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CAFR FY 2009-10n r ,,.fir �+i�+►�i �'����+►�'. +a. y 't CITY OF RANCHO PALOS VERDES, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Year Ended June 30, 2010 Prepared By: Finance & Information Technology Department Dennis McLean, Director Kathryn Downs, Deputy Director Cover photo provides a view of the coastal trail at Lower Point Vicente INTRODUCTORY SECTION Abalone Cove CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2010 TABLE OF CONTENTS INTRODUCTORY SECTION: Table of Contents i -iii Letter of Transmittal iv -viii Directory of City Officials ix Organization Chart x GFOA Certificate of Achievement for Excellence in Financial Reporting xi FINANCIAL SECTION: Independent Auditor's Report Management Discussion and Analysis 7 Government -Wide Financial Statements Statement of Net Assets 19 Statement of Activities 20 Fund Financial Statements Governmental Funds Balance Sheet 24 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets 27 Statement of Revenues, Expenditures, and Changes in Fund Balances 28 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to the Statement of Activities 30 General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 31 Street Maintenance Special Revenue Fund Statement of Revenues, Expenditures, and Change in Fund Balance - Budget and Actual 33 Redevelopment Agency Housing Set -Aside Special Revenue Fund Statement of Revenues, Expenditures, and Change in Fund Balance - Budget and Actual 34 Proprietary Funds Statement of Net Assets 35 Statement of Revenues, Expenses, and Changes in Fund Net Assets 36 Statement of Cash Flows 37 Notes to the Financial Statements 40 CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2010 TABLE OF CONTENTS Supplementary Information Major Fund Budgetary Comparison Schedules Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual RDA Debt Service Fund 70 Capital Improvements Capital Projects Fund 71 Non -Major Governmental Funds Combining Balance Sheet 78 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 84 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Special Revenue Funds Air Quality Management Fund 90 Community Development Block Grant Fund 91 Community Development Block Grant Fund Recovery Act 92 El Prado Fund 93 Proposition A Fund 94 Proposition C Fund 95 Measure R 96 Beautification Fund 97 Waste Reduction Fund 98 Public Safety Grants Fund 99 1972 Act Fund 100 1911 Act Fund 101 JPIA — Portuguese Bend Fund 102 Habitat Restoration Fund 103 Subregion One Maintenance Fund 104 Measure A Fund 105 Abalone Cove Sewer Assessment District 106 Rancho Palos Verdes TV Channel 107 Dr. Allen and Charlotte Ginsburg Cultural Arts Building 108 Donor Restricted Contributions 109 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual — Capital Projects Funds Bikeways Fund 110 RDA Abalone Cove Fund 111 Environmental Excise Tax Fund 112 Quimby Fund 113 Affordable Housing Fund 114 RDA Portuguese Bend Fund 115 Utility Undergrounding Fund 116 Roadway Beautification Fund 117 ii CITY OF RANCHO PALOS VERDES COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED JUNE 30, 2010 TABLE OF CONTENTS Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual — Permanent Fund JPIA — Abalone Cove Fund 118 Internal Service Funds Combining Statement of Net Assets 120 Combining Statement of Revenues, Expenses, and Changes in Fund Net Assets 121 Combining Statement of Cash Flows 122 STATISTICAL SECTION (Unaudited) Financial Trends Net Assets by Component 126 Changes in Net Assets 127 Governmental Activities Tax Revenue By Source 129 Fund Balances of Governmental Funds 130 Changes in Fund Balances of Governmental Funds 131 General Governmental Tax Revenues By Source 132 Revenue Capacity Assessed Value and Estimated Actual Value of Taxable Property 133 Property Tax Rates - Direct and Overlapping Governments 134 Principal Property Tax Payers 135 Property Tax Levies and Collections 136 Debt Capacity Ratios of Outstanding Debt by Type 137 Direct and Overlapping Governmental Activities Debt 138 Legal Debt Margin Information 139 Demographic and Economic Information Demographic and Economic Statistics 140 Principal Sales Tax Payers 141 Principal Employers 142 Operating Information Full-time Equivalent City Government Employees by Function 143 Operating Indicators by Function 144 Capital Asset Statistics by Function 145 III Sail Boats J, CITYOFLRANCHO PALOS January 19, 2011 Honorable Mayor and City Council City of Rancho Palos Verdes Rancho Palos Verdes, California The Comprehensive Annual Financial Report (CAFR) of the City of Rancho Palos Verdes for the fiscal year ended June 30, 2010, is hereby submitted as mandated by both local ordinances and state statutes. These ordinances and statutes require that the City of Rancho Palos Verdes issue annually a report on its financial position and activity, and that an independent firm of certified public accountants audit this report. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner that presents fairly the financial position and results of operations of the various funds and component units of the City of Rancho Palos Verdes. In addition, to the best of our knowledge, there are no untrue statements of material fact within the financial statements or omissions of material fact to cause the financial statements to be misleading. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The financial section of the CAFR includes management's discussion and analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The financial reporting entity (the government) includes all the funds of the primary government (i.e., the City of Rancho Palos Verdes as legally defined), as well as its component units, the Rancho Palos Verdes Redevelopment Agency and the Joint Powers Improvement Authority. A component unit is a legally separate entity for which the primary government is financially accountable. The City provides a broad range of services, including police protection, solid waste collection, construction and maintenance of streets and other infrastructure, planning and zoning activities, recreational activities, cultural events, and general administrative services. The City of Rancho Palos Verdes is a contract city, meaning that some of these services are provided by contract with other agencies (both public and private) and some services are delivered by the City's own employees. Special districts of the County of Los Angeles provide library services, fire protection services, and sewer services. The City has excluded the County of Los Angeles, as well as the State of California and various school districts, from the financial reporting entity because they do not meet the established criteria for inclusion. GOVERNMENTAL STRUCTURE The City of Rancho Palos Verdes is located on a coastal peninsula overlooking the Pacific Ocean in Los Angeles County, 20 miles south of the City of Los Angeles. The City was incorporated September 7, 1973. The City currently has a land area of 13.6 square miles and a population of about 43,000. The City is primarily a "bedroom" community with relatively little commercial activity. The City has operated under the council-manager form of government since incorporation. Policy-making and legislative authority are vested in the governing council, which consists of five council members, including the mayor and mayor pro -tem. The governing council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring the city manager and the city attorney. The city manager is responsible for carrying out the policies and ordinances of the governing council, for overseeing the day-to-day operations of the government, and for appointing the heads of the government's departments. The council is elected on a non- partisan, at -large basis. Council members are elected to four-year staggered terms with two or three council members elected every two years. The council designates the mayor and mayor pro -tem for a one-year term. MAJOR INITIATIVES IV The City's staff, following specific directives of the City Council and the City Manager, has been involved in a variety of projects throughout the year. These projects reflect the government's commitment to ensuring that its citizens are able to live and work in an enviable environment. Community Development ➢ The City together with the Palos Verdes Peninsula Land Conservancy continued management of the City's Natural Communities Conservation Plan (NCCP) Preserve, implemented a Preserve Trails Plan and successfully acquired the last major parcel of open space for completion of the habitat preserve. ➢ The City continued to formally monitor development projects in surrounding jurisdictions (referred to as "border issues") to assess their potential impacts upon the City and its residents. ➢ The City continued to approve the installation of various commercial antenna facilities for cellular telephones and personal communication systems on private property throughout the City. ➢ The City continued to take steps in updating its General Plan by working with a consulting team in the preparation of various studies to support the General Plan Update. Staff is currently presenting Draft General Plan Elements to the Planning Commission for initial review. Staff expects the General Plan Update to be completed in 2011. ➢ The City continued to implement its Housing Element by working with a developer to secure tax credit financing to fund the "Mirandela" 34 unit affordable housing project. The project is a multi -family rental housing project that will be made available to seniors 62 years and older that qualify under extremely -low, very -low, low and moderate incomes. The project will be funded by a combination of sources, which include the City's In -lieu Affordable Housing Fund, the Redevelopment Agency's 20% Affordable Housing Fund, and 9% Tax Credits awarded by the California Tax Credit Allocation Committee. Construction of the project began in November 2009. The project will be completed in December 2010 with occupancy also expected beginning in December 2010. ➢ The City continued to work with the Annenberg Foundation to improve Lower Point Vicente Park with the construction of an animal education facility, outdoor exhibits and other public site improvements. ➢ The City implemented the approved Vision Plan, a coordinated master plan consisting of program, design and linkage concepts for land located within the coastal region of the City. Public Works ➢ Completed the City Hall emergency power generator system installation. ➢ Arranged more than $6.1 million of restricted funding for the successful acquisition of about 191 acres of open space known as Upper Filiorum. Funding sources included $5.5 million from the Wildlife Conservation Board; a contribution of $400,000 from the Palos Verdes Peninsula Land Conservancy; and $220,000 of bond proceeds from the California Clean Water, Clean Air, Safe Neighborhood Parks, and Coastal Protection Act of 2002. ➢ Completed roadway resurfacing of Hawthorne Boulevard and Palos Verdes Drive West with rubber asphalt pavement. Federal funding from the American Recovery and Reinvestment Act of 2009 and rubber recycling grant money assisted with the funding of the project. ➢ Completed construction of median improvements along Hawthorne Boulevard and Palos Verdes Drive West. ➢ The City Council awarded a seven-year residential solid waste and recycling agreement to EDCO Disposal Corporation effective July 1, 2010. The new agreement included: o Savings for residents of about $870,000 annually compared to the previous agreement; o Use of new alternative fuel (CNG) trucks; and o A decrease of trash truck traffic on the streets, thereby reducing road wear and tear. ➢ City Council approved the Palos Verdes Drive East Preliminary Study Report, which documents and recommends safety improvements to achieve a multi -modal corridor. ➢ Implemented the first year of the Oversized Vehicle parking permit program. V A Received City Council approval to conduct a project study report for the Lower San Ramon Canyon drainage project. ➢ Completed the Sanitary Sewer System Master Plan Update and updated the City's Geographic Information System (GIS) for the sanitary sewer system. Parks and Recreation A Staff worked with the Palos Verdes Peninsula Land Conservancy to create a webpage dedicated to the Palos Verdes Nature Preserve, complete with trail maps for individual reserves. ➢ Throughout Point Vicente Interpretive Center's Phase 2 and 3 improvements completed this past year, the center remained very popular, attracting approximately 40,000 visitors. ➢ In concert with coordinating annual special events open to the public, such as the July 4th Independence Day Celebration, Whale of a Day Celebration, and Shakespeare by the Sea performance, the Recreation and Parks Department strives to implement new programs each year based on the community's need. Some of the new programs implemented this year include, the Junior Ranger Program, Egg Hunt Eggstravaganza, Night at the Museum, and the Learning by the Shore Lecture Series. ➢ The City's volunteer organization, Los Serenos de Point Vicente, continued its successful docent -led hike program at several locations, including the ocean trails at Trump National, the tide pools at Abalone Cove Shoreline Park, and Discovery Room at Ladera Linda. ➢ Through the City's Gifts for Parks program, Recreation and Parks staff and the Los Serenos de Point volunteer organization, continued to pursue donations for PVIC exhibits, the Fourth of July Celebration, and the REACH program for developmentally disabled young adults. ➢ Staff assisted in the development of the City's Volunteer Handbook and assumed responsibility for the City Hall reception area. ➢ In accordance with the Recreational Facilities' Tactical Goals set by the City Council, Recreation and Parks staff facilitated community workshops to solicit input for the Lower Hesse and Grandview Park conceptual plans. Final adoptions of plans are scheduled to be considered by the City Council in late 2010. Administration ➢ Staff presented a report to the City Council in November 2009 to initiate a formal Master Plan of the Civic Center site (Upper Point Vicente) by preparation of a space analysis, master site plan, and funding alternatives. The City Council also conducted a workshop in June 2010 on the various funding alternatives for the project. ➢ RPV TV continued to expand programming offered on the City's cable channel, RPV TV, including rebroadcasts of the City Council and Planning Commission meetings, productions of a wide variety of local interest programming and offering a Video Bulletin Board featuring local community events. ➢ The City Council conducted a Tactical Planning Workshop in January 2010 which identified the City's major initiatives for a two-year period ending December 2011. ➢ The City retained a federal advocacy firm to seek federal funding for the San Ramon Canyon Stabilization Project in August 2009. ➢ The City Council adopted a Retirement Health Savings Plan for employees in November 2009. ➢ The City hosted a City Council Team Building Workshop with all Councilmembers and Management Staff in January 2010 to develop core values and leadership protocols. ➢ The City hosted Community Leaders' Breakfast in April 2010 to gather input on the development of Conceptual Design Plans for Lower Hesse and Grandview Parks. Vi ➢ The City continued to work with a consultant to pursue promising grant opportunities. Most notably, the City received a $500,000 grant from the Coastal Conservancy to improve the portion of the California Coastal Trail within our jurisdiction. ➢ The City completed a salary survey in May 2010 to adjust salary ranges to maintain the City's desired market position to attract and retain employees. ➢ The City Council reviewed the benefits and detriments of becoming a Charter City and placed the issue of adopting a charter on the March 8, 2011 ballot in September 2010. ➢ The City conducted an Emergency Preparedness Drill in October 2010 in conjunction with the state-wide "Great California Shake Out" and adopted the Standardized Emergency Management System (SEMS)/National Incident Management System (NIMS) Multi -Hazard Functional Emergency Operations Plan in November 2010. FINANCIAL INFORMATION Internal Control. The Finance and Information Technology department of the City is responsible for establishing and maintaining an appropriate internal control structure. The internal control system is designed to ensure that the assets of the City are protected from loss, theft, or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with Generally Accepted Accounting Principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgements by management. Budgeting Controls. The City of Rancho Palos Verdes maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions contained in the annual appropriated budgets approved by the City Council, Redevelopment Agency Board, and Improvement Authority Commission. Activities of the General fund, Special Revenue funds, Capital Projects funds, Debt Service fund and Permanent fund are included in the annual appropriated budgets of the government units. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the department/function level within each fund. Formal budgetary integration is employed as a management control device. The City also maintains an encumbrance accounting system as one method of maintaining budgetary control. These encumbrances lapse at year-end, and any unexpended balance is eligible to be carried over to the following year's budget appropriations with City Council approval. Budget to Actual Comparison. The City experienced an overall $940,720 favorable budget variance in the General fund for the fiscal year ended June 30, 2010. Favorable expenditure variances including a retroactive adjustment for general liability insurance and various maintenance savings were the drivers of the overall favorable variance. Many of the favorable expenditure variances were permanent savings resulting from conservative budget practices and the continued careful management of resources during FY09-10. Significant Financial Events. The City acquired 191 acres of open space at a total cost of about $6.5 million, funded by more than $6.1 million of grants and contributions. In addition, the Redevelopment Agency loaned approximately $6.3 million of affordable housing monies to the developer of a senior housing project. As a part of the affordable housing loan, land held by the Redevelopment Agency with an original cost of $702,392 was sold to the developer for $2,990,000. Both transactions have been included in the Statement of Net Assets and the Statement of Activities in the Financial Section of this report. There were no changes to financial policies that resulted in a significant impact on the June 30, 2010 financial statements. Independent Audit. The City requires an annual audit by independent certified public accountants. The accounting firm of Diehl, Evans & Company, LLP conducted this year's audit. The auditors' report on the government -wide financial statements and combining and individual fund statements and schedules is included in the financial section of this report. Single Audit. As a recipient of federal, state, and county financial assistance, the City is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by management. In years when over $500,000 is expended on Federal financial assistance programs, the City is required to undergo an annual single audit in conformity with the provisions of the Single Audit Act of 1984 and U.S. Office of Management and Budget Circular A-133, Audits of States. Local Governments, and Non -Profit Organizations. For the year ended June 30, 2010, $1,602,155 was expended on Federal financial assistance programs; and therefore a Single Audit will be completed by March 31, 2011. Audit Committee. The City Council appointed two Council members to an ad-hoc Audit Committee for 2010. The Audit Committee conducted an exit interview with auditors and received the draft audited financial statements prior to finalizing the document. GFOA Certificate of Achievement Award. The Government Finance Officer's Association of the United States and Canada (GFOA) oversees a prestigious national award program to recognize conformance with the highest standards of report preparation. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized CAFR. This report must satisfy both Generally Accepted Accounting Principles and applicable legal requirements. The GFOA awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Rancho Palos Verdes for its CAFR for the fiscal year ended June 30, 2009. This was the 17" consecutive year that the City of Rancho Palos Verdes has achieved this prestigious award. A copy of the GFOA Certificate of Achievement is included later in the introductory section of this year's CAFR. A Certificate of Achievement is valid for a period of one year only. We believe our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments. Completion of this report was the accomplishment by combined efforts of many individuals, especially Linda Gan-Vanderlinde, Senior Accountant, and Kathryn Downs, Deputy Director of Finance and Information Technology, who coordinated preparation of the report. I wish to acknowledge the assistance of our auditors, Diehl, Evans & Company, LLP and the contributions of other Finance and Information Technology Department staff: Jane Lin, Selena Wright, Gayle Vanoverbeck, and Nancy Vitez. I would also like to recognize the City Council for their continued leadership directing the City to achieve a sound fiscal position over the last several years. We look forward to maintaining this success in the future under the leadership of the City Council. Respectfully submitted, Dennis McLean Director of Finance & Information Technology Viii CITY OF RANCHO PALOS VERDES DIRECTORY OF CITY OFFICIALS JUNE 30, 2010 CITY COUNCIL Stefan Wolowicz, Mayor Thomas D. Long, Mayor Pro -Tem Brian Campbell, Councilman Anthony M. Misetich, Councilman Douglas W. Stern, Councilman ADMINISTRATION AND DEPARTMENT HEADS CityManager........................................................................................................................................................ Carolyn Lehr DeputyCity Manager........................................................................................................................................ Carolynn Petru CityClerk.......................................................................................................................................................... Carla Morreale Director of Finance and Information Technology.............................................................................................. Dennis McLean Director of Planning, Building and Code Enforcement..............................................................................................Joel Rojas Interim Director of Public Works........................................................................................................................... Ray Holland Interim Director of Recreation and Parks................................................................................................................. Tom Odom CityAttorney................................................................................................................................ Richards, Watson & Gershon ix CITY OF RANCHO PALOS VERDES ORGANIZATIONAL CHART CITIZENS OF RANCHO PALOS VERDES I MAYOR AND CITY COUNCIL I COMMISSIONS & COMMITTEES Planning Commission Traffic Safety Commission Finance Advisory Committee CITY MANAGER Administration Personnel/Community Outreach Risk Management COMMISSIONS & COMMITTEES Emergency Preparedness Committee Oversight Committee for the Water Quality & Flood Protection Program CITY ATTORNEY Richards, Watson & Gershon RECREATION & PARKS FINANCE & INFORMATION CITY CLERK Park Facilities Staffing TECHNOLOGY Records Management COMMUNITY DEVELOPMENT Financial Reporting & Budget Public Information Accounts Payable/Receivable Elections Animal Control Payroll Building & Safety/Geology REACH Program Purchasing Capital Projects Code Enforcement Information Technology RECREATION & PARKS PUBLIC WORKS Park Facilities Staffing COMMUNITY DEVELOPMENT Point Vicente Interpretive Center Planning/Zoning Animal Control Special Events Building & Safety/Geology REACH Program Capital Projects Code Enforcement View Restoration PUBLIC SAFETY PUBLIC WORKS L.A. County Sheriff Street Maintenance L.A. County Fire Refuse/City Engineering Animal Control Park/Building Maintenance Emergency Preparedness Capital Projects I:1 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Rancho Palos Verdes California For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2009 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAF.Rs) achieve the highest standards in government accounting and financial reporting. e F Nm k own,,$. °� President Executive Director xi FINANCIAL SECTION ---/ --12- City Hall Emergency Operating Center DIEHL, EVANS & COMPANY, LLP CERTIFIED PUBLIC ACCOUNTANTS & CONSULTANTS A PARTNERSHIP INCLUDING ACCOUNTANCY CORPORATIONS 5 CORPORATE PARK, SUITE 100 IRVINE, CALIFORNIA 92606-5165 (949) 399-0600 • FAX (949) 399-0610 www.dichlevans.com January 19, 2011 INDEPENDENT AUDITORS' REPORT The Honorable Mayor and Members of City Council City of Rancho Palos Verdes Rancho Palos Verdes, California MICHAEL R. LUDIN, CPA CRAIG W. SPRAKER, CPA NITIN P. PATEL, CPA ROBERT J. CALLANAN, CPA *PHILIP H. HOLTKAMP, CPA *THOMAS M. PERLOWSKI, CPA *HARVEY J. SCHROEDER, CPA KENNETH R. AMES, CPA WILLIAM C. PENTZ, CPA *A PROFESSIONAL CORPORATION We have audited the accompanying financial statements of the governmental activities, the business -type activity, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California, as of and for the year ended June 30, 2010, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Rancho Palos Verdes's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control over financial reporting. Accordingly, we express no such opinion. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activity, each major fund, and the aggregate remaining fund information of the City of Rancho Palos Verdes, California, as of June 30, 2010, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the General, Street Maintenance Special Revenue and Redevelopment Agency Housing Set -Aside Special Revenue major governmental funds for the year then ended in conformity with accounting principles generally accepted in the United States of America. OTHER OFFICES AT: 2965 ROOSEVELT STREET 613 W. VALLEY PARKWAY, SUITE 330 CARLSBAD, CALIFORNIA 92008-2389 ESCONDIDO, CALIFORNIA 92025-2598 (760) 729-2343 • FAX (760) 729-2234 (760) 741-3141 • FAX (760) 741-9890 3 In accordance with Government Auditing Standards, we have also issued our report dated January 19, 2011, on our consideration of the City of Rancho Palos Verdes's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The management's discussion and analysis, as listed in the table of contents as required supplementary information, is not a required part of the basic financial statements but is supplementary information required by the accounting principles generally accepted in the United States of America. This information is an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the management's discussion and analysis in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during the audit of the basic financial statements. We do not express an opinion or provide any assurance on the management's discussion and analysis because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Our audit was made for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The combining statements and individual fund schedules are presented for purposes of additional analysis and are not a required part of the basic financial statements of the City. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the basic financial statements taken as a whole. Our audit was conducted for the purpose of forming opinions on the basic financial statements of the City of Rancho Palos Verdes, California as a whole. The introductory section and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 4 MANAGEMENT'S DISCUSSION & ANALYSIS a 11 t CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 The Management of the City of Rancho Palos Verdes offers readers of the City of Rancho Palos Verdes' Financial Statements this narrative overview and analysis of the City's financial activities for the Fiscal Year ended June 30, 2010. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our Letter of Transmittal, which can be found on pages iv -viii of this report. Financial Highlights ➢ The assets of the City of Rancho Palos Verdes exceed its liabilities at the close of the Fiscal Year ended June 30, 2010, by $163,468,852 (Net Assets). Of this amount, $34,679,238 (Unrestricted Net Assets) may be used to meet the government's ongoing obligations to its citizens and creditors. ➢ The City's Total Net Assets increased by $8,740,039. The majority of the increase is attributable to two factors: 1) capital grants and contributions revenue totaling $6,130,913 was used to purchase additional open space; and 2) the Redevelopment Agency (RDA) recognized a $2,287,608 gain for the sale of land held for development as part of a senior housing project. ➢ As of June 30, 2010, the City's Governmental Funds reported combined ending Fund Balances of $23,147,222, a decrease of $287,017 (1.22%). In general, sources were equivalent to uses for FY09-10; however, the City accrued a contingent liability of $320,000 for a potential settlement of litigation. ➢ As of June 30, 2010, unreserved/undesignated Fund Balance for the General Fund was $10,744,126 or 54% of total General Fund expenditures and transfers out. ➢ The City's total debt decreased by $440,363 (6%) during the current Fiscal Year. The decrease was primarily attributable to a $354,606 principal payment of the RDA deferred interest payable and a $65,000 principal payment of the RDA Tax Allocation Bonds. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements, which are comprised of three components: 1) Government -Wide Financial Statements; 2) Fund Financial Statements; and 3) Notes to the Financial Statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -Wide Financial Statements. The Government -Wide Financial Statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private -sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as Net Assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Rancho Palos Verdes is improving or deteriorating. The Statement of Activities presents information showing how the government's net assets changed during the most recent Fiscal Year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both the Government -Wide Financial Statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type See independent auditors' report. CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 activities). The governmental activities of the City include general government, public safety, public works, planning, building and safety, and recreation. The City's business -type activities include only the Water Quality and Flood Protection program for renewal and maintenance of the City's storm drain facilities. The Government -Wide Financial Statements include not only the City of Rancho Palos Verdes itself (known as the Primary Government), but also a legally separate Redevelopment Agency and a legally separate Improvement Authority for which the City of Rancho Palos Verdes is financially accountable. Financial information for these Component Units has been included as an integral part of the primary government. The Government -Wide Financial Statements can be found on pages 19-21 of this report. Fund Financial Statements. A Fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Rancho Palos Verdes, like other State and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the Funds of the City can be divided into three categories: Governmental Funds, Proprietary Funds, and Fiduciary Funds. Governmental Funds. Governmental Funds are used to account for essentially the same functions reported as governmental activities in the Government -Wide Financial Statements. However, unlike the Government -Wide Financial Statements, Governmental Fund Financial Statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the Fiscal Year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of Governmental Funds is narrower than that of the Government -Wide Financial Statements, it is useful to compare the information presented for Governmental Funds with similar information presented for governmental activities in the Government -Wide Financial Statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. The Governmental Balance Sheet and Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances provide a reconciliation to facilitate this comparison between Governmental Funds and governmental activities. The City of Rancho Palos Verdes maintained 34 individual Governmental Funds during the Fiscal Year ended June 30, 2010. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General Fund, the Street Maintenance Fund, the RDA Housing Set -Aside Fund, the Capital Improvements Fund and the RDA Debt -Service Fund, all of which are considered to be major funds. Data from the other 29 Governmental Funds are combined into a single, aggregated presentation. Individual fund data for each of these Other Governmental Funds is provided in the forth of combining statements elsewhere in this report. The City of Rancho Palos Verdes adopts an annual appropriated budget for each of its Governmental Funds. A budgetary comparison statement has been provided for each Governmental Fund to demonstrate compliance with this budget. The basic Governmental Fund Financial Statements can be found on pages 24-34 of this report. Proprietary Funds. The City of Rancho Palos Verdes maintains two types of Proprietary Funds. Enterprise Funds are used to report the same functions presented as business -type activities in the Government -Wide Financial Statements. The City uses an Enterprise Fund to account for its Water Quality and Flood Protection Program. Internal Service Funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses Internal Service Funds to account for its fleet of vehicles, computer systems, furniture and equipment, Employee Benefits, and Civic See independent auditors' report CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 Center building replacement/improvements. Because these services predominantly benefit the governmental function, they have been included within governmental activities in the Government -Wide Financial Statements. Proprietary Fund Financial Statements provide the same type of information as the Government -Wide Financial Statements, only in more detail. These statements can be found on pages 35-37 of this report. The Proprietary Fund Financial Statements provide separate information for the Enterprise Fund and the Internal Service Funds. The Enterprise Fund is presented as a single major fund of the City, while the Internal Service Funds are combined and presented as a single, aggregated presentation in the Statement. Individual fund data for the Internal Service Funds is provided in the form of combining statements elsewhere in this report. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the Government -Wide and Fund Financial Statements. The notes to the financial statements can be found on pages 40-68 of this report. Other information. The combining statements referred to earlier in connection with Other Governmental Funds and Internal Service Funds are presented immediately following the Notes to the Financial Statements. Combining and individual fund statements and schedules can be found on pages 70-122 of this report. Government -wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Rancho Palos Verdes, assets exceeded liabilities by $163,468,852 at June 30, 2010. By far, the largest portion of the City's Net Assets (78%) reflects its investment in Capital Assets (e.g. Land, Infrastructure, Buildings, and Equipment). The City uses these Capital Assets to provide services to its citizens; consequently, these assets are not available for future spending. City of Rancho Palos Verdes Net Assets An additional portion of the City's Net Assets ($1,000,000 or less than 1%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of Unrestricted Net Assets ($34,679,238 or 21%) may be used to meet the government's ongoing obligations to its citizens and creditors. Governmental Activities. Governmental Activities increased the City's Net Assets by $8,042,141. See independent auditors' report. Governmental Activities Business -type Activities Total June 30, 2010 June 30, 2009 June 30, 2010 June 30, 2009 June 3Q 2010 June 30, 2009 Current and other assets Capital assets $ 48,704,202 115,331,309 $ 44,072,296 107,867,070 $ 2,942,185 12,458,305 $ 4,286,089 12,476,664 $ 51,646,387 127,789,614 $ 48,358,385 120,343,734 Total assets 164,035,511 151,939,366 15,400,490 16,762,753 179,436,001 168,702,119 Long-term liabilities outstanding Otherliabilities 6,680,786 9,168,799 7,121,149 4,674,432 - 117,564 - 2,177,725 0680,786 9,286,363 7,121,149 6,852,157 Total liabilities 15,849,585 11795,581 117,564 2,177725 T15,967,149 13973,306 Invested in capital assets Restricted Unrestricted 115,331,309 1,000,000 31,854,617 107,867,070 1,000,000 31,270715 12,458,305 - 1 2,824,621 12,476,664 - 1 2,108,364 127,789,614 1,000,000 34,679,238 120343,734 1,000,000 1 33,385,079 Total net assets $ 148,185,926 $ 140,143,785 1 $ 15,282,926 1 $ 14,585,028 $ 163,468,852 1 $ 154,728,813 An additional portion of the City's Net Assets ($1,000,000 or less than 1%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of Unrestricted Net Assets ($34,679,238 or 21%) may be used to meet the government's ongoing obligations to its citizens and creditors. Governmental Activities. Governmental Activities increased the City's Net Assets by $8,042,141. See independent auditors' report. CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 City of Rancho Palos Verdes Changes in Net Assets Key elements of this increase are as follows: ➢ About 191 acres of open space land, known as Upper Filiorum, was acquired during FY09-10 at the cost of about $6.5 million using capital grants and contributions revenue of about $6.1 million. ➢ The RDA sold its land held for development, known as the Crestridge property, to a developer for $2,990,000. The land had a cost of $702,392; therefore, the transaction resulted in a $2,287,608 increase of net assets. property Lancs 29% Revenues by Source — Governmental Activities charges for other services other taxes 13% 21% 1% See independent auditors' report. 10 operating Intributions snd grants 17% capital contributions and grants 19% Governmental Business -type Activities Activities Total June 30, 2010 June 30, 2009 June 30, 2010 June 30, 2009 June 30, 2010 June 30, 2009 Programrevenues: Charges for services $ 4,925,684 $ 3,369,955 $ $ $ 4,925,684 $ 3,369,955 Operating contributions and grants 6,633280 2,963,037 6,633280 2,963,037 Capital contributions and grants 7,178,874 642,020 7,178,874 642,020 General revenues: Property taxes 11,431,192 11,462,079 11,431,192 11,462,079 Other taxes 8,019,118 5,719,141 8,019,118 5,719,141 Other 513,698 1 855,825 1277,747 168 985 1,791,445 2,538,810 Total revenues r 38,701,846 25,012,057 1,277,747 1,682,985 39,979,593 26,695042 Expenses: Administration 7,823,738 6,356,695 - - 7,823,738 6,356,695 Public safety 4,242,085 4,233,255 4242,085 4,233,255 Public works 13,633,475 10,555,058 13,633,475 10,555,058 Parks and recreation 1,826200 1,605,276 1,826200 1,605,276 Community development 2,549,490 2,696,502 2,549,490 2,696,502 Non -departmental 320,000 320,000 - Interest on long-term debt 264,717 268,067 264,717 268,067 Water Quality Flood Protection - - 579,849 436,993 579,849 436,993 Total expenses 30,659,705 25,714,853 579,849 436,993 31239,554 26 151 846 Increase in net assets before transfers 8,042,141 702,796 697,898 1,245,992 8,740,039 543,196 Transfers Increase in net assets 8,042,141 702,796 697,898 1,245,992 8,740,039 543,196 Netassets - beginning offiscal year 140,143,785 140,846,581 14,585,028 13,339,036 154,728,813 154,185,617 Net assets - end of fiscal year $ 148,185,926 $ 140,143,785 $ 15282,926 $ 14,585,028 $ 163,468,852 $ 154,728,813 Key elements of this increase are as follows: ➢ About 191 acres of open space land, known as Upper Filiorum, was acquired during FY09-10 at the cost of about $6.5 million using capital grants and contributions revenue of about $6.1 million. ➢ The RDA sold its land held for development, known as the Crestridge property, to a developer for $2,990,000. The land had a cost of $702,392; therefore, the transaction resulted in a $2,287,608 increase of net assets. property Lancs 29% Revenues by Source — Governmental Activities charges for other services other taxes 13% 21% 1% See independent auditors' report. 10 operating Intributions snd grants 17% capital contributions and grants 19% CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 Business -Type Activities. Business -type activities increased the City's net assets by $697,898 primarily due to collection of storm drain user fees that will be utilized during FYI 0-11 for projects continued from FY09-10. Financial Analysis of Governmental Finds As of the end of the current Fiscal Year, the City's Governmental Funds reported combined ending Fund Balances of $23,147,222, a decrease of $287,017 in comparison with the prior year. Approximately 42% of the combined ending Fund Balances (about $10 million) constitutes unreserved Fund Balance, which is available for spending at the City's discretion. The combined unreserved Fund Balance includes the RDA Debt Service negative unreserved Fund Deficit of $17,796,775. The remainder of the combined ending Fund Balances is reserved to indicate that it is not available for new spending because it has already been committed 1) to reserve the principal balance of loans made to the City's Redevelopment Agency ($8,072,744), and 2) for a variety of other restricted purposes ($5,453,980). The General Fund is the chief operating fund of the City of Rancho Palos Verdes. At the end of the current Fiscal Year, the unreserved Fund Balance of the General Fund was $12,206,576, while total Fund Balance reached $19,373,042. As a measure of the General Fund's liquidity, it may be useful to compare both Unreserved Fund Balance and Total Fund Balance to total fund expenditures and transfers out. Unreserved Fund Balance represents 61% of total General Fund uses, while total Fund Balance represents 96% of that same amount. During Fiscal Year 09-10, the Fund Balance of the City's General Fund increased by $1,285,768. In addition to the budgeted increase of $355,000, there was a favorable General Fund expenditure variance of more than $940,000. The most notable variance was related to a retrospective general liability insurance adjustment resulting in total insurance expenditure savings of about $333,000. The remaining $607,000 of expenditure savings was comprised of insignificant amounts spread among a large number of the General Fund's 30 budget programs. About $411,000 of this remaining expenditure variance was concentrated in the Parks and Building Maintenance programs, which are budgeted conservatively to provide for unforeseen costs driven by unavoidable factors such as weather and failure of aging facilities. Most of the expenditure variances were permanent savings for FY09-10 programs. Compared with the prior year, the Street Maintenance Fund Balance was increased by $351,537. Street maintenance in the landslide area of the City was subsidized with an accumulated balance of Proposition C revenue, which was required to be spent by June 30, 2010. The accumulated Street Maintenance Fund Balance will be used to fund future street maintenance, as very little Proposition C money is expected to be available for this purpose in FYI 0-11. The Redevelopment Agency's Housing Set -Aside Fund Balance decreased by $643,040. The decrease was directly related to the loan made to the developer of the senior housing project. Over $3 million was advanced to the developer in the forth of a construction loan, which was partially offset by the $2.3 million gain on the sale of the Crestridge property. The Debt Service Fund has a net negative Fund Balance of $17,256,214. The Redevelopment Agency's debt to the City is recorded in the Debt Service Fund. However, because there are currently no assets to extinguish that debt, the fund carries a negative Fund Balance. The net decrease in the Debt Service Fund Balance during the current year was $972,920, which primarily represents accumulated interest on the advance from the City to the Redevelopment Agency. The Capital Improvement Projects (CIP) Fund had an ending fund balance of $7,081,597. Of this amount, $3.7 million is held for street improvement projects continued from FY09-10 to FY10-11 and $3.0 million is held in reserve for emergency projects as directed by City Council policy. See independent auditors' report IM CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 Financial Analysis of Proprietary Funds The City's Proprietary Funds provide the same type of information found in the Government -Wide Financial Statements, but in more detail. Unrestricted Net Assets of the Enterprise Fund at the end of the year amounted to $2,824,621. Unrestricted Net Assets of the Internal Service Funds at the end of the year amounted to $4,219,712. The total growth in Proprietary Fund type net assets was $364,131 or 5% of unrestricted Net Assets. General Fund Budgetary Highlights The difference between original budgeted expenditures and the final amended budget was a decrease of $296,334; and is briefly summarized as follows: ➢ A decrease of $1,462,450 was attributable to appropriations continued to FYI 0-11. ➢ An increase of $1,333,300 was attributable to appropriations continued from FY08-09. ➢ Salary and benefit budgets across a number of programs were reduced by about $277,000 to account for vacant positions. ➢ Other immaterial adjustments resulted in net increases of approximately $100,000. Capital Asset and Debt Administration Capital Assets. The City's investment in Capital Assets for its governmental activities as of June 30, 2010, amounts to $115,331,309 (net of accumulated depreciation). This investment in capital assets includes land, buildings, park improvements, roadways, sewer, storm drains, vehicles, computer equipment, furniture, other equipment, and construction in progress. During the current Fiscal Year, the City's investment in governmental capital assets increased by about $7.5 million or about 6.9%. Major capital asset events during the current Fiscal Year included the following: ➢ Depreciation of $3.5 million was recorded for the City's Capital Assets. ➢ About 191 acres of open space land was acquired at a cost of about $6.5 million. ➢ Residential street overlay was completed with a total cost of about $1.1 million. ➢ Improvements to Hawthorne Boulevard and Palos Verdes Drive West were completed with a total cost of about $2.6 million. The Capital Assets (net of accumulated depreciation) for Business -type activities as of June 30, 2010 was $12,458,305. See independent auditors' report. 12 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 City of Rancho Palos Verdes Capital Assets (net of depreciation) Additional information on the City's Capital Assets can be found in Note # 4 on pages 54-55 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $6,680,786. Of this amount, $6,386,303 is a liability of the Redevelopment Agency. City of Rancho Palos Verdes Outstanding Debt Governmental Activities RDA Tax Increment Bond $ 5,250,000 $ 5,315,000 RDA Deferred Interest Payable 1,136,303 1,490,909 Employee co ensated absences 294,483 315,240 Total _ _ $ 6,680,786 $ 7,121,149 The City's total debt decreased by $440,363 (6.2%) during the current Fiscal Year, primarily due to partial payment of the RDA deferred interest payable. State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $1,351,617,000. Additional information on the City's long-term debt can be found in Note # 5 on pages 55-58 of this report. See independent auditors' report. 13 Governmental Business -type Activities Activities Total June 30, 2010 June 30, 2009 June 30, 2010 June 30, 2009 June 30, 2010 June 30, 2009 Capital assets not being depreciated Land $ 38,808,553 $ 32,139,008 $ 1,408,493 $ 1,408,493 $ 40217,046 $ 33,547,501 Constructiar in progress 662.90 196,174 149,081 7,419,621 215,371 7,615,795 Total capitalassets not being depreciated 38,874,843 32,335,182 1,557,574 8,828,114 40,432,417 41,163,296 Capital assets being depreciated, net Buildings 7,756,992 7,725,387 - - 7,756,992 7,725,387 Vehicles 92,942 153,979 92,942 153,979 Computerequipment 62,538 71,327 - - 62,538 71,327 Furniture, fixtures and equipment 107,867 92,471 3,543 5,905 111,410 98,377 Infrastructure Roadway system 47,063,335 45,484,324 - - 47,063,335 45,484,324 Sewer system 8,902,584 9,357,693 - - 8,902,584 9,357,693 Stormdram system 10,431,420 10,681,899 10,897,188 3,642,644 21,328,608 14,324,543 Parksystem 1 2,038,788 1 1,964,808 2,038,788 1 1,964,808 Total capitalassets being eciated,net 1 76,456,466 1 75,531,888 1 10,900,731 3,648,550 87,357,197 79,180,438 Capital Assets, net $ 115,331,309 $ 107,867,070 $ 12,458,305 $ 12,476,664 $ 127,789,614 $ 120,343,734 Additional information on the City's Capital Assets can be found in Note # 4 on pages 54-55 of this report. Long-term debt. At the end of the current Fiscal Year, the City of Rancho Palos Verdes had total debt outstanding of $6,680,786. Of this amount, $6,386,303 is a liability of the Redevelopment Agency. City of Rancho Palos Verdes Outstanding Debt Governmental Activities RDA Tax Increment Bond $ 5,250,000 $ 5,315,000 RDA Deferred Interest Payable 1,136,303 1,490,909 Employee co ensated absences 294,483 315,240 Total _ _ $ 6,680,786 $ 7,121,149 The City's total debt decreased by $440,363 (6.2%) during the current Fiscal Year, primarily due to partial payment of the RDA deferred interest payable. State statutes limit the amount of general obligation debt a governmental entity may issue to 15 percent of its total assessed valuation. The current debt limitation for the City of Rancho Palos Verdes is $1,351,617,000. Additional information on the City's long-term debt can be found in Note # 5 on pages 55-58 of this report. See independent auditors' report. 13 CITY OF RANCHO PALOS VERDES Management's Discussion and Analysis June 30, 2010 Economic Factors and Next Year's Budgets and Rates ➢ Local property values remain strong; therefore, Property Tax Revenue (approximately 43 percent of City -Wide Revenues) remains largely unaffected by the downturn in the economy. Los Angeles County saw an overall decrease in property assessments of about 1.9% for FY10-11, while the City of Rancho Palos Verdes experienced an overall increase in property assessments of 2.3%. ➢ At the time of this report, there is no significant impact to the City's FYI 0-11 revenue as a result of the State's ongoing budget crisis. Staff continues to monitor state impacts closely, and will report to City Council if the state takes any actions that necessitate City adjustment. ➢ The Consumer Price Index for Los Angeles County increased by 0.9% for the 12 months ended June 2010; therefore, the City's overall FY10-11 expenditure budget was limited to an increase of about 1% as compared to FY09-10. Revenue in excess of budgeted expenditures will fund capital projects such as improvements to residential streets and the City's parks. Requests for Information This Financial Report is designed to provide a general overview of the financial position of the City of Rancho Palos Verdes for all those with an interest in the government's finances. Questions concerning any of the information provided in this report, or requests for additional financial information, should be addressed to the Finance and Information Technology Department at 30940 Hawthorne Boulevard, Rancho Palos Verdes, CA 90275 or financenae mv.com. See independent auditors' report. 14 BASIC FINANCIAL STATEMENTS 15 ' TAPAZ. •� ,�,p�wa*K+� y � rte: GOVERNMENT -WIDE STATEMENTS 17 Fourth of July 18 CITY OF RANCHO PALOS VERDES June 30, 2010 See independent auditors' report and notes to financial statements. 19 Governmental Business -type Activities Activities Total ASSETS: Cash and investments $ 37,707,058 $ 2,908,666 $ 40,615,724 Receivables: Taxes 931,990 - 931,990 Interest 43,199 3,206 46,405 Notes 7,387,430 - 7,387,430 Other 1,092,419 30,313 1,122,732 Inventory 46,648 - 46,648 Prepaid costs 1,495,458 - 1,495,458 Capital assets, not being depreciated: Land 38,808,553 1,408,493 40,217,046 Constriction in progress 66,290 149,081 215,371 Capital assets, being depreciated, net: Property and equipment 263,347 3,544 266,891 Buildings and improvements 7,756,992 - 7,756,992 Infrastructure 68,436,127 10,897,187 79,333,314 TOTAL ASSETS 164,035,511 15,400,490 179,436,001 LIABILITIES: Accounts payable and accrued liabilities 4,149,374 57,761 4,207,135 Interest payable 20,417 - 20,417 Retentions payable 321,967 59,803 381,770 Unearned revenue 3,767,132 - 3,767,132 Deposits payable 909,909 - 909,909 Long -terns liabilities: Due within one year 317,429 - 317,429 Due beyond one year 6,363,357 - 6,363,357 TOTAL LIABILITIES 15,849,585 117,564 15,967,149 NET ASSETS: Invested in capital assets, net of related debt 115,331,309 12,458,305 127,789,614 Restricted for: Community development: Nonexpendable 1,000,000 - 1,000,000 Unrestricted 31,854,617 2,824,621 34,679,238 TOTAL NET ASSETS $ 148,185,926 $ 15,282,926 $ 163,468,852 See independent auditors' report and notes to financial statements. 19 CITY OF RANCHO PALOS VERDES STATEMENT OF ACTIVITIES For the year ended June 30, 2010 Functions/programs Expenses Capital Charges for Governmental Activities: Grants and Administration $ 7,823,738 Public safety 4,242,085 Public works 13,633,475 Parks and recreation 1,826,200 Community development 2,549,490 Non -departmental 320,000 Interest on long-term debt 264,717 Total governmental activities 30,659,705 Business -type Activity: - Water Protection Flood Control 579,849 Total Primary Government $ 31,239,554 Program Revenues 4,925,684 6,633,280 7,178,874 $ 4,925,684 $ 6,633,280 $ 7,178,874 General revenues: Taxes: Property tax, levied for general purpose Property tax, Redevelopment Agency tax increment Storm Drain user fees levied for water quality and flood protection Transient occupancy tax Sales tax Franchise tax Motor vehicle in lieu tax (unrestricted) Utility user tax Other taxes Investment income Unrestricted grants, contributions and other revenues Total general revenues and transfers Change in net assets Net assets - beginning of year Net assets - end of year See independent auditors' report and notes to financial statements. 20 Operating Capital Charges for Grants and Grants and Services Contributions Contributions $ 680,920 $ 25,003 $ - 229,055 103,984 - 1,355,493 6,176,906 7,178,874 896,159 28,928 - 1,764,057 298,459 - 4,925,684 6,633,280 7,178,874 $ 4,925,684 $ 6,633,280 $ 7,178,874 General revenues: Taxes: Property tax, levied for general purpose Property tax, Redevelopment Agency tax increment Storm Drain user fees levied for water quality and flood protection Transient occupancy tax Sales tax Franchise tax Motor vehicle in lieu tax (unrestricted) Utility user tax Other taxes Investment income Unrestricted grants, contributions and other revenues Total general revenues and transfers Change in net assets Net assets - beginning of year Net assets - end of year See independent auditors' report and notes to financial statements. 20 Net (Expense) Revenue and Changes in Net Assets Governmental Business -type Activities Activity Total $ (7,117,815) $ (3,909,046) 1,077,798 (901,113) (486,974) (320,000) (264,717) (11,921,860 $ (7,117,815) (3,909,046) 1,077,798 (901,113) (486,974) (320,000) (264,717) - (11,921,860 - (579,849) (579,849) (11,921,867) (579,849) (12,501,716) 10,352,931 - 10,352,931 1,078,261 - 1,078,261 - 1,263,572 1,263,572 1,954,507 - 1,954,507 1,245,666 - 1,245,666 1,711,458 - 1,711,458 127,660 - 127,660 2,395,109 - 2,395,109 584,718 - 584,718 207,003 14,175 221,178 306,695 - 306,695 19,964,008 1,277,747 21,241,755 8,042,141 697,898 8,740,039 140,143,785 14,585,028 154,728,813 $ 148,185,926 $ 15,282,926 $ 163,468,852 21 46 !' t .a - Y e FUND FINANCIAL STATEMENTS 23 CITY OF RANCHO PALOS VERDES BALANCE SHEET - GOVERNMENTAL FUNDS June 30, 2010 FUND BALANCES (DEFICIT): Special Reimbursement settlement agreement Revenue Prepaid items 813,442 - Street 6,306,376 - General Maintenance ASSETS - - Inventory Cash and investments $ 13,920,332 $ 1,097,773 Receivables: General fund Taxes 887,251 - Interest 18,513 8 Notes - - Other 516,695 107,652 Due from other funds 238,613 - Inventory 46,648 - Prepaid items 813,442 - Advances to other funds 17,594,675 - TOTAL ASSETS S 34,03776-7 S 1,205,433 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ 2,191,211 $ 429,415 Due to other funds - - Retentions payable 3,421 - Deferred revenue 11,558,586 - Advances from other funds - - Deposits payable 909,909 - TOTAL LIABILITIES 14,663,127 429,415 FUND BALANCES (DEFICIT): Reserved for: Reimbursement settlement agreement - - Prepaid items 813,442 - Advances to other funds 6,306,376 - Long term receivables - - Habitat restoration - - Inventory 46,648 - Unreserved: Designated for continuing appropriations: General fund 1,462,450 - Special revenue funds - Capital projects funds - - Undesignated and reported in: General fund 10,744,126 - Special revenue funds - 776,018 Debt service fund - - Capital projects funds - - Permanent fund - - TOTAL FUND BALANCES (DEFICIT) 19,373,042 776,018 TOTAL LIABILITIES AND FUND BALANCES $ 34,036,169 $ 1,205,433 See independent auditors' report and notes to financial statements. 24 Special Debt Capital $ 3,979,034 - Revenue Service Projects Other Total RDA Housing Redevelopment Capital Governmental Governmental Set -Aside Agency Improvements Funds Funds - $ 1,200,467 $ - $ 7,268,453 $ 9,956,455 $ 33,443,480 2,624 10,494 - 31,621 931,990 1,982 9 4,861 13,219 38,592 6,344,139 - - 738,333 7,082,472 - - 270,349 197,723 1,092,419 - - 2,681 - 241,294 - - - - 46,648 1,086 540,561 - 18,502 1,373,591 - - - 1,774,203 19,368,878 7,550,298 551,064 7,546,344 12,730,056 S 63,619,364 $ 686,532 $ 647 $ 464,747 206,482 $ 3,979,034 - 211,956 - 29,338 241,294 318,546 - - - 321,967 3,346,306 - - 746,168 15,651,060 1,774,203 17,594,675 - - 19,368,878 - - - - 909,909 6,125,587 17,807,278 464,747 981,988 40,472,142 - - - 1,000,000 1,000,000 1,086 540,561 - 18,502 1,373,591 - - - 1,766,368 8,072,744 2,990,000 - - - 2,990,000 - - - 43,741 43,741 - - - - 46,648 - - - - 1,462,450 - - - 85,000 85,000 - - 6,939,260 554,675 7,493,935 - - - - 10,744,126 (1,566,375) - - 6,848,711 6,058,354 - (17,796,775) - - (17,796,775) - - 142,337 1,097,848 1,240,185 - - - 333,223 333,223 1,424,711 (17,256,214) 7,081,597 11,748,068 23,147,222 $ 7,550,298 $ 551,064 $ 7,546,344 $ 12,730,056 $ 63,619,364 25 7� TsCRS VE'II�E ALLY cj r Qf RA.NC-11 �P 7!+ fn„nttln�nfdhr.t'ifvolNA+rehp.l' 1oA Ve�d0 WKUPI. the elic�(+iJ an In�iivrdpat, �e+,t' rhr•rashlro(thr�.+i.siorr,;er3i,rsgdand-IlelsL�e►IF�bimadyon,th�PatlosVerdcs•f?epirls�i,;Pa:� ” hr rirArr+ elrs!lccrgp5 and.sefthpekh, theAc eitlR!$Cnt Igeiiews pgr,0steri MIA( their• risiun, intsr, s. resldfp rsffed, thF. Cjty tll Rapl hP. P4 'A- Vi44 OA - 5eg�crnkerti7,,1g7�,, • eihf rpnlmvntty, We,"tt xeJ1 ' fik! 2Qx Gdgq apd" ttlart ; "i'eplrlfiul8. Lea n : M tees 0 Pepinspla_AOv,isp oJih9 nrr+sl eibstUleJt�ns Stili Irldli tdJfr�! =' r� - I CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET ASSETS June 30, 2010 Fund balances - total governmental funds Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not current financial resources and, therefore, are not reported in the governmental funds balance sheet. Interest accrued on the advance receivable in the General Fund is not paid by the owing funds and, therefore, is recorded as deferred revenue and added to the balance of the advance. The Statement of Net Assets reports on the full accrual basis and does not defer currently unavailable revenues. Intergovernmental revenues earned, but not available, are deferred in the fund financial statements. The revenue is not deferred on the Statement of Activities. Interest expenditures are recognized when due, and therefore, interest payable is not recorded in the governmental funds. Long-term notes receivable are not current available resources and, therefore, do not affect the governmental fund balance. Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the governmental funds. Internal service funds are used by management to charge the costs of certain activities, including equipment and building replacement and employee benefits, to individual funds. The assets and liabilities of the internal service funds are included in the Statement of Net Assets. Net assets of governmental activities See independent auditors' report and notes to financial statements. 27 $ 23,147,222 115,067,962 11,288,300 162,253 (20,417) 738,333 (6,680,786) 4,483,059 $ 148,185,926 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For the year ended June 30, 2010 See independent auditors' report and notes to financial statements. 28 Special Revenue Street General Maintenance REVENUES: Taxes $ 17,962,533 $ - Licenses and permits 1,953,825 - Fines and forfeitures 178,949 Use of money and property 816,037 16,958 Charges for services 73,008 8,420 Revenue from other agencies 170,676 1,081,457 Other revenues 148,200 - TOTAL REVENUES 21,303,228 1,106,835 EXPENDITURES: Current: Administration 5,090,575 - Public safety 4,242,085 - Public works 3,109,253 1,856,210 Parks and recreation 1,401,803 - Community development 2,554,650 - Non -departmental 320,000 - Capital outlay - - Debt service: Principal - - Interest and fiscal charges - - TOTAL EXPENDITURES 16,718,366 1,856,210 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 4,584,862 (749,375) OTHER FINANCING SOURCES (USES): Transfers in 168,107 1,100,912 Transfers out (3,467,201) - TOTAL OTHER FINANCING SOURCES (USES) (3,299,094) 1,100,912 NET CHANGE IN FUND BALANCES 1,285,768 351,537 FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 18,087,274 424,481 FUND BALANCES (DEFICIT) - END OF YEAR $ 19,373,042 $ 776,018 See independent auditors' report and notes to financial statements. 28 Special Debt Capital Revenue Service Projects Other Total RDA Housing Redevelopment Capital Governmental Governmental Set -Aside Agency Improvements Funds Funds $ 215,652 $ 862,609 $ - $ 803,159 $ 19,843,953 - - - - 1,953,825 - - - - 178,949 8,303 183 466,967 292,720 1,601,168 - - - - 81,428 - - 6,998,875 1,928,843 10,179,851 2,990,000 - - 1,667,635 4,805,835 3,213,955 862,792 7,465,842 4,692,357 38,645,009 - 530,108 - 99,122 5,719,805 - - - - 4,242,085 - - - 1,930,122 6,895,585 - - - 300,000 1,701,803 46,056 - - 3,531 2,604,237 - - - - 320,000 3,810,939 - 10,484,860 271,607 14,567,406 - 419,606 - - 419,606 - 885,998 - - 885,998 3,856,995 1,835,712 10,484,860 2,604,382 37,356,525 (643,040) (972,920) (3,019,018) 2,087,975 1,288,484 - - 2,893,435 453,700 4,616,154 - - - (2,724,454) (6,191,655) - - 2,893,435 (2,270,754) (1,575,501) (643,040) (972,920) (125,583) (182,779) (287,017) 2,067,751 (16,283,294) 7,207,180 11,930,847 23,434,239 $ 1,424,711 $ (17,256,214) $ 7,081,597 $ 11,748,068 $ 23,147,222 29 CITY OF RANCHO PALOS VERDES RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For the year ended June 30, 2010 Net change in fiend balances - total governmental fiends $ (287,017) Amounts reported for governmental activities in the Statement of Activities are different because Governmental fiends report capital outlays as expenditures. However, in the Statement of Activities the cost of those assets is allocated over their estimated useful lives as depreciation expense, o are allocated to the appropriate functional expense when the cost is below the capitalization threshold Asset disposals are also not recognized in the governmental fiends. This activity reconciled as follows Cost of assets capitalized 10,865,549 Depreciation expense (3,346,880) Unpaid accrued interest income is deferred in the governmental fiends since it is not available. Thi: income is accrued in the Statement of Activities, 620,873 Intergovernmental revenues earned, but not available are deferred in the fiend financial statements 87,869 Interest expenditures are recognized when due, and therefore, interest payable is not recorded in th governmental fiends. This amount represents the net change in interest payable 408 Increases in long -terns notes receivable use current financial resources and are included in the expenditure of governmental fiends. Repayments of long -terns notes receivables provide current financial resource and are included in the revenues of governmental fiends. These changes in notes receivable are no reflected in the revenues or expenses of the Statement of Activities. This amount represents the ne change in the long -terns notes receivable (5,257) Compensated absences expenses reported in the Statement of Activities do not require the use of curren financial resources and therefore are not reported as expenditures in governmental fiends 20,757 Principal payments on debt are recorded as expenditures in the fiends. The expenditure is not recognize( in the Statement of Activities since it reduces the liability reported on the Statement of Net Assets Principal payments consisted of the following: Redevelopment Agency tax increment bone 65,000 Redevelopment Agency deferred interest payabh 354,606 Internal service fiends are used by management to charge the costs of certain activities, including equipmen and building replacement and employee benefits, to individual fiends. The net reveries/(expenses) of th internal service fiends (excluding transfers and interest income) are reported with governmental activities (333,767) Change in net assets of governmental activities $ 8,042,141 See independent auditors' report and notes to financial statements 30 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND For the year ended June 30, 2010 31 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Taxes $ 15,992,975 $ 17,916,975 $ 17,962,533 $ 45,558 Licenses and permits 2,007,100 1,992,100 1,953,825 (38,275) Fines and forfeitures 246,500 218,500 178,949 (39,551) Use of money and property 860,900 691,900 816,037 124,137 Charges for services 58,900 58,900 73,008 14,108 Revenue from other agencies 320,471 202,972 170,676 (32,296) Other revenues 148,200 148,200 148,200 - TOTAL REVENUES 19,635,046 21,229,547 21,303,228 73,681 EXPENDITURES: General Govememeni City council 97,378 106,768 105,935 833 City manager 1,492,856 1,544,156 1,375,577 168,579 City attorney 1,165,000 1,075,000 1,048,721 26,279 Community outreach 100,650 89,650 85,961 3,689 City clerk 372,463 387,463 379,289 8,174 Personnel 206,583 211,583 206,212 5,371 Finance 1,242,180 1,272,180 1,269,290 2,890 Information technology - Data 638,340 568,340 545,915 22,425 Information technology - Voice 81,705 81,705 73,675 8,030 Total General Government 5,397,155 5,336,845 5,090,575 246,270 Public safety Sheriff 3,995,750 3,995,750 3,939,997 55,753 Special programs 56,000 42,000 38,294 3,706 Animal control 125,250 125,250 92,529 32,721 Emergency preparedness 114,177 172,177 171,265 912 Total Public Safety 4,291,177 4,335,177 4,242,085 93,092 Public Works Public works administration 1,886,021 1,711,021 1,658,617 52,404 Traffic management 407,000 220,600 209,778 10,822 Storm water quality 173,900 221,900 122,283 99,617 Building maintenance 528,200 572,200 447,825 124,375 Park/Trail/Open Space maintenance 1,184,893 899,893 613,556 286,337 Sewer maintenance 60,300 131,300 57,194 74,106 Total Public Works 4,240,314 3,756,914 3,109,253 647,661 31 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (continued) GENERAL FUND For the year ended June 30, 2010 Parks and Recreation Recreation adininistration Recreation facilities Special events PVIC REACH Total Parks and Recreation Community Development Planning services Building & safety Code enforcement View restoration/preservatioE NCCP Geology Total Community Development Non -Departmental TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER)EXPENDITURES OTHER FINANCING SOURCES (USES): Transfers in Transfers out TOTAL OTHER FINANCING SOURCES (USES) NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR 320,000 (320,000) 17,941,846 17,645,512 16,718,366 927,146 1,693,200 3,584,035 4,584,862 1,000,827 292,648 292,648 168,107 (124,541) (1,773,500) (3,531,625) (3,467,201) 64,424 (1,480,852) (3,238,977) (3,299,094) (60,117) 212,348 345,058 1,285,768 940,710 18,087,274 18,087,274 18,087,274 $ 18,299,622 $ 18,432,332 $ 19,373,042 $ 940,710 See independent auditors' report and notes to financial statements 32 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) 605,756 639,756 593,127 46,629 402,296 430,296 419,836 10,460 40,904 40,904 25,787 15,117 330,331 335,331 294,565 40,766 74,672 74,672 68,488 6,184 1,453,959 1,520,959 1,401,803 119,156 1,245,118 1,310,944 1,320,867 (9,923) 591,177 646,177 611,145 35,032 201,658 201,658 179,496 22,162 321,288 326,288 324,139 2,149 - 10,550 10,550 - 200,000 200,000 108,453 91,547 7rrQ7d1 7for f]7 7iiaF.in IAt) Qf.7 320,000 (320,000) 17,941,846 17,645,512 16,718,366 927,146 1,693,200 3,584,035 4,584,862 1,000,827 292,648 292,648 168,107 (124,541) (1,773,500) (3,531,625) (3,467,201) 64,424 (1,480,852) (3,238,977) (3,299,094) (60,117) 212,348 345,058 1,285,768 940,710 18,087,274 18,087,274 18,087,274 $ 18,299,622 $ 18,432,332 $ 19,373,042 $ 940,710 See independent auditors' report and notes to financial statements 32 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL STREET MAINTENANCE SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Use of money and property Charges for services Revenue from other agencies TOTAL REVENUES EXPENDITURES: Public Works Street landscape maintenance Traffic signal maintenance Portuguese Bend road maintenance TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report and notes to financial statements. 33 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 8,500 $ 8,500 $ 16,958 $ 8,458 4,100 4,100 8,420 4,320 1,173,288 1,078,788 1,081,457 2,669 1,185,888 1,091,388 1,106,835 15,447 1,506,674 1,631,674 1,228,618 403,056 84,000 84,000 72,824 11,176 277,000 556,000 554,768 1,232 1,867,674 2,271,674 1,856,210 415,464 (681,786) (1,180,286) (749,375) 430,911 811,000 1,033,000 1,100,912 67,912 129,214 (147,286) 351,537 498,823 424,481 424,481 424,481 - $ 553,695 $ 277,195 $ 776,018 $ 498,823 See independent auditors' report and notes to financial statements. 33 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY HOUSING SET-ASIDE SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Taxes Use of money and property Proceeds of sale of land TOTAL REVENUES EXPENDITURES: Community Development Redevelopment Capital outlay TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report and notes to financial statements. 34 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 205,200 $ 211,700 $ 215,652 $ 3,952 10,600 10,600 8,303 (2,297) - - 2,990,000 2,990,000 215,800 222,300 3,213,955 2,991,655 12,500 12,500 46,056 (33,556) 907,000 3,587,496 3,810,939 (223,443) 919,500 3,599,996 3,856,995 (256,999) (703,700) (3,377,696) (643,040) 2,734,656 - 1,766,368 - (1,766,368) (703,700) (1,611,328) (643,040) 968,288 2,067,751 2,067,751 2,067,751 - $ 1,364,051 $ 456,423 $ 1,424,711 $ 968,288 See independent auditors' report and notes to financial statements. 34 CITY OF RANCHO PALOS VERDES STATEMENT OF NET ASSETS PROPRIETARY FUNDS June 30, 2010 ASSETS CURRENT ASSETS: Cash and investments Receivables: Interest Other Prepaid items TOTAL CURRENT ASSETS NONCURRENT ASSETS: Capital assets, not being depreciated: Land Construction in progress Capital assets, being depreciated: Property and equipment Infrastructure Accumulated depreciation TOTAL NONCURRENT ASSETS TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Accounts payable and accrued liabilities Retentions payable TOTAL CURRENT LIABILITIES NET ASSETS Invested in capital assets Unrestricted TOTAL NET ASSETS See independent auditors' report and notes to financial statements. 35 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds $ 2,908,666 $ 4,263,578 3,206 4,607 30,313 - - 121,867 2,942,185 4,390,052 1,408,493 - 149,081 - 11,813 1,401,374 11,338,573 - (449,655) (1,138,027) 12,458,305 263,347 15,400,490 4,653,399 57,761 170,340 59,803 - 117,564 170,340 12,458,305 263,347 2,824,621 4,219,712 $ 15,282,926 $ 4,483,059 CITY OF RANCHO PALOS VERDES STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - PROPRIETARY FUNDS For the year ended June 30, 2010 OPERATING REVENUES: Charges for services OPERATING EXPENSES: Personnel services Materials and supplies Maintenance Depreciation TOTAL OPERATING EXPENSES OPERATING LOSS NONOPERATING REVENUES: Other revenues Interest income Storm drain user fees TOTAL NONOPERATING REVENUES Transfer in CHANGE IN NET ASSETS TOTAL NET ASSETS - BEGINNING OF YEAR TOTAL NET ASSETS - END OF YEAR See independent auditors' report and notes to financial statements. 36 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds - $ 2,196,372 132,040 100,265 112,008 235,536 579,849 3,548,913 118,999 347,315 119,385 (579,849) (1,938,240) - 6,806 14,175 22,166 1,263,572 - 1,277,747 28,972 - 1,575,501 697,898 (333,767) 14,585,028 4,816,826 $ 15,282,926 $ 4,483,059 CITY OF RANCHO PALOS VERDES STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the year ended June 30, 2010 CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from interfund services provided Payments to suppliers Payments to employees NET CASH USED BY OPERATING ACTIVITIES CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and construction of capital assets CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Receipts from storm drain user fees Receipts from other funds NET CASH PROVIDED FROM NON -CAPITAL FINANCING ACTIVITIES CASH FLOWS FROM INVESTING ACTIVITIES: Interest received on investments NET DECREASE IN CASH AND CASH EQUIVALENTS CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR RECONCILIATION OF OPERATING LOSS TO NET CASH USED BY OPERATING ACTIVITIES: Operating loss Adjustments to reconcile operating loss to net cash used by operating activities: Depreciation Changes in operating assets and liabilities: Decrease in prepaid items Increase in accrued liabilities NET CASH USED BY OPERATING ACTIVITIES See independent auditors' report and notes to financial statements. 37 Business -type Governmental Activity- Activities - Water Quality Internal Flood Protection Service Enterprise Fund Funds $ - S 2,196,372 (212,273) (462,594) (132,040) (3,089,019) (344,313) (1,355,241) (2,277,338) (64,955) 1,255,190 - I nnn fro 1,255,190 1,240,168 22,658 29,205 (1,343,803) (150,823) 4,252,469 4,414,401 $ 2,908,666 $ 4,263,578 S (579,849) S (1,938,240) 235,536 119,385 408,641 54,973 $ (344,313) $ (1,355,241) .► PF Ip ell "f Ladera Linda Park Playground 38 NOTES TO FINANCIAL STATEMENTS 39 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The accounting policies of the City of Rancho Palos Verdes (the City) conform to accounting principles generally accepted in the United States of America as applicable to governments. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for governmental accounting and financial reporting principles. The following is a summary of the significant policies. A. Reporting Entity The reporting entity, "City of Rancho Palos Verdes", includes the accounts of the City, the Rancho Palos Verdes Redevelopment Agency (the RDA), and the Joint Powers Improvement Authority (the Authority). The City was incorporated on September 7, 1973, as a General Law City and operates under a Council/Manager form of government. The RDA was formed in 1984 pursuant to the State of California Health and Safety Code Section 33000 entitled "Community Redevelopment Law". Its purpose is to finance long-term capital improvements designed to eliminate physical and economic blight in a project area through stabilization of hazardous landslides. The Authority was formed on September 4, 1990, in accordance with the provisions of the Reimbursement and Settlement Agreement, dated October 27, 1987, entered into by the City, the RDA, and the County of Los Angeles (the County) in connection with the Horan Lawsuit. The Agreement requires funds to be set aside and expended by the Authority to maintain landslide abatement improvements installed and constructed by the RDA. The criteria used in determining the scope of the reporting entity are based on the provisions of GASB Statement 14. The City of Rancho Palos Verdes is the primary government unit. Component units are those entities which are financially accountable to the primary government, either because the City appoints a voting majority of the component unit's Board, or because the component unit will provide a financial benefit or impose a financial burden on the City. The City has accounted for both the RDA and the Authority as "blended" component units. Despite being legally separate entities, the RDA and the Authority are so intertwined with the City, they are, in substance, part of the City's operations. See independent auditors' report. 40 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Accordingly, the balances and transactions of the RDA are reported as separate Special Revenue, Debt Service, and Capital Projects Funds. The balances and transactions of the Authority are reported as separate Permanent and Special Revenue Funds. The following specific criteria were used in determining that the RDA and the Authority are "blended" component units: 1) The members of the City Council also act as the governing body of both the RDA and the Authority. 2) The City, the RDA and the Authority are financially interdependent. The City subsidizes maintenance operations performed by the Authority. The City makes loans to the RDA for use on redevelopment projects. Available property tax revenues of the RDA will be used to repay the loans from the City. It is not anticipated that tax increment revenues will be available to repay the loans any time in the immediate future. 3) Employees of the City manage both the RDA and the Authority. Separately issued financial statements for both the RDA and the Authority may be obtained at the City's administrative offices. Participation in Public Entity Joint Powers Authority The City is a member of the Palos Verdes Peninsula Transit Joint Powers Authority (the Transit Authority). The Transit Authority is comprised of four member cities and is organized under a Joint Powers Agreement pursuant to the California Government Code. The purpose of the Authority is to study, implement, and provide a public transit system within and around the Palos Verdes Peninsula. These transit services include Palos Verdes Transit, Dial -A - Ride, and a fixed route shuttle service. Periodic deposits are paid by member Cities and are adjusted retrospectively to cover costs. Costs are prorated among all participating Cities based on population. The City does not have an equity interest in the Transit Authority; therefore, no amount has been reported in the Statement of Net Assets. However, the City does have an ongoing financial interest, because the City is able to influence the operations of the Authority so that the Authority uses its resources on behalf of the City. Also, an ongoing financial responsibility exists because the Authority is dependent on continued funding from the City. The condensed financial information of the Authority has not been reproduced in this report, but is available upon request from the Authority by emailing See independent auditors' report. 41 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) pvtransit(a-)-palosverdes.com or mailing a request to P.O. Box 2656, Palos Verdes Peninsula, CA 90274. B. Accounting and Reporting Policies The City has conformed to the pronouncements of the Governmental Accounting Standards Board (GASB), which are the primary authoritative statements of accounting principles generally accepted in the United States of America applicable to State and Local governments. In both the government -wide and proprietary fund financial statements, the City applies all applicable Financial Accounting Standards Board (FASB) pronouncements, as well as those of its predecessors, issued on or before November 30, 1989, unless any such pronouncements contradict GASB pronouncements. C. Description of Funds The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures. The following are types of funds used: Governmental Fund Types • General Fund — Used to account for all financial resources except those that are required to be accounted for in another fund. • Special Revenue Funds — Used to account for the proceeds of specific revenue sources that are restricted by law or administrative action for specified purposes. • Debt Service Fund — The debt service fund of the RDA is used to account for property tax increment revenue and related interest income. Disbursements from this fund consist mainly of principal and interest on RDA indebtedness. • Capital Projects Funds — Used to account for financial resources used for the construction of specific capital projects. • Permanent Fund — Used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the reporting government's programs. See independent auditors' report. 42 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Proprietary Fund Types • Enterprise Funds — Used to finance and account for the acquisition, operation, and maintenance of the City's facilities and services; which are supported primarily by user charges. • Internal Service Funds — Used to account for employee benefits costs and purchases and maintenance of equipment on behalf of all City departments, as well as the accumulation of funds for replacement of certain buildings on behalf of the City. D. Basis of Accounting/Measurement Focus Government — Wide Financial Statements The City's Government -Wide Financial Statements include a "Statement of Net Assets" and a "Statement of Activities". These two statements present summaries of Governmental Activities for the City. These statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets, infrastructure, and long-term debt, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned, while expenses are recognized in the period in which the liability is incurred. The Statement of Activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenue transactions for the City are reported in three categories: 1) Charges for Services, 2) Operating Grants and Contributions, and 3) Capital Grants and Contributions. Charges for Services include revenues from customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function. Operating Grants and Contributions include revenues restricted to meeting the requirements of a particular operating function and may include state shared revenues and grants. Capital Grants and Contributions include revenues restricted to meeting the requirements of a particular capital function and may include grants and developer fees. Taxes and other items not properly included among program revenues are reported instead as general revenues. As a general rule, the effect of interfund activity has been eliminated from the Government -Wide Financial Statements. See independent auditors' report. 43 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) Governmental Fund Financial Statements Governmental fund financial statements include a "Balance Sheet — Governmental Funds" and "Statement of Revenues, Expenditures, and Changes in Fund Balances — Governmental Funds" for all major and other governmental funds. An accompanying schedule is presented to reconcile and explain the differences in fund balances as presented in these statements to the Net Assets presented in the Government -Wide Financial Statements. The City has presented all major funds that met qualifications of GASB Statement No. 34. In addition, the City has presented the Street Maintenance Special Revenue Fund as a major fund because the City believes the financial position and activities of this fund are significant to the City as a whole. All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the Balance Sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in fund balances. Revenues are recognized in the accounting period in which they become susceptible to accrual, that is, when they become both measurable and available to finance expenditures of the current period. "Measurable" means that the amount of the transaction can be determined, and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Accrued revenues include property taxes received within 60 days after year-end, taxpayer -assessed taxes such as sales taxes, and earnings on investments. Grant funds earned but not received are recorded as a receivable, and grant funds received before the revenue recognition criteria have been met are reported as deferred revenues. Expenditures are recorded when the fund liability is incurred, if measurable, except for immature interest on general long- term debt, which is recognized when due. The City reports the following major governmental funds The General Fund is the City's primary operating fund. It accounts for all financial resources of the City, except those that are required to be accounted for in another fund. The Street Maintenance Special Revenue Fund is used to account for state - shared highway users tax used for street maintenance, right-of-way acquisition and street construction. See independent auditors' report. 44 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) The Redevelopment Agency Housing Set -Aside Special Revenue Fund is used to account for the portion of Redevelopment tax increment monies which is a requirement under California Redevelopment Law, Section 33334, to be set- aside for the development of low and moderate income housing. The RDA Debt Service Fund is used to account for the accumulation of resources and for the payment of principal and interest on the Redevelopment Agency's debt. The Capital Improvement Capital Projects Fund is used to account for funds used for the City's capital improvement projects. Proprietary Fund Financial Statements Proprietary fund types are accounted for using the "economic resources" measurement focus and accrual basis of accounting. This means that all assets and liabilities (whether current or non-current) associated with the activity are included on the balance sheet. Fund equity is presented as total net assets. The operating statement of proprietary funds presents increases (revenues) and decreases (expenses) in total net assets. Revenues are recognized when they are earned and expenses are recognized when the liability is incurred. Proprietary funds distinguish operating revenues and expenses from non- operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's enterprise and internal service funds are charges for services. Operating expenses for the enterprise and internal service funds include the costs of services, employee benefits, maintenance of capital assets, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City uses the internal service funds to finance and account for goods and services provided by one City department to other City departments, including the purchase and maintenance of equipment, replacement of buildings and payment of employee benefits. The City's internal service funds are presented in the proprietary funds financial statements. Because the principal users of the internal services are the City's governmental activities, the financial statements of the internal service funds are consolidated into the governmental column when presented in the government -wide financial statements. To the extent possible, See independent auditors' report. 45 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) the cost of these services is reported in the appropriate functional activity (administration, public safety, public works, etc.). The City reports the following major enterprise fund The Water Quality Flood Protection Fund is used to account for voter approved storm drain user fees used to repair and replace the City's storm drain facilities. E. Budgetary Accounting Annual budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for all governmental funds. All annual appropriations lapse at fiscal year-end. Budget control is maintained over all accounts, and expenditures are not allowed to exceed appropriations at the program level. Throughout the year, the City Council made several supplementing budgetary adjustments to the General fund, Special Revenue funds, Capital Projects funds, Proprietary funds and the Permanent fund. These adjustments resulted in a net appropriation increase in the amount of $13,294,328. This increase resulted primarily for the purchase of upper Filiorum open space. Under Article XIIIB of the California Constitution (the Gann Spending Limitation Initiative), the City is restricted as to the amount of annual appropriations from the proceeds of taxes, and if proceeds of taxes exceed allowed appropriations, the excess must either be refunded to the State Controller, returned to the taxpayers through revised tax rates or revised fee schedules, or an excess in one year may be offset against a deficit in the following year. For the fiscal year ended June 30, 2010, based on calculations by City Management, proceeds of taxes did not exceed related appropriations. F. Advances to Other Funds Long-term inter -fund advances are recorded as a receivable in the advancing governmental fund and as a liability in the fund receiving the advance. Accrued unpaid interest, for which there is no immediately available resources to pay, is deferred in the advancing governmental fund and the principal portion of the advance is reported as a reservation of fund balance. G. Capital Assets Capital assets include land, machinery and equipment (vehicles, computers, See independent auditors' report. 46 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) etc.), buildings and improvements, and infrastructure assets (street systems, storm drains, sewer systems, etc.); and are reported in Governmental Activities column of the Government -Wide Financial Statements. Capital assets are defined by the City as all land and buildings, vehicles, computers and equipment with an initial individual cost of more than $5,000; and improvements and infrastructure assets with costs of more than $100,000. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated or annexed capital assets are recorded at estimated market value at the date of donation or annexation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Depreciation is recorded in the Government -Wide Financial Statements on a straight-line basis over the useful life of the assets as follows: Buildings and Improvements 25 to 50 years Vehicles, Computers, and Equipment 3 to 10 years Infrastructure Assets Roadway Network 10 to 100 years Sewer Network 25 to 50 years Storm Drain Network 30 to 100 years Parks and Recreation Network 25 years H. Employee Compensated Absences City employees may receive from 10 to 20 days vacation time each year, depending upon length of service. An employee may accumulate earned vacation time up to a maximum of two years' worth of accrued vacation leave. Upon termination, employees are paid the full value of their unused vacation time at their existing salary. There is no fixed payment schedule for employee compensated absences. At June 30, 2010, vested accrued vacation and compensatory time amounted to $294,483. The General Fund will primarily be used to liquidate the liability for compensated absences in future years. I. Investments Investments are stated at fair value (quoted market price of the best available estimate, thereof), except for the City's investments in U.S. Treasury Securities See independent auditors' report. 47 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) which are reported at cost since they have short-term maturities and the City intends to hold them to maturity. J. Cash and Cash Equivalents The Water Quality Flood Protection Enterprise Fund and the Internal Service Funds participate in the pooling of City-wide cash and investments. Amounts from the pool are available to these funds on demand. Therefore the cash and investments reported in these funds are considered to be cash and cash equivalents for purpose of the statement of cash flows. The City has no non- cash investing, capital, or financing activities to be reported on the statement of cash flows. K. Claims and Judgments When it is probable that a claim liability has been incurred, and the amount of the loss can be reasonably estimated, the City records the estimated loss, net of any insurance coverage under its self-insurance program. Small claims and judgments are recorded as expenditures when paid. The City's self-insurance program is administered through the California Joint Powers Authority (the CJPIA), which is described at Note #8. The CJPIA is a public entity risk pool, which is accounted for under the provisions of GASB Statement 10. Claim losses recorded in the CJPIA include both current claims and "Incurred but Not Reported" (IBNR) claims. The City records amounts deposited with CJPIA as insurance expenditures in the General Fund when paid. These deposits are subject to retrospective adjustment. Favorable claims experience result in a refund of deposits from the CJPIA and such refunds, if any, are recorded as a reduction of insurance expenditures in the year received. Adverse claims experience result in the payment of additional deposits and such deposits, if any, are recorded as insurance expenditures when paid. L. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items using the consumption method. In governmental funds, the prepaid assets recorded do not reflect current appropriable resources and thus, an equivalent portion of fund balance is reserved. The City had a total of $1,495,458 ($1,373,591 in governmental funds and $121,867 in internal service funds) of prepaid items as of June 30, 2010. See independent auditors' report. 48 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #1- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) KA Fctimatac The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that effect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. N. Use of Restricted Resources When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, and then unrestricted resources as they are needed. NOTE #2 — CASH AND INVESTMENTS Cash and investments as of June 30, 2010, are classified in the accompanying financial statements as follows- Government - Wide Statement of Net Assets Total cash and investments $ 40,615,724 Cash and investments as of June 30, 2010 consist of the following: Petty Cash $ 2,500 Deposits with Financial Institutions 2,699,972 Investments 37,913,252 Total cash and investments 40.615.724 Investments Authorized by the California Government Code and the City of Rancho Palos Verdes' Investment Policy The table below identifies the investment types that are authorized for the City of Rancho Palos Verdes by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City's investment policy, See independent auditors' report. 49 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #2 — CASH AND INVESTMENTS (continued) where more restrictive) that address interest rate risk, credit risk, and concentration of credit risk Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by purchasing a combination of U.S. Treasury securities and investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City's investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Remaining Maximum Maturity (in Months) Amount or Maximum Investment Type Maximum Percent of in One Authorized Investment Type Maturity Portfolio Issuer U.S. Treasury Obligations 3 years None None Negotiable Certificates of Deposit 5 years 30% None Repurchase Agreements 7 days 15% None Money Market Mutual Funds N/A 15% 15% Local Agency Investment Fund (LAIF) N/A None None Money Market Savings/Demand Deposits N/A $5 million 15% Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, there is a greater sensitivity of its fair value to changes in market interest rates. The City manages its exposure to interest rate risk by purchasing a combination of U.S. Treasury securities and investing with the Local Agency Investment Fund (LAIF) such that the portfolio provides cash flows and liquidity need for operations. The City's investment is represented by shares in the pool, which can be withdrawn in one business day. The average maturity of the pool is less than one year. Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The City's LAIF See independent auditors' report. 50 Remaining Maturity (in Months) 12 Months Investment Type or Less State Investment Pool $ 33,247,252 U.S. Treasury Securities 4,666,000 $ 37,913,252 Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The City's LAIF See independent auditors' report. 50 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #2 — CASH AND INVESTMENTS (continued) investment is not rated; and U.S. Treasury Securities are exempt from disclosure. Concentration of Credit Risk The investment policy of the City of Rancho Palos Verdes contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code. As of June 30, 2010, the City's investments in LAIF and U.S. Treasury Securities were exempt from concentration of credit risk disclosure. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker-dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City of Rancho Palos Verdes' investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The market value of the pledged securities in the collateral pool must equal at least 110 percent of the total amount deposited by the public agencies. California law also allows financial institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150 percent of the secured public deposits. The amount of the City of Rancho Palos Verdes' deposits with financial institutions in excess of federal depository insurance limits that was held in collateralized accounts where the collateral is not held specifically in the name of the City, as described above, was $2,452,184 at June 30, 2010. Investment in State Investment Pool The City of Rancho Palos Verdes is a voluntary participant in LAIF that is regulated by California Government Code Section 16429 under the oversight of See independent auditors' report. 51 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #2 — CASH AND INVESTMENTS (continued) the Treasurer of the State of California. The fair value of the City of Rancho Palos Verdes' investment in this pool is based upon the City of Rancho Palos Verdes' pro -rata share of the fair value provided by LAIF for the entire pool portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. LAIF is a governmental investment pool managed and directed by the Treasurer of the State of California and is not registered with the Securities and Exchange Commission. An oversight committee comprised of California State officials and various other participants provides oversight to the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer's office. The City is a voluntary participant in the investment pool. NOTE #3 — INTERFUND TRANSACTIONS Inter -fund balances consisted of the following at June 30, 2010: General fund cash was used to cover grant expenditures in the other Governmental Funds (CDBG and Measure A Funds) until reimbursement is received from the grant agencies. General fund cash was also used to pay the Redevelopment Agency's FY09-10 Supplemental Educational Revenue Augmentation Fund contribution required by the State. Capital Improvement Projects Fund cash was used to cover TDA Article 3 expenditures in the Bikeways Fund that are expected to be reimbursed during FY10-11. Inter -fund Advances The General Fund and Affordable Housing Capital Projects Fund have advanced the Redevelopment Agency amounts as described below: See independent auditors' report. 52 Due To Capital Improvement General Capital Project Fund Funds Totals Redevelopment Agency Debt o UL Service Fund $ 211,956 $ - $ 211,956 a) Other Governmental Funds 26,657 2,681 29,338 o Totals: $ 238,613 $ 2,681 $ 241,294 General fund cash was used to cover grant expenditures in the other Governmental Funds (CDBG and Measure A Funds) until reimbursement is received from the grant agencies. General fund cash was also used to pay the Redevelopment Agency's FY09-10 Supplemental Educational Revenue Augmentation Fund contribution required by the State. Capital Improvement Projects Fund cash was used to cover TDA Article 3 expenditures in the Bikeways Fund that are expected to be reimbursed during FY10-11. Inter -fund Advances The General Fund and Affordable Housing Capital Projects Fund have advanced the Redevelopment Agency amounts as described below: See independent auditors' report. 52 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #3 — INTERFUND TRANSACTIONS (continued) Balance Balance July 1, 2009 Additions Deletions June 30, 2010 Advances to the Redevelopment Agency $ 16,886,970 $ 2,481,908 $ - $ 19,368,878 The City has entered into an agreement to provide the RDA operating funds and staff assistance, supplies, technical and other services and facilities of the City as the RDA requires in carrying out its function under the community redevelopment law. The RDA will repay the resulting indebtedness, plus interest, from incremental property tax revenues arising from the project area, as such revenue becomes available. As of June 30, 2010, no revenue was available to the RDA to repay the advances due to the City, nor is sufficient revenue expected to be available to repay advances in the immediate future. Variable interest was accrued at a rate of 3.658 percent during the fiscal year ended June 30, 2010. Of the $17,594,675 advance, $13,561,525 relates to the Portuguese Bend portion of the RDA, while $4,033,149 relates to the Abalone Cove portion. During the year ended June 30, 2010, accrued interest of $478,553 was added to the balance of the advance to the Portuguese Bend Fund, while principal of $86,831 and accrued interest of $142,320 was advanced to the Abalone Cove Fund. No interest has ever been paid by the RDA on these advances; therefore, the interest component of the advance has been recorded as deferred revenue in the General Fund of the City. In connection with the development of the senior affordable housing project, the City agreed to advance funds to the Redevelopment Agency for use in providing financial assistance to the developer in the form of a construction loan. The balance of these advances at June 30, 2010 was $1,774,203. Inter -fund Transfers Inter -fund transfers for the year ended June 30, 2010, consisted of the following: See independent auditors' report. 53 Transfer From Other General Governmental Fund Funds Totals General Fund $ - $ 168,107 $ 168,107 0 Street Maintenance 22,000 1,078,912 1,100,912 a� Capital Improvement Projects 1,416,000 1,477,435 2,893,435 Other Governmental Funds 453,700 - 453,700 Internal Service Funds 1,575,501 - 1,575,501 Totals: $ 3,467,201 $ 2,724,454 $ 6,191,655 See independent auditors' report. 53 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #3 — INTERFUND TRANSACTIONS (continued) Transfers are used to: 1) move revenues from the fund that statute or budget requires for collection to the fund that statute or budget requires for expenditure; and 2) use unrestricted revenues collected in the General Fund to finance various programs accounted for in other funds in accordance with budgetary authorizations or grant matching requirements. NOTE #4 — CAPITAL ASSETS AND DEPRECIATION In accordance with GASB Statement No. 34, the City has reported all capital assets including infrastructure in the Government -Wide Statement of Net Assets. The City elected to use the basic reporting approach as defined by GASB Statement No. 34 for all infrastructures, whereby depreciation expense and accumulated depreciation has been recorded. The following tables present the capital assets activity for the year ended June 30, 2010. Governmental Activities Capital assets not being depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated: Building and improvements Vehicles Computer equipment Furniture, fixtures and equipment Infrastructure Roadway system Sewer system Storm drain system Parks system Total capital assets being depreciated Less accumulated depreciation for: Buildings and improvements Vehicles Computer equipment Furniture, fixtures and equipment Infrastructure Roadway system Sewer system Storm drain system Parks system Total accumulated depreciation Total capital assets being depreciated, net Governmental activities capital assets, net Beginning Ending Balance Increases Decreases Balance $ 32,139,008 $ 6,669,545 $ 38,808,553 196,174 2,684,926 $ (2,814,810) 66,290 32,335,182 9,354,471 (2,814,810) 38,874,843 9,559,574 252,059 9,811,633 299,229 (9,775) 289,454 534,442 64,955 599,397 512,517 512,517 82,674,783 3,875,452 86,550,235 25,755,463 25,755,463 13,148,416 13,148,416 6,283,651 198,377 6,482,028 138,768,075 4,390,843 (9,775) 143,149,143 (1,834,187) (220,454) (2,054,641) (157,342) (48,945) 9,775 (196,512) (505,633) (31,226) (536,859) (365,436) (39,214) (404,650) (37,190,459) (2,296,441) (39,486,900) (16,397,770) (455,109) (16,852,879) (2,466,517) (250,479) (2,716,996) (4,318,843) (124,397) (4,443,240) (63,236,187) (3,466,265) 9,775 (66,692,677) See independent auditors' report. 75,531,888 924,578 76,456,466 $ 107,867,070 $ 10,279,049 $ (2,814,810) $ 115,331,309 54 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #4 — CAPITAL ASSETS AND DEPRECIATION (continued) Depreciation expense was charged to functions/programs of the primary government as follows: Administration $ 220,454 Public Works (including depreciation of general infrastructure assets) 3,002,029 Recreation Services 124,397 Capital assets held by the City's internal service funds are charged to the various functions based on their usage of the assets 119,385 Total Depreciation Expense — Governmental Activities $3,466,265 Business -type Activities Capital assets not being depreciated: Land Construction in progress Total capital assets not being depreciated Capital assets being depreciated: Equipment Storm drain system Total capital assets being depreciated Less accumulated depreciation for Beginning Ending Balance Increases Decreases Balance $ 1,408,493 $ 1,408,493 7,419,621 $ 217,177 $(7,487,717) 149,081 8,828,114 217,177 (7,487,717) 1,557,574 11,813 11,813 3,850,856 7,487,717 11,338,573 3,862,669 7,487,717 - 11,350,386 Equipment (5,907) (2,363) (8,270) Storm drain system (208,212) (233,173) (441,385) Total accumulated depreciation (214,119) (235,536) - (449,655) $ - $ (65,000) $ 5,250,000 Total capital assets being depreciated, net 3,648,550 7,252,181 - 10,900,731 Business -type activities capital assets, net $ 12,476,664 $ 7,469,358 $(7,487,717) $ 12,458,305 Depreciation expense of $235,536 is included in the Water Quality Flood Protection enterprise fund. NOTE #5 — LONG-TERM DEBT See independent auditors' report. 55 Balance Balance Amount Due July 1, 2009 Additions Deletions June 30, 2010 in One Year RDA Tax Increment Bond $ 5,315,000 $ - $ (65,000) $ 5,250,000 $ 85,000 RDA Deferred Interest Payable 1,490,909 - (354,606) 1,136,303 - Employee Compensated Absences 315,240 228,055 (248,812) 294,483 232,429 Totals $7,121,149 $228,055 $(668,418) $ 6,680,786 $ 317,429 See independent auditors' report. 55 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #5 — LONG-TERM DEBT (continued) A. RDA Tax Increment Bond and Deferred Interest Payable In July 1991, the RDA received $10,000,000 in loan proceeds (the Loan) from the County of Los Angeles (the County) upon the County's issue of Abalone Cove Improvement Bonds 2651-M pursuant to a Reimbursement and Settlement Agreement (the Agreement), dated October 27, 1987 in connection with the Horan Lawsuit. The Loan was made for the purpose of abating the Abalone Cove landslide. The settlement Loan was secured by property assessment liens in the Abalone Cove project area. As stipulated by the parties to the Agreement, a portion of the Loan proceeds was used to repay a tax allocation and revenue anticipation promissory note issued to the County in the principal amount of $1,450,000, plus accrued interest equal to $179,244. A second portion of the proceeds was used to repay expenses advanced by the County in the amount of $135,614. A third portion was used to repay certain loans from the City to the RDA in the amount of $787,340. Per the terms of the Agreement, $1,000,000 of the proceeds was deposited in the Abalone Cove Permanent Fund of the Joint Powers Improvement Authority. The remainder of the proceeds was accounted for in the RDA's Abalone Cove Fund. Concurrent with the execution of the Agreement, the County deeded its title in the Abalone Cove Beach Park to the RDA. As part of the Agreement, the RDA is required to transfer 17 percent of tax increment revenue to the Consolidated Fire Protection District of the County and 50.9 percent of tax increment revenue for debt repayment to the County. In accordance with the Agreement, the RDA was to pay the Loan principal plus interest at 7.7654 percent over a 30 -year period that began in 1992. However, these debt payments were to be deferred 10 years until the fiscal year ended June 30, 2002. As part of the deferral arrangement, the accrued interest from the inception of the Loan through June 30, 2002, in the amount of $7,314,944, was scheduled for payment over a 20 -year period beginning in the fiscal year ended June 30, 2002 with no additional interest. The remaining balance of $10,274,119 was scheduled for payment to the County over a 20 -year period beginning in the fiscal year ended June 30, 2002, with interest at 7.7654 percent. See independent auditors' report. 56 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #5 — LONG-TERM DEBT (continued) On November 1, 1997, the City, the RDA and the County of Los Angeles entered into a Memorandum of Understanding (MOU) agreeing to restructure the repayment schedule of the debt owed to the County by the RDA. In accordance with the terms of the MOU, the $10,000,000 loan principal owed to the County was cancelled. As consideration for the loan cancellation, the RDA made a lump sum payment to the County in the amount of $4,545,000 and issued a $5,455,000 tax increment bond to the County (the RDA bond). Of the $4,545,000 lump sum payment, $2,000,000 was paid from tax increment revenue and interest earnings accumulated in the Debt Service Fund. The remaining $2,545,000 was funded by a combination of a loan from the General Fund of the City to the Agency for $1,545,000 and a net operating transfer from the Agency's Abalone Cove Capital Projects Fund to the Debt Service Fund of $1,000,000. The private property liens resulting from the formation of the bond assessment district in connection with the Reimbursement and Settlement Agreement in 1987 were discharged in accordance with the terms of the MOU. The RDA bond was issued as a conduit through the Improvement Authority to the County. No issuance costs were incurred. One hundred percent of net future tax increment revenue will fund the payment of the RDA bond debt and the deferred interest from the original Loan until paid in full. In December 1997, the County began withholding payment of the Agency's net tax increment revenue (net of the 17 percent payment to the County Fire Protection District and the 20 percent housing set-aside amount) to offset the annual principal and interest charges. The principal of the RDA bond began maturing in installments each December 2nd, commencing December 2, 2004. Interest accrues at a rate of 5 percent per annum and is payable in arrears each June 2nd and December 2nd. Additionally, both the accrued interest and deferred interest on the $10,000,000 Loan previously owed the County was retroactively recalculated from the Loan origination date at a rate of approximately 5 percent compared to 7.7654 percent per the original Agreement. The recalculated deferred interest was $3,111,400. In accordance with the MOU, the recalculated deferred interest does not accrue additional interest. As of June 30, 2010, a total of $1,975,097 in accumulated tax increment has been applied against this balance, including $354,606 applied during fiscal year 2009-10. The remaining balance at June 30, 2010, was $1,136,303. The accumulated amount of tax increment withheld over the scheduled principal and interest payment made during the life of the RDA bond is recorded in the Debt Service Fund as a prepaid item at June 30, 2010. After payment of the deferred interest, the RDA may elect to further defer payment to the County of the 50.9 percent of tax increment revenue in order to See independent auditors' report. 57 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #5 — LONG-TERM DEBT (continued) extinguish any other indebtedness of the RDA. This deferral would allow the tax increment to be available for the repayment of loans made to the RDA by the City (Note #3). In the event the deferral is elected, and the debt owed the City is fully extinguished and no other RDA indebtedness exists, the RDA will transfer all subsequent tax increment revenue to the County to fund prior deferrals of, and current payments of, the 50.9 percent of tax increment revenue required to be paid per the Settlement Agreement. The debt service schedule below summarizes all fixed principal and interest payments for the term of the RDA bond. Because the payback period for the deferred interest amount will fluctuate depending on the availability of excess tax increment revenues, no amounts have been included in the following schedule for repayment of the deferred interest. Year Ending June 30, Principal Interest Total 2011 $ 85,000 $ 260,375 $ 345,375 2012 100,000 255,750 355,750 2013 120,000 250,250 370,250 2014 135,000 243,875 378,875 2015 155,000 236,625 391,625 2016-2020 1,145,000 1,033,375 2,178,375 2021-2025 1,900,000 657,500 2,557,500 2026-2028 1,610,000 125,000 1,735,000 Totals $ 5,250,000 $ 3,062,750 $ 8,312,750 B. Employee Compensated Absences There is no fixed payment schedule for employee compensated absences. Based on historical trends, $232,429 estimated to be the amount that will be used and/or paid out during fiscal year 2010-11. NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE In the Government -Wide financial statements net assets are classified in the following categories: Invested in Capital Assets, Net of Related Debt This category groups all capital assets, including infrastructure, into one component of net assets. Accumulated depreciation on these assets reduces this See independent auditors' report. 58 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE (continued) category as does any outstanding balance on debt incurred in acquiring or constructing the capital assets. Restricted Net Assets This category presents external restrictions imposed by creditors, grantors, contributions or laws or regulations of other governments and restrictions imposed by law through constitutional provisions or enabling legislation. Unrestricted Net Assets This category represents the net assets of the City that are not externally restricted for any project or other purpose. In the Fund Financial Statements the City has established "reserves" to segregate portions of fund balance which are not appropriable for expenditure in future periods, or which are legally set aside for a specific future use. In addition, fund balance may be designated to indicate tentative plans for financial resource utilization of unreserved fund balance in a future period. The City's governmental funds reserves and designations at June 30, 2010 are presented below, followed by explanations of the nature and purpose of each reserve and designation. Street RDA Housing RDA Debt Capital Other General Maintenance Set -Aside Service Improvement Governmental Fund Fund Fund Fund Fund Funds Reserved: Reimbursement settlement agreement $ - $ $ - $ - $ $ 1,000,000 Prepaid items 813,442 1,086 540,561 18,502 Advances to other funds 6,306,376 - - 1,766,368 Long term receivables - 2,990,000 - Habitat restoration - - 43,741 Inventory 46,648 - - - Totals Reserved $ 7,166,466 $ $ 2,991,086 $ 540,561 $ $ 2,828,611 Designated: Continuing Appropriations: General fund $ 1,462,450 $ $ $ $ $ - Special revenue funds - 85,000 Capital projects funds 6,939,260 554,675 Totals Designated $ 1,462,450 $ $ $ $ 6,939,260 $ 639,675 See independent auditors' report. 59 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #6 — CLASSIFICATIONS OF NET ASSETS AND FUND BALANCE (continued) A. Reserved for Reimbursement Settlement Agreement This reserve has been established under the legal requirements of the Reimbursement Settlement Agreement (see Note #5). B. Reserved for Prepaid Items This reserve is provided to indicate that the asset carrying value is not available to spend to meet expenditures of the current year. C. Reserved for Advances to Other Funds This reserve represents the long-term portion of loans from the City's General Fund to the RDA less $11,288,299 recorded as deferred revenue (see Note #12) D. Reserved for Lonq Term Receivables The RDA sold land held for development known as the Crestridge property to the developer of an affordable senior housing project for $2,990,000. The repayment terms are based on the project's net available cash flow each year. As the timing and amounts of repayment are not yet identifiable, the fund balance is reserved for the outstanding amount of the note receivable. E. Reserved for Habitat Restoration These funds are reserved as required by the City's Natural Community Conservation Plan to provide for future habitat restoration in the City's open space preserve. F. Reserved for Inventory Fund balance has been reserved for the carrying amount of inventory held at Point Vicente Interpretive Center gift shop, as this asset is not available to satisfy the liabilities of the City. G. Designated for Continuinq Appropriations These designations are maintained for current year budget appropriations that are formally carried over into the subsequent fiscal year. See independent auditors' report. 60 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #7— PENSION AND RETIREMENT HEALTH SAVINGS PLANS Pension Plan Description The City provides a defined benefit pension plan that includes retirement and disability benefits, annual cost -of -living adjustments, and death benefits to plan members and beneficiaries. The City participates in the Miscellaneous 2.5% at 55 Risk Pool of the California Public Employee's Retirement System (CalPERS), a cost-sharing, multi-employer public employee defined benefit pension plan administered by CalPERS. CalPERS provides retirement and disability benefits, annual cost -of -living adjustments, and death benefits to plan members and beneficiaries. State statutes, within the Public Employees' Retirement Law, establish benefit provisions and other requirements. The City selects optional benefit provisions from the benefit menu by contract with CalPERS and adopts those benefits through local ordinance. Copies of the CalPERS annual financial report may be obtained from the CalPERS Executive Office at 400 P Street, Sacramento, California 95814 or downloaded from their website at www.calpers.gov. Pension Plan Funding Policy The contribution requirements of plan members are established by State statute and the employer contribution rate is established and amended by CalPERS. Active City employees are required to contribute 8% of their annual covered salary. The City pays 6.5% of the contribution for all the full-time positions, and 1% of the contribution for part-time employees. The City is required to contribute the actuarially determined remaining amounts necessary to fund the benefits for its members. The FY09-10 rate was 13.547% of covered payroll. The City's contributions to CalPERS for the years ending June 30, 2010, 2009 and 2008 were $2,475,581, $1,508,304 and $747,183, respectively, and were equal to the required contribution for each year. As a result of having less than 100 active members as of June 30, 2003, the City was required to participate in a risk pool. The City's pooled employer contribution rate is the same as the stand-alone employer contribution rate. At the time of joining the mandatory pooled plan, CalPERS established an employer side fund to account for the difference between the funded status of the pooled plan and the funded status of the City's plan. The amortization of the side fund is included in the determination of the City's annual required contribution. The funded status of the pooled plan may be obtained from CalPERS. See independent auditors' report. 61 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #7 — PENSION AND RETIREMENT HEALTH SAVINGS PLANS (continued) Retirement Health Savings Plan On November 17, 2009, the City approved the establishment of a defined contribution Retirement Health Savings Plan (the "Plan") for its full-time employees. The Plan is a Health Reimbursement Arrangement ("HRA") within Sections 105 and 106 of the Internal Revenue Code. The Plan assets are managed in a non-taxable trust as described in Section 501(c)(9) of the Internal Revenue Code. The City is the Plan Administrator, and utilizes the services of a contracted financial services provider for day-to-day administration of contributions and disbursements. The City has the authority to amend the Plan's provisions and contribution requirements. The City has no obligation to make contributions to the Plan, but as part of the annual budget process the City may elect to make contributions to the Plan. Employees are required to contribute 1% of their gross wages to their account, which is owned by the employee. During FY09-10, the City contributed a total of $162,424 to employee accounts, which included a one-time retroactive contribution of $129,316. During the same time, employees contributed a total of $18,294 to their own accounts. The City originally approved establishment of the Plan during the 2007 budget process for implementation in 2008. As the Plan did not become active until January 2010, the City Council approved a one- timeretroactive contribution equivalent to contributions that would have been made during 2008 and 2009 had the Plan been active. The Plan assets are not an asset of the City. Therefore, only the City's expense to make contributions to the Plan has been recorded in the Employee Benefits internal service fund in the City's financial statements. NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION Description of Self -Insurance Pool Pursuant to Joint Powers Agreement The City is a member of the California Joint Powers Insurance Authority (CJPIA). The CJPIA is comprised of 122 California public entities and is organized under a joint powers agreement pursuant to California Government Code section 6500 et seq. The purpose of the CJPIA is to arrange and administer programs for the pooling of self-insured losses, to purchase excess insurance or reinsurance, and to arrange for group -purchased insurance for property and other coverage. The CJPIA pool began covering claims of its members in 1978. Each member See independent auditors' report. 62 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION (continued) government has an elected official as its representative on the Board of Directors. The Board operates through a nine -member Executive Committee. Self -Insurance Programs of the CJPIA General Liability Each member government pays a primary deposit to cover estimated losses for a fiscal year (claims year). After the close of a fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Costs are allocated to members as follows: the first $30,000 of each occurrence is charged directly to the member's primary deposit; costs from $30,000 to $750,000 and the loss development reserves associated with losses up to $750,000 are pooled based on the member's share of losses under $30,000. Losses from $750,000 to $5,000,000 and the associated loss development reserves are pooled based on payroll. Costs of covered claims from $5,000,000 to $10,000,000 are paid under reinsurance policies and are subject to a $2,500,000 annual aggregate deductible. Costs of covered claims from $10,000,000 to $50,000,000 are covered through excess insurance policies. Costs of covered claims for subsidence losses are paid by excess insurance with $25,000,000 sub -limits per member per occurrence. This $25,000,000 subsidence sub -limit is composed of $10,000,000 in reinsurance and $15,000,000 in excess insurance with a $15,000,000 annual aggregate. The overall policy limit for each member including all layers of coverage is $50,000,000 per occurrence. Workers' Compensation The City also participates in the workers' compensation pool administered by CJPIA. Each member pays a primary deposit to cover estimated losses for a fiscal year (claims year). After the close of the fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Each member has a retention level of $50,000 for each loss and this is charged directly to the member's primary deposit. Losses from $50,000 to $100,000 and the loss development reserve associated with losses up to $100,000 are pooled based on the member's share of losses under $50,000. Losses from $100,000 to $2,000,000 and the loss development reserves associated with those losses are pooled based on payroll. Losses from $2,000,000 up to statutory limits are paid under an excess insurance policy. See independent auditors' report. 63 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION (continued) Administrative expenses are paid from CJPIA investment earnings. Employer's Liability losses are pooled among members to $2,000,000, coverage from $2,000,000 to $4,000,000 is purchased as part of an excess insurance policy, and losses from $4,000,000 to $10,000,000 are pooled among members. Purchased Insurance Environmental Insurance The City participates in the pollution legal liability and remediation legal liability insurance, which is available through CJPIA. The policy covers sudden and gradual pollution of scheduled property, streets, and storm drains owned by the City. Coverage is on a claims -made basis. There is a $50,000 deductible. The CJPIA has a limit of $50,000,000 for the 3 -year period from July 1, 2008 through July 1, 2011. Each member of the CJPIA has a $10,000,000 sub -limit during the 3 -year term of the policy. Property Insurance The City participates in the all-risk property protection program of the CJPIA. This insurance protection is underwritten by several insurance companies. The City's property is currently insured according to a schedule of covered property submitted by the City to the CJPIA. The City currently has all-risk property insurance protection in the amount of $13,783,100. There is a $5,000 deductible per occurrence except for non -emergency vehicle insurance which has a $1,000 deductible. Premiums for the coverage are paid annually and are not subject to retroactive adjustments. Earthquake and Flood Insurance The City purchases earthquake and flood insurance on a portion of its property. The earthquake insurance is part of the property protection insurance program of the CJPIA. The City's property currently has earthquake protection in the amount of $13,421,569. There is a deductible of 5% of value with a minimum deductible of $100,000. Premiums for the coverage are paid annually and are not subject to retroactive adjustments. See independent auditors' report. 64 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #8 — LIABILITY, INSURED PROGRAMS AND WORKERS' COMPENSATION PROTECTION (continued) Crime Insurance The City purchases crime insurance coverage in the amount of $1,000,000 with a $2,500 deductible. The fidelity coverage is provided through CJPIA. Premiums are paid annually and are not subject to retroactive adjustments. Special Event Tenant User Liability Insurance The City further protects against liability damages by requiring tenant users of certain property to purchase low-cost tenant user liability insurance for certain activities on City property. The insurance premium is paid by the tenant user and is paid to the City according to a schedule. The City then pays for the insurance. Adequacy of Protection During the past three fiscal (claims) years none of the above programs of protection have had settlements or judgments that exceeded pooled or insured coverage. There have been no significant reductions in pooled or insured liability coverage in the year ended June 30, 2010. NOTE #9 — CONTINGENCIES AND COMMITMENTS Litigation In the normal course of operations, the City has been named as a defendant in various claims and legal actions. Generally, unfavorable results of these claims and legal actions are funded through the City's participation in California Joint Powers Insurance Authority (CJPIA, see Note #8) and, as such, the City believes that the ultimate liability for these legal actions and claims will not have a material adverse effect on the City's financial statements. The City is also a defendant in legal actions for which the potential losses would not be covered through participation in CJPIA. The likelihood of an unfavorable outcome or the amount of potential losses cannot be reasonably estimated by the City for these claims at this time. In the event of an unfavorable outcome the losses would likely be material to the City's financial statements. See independent auditors' report. 65 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #9 — CONTINGENCIES AND COMMITMENTS (continued) Storm Drain Failures During the winter storms of fiscal year 2004-05 citywide emergency repairs were required, including those to repair sinkholes along Western Avenue. The City received reimbursement from the Federal Emergency Management Agency in the amount of approximately $1.2 million. Of that amount, $274,430 is currently reserved in the Capital Improvement Projects Fund. Based on a recent audit by the Department of Homeland Security's Office of Inspector General, the City may be liable to return over $900,000 to FEMA. The City strongly disagrees with the auditor's conclusions and intends to file all appropriate appeals in support of its claim that it should be allowed to retain the FEMA funds. Buildinq Moratorium There is longstanding building moratorium in the landslide area of the City. Several landowners with parcels in this area filed a lawsuit claiming an unconstitutional taking of their property due to the building moratorium and the City's adoption in 2002 of a safety standard that must be satisfied before development could occur in this area. The landowners claim that the City has made it impossible for them to satisfy the exception to the moratorium that would allow development of the parcels. Judgment was entered for the City after a three-month trial in the Superior Court. However, the California Court of Appeal reversed the trial court's decision. The landowners are seeking a trial on the issue of damages, which they assert exceed $32 million. The parties have negotiated a settlement, but the plaintiffs have refused to sign it. Trial is currently scheduled for February 2011. A liability has been accrued for the potential settlement as of June 30, 2010. The City will continue its vigorous defense of this case. NOTE #10 — PROPOSITION 1A BORROWING BY THE STATE OF CALIFORNIA Under the provisions of Proposition 1A and as part of the 2009-10 budget package passed by the California state legislature on July 28, 2009, the State of California borrowed 8% of the amount of property tax revenue, including those property taxes associated with the in -lieu motor vehicle license fee, the triple flip in lieu sales tax, and supplemental property tax, apportioned to cities, counties See independent auditors' report. 66 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #10 — PROPOSITION 1A BORROWING BY THE STATE OF CALIFORNIA (continued) and special districts (excluding redevelopment agencies). The state is required to repay this borrowing plus interest by June 30, 2013. Authorized with the 2009-10 State budget package, the Proposition 1A Securitization Program was instituted by the California Statewide Communities Development Authority ("California Communities"), a joint powers authority sponsored by the California State Association of Counties and the League of California Cities, to enable local governments to sell their Proposition 1A receivables to California Communities. Under the Securitization Program, California Communities simultaneously purchased the Proposition 1A receivables and issued bonds ("Prop 1A Bonds") to provide local agencies with cash proceeds in two equal installments, on January 15, 2010 and May 3, 2010. The purchase price paid to the local agencies equaled 100% of the amount of the property tax reduction. All transaction costs of issuance and interest were paid by the State of California. Participating local agencies have no obligation on the bonds and no credit exposure to the State. The City participated in the securitization program and accordingly property taxes have been recorded in the same manner as if the State had not exercised its rights under Proposition 1A. The receivable sale proceeds were equal to the book value and, as a result, no gain or loss was recorded. NOTE #11— PROPERTY TAXES Under California law, property taxes are assessed and collected by the counties up to one percent of assessed value, plus other increases approved by the voters. The property taxes go into a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City accrues only those taxes, which are received from the county within sixty days after year-end. Lien date Levy date Due date Collection dates NOTE #12 — DEFERRED REVENUES January 1 June 30 November 1 and February 1 December 10 and April 10 The deferred revenues in the fund financial statements of the City of Rancho Palos Verdes as of June 30, 2010 consisted of the following: See independent auditors' report. 67 CITY OF RANCHO PALOS VERDES NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 NOTE #12 — DEFERRED REVENUES (continued) General Fund Accrued interest from long-term advance to the RDA $ 11,288,300 Advance on federal grant 108,034 Revenue earned but not available 162,252 Other Governmental Funds - Long -term notes receivable from AMCAL 3,346,306 Accrued interest from long-term advance to RDA 7,835 Long-term notes receivable offset (loans expended when made) 738,333 Total Deferred Revenues $ 15,651,060 NOTE #13 — OTHER REQUIRED FUND DISCLOSURES The following fund had deficit fund balance as of June 30, 2010: Major Fund: RDA Debt Service Fund $17,256,214 The City plans to finance the fund deficit through future revenues and transfers from other funds. The following budget program had expenditures in excess of the budget for the year ended June 30, 2010, as follows: Budget General Fund Non -Departmental $0 See independent auditors' report. 68 Expenditures Excess $320,000 $320,000 SUPPLEMENTARY INFORMATION 69 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY DEBT SERVICE FUND For the year ended June 30, 2010 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Current: Administration Pass through to other agencies Debt service: Principal Interest and fiscal charges TOTAL EXPENDITURES EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND DEFICIT - BEGINNING OF YEAR FUND DEFICIT - END OF YEAR See independent auditors' report, Budgeted Amounts Original Final $ 820,900 $ 846,900 820,900 846,900 Variance with Final Budget Positive Actual (Negative) $ 862,609 $ 15,709 183 183 16,400 346,525 346,483 42 174,400 174,400 183,625 (9,225) 381,375 381,375 419,606 (38,231) 1,025,525 1,025,525 885,998 139,527 1,597,700 1,927,825 1,835,712 92,113 (776,800) (1,080,925) (972,920) 108,005 (16,283,294) (16,283,294) (16,283,294) - $ (17,060,094) $ (17,364,219) $ (17,256,214) $ 108,005 70 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL CAPITAL IMPROVEMENTS CAPITAL PROJECTS FUND For the year ended June 30, 2010 See independent auditors' report. 71 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 858,320 $ 2,804,720 $ 6,998,875 $ 4,194,155 Use of money and property 64,600 6,014,600 466,967 (5,547,633) TOTAL REVENUES 922,920 8,819,320 7,465,842 (1,353,478) EXPENDITURES: Capital Outlay Infrastructure administration 17,200 17,200 1,985 15,215 Street improvements 5,832,960 5,068,303 3,750,571 1,317,732 Parks/Trails/Open Space improvements 956,600 6,901,800 6,727,315 174,485 Sewer improvements - 17,000 4,989 12,011 TOTAL EXPENDITURES 6,806,760 12,004,303 10,484,860 1,519,443 EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER)EXPENDITURES (5,883,840) (3,184,983) (3,019,018) 165,965 OTHER FINANCING SOURCES: Transfers in 4,848,320 5,776,284 2,893,435 (2,882,849) NET CHANGE IN FUND BALANCE (1,035,520) 2,591,301 (125,583) (2,716,884) FUND BALANCE - BEGINNING OF YEAR 7,207,180 7,207,180 7,207,180 - FUND BALANCE- END OF YEAR $ 6,171,660 $ 9,798,481 $ 7,081,597 $ (2,716,884) See independent auditors' report. 71 N'y Founders Park 72 CITY OF RANCHO PALOS VERDES JUNE 30, 2010 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions Special Revenue Funds are used to account for taxes and other revenues set aside in accordance with law or administrative regulation for a specific purpose. Air Quality Management — to account for AB2766 fees received to fund programs to reduce air pollution from motor vehicles. Community Development Block Grant (CDBG) — to account for Federal Grants received from the Department of Housing and Urban Development (HUD). Community Development Block Grant Recovery Act (CDBG-R) — to account for a special one-time federal grant funded under the American Recovery and Reinvestment Act of 2009 to provide funding for infrastructure, energy efficiency, education, health care, and job creation/retention. EI Prado — to account for taxes collected to maintain and service existing and proposed improvements to the common area of the EI Prado neighborhood. Proposition A — to account for the City share of an additional one-half percent sales tax designated to fund certain public transportation orientated projects. Proposition C — to account for sales taxes received from the County and used to support public transit and related services. Measure R — to account for the half -cent sales tax approved by the Los Angeles County voters in November 2008 to meet transportation needs, including maintenance and improvement of arterial streets, traffic control, bikeway and pedestrian improvements, and public transit. Beautification — to account for monies received for the City's recycling program used for community improvement, grants and promotion of recycling. Waste Reduction — to account for AB939 fees received for state mandated waste reduction and recycling plans and programs. Public Safety Grants — to account for federal grant funds for local law enforcement supplemental services, AB3229 funds used for additional law enforcement services and public safety technology equipment. 1972 Act Landscaping and Lighting District (1972 Act) — to account for revenues and costs associated with the City's landscaping and lighting district. 73 CITY OF RANCHO PALOS VERDES JUNE 30, 2010 NONMAJOR GOVERNMENTAL FUNDS Special Revenues Fund Descriptions (continued) 1911 Act Lighting District (1911 Act) — to account for revenue and costs associated with a lighting district transferred to the "city -side" landscape and lighting district from the County in 1995. Joint Powers Improvement Authority - Portuguese Bend — to account for maintenance and repairs of landslide abatement improvements in the Portuguese Bend Project area. Habitat Restoration — to account for fees paid by developers for conservation easements to be used exclusively for habitat restoration efforts on City owned property. Subregion One Maintenance — to account for monies used to maintain public improvements and habitat areas dedicated to the City upon completion of the Subregion One residential development project also known as Oceanfront Estates. Measure A — to account for the voter approved 1992 and 1996 Measure A funds and other state and county grants used for the acquisition of open space and park improvements. Abalone Cove Sewer Assessment District — to account for property assessments used to partially pay for operation and maintenance of the Abalone Cove sewer system. Rancho Palos Verdes TV Channel — to account for donations and General Fund subsidies used to operate the City's cable television channel. Dr. Allen and Charlotte Ginsburq Cultural Arts Buildinq (Ginsburg Cultural Art Bldg) — to account for a private donation to be used for either construction of a building at the Upper Point Vicente Civic Center to be used for dancing and other cultural activities, or for the purchase of open space within the City for habitat conservation and passive recreational purposes. Donor Restricted Contributions — to account for donations received to construct or acquire recreational facilities within the City. Capital Projects Funds Descriptions Capital Projects Funds are used to account for financial resources used for the acquisition or construction of major capital facilities. 74 CITY OF RANCHO PALOS VERDES JUNE 30, 2010 NONMAJOR GOVERNMENTAL FUNDS Capital Projects Funds Descriptions (continued) Bikeways — to account for state funds that are used for the construction of bikeways and pedestrian facilities. Redevelopment Agency - Abalone Cove — to account for monies used for landslide abatement in the Abalone Cove area of the Redevelopment Agency Project Area. Environmental Excise Tax — to account for taxes received in connection with new construction within the City. Quimby — to account for developer paid fees or the dedication of land for park and recreation purposes. Affordable Housing — to account for developer paid in -lieu fees for the City to construct low and moderate income housing. Redevelopment Agency - Portuguese Bend — to account for monies used for landslide abatement in the Portuguese Bend area of the Redevelopment Agency Project Area. Utility Undergrounding — to account for the accumulation of monies transferred from the General fund, to be used for relocating utility poles and lines on arterial roadways underground, and provide residents assistance with utility undergrounding in residential areas of the City. Roadway Beautification — to account for the accumulation of monies transferred from the General and Recycling funds to be used for landscape improvements along the City's roadways. Permanent Fund Description Permanent Funds are used to account for resources legally restricted to the extent that only earnings, and not principal, may be used for purposes that support the City's programs. Joint Powers Improvement Authority - Abalone Cove — to account for monies received as part of a July 1991 Reimbursement and Settlement Agreement with the County of Los Angeles. As a part of this agreement the Authority received a 75 CITY OF RANCHO PALOS VERDES JUNE 30, 2010 NONMAJOR GOVERNMENTAL FUNDS Permanent Fund Description (continued) $1,000,000 deposit of nonexpendable principal. The interest earnings are used to pay for maintenance and repair of Abalone Cove landslide abatement improvements. 76 Public Access to the Coastline 77 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS June 30, 2010 Special Revenue Funds See independent auditors' report 78 Air Quality Management CDBG CDBG-R El Prado Proposition A ASSETS Cash and investments $ 38,364 $ - $ - $ 12,691 $ 126,639 Receivables: Taxes - - - 90 - Interest 31 - - 14 66 Notes - 433,375 - - - Other 13,014 46,100 5,138 - - Prepaid items - - - - - Advance to other funds - - - - - TOTAL ASSETS $ 51,409 $ 479,475 $ 5,138 $ 12,795 $ 126,705 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ - $ 31,239 $ 5,138 $ (55) $ 26,441 Due to other funds - 14,861 - - - Deferred revenue - 433,375 - - - TOTAL LIABILITIES - 479,475 5,138 (55) 26,441 FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - - Prepaid items - - - - - Long term advances - - - - - Habitat restoration - - - - - Unreserved: Designated for continuing appropriations: Special revenue funds - - - - - Capital projects funds - - - - - Undesignated reported in: Special revenue funds 51,409 - - 12,850 100,264 Capital projects funds - - - - - Permanent funds - - - - - TOTAL FUND BALANCES 51,409 - - 12,850 100,264 TOTAL LIABILITIES AND FUND BALANCES $ 51,409 $ 479,475 $ 5,138 $ 12,795 $ 126,705 See independent auditors' report 78 Special Revenue Funds (Continued) 247 $ 16,272 $ - $ 1,225 - - 247 16,272 - 1,225 - - 75,000 - - - 1,695,558 273,216 783,102 230,495 34,920 50,745 1,695,558 273,216 858,102 230,495 34,920 50,745 $ 1,695,558 $ 273,216 $ 858,349 $ 246,767 $ 34,920 $ 51,970 (Continued) 79 Public Waste Safety Proposition C Measure R Beautification Reduction Grants 1972 Act $ 1,692,274 $ 272,980 $ 808,175 $ 210,228 $ 27,245 $ 43,826 - - - - - 7,891 3,284 236 1,649 267 127 253 - - 48,525 36,272 7,548 - $ 1,695,558 $ 273,216 $ 858,349 $ 246,767 $ 34,920 $ 51,970 247 $ 16,272 $ - $ 1,225 - - 247 16,272 - 1,225 - - 75,000 - - - 1,695,558 273,216 783,102 230,495 34,920 50,745 1,695,558 273,216 858,102 230,495 34,920 50,745 $ 1,695,558 $ 273,216 $ 858,349 $ 246,767 $ 34,920 $ 51,970 (Continued) 79 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2010 See independent auditors' report 80 Special Revenue Funds (Continued) Joint Powers Improvement Subregion Authority Habitat One 1911 Act Portuguese Bend Restoration Maintenance ASSETS Cash and investments $ 1,671,109 $ 288,771 $ 275,044 $ 782,444 Receivables: Taxes 23,255 - - - Interest 1,907 188 149 811 Notes - - - - Other - - - - Prepaid items - - - - Advance to other funds - - - - TOTAL ASSETS $ 1,696,271 $ 288,959 $ 275,193 $ 783,255 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ 57,153 $ 5,638 $ - $ 9,335 Due to other funds - - - - Deferred revenue - - - - TOTAL LIABILITIES 57,153 5,638 - 9,335 FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - Prepaid items - - - - Long term advances - - - - Habitat restoration - - 43,741 - Unreserved: Designated for continuing appropriations: Special revenue funds - - - 10,000 Capital projects funds - - - - Undesignated reported in: Special revenue funds 1,639,118 283,321 231,452 763,920 Capital projects funds - - - - Permanent funds - - - - TOTAL FUND BALANCES 1,639,118 283,321 275,193 773,920 TOTAL LIABILITIES AND FUND BALANCES $ 1,696,271 $ 288,959 $ 275,193 $ 783,255 See independent auditors' report 80 Special Revenue Funds (Continued) $ - $ 3,860 $ 6,445 $ 11,796 - - 11,796 3,860 6,445 162,938 - - 26,657 - - 433,375 - 622,970 - - 1,310 - - 1,310 - - - - - 43,741 - - - - - 85,000 34,162 58,343 (158) 202,156 403,838 6,848,711 34,162 58,343 1,152 202,156 403,838 6,978,762 $ 45,958 $ 62,203 $ 7,597 $ 202,156 $ 403,838 $ 7,601,732 (Continued) 81 Dr. Allen and Abalone Cove Rancho Charlotte Total Sewer Palos Ginsburg Donor Special Assessment Verdes Cultural Restricted Revenue Measure A District TV Channel Arts Building Contributions Funds $ 7,440 $ 61,747 $ 6,287 $ 201,938 $ 403,392 $ 6,930,594 - 385 - - - 31,621 58 71 - 218 446 9,775 - - - - - 433,375 38,460 - - - - 195,057 - - 1,310 - - 1,310 $ 45,958 $ 62,203 $ 7,597 $ 202,156 $ 403,838 $ 7,601,732 $ - $ 3,860 $ 6,445 $ 11,796 - - 11,796 3,860 6,445 162,938 - - 26,657 - - 433,375 - 622,970 - - 1,310 - - 1,310 - - - - - 43,741 - - - - - 85,000 34,162 58,343 (158) 202,156 403,838 6,848,711 34,162 58,343 1,152 202,156 403,838 6,978,762 $ 45,958 $ 62,203 $ 7,597 $ 202,156 $ 403,838 $ 7,601,732 (Continued) 81 CITY OF RANCHO PALOS VERDES COMBINING BALANCE SHEET OTHER GOVERNMENTAL FUNDS (CONTINUED) June 30, 2010 See independent auditors' report 82 Capital Projects Funds Redevelopment Agency Abalone Environmental Affordable Bikeways Cove Excise Tax Quimby Housing ASSETS Cash and investments $ - $ 6,197 $ 722,314 $ 29,173 $ 7,007 Receivables: Taxes - - - - - Interest 15 6 1,004 32 18 Notes - - - - - Other 2,666 - - - - Prepaid items - - - - - Advance to other funds - - - - 1,774,203 TOTAL ASSETS $ 2,681 $ 6,203 $ 723,318 $ 29,205 $ 1,781,228 LIABILITIES AND FUND BALANCES LIABILITIES: Accounts payable and accrued liabilities $ - $ - $ 39,067 - Due to other funds 2,681 - - - - Deferred revenue - - - - 7,835 TOTAL LIABILITIES 2,681 - 39,067 - 7,835 FUND BALANCES: Reserved: Reimbursement settlement agreement - - - - - Prepaid items - - - - - Long term advances - - - - 1,766,368 Habitat restoration - - - - - Unreserved: Designated for continuing appropriations: Special revenue funds - - - - - Capital projects funds - - 554,675 - - Undesignated reported in: Special revenue funds - - - - - Capital projects funds - 6,203 129,576 29,205 7,025 Permanent funds - - - - - TOTAL FUND BALANCES - 6,203 684,251 29,205 1,773,393 TOTAL LIABILITIES AND FUND BALANCES $ 2,681 $ 6,203 $ 723,318 $ 29,205 $ 1,781,228 See independent auditors' report 82 Capital Projects Funds (Continued) Permanent Fund Redevelopment Total Joint Powers Total Agency Capital Improvement Other Portuguese Utility Roadway Projects Authority Governmental Bend Undergrounding Beautification Funds Abalone Cove Funds $ 549,540 $ 274,855 $ 101,956 $ 1,691,042 $ 1,334,819 $ 9,956,455 - - - - - 31,621 574 304 112 2,065 1,379 13,219 304,958 - - 304,958 - 738,333 - - - 2,666 - 197,723 17,192 - - 17,192 - 18,502 - - - 1,774,203 - 1,774,203 $ 872,264 $ 275,159 $ 102,068 $ 3,792,126 $ 1,336,198 $ 12,730,056 $ 1,502 $ - $ - $ 40,569 $ 2,975 $ 206,482 - - - 2,681 - 29,338 304,958 - - 312,793 - 746,168 306,460 - - 356,043 2,975 981,988 - - - - 1,000,000 1,000,000 17,192 - - 17,192 - 18,502 - - - 1,766,368 - 1,766,368 - - - - - 43,741 - - - - - 85,000 - - - 554,675 - 554,675 - - - - - 6,848,711 548,612 275,159 102,068 1,097,848 - 1,097,848 - - - - 333,223 333,223 565,804 275,159 102,068 3,436,083 1,333,223 11,748,068 $ 872,264 $ 275,159 $ 102,068 $ 3,792,126 $ 1,336,198 $ 12,730,056 83 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS For the year ended June 30, 2010 Special Revenue Funds EXCESS (DEFICIENCY) Air OF REVENUES OVER (UNDER) EXPENDITURES (1,367) 26,853 OTHER FINANCING SOURCES (USES): Quality Transfers in - - Transfers out - (26,847) TOTAL OTHER FINANCING Management CDBG CDBG-R El Prado Proposition A REVENUES: 6 FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 52,776 (6) Taxes $ - $ - $ - $ 1,887 $ Use of money and property 170 - - 59 459 Revenue from other agencies 98,463 247,080 51,380 - 546,618 Otherrevenues - - - - - TOTAL REVENUES 98,633 247,080 51,380 1,946 547,077 EXPENDITURES: Current: Administration - - - - - Public works 100,000 - - 234 641,707 Community development - - - - - Parks and recreation - - - - - Capital outlay - 220,227 51,380 - - TOTAL EXPENDITURES 100,000 220,227 51,380 234 641,707 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (1,367) 26,853 OTHER FINANCING SOURCES (USES): Transfers in - - Transfers out - (26,847) TOTAL OTHER FINANCING SOURCES (USES) - (26,847) NET CHANGE IN FUND BALANCES (1,367) 6 FUND BALANCES (DEFICIT) - BEGINNING OF YEAR 52,776 (6) FUND BALANCES (DEFICIT) 1,712 (94,630) - - (2,800) - - (2,800) - 1,712 (97,430) - 11,138 197,694 END OF YEAR $ 51,409 $ - $ - $ 12,850 $ 100,264 See independent auditors' report. 84 Special Revenue Funds (Continued) - - 25,803 218,650 - Public - 25,803 Waste Safety 218,650 Proposition C Measure R Beautification Reduction Grants 1972 Act $ - $ - $ - $ - $ - $ 262,418 14,084 390 7,188 223,920 380 641 453,443 272,826 - 91,120 100,000 - - - 200,220 - - - 467,527 273,216 207,408 315,040 100,380 263,059 - - 25,803 218,650 - 70,973 - 25,803 - 218,650 - 70,973 467,527 273,216 181,605 96,390 100,380 192,086 (1,336,968) - (690,754) (40,000) (100,000) (200,000) (1,336,968) - (690,754) (40,000) (100,000) (200,000) (869,441) 273,216 (509,149) 56,390 380 (7,914) 2,564,999 - 1,367,251 174,105 34,540 58,659 $ 1,695,558 $ 273,216 $ 858,102 $ 230,495 $ 34,920 $ 50,745 (Continued) 85 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2010 See independent auditors' report. 86 Special Revenue Funds (Continued) Joint Powers Improvement Subregion Authority Habitat One 1911 Act Portuguese Bend Restoration Maintenance REVENUES: Taxes $ 492,606Use of money and property 8,441 1,042 5,804 3,795 Revenue from other agencies - - - - Otherrevenues - - - - TOTAL REVENUES 501,047 1,042 5,804 3,795 EXPENDITURES: Current: Administration - - - - Public works 421,712 59,334 124,791 52,211 Community development - - - - Parks and recreation - - - - Capital outlay - - - - TOTAL EXPENDITURES 421,712 59,334 124,791 52,211 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 79,335 (58,292) (118,987) (48,416) OTHER FINANCING SOURCES (USES): Transfers in - 110,000 169,000 55,000 Transfers out (72,824) - - - TOTAL OTHER FINANCING SOURCES (USES) (72,824) 110,000 169,000 55,000 NET CHANGE IN FUND BALANCES 6,511 51,708 50,013 6,584 FUND BALANCE (DEFICIT) - BEGINNING OF YEAR 1,632,607 231,613 225,180 767,336 FUND BALANCES (DEFICIT) - END OF YEAR $ 1,639,118 $ 283,321 $ 275,193 $ 773,920 See independent auditors' report. 86 Special Revenue Funds (Continued) - - 99,122 Dr. Allen and - 99,122 - Abalone Cove Rancho Charlotte - Total - Sewer Palos Ginsburg Donor Special - Assessment Verdes Cultural Restricted Revenue Measure A District TV Channel Arts Building Contributions Funds $ - $ 46,248 $ - $ - $ - $ 803,159 234 425 (12) 1,653 1,936 270,609 49,373 - - - - 1,910,303 - 1,159 - - 399,820 601,199 49,607 47,832 (12) 1,653 401,756 3,585,270 - - 99,122 - - 99,122 - 97,783 - - - 1,813,198 - - - 300,000 - 300,000 - - - - - 271,607 - 97,783 99,122 300,000 - 2,483,927 49,607 (49,951) (99,134) (298,347) 401,756 1,101,343 - 14,700 105,000 - - 453,700 (49,373) - - - - (2,519,566) (49,373) 14,700 105,000 - - (2,065,866) 234 (35,251) 5,866 (298,347) 401,756 (964,523) 33,928 93,594 (4,714) 500,503 2,082 7,943,285 $ 34,162 $ 58,343 $ 1,152 $ 202,156 $ 403,838 $ 6,978,762 (Continued) 87 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - OTHER GOVERNMENTAL FUNDS (CONTINUED) For the year ended June 30, 2010 See independent auditors' report. 88 Capital Projects Funds Redevelopment Agency Abalone Environmental Affordable Bikeways Cove Excise Tax Quimby Housing REVENUES: TaxesUse of money and property 48 32 4,386 137 5,681 Revenue from other agencies 18,540 - - - - Otherrevenues - - 79,624 3,898 932,910 TOTAL REVENUES 18,588 32 84,010 4,035 938,591 EXPENDITURES: Current: Administration - - - - - Public works - - 52,752 - - Community development - - - - 3,531 Parks and recreation - - - - - Capital outlay - - - - - TOTAL EXPENDITURES - - 52,752 - 3,531 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES 18,588 32 31,258 4,035 935,060 OTHER FINANCING SOURCES (USES): Transfers in - - - - - Transfers out (18,588) - (186,300) - - TOTAL OTHER FINANCING SOURCES (USES) (18,588) - (186,300) - - NET CHANGE IN FUND BALANCES - 32 (155,042) 4,035 935,060 FUND BALANCES (DEFICIT) - BEGINNING OF YEAR - 6,171 839,293 25,170 838,333 FUND BALANCES (DEFICIT) - END OF YEAR $ - $ 6.203 $ 684.251 $ 29.205 $ 1.773.393 See independent auditors' report. 88 Capital Projects Funds (Continued) 2,087,975 Permanent Fund 453,700 (2,724,454) - - - (204,888) - (2,270,754) 24,763 1,389 515 810,752 (29,008) Redevelopment Total Joint Powers Total Agency Capital Improvement Other Portuguese Utility Roadway Projects Authority Governmental Bend Undergrounding Beautification Funds Abalone Cove Funds $ - $ - $ - $ - $ - $ 803,159 2,837 1,389 515 15,025 7,086 292,720 - - - 18,540 - 1,928,843 50,004 - - 1,066,436 - 1,667,635 52,841 1,389 515 1,100,001 7,086 4,692,357 - - - - - 99,122 28,078 - - 80,830 36,094 1,930,122 - - - 3,531 - 3,531 - - - - - 300,000 - - - - - 271,607 28,078 - - 84,361 36,094 2,604,382 24,763 1,389 515 1,015,640 (29,008) 2,087,975 - - - - - - - - (204,888) - 453,700 (2,724,454) - - - (204,888) - (2,270,754) 24,763 1,389 515 810,752 (29,008) (182,779) 541,041 273,770 101,553 2,625,331 1,362,231 11,930,847 $ 565,804 $ 275,159 $ 102,068 $ 3,436,083 $ 1,333,223 $ 11,748,068 89 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AIR QUALITY MANAGEMENT SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Revenue from other agencies Use of money and property TOTAL REVENUES EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 49,800 $ 99,800 $ 800 800 50,600 100,600 50,000 100,000 Variance with Final Budget Positive Actual (Negative) 98,463 $ (1,337) 170 (630) 98,633 (1,967) 100,000 - 600 600 (1,367) (1,967) 52,776 52,776 52,776 - $ 53,376 $ 53,376 $ 51,409 $ (1,967) 90 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 91 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 301,826 $ 336,826 $ 247,080 $ (89,746) EXPENDITURES: Capital outlay 274,978 309,978 220,227 89,751 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 26,848 26,848 26,853 5 OTHER FINANCING USES: Transfers out (26,848) (26,848) (26,847) 1 NET CHANGE IN FUND BALANCE - - 6 6 FUND DEFICIT - BEGINNING OF YEAR (6) (6) (6) - FUND DEFICIT - END OF YEAR $ (6) S (6) S - $ 6 See independent auditors' report. 91 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL COMMUNITY DEVELOPMENT BLOCK GRANT RECOVERY ACT REVENUE FUNK For the year ended June 30, 2010 REVENUES: Revenue from other agencies EXPENDITURES: Capital outlay EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ - $ 51,380 92 Variance with Final Budget Positive Actual (Negative) $ 51,380 $ - - 51,380 51,380 - CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL EL PRADO SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 1,870 $ 1,870 $ 160 160 2,030 2,030 11,000 11,000 Variance with Final Budget Positive Actual (Negative) 1,887 $ 17 59 (101) 1,946 (84) 234 10,766 (8,970) (8,970) 1,712 10,682 11,138 11,138 11,138 - $ 2,168 $ 2,168 $ 12,850 $ 10,682 93 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION A SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 94 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 698,923 $ 546,923 $ 546,618 $ (305) Use of money and property 1,000 1,000 459 (541) TOTAL REVENUES 699,923 547,923 547,077 (846) EXPENDITURES: Public works 670,900 670,900 641,707 29,193 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 29,023 (122,977) (94,630) 28,347 OTHER FINANCING USES: Transfers out (2,800) (69,800) (2,800) 67,000 NET CHANGE IN FUND BALANCE 26,223 (192,777) (97,430) 95,347 FUND BALANCE - BEGINNING OF YEAR 197,694 197,694 197,694 - FUND BALANCE - END OF YEAR $ 223,917 $ 4,917 $ 100,264 $ 95,347 See independent auditors' report. 94 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PROPOSITION C SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 95 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 570,384 $ 457,384 $ 453,443 $ (3,941) Use of money and property 24,900 24,900 14,084 (10,816) TOTAL REVENUES 595,284 482,284 467,527 (14,757) OTHER FINANCING USES: Transfers out (2,259,720) (2,963,771) (1,336,968) 1,626,803 NET CHANGE IN FUND BALANCE (1,664,436) (2,481,487) (869,441) 1,612,046 FUND BALANCE - BEGINNING OF YEAR 2,564,999 2,564,999 2,564,999 - FUND BALANCE - END OF YEAR $ 900,563 $ 83,512 $ 1,695,558 $ 1,612,046 See independent auditors' report. 95 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE R SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 96 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 221,267 $ 221,267 $ 272,826 $ 51,559 Use of money and property - - 390 390 TOTAL REVENUES 221,267 221,267 273,216 51,949 FUND BALANCE - BEGINNING OF YEAR - - - - FUND BALANCE - END OF YEAR $ 221,267 $ 221,267 $ 273,216 $ 51,949 See independent auditors' report. 96 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BEAUTIFICATION SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 97 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues $ 150,000 $ 150,000 $ 200,220 $ 50,220 Use of money and property 12,900 12,900 7,188 (5,712) TOTAL REVENUES 162,900 162,900 207,408 44,508 EXPENDITURES: Public works 96,530 32,530 25,803 6,727 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 66,370 130,370 181,605 51,235 OTHER FINANCING USES: Transfers out (756,000) (1,048,000) (690,754) 357,246 NET CHANGE IN FUND BALANCE (689,630) (917,630) (509,149) 408,481 FUND BALANCE - BEGINNING OF YEAR 1,367,251 1,367,251 1,367,251 - FUND BALANCE - END OF YEAR $ 677,621 $ 449,621 $ 858,102 $ 408,481 See independent auditors' report. 97 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL WASTE REDUCTION SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 98 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Revenue from other agencies $ 65,000 $ 65,000 $ 91,120 $ 26,120 Use of money and property 72,890 221,390 223,920 2,530 TOTAL REVENUES 137,890 286,390 315,040 28,650 EXPENDITURES: Public works 174,408 284,708 218,650 66,058 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (36,518) 1,682 96,390 94,708 OTHER FINANCING USES: Transfers out (52,000) (52,000) (40,000) 12,000 NET CHANGE IN FUND BALANCE (88,518) (50,318) 56,390 106,708 FUND BALANCE- BEGINNING OF YEAR 174,105 174,105 174,105 - FUND BALANCE - END OF YEAR $ 85,587 $ 123,787 $ 230,495 $ 106,708 See independent auditors' report. 98 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PUBLIC SAFETY GRANTS SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Revenue from other agencies Use of money and property TOTAL REVENUES EXPENDITURES: Public safety EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 100,000 $ 100,000 $ Variance with Final Budget Positive Actual (Negative) 100,000 $ - 380 380 100,000 100,000 100,380 380 - 33,635 - 33,635 100,000 66,365 100,380 34,015 (100,000) (100,000) (100,000) - - (33,635) 380 34,015 34,540 34,540 34,540 - $ 34,540 $ 905 $ 34,920 $ 34,015 99 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1972 ACT SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Taxes Use of money and property TOTAL REVENUES EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 257,559 $ 257,559 $ 900 900 258,459 258,459 69,100 69,100 189,359 189,359 Variance with Final Budget Positive Actual (Negative) 262,418 $ 4,859 641 (259) 263,059 4,600 70,973 (1,873) 192,086 2,727 (200,000) (200,000) (200,000) - (10,641) (10,641) (7,914) 2,727 58,659 58,659 58,659 - $ 48,018 $ 48,018 $ 50,745 $ 2,727 100 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1911 ACT SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 101 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Taxes $ 483,100 $ 483,100 $ 492,606 $ 9,506 Use of money and property 21,700 21,700 8,441 (13,259) TOTAL REVENUES 504,800 504,800 501,047 (3,753) EXPENDITURES: Public works 493,400 493,400 421,712 71,688 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 11,400 11,400 79,335 67,935 OTHER FINANCING USES: Transfers out (84,000) (84,000) (72,824) 11,176 NET CHANGE IN FUND BALANCE (72,600) (72,600) 6,511 79,111 FUND BALANCE - BEGINNING OF YEAR 1,632,607 1,632,607 1,632,607 - FUND BALANCE- END OF YEAR $ 1,560,007 $ 1,560,007 $ 1,639,118 $ 79,111 See independent auditors' report. 101 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY PORTUGUSE BEND SPECIAL REVENUE FUNS For the year ended June 30, 2010 REVENUES: Use of money and property EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 2,820 $ 2,820 $ 1,042 $ (1,778) 138,700 138,700 59,334 79,366 (135,880) (135,880) (58,292) 77,588 110,000 110,000 110,000 - (25,880) (25,880) 51,708 77,588 231,613 231,613 231,613 - $ 205,733 $ 205,733 $ 283,321 $ 77,588 102 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL HABITAT RESTORATION SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Use of money and property EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 1,800 $ 1,800 $ 5,804 $ 4,004 124,791 194,791 124,791 70,000 (122,991) (192,991) (118,987) (65,996) 115,000 169,000 169,000 - (7,991) (23,991) 50,013 (65,996) 225,180 225,180 225,180 - $ 217,189 $ 201,189 $ 275,193 $ (65,996) 103 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL SUBREGION ONE MAINTENANCE SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Use of money and property EXPENDITURES: Public works EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 11,300 $ 11,300 $ 3,795 $ (7,505) 67,000 67,000 52,211 14,789 (55,700) (55,700) (48,416) 7,284 55,000 55,000 55,000 - (700) (700) 6,584 7,284 767,336 767,336 767,336 - $ 766,636 $ 766,636 $ 773,920 $ 7,284 104 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL MEASURE A SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Revenue from other agencies Use of money and property TOTAL REVENUES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 151,000 $ 161,913 Actual $ 49,373 234 Variance with Final Budget Positive (Negative) $ (112,540) 234 151,000 161,913 49,607 (112,306) (151,000) (161,913) (49,373) 112,540 - - 234 234 33,928 33,928 33,928 - $ 33,928 $ 33,928 $ 34,162 $ 234 105 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ABALONE COVE SEWER ASSESSMENT DISTRICT SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Taxes Other revenues Use of money and property TOTAL REVENUES EXPENDITURES: Public works Capital outlay TOTAL EXPENDITURE EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 45,650 $ 45,650 570 570 46,220 46,220 62,038 66,038 - 32,000 62,038 98,038 97,783 (31,745) - 32,000 97,783 255 (15,818) (51,818) (49,951) 1,357 10,700 10,700 14,700 4,000 (5,118) (41,118) (35,251) 5,357 93,594 93,594 93,594 - $ 88,476 $ 52,476 $ 58,343 $ 5,357 106 Variance with Final Budget Positive Actual (Negative) 46,248 $ 598 1,159 1,159 425 (145) 47,832 1,612 97,783 (31,745) - 32,000 97,783 255 (15,818) (51,818) (49,951) 1,357 10,700 10,700 14,700 4,000 (5,118) (41,118) (35,251) 5,357 93,594 93,594 93,594 - $ 88,476 $ 52,476 $ 58,343 $ 5,357 106 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL RANCHO PALOS VERDES TV CHANNEL SPECIAL REVENUE FUND For the year ended June 30, 2010 REVENUES: Other revenues Use of money and property TOTAL REVENUES EXPENDITURES: Administration EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES: Transfers in NET CHANGE IN FUND BALANCE FUND BALANCE (DEFICIT) - BEGINNING OF YEAR FUND BALANCE (DEFICIT) - END OF YEAR See independent auditors' report. Budgeted Amounts Original Filial $ 1,000 $ 1,000 160 160 1,160 1,160 Variance with Final Budget Positive Actual (Negative) $ $ (1,000) (12) (172) (12) (1,172) 84,750 99,750 99,122 628 (83,590) (98,590) (99,134) (544) 75,000 90,000 105,000 15,000 (8,590) (8,590) 5,866 14,456 (4,714) (4,714) (4,714) - $ (13,304) $ (13,304) $ 1,152 $ 14,456 107 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DR. ALLEN AND CHARLOTTE GINSBURG CULTURAL ARTS BUILDING SPECIAL REVENUE FUNK For the year ended June 30, 2010 REVENUES: Use of money and property TOTAL REVENUES EXPENDITURES: Park and recreation Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) $ 7,600 $ 7,600 $ 1,653 $ (5,947) 7,600 7,600 1,653 (5,947) - 305,439 300,000 5,439 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 7,600 (297,839) (298,347) (11,386) FUND BALANCE - BEGINNING OF YEAR 500,503 500,503 500,503 - FUND BALANCE- END OF YEAR $ 508,103 $ 202,664 $ 202,156 $ (11,386) See independent auditors' report. 108 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL DONOR RESTRICTED CONTRIBUTIONS SPECIAL REVENUE FUND For the year ended June 30, 2010 See independent auditors' report. 109 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues $ 600,000 $ 600,000 399,820 (200,180) Use of money and property - - 1,936 1,936 TOTAL REVENUES 600,000 600,000 401,756 (198,244) OTHER FINANCING USES: Transfers out (600,000) (600,000) - 600,000 NET CHANGE IN FUND BALANCE - - 401,756 401,756 FUND BALANCE - BEGINNING OF YEAR 2,082 2,082 2,082 - FUND BALANCE - END OF YEAR $ 2,082 $ 2,082 $ 403,838 $ 401,756 See independent auditors' report. 109 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BIKEWAYS CAPITAL PROJECTS FUND For the year ended June 30, 2010 REVENUES: Revenue from other agencies Use of money and property TOTAL REVENUES OTHER FINANCING USES: Transfers out NET CHANGE IN FUND BALANCE FUND BALANCE - BEGINNING OF YEAR FUND BALANCE - END OF YEAR See independent auditors' report. Budgeted Amounts Original Final $ 25,000 $ 25,000 Variance with Final Budget Positive Actual (Negative) $ 18,540 $ (6,460) 25,000 25,000 18,588 (25,000) (25,000) (18,588) 110 (6,412) 6,412 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY ABALONE COVE CAPITAL PROJECTS FUND For the year ended June 30, 2010 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 90 $ 90 $ 32 $ (58) FUND BALANCE - BEGINNING OF YEAR 6,171 6,171 6,171 - FUND BALANCE - END OF YEAR $ 6,261 $ 6,261 $ 6,203 $ (58) See independent auditors' report. ME CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ENVIRONMENTAL EXCISE TAX CAPITAL PROJECTS FUNK For the year ended June 30, 2010 See independent auditors' report. 112 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues $ 97,000 $ 97,000 $ 79,624 $ (17,376) Use of money and property 10,100 10,100 4,386 (5,714) TOTAL REVENUES 107,100 107,100 84,010 (23,090) EXPENDITURES: Public works 350,000 51,325 52,752 (1,427) EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (242,900) 55,775 31,258 (24,517) OTHER FINANCING USES: Transfers out (332,600) (332,600) (186,300) 146,300 NET CHANGE IN FUND BALANCE (575,500) (276,825) (155,042) 121,783 FUND BALANCE - BEGINNING OF YEAR 839,293 839,293 839,293 - FUND BALANCE - END OF YEAR $ 263,793 $ 562,468 $ 684,251 $ 121,783 See independent auditors' report. 112 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL QUIMBY CAPITAL PROJECTS FUND For the year ended June 30, 2010 See independent auditors' report. 113 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues $ 1,300,000 $ 1,300,000 $ 3,898 $ (1,296,102) Use of money and property - - 137 137 TOTAL REVENUES 1,300,000 1,300,000 4,035 (1,295,965) FUND BALANCE - BEGINNING OF YEAR 25,170 25,170 25,170 - FUND BALANCE- END OF YEAR $ 1,325,170 $ 1,325,170 $ 29,205 $ (1,295,965) See independent auditors' report. 113 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL AFFORDABLE HOUSING CAPITAL PROJECTS FUND For the year ended June 30, 2010 See independent auditors' report. 114 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues $ - $ 931,910 $ 932,910 $ 1,000 Use of money and property 16,600 16,600 5,681 (10,919) TOTAL REVENUES 16,600 948,510 938,591 (9,919) EXPENDITURES: Community development 12,500 12,500 3,531 8,969 Capital outlay 1,099,000 1,766,368 - 1,766,368 TOTAL EXPENDITURE 1,111,500 1,778,868 3,531 1,775,337 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (1,094,900) (830,358) 935,060 (1,785,256) FUND BALANCE - BEGINNING OF YEAR 838,333 838,333 838,333 - FUND BALANCE - END OF YEAR $ (256,567) $ 7,975 $ 1,773,393 $ (1,785,256) See independent auditors' report. 114 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL REDEVELOPMENT AGENCY PORTUGUESE BEND CAPITAL PROJECTS FUNK For the year ended June 30, 2010 See independent auditors' report. 115 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Other revenues - - 50,004 50,004 Use of money and property $ 7,300 $ 7,300 $ 2,837 $ (4,463) TOTAL REVENUES 7,300 7,300 52,841 45,541 EXPENDITURES: Public works 31,075 32,073 28,078 3,995 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (23,775) (24,773) 24,763 49,536 FUND BALANCE - BEGINNING OF YEAR 541,041 541,041 541,041 - FUND BALANCE - END OF YEAR $ 517,266 $ 516,268 $ 565,804 $ 49,536 See independent auditors' report. 115 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL UTILITY UNDERGROUNDING CAPITAL PROJECTS FUND For the year ended June 30, 2010 See independent auditors' report. 116 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 4,100 $ 4,100 $ 1,389 $ (2,711) FUND BALANCE - BEGINNING OF YEAR 273,770 273,770 273,770 - FUND BALANCE- END OF YEAR $ 277,870 $ 277,870 $ 275,159 $ (2,711) See independent auditors' report. 116 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL ROADWAY BEAUTIFICATION CAPITAL PROJECTS FUND For the year ended June 30, 2010 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 1,500 $ 1,500 $ 515 $ (985) FUND BALANCE - BEGINNING OF YEAR 101,553 101,553 101,553 - FUND BALANCE - END OF YEAR $ 103,053 $ 103,053 $ 102,068 $ (985) See independent auditors' report. 117 CITY OF RANCHO PALOS VERDES SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL JOINT POWERS IMPROVEMENT AUTHORITY ABALONE COVE PERMANENT FUND For the year ended June 30, 2010 See independent auditors' report. 118 Variance with Final Budget Budgeted Amounts Positive Original Final Actual (Negative) REVENUES: Use of money and property $ 19,500 $ 19,500 $ 7,086 $ (12,414) EXPENDITURES: Public works 108,176 108,176 36,094 72,082 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (88,676) (88,676) (29,008) 59,668 FUND BALANCE - BEGINNING OF YEAR 1,362,231 1,362,231 1,362,231 - FUND BALANCE - END OF YEAR $ 1,273,555 $ 1,273,555 $ 1,333,223 $ 59,668 See independent auditors' report. 118 CITY OF RANCHO PALOS VERDES JUNE 30, 2010 INTERNAL SERVICE FUNDS DESCRIPTIONS The Internal Service Funds are used to finance and account for goods and services provided by one City department to other City departments on a cost -reimbursement basis, including depreciation. Equipment Replacement — to account for purchases, replacement and maintenance of certain equipment items on behalf of all City departments. Building Replacement — to account for the accumulation of funds transferred from the General Fund for replacement of certain buildings on behalf of the City. Employee Benefits — to account for employee benefit costs for all employees charged to various City departments. 119 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS June 30, 2010 ASSETS CURRENT ASSETS: Cash and investments Receivables: Interest Prepaid items TOTAL CURRENT ASSETS NONCURRENT ASSETS: Capital assets: Property and equipment Accumulated depreciation TOTAL NONCURRENT ASSETS TOTAL ASSETS LIABILITIES CURRENT LIABILITIES: Due to other funds Accounts payable and accrued liabilities TOTAL LIABILITIES NET ASSETS Invested in capital assets Unrestricted TOTAL NET ASSETS See independent auditors' report. Equipment Building Employee 170,340 Replacement Replacement Benefits Totals 263,347 - - $ 2,857,924 $ 1,133,864 $ 271,790 $ 4,263,578 3,188 1,265 154 4,607 - - 121,867 121,867 2,861,112 1,135,129 393,811 4,390,052 1,401,374 - - 1,401,374 (1,138,027) - - (1,138,027) 263,347 - - 263,347 3,124,459 1,135,129 393,811 4,653,399 42,665 92,811 34,864 170,340 42,665 92,811 34,864 170,340 263,347 - - 263,347 2,818,447 1,042,318 358,947 4,219,712 $ 3,081,794 $ 1,042,318 $ 358,947 $ 4,483,059 120 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS - INTERNAL SERVICE FUNDS For the year ended June 30, 2010 OPERATING REVENUES: Charges for services OPERATING EXPENSES: Personnel services Materials and supplies Maintenance Depreciation TOTAL OPERATING EXPENSES OPERATING LOSS NONOPERATING REVENUES: Other revenues Investment income TOTAL NONOPERATING REVENUES LOSS BEFORE TRANSFERS Transfer in CHANGE IN NET ASSETS TOTAL NET ASSETS - BEGINNING OF YEAR TOTAL NET ASSETS - END OF YEAR See independent auditors' report. Equipment Building Replacement Replacement S 69,700 S - Employee Benefits Totals $ 2,126,672 S 2,196,372 - - 3,548,913 3,548,913 118,999 - - 118,999 50,320 296,995 - 347,315 119,385 - - 119,385 288,704 296,995 3,548,913 4,134,612 (219,004) (296,995) (1,422,241) (1,938,240) - 6,806 - 6,806 14,864 6,456 846 22,166 14,864 13,262 846 28,972 (204,140) (283,733) (1,421,395) (1,909,268) - - 1,575,501 1,575,501 (204,140) (283,733) 154,106 (333,767) 3,285,934 1,3 26,051 204,841 4,816, 826 $ 3,081,794 $ 1,042,318 $ 358,947 $ 4,483,059 121 CITY OF RANCHO PALOS VERDES COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For the year ended June 30, 2010 See independent auditors' report. 122 Equipment Building Employee Replacement Replacement Benefits Totals CASH FLOWS FROM OPERATING ACTIVITIES: Receipts from interfiind services provided $ 69,700 $ - $ 2,126,672 $ 2,196,372 Payments to suppliers (215,975) (246,619) (462,594) Payments to employees - - (3,089,019) (3,089,019) NET CASH USED BY OPERATING ACTIVITIES (146,275) (246,619) (962,347) (1,355,241) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition and constriction of capital assets (64,955) - - (64,955) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES: Receipts from other hinds - 6,806 1,233,362 1,240,168 CASH FLOWS FROM INVESTING ACTIVITIES: Interest and dividends 19,633 8,797 775 29,205 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (191,597) (231,016) 271,790 (150,823) CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR 3,049,521 1,364,880 - 4,414,401 CASH AND CASH EQUIVALENTS - END OF YEAR $ 2,857,924 $ 1,133,864 $ 271,790 $ 4,263,578 RECONCILIATION OF OPERATING LOSS TO NET CASH USED BY OPERATING ACTIVITIES: Operating loss $ (219,004) $ (296,995) $ (1,422,241) $ (1,938,240) Adjustments to reconcile operating loss to net cash used by operating activities: Depreciation 119,385 - - 119,385 Changes in operating assets and liabilities: decrease in prepaid items - - 408,641 408,641 Increase (decrease) in accrued liabilities (46,656) 50,376 51,253 54,973 NET CASH USED BY OPERATING ACTIVITIES $ (146,275) $ (246,619) $ (962,347) $ (1,355,241) See independent auditors' report. 122 STATISTICAL SECTION 123 lit STATISTICAL SECTION This part of the City of Rancho Palos Verdes' comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city's overall financial health. Contents Page Financial Trends 126 These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. Revenue Capacity 133 These schedules contain information to help the reader assess the City's most significant local revenue source, property tax. Debt Capacity 137 These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the city's ability to issue additional debt in the future. The City does not have general bond indebtedness or debt issued with pledged revenue. Demographic and Economic Information 140 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place. Operating Information 143 These schedules contain services and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. 125 Governmental activities Invested in capital assets, net of related debt Restricted Unrestricted Total governmental activities net assets Business -type activities Invested in capital assets, net of related debt Restricted Unrestricted Total business -type activities net assets Primary government Invested in capital assets, net of related debt Restricted Unrestricted Total primary government net assets City of Rancho Palos Verdes Net Assets by Component Last Nine Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 $ 93,636 $ 94,895 $ 92,499 $ 94,023 $ 109,991 $ 109,746 $ 109,376 $ 107,867 $ 115,331 10,327 10,661 11,586 12,075 12,417 12,163 1,000 1,000 1,000 13,666 13,004 14,271 15,659 16,024 17,823 30,471 31,277 31,855 $ 117,629 $ 118,560 $ 118,356 $ 121,757 $ 138,432 $ 139,732 $ 140,847 $ 140,144 $ 148,186 $ 1,311 $ 2,158 $ 5,599 $ 12,477 $ 12,458 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 126 $ 2,000 2,799 5,258 7,740 2,108 2,825 $ 2,000 $ 4,110 $ 7,416 $ 13,339 $ 14,585 $ 15,283 $ 93,636 $ 94,895 $ 92,499 $ 94,023 $ 111,302 $ 111,904 $ 114,975 $ 120,344 $ 127,789 10,327 10,661 11,586 12,075 12,417 12,163 1,000 1,000 1,000 13,666 13,004 14,271 17,659 18,823 23,081 38,211 33,385 34,680 $ 117,629 $ 118,560 $ 118,356 $ 123,757 $ 142,542 $ 147,148 $ 154,186 $ 154,729 $ 163,469 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 126 City of Rancho Palos Verdes Changes in Net Assets Last Nine Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 Expenses Governmental activities Administration $ 3,069 $ 3,294 $ 3,499 $ 4,055 $ 4,350 $ 4,953 $ 4,724 $ 6,357 $ 7,824 Public safety 2,898 3,094 3,024 3,079 3,437 3,751 4,044 4,233 4,242 Public works 7,283 7,954 7,462 9,488 9,290 9,969 9,026 10,555 13,633 Parks and recreation 687 809 948 1,065 1,659 1,439 1,396 1,605 1,826 Community development 1,916 2,170 2,296 2,223 2,060 2,631 2,441 2,697 2,550 Non -departmental - - - - - - - - 320 Interest on Long-term debt 273 273 273 272 270 271 270 268 265 Total governmental activities expenses 16,126 17,594 17,502 20,182 21,066 23,014 21,901 25,715 30,660 Business -type activities: Water Quality Flood Protection 47 271 301 437 580 Total primary government expenses $ 16,126 $ 17,594 $ 17,502 $ 20,182 $ 21,113 $ 23,285 $ 22,202 $ 26,152 $ 31,240 Program Revenues Governmental activities: Charges for services: Administration $ 157 $ 87 $ 69 $ 62 $ 35 $ 29 $ 538 $ 555 $ 681 Public safety 433 235 165 163 224 332 316 267 229 Public works 78 252 217 131 37 185 1,002 422 1,356 Parks and recreation 10 8 6 41 45 51 483 483 896 Community development 979 1,202 1,363 1,188 1,319 1,599 1,760 1,643 1,764 Operating grants and contributions 6,877 2,971 2,836 2,728 3,894 4,200 3,570 2,963 6,633 Capital grants and contributions 706 131 37 4,524 17,299 317 1,472 642 7,179 Total governmental activities program revenues 9,240 4,886 4,693 8,837 22,853 6,713 9,141 6,975 18,738 Business -type activities: Charges for services: Water Quality Flood Protection Operating grants and contributions Capital grants and contributions Total business -type activities program revenues - - - - - - - - - Total primary government program revenues $ 9,240 $ 4,886 $ 4,693 $ 8,837 $ 22,853 $ 6,713 $ 9,141 $ 6,975 $ 18,738 Net (expense)/revenue Governmental activities $ (6,886) $ (12,708) $ (12,809) $ (11,345) $ 1,787 $ (16,301) $ (12,760) $ (18,740) $ (11,922) Business -type activities - - - (47) (271) (301) (437) (580) Total primary government net expense $ (6,886) $ (12,708) $ (12,809) $ (11,345) $ 1,740 $ (16,572) $ (13,061) $ (19,177) $ (12,502) 127 General Revenues and Other Changes in Net Assets Governmental activities: Taxes Property taxes Franchise taxes Sales taxes Utility user taxes Othertaxes Investment income Other Transfers Total governmental activities Business -type activities: Investment income User Fees Other Transfers Total business -type activities Total primary government Change in Net Assets City of Rancho Palos Verdes Changes in Net Assets Last Nine Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 $ 5,253 $ 5,335 $ 5,706 $ 5,840 $ 9,621 $ 10,235 $ 10,935 $ 11,462 $ 11,431 1,139 1,087 1,275 1,307 1,454 1,512 1,599 1,709 1,711 1,093 1,003 1,205 1,276 1,214 1,381 1,056 1,053 1,246 1,812 1,832 1,851 1,901 2,191 2,271 2,329 2,267 2,395 2,744 3,495 2,867 4,545 727 363 820 690 2,667 814 371 331 594 997 1,615 1,555 631 207 (67) 517 2,481 1,283 793 2,101 300 225 307 (2,000) (2,109) (2,017) (4,719) - - 12,788 13,640 15,716 14,746 14,888 17,461 13,875 18,037 19,964 48 51 283 105 14 - 1,188 1,222 1,578 1,264 - 320 2,000 2,109 2,017 4,719 - - 2,000 2,157 3,576 6,224 1,683 1,278 $ 12,788 $ 13,640 $ 15,716 $ 16,746 $ 17,045 $ 21,037 $ 20,099 $ 19,720 $ 21,242 Governmental activities $ 5,902 $ 932 $ 2,907 $ 3,401 $ 16,675 $ 1,160 $ 1,115 $ (703) $ 8,042 Business -type activities - - - 2,000 2,110 3,305 5,923 1,246 698 Total primary government net expense $ 5,902 $ 932 $ 2,907 $ 5,401 $ 18,785 $ 4,465 $ 7,038 $ 543 $ 8,740 The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 128 City of Rancho Palos Verdes Governmental Activities Tax Revenues By Source Last Nine Fiscal Years (accrual basis of accounting) (amounts expressed in thousands) 1: Most of the Motor Vehicle In Lieu Tax is received as Property Tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 129 Utility Fiscal Property Franchise Sales Users Other Year Tax Tax Tax Tax Taxes Total 2002 $ 5,253 $ 1,139 $ 1,093 $ 1,812 $ 2,744 $ 12,041 2003 5,335 1,087 1,003 1,832 3,495 12,752 2004 5,706 1,275 1,205 1,851 2,867 12,904 2005 5,840 1,307 1,276 1,901 4,545 14,869 2006 9,621 1,454 1,214 2,191 727 ' 15,207 2007 10,235 1,512 1,381 2,271 363 15,762 2008 10,935 1,599 1,056 2,329 820 16,739 2009 11,462 1,709 1,053 2,267 690 17,181 2010 11,431 1,711 1,246 2,395 2,667 19,450 1: Most of the Motor Vehicle In Lieu Tax is received as Property Tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 129 General Fund Reserved Designated Unreserved, Undesignated Total General Fund All other Governmental Funds Reserved Designated Special Revenue Funds Capital Projects Funds Permanent Fund Debt Service Fund Unreserved, Undesignated, reported in: Special Revenue Funds Capital Projects Funds Permanent Fund Debt Service Fund Total all other Governmental Funds City of Rancho Palos Verdes Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (amounts expressed in thousands) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 $ 6,317 $ 6,571 $ 6,854 $ 6,639 $ 6,021 $ 6,165 $ 6,586 $ 6,645 $ 6,314 $ 7,166 675 876 786 1,278 1,333 1,462 7,043 7,234 9,607 14,066 14,209 13,649 14,376 12,171 10,440 10,745 $ 13,360 $ 13,805 $ 16,461 $ 20,705 $ 20,905 $ 20,690 $ 21,748 $ 20,094 $ 18,087 $ 19,373 $ 3,406 $ 11,256 $ 7,584 $ 7,229 $ 3,147 $ 3,315 $ 2,396 $ 2,724 $ 3,672 $ 6,361 615 744 1,849 1,896 411 85 10,472 2,416 2,799 3,158 4,347 6,442 7,494 75 65 4,697 4,753 5,012 5,040 5,902 6,615 6,426 7,494 7,910 6,058 332 534 2,430 3,320 2,077 1,869 1,908 3,373 1,240 443 460 418 426 329 325 371 362 333 10,477 10,915) 12,070) 12,793) 13,741) 14,873) 15,990)1( 6,823) (17,797) $ 18,575 $ 6,307 $ 2,675 $ 3,047 $ 3,033 $ 2,213 $ 1,215 $ 2,750 $ 5,347 $ 3,774 1: Prior to 2002, all Capital Projects Fund Balances were designated for future projects. 2: Prior to 2002, the Permanent Fund was reported as a Fiduciary fund. 3: Prior to 2002, the balance of long-term debt was recorded in an account group instead of the Debt Service Fund. 130 Revenues Taxes Licenses and permits Fines and forfeitures Use of money and property Charges for services Revenues from other agencies Other Revenues Total Revenues Expenditures Administration Public Safety Public Works Parks and Recreation Community Development Non -Departmental Pass Through to other agencies Capital Outlay Debt Service Principal Interest Total Expenditures Excess of Revenues over (under) Expenditures Other Financing Sources (uses) Transfers in Transfers out Bond Proceeds Advances to the Redevelopment Agency Total Other Financing Sources (uses) Net change in Fund Balances City of Rancho Palos Verdes Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (Modified Accrual basis of Accounting) (Amounts expressed in thousands) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 S 10,309 S 10,677 S 11,046 S 12,081 S 13,573 S 15,238 S 16,453 S 17,062 S 17,573 S 19,844 1,164 1,245 1,463 1,310 1,326 1,440 1,763 1,914 1,755 1,954 139 117 115 102 108 171 237 260 214 179 1,971 1,153 804 733 1,306 7,038 3,480 2,108 1,240 1,601 197 217 205 379 152 49 61 60 163 81 4,816 8,170 4,318 3,453 7,848 15,511 4,118 4,647 3,575 10,180 882 563 554 2,363 1,038 155 201 1,563 467 4,806 19,478 22,142 18,505 20,421 25,351 39,602 26,313 27,614 24,987 38,645 3,052 2,915 3,092 3,328 3,852 4,041 4,607 4,411 4,915 5,720 2,733 2,898 3,094 3,039 3,092 3,438 3,751 4,044 4,233 4,242 4,972 7,449 5,292 4,801 6,302 5,277 6,864 5,768 7,075 6,896 596 669 786 946 965 1,593 1,319 1,281 1,354 1,702 1,778 1,950 2,194 2,362 2,302 2,361 2,681 2,496 2,723 2,604 - - - - - - - - - 320 91 102 137 156 188 200 152 169 187 - 7,015 8,246 3,893 368 4,912 20,202 3,124 3,112 2,459 14,567 184 200 248 316 350 419 1,128 930 836 805 905 1,150 1,390 1,370 1,101 886 21,365 25,159 19,324 15,805 22,702 38,462 24,136 22,967 24,397 37,356 (1,887) (3,017) (819) 4,616 2,649 1,140 2,177 4,647 590 1,289 5,013 4,294 1,676 1,844 6,180 4,989 4,489 3,158 5,815 4,616 (5,165) (4,877) (1,833) (1,844) (8,180) (7,247) (6,606) (7,924) (5,815) (6,192) 855 703 (583) (157) - (2,000) (2,258) (2,117) (4,766) - (1,576) S (1>184) _L_( S (976) S 4,616 S 649 S (1>118) S 60 S (119) S 590 S (287) Cost of Assets Capitalized 11,047 4,184 379 4,623 19,465 2,800 2,764 1,895 10,866 Debt Services as a percentage of Non -Capital Expenditures 6.6% 5.5% 5.2% 6.0% 7.1% 7.7% 8.3% 6.4% 4.9% 1: The cost of assets capitalized from Governmental Fund expenditures is not available prior to Fiscal Year 2002, as the City did not implement GASB 34 until Fiscal Year 2002. 131 City of Rancho Palos Verdes General Governmental Tax Revenues By Source Last Ten Fiscal Years (Modified Accrual Basis of Accounting) (Amounts expressed in thousands) Source: City General Ledger 1: Most of the Motor Vehicle In Lieu Fees are received as property tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2000, as the City has not retained detailed general ledger information sufficient to provide tax revenue by type prior to Fiscal Year 2000. 132 Utility Fiscal Property Franchise Sales Users Other Year Tax Tax Tax Tax Taxes Total 2001 4,629 1,087 1,101 1,764 1,728 10,309 2002 4,972 1,139 1,093 1,812 1,661 10,677 2003 5,335 1,087 1,003 1,832 1,789 11,046 2004 5,706 1,275 1,205 1,851 2,044 12,081 2005 8,494 ' 1,307 1,009 1,901 862 13,573 2006 9,576 1,299 995 2,191 1,177 15,238 2007 10,385 1,511 1,020 2,272 1,265 16,453 2008 10,898 1,599 1,077 2,329 1,159 17,062 2009 11,462 1,709 1,060 2,267 1,075 17,573 2010 11,431 1,711 1,158 2,395 3,148 19,844 Source: City General Ledger 1: Most of the Motor Vehicle In Lieu Fees are received as property tax beginning in 2006. The information in this table is not available prior to Fiscal Year 2000, as the City has not retained detailed general ledger information sufficient to provide tax revenue by type prior to Fiscal Year 2000. 132 City of Rancho Palos Verdes Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (In thousands of dollars) Fiscal Estimated Direct Actual Tax Taxable Less Year Residential Commercial Industrial Other Unsecured Tax -Exempt End Property Property Property Property Property Property 2001 $ 5,065,424 $ 74,006 $ - $ 204,529 $ 18,423 $ 69,733 $ 2002 5,410,470 73,923 - 197,904 19,641 71,660 2003 5,730,464 70,475 - 191,541 21,741 73,768 2004 6,137,760 74,753 1,660 179,867 22,889 73,701 2005 * 6,530,448 76,445 1,691 317,463 22,222 218,193 2006 * 7,034,406 88,691 3,086 365,175 21,561 218,916 2007 7,548,956 111,338 3,148 513,876 20,378 226,598 2008 8,080,905 170,825 3,211 370,134 26,546 152,181 2009 8,436,947 281,813 3,275 367,999 46,858 166,268 2010 8,333,042 263,157 3,341 598,539 49,628 236,925 Taxable Assessed 5,362,382 5,701,938 6,014,221 6,416,930 6,730,076 7,294,003 7,971,098 8,499,440 8,970,624 9,010,782 Total Estimated Direct Actual Tax Taxable Rate (1) Value (2) 0.00679 $ 7,136,526 0.00787 0.00732 0.00790 0.00792 0.00789 0.00787 0.00793 0.00796 0.00637 7,588,424 8,004,026 8,539,971 8,956,722 9,707,224 10,608,336 11,311,480 11,938,555 9,515,566 Source: 2009-10 & 2006-07 County Assessor data, MuniServices, LLC *Assessed values have been revised from prior CAFR publications to comply with GASB No. 44 standards and on-going consistency in reporting methodologies. (1) Total Direct Tax Rate is represented by TRA 001-224. This percentage is City's shared portion within 1% of County's general levy. (2) Estimated Actual Value is derived from a series of calculations comparing median assessed values from 1940 to current median sale prices. Based on these calculations a factor was extrapolated and applied to current assessed values. (3) The Factor used to calculate Estimated Actual Value was calculated for 2006-07 and applied to prior years for historical purposes. 133 Factor of Taxable Assessed Value 1.33085 1.33085 1.33085 1.33085 1.33085 1.33085 1.33085 1.33085 1.33085 1.05602 Assessed Value as a Percentage of 75.14% 75.14% 75.14% 75.14% 75.14% 75.14% 75.14% 75.14% 75.14% 94.70% Fiscal Year 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 General Levy (1) 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 1.00000 Los Angeles County 0.00131 0.00113 0.00103 0.00099 0.00092 0.00080 0.00066 City of Rancho Palos Verdes Direct and Overlapping Property Tax Rates Last Ten Fiscal Years Flood Control District 0.00156 0.00107 0.00088 0.00047 0.00024 0.00005 0.00005 Metropolitan Palos Verdes Community Water Library College District District District 0.00880 0.00770 0.00670 0.00610 0.00580 0.00520 0.00470 0.00450 0.00430 0.00430 Source: 2009-10 & 2006-07 County Auditor/Controller data, MuniServices, LLC Note: Tax rates are per $100 of assessed value. Los Angeles County Auditor/Controller TRA 001-224 0.01138 0.00959 0.00970 0.00896 0.00852 0.00781 0.00731 0.01370 0.00680 0.00662 0.01600 0.01460 0.01986 0.01810 0.01430 0.02146 0.00878 0.02212 0.02311 Unified School Districts 0.05689 0.06361 0.05206 0.09191 0.10382 0.10384 0.12091 0.14310 0.14500 0.15181 (1) In 1978, California voters passed Proposition 13 which set the property tax at a 1.00% fixed amount. This 1.00% is shared by all the taxing agencies for which the subject property resides within. In addition to 1.00% fixed amount, property owners are charged taxes as a percentage of assessed property values for the payment of any voter approved bonds. 134 Total Direct & Overlapping Tax Rates 1.07994 1.09909 1.08498 1.12830 1.13738 1.13195 1.15510 1.17010 1.17817 1.18539 City of Rancho Palos Verdes Principal Property Tax Payers Last Fiscal Year and Nine Years Ago Total Taxable Value $ 9,010,782,000 Source: Los Angeles County Assessor data, MuniServices, LLC 135 100.00% $ 5,362,381,799 100.00% 2009-10 2000-01 Percentage of Percentage of Taxable Total City Taxable Taxable Total City Taxable Taxpayer Value ($) Rank Value (%) Value ($) Rank Value (%) Long Point Development LLC $ 143,871,679 1 1.60% PPC Villas RPV LLC 89,896,276 2 1.00% VHPS LLC 62,442,705 3 0.69% PV Victoria Apartments LLC 46,814,659 4 0.52% Terraces Rancho Palos Verdes LLC 35,232,103 5 0.39% Western Riviera Investors 28,496,134 6 0.32% Golden Cove LLC 26,009,990 7 0.29% COX Communication Inc. Orange 25,800,250 8 0.29% Belmont Village PRV LP 22,285,368 9 0.25% Johnson Eric C 20,101,293 10 0.22% Tridiamond LLC 13,343,138 11 0.15% Ruffin Phillip G 11,964,600 12 0.13% Gradney Stephen P 8,405,164 13 0.09% California Water Service Company 8,042,490 14 0.09% Victoria Apartments 7,781,871 15 0.09% Palos Verdes Terrace Ltd 7,623,193 16 0.08% Amdan Investment LLC Lessee 7,140,000 17 0.08% Gerts Igor & Anna 7,059,800 18 0.08% Raleigh Group One LLC 6,650,000 19 0.07% Saitta Christopher L 6,570,900 20 0.07% Ocean Trails LP 52,283,693 1 0.98% P V Victoria Apartments LLC 39,231,584 2 0.73% Connecticut General Life 27,002,052 3 0.50% RPV Associates 26,893,555 4 0.50% Western Riviera Investors 23,892,133 5 0.45% York Long Point Associates 21,155,726 6 0.39% P V Terraces Inc. 18,492,430 7 0.34% American Golf, Inc. 13,400,455 8 0.25% Gardner Theodore Il 13,175,290 9 0.25% California Water Service Company 10,263,028 10 0.19% Palos Verdes 2 LLC 9,815,000 11 0.18% Warmington PV Associates LP 7,908,883 12 0.15% Victoria Apartments 6,523,049 13 0.12% Rancho Palos Verdes Villas LLC 6,460,148 14 0.12% Braun William 6,060,000 15 0.11% Donahue Schriber Realty Group 5,817,843 16 0.11% LA Barba James G Co TR 5,112,326 17 0.10% Poster Robert D & Gina D 4,630,624 18 0.09% Briles Richard & Keanna 4,500,000 19 0.08% Bradford Edward T & Paullee G 4,360,095 20 0.08% Totals $ 585,531,613 6.50% $ 306,977,914 5.72% Total Taxable Value $ 9,010,782,000 Source: Los Angeles County Assessor data, MuniServices, LLC 135 100.00% $ 5,362,381,799 100.00% City of Rancho Palos Verdes Property Tax Levies and Collections Last Six Fiscal Years (amounts expressed in thousands) Collected within the Fiscal Year of the Lev Total Tax Fiscal Levy for Year Fiscal Year 2005 $ 4,284 2006 4,643 2007 5,078 2008 5,351 2009 6,116 2010 5,447 City of Rancho Palos Verdes Property Tax Levies and Collections Last Six Fiscal Years (amounts expressed in thousands) Collected within the Fiscal Year of the Lev Source: County Assessor Data and City General Ledger Percentage Amount of Levy $ 4,001 93.40% 4,506 97.06% 4,799 94.51% 5,316 99.35% 5,734 93.76% 4,917 90.26% Source: County Assessor Data and City General Ledger The detailed information presented in this table was not obtained by the City for fiscal years prior to 2005, and is therefore unavailable. 136 Total Collections to Date Collections in Percentage Subsequent Years Amount of Levy $ 144 $ 4,145 96.76% 36 4,542 97.83% 10 4,809 94.70% 10 5,327 99.55% 8 5,742 93.88% 8 4,925 90.41% The detailed information presented in this table was not obtained by the City for fiscal years prior to 2005, and is therefore unavailable. 136 City of Rancho Palos Verdes Ratios of Outstanding Debt by Type Last Ten Fiscal Years (Amounts expressed in thousands, except per capita amount) Source: City Financial Records 137 Governmental Activities RDA RDA Total Debt Ratio of Debt Ratio of Debt Fiscal Tax Increment Deferred Interest Primary Per to Property to Personal Year Bond Payable Government Capita Value Total Income 2001 5,455 3,111 8,566 208.19 0.12% 0.0004497% 2002 5,455 3,111 8,566 203.94 0.11% 0.0004405% 2003 5,455 3,111 8,566 202.40 0.11% 0.0004372% 2004 5,455 3,111 8,566 200.09 0.10% 0.0004322% 2005 5,450 2,469 7,919 181.94 0.09% 0.0003567% 2006 5,435 2,284 7,719 179.55 0.08% 0.0003520% 2007 5,410 2,061 7,471 173.37 0.07% 0.0003399% 2008 5,370 1,786 7,156 166.56 0.06% - 2009 5,315 1,491 6,806 159.32 0.06% 0.0003008% 2010 5,250 1,136 6,386 149.76 0.07% 0.0002838% Source: City Financial Records 137 City of Rancho Palos Verdes Direct and Overlapping Governmental Activities Debt Current Year DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT: Los Angeles County Flood Control District Metropolitan Water District Los Angeles Community College District Los Angeles Unified School District Palos Verdes Unified School District City of Rancho Palos Verdes Palos Verdes Library District Los Angeles County Regional Park and Open Space Assessment District TOTAL DIRECT AND OVERLAPPING TAX AND ASSESSMENT DEBT OVERLAPPING GENERAL FUND DEBT: Los Angeles County General Fund Obligations Los Angeles County Pension Obligations Los Angeles County Superintendent of Schools Certificates of Participation Los Angeles County Sanitation District No. 5 Authority Los Angeles County South Bay Cities Sanitation District Authority Los Angeles Unified School District Certificates of Participation TOTAL GROSS OVERLAPPING GENERAL FUND DEBT Less: Los Angeles Unified School District QZABs supported by investment fund TOTAL NET OVERLAPPING GENERAL FUND DEBT Total Debt City's Share of 6/30/2010 % Applicable (1) Debt 6/30/10 $69,610,000 0.980% $682,178 264,220,000 0.497% 1,313,173 2,365,515,000 1.701% 40,237,410 11,874,430,000 0.207% 24,580,070 87,346,983 46.824% 38,558,151 - 0.000% - 7,415,000 49.442% 3,666,124 222,660,000 0.966% 2,150,896 111,188,002 $855,695,839 0.966% $8,266,022 118,486,192 0.966% 1,144,577 13,185,458 0.966% 127,372 56,909,182 10.628% 6,048,308 9,696,146 4.455% 431,963 456,780,324 0.207% 945,535 $16,963,777 (71,833) 16,891,944 GROSS COMBINED TOTAL DEBT $128,151,779 (2) NET COMBINED TOTAL DEBT $128,079,946 (1) Percentage of overlapping agency's assessed valuation located within boundaries of the city. (2) Excludes tax and revenue anticipation notes, revenue, mortgage revenue and tax allocation bonds and non -bonded capital lease obligations. 2009-10 Assessed Valuation: 9,088,977,877 Redevelopment Incremental Valuation: 107,701,529 Adjusted Assessed Valuation: $8,981,276,348 Ratios to 2009-10 Assessed Valuation: Direct Debt 0.00% Total Direct and Overlapping Tax and Assessment Debt 1.22% Ratios to Adjusted Assessed Valuation: Gross Combined Total Debt 1.43% Net Combined Total Debt 1.43% STATE SCHOOL BUILDING AID REPAYABLE AS OF 6/30/10: $0 Source: 2009-10 California Municipal Statistical Co. 138 Debt Limit Total Net Debt applicable to limit Legal Debt Margin Total Net Debt applicable to the limit as a percentage of Debt Limit City of Rancho Palos Verdes Legal Debt Margin Information Last Ten Fiscal Years (Amounts expressed in thousands) Fiscal Year 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 $ 804,357 $ 855,291 $ 902,133 $ 962,539 $ 1,021,177 $ 1,105,647 $ 1,195,665 $ 1,274,916 $ 1,345,594 $ 1,351,617 $ 804,357 $ 855,291 $ 902,133 $ 962,539 $ 1,021,177 $ 1,105,647 $ 1,195,665 $ 1,274,916 $ 1,345,594 $ 1,351,617 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 139 Total Taxable Value (see page 133) $ 9,010,782 Debt Limit (15% of total taxable value) 1,351,617 Debt applicable to limit - Legal Debt Margin $ 1,351,617 City of Rancho Palos Verdes Demographic and Economic Statistics Last Ten Fiscal Years Source: 2009-10 MuniServices, LLC 1.) Population Projections are provided by the California Department of Finance Projections. 2.) Income Data is provided by the United States Census Data and is adjusted for inflation. 3.) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. 4.) Median Age reflects the US Census data estimation table. "Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Other school districts within the City are not included. 140 County Unemployment Rate (%) (3) 7.50% 11.60% City Unemployment Rate (%) (3) 1.50% 1.50% 1.50% 2.50% 4.00% County Population (1) 10,301,658 10,355,053 City Population (% of Countv) 0.41% 0.41% Per Capita "Public Fiscal Personal Personal Median School Year Population (l) Income (2) Income (2) Age (4) Enrollment 2000-01 41,145 1,904,766,630 46.294 44.7 - 2001-02 42,002 1,944,440,588 46.294 44.7 - 2002-03 42,322 1,959,254,668 46.294 44.7 - 2003-04 42,810 1,981,846,140 46.294 44.7 - 2004-05 43,525 2,219,905,575 51.003 43.4 - 2005-06 42,991 2,192,669,973 51.003 43.4 - 2006-07 43,092 2,197,821,276 51.003 43.4 - 2007-08 42,964 - - - - 2008-09 42,720 2,262,493,920 52.961 43.4 12,033 2009-10 42,642 2,250,346,266 52.773 44.9 11,900 Source: 2009-10 MuniServices, LLC 1.) Population Projections are provided by the California Department of Finance Projections. 2.) Income Data is provided by the United States Census Data and is adjusted for inflation. 3.) Unemployment Data is provided by the EDD's Bureau of Labor Statistics Department. 4.) Median Age reflects the US Census data estimation table. "Student Enrollment reflects the total number of students enrolled in the Palos Verdes Unified School District. Other school districts within the City are not included. 140 County Unemployment Rate (%) (3) 7.50% 11.60% City Unemployment Rate (%) (3) 1.50% 1.50% 1.50% 2.50% 4.00% County Population (1) 10,301,658 10,355,053 City Population (% of Countv) 0.41% 0.41% City of Rancho Palos Verdes Principal Sales Tax Payers Last Fiscal Year and Nine Years Ago 7 -Eleven Food Stores Food Markets Albertson's Food Centers Food Markets America's Tire Auto Parts/Repair America's Tire Auto Parts/Repair Asaka Japanese Cuisine Restaurants Blockbuster Entertainment Miscellaneous Retail Carl's Jr. Restaurant Restaurants California Do It Center B1dg.Matls-Retail Centinela Feed & Pet Supplies Inc Miscellaneous Retail Carls Jr Restaurant Restaurant Chevron Service Stations Service Stations Chevron Service Stations Service Stations Coco's Restaurants, Inc. Restaurants Cocos Restaurants Inc Restaurants Daniel J Jeldum Miscellaneous Retail Dick's Hallmark Miscellaneous Retail El Pollo Loco Inc. Restaurants El Pollo Loco Inc Restaurant Good Night Mattress Furniture/Appliance Fedex Office Miscellaneous Retail Green Hills Memorial Park,Inc. Miscellaneous Other Golden Cove Unocal 76 Svc Stn Service Stations Green Hills Mrtury-Memrl.Chapel Miscellaneous Other Golden Lotus Restaurant Restaurants Hughes Markets Food Markets Green Hills Memorial Parkinc Miscellaneous Other Intl House Of Pancakes #956 Restaurants Green Hills Mrturymemrlchapel Miscellaneous Other Jack In The Box Restaurants Hughes Markets Food Markets Kragen Auto Parts# 1649 Auto Parts/Repair Jack In The Box Restaurant Los Verdes Country Club Restaurants Kragen Auto Parts Auto Parts/Repair Marshalls #1026 Apparel Stores Los Verdes Country Club Restaurants Mobil Service Stations Service Stations Marie Callender 35 Restaurants Rolling Hills Plastics, Inc Light Industry Mobil Service Stations Service Stations Smart & Final # 306 Food Markets New York Food & Catering Restaurants Terranea Resort Restaurants Ocean Trails Golf Club Restaurants The Admiral Risty Restaurants The Admiral Risty Restaurants Trader Joe's #233 Food Markets The Brixey Corporation Office Equipment VH Property Corp. Miscellaneous Retail Trader Joe's Company Food Markets Source: SBOE data, MuniServices, LLC Top Sales Tax Producers listed in alphabetical order. 141 Employer Palos Verdes Peninsula Unified School District (1) Terranea Resort Hotel Trump National Marymount College Ralphs Keller Williams Realty Belmontcorp Ltd Green Hills Memorial Park American Golf Corp Trader Joe's Palos Verdes Peninsula Unified School District (1) Marymount College Keller Williams Realty Belmontcorp Ltd American Golf Corp Bally Total Fitness Corp Salvation Army Remax Palo Verdes Realty Pie Rise Ltd Remax Execs Subtotal of Principal Employers Total City Employment (2) City of Rancho Palos Verdes Principal Employers Current Year and Three Years Ago Source: Direct Contact with Local Businesses. l: The number shown represents the total employee count for the entire District. The District does not track employees by location. 2: Total City Employment provided by EDD Labor Force Data. Note: There is currently no agency or service that monitors employees by business located within City limits. All available information is for the greater Los Angeles area. The City is primarily a bedroom community with very little commercial activity. Data was obtained by making inquiries with the Community Development Department and the City Manager's office to determine the entities that are likely the largest employers. Then those likely employers were contacted directly to determine the number of employees. This data is not available prior to 2007. 142 2010 2007 Percentage Percentage of Total City of Total City Employees Rank Employment Employees Rank Employment 1,970 1 9.90% 730 2 3.67% 300 3 1.51% 195 4 0.98% 115 5 0.58% 112 6 0.56% 94 7 0.47% 85 8 0.43% 70 9 0.35% 54 10 0.27% 2000 1 9.09% 170 2 0.77% 112 3 0.51% 97 4 0.44% 60 5 0.27% 50 6 0.23% 43 7 0.20% 37 8 0.17% 30 9 0.14% 29 10 0.13% 3,725 18.72% 2,628 11.95% 19,900 22,000 Source: Direct Contact with Local Businesses. l: The number shown represents the total employee count for the entire District. The District does not track employees by location. 2: Total City Employment provided by EDD Labor Force Data. Note: There is currently no agency or service that monitors employees by business located within City limits. All available information is for the greater Los Angeles area. The City is primarily a bedroom community with very little commercial activity. Data was obtained by making inquiries with the Community Development Department and the City Manager's office to determine the entities that are likely the largest employers. Then those likely employers were contacted directly to determine the number of employees. This data is not available prior to 2007. 142 City of Rancho Palos Verdes Full-time Equivalent City Government Employees by Function Last Ten Fiscal Years Source: City Budget documents and Payroll records 143 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Function General Government 41 42 45 45 45 47 50 55 58 53 Recreation Part -Time 10 10 10 10 10 10 10 10 11 19 Total 51 52 55 55 55 57 60 65 69 72 Source: City Budget documents and Payroll records 143 City of Rancho Palos Verdes Operating Indicators by Function Last Nine Fiscal Years Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 2010 Function Administration Employee Resignations 4 - 5 4 4 4 8 4 9 Workers Compensation Claims 3 2 2 3 4 2 4 2 5 Liability Claims 14 14 14 18 31 14 16 13 13 Budget Adjustments 35 30 27 36 48 32 26 18 21 Business Licenses Issued 1,600 1,961 2,102 1,909 1,801 1,837 1,709 1,819 1,629 Web Site Page Views 88,888 119,104 133,481 224,777 1.3 mil 1.6 mil 701,004 3.8 mil 4.4 mil Public Safety Part I Crime Rates (per 10,000 population) 138 122 122 101 120 139 123 102 96 Public Works Solid Waste Diversion Rates 51% 57% 61% 59% 55% 56% 56% 60% 60% Pavement Rating 80 80 89 89 82 82 DNA 84.5 84.5 Parks and Recreation Park Events 1,022 915 825 780 937 770 692 825 690 Class Meetings at Parks 1,774 2,134 2,935 2,893 2,856 2,647 2,772 2,708 2,398 Docent Led Nature Hikes 54 45 80 65 62 98 91 105 103 Community Development Building Permits Processed 1,264 1,327 1,399 1,233 1,382 1,244 1,692 1,404 1,243 Plan Checks 121 150 186 208 163 164 247 226 154 Municipal Code Violations Closed 138 203 214 180 159 162 216 339 138 Source: City Departments DNA: Data Not Available The information presented in this table was not collected by the City prior to Fiscal Year 2002. 144 145 City of Rancho Palos Verdes Capital Asset Statistics by Function Last Ten Fiscal Years Fiscal Year 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Function Administration Computer Workstations DNA DNA DNA DNA 81 81 85 91 92 101 Public Safety 1 Public Works Street Miles 143 143 143 143 143 143 143 143 143 143 Traffic Signals 13 14 15 15 15 15 15 16 16 16 Parks and Recreation Parks 14 15 15 15 15 16 16 16 16 15 Community Development Vehicles Used for Inspections 3 3 3 3 3 3 3 5 5 5 Source: City Capital Asset Records DNA: Data Not Available 1: Public safety services are contracted with other agencies. The City does not own any public safety capital assets. 145 Tide Pools Aerial View