690 17,181 1: Most of the Motor Vehicle In Lieu Tax is received as Property Tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 123 General Fund Reserved Designated Unreserved, Undesignated Total General Fund All other Governmental Funds Reserved Designated Special Revenue Funds Capital Projects Funds Permanent Fund Debt Service Fund Unreserved, Undesignated, reported in: Special Revenue Funds Capital Projects Funds Permanent Fund Debt Service Fund Total all other Governmental Funds City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 $ 6,367 $ 6,317 $ 6,571 $ 6,854 $ 6,639 $ 6,021 $ 6,165 $ 6,586 $ 6,645 $ 6,400 675 876 786 1,278 1,333 6,791 7,043 7,234 9,607 14,066 14,209 13,649 14,376 12,171 10,354 $13,158 $13,360 $13,805 $16,461 $ 20,705 $ 20,905 $ 20,690 $ 21,748 $ 20,094 $18,087 $ 3,922 $ 3,406 $11,256 $ 7,584 $ 7,229 $ 3,147 $ 3,315 $ 2,396 $ 2,724 $ 3,672 12,163 10,472 4,283 4,697 4,753 332 443 615 744 1,849 1,896 411 2,416 2,799 3,158 4,347 6,442 75 65 5,012 5,040 5,902 6,615 6,426 7,494 7,910 534 2,430 3,320 2,077 1,869 1,908 3,373 460 418 426 329 325 371 362 (10,477) (10,915) (12,070) (12,793) (13,741) (14,873) (15,990) (16,823) $ 20,368 $18,575 $ 6,307 $ 2,675 $ 3,047 $ 3,033 $ 2,213 $ 1,215 $ 2,750 $ 5,347 1: Prior to 2002, all Capital Projects Fund Balances were designated for future projects. 2: Prior to 2002, the Permanent Fund was reported as a Fiduciary fund. 3: Prior to 2002, the balance of long-term debt was recorded in an account group instead of the Debt Service Fund. 124 Revenues Taxes Licenses and permits Fines and forfeitures Use of money and property Charges for services Revenues from other agencies Other Revenues Total Revenues Expenditures Administration Public Safety Public Works Parks and Recreation Planning, Building and Code Enforcement Pass Through to other agencies Capital Outlay Debt Service Principal Interest Total Expenditures Excess of Revenues over (under) Expenditures Other Financing Sources (uses) Transfers in Transfers out Bond Proceeds Advances to the Redevelopment Agency Total Other Financing Sources (uses) Net change in Fund Balances Cost of Assets Capitalized Debt Services as a percentage of Non -Capital Expenditures City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 $ 9,530 $10,309 $10,677 $11,046 $12,081 $13,573 $15,238 $16,453 $17,062 $17,573 1,090 1,164 1,245 1,463 1,310 1,326 1,440 1,763 1,914 1,755 157 139 117 115 102 108 171 237 260 214 1,704 1,971 1,153 804 733 1,306 7,038 3,480 2,108 1,240 203 197 217 205 379 152 49 61 60 163 3,655 4,816 8,170 4,318 3,453 7,848 15,511 4,118 4,647 3,575 2,137 882 563 554 2,363 1,038 155 201 1,563 467 18,476 19,478 22,142 18,505 20,421 25,351 39,602 26,313 27,614 24,987 1,846 3,052 2,915 3,092 3,328 3,852 4,041 4,607 4,411 4,915 2,662 2,733 2,898 3,094 3,039 3,092 3,438 3,751 4,044 4,233 5,552 4,972 7,449 5,292 4,801 6,302 5,277 6,864 5,768 7,075 597 596 669 786 946 965 1,593 1,319 1,281 1,354 1,647 1,778 1,950 2,194 2,362 2,302 2,361 2,681 2,496 2,723 85 91 102 137 156 188 200 152 169 187 2,157 7,015 8,246 3,893 368 4,912 20,202 3,124 3,112 2,459 184 200 248 316 350 985 1,128 930 836 805 905 1,150 1,390 1,370 1,101 15,531 21,365 25,159 19,324 15,805 22,702 38,462 24,136 22,967 24,397 2,945 (1,887) (3,017) (819) 4,616 2,649 1,140 2,177 4,647 590 3,687 5,013 4,294 1,676 1,844 6,180 4,989 4,489 3,158 5,815 (4,469) (5,165) (4,877) (1,833) (1,844) (8,180) (7,247) (6,606) (7,924) (5,815) 982 855 200 703 (583) (157) - (2,000) (2,258) (2,117) (4,766) - $3,145 $ (1,184) $ (3,600) $ (976) $ 4,616 $ 649 $ (1,118) $ 60 $ (119) $ 590 - 11,047 4,184 379 4,623 19,465 2,800 2,764 1,895 6.6% 5.5% 5.2% 6.0% 7.1% 7.7% 8.3% 6.4% 1: The cost of assets capitalized from Governmental Fund expenditures is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 125 City of Rancho Palos Verdes General Governmental Tax Revenues By Source Last Ten Fiscal Years (Modified Accrual Basis of Accounting) (Amounts expressed in thousands) Source: City General Ledger 1: Most of the Motor Vehicle In Lieu Fees are received as property tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2000, as the City has not retained detailed general ledger information sufficient to provide tax revenue by type prior to Fiscal Year 2000. 126 Utility Fiscal Property Franchise Sales Users Other Year Tax Tax Tax Tax Taxes Total 2000 $ 4,357 $ 972 $1,024 $1,550 $1,627 $ 9,530 2001 4,629 1,087 1,101 1,764 1,728 10,309 2002 4,972 1,139 1,093 1,812 1,661 10,677 2003 5,335 1,087 1,003 1,832 1,789 11,046 2004 5,706 1,275 1,205 1,851 2,044 12,081 2005 8,494 ' 1,307 1,009 1,901 862 13,573 2006 9,576 1,299 995 2,191 1,177 15,238 2007 10,385 1,511 1,020 2,272 1,265 16,453 2008 10,898 1,599 1,077 2,329 1,159 17,062 2009 11,462 1,709 1,060 2,267 1,075 17,573 Source: City General Ledger 1: Most of the Motor Vehicle In Lieu Fees are received as property tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2000, as the City has not retained detailed general ledger information sufficient to provide tax revenue by type prior to Fiscal Year 2000. 126 City of Rancho Palos Verdes Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) Fiscal Total Estimated Assessed Total Taxable Less Year Residential Commercial Industrial Other Unsecured Tax -Exempt End Property Property Property Property Property Property 2000 $ 4,749,269 $ 71,044 $ - $224,033 $ 16,962 $ 69,550 2001 5,065,424 74,006 - 204,529 18,423 69,733 2002 5,410,470 73,923 - 197,904 19,641 71,660 2003 5,730,464 70,475 - 191,541 21,741 73,768 2004 6,137,760 74,753 1,660 179,867 22,889 73,701 2005 * 6,528,205 76,547 1,691 201,852 22,222 73,701 2006 * 7,066,894 88,798 3,086 212,652 21,561 73,664 2007 7,655,413 111,450 3,148 275,526 20,378 77,712 2008 8,080,905 170,825 3,211 370,134 26,546 152,181 2009 8,436,947 281,813 3,275 367,999 46,858 166,268 Source: County Assessor Data and HdL Coren & Cone 2008-09 County Auditor/Controller Data, HdL Coren & Cone *Prior Year assessed values have been revised from prior CAFR publications to comply with GASB No. 44 standards and on-going consistency in reporting methodologies. (1) Estimated Actual Value is derived from a series of calculations comparing median assessed values from 1940 to current median sale prices. Based on these calculations a factor was extrapolated and applied to current assessed values. (2) The Factor used to calculate Estimated Actual Value was applied to prior years for historical purposes. 127 Total Estimated Assessed Total Taxable Direct Actual Factor of Value as a Assessed Tax Taxable Taxable Percentage of Value Rate Value (1) Assessed Value (2) Actual Value $ 5,061,307 0.06892% $ 6,735,840 1.33085 75.14% 5,362,382 0.06786% 7,136,526 1.33085 75.14% 5,701,938 0.07869% 7,588,424 1.33085 75.14% 6,014,221 0.07317% 8,004,026 1.33085 75.14% 6,416,930 0.07897% 8,539,971 1.33085 75.14% 6,830,517 0.07922% 9,090,393 1.33085 75.14% 7,392,992 0.07893% 9,838,964 1.33085 75.14% 8,065,915 0.07865% 10,734,523 1.33085 75.14% 8,499,440 0.07931% 11,311,480 1.33085 75.14% 8,970,624 0.07959% 11,938,555 1.33085 75.14% Source: County Assessor Data and HdL Coren & Cone 2008-09 County Auditor/Controller Data, HdL Coren & Cone *Prior Year assessed values have been revised from prior CAFR publications to comply with GASB No. 44 standards and on-going consistency in reporting methodologies. (1) Estimated Actual Value is derived from a series of calculations comparing median assessed values from 1940 to current median sale prices. Based on these calculations a factor was extrapolated and applied to current assessed values. (2) The Factor used to calculate Estimated Actual Value was applied to prior years for historical purposes. 127 City of Rancho Palos Verdes Property Tax Rates Direct and Overlapping Governments Last Ten Fiscal Years Source: HdL Coren & Cone, Los Angeles County Assessor Combined Tax Rolls Note: Tax rates are per $100 of assessed value. 128 Total Direct & Overlapping Tax Rates 1.05494 1.07994 1.09909 1.08498 1.12830 1.13738 1.13195 1.15510 1.17010 1.17817 Flood Metropolitan Community Fiscal General Los Angeles Control Water Library College School Year Levy County District District District District Districts 2000 1.00000 0.00142 0.00176 0.00890 0.01133 - 0.03152 2001 1.00000 0.00131 0.00156 0.00880 0.01138 - 0.05689 2002 1.00000 0.00113 0.00107 0.00770 0.00959 0.01600 0.06361 2003 1.00000 0.00103 0.00088 0.00670 0.00970 0.01460 0.05206 2004 1.00000 0.00099 0.00047 0.00610 0.00896 0.01986 0.09191 2005 1.00000 0.00092 0.00024 0.00580 0.00852 0.01810 0.10382 2006 1.00000 0.00080 0.00005 0.00520 0.00781 0.01430 0.10384 2007 1.00000 0.00066 0.00005 0.00470 0.00731 0.02146 0.12091 2008 1.00000 - - 0.00450 0.01370 0.00878 0.14310 2009 1.00000 - - 0.00430 0.00680 0.02212 0.14500 Source: HdL Coren & Cone, Los Angeles County Assessor Combined Tax Rolls Note: Tax rates are per $100 of assessed value. 128 Total Direct & Overlapping Tax Rates 1.05494 1.07994 1.09909 1.08498 1.12830 1.13738 1.13195 1.15510 1.17010 1.17817 City of Rancho Palos Verdes Principal Property Taxpayers Current Year (Amounts expressed in thousands) "Previously Ocean Trails LLP Source: HdL Coren & Cone, Los Angeles County Assessor Combined Tax Rolls 129 2009 2000 Percentage of Percentage of Assessed Total Assessed Assessed Total Assessed Taxpayer Value Rank Value Value Rank Value Long Point Development LLC $ 141,074 1 1.57% PPC Villas RPV 88,138 2 0.98% PV Victoria Apartments LLC 45,898 3 0.51% *VH Property Corp. (Ocean Trails LP) 43,889 4 0.49% Terraces Rancho Palos Verdes LLC 34,541 5 0.39% Western Riviera Investors 27,939 6 0.31% Golden Cove LLC 25,500 7 0.28% COX Communication Inc. Orange 24,180 8 0.27% Belmont Village PRV LP 22,744 9 0.25% VHPS LLP 19,949 10 0.22% Ocean Trails LP (VH Property Corp.) $ 47,544 1 0.94% PV Victoria Apartments LLC 38,436 2 0.76% Connecticut General Life Insurance 26,308 3 0.52% Western Riviera Investors 23,347 4 0.46% Home for Aged of Protestant Episcopal 22,560 5 0.45% RPV Associates 20,778 6 0.41% York Long Point Associates 20,741 7 0.41% P V Terraces Inc. 18,130 8 0.36% California Water Service Company 13,490 9 0.27% Theodore R II and Virginia T Gardner 12,917 10 0.26% Totals $ 473,853 $ 244,251 5.27% 4.84% "Previously Ocean Trails LLP Source: HdL Coren & Cone, Los Angeles County Assessor Combined Tax Rolls 129 City of Rancho Palos Verdes Property Tax Levies and Collections Last Five Fiscal Years (amounts expressed in thousands) Source: County Assessor Data and City General Ledger Total Collections to Date Collections in Collected within the Subsequent Years Total Tax Fiscal Year of the Levy Fiscal Levy for Percentage Year Fiscal Year Amount of Levy 2005 $ 4,284 $ 4,001 93.40% 2006 4,643 4,506 97.06% 2007 5,078 4,799 94.51% 2008 5,351 5,316 99.35% 2009 6,116 5,734 93.76% Source: County Assessor Data and City General Ledger Total Collections to Date Collections in Percentage Subsequent Years Amount of Levy $ 144 $ 4,145 96.76% 36 4,542 97.83% 10 4,809 94.70% 10 5,327 99.55% 10 5,744 93.92% The detailed information presented in this table was not obtained by the City for fiscal years prior to 2005, and is therefore unavailable. 130 City of Rancho Palos Verdes Ratios of Outstanding Debt by Type Last Ten Fiscal Years (Amounts expressed in thousands, except per capita amount) Source: City Financial Records 131 Governmental Activities RDA RDA Total Debt Ratio of Debt Ratio of Debt Fiscal Tax Increment Deferred Interest Primary Per to Property to Personal Year Bond Payable Government Capita Value Total Income 2000 5,455 3,111 8,566 190.64 0.13% 0.0004118% 2001 5,455 3,111 8,566 208.19 0.12% 0.0004497% 2002 5,455 3,111 8,566 203.94 0.11% 0.0004405% 2003 5,455 3,111 8,566 202.40 0.11% 0.0004372% 2004 5,455 3,111 8,566 200.09 0.10% 0.0004322% 2005 5,450 2,469 7,919 181.94 0.09% 0.0003567% 2006 5,435 2,284 7,719 179.55 0.08% 0.0003520% 2007 5,410 2,061 7,471 173.37 0.07% 0.0003399% 2008 5,370 1,786 7,156 166.56 0.06% - 2009 5,315 1,491 6,806 159.32 0.06% 0.0003008% Source: City Financial Records 131 City of Rancho Palos Verdes Direct and Overlapping Governmental Activities Debt Current Year DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT: Los Angeles County Flood Control District Metropolitan Water District Los Angeles Community College District Los Angeles Unified School District Palos Verdes Unified School District City of Rancho Palos Verdes Palos Verdes Library District Los Angeles County Regional Park and Open Space Assessment District TOTAL DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT OVERLAPPING GENERAL FUND OBLIGATION DEBT: Los Angeles County General Fund Obligations Los Angeles County Pension Obligations Los Angeles County Superintendent of Schools Certificates of Participation Los Angeles County Sanitation District No. 5 Authority Los Angeles County South Bay Cities Sanitation District Authority Los Angeles Unified School District Certificates of Participation TOTAL GROSS OVERLAPPING GENERAL FUND OBLIGATION DEBT Less: Los Angeles Unified School District self-supporting obligations TOTAL NET OVERLAPPING GENERAL FUND OBLIGATION DEBT Total Debt 0.950% City's Share of 6/30/2009 %Applicable (1) Debt 6/30/09 $84,705,000 0.982% $831,803 293,425,000 0.481% 1,411,374 2,408,605,000 1.691% 40,729,511 8,046,220,000 0.207% 16,655,675 68,710,681 46.941% 32,253,481 - 0.000% - 8,265,000 49.577% 4,097,539 246,875,000 0.950% 2,345,313 98, 324, 696 $928,941,195 0.950% $8,824,941 235,690,861 0.950% 2,239,063 15,904,264 0.950% 151,091 59,701,323 10.615% 6,337,295 10,171,869 4.495% 457,226 440,351,710 0.207% 911.528 $18,921,144 (45.958) 18, 875,186 GROSS COMBINED TOTAL DEBT $117,245,840 (2) NET COMBINED TOTAL DEBT $117,199,882 (1) Percentage of overlapping agency's assessed valuation located within boundaries of the city. (2) Excludes tax and revenue anticipation notes, revenue, mortgage revenue and tax allocation bonds and non -bonded capital lease obligations. 2008-09 Assessed Valuation: 8,970,624,215 Redevelopment Incremental Valuation: 99,249,253 Adjusted Assessed Valuation: $8,871,374,962 Ratios to 2008-09 Assessed Valuation: Direct Debt 0.00% Total Direct and Overlapping Tax and Assessment Debt 1.10% Ratios to Adjusted Assessed Valuation: Gross Combined Total Debt 1.32% Net Combined Total Debt 1.32% STATE SCHOOL BUILDING AID REPAYABLE AS OF 6/30/09: $1 Source: 2008-09 MuniServices, LLC 132 Debt Limit Total Net Debt applicable to limit Legal Debt Margin Total Net Debt applicable to the limit as a percentage of Debt Limit City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 $759,196 $804,357 $855,291 $902,133 $962,539 $1,021,177 $1,105,647 $1,195,665 $1,274,916 $ 1,345,594 $759,196 $804,357 $855,291 $902,133 $962,539 $1,021,177 $1,105,647 $1,195,665 $1,274,916 $ 1,345,594 0% 0% 0% 0% 133 0% 0% 0% 0% 0% 0% Total Taxable Value (see page 127) $ 8,970,624 Debt Limit (15% of total taxable value) 1,345,594 Debt applicable to limit - Legal Debt Margin $ 1,345,594 City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years Source: 2008-09 MuniServices, LLC Source: 2007-08 and prior, previously published CAFR Report 1.) Population Projections are provided by the California Department of Finance Projections. 2.) Income Data is derived from previous income adjusted for inflation. 3.) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. 4.) Data provided by the United States Census Data Sets Tables. *Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Any other school districts within the City are not accounted for in this statistic. 134 County Unemployment Rate (%) (3) 7.50% City Unemployment Rate (%) (3) 1.50% 1.50% 1.50% 2.50% County Population (1) 10,301,658 City Population (% of County) 0.41% Per Capita Public Fiscal Personal Personal Median School Year Population (1) Income (2) Income (2) Age (4) Enrollment* 1999-00 44,933 $ 2,080,128,302 $ 46,294 44.7 - 2000-01 41,145 1,904,766,630 46.294 44.7 - 2001-02 42,002 1, 944, 440, 588 46.294 44.7 - 2002-03 42,322 1,959,254,668 46.294 44.7 - 2003-04 42,810 1, 981, 846,140 46.294 44.7 - 2004-05 43,525 2,219,905,575 51.003 43.4 - 2005-06 42,991 2,192,669,973 51.003 43.4 - 2006-07 43,092 2,197,821,276 51.003 43.4 - 2007-08 42,964 - - - - 2008-09 42,720 2,262,493,920 52.961 43.4 12,033 Source: 2008-09 MuniServices, LLC Source: 2007-08 and prior, previously published CAFR Report 1.) Population Projections are provided by the California Department of Finance Projections. 2.) Income Data is derived from previous income adjusted for inflation. 3.) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. 4.) Data provided by the United States Census Data Sets Tables. *Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Any other school districts within the City are not accounted for in this statistic. 134 County Unemployment Rate (%) (3) 7.50% City Unemployment Rate (%) (3) 1.50% 1.50% 1.50% 2.50% County Population (1) 10,301,658 City Population (% of County) 0.41% City of Rancho Palos Verdes Principal Employers Current Year Total City Employment (2) 20,600 Source: Direct Contact with Local Businesses. 1: The number shown represents the total employee count for the entire District. The District does not track employees by location. 2: Total City Employment provided by EDD Labor Force Data. Note: There is currently no agency or service that monitors employees by business located within City limits. All available information is for the greater Los Angeles area. The City is primarily a bedroom community with very little commercial activity. Data was obtained by making inquiries with the Planning, Building & Code Enforcement Department and the City Manager's office to determine the entities that are likely the largest employers. Then those likely employers were contacted directly to determine the number of employees. This data is not available for the previous nine years. 135 Percentage of Total City Employer Employees Rank Employment Palos Verdes Peninsula Unified School District (1) 1,970 1 9.56% Terranea Resort Hotel 730 2 3.54% Trump National 300 3 1.46% Marymount College 195 4 0.95% Ralphs 115 5 0.56% Keller Williams Realty 112 6 0.54% Belmontcorp Ltd 94 7 0.46% Green Hills Memorial Park 85 8 0.41% American Golf Corp 70 9 0.34% St. John Fisher 50 10 0.24% Subtotal of Principal Employers 3,721 18.06% Total City Employment (2) 20,600 Source: Direct Contact with Local Businesses. 1: The number shown represents the total employee count for the entire District. The District does not track employees by location. 2: Total City Employment provided by EDD Labor Force Data. Note: There is currently no agency or service that monitors employees by business located within City limits. All available information is for the greater Los Angeles area. The City is primarily a bedroom community with very little commercial activity. Data was obtained by making inquiries with the Planning, Building & Code Enforcement Department and the City Manager's office to determine the entities that are likely the largest employers. Then those likely employers were contacted directly to determine the number of employees. This data is not available for the previous nine years. 135 City of Rancho Palos Verdes Full-time Equivalent City Government Employees by Function Last Ten Fiscal Years Source: City Budget documents and Payroll records 136 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Function General Government 41 41 42 45 45 45 47 50 55 58 Recreation Part -Time 10 10 10 10 10 10 10 10 10 18.5 Total 51 51 52 55 55 55 57 60 65 77 Source: City Budget documents and Payroll records 136 City of Rancho Palos Verdes Operating Indicators by Function Last Eight Fiscal Years Source: City Departments DNA: Data Not Available The information presented in this table was not collected by the City prior to Fiscal Year 2002 137 Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 Function Administration Employee Resignations 4 - 5 4 4 4 8 4 Workers Compensation Claims 3 2 2 3 4 2 4 2 Liability Claims 14 14 14 18 31 14 16 13 Budget Adjustments 35 30 27 36 48 32 26 18 Business Licenses Issued 1,600 1,961 2,102 1,909 1,801 1,837 1,709 1,819 Web Site Page Views 88,888 119,104 133,481 224,777 1.3 mil 1.6 mil 701,004 3.8 mil Public Safety Part I Crime Rates (per 10,000 population) 138 122 122 101 120 139 123 126 Public Works Solid Waste Diversion Rates 51% 57% 61% 59% 55% 56% 56% 55% Pavement Rating 80 80 89 89 82 82 DNA 84.5 Recreation and Parks Park Events 1,022 915 825 780 937 770 692 825 Class meetings at Parks 1,774 2,134 2,935 2,893 2,856 2,647 2,772 2,708 Docent led Nature Hikes 54 45 80 65 62 98 91 105 Planning, Building and Code Enforcement Building Permits processed 1,264 1,327 1,399 1,233 1,382 1,244 1,692 1,404 Plan Checks 121 150 186 208 163 164 247 226 Municipal code Violations closed 138 203 214 180 159 162 216 339 Source: City Departments DNA: Data Not Available The information presented in this table was not collected by the City prior to Fiscal Year 2002 137 City of Rancho Palos Verdes Capital Asset Statistics by Function Last Ten Fiscal Years Fiscal Year 2000 2001 2002 2003 2004 2005 2006 2007 2008 Function Administration Computer Workstations DNA DNA DNA DNA DNA 81 81 85 91 Public safety' Public works Street Miles 143 143 143 143 143 143 Traffic Signals 13 13 14 15 15 15 Parks and Recreation 5 Parks 13 14 15 15 15 15 Planning, Building and Code Enforcement Vehicles used for inspections DNA 3 3 3 3 3 Source: City Capital Asset Records DNA: Data Not Available 1: Public safety services are contracted with other agencies. The City does not own any public safety capital assets. 138 2009 92 143 143 143 143 15 15 16 16 16 16 16 16 3 3 5 5