Loading...
CC SR 20171219 H - DB StevensRANCHO PALOS VERDES CITY COUNCIL AGENDA REPORT AGENDA DESCRIPTION: MEETING DATE: 12/19/2017 AGENDA HEADING: Consent Calendar Consideration and possible action to modify the scope of services and contract sum of the Contract Services Agreement with Daniel B. Stevens. RECOMMENDED COUNCIL ACTION: (1) Authorize Staff to execute the attached Change Order #1 allowing for the modified scope of services to include NCCP document review, additional edits, presentations, meetings and site visits to the existing contract with Daniel B. Stevens at an amount not to exceed $35,100; and, (2) Authorize an additional appropriation to the project in the amount of $35,100. FISCAL IMPACT: This work is included in the adopted FY17-18 municipal budget. Amount Budgeted: $123,200 Additional Appropriation: $43,800 Account Number(s): 330-400-8304-8101 ORIGINATED BY: Ron Dragoo, PE, Principal Engineer- 7 Allan Kaufman, Senior Administrative Analyst A REVIEWED BY: Elias Sassoon, PE, Director of Public WorksZ4& APPROVED BY: Doug Willmore, City Manager.....,",,,,— I ATTACHED SUPPORTING DOCUMENTS: A. Change Order #1 (page A-1) B. Daniel B. Stevens Contract (page B-1) BACKGROUND AND DISCUSSION: In July 2017, the City Council approved a contract with Daniel B. Stevens (DBS&A) to prepare the Portuguese Bend Feasibility Study Update to identify the most effective means of removing water as a contributing factor to the continuing slope failure in the area. At this time, Public Works is also requesting that the City Council consider allowing Daniel B. Stevens to work with City Staff to obtain and review the draft Natural Communities Conservation Plan (NCCP) and Habitat Conservation Plan (HCP) documents for consistency with the update to the Portuguese Bend Feasibility Study. 1 In order to integrate information and details regarding planned landslide stabilization activities into the draft NCCP and HCP plans as needed, DBS&A will develop and present an overview of proposed activities. These activities include stream channel lining, habitat engineering, groundwater extraction, horizontal drain installation and on- going maintenance. In addition, DBS&A will perform site visits, attend meetings, make presentations and review additional historical documents to supplement the initial document review for the draft Feasibility Update report preparation. Adopting Staff's recommendations will result in an additional appropriation and an authorization for Staff to execute a Contract Change Order for the review of the NCCP and HCP documents for consistency with the update to the Portuguese Bend Feasibility Study. ALTERNATIVE: In addition Staff's recommendations, the following alternative actions are available for the City Council's consideration: Take other action as deemed appropriate by the City Council. 2 E / \ 3 n > \ � M. ®~ (D \ \ \ 0 C 03 0 \ / S C 2 \ / 0 2 \_ � R I E / \ 3 n ( f \ E M. ®~ (D \ \ \ 0 C n< r / S S C 2 \ / 0 2 \_ / $ ®0 \0- \ c / ® \ ¥ } \ & ° \ CL & \ \ \ 0 \ \ n ] 2 a < / s \ / \ (D/ \ / { / CL3 / \ | 0 m ] 2 7 n ± �E \/ \ / / &2 RL E n , /5® 0 ? r : [ & / & / f \ 7 2 / \ _ / 0 ` / f » M R \ 8 \ f ± 0 § C. � CL R \ E \ CD . § { ! � p \ \ c w / \ / F" \ , ® / / / / E \ E G ®~ (D \ / r 0 C / / ) r / 3 { \ \0- \ c \ ¥ § § \ ° ± { CL & . G < n a ° r / \ 7 / s \ ! (D/ / { 0 / 2 | 2 \ / / } RL E , /5® \ ? : [ & a / f \ / \ _ / 0 ` / f M R ) 8 \ ± § s � / \ \ \ . § { ! E \ E e 3 » / E 0 E r+ § 0 �• \ 2 7 FD/ n ® m 2 / / \ \ / $ \ j \ \ / m % 7 > \ § 1+ e 3 � I@ A-1 � 0 � c A c m .(D 03 M � � m � @. rr � r+ c � � C � CL » m / / 0 0 E r+ § 0 �• \ 2 7 FD/ n ® m 2 / / \ \ / $ \ j \ \ / m % 7 > \ § 1+ e 3 � I@ A-1 � 0 � c A c m .(D 03 M � � m � @. rr � r+ c � � C � CL » m CONTRACT SERVICES AGREEMENT By and Between CITY OF RANCHO PALOS VERDES and DANIEL B. STEPHENS & ASSOCIATES, INC. 01203.0006/399807.1 As AGREEMENT FOR CONTRACT SERVICES BETWEEN THE CITY OF RANCHO PALOS VERDES AND DANIEL B. STEPHENS & ASSOCIATES, INC. THIS AGREEMENT FOR CONTRACT SERVICES (herein "Agreement") is made and entered into this 18th day of July, 2017, by and between the City of Rancho Palos Verdes, a California municipal corporation ("City") and Daniel B. Stephens & Associates, Inc., a New Mexico corporation ("Consultant"). City and Consultant are sometimes hereinafter individually referred to as "Party" and hereinafter collectively referred to as the "Parties." RECITALS A. City has sought, by issuance of a Request for Proposals or Invitation for Bids, the performance of the services defined and described particularly in Article 1 of this Agreement. B. Consultant, following submission of a proposal or bid for the performance of the services defined and described particularly in Article 1 of this Agreement, was selected by the City to perform those services. C. Pursuant to the City of Rancho Palos Verdes' Municipal Code, City has authority to enter into and execute this Agreement. D. The Parties desire to formalize the selection of Consultant for performance of those services defined and described particularly in Article 1 of this Agreement and desire that the terms of that performance be as particularly defined and described herein. OPERATIVE PROVISIONS NOW, THEREFORE, in consideration of the mutual promises and covenants made by the Parties and contained herein and other consideration, the value and adequacy of which are hereby acknowledged, the parties agree as follows: ARTICLE 1. SERVICES OF CONSULTANT 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Consultant shall provide those services specified in the "Scope of Services" attached hereto as Exhibit "A" and incorporated herein by this reference, which may be referred to herein as the "services" or "work" hereunder. As a material inducement to the City entering into this Agreement, Consultant represents and warrants that it has the qualifications, experience, and facilities necessary to properly perform the services required under this Agreement in a thorough, competent, and professional manner, and is experienced in performing the work and services contemplated herein. Consultant shall at all times faithfully, competently and to the best of its ability, experience and talent, perform all services described herein. Consultant covenants that it shall follow the highest professional standards in performing the work and services required hereunder and that all materials will be both of good quality as well as fit for the purpose intended. For purposes of this Agreement, the phrase "highest 01203.0006/399807.1 -2- professional standards" shall mean those standards of practice recognized by one or more first- class firms performing similar work under similar circumstances. 1.2 Consultant's Proposal. The Scope of Service shall include the Consultant's scope of work or bid which shall be incorporated herein by this reference as though fully set forth herein. In the event of any inconsistency between the terms of such proposal and this Agreement, the terms of this Agreement shall govern. 1.3 Compliance with Law. Consultant shall keep itself informed concerning, and shall render all services hereunder in accordance with, all ordinances, resolutions, statutes, rules, and regulations of the City and any Federal, State or local governmental entity having jurisdiction in effect at the time service is rendered. 1.4 Licenses, Permits, Fees and Assessments. Consultant shall obtain at its sole cost and expense such licenses, permits and approvals as may be required by law for the performance of the services required by this Agreement. Consultant shall have the sole obligation to pay for any fees, assessments and taxes, plus applicable penalties and interest, which may be imposed by law and arise from or are necessary for the Consultant's performance of the services required by this Agreement, and shall indemnify, defend and hold harmless City, its officers, employees or agents of City, against any such fees, assessments, taxes, penalties or interest levied, assessed or imposed against City hereunder. 1.5 Familiarity with Work. By executing this Agreement, Consultant warrants that Consultant (i) has thoroughly investigated and considered the scope of services to be performed, (ii) has carefully considered how the services should be performed, and (iii) fully understands the facilities, difficulties and restrictions attending performance of the services under this Agreement. If the services involve work upon any site, Consultant warrants that Consultant has or will investigate the site and is or will be fully acquainted with the conditions there existing, prior to commencement of services hereunder. Should the Consultant discover any latent or unknown conditions, which will materially affect the performance of the services hereunder, Consultant shall immediately inform the City of such fact and shall not proceed except at Consultant's risk until written instructions are received from the Contract Officer. 1.6 Care of Work. The Consultant shall adopt reasonable methods during the life of the Agreement to furnish continuous protection to the work, and the equipment, materials, papers, documents, 01203.0006/399807.1 -3- plans, studies and/or other components thereof to prevent losses or damages, and shall be responsible for all such damages, to persons or property, until acceptance of the work by City, except such losses or damages as may be caused by City's own negligence. 1.7 Further Responsibilities of Parties. Both parties agree to use reasonable care and diligence to perform their respective obligations under this Agreement. Both parties agree to act in good faith to execute all instruments, prepare all documents and take all actions as may be reasonably necessary to carry out the purposes of this Agreement. Unless hereafter specified, neither party shall be responsible for the service of the other. 1.8 Additional Services. City shall have the right at any time during the performance of the services, without invalidating this Agreement, to order extra work beyond that specified in the Scope of Services or make changes by altering, adding to or deducting from said work. No such extra work may be undertaken unless a written order is first given by the Contract Officer to the Consultant, incorporating therein any adjustment in (i) the Contract Sum for the actual costs of the extra work, and/or (ii) the time to perform this Agreement, which said adjustments are subject to the written approval of the Consultant. Any increase in compensation of up to ten percent (10%) of the Contract Sum or $25,000, whichever is less; or, in the time to perform of up to one hundred eighty (180) days, may be approved by the Contract Officer. Any greater increases, taken either separately or cumulatively, must be approved by the City Council. It is expressly understood by Consultant that the provisions of this Section shall not apply to services specifically set forth in the Scope of Services. Consultant hereby acknowledges that it accepts the risk that the services to be provided pursuant to the Scope of Services may be more costly or time consuming than Consultant anticipates and that Consultant shall not be entitled to additional compensation therefor. City may in its sole and absolute discretion have similar work done by other contractors. No claims for an increase in the Contract Sum or time for performance shall be valid unless the procedures established in this Section are followed. 1.9 Special Requirements. Additional terms and conditions of this Agreement, if any, which are made a part hereof are set forth in the "Special Requirements" attached hereto as Exhibit `B" and incorporated herein by this reference. In the event of a conflict between the provisions of Exhibit `B" and any other provisions of this Agreement, the provisions of Exhibit `B" shall govern. ARTICLE 2. COMPENSATION AND METHOD OF PAYMENT. 2.1 Contract Sum. 01203.0006/399807.1 so Subject to any limitations set forth in this Agreement, City agrees to pay Consultant the amounts specified in the "Schedule of Compensation" attached hereto as Exhibit "C" and incorporated herein by this reference. The total compensation, including reimbursement for actual expenses, shall not exceed One Hundred and Twenty -Three Thousand Two Hundred Dollars ($123,200) (the "Contract Sum"), unless additional compensation is approved pursuant to Section 1.8. 2.2 Method of Compensation. The method of compensation may include: (i) a lump sum payment upon completion; (ii) payment in accordance with specified tasks or the percentage of completion of the services, less contract retention; (iii) payment for time and materials based upon the Consultant's rates as specified in the Schedule of Compensation, provided that (a) time estimates are provided for the performance of sub tasks, (b) contract retention is maintained, and (c) the Contract Sum is not exceeded; or (iv) such other methods as may be specified in the Schedule of Compensation. 2.3 Reimbursable Expenses. Compensation may include reimbursement for actual and necessary expenditures for reproduction costs, telephone expenses, and travel expenses approved by the Contract Officer in advance, or actual subcontractor expenses of an approved subcontractor pursuant to Section 4.5, and only if specified in the Schedule of Compensation. The Contract Sum shall include the attendance of Consultant at all project meetings reasonably deemed necessary by the City. Coordination of the performance of the work with City is a critical component of the services. If Consultant is required to attend additional meetings to facilitate such coordination, Consultant shall not be entitled to any additional compensation for attending said meetings. 2.4 Invoices. Each month Consultant shall furnish to City an original invoice for all work performed and expenses incurred during the preceding month in a form approved by City's Director of Finance. By submitting an invoice for payment under this Agreement, Consultant is certifying compliance with all provisions of the Agreement. The invoice shall detail charges for all necessary and actual expenses by the following categories: labor (by sub -category), travel, materials, equipment, supplies, and sub -contractor contracts. Sub -contractor charges shall also be detailed by such categories. Consultant shall not invoice City for any duplicate services performed by more than one person. City shall independently review each invoice submitted by the Consultant to determine whether the work performed and expenses incurred are in compliance with the provisions of this Agreement. Except as to any charges for work performed or expenses incurred by Consultant which are disputed by City, or as provided in Section 7.3, City will use its best efforts to cause Consultant to be paid within forty-five (45) days of receipt of Consultant's correct and undisputed invoice; however, Consultant acknowledges and agrees that due to 01203.0006/399807.1 -5- City warrant run procedures, the City cannot guarantee that payment will occur within this time period. In the event any charges or expenses are disputed by City, the original invoice shall be returned by City to Consultant for correction and resubmission. Review and payment by City for any invoice provided by the Consultant shall not constitute a waiver of any rights or remedies provided herein or any applicable law. 2.5 Waiver. Payment to Consultant for work performed pursuant to this Agreement shall not be deemed to waive any defects in work performed by Consultant. ARTICLE 3. PERFORMANCE SCHEDULE 3.1 Time of Essence. Time is of the essence in the performance of this Agreement. 3.2 Schedule of Performance. Consultant shall commence the services pursuant to this Agreement upon receipt of a written notice to proceed and shall perform all services within the time period(s) established in the "Schedule of Performance" attached hereto as Exhibit "D" and incorporated herein by this reference. When requested by the Consultant, extensions to the time period(s) specified in the Schedule of Performance may be approved in writing by the Contract Officer but not exceeding one hundred eighty (180) days cumulatively. 3.3 Force Majeure. The time period(s) specified in the Schedule of Performance for performance of the services rendered pursuant to this Agreement shall be extended because of any delays due to unforeseeable causes beyond the control and without the fault or negligence of the Consultant, including, but not restricted to, acts of God or of the public enemy, unusually severe weather, fires, earthquakes, floods, epidemics, quarantine restrictions, riots, strikes, freight embargoes, wars, litigation, and/or acts of any governmental agency, including the City, if the Consultant shall within ten (10) days of the commencement of such delay notify the Contract Officer in writing of the causes of the delay. The Contract Officer shall ascertain the facts and the extent of delay, and extend the time for performing the services for the period of the enforced delay when and if in the judgment of the Contract Officer such delay is justified. The Contract Officer's determination shall be final and conclusive upon the parties to this Agreement. In no event shall Consultant be entitled to recover damages against the City for any delay in the performance of this Agreement, however caused, Consultant's sole remedy being extension of the Agreement pursuant to this Section. 3.4 Term. 01203.0006/399807.1 la Unless earlier terminated in accordance with Article 7 of this Agreement, this Agreement shall continue in full force and effect until completion of the services but not exceeding one (1) years from the date hereof, except as otherwise provided in the Schedule of Performance xhibit "D"). ARTICLE 4. COORDINATION OF WORK 4.1 Representatives and Personnel of Consultant. The following principals of Consultant ("Principals") are hereby designated as being the principals and representatives of Consultant authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: Stephen J. Cullen, PhD, PG Principal In Charge (Name) (Title) John J. Dodge, PG Project Manager (Name) (Title) It is expressly understood that the experience, knowledge, capability and reputation of the foregoing principals were a substantial inducement for City to enter into this Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Consultant and devoting sufficient time to personally supervise the services hereunder. All personnel of Consultant, and any authorized agents, shall at all times be under the exclusive direction and control of the Principals. For purposes of this Agreement, the foregoing Principals may not be replaced nor may their responsibilities be substantially reduced by Consultant without the express written approval of City. Additionally, Consultant shall utilize only competent personnel to perform services pursuant to this Agreement. Consultant shall make every reasonable effort to maintain the stability and continuity of Consultant's staff and subcontractors, if any, assigned to perform the services required under this Agreement. Consultant shall notify City of any changes in Consultant's staff and subcontractors, if any, assigned to perform the services required under this Agreement, prior to and during any such performance. 4.2 Status of Consultant. Consultant shall have no authority to bind City in any manner, or to incur any obligation, debt or liability of any kind on behalf of or against City, whether by contract or otherwise, unless such authority is expressly conferred under this Agreement or is otherwise expressly conferred in writing by City. Consultant shall not at any time or in any manner represent that Consultant or any of Consultant's officers, employees, or agents are in any manner officials, officers, employees or agents of City. Neither Consultant, nor any of Consultant's officers, employees or agents, shall obtain any rights to retirement, health care or any other benefits which may otherwise accrue to City's employees. Consultant expressly waives any claim Consultant may have to any such rights. 01203.0006/399807.1 . -7- 4.3 Contract Officer. The Contract Officer shall be Ron Dragoo or such person as may be designated by the City Manager. It shall be the Consultant's responsibility to assure that the Contract Officer is kept informed of the progress of the performance of the services and the Consultant shall refer any decisions which must be made by City to the Contract Officer. Unless otherwise specified herein, any approval of City required hereunder shall mean the approval of the Contract Officer. The Contract Officer shall have authority, if specified in writing by the City Manager, to sign all documents on behalf of the City required hereunder to carry out the terms of this Agreement. 4.4 Independent Consultant. Neither the City nor any of its employees shall have any control over the manner, mode or means by which Consultant, its agents or employees, perform the services required herein, except as otherwise set forth herein. City shall have no voice in the selection, discharge, supervision or control of Consultant's employees, servants, representatives or agents, or in fixing their number, compensation or hours of service. Consultant shall perform all services required herein as an independent contractor of City and shall remain at all times as to City a wholly independent contractor with only such obligations as are consistent with that role. Consultant shall not at any time or in any manner represent that it or any of its agents or employees are agents or employees of City. City shall not in any way or for any purpose become or be deemed to be a partner of Consultant in its business or otherwise or a joint venturer or a member of any joint enterprise with Consultant. 4.5 Prohibition Against Subcontracting or Assi ngnment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Therefore, Consultant shall not contract with any other entity to perform in whole or in part the services required hereunder without the express written approval of the City. In addition, neither this Agreement nor any interest herein may be transferred, assigned, conveyed, hypothecated or encumbered voluntarily or by operation of law, whether for the benefit of creditors or otherwise, without the prior written approval of City. Transfers restricted hereunder shall include the transfer to any person or group of persons acting in concert of more than twenty five percent (25%) of the present ownership and/or control of Consultant, taking all transfers into account on a cumulative basis. In the event of any such unapproved transfer, including any bankruptcy proceeding, this Agreement shall be void. No approved transfer shall release the Consultant or any surety of Consultant of any liability hereunder without the express consent of City. ARTICLE 5. INSURANCE AND INDEMNIFICATION 5.1 Insurance Coverages. 01203.0006/399807.1 -8- The Consultant shall procure and maintain, at its sole cost and expense, in a form and content satisfactory to City, during the entire term of this Agreement including any extension thereof, the following policies of insurance which shall cover all elected and appointed officers, employees and agents of City: (a) Commercial General Liability Insurance (Occurrence Form CG0001 or equivalent). A policy of comprehensive general liability insurance written on a per occurrence basis for bodily injury, personal injury and property damage. The policy of insurance shall be in an amount not less than $1,000,000.00 per occurrence or if a general aggregate limit is used, then the general aggregate limit shall be twice the occurrence limit. (b) Worker's Compensation Insurance. A policy of worker's compensation insurance in such amount as will fully comply with the laws of the State of California and which shall indemnify, insure and provide legal defense for the Consultant against any loss, claim or damage arising from any injuries or occupational diseases occurring to any worker employed by or any persons retained by the Consultant in the course of carrying out the work or services contemplated in this Agreement. (c) Automotive Insurance (Form CA 0001 (Ed 1/87) including "ani and endorsement CA 0025 or equivalent). A policy of comprehensive automobile liability insurance written on a per occurrence for bodily injury and property damage in an amount not less than $1,000,000. Said policy shall include coverage for owned, non -owned, leased, hired cars and any automobile. (d) Professional Liability. Professional liability insurance appropriate to the Consultant's profession. This coverage may be written on a "claims made" basis, and must include coverage for contractual liability. The professional liability insurance required by this Agreement must be endorsed to be applicable to claims based upon, arising out of or related to services performed under this Agreement. The insurance must be maintained for at least 5 consecutive years following the completion of Consultant's services or the termination of this Agreement. During this additional 5 -year period, Consultant shall annually and upon request of the City submit written evidence of this continuous coverage. (e) Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall include all of the requirements stated herein. (f) Additional Insurance. Policies of such other insurance, as may be required in the Special Requirements in Exhibit `B". 5.2 General Insurance Requirements. 01203.0006/399807.1 O M All of the above policies of insurance shall be primary insurance and shall name the City, its elected and appointed officers, employees and agents as additional insureds and any insurance maintained by City or its officers, employees or agents may apply in excess of, and not contribute with Consultant's insurance. The insurer is deemed hereof to waive all rights of subrogation and contribution it may have against the City, its officers, employees and agents and their respective insurers. Moreover, the insurance policy must specify that where the primary insured does not satisfy the self-insured retention, any additional insured may satisfy the self- insured retention. All of said policies of insurance shall provide that said insurance may not be amended or cancelled by the insurer or any party hereto without providing thirty (30) days prior written notice by certified mail return receipt requested to the City. In the event any of said policies of insurance are cancelled, the Consultant shall, prior to the cancellation date, submit new evidence of insurance in conformance with Section 5.1 to the Contract Officer. No work or services under this Agreement shall commence until the Consultant has provided the City with Certificates of Insurance, additional insured endorsement forms or appropriate insurance binders evidencing the above insurance coverages and said Certificates of Insurance or binders are approved by the City. City reserves the right to inspect complete, certified copies of and endorsements to all required insurance policies at any time. Any failure to comply with the reporting or other provisions of the policies including breaches or warranties shall not affect coverage provided to City. All certificates shall name the City as additional insured (providing the appropriate endorsement) and shall conform to the following "cancellation" notice: CANCELLATION: SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATED THEREOF, THE ISSUING COMPANY SHALL MAIL THIRTY (30) -DAY ADVANCE WRITTEN NOTICE TO CERTIFICATE HOLDER NAMED HEREIN. [to be initialed] C41ltant Initials City, its respective elected and appointed officers, directors, officials, employees, agents and volunteers are to be covered as additional insureds as respects: liability arising out of activities Consultant performs; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or any automobiles owned, leased, hired or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded to City, and their respective elected and appointed officers, officials, employees or volunteers. Consultant's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. 01203.0006/399807.1 -10- Any deductibles or self-insured retentions must be declared to and approved by City. At the option of City, either the insurer shall reduce or eliminate such deductibles or self- insured retentions as respects City or its respective elected or appointed officers, officials, employees and volunteers or the Consultant shall procure a bond guaranteeing payment of losses and related investigations, claim administration, defense expenses and claims. The Consultant agrees that the requirement to provide insurance shall not be construed as limiting in any way the extent to which the Consultant may be held responsible for the payment of damages to any persons or property resulting from the Consultant's activities or the activities of any person or persons for which the Consultant is otherwise responsible nor shall it limit the Consultant's indemnification liabilities as provided in Section 5.3. In the event the Consultant subcontracts any portion of the work in compliance with Section 4.5 of this Agreement, the contract between the Consultant and such subcontractor shall require the subcontractor to maintain the same policies of insurance that the Consultant is required to maintain pursuant to Section 5.1, and such certificates and endorsements shall be provided to City. 5.3 Indemnification. To the full extent permitted by law, Consultant agrees to indemnify, defend and hold harmless the City, its officers, employees and agents ("Indemnified Parties") against, and will hold and save them and each of them harmless from, any and all actions, either judicial, administrative, arbitration or regulatory claims, damages to persons or property, losses, costs, penalties, obligations, errors, omissions or liabilities whether actual or threatened (herein "claims or liabilities") that may be asserted or claimed by any person, firm or entity arising out of or in connection with the negligent performance of the work, operations or activities provided herein of Consultant, its officers, employees, agents, subcontractors, or invitees, or any individual or entity for which Consultant is legally liable ("indemnitors"), or arising from Consultant's or indemnitors' reckless or willful misconduct, or arising from Consultant's or indemnitors' negligent performance of or failure to perform any term, provision, covenant or condition of this Agreement, and in connection therewith: (a) Consultant will defend any action or actions filed in connection with any of said claims or liabilities and will pay all costs and expenses, including legal costs and attorneys' fees incurred in connection therewith; (b) Consultant will promptly pay any judgment rendered against the City, its officers, agents or employees for any such claims or liabilities arising out of or in connection with the negligent performance of or failure to perform such work, operations or activities of Consultant hereunder; and Consultant agrees to save and hold the City, its officers, agents, and employees harmless therefrom; (c) In the event the City, its officers, agents or employees is made a parry to any action or proceeding filed or prosecuted against Consultant for such damages or other claims arising out of or in connection with the negligent performance of or failure to perform the work, operation or activities of Consultant hereunder, Consultant agrees to pay to the City, 01203.0006/399807.1 -11- B-11 its officers, agents or employees, any and all costs and expenses incurred by the City, its officers, agents or employees in such action or proceeding, including but not limited to, legal costs and attorneys' fees. Consultant shall incorporate similar indemnity agreements with its subcontractors and if it fails to do so Consultant shall be fully responsible to indemnify City hereunder therefore, and failure of City to monitor compliance with these provisions shall not be a waiver hereof. This indemnification includes claims or liabilities arising from any negligent or wrongful act, error or omission, or reckless or willful misconduct of Consultant in the performance of professional services hereunder. The provisions of this Section do not apply to claims or liabilities occurring as a result of City's sole negligence or willful acts or omissions, but, to the fullest extent permitted by law, shall apply to claims and liabilities resulting in part from City's negligence, except that design professionals' indemnity hereunder shall be limited to claims and liabilities to the extent arising out of the negligence, recklessness or willful misconduct of the design professional. The indemnity obligation shall be binding on successors and assigns of Consultant and shall survive termination of this Agreement. 5.4 Sufficiency of Insurer. Insurance required by this Agreement shall be satisfactory only if issued by companies qualified to do business in California, rated "A" or better in the most recent edition of Best Rating Guide, The Key Rating Guide or in the Federal Register, and only if they are of a financial category Class VII or better, unless such requirements are waived by the Risk Manager of the City ("Risk Manager") due to unique circumstances. If this Agreement continues for more than 3 years duration, or in the event the risk manager determines that the work or services to be performed under this Agreement creates an increased or decreased risk of loss to the City, the Consultant agrees that the minimum limits of the insurance policies may be changed accordingly upon receipt of written notice from the Risk Manager. ARTICLE 6. RECORDS, REPORTS, AND RELEASE OF INFORMATION 6.1 Records. Consultant shall keep, and require subcontractors to keep, such ledgers, books of accounts, invoices, vouchers, canceled checks, reports, studies or other documents relating to the disbursements charged to City and services performed hereunder (the "books and records"), as shall be necessary to perform the services required by this Agreement and enable the Contract Officer to evaluate the performance of such services. Any and all such documents shall be maintained in accordance with generally accepted accounting principles and shall be complete and detailed. The Contract Officer shall have full and free access to such books and records at all times during normal business hours of City, including the right to inspect, copy, audit and make records and transcripts from such records. Such records shall be maintained for a period of three (3) years following completion of the services hereunder, and the City shall have access to such records in the event any audit is required. In the event of dissolution of Consultant's business, custody of the books and records may be given to City, and access shall be provided by Consultant's successor in interest. Notwithstanding the above, 01203.0006/399807.1 -12- B-12 the Consultant shall fully cooperate with the City in providing access to the books and records if a public records request is made and disclosure is required by law including but not limited to the California Public Records Act. 6.2 Reports. Consultant shall periodically prepare and submit to the Contract Officer such reports concerning the performance of the services required by this Agreement as the Contract Officer shall require. Consultant hereby acknowledges that the City is greatly concerned about the cost of work and services to be performed pursuant to this Agreement. For this reason, Consultant agrees that if Consultant becomes aware of any facts, circumstances, techniques, or events that may or will materially increase or decrease the cost of the work or services contemplated herein or, if Consultant is providing design services, the cost of the project being designed, Consultant shall promptly notify the Contract Officer of said fact, circumstance, technique or event and the estimated increased or decreased cost related thereto and, if Consultant is providing design services, the estimated increased or decreased cost estimate for the project being designed. 6.3 Ownership of Documents. All drawings, specifications, maps, designs, photographs, studies, surveys, data, notes, computer files, reports, records, documents and other materials (the "documents and materials") prepared by Consultant, its employees, subcontractors and agents in the performance of this Agreement shall be the property of City and shall be delivered to City upon request of the Contract Officer or upon the termination of this Agreement, and Consultant shall have no claim for further employment or additional compensation as a result of the exercise by City of its full rights of ownership use, reuse, or assignment of the documents and materials hereunder. Any use, reuse or assignment of such completed documents for other projects and/or use of uncompleted documents without specific written authorization by the Consultant will be at the City's sole risk and without liability to Consultant, and Consultant's guarantee and warranties shall not extend to such use, reuse or assignment. Consultant may retain copies of such documents for its own use. Consultant shall have the right to use the concepts embodied therein. All subcontractors shall provide for assignment to City of any documents or materials prepared by them, and in the event Consultant fails to secure such assignment, Consultant shall indemnify City for all damages resulting therefrom. Moreover, Consultant with respect to any documents and materials that may qualify as "works made for hire" as defined in 17 U.S.C. § 101, such documents and materials are hereby deemed "works made for hire" for the City. 6.4 Confidentiality and Release of Information. (a) All information gained or work product produced by Consultant in performance of this Agreement shall be considered confidential, unless such information is in the public domain or already known to Consultant. Consultant shall not release or disclose any such information or work product to persons or entities other than City without prior written authorization from the Contract Officer. 01203.0006/399807.1 -13- B-13 (b) Consultant, its officers, employees, agents or subcontractors, shall not, without prior written authorization from the Contract Officer or unless requested by the City Attorney, voluntarily provide documents, declarations, letters of support, testimony at depositions, response to interrogatories or other information concerning the work performed under this Agreement. Response to a subpoena or court order shall not be considered "voluntary" provided Consultant gives City notice of such court order or subpoena. (c) If Consultant, or any officer, employee, agent or subcontractor of Consultant, provides any information or work product in violation of this Agreement, then City shall have the right to reimbursement and indemnity from Consultant for any damages, costs and fees, including attorneys fees, caused by or incurred as a result of Consultant's conduct. (d) Consultant shall promptly notify City should Consultant, its officers, employees, agents or subcontractors be served with any summons, complaint, subpoena, notice of deposition, request for documents, interrogatories, request for admissions or other discovery request, court order or subpoena from any party regarding this Agreement and the work performed there under. City retains the right, but has no obligation, to represent Consultant or be present at any deposition, hearing or similar proceeding. Consultant agrees to cooperate fully with City and to provide City with the opportunity to review any response to discovery requests provided by Consultant. However, this right to review any such response does not imply or mean the right by City to control, direct, or rewrite said response. ARTICLE 7. ENFORCEMENT OF AGREEMENT AND TERMINATION 7.1 California Law. This Agreement shall be interpreted, construed and governed both as to validity and to performance of the parties in accordance with the laws of the State of California. Legal actions concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be instituted in the Superior Court of the County of Los Angeles, State of California, or any other appropriate court in such county, and Consultant covenants and agrees to submit to the personal jurisdiction of such court in the event of such action. In the event of litigation in a U.S. District Court, venue shall lie exclusively in the Central District of California, in the County of Los Angeles, State of California. 7.2 Disputes; Default. In the event that Consultant is in default under the terms of this Agreement, the City shall not have any obligation or duty to continue compensating Consultant for any work performed after the date of default. Instead, the City may give notice to Consultant of the default and the reasons for the default. The notice shall include the timeframe in which Consultant may cure the default. This timeframe is presumptively thirty (3 0) days, but may be extended, though not reduced, if circumstances warrant. During the period of time that Consultant is in default, the City shall hold all invoices and shall, when the default is cured, proceed with payment on the invoices. In the alternative, the City may, in its sole discretion, elect to pay some or all of the outstanding invoices during the period of default. If Consultant 01203.0006/399807.1 -14- does not cure the default, the City may take necessary steps to terminate this Agreement under this Article. Any failure on the part of the City to give notice of the Consultant's default shall not be deemed to result in a waiver of the City's legal rights or any rights arising out of any provision of this Agreement. 7.3 Retention of Funds. Consultant hereby authorizes City to deduct from any amount payable to Consultant (whether or not arising out of this Agreement) (i) any amounts the payment of which may be in dispute hereunder or which are necessary to compensate City for any losses, costs, liabilities, or damages suffered by City, and (ii) all amounts for which City may be liable to third parties, by reason of Consultant's acts or omissions in performing or failing to perform Consultant's obligation under this Agreement. In the event that any claim is made by a third party, the amount or validity of which is disputed by Consultant, or any indebtedness shall exist which shall appear to be the basis for a claim of lien, City may withhold from any payment due, without liability for interest because of such withholding, an amount sufficient to cover such claim. The failure of City to exercise such right to deduct or to withhold shall not, however, affect the obligations of the Consultant to insure, indemnify, and protect City as elsewhere provided herein. 7.4 Waiver. Waiver by any party to this Agreement of any term, condition, or covenant of this Agreement shall not constitute a waiver of any other term, condition, or covenant. Waiver by any party of any breach of the provisions of this Agreement shall not constitute a waiver of any other provision or a waiver of any subsequent breach or violation of any provision of this Agreement. Acceptance by City of any work or services by Consultant shall not constitute a waiver of any of the provisions of this Agreement. No delay or omission in the exercise of any right or remedy by a non -defaulting party on any default shall impair such right or remedy or be construed as a waiver. Any waiver by either party of any default must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. 7.5 Rights and Remedies are Cumulative. Except with respect to rights and remedies expressly declared to be exclusive in this Agreement, the rights and remedies of the parties are cumulative and the exercise by either party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the same default or any other default by the other party. 7.6 Legal Action. In addition to any other rights or remedies, either party may take legal action, in law or in equity, to cure, correct or remedy any default, to recover damages for any default, to 01203.0006/399807.1 -15- B-15 compel specific performance of this Agreement, to obtain declaratory or injunctive relief, or to obtain any other remedy consistent with the purposes of this Agreement. Notwithstanding any contrary provision herein, Consultant shall file a statutory claim pursuant to Government Code Sections 905 et seq. and 910 et seq., in order to pursue a legal action under this Agreement. 7.7 Termination Prior to Expiration of Term. This Section shall govern any termination of this Contract except as specifically provided in the following Section for termination for cause. The City reserves the right to terminate this Contract at any time, with or without cause, upon thirty (30) days' written notice to Consultant, except that where termination is due to the fault of the Consultant, the period of notice may be such shorter time as may be determined by the Contract Officer. In addition, the Consultant reserves the right to terminate this Contract at any time, with or without cause, upon sixty (60) days' written notice to City, except that where termination is due to the fault of the City, the period of notice may be such shorter time as the Consultant may determine. Upon receipt of any notice of termination, Consultant shall immediately cease all services hereunder except such as may be specifically approved by the Contract Officer. Except where the Consultant has initiated termination, the Consultant shall be entitled to compensation for all services rendered prior to the effective date of the notice of termination and for any services authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation or such as may be approved by the Contract Officer, except as provided in Section 7.3. In the event the Consultant has initiated termination, the Consultant shall be entitled to compensation only for the reasonable value of the work product actually produced hereunder. In the event of termination without cause pursuant to this Section, the terminating party need not provide the non -terminating party with the opportunity to cure pursuant to Section 7.2. 7.8 Termination for Default of Consultant. If termination is due to the failure of the Consultant to fulfill its obligations under this Agreement, City may, after compliance with the provisions of Section 7.2, take over the work and prosecute the same to completion by contract or otherwise, and the Consultant shall be liable to the extent that the total cost for completion of the services required hereunder exceeds the compensation herein stipulated (provided that the City shall use reasonable efforts to mitigate such damages), and City may withhold any payments to the Consultant for the purpose of set-off or partial payment of the amounts owed the City as previously stated. 7.9 Attorneys' Fees. If either party to this Agreement is required to initiate or defend or made a party to any action or proceeding in any way connected with this Agreement, the prevailing party in such action or proceeding, in addition to any other relief which may be granted, whether legal or equitable, shall be entitled to reasonable attorney's fees. Attorney's fees shall include attorney's fees on any appeal, and in addition a party entitled to attorney's fees shall be entitled to all other reasonable costs for investigating such action, taking depositions and discovery and all other necessary costs the court allows which are incurred in such litigation. All such 01203.00061399807.1 -16- I fees shall be deemed to have accrued on commencement of such action and shall be enforceable whether or not such action is prosecuted to judgment. ARTICLE 8. CITY OFFICERS AND EMPLOYEES: NON-DISCRIMINATION 8.1 Non-liabili , of City Officers and Employees. No officer or employee of the City shall be personally liable to the Consultant, or any successor in interest, in the event of any default or breach by the City or for any amount which may become due to the Consultant or to its successor, or for breach of any obligation of the terms of this Agreement. 8.2 Conflict of Interest. Consultant covenants that neither it, nor any officer or principal of its firm, has or shall acquire any interest, directly or indirectly, which would conflict in any manner with the interests of City or which would in any way hinder Consultant's performance of services under this Agreement. Consultant further covenants that in the performance of this Agreement, no person having any such interest shall be employed by it as an officer, employee, agent or subcontractor without the express written consent of the Contract Officer. Consultant agrees to at all times avoid conflicts of interest or the appearance of any conflicts of interest with the interests of City in the performance of this Agreement. No officer or employee of the City shall have any financial interest, direct or indirect, in this Agreement nor shall any such officer or employee participate in any decision relating to the Agreement which affects her/his financial interest or the financial interest of any corporation, partnership or association in which (s)he is, directly or indirectly, interested, in violation of any State statute or regulation. The Consultant warrants that it has not paid or given and will not pay or give any third parry any money or other consideration for obtaining this Agreement. 8.3 Covenant Against Discrimination. Consultant covenants that, by and for itself, its heirs, executors, assigns, and all persons claiming under or through them, that there shall be no discrimination against or segregation of, any person or group of persons on account of race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class in the performance of this Agreement. Consultant shall take affirmative action to insure that applicants are employed and that employees are treated during employment without regard to their race, color, creed, religion, sex, gender, sexual orientation, marital status, national origin, ancestry or other protected class. 8.4 Unauthorized Aliens. 01203.0006/399807.1 -17- B-17 Consultant hereby promises and agrees to comply with all of the provisions of the Federal Immigration and Nationality Act, 8 U.S.C. § 1101 et seq., as amended, and in connection therewith, shall not employ unauthorized aliens as defined therein. Should Consultant so employ such unauthorized aliens for the performance of work and/or services covered by this Agreement, and should any liability or sanctions be imposed against City for such use of unauthorized aliens, Consultant hereby agrees to and shall reimburse City for the cost of all such liabilities or sanctions imposed, together with any and all costs, including attorneys' fees, incurred by City. ARTICLE 9. MISCELLANEOUS PROVISIONS 9.1 _Notices. Any notice, demand, request, document, consent, approval, or communication either parry desires or is required to give to the other parry or any other person shall be in writing and either served personally or sent by prepaid, first-class mail, in the case of the City, to the City Manager and to the attention of the Contract Officer (with her/his name and City title), City of Rancho Palos Verdes, 30940 Hawthorne Blvd., Rancho Palos Verdes, California 90275 and in the case of the Consultant, to the person(s) at the address designated on the execution page of this Agreement. Either party may change its address by notifying the other party of the change of address in writing. Notice shall be deemed communicated at the time personally delivered or in seventy-two (72) hours from the time of mailing if mailed as provided in this Section. 9.2 Interpretation. The terms of this Agreement shall be construed in accordance with the meaning of the language used and shall not be construed for or against either party by reason of the authorship of this Agreement or any other rule of construction which might otherwise apply. 9.3 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed to be an original, and such counterparts shall constitute one and the same instrument. 9.4 Integration; Amendment. This Agreement including the attachments hereto is the entire, complete and exclusive expression of the understanding of the parties. It is understood that there are no oral agreements between the parties hereto affecting this Agreement and this Agreement supersedes and cancels any and all previous negotiations, arrangements, agreements and understandings, if any, between the parties, and none shall be used to interpret this Agreement. No amendment to or modification of this Agreement shall be valid unless made in writing and approved by the Consultant and by the City Council. The parties agree that this requirement for written modifications cannot be waived and that any attempted waiver shall be void. 01203.00061399807.1 -18- I 9.5 Severability. In the event that any one or more of the phrases, sentences, clauses, paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not affect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this Agreement which are hereby declared as severable and shall be interpreted to carry out the intent of the parties hereunder unless the invalid provision is so material that its invalidity deprives either party of the basic benefit of their bargain or renders this Agreement meaningless. 9.6 Warranty & Representation of Non -Collusion. No official, officer, or employee of City has any financial interest, direct or indirect, in this Agreement, nor shall any official, officer, or employee of City participate in any decision relating to this Agreement which may affect his/her financial interest or the financial interest of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any corporation, partnership, or association in which (s)he is directly or indirectly interested, or in violation of any State or municipal statute or regulation. The determination of "financial interest" shall be consistent with State law and shall not include interests found to be "remote" or "noninterests" pursuant to Government Code Sections 1091 or 1091.5. Consultant warrants and represents that it has not paid or given, and will not pay or give, to any third party including, but not limited to, any City official, officer, or employee, any money, consideration, or other thing of value as a result or consequence of obtaining or being awarded any agreement. Consultant further warrants and represents that (s)he/it has not engaged in any act(s), omission(s), or other conduct or collusion that would result in the payment of any money, consideration, or other thing of value to any third party including, but not limited to, any City official, officer, or employee, as a result of consequence of obtaining or being awarded any agreement. Consultant is aware of and understands that any such act(s), omission(s) or other conduct resulting in such payment of money, consideration, or other thing of value will render this Agreement void and of no force or effect. Consultant's Authorized Initials 9.7 Corporate Authority. The persons executing this Agreement on behalf of the parties hereto warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Agreement on behalf of said party, (iii) by so executing this Agreement, such parry is formally bound to the provisions of this Agreement, and (iv) that entering into this Agreement does not violate any provision of any other Agreement to which said party is bound. This Agreement shall be binding upon the heirs, executors, administrators, successors and assigns of the parties. 01203.0006/399807.1 -19- IS 01203.0006/399807.1 [SIGNATURES ON FOLLOWING PAGE] -20- IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date and year first -above written. CITY: CITY OF RANCHO PALOS VERDES, a muni ' corporati AT T: ri nam e , Mayor 11y ColArffl, City Clerk APPROVED AS TO FORM: FEW 0 1 - gm City Attorney CONSULTANT: DANIEL B. STEPHENS & ASSOCIATES, INC., a New Mexic corporation By: me:�J 4 E K E l.5 E y itle:t- Name: Title: Address: 3150 Bristol Street Suite 210 Costa Mesa, CA 92626 Two corporate officer signatures required when Consultant is a corporation, with one signature required from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2) Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT'S SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT'S BUSINESS ENTITY 01203.0006/399807.1 -21- B-21 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. TATE OF-GA�9I Ate 1A) f146 X I (_l) OF SCG "A A U L.L. 0 StPt 4- , 2017 before me, personally a earedTames Q. KeiSe p y pp proved to me on the basis ;factory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. certify under PENALTY OF PERJURY under the laws of the State of GaWen is that the foregoing paragraph is id correct. ..Akwi' ewco � /ITNESS my hand and official seal. OFFICIAL SEAL Deborah J. Saivato ignature: ' NOTARY PUBLIC ,��• STATE OF NEW MEXICO i My Commission Expirasl OPTIONAL the data below is not required by law, it may prove valuable to persons relying on the document and could p nt reattachment of this form. CAPAC CLAIMED BY SIGNER DESCRIPTION OF A,TTTACHED DOCUMENT INDIVIDUAL \, CORPORATE OFFICER TITLE(S) PARTNER(S) ❑ LMTED ❑ GENERAL ATTORNEY-IN-FACT TRUSTEE(S) GUARDIAN/CONSERVA ZR OTHER IS REP NTING: OF PERSON(S) OR ENTITY(IES)) OR TYPE OF DOCUMENT NUMBER OF PAGES DATE OF DOCUMENT SIGNER(S) OTHER THAN NAMED ABOVE B-22 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date and year first -above written. ATTEST: Emily Colburn, City Clerk APPROVED AS TO FORM: ALESHIRE & WYNDER, LLP David J. Aleshire, City Attorney CITY: CITY OF RANCHO PALOS VERDES, a municipal corporation Brian Campbell, Mayor CONSULTANT: DANIEL B. STEPHENS & ASSOCIATES, INC., a New Mexico corporatio By: A j NaI me: e n �� tt Title: tG�Y'Cglc� By: Name: Title: Address: 3150 Bristol Street, Suite 120 Costa Mesa, CA 92626 Two corporate officer signatures required when Consultant is a corporation, with one signature required from each of the following groups: 1) Chairman of the Board, President or any Vice President; and 2) Secretary, any Assistant Secretary, Chief Financial Officer or any Assistant Treasurer. CONSULTANT'S SIGNATURES SHALL BE DULY NOTARIZED, AND APPROPRIATE ATTESTATIONS SHALL BE INCLUDED AS MAY BE REQUIRED BY THE BYLAWS, ARTICLES OF INCORPORATION, OR OTHER RULES OR REGULATIONS APPLICABLE TO CONSULTANT'S BUSINESS ENTITY. -18- 01203.0006/390386.1 B-23 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. STATE OF CALIFORNIA COUNTY OF LOS ANGELES On 2017 before me�1a0.txlersonally appeared '�.1W1$b�V� roved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESSIlm hand and official seal. JENNIFER PUAKEA PEDER& Notary Public - California Signature: Santa Barbara Courcy Commission #F 2170014 My Cortfm. WWI Oct 29, 2t OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form CAPACITY CLAIMED BY SIGNER ❑ INDIVIDUAL ❑ CORPORATE OFFICER TITLE(S) ❑ PARTNER(S) ❑ LIMITED ❑ GENERAL ❑ ATTORNEY-IN-FACT ❑ TRUSTEE(S) ❑ GUARDIAN/CONSERVATOR ❑ OTHER SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) 01203.0006/390386.1 DESCRIPTION OF ATTACHED DOCUMENT TITLE OR TYPE OF DOCUMENT NUMBER OF PAGES DATE OF DOCUMENT SIGNER(S) OTHER THAN NAMED ABOVE I CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy or validity of that document. STATE OF CALIFORNIA COUNTY OF LOS ANGELES On , 2016 before me, ; personally appeared , proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER ❑ INDIVIDUAL ❑ CORPORATE OFFICER TITLE(S) ❑ PARTNER(S) ❑ LIM[ITED ❑ GENERAL ❑ ATTORNEY -TN -FACT ❑ TRUSTEE(S) ❑ GUARDIAN/CONSERVATOR ❑ OTHER SIGNER IS REPRESENTING: (NAME OF PERSON(S) OR ENTITY(IES)) DESCRIPTION OF ATTACHED DOCUMENT TITLE OR TYPE OF DOCUMENT NUMBER OF PAGES DATE OF DOCUMENT SIGNER(S) OTHER THAN NAMED ABOVE B-25 EXHIBIT "A" SCOPE OF SERVICES I. Background A number of studies have been conducted since regional slope failure was first recognized in the vicinity of Rancho Palos Verdes primarily in the mid-1950s. Those studies have generally indicated that slope stability could potentially be achieved through some combination of surface water capture and infiltration control, groundwater extraction/dewatering, mass regrading, reinforcement of the landslide toe, and shoreline erosion control. The City wishes to develop a comprehensive program that will ultimately result in stabilizing the extensive landslide complex that exists in the Portuguese Bend area. The program that the City envisions will use information presently available to characterize, as completely as possible, the hydrology of the landslide area. Using this characterization, Consultant will complete a Feasibility Study ("FS") update to identify the most effective means of removing water as a contributing factor to the continuing slope failure in the area. This FS update will then be used as the basis to prepare federal or other grant funding applications to fund closing data gaps, if any, identified in the FS update, and to fund a design -build project(s) to implement the remedies selected in the FS update. II. Consultant will perform the following Services: Task 1: Compile and Review Background Documents Consultant will compile past work on this topic during development of the FS update. Consultant will also evaluate and integrate, where appropriate, the results of the October 1995 Plan of Control (POC) and the March 1997 FS completed for the City. These documents evaluated and proposed shoreline and landslide stabilization coupled with dewatering and mass re -grading as remedial options. Task 2: Hydrogeologic Characterization Consultant will characterize, as thoroughly as possible based on existing data, the hydrologic system governing surface water occurrence and flow, its interaction with and infiltration to groundwater, its fate in the subsurface, contribution to artesian groundwater conditions, and its contribution to past and future slope failure. Additional data needs identified in the hydrological study prepared as part of the FS will be itemized as "data gaps" to be addresses during future efforts, such as during design/build FS remedy implementation. Task 3: Geotechnical Modeling Consult will develop a preliminary, tentative three-dimensional model of the Portuguese Bend landslide complex as a semi -quantitative communication tool, created using SVSlope 01203.0006/399807.1 EN i software, to be included in the FS. Once more data are collected in the future (under a separate scope of work and budget), the model will be further refined and developed in more detail as appropriate (under a separate scope of work and budget). Using historical reports and existing data, model input will include area topography, groundwater elevation contours in the landslide area, and a contour map of the basal failure surface. Task 4: Feasibility Study Development Consultant will incorporate the results of the numerous existing reports and studies completed by others to develop a FS update for overall regional landslide mitigation. The FS will primarily address the active Portuguese Bend landslide complex. However, adjacent landslide areas within the City may also be addressed as needed due to the interconnectivity of the geologic, hydrological, and geotechnical factors affecting the landslide on a larger scale. The landslide mitigation will focus primarily on slope failure abatement, slope stabilization, and land resource reclamation. Related tasks such as terrestrial or marine biological resources management, roadway infrastructure repair and upgrade and potentially, coastal and marine habitat restoration, will also be addressed, as appropriate to the needs of the City. The format of the FS is anticipated to broadly follow the federal FS format developed for the Comprehensive Environmental Response Compensation, and Liability Act (CERCLA) (Superfund). That is, the document will be a CERCLA-analogue FS. The CERCLA FS approach is a systematic and thorough concept -level methodology widely accepted in the engineering industry to develop, analyze, and select cost-effective mitigation alternatives accepted by federal, state, and local regulators and community stakeholders. This format consists of the following primary elements: 1. Problem definition 2. Mitigation objectives 3. Summary and analysis of applicable laws and regulations 4. Identification of general mitigation response action (technology options) 5. Screening of available technology options 6. Detailed analysis and comparison of technology options and magnitude of cost 7. Selection and presentation of preferred technology option(s) and magnitude of cost The FS will also include a 3D model, as described in Task 3, to identify data gaps and to evaluate impacts of candidate mitigation measures. Task 5: General Consulting (As -Needed) 01203.0006/399807.1 A-2 B-27 *General Consulting work will only be completed pursuant to the Work Request Procedure, as described in Section III below. Consultant acknowledges that City has no obligation to request General Consulting work from Consultant under this Agreement. • Consultant will provide general consulting services to the City on an as -needed basis for such items as meeting preparation, attendance, and presentations, responding to City requests to address public inquiries as they arise regarding technology options, program goals, or other site -related issues per City request. Consultant will assist the City, on an as -needed basis, with the development and submittal of a federal (or other) infrastructure funding application to obtain funds for FS implementation. Consultant will help the City understand the grant process, prepare the necessary items for submittal, and prepare and submit the grant funding application package. Consultant will also help the City with potential follow-up questions during application review and processing. If desired by the City, a summary of the draft FS and a federal (or other) funding status update will be delivered to public stakeholders in a public meeting presentation. Consultant will prepare a PowerPoint presentation outlining the FS process and the funding process, the primary available technologies that were screened, and the details of the remedies selected to meet the defined project objectives. A draft version of the PowerPoint presentation will be submitted to the City for review, comment, and approval before the public meeting is held. • Consultant will work closely with the City to develop a design/build request -for - proposal (RFP) that can be publicly submitted to solicit contractors to implement the mitigation program outlined in the FS. • Data gap work may also be identified, scoped, costed, and implemented under this task, such as data acquisition that may need to be completed to inform the FS during its development, or additional data that may be needed to inform the design/build RFP or mitigation construction. III. Work Request Procedure The following Work Request Procedure applies to all General Consulting work: A. Each task to be performed shall be set forth in a written request ("Request") such as an email produced by the Contract Officer with a description of the work to be performed, and the time desired for completion. All tasks shall be carried out in conformity with all provisions of this Agreement. B. 01203.0006/399807.1 Following receipt of the Request, the Consultant shall prepare a "Task Proposal' or email response that includes the following components: A-3 Ajir�ue (1) a written description of the requested task ("Task Description") including all components and subtasks, and including any clarifications of the descriptions provided in the Request; (2) the costs or level of effort (hours) to perform the task ("Task Budget"); (3) an explanation of how the cost was determined; and (4) a schedule for completion of the task ("Task Completion Schedule"), including a final completion date ("Task Completion Date"). (5) a Hit -7 -of the individuals who�,will be --assigned ,to the Task, including C. Contract Officer shall approve, modify, or reject the Task Proposal in writing, and issue a Notice to Proceed for example by email when a written agreement has been reached on the Task Proposal. D. The task shall be performed at a cost not exceeding the Task Budget. E. Consultant shall complete the task and deliver all deliverables to Contract Officer by the Task Completion Date and in accordance with the Task Completion Schedule. IV. As part of the Services, Consultant will prepare and deliver the following tangible work products to the City: A. Draft FS: A draft Feasibility Study will be submitted to the City for review and comment before the final FS is prepared. Consultant will also submit revised drafts as requested by City. As discussed in the Consultant proposal dated June 21, 2017, comment review and incorporation into the draft and/or final FS, including City (staff and legal), public, or regulatory agency comments may require a budget supplement depending on the number, magnitude, and format of the comments received. B. Final FS: Consultant will deliver 6 paper copies including maps, graphs, and text, and an electronic copy of the document (MS Word and GIS files). The Final FS will incorporate comments and feedback from the City and will address public comments, if any, as appropriate and as determined by City. As discussed in the Consultant proposal dated June 21, 2017, comment review and incorporation into the draft and/or final FS, including City (staff and legal), public, or regulatory agency comments may require a budget supplement depending on the number, magnitude, and format of the comments received. C. Other (As -Needed): Consultant will prepare and deliver such other tangible work products as may be requested by the City in accordance with the procedures detailed in II. Task 5 of Exhibit A, and Section III as part of Consultant's General Consulting work. 01203.0006/399807.1 A-4 V. In addition to the requirements of Section 6.2, during performance of the Services, Consultant will keep the City appraised of the status of performance by delivering the following status reports: A. Monthly updates (1-2 pages by email) with narrative descriptions and overview of all services performed by Consultant during the preceding month. VI. All work product is subject to review and acceptance by the City, and must be revised by the Consultant without additional charge to the City until found satisfactory and accepted by City. VII. Consultant will utilize the following personnel to accomplish the Services: A. S. Cullen, Principal Professional I B. J. Dodge, Senior Professional I C. N. Matasovic, Senior Professional I D. G. Schnaar, Project Professional III E. L. Gurrola, Project Professional III F. Staff CEG, Project Professional I G. R. Faye, Senior Technical Editor H. K. Schwartz, Staff Professional I I. A. Molina, CADD/GIS/Data Base II J. L. Martinez, Project Assistant II In the interest of project quality and cost efficiency, Consultant may also elect to use other personnel as deemed appropriate for the specific task assignment. 01203.0006/399807.1 A-5 EXHIBIT "B" SPECIAL REQUIREMENTS (Superseding Contract Boilerplate) I. Section 1.1, Scope of Services, is amended as follows (deleted text in striket4OH01-, added text in bold italics): 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Consultant shall provide those services specified in the "Scope of Services" attached hereto as Exhibit "A" and incorporated herein by this reference, which may be referred to herein as the "services" or "work" hereunder. As a material inducement to the City entering into this Agreement, Consultant represents and warrants that it has the qualifications, experience, and facilities necessary to properly perform the services required under this Agreement in a thorough, competent, and professional manner, and is experienced in performing the work and services contemplated herein. Consultant shall at all times faithfully, competently and to the best of its ability, experience and talent, perform all services described herein. Consultant covenants that it shall follow the highest professional standards and shall provide competent services with the skill and judgement normally exercised in performing the work and services required hereunder and that all materials will be both of good quality as well as fit for the purpose intended. For purposes of this Agreement, the phrase "highest professional standards" shall mean those standards of practice recognized by one or more first-class firms performing similar work under similar circumstances. H. Section 3.4, Term, is amended to read as follows (deleted text in st6lethfeulgh, added text in bold italics): 3.4 Term. Unless earlier terminated in accordance with Article 7 of this Agreement, this Agreement shall continue in full force and effect until completion of the services but not exceeding two (2)erre (44 years from the date hereof, except as otherwise provided in the Schedule of Performance (Exhibit "D"). / tf III. Section .A<Representatives and Personnel of Consultant, is amended to read as follows (deleted text in stfikethfatigk, added text in bold italics): b ' Representatives and Personnel of Consultant. The following principals of Consultant ("Principals") are hereby designated as being the principals and representatives of Consultant authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: 01203.0006/399807.1 M-1 B-31 Stephen J. Cullen, PhD, PG Principal In Charge (Name) (Title) John J. Dodge, PG Project Manager (Name) (Title) It is expressly understood that the experience, knowledge, capability and reputation of the foregoing principals were a substantial inducement for City to enter into this Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Consultant and devoting sufficient time to personally supervise the services hereunder. All personnel of Consultant, and any authorized agents, shall at all times be under the exclusive direction and control of the Principals. For purposes of this Agreement, the foregoing Principals may not be replaced nor may their responsibilities be substantially reduced by Consultant without the express written approval of City. Additionally, Consultant shall utilize only competent personnel to perform services pursuant to this Agreement. Consultant shall make every reasonable effort to maintain the stability and continuity of Consultant's staff and subcontractors, if any, assigned to perform the services required under this Agreement. Consultant shall notify City of any material changes in Consultant's €Principals and subcontractors, if any, assigned to perform the services required under this Agreement, prior to and during any such performance. 01203.0006/399807.1 B-32 EXHIBIT "C" SCHEDULE OF COMPENSATION I. Consultant shall perform the work on a time and materials basis at the 2017 rates shown in Exhibit C-1. The rates provided in Exhibit C-1 may not be escalated during the term of this Agreement. Estimated quantities listed in Exhibit C-1, if any, are for the purpose of estimation only. Actual quantities and compensation will depend on the needs of the City. The estimated costs for the completion of Tasks 1 through 5, as described in Exhibit A, are as follows: II. A retention of ten percent (10%) shall be held from each payment as a contract retention to be paid as part of the final payment upon satisfactory completion of services. NOT APPLICABLE HI. Within the budgeted amounts for each Task, and with the approval of the Contract Officer, funds may be shifted from one Task subbudget to another so long as the Contract Sum is not exceeded per Section 2.1, unless Additional Services are approved per Section 1.8. IV. The City will compensate Consultant for the Services performed upon submission of a valid invoice. Each invoice is to include: A. Line items for all personnel describing the work performed, the number of hours worked, and the hourly rate. B. Line items for all materials and equipment properly charged to the Services. C. Line items for all other approved reimbursable expenses claimed, with supporting documentation. D. Line items for all approved subcontractor labor, supplies, equipment, materials, and travel properly charged to the Services. 01203.0006/399807.1 C-1 B-33 Cost Summary by Task Task No. Project Description Cost 1 Background Documents Compile/Review $15,215 2 Hydrogeologic Characterization $32,535 3 Geotechnical Modeling $16,085 4 Feasibility Study Development $35,445 5 General Consulting $23,924' Subtotal: Total: $123,200 $123,2001 II. A retention of ten percent (10%) shall be held from each payment as a contract retention to be paid as part of the final payment upon satisfactory completion of services. NOT APPLICABLE HI. Within the budgeted amounts for each Task, and with the approval of the Contract Officer, funds may be shifted from one Task subbudget to another so long as the Contract Sum is not exceeded per Section 2.1, unless Additional Services are approved per Section 1.8. IV. The City will compensate Consultant for the Services performed upon submission of a valid invoice. Each invoice is to include: A. Line items for all personnel describing the work performed, the number of hours worked, and the hourly rate. B. Line items for all materials and equipment properly charged to the Services. C. Line items for all other approved reimbursable expenses claimed, with supporting documentation. D. Line items for all approved subcontractor labor, supplies, equipment, materials, and travel properly charged to the Services. 01203.0006/399807.1 C-1 B-33 E. Each invoice shall also include a signed statement indicating the percentage of Tasks 1-4 that has been completed to date (e.g., Task 1: 50%; Task 2: 33%). At no time shall the percentage of the total Task subbudget requested for any Task (1-4) exceed the percentage of completion of that Task (e.g., if Task 1 is 50% complete, Consultant shall not be entitled to total payment of more than 50% of the subbudget for Task 1). V. The total compensation for the Services shall not exceed $123,200 as provided in Section 2.1 of this Agreement. VI. The Consultant's billing rates for all personnel are attached as Exhibit C-1. 01203.0006/399807.1 C-2 EXHIBIT "Cl" BILLING RATES AND ESTIMATED COSTS TASK 1 Task 11 Backaround Documents ComilefRoview SERVICES QUANTITY UNIT UNIT FEE QUANTITY COST Principal Professional I S. Cullen Hour $ 260.00 16 $ 4,000,00 Senior Professional I J. Dodge Hour 2W00 16 3,200.00 Senior Professional I N. matasovic Hour 200 00 16 3,200.00 Project Professional III G. Schnaar Hour 185.00 8 1,480.00 Project Professional III L. Gurrota Hour 185.00 16 2.960.00 Project Professional I Staff CEG Hour 155.00 Staff Professional III staff Hour 130.00 Staff Professional 11 staff Hour 125.00 Senior Technical Editor R,Faye Hour 120.00 Staff Professional I K.Schwartz Hour 110.00 3-40 375.00 CADDIGIS/Data Base 11 A -Molina Hour 110.00 Technician III staff Hour 97,00 Project Assistant 11 L.Martinez Hour 85-00 Proliect Assistant 11 R.Sustamente Hour nool subtotal: 1 75 1 $ 16,216-00 EXPENSES MARKUP UNIT UNIT FEE QUANTITY COST Subtotal:I $ 0.04) Total Direct Cost 15,215. Markup on third party services TASK I SUBTOTAL $ 15,215.0 New Mexico Gross Receipts Tax @ 0- TASK I TOTAL $ 15,215.1 01203.0006/399807.1 C-3 B-35 TASK 2 Task 2 Hurimapn1mir. Phttrar4ariv.#1— SERVICES UNIT UNIT r-tE_ QUANTITY COST Principal Professional I S. Cullen Hour 250,00 50 $ 12,500.570 Senior Professional I J. Dodge Hour 200.00 40 8,000,00 Senior Professional I N. Matasovic Hour 200-00 4 800,00 Project Professional III G. Schnaar Hour 185.00 40 7,400.00 Project Professional III L. Gurrola Hour 185.00 6 1,110.00 Project Professional I Staff CEG Hour 155,00 Staff Professional III Staff Hour 130.00 Staff Professional 11 staff Hour 125.00 Senior Technical Editor R.Faye Hour 120.00 Staff Professional I K.Schwartz Hour 140.00 CADINGIStData Base It A.Idolina Hour 110.00 24 2,640.00 Technician III Staff Hour 97.00 Project Assistant 11 L.Martinez Hour 85,00 1 85,00 Prol ct Assistant 11 R.Bustamante Hour 85-00 Subtotal:I �1 6 S $ 32,U6.66 01203.0006/399807.1 C-4 I MARKUP UNIT UNIT FEE QUANTITY COST Subtotal:' 0ml Total Direct Cost 32,635.00 Markup on third paqy services 0.00 TASK 2 SUBTOTAL 32,536.00 Now Mexico Gross Receipts Tax @ 0.00 TASK 2 TOTAL 32,635.00 01203.0006/399807.1 C-4 I TASK 3 Task 3 Geotechnical Modelina SERVICES I QUANTITY UNIT UNIT FEE QUANTITY COST Principal Professional I S. Cullen Hour $ 250.00 4 $ 1,000-05 Senior Professional I J. Dodge Hour 200.00 4 800.00 Senior Professional I N, Matasovic Hour 200.00 24 4,800.00 Project Professional III G. Schnaar Hour 185.00 Project Professional III L. Gurrola Hour 185,00 24 4,440-00 Project Professional I Staff CEG Hour 155,00 32 4,960.00 Staff Professional III Staff Hour 130.00 Staff Professional If Staff Hour 125,00 Senior Technical Editor R.Faye Hour 120,00 Staff Professional I K.Schwartz Hour 110.00 CADE)IGIS/Data Base I[ A.Molina Hour 110.00 Technician III staff Hour 97.00 Project Assistant 11 L.Martinez Hour 85.00 1 85-00 Project Assistant 11 R.Bustamantel Hour 85.00 Subtotal; 89 $ 16,085.00 EXPENSES MARKUP UNIT I UNIT FEE I QUANTITY COST $ SubWtal,l I Total Direct Cost 16,085.00 Markup on third ppl!X services 0.00 TASK 3 SUBTOTAL S 16,085.00 New Mexico Gross Receipts Tax @ 0.00 F TASK 3 TOTAL $ 16,085.00 01203.0006/399807.1 C-5 B-37 TASK 4 Task 4 Feasibility Studv Develooment SERVICES UNIT UNIT FEE QUANTITY COST Principal Professional I S. Cullen Hour $ 250.00 40 $ 10,000.00 Senior Professional I J. Dodge Hour 200.90 40 8,000.00 Senior Professional I N. Matasovic Hour 200.00 24 4,1300.00 Project Professional III G. Schnaar Hour 185.04 24 4,440.00 Project Professional Ill L. Gurrola Hour 185.00 24 4,440.00 Project Professional I Staff CEG Hour 155,00 Staff Professional III Staff Hour 139-00 Staff Professional li Staff Hour 125.00 Senior Technical Editor R.Faye Hour 120.40 16 1,920.00 Staff Professional l K.Schwarrz Hour 110.00 16 1,760.00 CARD/GIS/Data Base 11 A.Molina Flour 110,00 Technician III Staff Hour 97.00 Project Assistant [I L_Martinez Hour $5,00 1 85.00 Pro ect ,assistant [I R.Sustarnantel Hour 1 85.00 Subtotal. 185 1 $ 35,445. EXPENSES MARKUP UNIT UNIT F'EE QUANTITY COST $ $ Subtotal -.1 $ 0.00 otal Direct Cost 35,445.00 Markup on third paq services 0.00 TASK 4 SUBTOTAL $ 35,446.00 New Mexico Grass Receipts Tax @ 0.00 TASK 4 TOTAL $ 35,445.00 01203.0006/399807.1 C-6 TASK S Tach S CCpnpral Cnnsirltina SERVICES I UNIT UNIT UNIT FFE QUANTITY COST P. rincipal Professional 1 S. Cullen Hour $ 254.00 32 S 8,000-00 Senior Professional I J. Dodge Hour 200.00 32 6,400.0 Senior Professional I N. Matasovic Hour 200,00 17 ' 3,400.0 Project Professional III G. Schnaar Hour 185,00 16 2,960.0 Project Professional III L. Gurrola Hour 185.00 16 2,960.0 Project Professional I Staff CEG Hour 155,00 Staff Professional III Staff Hour 130.00 Staff Professional 11 Staff . Hour 125.00 Senior Technical Editor R.Faye Hour 120.00 Staff Professional I K.Schwartz Hour 110.00 1.04 116.0 CARD/GIS10ata Base 11 A.Molina Hour 110.00 Technician III Staff Hour 97.00 Project Assistant If L.Martinez Hour 85.00 1 85.00 Project Assistant 11 R.Bustamante' Hour 85.00 Subtotal: 115 $ 23 92II.4II EXPENSES MARKUP I UNIT UNIT FEE QUANTITY COST Subtotal- $ 0.00 Total Direst Cost 23,520. Markup on third party services 0'. TASK 5 SUBTOTAL S 23,920.4 New Mexico Gross Receipts Tax @ 0.00 TASK 5 TOTAL $ 23,9204 01203.0006/399807.1 C-7 EXHIBIT "D" SCHEDULE OF PERFORMANCE I. Consultant shall deliver the following tangible work products to the City by the following dates: A. Draft FS: First draft due approximately four (4) months after the date of contract execution. B. Final FS: Approximately four (4) weeks after receipt by the Consultant of all comments on the draft FS submitted by the City and stakeholders. C. Other (As -Needed): Consultant shall deliver tangible work products and complete each task no later than the Task Completion Date, and in accordance with the Task Completion Schedule, set in the Task Proposal. II. The Contract Officer may approve extensions for performance of the services in accordance with Section 3.2. 01203.0006/399807.1 D-1 B-40